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U.S. Department of the Treasury, Office of Financial Stability, published on 12/9/2016. This copy of the report is subject to the terms and conditions of download as stated at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/default.aspx. The official version from the U.S. Department of the Treasury, Office of Financial Stability is available as a PDF file at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Dividends-and-Interest-Reports.aspx Cumulative Dividends, Interest and Distributions Report as of November 30, 2016 Total Life-to-Date Payments: $1,319,646 Program Institution Instrument Type Notes Payment Type Dividend - Cumulative Payment Frequency N/A Expected Payment Date N/A $23,540,988,223 Actual Payment Date N/A Payment This Month Life-To-Date Payments $174,806,667 Next Scheduled Payment Date N/A AGP CITIGROUP INC. Preferred Stock with Warrants 6 AGP CITIGROUP INC. Subordinated Notes 99 Interest N/A N/A N/A $402,300 N/A AGP CITIGROUP INC. Trust Preferred Securities with Warrants 6, 15, 97 Dividend - Cumulative N/A N/A N/A $467,623,301 N/A AIFP ALLY FINANCIAL, INC. (GMAC INC.) Convertible Preferred Stock with Exercised Warrants 8, 113 Dividend - Cumulative N/A N/A N/A $3,004,281,250 N/A AIFP ALLY FINANCIAL, INC. (GMAC INC.) Preferred Stock Dividend - Cumulative N/A N/A N/A $264,062,500 N/A AIFP ALLY FINANCIAL, INC. (GMAC INC.) Trust Preferred Securities 8, 49, 50 Dividend - Cumulative N/A N/A N/A $251,938,896 N/A AIFP Debt Obligation with Additional Note 32 Interest N/A N/A N/A $7,405,894 N/A AIFP CHRYSLER FINANCIAL SERVICES AMERICAS LLC CHRYSLER GROUP, LLC. Debt Obligation with Additional Note 28 Interest N/A N/A N/A $1,116,026,229 N/A AIFP CGI HOLDING LLC (CHRYSLER HOLDING LLC) Debt Obligation with Additional Note 23, 24, 26 Interest N/A N/A N/A $55,237,713 N/A AIFP GENERAL MOTORS COMPANY Debt Obligation 29, 32 Interest N/A N/A N/A $343,140,731 N/A AIFP GENERAL MOTORS COMPANY Preferred Stock 9, 32 Dividend - Cumulative N/A N/A N/A $270,047,669 N/A AIFP MOTORS LIQUIDATION COMPANY (OLD GM) Debt Obligation with Additional Note AIFP GMAC LLC Preferred Stock AIG/SSFI AMERICAN INTERNATIONAL GROUP, INC. Preferred Stock with Warrants 5 Interest/Investment Income N/A N/A N/A AIG/SSFI AMERICAN INTERNATIONAL GROUP, INC. Preferred Units 5 Interest/Investment Income N/A N/A ASSP CHRYSLER RECEIVABLES SPV LLC Debt Obligation with Additional Note 32 Interest N/A ASSP GM SUPPLIER RECEIVABLES LLC Debt Obligation with Additional Note 32 Interest N/A CDCI ALTERNATIVES FEDERAL CREDIT UNION Subordinated Debentures Interest CDCI AMERICAN BANCORP OF ILLINOIS, INC. Subordinated Debentures CDCI ATLANTIC CITY FEDERAL CREDIT UNION Subordinated Debentures 1b CDCI BAINBRIDGE BANCSHARES, INC. Preferred Stock 1b Dividend - Cumulative CDCI BANCORP OF OKOLONA, INC. Subordinated Debentures 1b Interest N/A N/A N/A $250,975 N/A CDCI BANCPLUS CORPORATION Preferred Stock 42, 145 Dividend - Cumulative N/A N/A N/A $9,795,089 N/A CDCI BANKASIANA Preferred Stock 132 Dividend - Non Cumulative N/A N/A N/A $315,583 N/A CDCI BETHEX FEDERAL CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $51,567 N/A CDCI BORDER FEDERAL CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $263,698 N/A CDCI BREWERY CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $44,388 N/A CDCI Subordinated Debentures Interest Quarterly 11/15/2016 11/9/2016 $1,500 $36,750 2/15/2017 Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $725 $17,811 2/15/2017 CDCI BROOKLYN COOPERATIVE FEDERAL CREDIT UNION BUFFALO COOPERATIVE FEDERAL CREDIT UNION CARTER FEDERAL CREDIT UNION Subordinated Debentures $19,000 $583,350 2/15/2017 CDCI CARVER BANCORP, INC. Preferred Stock CDCI CFBANC CORPORATION Preferred Stock CDCI CITIZENS BANCSHARES CORPORATION Preferred Stock CDCI COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANK OF THE BAY Preferred Stock Preferred Stock 42 COMMUNITY FIRST GUAM FEDERAL CREDIT UNION COMMUNITY PLUS FEDERAL CREDIT UNION Subordinated Debentures CDCI CDCI CDCI CDCI CDCI COOPERATIVE CENTER FEDERAL CREDIT UNION 30 Interest N/A N/A N/A $143,526,108 N/A Dividend - Cumulative N/A N/A N/A $159,611,111 N/A N/A $768,381,327 N/A N/A N/A $5,787,176 N/A N/A N/A $9,087,808 Quarterly 11/15/2016 11/10/2016 $11,170 $274,410 2/15/2017 Interest Quarterly 11/15/2016 11/15/2016 $42,292 $1,042,257 2/15/2017 Interest N/A N/A N/A $100,278 N/A N/A N/A N/A $273,637 N/A N/A N/A Interest Quarterly 11/15/2016 11/15/2016 Dividend - Cumulative N/A N/A N/A Dividend - Cumulative Quarterly 11/15/2016 11/8/2016 42 Dividend - Cumulative Quarterly 11/15/2016 11/15/2016 42, 144 Dividend - Cumulative N/A N/A N/A Dividend - Non Cumulative Quarterly 11/15/2016 11/15/2016 $20,300 $477,276 2/15/2017 Interest Quarterly 11/15/2016 11/9/2016 $13,250 $325,508 2/15/2017 Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $2,250 $55,150 2/15/2017 Subordinated Debentures Interest Quarterly 11/15/2016 11/9/2016 $13,995 $343,811 2/15/2017 42, 71 $446,507 N/A $28,905 $712,348 2/15/2017 $59,205 $1,473,169 2/15/2017 $6,588,400 N/A CDCI D.C. FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $7,610 $186,530 2/15/2017 CDCI Subordinated Debentures Interest Quarterly 11/15/2016 11/14/2016 $35 $858 2/15/2017 Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $500 $12,256 2/15/2017 CDCI EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION EPISCOPAL COMMUNITY FEDERAL CREDIT UNION FAIRFAX COUNTY FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $40,220 $988,071 2/15/2017 CDCI FAITH BASED FEDERAL CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $2,933 N/A CDCI FIDELIS FEDERAL CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $1,412 N/A CDCI FIRST AMERICAN INTERNATIONAL CORP. Preferred Stock 42 Dividend - Cumulative Quarterly 11/15/2016 11/10/2016 CDCI FIRST CHOICE BANK Preferred Stock 1b, 42 Dividend - Non Cumulative N/A N/A N/A $267,878 N/A CDCI FIRST EAGLE BANCSHARES, INC. Subordinated Debentures 1b, 42 Interest N/A N/A N/A $1,348,113 N/A CDCI FIRST LEGACY COMMUNITY CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $70,167 N/A CDCI FIRST M&F CORPORATION Preferred Stock 1b, 42 Dividend - Cumulative N/A N/A N/A $1,751,667 N/A CDCI FIRST VERNON BANCSHARES, INC. Preferred Stock 42, 148 Dividend - Cumulative N/A 11/15/2016 11/29/2016 $783,123 N/A CDCI FREEDOM FIRST FEDERAL CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $501,527 N/A CDCI Subordinated Debentures 1b Interest N/A N/A N/A $68,397 N/A CDCI GATEWAY COMMUNITY FEDERAL CREDIT UNION GENESEE CO-OP FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $36,967 2/15/2017 CDCI GREATER KINSTON CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A CDCI GUARANTY CAPITAL CORPORATION Subordinated Debentures 42 Interest Quarterly 11/15/2016 11/14/2016 CDCI HILL DISTRICT FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $500 $12,256 2/15/2017 CDCI HOPE FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $22,600 $556,964 2/15/2017 CDCI IBC BANCORP, INC. Subordinated Debentures 42 Interest Quarterly 11/15/2016 11/15/2016 $62,667 $1,549,255 2/15/2017 CDCI IBW FINANCIAL CORPORATION Preferred Stock 42 Dividend - Cumulative Quarterly 11/15/2016 11/15/2016 $30,000 $744,000 2/15/2017 CDCI Subordinated Debentures 1b Interest N/A N/A N/A $71,701 N/A CDCI INDEPENDENT EMPLOYERS GROUP FEDERAL CREDIT UNION KILMICHAEL BANCORP, INC. Subordinated Debentures 2b Interest N/A N/A 11/2/2016 $602,668 N/A CDCI LAFAYETTE BANCORP, INC. Preferred Stock 1b, 42 Dividend - Cumulative N/A N/A N/A CDCI LIBERTY COUNTY TEACHERS FEDERAL CREDIT Subordinated Debentures UNION LIBERTY FINANCIAL SERVICES, INC. Preferred Stock Interest Quarterly 11/15/2016 11/9/2016 CDCI CDCI $85,000 $36,107 $1,500 $2,142,976 $10,714 $108,500 $20,913 $2,730,583 2/15/2017 N/A 2/15/2017 $484,934 N/A $870 $44,027 2/15/2017 42 Dividend - Cumulative Quarterly 11/15/2016 11/15/2016 $56,670 $1,392,193 2/15/2017 128 Interest Quarterly 11/15/2016 11/15/2016 $5,965 $146,475 2/15/2017 CDCI LOWER EAST SIDE PEOPLE'S FEDERAL CREDIT Subordinated Debentures UNION / UNION SETTLEMENT FEDERAL CREDIT UNION CDCI M&F BANCORP, INC. Preferred Stock 42 Dividend - Cumulative Quarterly 11/15/2016 11/14/2016 $58,675 $1,463,615 2/15/2017 CDCI MISSION VALLEY BANCORP Preferred Stock 42 Dividend - Cumulative Quarterly 11/15/2016 11/14/2016 $51,680 $1,279,994 2/15/2017 CDCI Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $1,415 $34,763 2/15/2017 Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $1,625 $39,831 2/15/2017 Subordinated Debentures Interest Quarterly 11/15/2016 11/9/2016 $1,750 $42,992 2/15/2017 CDCI NEIGHBORHOOD TRUST FEDERAL CREDIT UNION NORTH SIDE COMMUNITY FEDERAL CREDIT UNION NORTHEAST COMMUNITY FEDERAL CREDIT UNION OPPORTUNITIES CREDIT UNION CDCI PGB HOLDINGS, INC. Preferred Stock CDCI PHENIX PRIDE FEDERAL CREDIT UNION Subordinated Debentures CDCI PREMIER BANCORP, INC. CDCI CDCI CDCI Subordinated Debentures Interest Quarterly 11/15/2016 11/9/2016 $5,455 $133,708 2/15/2017 42 Dividend - Cumulative Quarterly 11/15/2016 11/15/2016 $15,000 $381,292 2/15/2017 Interest Quarterly 11/15/2016 11/15/2016 $765 $18,794 2/15/2017 Subordinated Debentures 13c, 42 Interest N/A N/A N/A Subordinated Debentures 1b Interest N/A N/A N/A $27,073 N/A CDCI HAWAII FEDERAL CREDIT UNION / PRINCE KUHIO FEDERAL CREDIT UNION PSB FINANCIAL CORPORATION 1b, 42 Dividend - Cumulative N/A N/A N/A CDCI PYRAMID FEDERAL CREDIT UNION Subordinated Debentures 147 Interest N/A 11/15/2016 11/15/2016 CDCI PYRAMID FEDERAL CREDIT UNION Subordinated Debentures 147 Interest N/A N/A 11/22/2016 $389 CDCI RENAISSANCE COMMUNITY DEVELOPMENT CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $155 Preferred Stock N/A $437,489 $5,000 N/A $286,972 N/A N/A $3,799 2/15/2017 CDCI SANTA CRUZ COMMUNITY CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/14/2016 CDCI SECURITY CAPITAL CORPORATION Preferred Stock 1b, 42 Dividend - Cumulative N/A N/A N/A $14,140 $1,884,560 N/A CDCI SECURITY FEDERAL CORPORATION Preferred Stock 42, 146 Dividend - Cumulative N/A N/A N/A $2,679,111 N/A CDCI Subordinated Debentures 1b, 130 Interest N/A N/A N/A $85,389 N/A CDCI SELF-HELP FEDERAL CREDIT UNION / BUTTE FEDERAL CREDIT UNION SHREVEPORT FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/9/2016 $13,230 $324,282 2/15/2017 CDCI SOUTHERN BANCORP, INC. Preferred Stock 42, 149 Dividend - Cumulative N/A 11/15/2016 11/15/2016 $169,000 $4,268,189 CDCI SOUTHERN BANCORP, INC. Preferred Stock 42, 149 Dividend - Cumulative N/A N/A 11/29/2016 $26,289 CDCI Subordinated Debentures Interest Quarterly 11/15/2016 11/15/2016 $8,545 CDCI SOUTHERN CHAUTAUQUA FEDERAL CREDIT UNION SOUTHSIDE CREDIT UNION Subordinated Debentures 1b Interest N/A N/A CDCI STATE CAPITAL CORP. Preferred Stock 42, 143 Dividend - Cumulative N/A N/A CDCI THE FIRST BANCSHARES, INC. Preferred Stock 42 Dividend - Cumulative Quarterly 11/15/2016 11/15/2016 CDCI THE MAGNOLIA STATE CORPORATION Subordinated Debentures Interest Quarterly 11/15/2016 CDCI Subordinated Debentures Interest Quarterly 11/15/2016 CDCI THURSTON UNION OF LOW INCOME PEOPLE (TULIP) COOPERATIVE CREDIT UNION TONGASS FEDERAL CREDIT UNION Subordinated Debentures CDCI TRI-STATE BANK OF MEMPHIS Preferred Stock 2/15/2017 CDCI TULANE-LOYOLA FEDERAL CREDIT UNION CDCI CDCI UNION BAPTIST CHURCH FEDERAL CREDIT UNION UNITED BANCORPORATION OF ALABAMA, INC. CDCI CDCI N/A N/A $209,447 2/15/2017 N/A $67,894 N/A N/A $1,900,500 N/A $85,615 $2,098,519 2/15/2017 11/15/2016 $32,721 $1,285,667 2/15/2017 11/10/2016 $375 $9,213 2/15/2017 $8,000 $196,533 2/15/2017 Interest Quarterly 11/15/2016 11/9/2016 Dividend - Non Cumulative Quarterly N/A N/A Subordinated Debentures Interest Quarterly 11/15/2016 11/14/2016 Subordinated Debentures Interest Quarterly 11/15/2016 Dividend - Cumulative N/A 11/15/2016 42 $347,373 $209,936 2/15/2017 $2,120 $52,081 2/15/2017 11/14/2016 $50 $1,228 2/15/2017 11/16/2016 $52,072 $1,277,772 Preferred Stock 2b, 42 UNIVERSITY FINANCIAL CORP. Subordinated Debentures 1b, 42 Interest N/A N/A N/A $1,595,843 N/A UNO FEDERAL CREDIT UNION Subordinated Debentures 1b Interest N/A N/A N/A $43,754 N/A CDCI VIGO COUNTY FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly 11/15/2016 11/14/2016 $129,291 2/15/2017 CDCI VIRGINIA COMMUNITY CAPITAL, INC. Subordinated Debentures 1b Interest N/A N/A N/A $220,757 N/A CDCI Subordinated Debentures 1b Interest N/A N/A N/A $2,822 N/A CPP UNITEHERE FEDERAL CREDIT UNION / WORKERS UNITED FEDERAL CREDIT UNION 1ST CONSTITUTION BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,106,667 N/A CPP 1ST ENTERPRISE BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,128,156 N/A CPP 1ST FINANCIAL SERVICES CORPORATION Preferred Stock with Warrants 114 Dividend - Cumulative N/A N/A N/A $1,229,949 N/A CPP 1ST SOURCE CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $10,730,000 N/A CPP 1ST UNITED BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $370,903 