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• FEDERAL RESERVE BANK OF CHICAGO
230 SOUTH LA SALLE STREET
CHICAGO, ILLINOIS 60690
(J 12) HA 7-2320

Circular No. 2093
May 5, 1970
To All Banks and Trust Companies,
Brokers and Dealers, and Others Concerned
in the Seventh Federal Reserve District:

REGULATIONS G, T, AND U
DECREASE IN MARGIN REQUffiEMENTS
The Board of Governors of the Federal Reserve System has amended its
Regulations G, T, and U to lower margin requirements for purchasing or carrying securities.
The Board's statement to the press announcing this action is quoted below:
The Board of Governors of the Federal Reserve System today
lowered its margin requirement for purchasing or carrying stocks from
80 to 65 per cent, effective Wednesday (May 6).
At the same time , the Board lowered the margin requirement for
purchasing or catrying convertible bonds--those that can be converted into
stock--from 60 to 50 per cent, also effective Wednesday (May 6).
In making the changes, the Board cited the sharp reduction in the
use of credit for stock purchases.
In the Securities Exchange Act of 1934, Congress granted the Board
of Governors authority to impose margin requirements "for the purpose of
preventing the excessive use of credit for the purchase or carrying of securities."
Since the last change in margin requirements in June, , 1968, when
they were increased from 70 to 80 per cent for stocks and 50 to 60 per
cent for convertible bonds , margin credit extended by brokers has dropped
from $6. 7 billion to $4. 5 billion in March, 1970, and the number of margin
accounts has dropped from 940,000 to 820,000. . Meanwhile, credit extended
by banks for purchasing or carrying securities has declined from a high of
$2. 8 billion in February, 1969, to $2 .4 billion in March, 1970.
The action, amending the Board's regulations relating td stock
market credit will cover new extension of credit by brokers and dealers
(Regulation T), and loans by banks and other lenders (Regulation U and

https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

FEDERAL RESERVE BANK OF CHICAGO

May 5, 1970

-2-

G respectively) for the purpose of purchasing or carrying securities registered on a national stock exchange or named in the Board's over-thecounter margin list.
No change was made in the 70 per cent "retention requirement 11
applicable to undermargined accounts. That requirement specifies the
portion of the proceeds of a sale of securities from a margin account that
must be retained in the account if the equity in that account does not match
the new margin requirements.
Federal Reserve margin requirements set the mm1mum downpayment that must be made to purchase· a stock or a convertible J?ond on
credit. Under a 65 per cent margin requirement, a purchaser of stock
is required to put up 65 per cent of the purchase price in cash ( or collateral with that much "loan value" under the regulations) at the time of
the transaction. He may then obtain credit for the remaining 35 per cent
of the purchase price.
Copies of the related amendments will be sent as soon as available~


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

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