N/A CPP AB&T FINANCIAL CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $360,694 N/A CPP ADBANC, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,715,769 N/A CPP ALARION FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $998,057 N/A CPP ALASKA PACIFIC BANCSHARES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $913,405 N/A CPP Preferred Stock with Exercised Warrants 1a, 131 Dividend - Cumulative N/A N/A N/A $4,421,339 N/A CPP ALLEGIANCE BANCSHARES, INC. (FARMERS & MERCHANTS BANCSHARES, INC.) ALLIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $611,060 N/A CPP ALLIANCE FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $538,360 N/A CPP ALLIANCE FINANCIAL SERVICES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $388,742 N/A CPP ALLIED FIRST BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $409,753 2/15/2017 CPP ALPINE BANKS OF COLORADO Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $13,407,114 CPP AMB FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $529,576 N/A CPP AMERIBANK HOLDING COMPANY, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $343,021 N/A CPP AMERICAN EXPRESS COMPANY Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $74,367,308 N/A CPP AMERICAN PREMIER BANCORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $162,682 N/A CPP AMERICAN STATE BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $920,142 N/A CPP AMERIS BANCORP Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $9,302,107 N/A $2,458 N/A N/A CPP AMERISERV FINANCIAL, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $2,776,667 N/A CPP AMFIRST FINANCIAL SERVICES, INC Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,511,380 N/A CPP ANCHOR BANCORP WISCONSIN, INC. Preferred Stock with Warrants 116 Dividend - Cumulative N/A N/A N/A CPP ASSOCIATED BANC-CORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $68,104,167 N/A CPP ATLANTIC BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $122,725 N/A CPP AVENUE FINANCIAL HOLDINGS Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,028,415 N/A CPP BANCINDEPENDENT, INCORPORATED Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,686,411 N/A CPP BANCORP FINANCIAL, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,516,737 N/A CPP BANCORP RHODE ISLAND, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $941,667 N/A CPP BANCPLUS CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $4,207,399 N/A CPP BANCSTAR, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,908,670 N/A CPP BANCTRUST FINANCIAL GROUP, INC. Preferred Stock with Warrants 101 Dividend - Cumulative N/A N/A N/A $10,436,156 N/A CPP BANK FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $183,244 N/A CPP BANK OF AMERICA Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,293,750,000 N/A CPP BANK OF COMMERCE Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $510,473 N/A CPP BANK OF COMMERCE HOLDINGS Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,439,028 N/A CPP BANK OF GEORGE Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $279,991 N/A CPP BANK OF MARIN BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $451,111 N/A CPP BANK OF NEW YORK MELLON Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $95,416,667 N/A CPP BANK OF THE CAROLINAS CORPORATION Preferred Stock with Warrants 122 Dividend - Cumulative N/A N/A N/A $1,039,677 N/A CPP BANK OF THE OZARKS, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,354,167 N/A CPP BANKERS' BANK OF THE WEST BANCORP, INC. Preferred Stock with Exercised Warrants 119 Dividend - Cumulative N/A N/A N/A $3,826,991 N/A CPP BANKFIRST CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,217,469 N/A CPP BANKGREENVILLE FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $203,773 N/A CPP BANNER CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $20,873,747 N/A CPP BANNER COUNTY BAN CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $107,411 N/A CPP BAR HARBOR BANKSHARES Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,036,514 N/A CPP BB&T CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $92,703,517 N/A CPP BBCN BANCORP, INC. Preferred Stock with Warrants 1a, 74, 100 Dividend - Cumulative N/A N/A N/A $23,237,328 N/A CPP BCB HOLDING COMPANY, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $524,853 N/A CPP BCSB BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,129,500 N/A CPP BEACH BUSINESS BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $963,317 N/A CPP BERKSHIRE HILLS BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $877,778 N/A CPP BERN BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $137,063 N/A CPP BIRMINGHAM BLOOMFIELD BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $342,023 N/A CPP BISCAYNE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,896,838 N/A CPP BLACKHAWK BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,980,211 N/A CPP BLACKRIDGE FINANCIAL, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $877,326 N/A CPP BLUE RIDGE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,427,244 N/A CPP BLUE RIVER BANCSHARES, INC. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $529,105 N/A CPP BLUE VALLEY BAN CORP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $211,458 N/A CPP BNB FINANCIAL SERVICES CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,901,052 N/A CPP BNC BANCORP Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,835,061 N/A CPP BNC FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $636,921 N/A CPP BNCCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $6,032,118 N/A CPP BOH HOLDINGS, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,283,777 N/A N/A CPP BOSCOBEL BANCORP, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A CPP BOSTON PRIVATE FINANCIAL HOLDINGS INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A CPP BRIDGE CAPITAL HOLDINGS Preferred Stock with Warrants 1a Dividend - Cumulative N/A CPP BRIDGEVIEW BANCORP, INC. Preferred Stock with Exercised Warrants CPP BROADWAY FINANCIAL CORPORATION Preferred Stock CPP BROGAN BANKSHARES, INC. CPP CPP N/A N/A $468,624 N/A N/A N/A $11,022,222 N/A N/A N/A $2,613,582 N/A N/A 92 Dividend - Cumulative N/A N/A N/A $2,393,156 78, 110 Dividend - Cumulative N/A N/A N/A $810,417 N/A Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $402,720 N/A BROTHERHOOD BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,295,586 N/A BUSINESS BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,957,709 N/A CPP BUTLER POINT, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $87,124 N/A CPP C&F FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,902,778 N/A CPP CACHE VALLEY BANKING COMPANY Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,029,334 N/A CPP CADENCE FINANCIAL CORPORATION Preferred Stock with Warrants 51 Dividend - Cumulative N/A N/A N/A $3,984,063 N/A CPP CALIFORNIA BANK OF COMMERCE Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $555,900 N/A CPP CALIFORNIA OAKS STATE BANK Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $337,219 N/A CPP CALVERT FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $515,019 N/A CPP CALWEST BANCORP Preferred Stock with Exercised Warrants 139 Dividend - Cumulative N/A N/A N/A $396,164 N/A CPP CAPITAL BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $517,281 N/A CPP CAPITAL BANK CORPORATION Preferred Stock with Warrants 46 Dividend - Cumulative N/A N/A N/A $3,973,104 N/A CPP CAPITAL COMMERCE BANCORP, INC. Preferred Stock with Exercised Warrants 138 Dividend - Cumulative N/A N/A N/A $309,606 N/A CPP CAPITAL ONE FINANCIAL CORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $105,174,638 N/A CPP CAPITAL PACIFIC BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $845,369 N/A CPP CARDINAL BANCORP II, INC. Subordinated Debentures with Exercised Warrants 66 Interest N/A N/A N/A $983,480 N/A CPP CAROLINA BANK HOLDINGS, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,329,805 N/A CPP CAROLINA TRUST BANK Preferred Stock with Warrants 92 Dividend - Non Cumulative N/A N/A N/A $613,320 N/A CPP CARROLLTON BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,974,364 N/A CPP CARVER BANCORP, INC. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $1,531,581 N/A CPP CASCADE FINANCIAL CORPORATION Preferred Stock with Warrants 63 Dividend - Cumulative N/A N/A N/A $1,428,900 N/A CPP CATHAY GENERAL BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $58,766,667 N/A CPP CATSKILL HUDSON BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $685,071 N/A CPP CB HOLDING CORP. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $271,580 N/A CPP CBB BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $799,528 N/A CPP CBS BANC-CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $4,548,137 CPP CECIL BANCORP, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $516,989 2/15/2017 CPP CEDARSTONE BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $930,099 N/A CPP CENTER BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,341,667 N/A CPP CENTERBANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $429,355 N/A CPP CENTERSTATE BANKS OF FLORIDA INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,196,303 N/A CPP CENTRA FINANCIAL HOLDINGS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $172,938 N/A CPP CENTRAL BANCORP, INC. - MA Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $1,361,111 N/A CPP CENTRAL BANCORP, INC. - TX Preferred Stock with Exercised Warrants 125 Dividend - Cumulative N/A N/A N/A $7,461,221 N/A CPP CENTRAL BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $769,177 N/A CPP CENTRAL COMMUNITY CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $4,566,167 N/A CPP CENTRAL FEDERAL CORPORATION Preferred Stock with Warrants 93 Dividend - Cumulative N/A N/A N/A $612,118 N/A CPP CENTRAL JERSEY BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,084,486 N/A CPP CENTRAL PACIFIC FINANCIAL CORP. Preferred Stock with Warrants 48, 62 Dividend - Cumulative N/A N/A N/A $2,362,500 N/A CPP CENTRAL VALLEY COMMUNITY BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $892,500 N/A CPP CENTRAL VIRGINIA BANKSHARES, INC. Preferred Stock with Warrants 111 Dividend - Cumulative N/A N/A N/A $450,656 N/A CPP CENTRIC FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $501,822 N/A N/A CPP CENTRIX BANK & TRUST Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,012,791 CPP CENTRUE FINANCIAL CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $571,690 N/A N/A CPP CENTURY FINANCIAL SERVICES CORPORATION Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $2,938,871 N/A CPP CHAMBERS BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $11,290,303 N/A CPP CHICAGO SHORE CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,766,526 N/A CPP CIT GROUP INC. Preferred Stock with Warrants 13b, 19 Dividend - Cumulative N/A N/A N/A $43,687,500 N/A CPP CITIGROUP INC. Preferred Stock with Warrants 6 Dividend - Cumulative N/A N/A N/A $932,291,667 N/A CPP CITIZENS & NORTHERN CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,049,100 N/A CPP CITIZENS BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $223,571 N/A CPP CITIZENS BANCSHARES CO. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $628,033 N/A CPP CITIZENS BANCSHARES CORPORATION Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $535,813 N/A CPP Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $765,003 N/A CPP CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS COMMERCE BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $180,259 2/15/2017 CPP CITIZENS COMMUNITY BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $424,646 N/A CPP CITIZENS FIRST CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,751,923 N/A CPP CITIZENS SOUTH BANKING CORPORATION Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $2,847,222 N/A CPP CITY HOLDING COMPANY Preferred Stock with Warrants 98 Dividend - Cumulative N/A N/A N/A $2,563,720 N/A CPP CITY NATIONAL BANCSHARES CORPORATION Preferred Stock 135 Dividend - Cumulative N/A N/A N/A $281,859 N/A CPP CITY NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $23,916,667 N/A CPP CLOVER COMMUNITY BANKSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $610,864 N/A CPP COASTAL BANKING COMPANY, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $1,434,038 N/A CPP COASTALSOUTH BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,235,449 N/A CPP COBIZ FINANCIAL INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $8,763,410 N/A CPP CODORUS VALLEY BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,151,875 N/A CPP COLOEAST BANKSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,229,278 N/A CPP COLONIAL AMERICAN BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $65,143 N/A CPP COLONY BANKCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,990,000 N/A CPP COLUMBIA BANKING SYSTEM, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,621,772 N/A CPP COLUMBINE CAPITAL CORP. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $316,479 N/A CPP COMERICA INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $150,937,500 N/A CPP COMMERCE NATIONAL BANK Preferred Stock with Warrants 1a Dividend - Non Cumulative N/A N/A N/A $36,111 N/A CPP COMMONWEALTH BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $5,529,295 N/A CPP COMMONWEALTH BUSINESS BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $838,268 N/A CPP COMMUNITY 1ST BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $221,660 N/A CPP COMMUNITY BANCSHARES OF KANSAS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $91,742 N/A CPP Preferred Stock with Exercised Warrants 42, 80, 86 Dividend - Cumulative N/A N/A N/A $3,193,250 N/A CPP COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,209,158 N/A CPP COMMUNITY BANK OF THE BAY Preferred Stock 42 Dividend - Non Cumulative N/A N/A N/A $76,189 N/A CPP COMMUNITY BANK SHARES OF INDIANA, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,233,412 N/A CPP COMMUNITY BANKERS TRUST CORPORATION Preferred Stock with Warrants 1a, 115 Dividend - Cumulative N/A N/A N/A $4,675,879 N/A CPP COMMUNITY BUSINESS BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $814,455 N/A CPP COMMUNITY FINANCIAL SHARES, INC. Preferred Stock with Exercised Warrants 124 Dividend - Cumulative N/A N/A N/A $947,194 N/A CPP COMMUNITY FIRST BANCSHARES, INC. - AR Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,365,409 N/A CPP COMMUNITY FIRST BANCSHARES, INC. - TN Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,628,111 N/A CPP COMMUNITY FIRST, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,908,453 N/A CPP COMMUNITY INVESTORS BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $565,616 N/A CPP COMMUNITY PARTNERS BANCORP Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,138,750 N/A CPP COMMUNITY PRIDE BANK CORPORATION Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $448,253 N/A CPP COMMUNITY TRUST FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $3,259,100 N/A CPP COMMUNITY WEST BANCSHARES Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $2,461,333 N/A CPP Preferred Stock with Warrants 67 Dividend - Cumulative N/A N/A N/A $2,589,305 N/A CPP COMMUNITYONE BANCORP (FNB UNITED CORP.) CONGAREE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $691,286 N/A CPP CORNING SAVINGS AND LOAN ASSOCIATION Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $132,065 N/A CPP COUNTRY BANK SHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,570,840 N/A CPP COVENANT FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,344,635 N/A CPP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $970,732 N/A 1a, 73, 104 Dividend - Cumulative N/A N/A N/A $11,011,235 N/A CPP CRAZY WOMAN CREEK BANCORP INCORPORATED VANTAGESOUTH BANCSHARES, INC. (CRESCENT FINANCIAL BANCSHARES, INC.) CROSSTOWN HOLDING COMPANY Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,610,550 N/A CPP CSRA BANK CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $180,940 N/A CPP CUSTOMERS BANCORP, INC. Preferred Stock with Exercised Warrants 1a, 69 Dividend - Cumulative N/A N/A N/A $407,478 N/A CPP CVB FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,739,583 N/A CPP D.L. EVANS BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,800,592 N/A CPP DEERFIELD FINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $512,339 N/A CPP DELMAR BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $832,488 N/A CPP DESOTO COUNTY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $577,206 N/A CPP DIAMOND BANCORP, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $5,541,380 N/A CPP DICKINSON FINANCIAL CORPORATION II Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,631,197 N/A CPP DISCOVER FINANCIAL SERVICES Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $67,690,844 N/A CPP DNB FINANCIAL CORPORATION Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,475,278 N/A CPP DUKE FINANCIAL GROUP, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $4,824,286 N/A CPP EAGLE BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $3,817,732 N/A CPP EAST WEST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $31,676,420 N/A CPP EASTERN VIRGINIA BANKSHARES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $2,220,000 N/A CPP EMCLAIRE FINANCIAL CORP. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $994,792 N/A CPP ENCORE BANCSHARES INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $4,778,889 N/A CPP ENTERPRISE FINANCIAL SERVICES CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,795,833 N/A CPP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $480,206 N/A CPP ENTERPRISE FINANCIAL SERVICES GROUP, INC. EQUITY BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a, 65, 94 Dividend - Cumulative N/A N/A N/A $5,624,636 N/A CPP EXCHANGE BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $7,980,919 N/A CPP F & M BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,584,421 N/A CPP F & M FINANCIAL CORPORATION - NC Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,355,971 N/A CPP F&C BANCORP. INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $872,778 N/A CPP F&M FINANCIAL CORPORATION - TN Preferred Stock with Exercised Warrants N/A CPP F.N.B. CORPORATION Preferred Stock with Warrants CPP Preferred Stock with Exercised Warrants CPP FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS BANK, WINDSOR, VIRGINIA CPP FARMERS CAPITAL BANK CORPORATION CPP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,388,249 1a, 76, 118 Dividend - Cumulative N/A N/A N/A $9,632,884 N/A 92 Dividend - Cumulative N/A N/A N/A $102,609 N/A Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $2,206,202 N/A Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,166,600 N/A CPP FARMERS ENTERPRISES, INC. Subordinated Debentures with Exercised Warrants 92 Interest CPP FARMERS STATE BANKSHARES, INC. CPP FBHC HOLDING COMPANY Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $90,174 N/A Subordinated Debentures with Exercised Warrants 52 Interest N/A N/A N/A $154,592 N/A CPP FC HOLDINGS, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $156,090 N/A CPP FCB BANCORP, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,397,234 N/A CPP FFW CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,567,852 N/A CPP FIDELITY BANCORP, INC. - LA Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $1,265,924 N/A CPP FIDELITY FEDERAL BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A CPP FIDELITY FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $7,228,349 N/A CPP FIDELITY SOUTHERN CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,528,883 N/A CPP FIFTH THIRD BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $355,946,667 N/A CPP FINANCIAL INSTITUTIONS, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,192,649 N/A CPP FINANCIAL SECURITY CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $664,597 N/A CPP FINANCIAL SERVICES OF WINGER, INC. Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $633,322 N/A CPP FIRST ADVANTAGE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $227,945 N/A CPP FIRST ALLIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $538,231 N/A CPP FIRST AMERICAN BANK CORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $13,058,531 N/A CPP FIRST AMERICAN INTERNATIONAL CORP. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $1,204,167 N/A CPP FIRST BANCORP - NC Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $8,594,444 N/A CPP FIRST BANCORP - PR Mandatory Convertible Preferred with Warrants 40 Dividend - Cumulative N/A N/A N/A $26,388,275 N/A CPP FIRST BANCORP - PR Preferred Stock with Warrants 40 Dividend - Cumulative N/A N/A N/A $6,611,111 N/A CPP FIRST BANCTRUST CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,332,517 N/A CPP FIRST BANK OF CHARLESTON, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $448,105 N/A CPP FIRST BANKERS TRUSTSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,441,222 N/A CPP FIRST BANKS, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $6,037,238 N/A CPP FIRST BUSEY CORPORATION Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $12,347,222 N/A CPP Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $752,663 N/A CPP BANK OF SOUTHERN CALIFORNIA, N.A. (FIRST BUSINESS BANK, N.A.) FIRST CALIFORNIA FINANCIAL GROUP, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $3,211,806 N/A CPP FIRST CAPITAL BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $1,759,344 N/A CPP FIRST CHOICE BANK Preferred Stock with Exercised Warrants 42 Dividend - Non Cumulative N/A N/A N/A $300,643 N/A CPP FIRST CITIZENS BANC CORP Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $3,992,877 N/A CPP FIRST COLEBROOK BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $614,488 N/A CPP FIRST COMMUNITY BANCSHARES INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,308,403 N/A CPP Preferred Stock with Warrants 53 Dividend - Cumulative N/A N/A N/A $744,982 N/A CPP FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY CORPORATION CPP FIRST COMMUNITY FINANCIAL PARTNERS, INC. Preferred Stock with Exercised Warrants CPP FIRST DEFIANCE FINANCIAL CORP. CPP FIRST EAGLE BANCSHARES, INC. CPP FIRST EXPRESS OF NEBRASKA, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $824,313 N/A CPP Preferred Stock with Warrants 58 Dividend - Cumulative N/A N/A N/A $570,625 N/A CPP FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FINANCIAL BANCORP Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $4,677,778 N/A CPP FIRST FINANCIAL BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $694,280 N/A Preferred Stock with Warrants N/A N/A N/A $3,423,094 N/A N/A 80 Dividend - Cumulative N/A N/A N/A $2,140,686 N/A 92 Dividend - Cumulative N/A N/A N/A $3,320,656 N/A Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $6,546,862 N/A Subordinated Debentures with Exercised Warrants 42 Interest N/A N/A N/A $639,738 N/A CPP FIRST FINANCIAL HOLDINGS INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $10,815,494 CPP FIRST FINANCIAL SERVICE CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $1,600,000 N/A N/A CPP FIRST FREEDOM BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,320,735 N/A CPP FIRST GOTHENBURG BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,517,766 N/A CPP FIRST GUARANTY BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,330,477 N/A CPP FIRST HORIZON NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $91,227,406 N/A CPP FIRST INDEPENDENCE CORPORATION Preferred Stock 92 Dividend - Cumulative N/A N/A N/A $533,582 N/A CPP FIRST INTERCONTINENTAL BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $757,454 N/A CPP FIRST LITCHFIELD FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $659,722 N/A CPP FIRST M&F CORPORATION Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $2,383,333 N/A CPP FIRST MANITOWOC BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $237,983 N/A CPP FIRST MENASHA BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $676,865 N/A CPP FIRST MERCHANTS CORPORATION Preferred Stock with Warrants 38, 66 Dividend - Cumulative N/A N/A N/A $12,167,111 N/A CPP FIRST MERCHANTS CORPORATION Trust Preferred Securities with Warrants 38, 66 Dividend - Cumulative N/A N/A N/A $2,848,444 N/A CPP FIRST MIDWEST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $28,628,333 N/A CPP FIRST NATIONAL CORPORATION Preferred Stock with Exercised Warrants 80 Dividend - Cumulative N/A N/A N/A $2,621,903 N/A CPP FIRST NBC BANK HOLDING COMPANY Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,305,990 N/A CPP FIRST NIAGARA FINANCIAL GROUP Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $4,753,618 N/A CPP FIRST NORTHERN COMMUNITY BANCORP Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,178,580 N/A CPP FIRST PACTRUST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,994,333 N/A CPP FIRST PLACE FINANCIAL CORP. Preferred Stock with Warrants 13a Dividend - Cumulative N/A N/A N/A $7,009,095 N/A CPP FIRST PRIORITY FINANCIAL CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,711,259 N/A CPP FIRST RELIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,042,406 N/A CPP FIRST RESOURCE BANK Preferred Stock with Exercised Warrants 66 Dividend - Non Cumulative N/A N/A N/A $584,794 N/A CPP FIRST SECURITY GROUP, INC. Preferred Stock with Warrants 105 Dividend - Cumulative N/A N/A N/A $1,402,500 N/A CPP FIRST SOUND BANK Preferred Stock with Warrants 103 Dividend - Non Cumulative N/A N/A N/A $330,944 N/A CPP FIRST SOUTH BANCORP, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $12,932,451 N/A CPP FIRST SOUTHERN BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $818,468 N/A CPP FIRST SOUTHWEST BANCORPORATION, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $207,327 N/A CPP FIRST TEXAS BHC, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,862,389 N/A CPP FIRST TRUST CORPORATION Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,046,896 N/A CPP FIRST ULB CORP. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $66,021 N/A CPP FIRST UNITED CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $10,306,862 N/A CPP FIRST VERNON BANCSHARES, INC. Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $417,770 N/A CPP FIRST WESTERN FINANCIAL, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,768,965 N/A CPP FIRSTBANK CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,651,360 N/A CPP FIRSTMERIT CORPORATION Preferred Stock with Warrants 1a, 106 Dividend - Cumulative N/A N/A N/A $71,033,631 N/A CPP FLAGSTAR BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $37,220,872 N/A CPP FLORIDA BANK GROUP, INC. Preferred Stock with Exercised Warrants 109 Dividend - Cumulative N/A N/A N/A $1,180,793 N/A CPP FLORIDA BUSINESS BANCGROUP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,339,751 N/A CPP FLUSHING FINANCIAL CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $3,004,167 N/A CPP FNB BANCORP Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,667,700 N/A CPP FORESIGHT FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,920,292 N/A CPP FORT LEE FEDERAL SAVINGS BANK, FSB Preferred Stock with Exercised Warrants 13c Dividend - Non Cumulative N/A N/A N/A $87,185 N/A CPP FORTUNE FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $413,928 N/A CPP FPB BANCORP, INC. Preferred Stock with Warrants 13c Dividend - Cumulative N/A N/A N/A $273,889 N/A CPP FPB FINANCIAL CORP. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $221,722 N/A CPP FRANKLIN BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $965,344 N/A CPP FREEPORT BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,241,721 N/A CPP FREMONT BANCORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $9,046,066 N/A CPP FRESNO FIRST BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $371,100 N/A CPP FRONTIER BANCSHARES, INC Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $258,192 N/A CPP FULTON FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $29,335,625 N/A CPP GATEWAY BANCSHARES, INC. Preferred Stock with Exercised Warrants 81 Dividend - Cumulative N/A N/A N/A $960,795 N/A CPP GEORGIA COMMERCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $961,471 N/A CPP GEORGIA PRIMARY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A CPP GERMANTOWN CAPITAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $988,890 N/A CPP GOLD CANYON BANK Preferred Stock with Exercised Warrants 13c Dividend - Non Cumulative N/A N/A N/A $53,860 N/A CPP GOLDMAN SACHS GROUP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $318,055,555 N/A CPP GOLDWATER BANK, N.A. Preferred Stock with Exercised Warrants 137 Dividend - Non Cumulative N/A N/A N/A $145,750 N/A CPP GRAND CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $517,145 N/A CPP GRAND FINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $1,303,152 N/A CPP GRAND MOUNTAIN BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A CPP GRANDSOUTH BANCORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,856,917 N/A CPP GREAT RIVER HOLDING COMPANY Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $759,575 N/A CPP GREAT SOUTHERN BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $7,838,056 N/A CPP GREEN BANKSHARES, INC. Preferred Stock with Warrants 68 Dividend - Cumulative N/A N/A N/A $5,942,858 N/A CPP GREEN CIRCLE INVESTMENTS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $516,021 N/A CPP GREEN CITY BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $49,037 N/A CPP GREER BANCSHARES INCORPORATED Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $3,200,111 N/A CPP GREGG BANCSHARES, INC. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $45,190 N/A CPP GUARANTY BANCORP, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $969,040 N/A CPP GUARANTY CAPITAL CORPORATION Subordinated Debentures 42 Interest N/A N/A N/A $913,299 N/A CPP GUARANTY FEDERAL BANCSHARES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,390,721 N/A CPP GULFSOUTH PRIVATE BANK Preferred Stock with Exercised Warrants 13c, 33, 39 Dividend - Non Cumulative N/A N/A N/A $444,656 N/A CPP GULFSOUTH PRIVATE BANK Subordinated Debentures with Exercised Warrants 13c, 33 Interest N/A N/A N/A $312,724 N/A CPP GULFSTREAM BANCSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $876,542 N/A CPP HAMILTON STATE BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $819,166 N/A CPP HAMPTON ROADS BANKSHARES, INC. Preferred Stock with Warrants 43 Dividend - Cumulative N/A N/A N/A $2,510,844 CPP HARBOR BANKSHARES CORPORATION Preferred Stock Dividend - Cumulative Quarterly N/A N/A $282,744 2/15/2017 CPP HAVILAND BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $41,524 N/A CPP HAWTHORN BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,054,505 N/A CPP HCSB FINANCIAL CORPORATION Preferred Stock with Warrants 140 Dividend - Cumulative N/A N/A N/A $1,090,702 N/A CPP HEARTLAND BANCSHARES, INC. Preferred Stock with Exercised Warrants 85 Dividend - Cumulative N/A N/A N/A $1,073,471 N/A CPP HEARTLAND FINANCIAL USA, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $11,188,087 N/A CPP HERITAGE BANKSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $947,284 N/A CPP HERITAGE COMMERCE CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,761,267 N/A CPP HERITAGE FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,503,333 N/A CPP HERITAGE OAKS BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,666,335 N/A CPP HF FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $666,667 N/A CPP HIGHLANDS BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $303,954 N/A CPP HIGHLANDS BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $302,972 N/A CPP HIGHLANDS INDEPENDENT BANCSHARES, INC. Preferred Stock with Exercised Warrants 127 Dividend - Cumulative N/A N/A N/A $617,712 N/A N/A 2/15/2017 N/A CPP HILLTOP COMMUNITY BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $267,050 N/A CPP HMN FINANCIAL, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $2,462,778 N/A CPP HOME BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,180,556 N/A CPP HOMETOWN BANCORP OF ALABAMA, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $801,202 N/A CPP HOMETOWN BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $393,196 N/A CPP HOMETOWN BANKSHARES CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,702,400 N/A CPP HOPFED BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,697,889 N/A CPP HORIZON BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $3,106,771 N/A CPP HOWARD BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $837,793 N/A CPP HPK FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,596,555 N/A CPP HUNTINGTON BANCSHARES Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $147,185,809 N/A CPP HYPERION BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $327,666 N/A CPP IA BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $916,227 N/A CPP IBC BANCORP, INC. Subordinated Debentures 42 Interest N/A N/A N/A $427,216 N/A CPP IBERIABANK CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,450,000 N/A CPP IBT BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $526,463 N/A CPP IBW FINANCIAL CORPORATION Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $453,067 N/A CPP ICB FINANCIAL Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,194,458 N/A CPP IDAHO BANCORP Preferred Stock with Exercised Warrants 13a Dividend - Cumulative N/A N/A N/A $124,306 N/A CPP ILLINOIS STATE BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,158,113 N/A CPP INDEPENDENCE BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $276,723 N/A CPP INDEPENDENT BANK CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,118,094 N/A CPP INDEPENDENT BANK CORPORATION Mandatory Convertible Preferred with Warrants 35 Dividend - Cumulative N/A N/A N/A $6,574,000 N/A CPP INDEPENDENT BANK CORPORATION Preferred Stock with Warrants 35 Dividend - Cumulative N/A N/A N/A $2,430,000 N/A CPP INDIANA BANK CORP. Preferred Stock with Exercised Warrants 13a Dividend - Cumulative N/A N/A N/A $165,139 N/A CPP INDIANA COMMUNITY BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,031,250 N/A CPP INTEGRA BANK CORPORATION Preferred Stock with Warrants 13c Dividend - Cumulative N/A N/A N/A $1,950,340 N/A CPP INTERMOUNTAIN COMMUNITY BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,944,884 N/A CPP INTERNATIONAL BANCSHARES CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $41,520,139 N/A CPP INTERVEST BANCSHARES CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $6,028,056 N/A CPP Subordinated Debentures with Exercised Warrants 13c Interest N/A N/A N/A $174,325 N/A CPP INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. JPMORGAN CHASE & CO. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $795,138,889 N/A CPP KATAHDIN BANKSHARES CORP. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,452,047 N/A CPP KEYCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $297,222,222 N/A CPP KIRKSVILLE BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $128,228 N/A CPP KS BANCORP, INC Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $713,937 N/A CPP LAFAYETTE BANCORP, INC. Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $267,135 N/A CPP LAKELAND BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,460,833 N/A CPP LAKELAND FINANCIAL CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $3,596,156 N/A CPP LAYTON PARK FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $481,858 N/A CPP LCNB CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $524,833 N/A CPP LEADER BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $609,961 N/A CPP LEGACY BANCORP, INC. Preferred Stock 13c Dividend - Cumulative N/A N/A N/A $355,079 N/A CPP LIBERTY BANCSHARES, INC. - AR Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $7,816,966 N/A CPP LIBERTY BANCSHARES, INC. - MO Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $3,000,452 N/A CPP LIBERTY BANCSHARES, INC. - TX Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,751,271 N/A CPP LIBERTY FINANCIAL SERVICES, INC. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $461,009 N/A CPP LIBERTY SHARES, INC. Preferred Stock with Exercised Warrants 141 Dividend - Cumulative N/A N/A N/A $1,399,560 N/A CPP LINCOLN NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $46,180,555 N/A CPP LNB BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A CPP LONE STAR BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $4,438,492 N/A CPP LSB CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $700,000 N/A CPP M&F BANCORP, INC. Preferred Stock CPP M&T BANK CORPORATION Preferred Stock with Warrants CPP MACKINAC FINANCIAL CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A CPP MADISON FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A CPP MAGNA BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A CPP MAINLINE BANCORP, INC. Preferred Stock with Exercised Warrants 79 Dividend - Cumulative N/A CPP MAINSOURCE FINANCIAL GROUP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative CPP MANHATTAN BANCORP Preferred Stock with Warrants 1a CPP MANHATTAN BANCSHARES, INC. Subordinated Debentures with Exercised Warrants CPP MARINE BANK & TRUST COMPANY CPP MARKET BANCORPORATION, INC. CPP MARKET STREET BANCSHARES, INC. CPP MARQUETTE NATIONAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $7,072,587 N/A CPP MARSHALL & ILSLEY CORPORATION Preferred Stock with Warrants 59 Dividend - Cumulative N/A N/A N/A $226,522,917 N/A CPP MARYLAND FINANCIAL BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $313,466 N/A CPP MB FINANCIAL INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $32,095,000 N/A CPP MCLEOD BANCSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $570,433 N/A CPP MEDALLION BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $2,317,675 N/A CPP MERCANTILE BANK CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,166,021 N/A CPP MERCANTILE CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $475,815 N/A CPP MERCHANTS & PLANTERS BANCSHARES, INC. Preferred Stock with Exercised Warrants 70 Dividend - Cumulative N/A N/A N/A $256,560 N/A CPP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $424,668 N/A CPP MERCHANTS AND MANUFACTURERS BANK CORPORATION MERIDIAN BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $3,094,896 N/A CPP METRO CITY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,574,888 N/A CPP METROCORP BANCSHARES, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $7,828,900 N/A CPP METROPOLITAN BANK GROUP, INC. Preferred Stock with Exercised Warrants 55 Dividend - Cumulative N/A N/A N/A $3,786,441 N/A CPP METROPOLITAN CAPITAL BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,476,429 N/A CPP MID PENN BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,012,500 N/A CPP MID-WISCONSIN FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,344,226 N/A CPP MIDDLEBURG FINANCIAL CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $986,944 N/A CPP MIDLAND STATES BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $508,989 N/A CPP MIDSOUTH BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,627,778 N/A CPP MIDTOWN BANK & TRUST COMPANY Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $275,105 N/A CPP MIDWEST BANC HOLDINGS, INC. Mandatory Convertible Preferred with Warrants 13a, 34 Dividend - Cumulative N/A N/A N/A CPP MIDWEST BANC HOLDINGS, INC. Preferred Stock with Warrants Dividend - Cumulative N/A N/A N/A $824,289 N/A CPP MIDWEST REGIONAL BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $28,294 N/A CPP MIDWESTONE FINANCIAL GROUP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,933,333 N/A CPP MILLENNIUM BANCORP, INC. Preferred Stock with Exercised Warrants 84 Dividend - Cumulative N/A N/A N/A $1,392,562 N/A CPP MISSION COMMUNITY BANCORP Preferred Stock 1a Dividend - Cumulative N/A N/A N/A $759,584 N/A CPP MISSION VALLEY BANCORP Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $456,042 N/A CPP MONADNOCK BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $413,349 N/A CPP MONARCH COMMUNITY BANCORP, INC. Preferred Stock with Warrants 112 Dividend - Cumulative N/A N/A N/A $262,919 N/A CPP MONARCH FINANCIAL HOLDINGS, INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $743,167 N/A CPP MONEYTREE CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,299,481 N/A N/A 42 Dividend - Cumulative N/A N/A N/A $674,763 N/A 57, 90 Dividend - Cumulative N/A N/A N/A $155,027,270 N/A N/A N/A $1,840,923 N/A N/A N/A $169,422 N/A N/A N/A $1,661,468 N/A N/A N/A $538,188 N/A N/A N/A N/A $9,159,773 N/A Dividend - Cumulative N/A N/A N/A $66,347 N/A 92 Interest N/A N/A N/A $770,044 N/A Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $235,713 N/A Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $138,778 N/A Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $5,535,303 N/A 1a N/A CPP MONUMENT BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $652,959 CPP MORGAN STANLEY Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $318,055,555 N/A N/A CPP MORRILL BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,779,122 N/A CPP MOSCOW BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,276,377 N/A CPP MOUNTAIN VALLEY BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $687,941 N/A CPP MS FINANCIAL, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,097,290 N/A CPP MUTUALFIRST FINANCIAL, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $4,326,595 N/A CPP NAPLES BANCORP, INC. Preferred Stock with Exercised Warrants 91 Dividend - Cumulative N/A N/A N/A $356,067 N/A CPP NATIONAL BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,307,492 N/A CPP NATIONAL PENN BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $16,958,333 N/A CPP NATIONWIDE BANKSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $176,190 N/A CPP NCAL BANCORP Preferred Stock with Exercised Warrants 129 Dividend - Cumulative N/A N/A N/A $1,311,028 N/A CPP NEMO BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $752,347 N/A CPP NEW HAMPSHIRE THRIFT BANCSHARES, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,304,167 N/A CPP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $66,156,006 N/A CPP NEW YORK PRIVATE BANK & TRUST CORPORATION NEWBRIDGE BANCORP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $11,471,039 N/A CPP NICOLET BANKSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,192,843 N/A CPP NORTH CENTRAL BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,494,583 N/A CPP NORTHEAST BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $837,181 N/A CPP 1a Dividend - Non Cumulative N/A N/A N/A $349,782 N/A CPP FIRST COMMERCE BANK (NORTHEN STATE Preferred Stock with Exercised Warrants BANK) NORTHERN STATES FINANCIAL CORPORATION Preferred Stock with Warrants 121 Dividend - Cumulative N/A N/A N/A $418,323 N/A CPP NORTHERN TRUST CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $46,623,333 N/A CPP NORTHWAY FINANCIAL, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,430,625 N/A CPP NORTHWEST BANCORPORATION, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $575,430 N/A CPP NORTHWEST COMMERCIAL BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $288,393 N/A CPP OAK RIDGE FINANCIAL SERVICES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $1,444,854 N/A CPP OAK VALLEY BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $1,811,250 N/A CPP OCEANFIRST FINANCIAL CORP. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,828,122 N/A CPP OJAI COMMUNITY BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $470,759 N/A CPP OLD LINE BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $213,889 N/A CPP OLD NATIONAL BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,513,889 N/A CPP OLD SECOND BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $5,769,028 N/A CPP OMEGA CAPITAL CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $50,311 N/A CPP ONE GEORGIA BANK Preferred Stock with Exercised Warrants 13c Dividend - Non Cumulative N/A N/A N/A CPP ONE UNITED BANK Preferred Stock Dividend - Non Cumulative Quarterly N/A N/A $93,823 2/15/2017 CPP ONEFINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants Interest Quarterly N/A N/A $3,782,991 2/15/2017 CPP OREGON BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $787,355 N/A CPP OSB FINANCIAL SERVICES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $1,257,315 N/A CPP PACIFIC CAPITAL BANCORP Preferred Stock with Warrants 41 Dividend - Cumulative N/A N/A N/A $2,107,397 N/A CPP PACIFIC CITY FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $358,065 N/A CPP PACIFIC COAST BANKERS' BANCSHARES Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,641,964 N/A CPP PACIFIC COAST NATIONAL BANCORP Preferred Stock with Exercised Warrants 13b Dividend - Cumulative N/A N/A N/A $18,088 N/A CPP PACIFIC COMMERCE BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $387,223 N/A CPP PARK BANCORPORATION, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $4,351,643 N/A CPP PARK NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $16,694,444 N/A N/A CPP PARKE BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,119,532 N/A CPP PASCACK BANCORP, INC. Preferred Stock with Exercised Warrants 1a, 12 Dividend - Cumulative N/A N/A N/A $394,655 N/A CPP PASCACK BANCORP, INC. Preferred Stock with Exercised Warrants 1a, 12 Dividend - Non Cumulative N/A N/A N/A $158,658 N/A CPP PATAPSCO BANCORP, INC. Preferred Stock with Exercised Warrants 136 Dividend - Cumulative N/A N/A N/A $2,960,824 N/A CPP PATHFINDER BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $667,696 N/A CPP PATHWAY BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $77,852 N/A CPP PATRIOT BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,704,136 N/A CPP PATTERSON BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $817,023 N/A CPP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,280,740 N/A Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,372,276 N/A CPP PEAPACK-GLADSTONE FINANCIAL CORPORATION AVIDBANK HOLDINGS, INC (PENINSULA BANK HOLDING CO.) PENN LIBERTY FINANCIAL CORP. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,287,689 N/A CPP PEOPLES BANCORP - WA Preferred Stock with Exercised Warrants 70 Dividend - Cumulative N/A N/A N/A $2,425,250 N/A CPP PEOPLES BANCORP OF NORTH CAROLINA, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $4,419,331 N/A CPP PEOPLES BANCORP, INC. - OH Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,725,833 N/A CPP PEOPLES BANCORPORATION, INC. Preferred Stock with Exercised Warrants 83 Dividend - Cumulative N/A N/A N/A $2,069,910 N/A CPP PEOPLES BANCSHARES OF TN, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $768,149 N/A CPP PEOPLESSOUTH BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $3,044,995 N/A CPP PFSB BANCORPORATION, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $159,163 N/A CPP PGB HOLDINGS, INC. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $227,917 N/A CPP PIERCE COUNTY BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $207,948 N/A 2/15/2017 CPP CPP PINNACLE BANK HOLDING COMPANY, INC. Preferred Stock with Exercised Warrants 87 Dividend - Cumulative Quarterly N/A N/A $284,999 CPP PINNACLE FINANCIAL PARTNERS, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $16,163,194 N/A CPP PLAINS CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $13,239,940 N/A CPP PLATO HOLDINGS INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $534,286 N/A CPP PLUMAS BANCORP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $622,344 N/A CPP POPULAR, INC. Preferred Stock with Warrants 10 Dividend - Cumulative N/A N/A N/A $20,777,778 N/A CPP POPULAR, INC. Trust Preferred Securities with Warrants 1a, 10 Dividend - Cumulative N/A N/A N/A $248,502,222 N/A CPP PORTER BANCORP, INC.(PBI) LOUISVILLE, KY Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $4,783,333 N/A CPP PRAIRIE STAR BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $132,253 N/A CPP PREMIER BANCORP, INC. Subordinated Debentures 42 Interest N/A N/A N/A $660,215 N/A CPP PREMIER BANK HOLDING COMPANY Preferred Stock with Exercised Warrants 13b Dividend - Cumulative N/A N/A N/A $467,413 N/A CPP PREMIER FINANCIAL BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,203,018 N/A CPP PREMIER FINANCIAL CORP. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $522,263 N/A CPP PREMIER SERVICE BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $100,522 N/A CPP PREMIERWEST BANCORP Preferred Stock with Warrants 107 Dividend - Cumulative N/A N/A N/A $1,046,500 N/A CPP PRESIDIO BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,740,944 N/A CPP PRINCETON NATIONAL BANCORP, INC. Preferred Stock with Warrants N/A CPP PRIVATE BANCORPORATION, INC. Preferred Stock with Exercised Warrants CPP PRIVATEBANCORP, INC. Preferred Stock with Warrants CPP PROVIDENCE BANK CPP PROVIDENT COMMUNITY BANCSHARES, INC. CPP 13c Dividend - Cumulative N/A N/A N/A $2,271,405 1a, 56 Dividend - Cumulative N/A N/A N/A $2,366,281 N/A 1a Dividend - Cumulative N/A N/A N/A $45,512,133 N/A Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $421,312 N/A Preferred Stock with Warrants 120 Dividend - Cumulative N/A N/A N/A $543,091 N/A PSB FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $802,802 N/A CPP PUGET SOUND BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $630,157 N/A CPP PULASKI FINANCIAL CORP. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,635,509 N/A CPP QCR HOLDINGS, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $4,949,567 N/A CPP RANDOLPH BANK & TRUST COMPANY Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $650,593 N/A CPP RCB FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $893,934 N/A CPP REDWOOD CAPITAL BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $520,626 N/A CPP REDWOOD FINANCIAL, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $425,811 N/A CPP REGENT BANCORP, INC. Preferred Stock with Exercised Warrants 126 Dividend - Cumulative N/A N/A N/A $784,282 N/A CPP REGENT CAPITAL CORPORATION, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $347,328 N/A CPP REGENTS BANCSHARES, INC. Preferred Stock with Exercised Warrants 77 Dividend - Cumulative N/A N/A N/A $1,513,339 N/A CPP REGIONAL BANKSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $305,660 N/A CPP REGIONS FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $593,055,556 N/A CPP RELIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,827,111 N/A CPP RIDGESTONE FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $277,224 N/A CPP RISING SUN BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $195,637 N/A CPP RIVER VALLEY BANCORPORATION, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $4,178,275 N/A CPP RIVERSIDE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $467,709 N/A CPP ROGERS BANCSHARES, INC. Preferred Stock with Exercised Warrants 13a Dividend - Cumulative N/A N/A N/A $738,021 N/A CPP ROYAL BANCSHARES OF PENNSYLVANIA, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $358,971 N/A CPP S&T BANCORP, INC. Preferred Stock with Warrants 1a $15,712,738 CPP Preferred Stock with Exercised Warrants CPP CALIFORNIA INTERNATIONAL BANK, N.A. / SAIGON NATIONAL BANK SALISBURY BANCORP, INC. Preferred Stock with Warrants CPP SANDY SPRING BANCORP, INC. Preferred Stock with Warrants CPP SANTA CLARA VALLEY BANK, N.A CPP CPP Dividend - Cumulative N/A N/A N/A Dividend - Non Cumulative Quarterly N/A N/A 65 Dividend - Cumulative N/A N/A N/A $1,079,960 1a Dividend - Cumulative N/A N/A N/A $7,593,868 N/A Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $158,928 N/A SANTA LUCIA BANCORP Preferred Stock with Warrants 72 Dividend - Cumulative N/A N/A N/A $331,111 N/A SBT BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $517,145 N/A CPP SCBT FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,115,639 N/A CPP SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST COMMERCE BANK Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,585,770 N/A CPP N/A 2/15/2017 N/A Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $263,780 N/A 92 Dividend - Cumulative N/A N/A N/A $449,073 N/A CPP SECURITY BANCSHARES OF PULASKI COUNTY, Preferred Stock with Exercised Warrants INC. SECURITY BUSINESS BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $795,018 N/A CPP SECURITY CALIFORNIA BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $996,698 N/A CPP SECURITY CAPITAL CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $1,153,111 N/A CPP SECURITY FEDERAL CORPORATION Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $1,600,000 N/A CPP SECURITY STATE BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,763,680 N/A CPP SECURITY STATE BANK HOLDING COMPANY Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,414,005 N/A CPP SEVERN BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,781,869 N/A CPP SHORE BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $333,333 N/A CPP SIGNATURE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $209,588 N/A CPP SIGNATURE BANK Preferred Stock with Warrants 1a Dividend - Non Cumulative N/A N/A N/A $1,816,667 N/A CPP SOMERSET HILLS BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $127,686 N/A CPP SONOMA VALLEY BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $347,164 N/A CPP SOUND BANKING COMPANY Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $643,399 N/A CPP SOUTHCREST FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $933,494 N/A CPP SOUTHERN BANCORP, INC. Preferred Stock 42 Dividend - Non Cumulative N/A N/A N/A $855,556 N/A CPP SOUTHERN COMMUNITY FINANCIAL CORP. Preferred Stock with Warrants 123 Dividend - Cumulative N/A N/A N/A $8,338,046 N/A CPP SOUTHERN FIRST BANCSHARES, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $2,897,640 N/A CPP SOUTHERN HERITAGE BANCSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $613,111 N/A CPP CPP SOUTHERN ILLINOIS BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $705,472 CPP SOUTHERN MISSOURI BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,254,764 N/A N/A CPP SOUTHFIRST BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $364,796 N/A CPP SOUTHWEST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $12,960,373 N/A CPP SOVEREIGN BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,506,669 N/A CPP SPIRIT BANKCORP, INC. Preferred Stock with Exercised Warrants 92 CPP ST. JOHNS BANCSHARES, INC. Preferred Stock with Exercised Warrants CPP STANDARD BANCSHARES, INC. Preferred Stock with Exercised Warrants CPP STATE BANK OF BARTLEY, THE Subordinated Debentures with Exercised Warrants CPP STATE BANKSHARES, INC. CPP STATE CAPITAL CORP. CPP Dividend - Cumulative N/A N/A N/A Dividend - Cumulative Quarterly 11/15/2016 11/15/2016 $2,261,750 N/A $1,554,408 2/15/2017 102 Dividend - Cumulative N/A N/A 65 Interest N/A N/A N/A $12,757,163 N/A N/A $282,299 N/A Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $5,508,472 N/A N/A N/A $1,330,709 STATE STREET CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A N/A $63,611,111 CPP STEARNS FINANCIAL SERVICES, INC. Subordinated Debentures with Exercised Warrants 1a N/A Interest N/A N/A N/A $5,350,442 N/A CPP STEELE STREET BANK CORPORATION Subordinated Debentures with Exercised Warrants 66 Interest N/A N/A N/A $1,728,673 N/A CPP STELLARONE CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,271,875 N/A CPP STERLING BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,923,333 N/A CPP STERLING BANCSHARES, INC. Preferred Stock with Warrants N/A CPP STERLING FINANCIAL CORPORATION Common Stock CPP STERLING FINANCIAL CORPORATION Preferred Stock with Warrants CPP STEWARDSHIP FINANCIAL CORPORATION Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,293,055 N/A CPP STOCKMENS FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,755,554 N/A CPP STONEBRIDGE FINANCIAL CORP. Preferred Stock with Exercised Warrants CPP SUBURBAN ILLINOIS BANCORP, INC. Subordinated Debentures with Exercised Warrants CPP SUMMIT STATE BANK CPP SUN BANCORP, INC. CPP SUNTRUST BANKS, INC. Preferred Stock with Warrants CPP SUPERIOR BANCORP INC. Preferred Stock with Warrants CPP SUPERIOR BANCORP INC. Trust Preferred Securities with Warrants CPP SURREY BANCORP CPP SUSQUEHANNA BANCSHARES, INC. CPP SV FINANCIAL, INC. CPP $70,875 1a Dividend - Cumulative N/A N/A N/A $2,486,571 36, 89 N/A N/A N/A N/A $860,796 N/A 36 Dividend - Cumulative N/A N/A N/A $6,733,333 N/A 92 Dividend - Cumulative N/A N/A N/A $634,609 N/A 60, 134 Interest N/A N/A N/A $9,179,430 N/A Preferred Stock with Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,115,625 N/A Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,103,971 N/A 1a Dividend - Cumulative N/A N/A N/A $567,986,111 N/A 13c, 17 Dividend - Cumulative N/A N/A N/A $3,507,500 N/A 13c, 17 Dividend - Cumulative N/A N/A N/A $1,475,833 N/A Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $214,972 N/A Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $23,722,222 N/A Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $521,383 N/A SVB FINANCIAL GROUP Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $12,109,028 N/A CPP SWORD FINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $2,693,234 N/A CPP SYNOVUS FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $222,744,526 N/A CPP SYRINGA BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $253,122 N/A CPP TAYLOR CAPITAL GROUP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $18,751,438 N/A CPP TCB CORPORATION/COUNTY BANK Subordinated Debentures with Exercised Warrants 66 Interest N/A N/A N/A $1,599,381 N/A CPP TCB HOLDING COMPANY Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $690,832 N/A CPP TCF FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $7,925,719 N/A CPP TCNB FINANCIAL CORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $284,611 N/A CPP TENNESSEE COMMERCE BANCORP, INC. Preferred Stock with Warrants 13c Dividend - Cumulative N/A N/A N/A $3,233,333 N/A CPP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $146,242 N/A CPP TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TEXAS CAPITAL BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,218,750 N/A CPP TEXAS NATIONAL BANCORPORATION INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $295,308 N/A CPP THE ANB CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,234,500 N/A CPP THE BANCORP, INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $2,813,689 N/A CPP THE BANK OF CURRITUCK Preferred Stock with Exercised Warrants 45 Dividend - Non Cumulative N/A N/A N/A $169,834 N/A CPP THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BARABOO BANCORPORATION, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,940,694 N/A Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,766,127 N/A Preferred Stock with Warrants 82 Dividend - Non Cumulative N/A N/A N/A $662,083 N/A Preferred Stock with Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,219,575 N/A CPP THE CONNECTICUT BANK AND TRUST COMPANY ELMIRA SAVINGS BANK (THE ELMIRA SAVINGS BANK, FSB) THE FIRST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,332,986 N/A CPP THE FIRST BANCSHARES, INC. Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $411,806 N/A CPP THE FIRST STATE BANK OF MOBEETIE Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $45,087 N/A CPP THE FREEPORT STATE BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $63,459 N/A CPP 1a Dividend - Cumulative N/A N/A N/A $129,861,111 N/A CPP THE HARTFORD FINANCIAL SERVICES GROUP, Preferred Stock with Warrants INC. THE LANDRUM COMPANY Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,830,292 N/A CPP THE LITTLE BANK, INCORPORATED Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,575,992 N/A CPP THE PNC FINANCIAL SERVICES GROUP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $421,066,667 N/A CPP THE PRIVATE BANK OF CALIFORNIA Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $751,752 N/A CPP THE QUEENSBOROUGH COMPANY Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $882,900 N/A CPP THE SOUTH FINANCIAL GROUP, INC. Preferred Stock with Warrants CPP THE VICTORY BANCORP, INC. Preferred Stock with Exercised Warrants CPP THE VICTORY BANCORP, INC. CPP THREE SHORES BANCORPORATION, INC. CPP THREE SHORES BANCORPORATION, INC. Preferred Stock with Exercised Warrants CPP TIB FINANCIAL CORP Preferred Stock with Warrants 44 Dividend - Cumulative N/A N/A N/A $1,284,722 N/A CPP TIDELANDS BANCSHARES, INC. Preferred Stock with Warrants 142 Dividend - Cumulative N/A N/A N/A $1,195,973 N/A CPP TIFTON BANKING COMPANY Preferred Stock with Exercised Warrants 13a Dividend - Non Cumulative N/A N/A N/A $223,208 N/A CPP TIMBERLAND BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,346,629 N/A CPP TITONKA BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $346,490 N/A CPP TODD BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,010,672 N/A CPP TOWNEBANK Preferred Stock with Warrants 66 Dividend - Non Cumulative N/A N/A N/A $10,619,167 N/A CPP TREATY OAK BANCORP, INC. Preferred Stock with Exercised Warrants 47 Dividend - Cumulative N/A N/A N/A $192,415 N/A CPP TRI-COUNTY FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,336,116 N/A CPP TRI-STATE BANK OF MEMPHIS Preferred Stock 42 Dividend - Non Cumulative N/A N/A N/A $190,215 N/A CPP TRIAD BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $501,325 N/A CPP TRINITY CAPITAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $6,592,186 N/A CPP TRISTATE CAPITAL HOLDINGS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $4,492,402 N/A CPP TRISUMMIT BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,172,766 N/A CPP TRUSTMARK CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $11,287,500 N/A CPP TWO RIVERS FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,475,133 N/A CPP U.S. BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $195,220,417 N/A CPP U.S. CENTURY BANK Preferred Stock with Exercised Warrants 133 Dividend - Non Cumulative N/A N/A N/A $745,312 N/A CPP UBT BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,234,912 N/A CPP UCBH HOLDINGS INC. Preferred Stock with Warrants 13a Dividend - Cumulative N/A N/A N/A $7,509,920 N/A CPP UMPQUA HOLDINGS CORP. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $13,475,555 N/A CPP UNION BANK & TRUST COMPANY Preferred Stock with Exercised Warrants 66 Dividend - Non Cumulative N/A N/A N/A $680,292 N/A CPP UNION FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $395,873 N/A CPP UNION FIRST MARKET BANKSHARES CORPORATION Preferred Stock 1a, 21 Dividend - Cumulative N/A N/A N/A $3,417,970 N/A CPP CPP CPP 37 Dividend - Cumulative N/A N/A N/A $16,386,111 N/A 12, 65 Dividend - Cumulative N/A N/A N/A $194,055 N/A Preferred Stock with Exercised Warrants 12, 65 Dividend - Non Cumulative N/A N/A N/A $21,128 N/A Preferred Stock with Exercised Warrants 12, 80 Dividend - Cumulative N/A N/A N/A $923,092 N/A 12, 80 Dividend - Non Cumulative N/A N/A N/A $250,966 N/A CPP CPP UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNITED AMERICAN BANK 21 Dividend - Non Cumulative N/A N/A N/A $1,821,889 N/A 3, 21 Dividend - Cumulative N/A N/A N/A $2,695,972 N/A CPP UNITED BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $3,527,704 CPP N/A UNITED BANCORPORATION OF ALABAMA, INC. Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $872,639 N/A CPP UNITED BANK CORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $3,762,080 N/A CPP UNITED COMMUNITY BANKS, INC. Preferred Stock with Warrants CPP UNITED FINANCIAL BANKING COMPANIES, INC. Preferred Stock with Exercised Warrants CPP UNITY BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,657,501 N/A CPP UNIVERSAL BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,278,067 N/A CPP UNIVERSITY FINANCIAL CORP. Subordinated Debentures 42 Interest N/A N/A N/A $1,022,886 N/A CPP US METRO BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $461,216 N/A CPP UWHARRIE CAPITAL CORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,416,041 N/A CPP VALLEY COMMERCE BANCORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,318,401 N/A CPP VALLEY COMMUNITY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $629,476 N/A CPP VALLEY FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,744,779 N/A CPP VALLEY FINANCIAL GROUP, LTD. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $124,775 N/A CPP VALLEY NATIONAL BANCORP Preferred Stock with Warrants 1a, 117 Dividend - Cumulative N/A N/A N/A $18,551,519 N/A CPP VERITEX HOLDINGS, INC. Preferred Stock with Exercised Warrants 54, 65 Dividend - Cumulative N/A N/A N/A $353,796 N/A CPP VILLAGE BANK AND TRUST FINANCIAL CORP. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $1,318,232 N/A CPP VIRGINIA COMMERCE BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $14,190,139 N/A CPP VIRGINIA COMPANY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $786,987 N/A CPP VISION BANK - TEXAS Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $323,259 N/A CPP VIST FINANCIAL CORP. Preferred Stock with Warrants 88 Dividend - Cumulative N/A N/A N/A $4,520,833 N/A CPP W.T.B. FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $15,736,874 N/A CPP WACHUSETT FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,253,826 N/A CPP WAINWRIGHT BANK & TRUST COMPANY Preferred Stock with Warrants 1a Dividend - Non Cumulative N/A N/A N/A $1,023,611 N/A CPP WASHINGTON BANKING COMPANY Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,623,344 N/A CPP WASHINGTON FEDERAL, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $5,361,111 N/A CPP WASHINGTONFIRST BANKSHARES, INC. Preferred Stock with Exercised Warrants 12, 65 Dividend - Cumulative N/A N/A N/A $1,314,489 N/A CPP WASHINGTONFIRST BANKSHARES, INC. Preferred Stock with Exercised Warrants 12, 65 Dividend - Non Cumulative N/A N/A N/A $195,829 N/A CPP WAUKESHA BANKSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,071,380 N/A CPP WEBSTER FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $36,944,444 N/A CPP WELLS FARGO & CO. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,440,972,222 N/A CPP WESBANCO, INC. Preferred Stock with Warrants 1a, 95 Dividend - Cumulative N/A N/A N/A $4,242,500 N/A CPP WEST BANCORPORATION, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,495,000 N/A CPP WESTAMERICA BANCORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,755,981 N/A CPP WESTERN ALLIANCE BANCORPORATION Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $19,950,000 N/A CPP WESTERN COMMUNITY BANCSHARES, INC. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $554,083 N/A CPP WESTERN ILLINOIS BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,102,189 N/A CPP WESTERN RESERVE BANCORP, INC. Preferred Stock with Exercised Warrants 96 Dividend - Cumulative N/A N/A N/A $907,198 N/A CPP WHITE RIVER BANCSHARES COMPANY Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,589,583 N/A CPP WHITNEY HOLDING CORPORATION Preferred Stock with Warrants 61 Dividend - Cumulative N/A N/A N/A $36,833,333 N/A CPP WILSHIRE BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $10,282,176 N/A CPP WINTRUST FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $25,104,167 N/A CPP WORTHINGTON FINANCIAL HOLDINGS, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $370,600 N/A CPP WSFS FINANCIAL CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,405,558 N/A CPP Preferred Stock with Exercised Warrants Preferred Stock with Warrants N/A 92 Dividend - Cumulative N/A N/A N/A $38,843,350 N/A 65 Dividend - Cumulative N/A N/A N/A $708,964 N/A CPP YADKIN VALLEY FINANCIAL CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,820,923 N/A CPP YORK TRADITIONS BANK Preferred Stock with Exercised Warrants 66 Dividend - Non Cumulative N/A N/A N/A $590,022 N/A 1a Dividend - Cumulative N/A N/A N/A $253,361,111 N/A Interest N/A N/A N/A $65,609,187 N/A Distribution N/A N/A N/A $217,486,944 N/A Interest N/A N/A N/A $58,441,691 N/A 20, 20b Distribution N/A N/A N/A $193,934,465 N/A Interest N/A N/A N/A $34,314,855 N/A 20, 20a Distribution N/A N/A N/A $38,128,423 N/A Interest N/A N/A N/A $18,212,424 N/A Distribution N/A N/A N/A $81,552,317 N/A Interest N/A N/A N/A $27,857,368 N/A 20 Distribution N/A N/A N/A $49,638,801 N/A Interest N/A N/A N/A $17,037,864 N/A 20, 20b Distribution N/A N/A N/A $49,610,553 N/A Interest N/A N/A N/A $37,401,896 N/A 20, 20b Distribution N/A N/A N/A $124,103,879 N/A 16 Interest N/A N/A N/A $342,176 N/A Interest N/A N/A N/A $60,686,989 N/A Distribution N/A N/A N/A $168,418,795 N/A CPP ZIONS BANCORPORATION Preferred Stock with Warrants PPIP AG GECC PPIF MASTER FUND, L.P. Debt Obligation with Contingent Proceeds PPIP AG GECC PPIF MASTER FUND, L.P. Membership Interest PPIP Debt Obligation with Contingent Proceeds Membership Interest PPIP ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P. ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P. BLACKROCK PPIF, L.P. PPIP BLACKROCK PPIF, L.P. Membership Interest PPIP Debt Obligation with Contingent Proceeds PPIP INVESCO LEGACY SECURITIES MASTER FUND, L.P. INVESCO LEGACY SECURITIES MASTER FUND, L.P. MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P. MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P. OAKTREE PPIP FUND, L.P. PPIP OAKTREE PPIP FUND, L.P. Membership Interest PPIP Debt Obligation with Contingent Proceeds SBA7A RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P. RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P. UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P. WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP COASTAL SECURITIES, INC. Floating Rate SBA 7A 75 Principal and Interest N/A N/A N/A $35,213,318 N/A SBA7A SHAY FINANCIAL SERVICES, INC. Floating Rate SBA 7A 75 Principal and Interest N/A N/A N/A $7,152,327 N/A PPIP PPIP PPIP PPIP PPIP PPIP PPIP PPIP TALF 20, 20b Debt Obligation with Contingent Proceeds Membership Interest 20, 20b Debt Obligation with Contingent Proceeds Membership Interest Debt Obligation with Contingent Proceeds Membership Interest Debt Obligation with Contingent Proceeds Debt Obligation with Contingent Proceeds Membership Interest 20 TALF LLC Debt Obligation with Additional Note 31 Interest N/A N/A N/A $13,407,761 N/A TIP BANK OF AMERICA Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,435,555,556 N/A TIP CITIGROUP INC. Preferred Stock with Warrants 6 Dividend - Cumulative N/A N/A N/A $933,333,333 N/A TIP CITIGROUP INC. Trust Preferred Securities 1a Dividend - Cumulative N/A N/A N/A $635,555,556 N/A Notes to the Cumulative Dividends, Interest, and Distribution Report: 1a This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same 1b This institution repaid Treasury prior to this month pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the 1c This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 1d This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 1e This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend 1f This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 2a This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future 2b This institution repaid Treasury in this month pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the CDCI 2c This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2d This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2e This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2f This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 3 This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 4 This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports. 5 On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non-Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E preferred shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an equity capital facility, under which AIG may draw up to $29.8 billion in exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 6 Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative perpetual preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares of common stock. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP Shares) “dollar for dollar” for trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are i d has lif t d t t f th f d t k ill i equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock f t t Citigroup Th agreed that until Treasury ceases to own any debt or th 7 8 9 10 other than quarterly cash dividends of not more than $0.01 per share. GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in GMAC LLC. On 12/30/2009, Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $ On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM). 13a On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a $13 million exchange fee in connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports. In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the rights to 9.9% of the common equity in New Chrysler. This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. As of month-end, this institution is in bankruptcy proceedings. 13b This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports. 11 12 13c As of month-end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank. 14a Payment made after month-end. 14b Payment made in a prior period with respect to a payment scheduled in this month. 14c Payment with respect to a payment scheduled for next month. 14d Payment made with respect to non-current payments. 15 16 On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred securities, and the life-to-date payment amount will remain the same on future reports. On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. As of February 28, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the 17 On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18 Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment. 19 20 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met. For a PPIP fund membership interest, amount (if any) reflects pro-rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership 20a Life-To-Date Payment reflects the $278,904.85 distribution made in January 2010. 20b 22 Life-to-date payment amount has been adjusted to reflect only the pro-rata equity distributions to Treasury of gross investment proceeds from the fund, made from time to time in accordance with the terms of the fund's Limited Partnership and Loan Agreements. All other equity capital repayments and/or distributions in excess of total paid in capital are now displayed on the Transactions Report. On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror (now known as Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment. Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon). 23 Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding). 24 On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports. 25 The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26. 26 Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of debt from CGI Holding issued to Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding received from Chrysler Financial equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 27 On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment. 28 29 On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note, thereafter interest is due to be paid quarterly. On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury. 30 General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note. 31 Although interest accrues monthly, payment is not due until the maturity date of the note. 32 The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports. 33 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. (See Note 13c.) On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement. 21 34 35 36 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was 37 38 On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. The life-to-date payment amount will remain the same on future reports. On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 39 In June 2010, this institution prepaid the next four quarterly dividend payments. 40 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 41 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in t f it k d $393 121 t f it t This institution qualified tto participate in thei Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 42 43 44 45 46 47 48 49 50 51 52 53 54 55 On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life-to-date payment amount will remain the same on future reports. On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Currituck at an aggregate purchase price of $1,752,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. The life-to-date payment amount will remain the same on future reports. Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. The life-to-date payment amount will remain the same on future reports. On 2/15/2011, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement On 2/18/11, Treasury completed the exchange of its $135,000,000 of Preferred Stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. The life-to-date payment amount will remain the same on future reports. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 49, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. On 3/9/2011, Treasury completed the sale of all Subordinated Debentures (including the Subordinated Debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. On 5/31/2011, Treasury completed the sale of all Preferred Stock and Warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 56 Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend. 57 On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation Preferred Stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation Warrant for an equivalent Warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2010. 58 59 60 61 62 63 64 On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. Preferred Stock and Warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011. On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend. On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. On 6/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 3/29/2012, Treasury executed an underwriting agreement for the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17. On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation Preferred Stock held by Treasury and the related Warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/30/2011. Accrued interest received with respect to the sale of a SBA 7(A) security. 65 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 66 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending 67 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. Preferred Stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 68 69 70 71 72 73 74 75 76 77 78 79 80 81 On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. This SBA 7a security was sold in a prior period and all trailing principal and interest payments have been received. The life to date payment amount will remain the same on future reports. On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Parkvale Financial Corporation (“Parkvale”) by Treasury for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective On 1/27/2012, Treasury completed the sale of all of the preferred stock and exercised warrants that had been issued to Treasury by Regents Bancshares, Inc. (“Regents”) to Grandpoint Capital, Inc. (“Grandpoint”) for an aggregate purchase price of $13,214,858.00, pursuant to the terms of the agreement between Treasury and Grandpoint entered into on 1/27/2012. On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. Treasury completed a secondary public offering for this institution in which the preferred stock issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends were paid with respect to the secondary public offering. No future dividend payments are required. The life to date payment amount will remain the same on future reports. On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012. 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012. On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012. On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012. On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012. As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012. On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement executed on 8/17/2012. On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012. Treasury completed a sale to qualified buyers for this institution in which the preferred stock or subordinated debentures issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends are collected with respect to the auctions of issuers that are current on dividend payments. No future dividend payments are required. The life to date payment amount will remain the same on future reports. On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012. On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. On 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant. On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto. 106 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation 107 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 108 On 6/28/2013, Treasury completed the sale to MBG Investors I, L.P. of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Metropolitan Bank Group, Inc. to Treasury for an aggregate purchase price of $26,000,000.00, pursuant to the terms of the agreement among Treasury, MBG Investors I, L.P. and Metropolitan Bank Group, Inc. entered into on 6/26/2013. On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13. 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation (Broadway) for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). On 12/5/2013, following the receipt of certain shareholder approvals, Treasury's 10,146 shares of common stock equivalent in Broadway converted to 10,146,000 shares of common On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013. On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury’s CPP warrant and $6,785,000 of preferred stock for common stock. The exchange was subject to the fulfillment by Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers pursuant to On 11/20/2013, Ally repurchased all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury. No future dividend payments are required. The life to date payment amount will remain the On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which Treasury agreed to sell to FCBTC the CPP preferred stock and warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013. As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia corporation (CBTC Virginia), the outstanding preferred stock and warrant issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/2014. Treasury received accrued On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On 9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013. As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. On April 24, 2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities purchase agreements dated as of April 21, 2014. BBW paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014. On April 25, 2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which Treasury agreed to sell to Park Sterling the CPP preferred stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014. On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of 4/29/2014, with Northern States Financial Corporation, and immediately sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional Bank Opportunities Fund L.P., Endeavour Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP. On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to BCAR at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 7/16/2014. On 10/01/2012, Treasury entered into a securities purchase agreement with Southern Community Financial Corporation and Capital Bank Financial Corp. pursuant to which Treasury agreed to sell to Capital Bank Financial Corporation the CPP preferred stock and warrant plus accrued dividends issued by Southern Community Financial Corporation, subject to the conditions specified in such agreement. The sale was completed on 10/01/2012. On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/21/2012. On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its Central Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014. On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated as of 10/16/2014, with Regent Bancorp, Inc., and immediately sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of 10/16/2014. On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to which Treasury agreed to sell to HCBF the CPP preferred stock issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014. 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury exchanged its $295,000 in aggregate principal amount of Union senior subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued dividends on the Union senior subordinated securities were paid on the date of the exchange. On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of November 25, 2014. On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated securities for a like amount of SHFCU senior subordinated securities. Accrued and unpaid interest were paid on the date of the exchange. As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers & Merchants Bancshares, Inc. was exchanged for a like amount of securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers & Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015. On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a purchase price of $5,250,000 plus accrued dividends, pursuant to the terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the merger of Wilshire and BankAsiana. On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as of March 17, 2015. On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015. On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/7/2015. On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its Patapsco Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015. On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by Goldwater Bank, N.A. to Wiechert for total proceeds of $1,348,000 subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015. On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Capital Commerce Bancorp, Inc. The consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/2/2015, with the purchaser parties thereto. On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with CalWest Bancorp. As part of that transaction, Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase agreements, each dated as of 12/23/2015, with the purchaser parties thereto. On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 4/11/2016. On 6/30/2016, Treasury completed the exchange of its Liberty Shares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Liberty Shares, Inc. As part of that transaction, Treasury immediately sold the resulting Liberty Shares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 6/30/2016, with the purchaser parties thereto. On 7/1/2016, Treasury completed the sale to United Community Banks, Inc. (UCBI) of all of its CPP preferred stock and associated warrants issued by Tidelands Bancshares, Inc. (Tidelands) to UCBI for total proceeds of $8,984,227 subject to the satisfaction of conditions specified in the agreement. This transaction was in conjunction with a merger between Tidelands and UCBI. On 10/11/2016, Treasury entered into an agreement with State Capital Corp. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $14,750,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/11/2016. On 10/11/2016, Treasury entered into an agreement with Community Bancshares of Mississippi, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $50,778,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/11/2016. On 10/18/2016, Treasury entered into an agreement with BancPlus Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $75,250,020 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/18/2016. On 10/31/2016, Treasury entered into an agreement with Security Federal Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $21,340,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2016. On 11/22/2016, Treasury entered into an agreement with Pyramid Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $930,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/22/2016. On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,745,400 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016. On 11/29/2016, Treasury entered into an agreement with Southern Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $31,434,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016. CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS AS OF NOVEMBER 30, 2016 Total CPP Investment Amount (Note 24) $204,894,726,320 Total CPP Dividends/Interest Paid as of November 30, 2016 (Note 1) $12,133,603,977 Non-Current CPP Dividends/Interest (Note 3) $32,389,661 Non-Current Cumulative Dividends: Non-Current Non-Cumulative Dividends: Institution Name Portfolio? Purchase Amount (Note 6) $6,837,866 Non-Current S-Corp Interest: Notes $16,303,182 $9,248,613 Unpaid Dividends/Interest (Note 2) Payments Made Later (Note 4) Non-Current Dividends/Interest (Note 3) Number of Missed Payments (Note 5) CUMULATIVE DIVIDENDS: 64 1ST FINANCIAL SERVICES CORPORATION N $16,369,000 $2,864,575 $0 $0 14 45 AB&T FINANCIAL CORPORATION N $3,500,000 $481,250 $0 $0 11 45 ALARION FINANCIAL SERVICES, INC. N $6,514,000 $532,560 $0 $0 6 42 ALASKA PACIFIC BANCSHARES, INC. N $4,781,000 $119,525 $119,525 $0 0 76 ALLEGIANCE BANCSHARES, INC. (FARMERS & MERCHANTS BANCSHARES, INC.) N $11,000,000 $1,718,750 $1,718,750 $0 0 15 ALLIED FIRST BANCORP, INC. Y $3,652,000 $1,460,085 $0 $1,460,085 22 45 ALPINE BANKS OF COLORADO N $70,000,000 $3,815,000 $3,815,000 $0 0 ANCHOR BANCORP WISCONSIN, INC. N $110,000,000 $23,604,167 $0 $0 17 45 ATLANTIC BANCSHARES, INC. N $2,000,000 $299,255 $0 $0 11 51 BANCTRUST FINANCIAL GROUP, INC. N $50,000,000 $1,875,000 $1,875,000 $0 0 69 BANK OF THE CAROLINAS CORPORATION N $13,179,000 $2,306,325 $0 $0 14 66 BANKERS' BANK OF THE WEST BANCORP, INC. N $12,639,000 $1,549,868 $1,549,868 $0 0 BBCN BANCORP, INC. N $128,500,000 $812,500 $812,500 $0 0 7, 28, 61 37, 52 BCB HOLDING COMPANY, INC. N $1,706,000 $302,088 $302,088 $0 0 45 BLUE RIDGE BANCSHARES, INC. N $12,000,000 $327,000 $327,000 $0 0 7 BLUE RIVER BANCSHARES, INC. N $5,000,000 $204,375 $0 $0 3 BLUE VALLEY BAN CORP N $21,750,000 $4,893,750 $0 $0 18 BNB FINANCIAL SERVICES CORPORATION N $7,500,000 $1,328,438 $1,328,438 $0 0 BNCCORP, INC. N $20,093,000 $3,285,300 $3,285,300 $0 0 BRIDGEVIEW BANCORP, INC. N $38,000,000 $7,766,250 $0 $0 15 BROADWAY FINANCIAL CORPORATION Y $15,000,000 $2,137,500 $2,137,500 $0 0 CADENCE FINANCIAL CORPORATION N $44,000,000 $550,000 $550,000 $0 0 27, 45 45 27, 45 8, 15, 36, 60 22 CALVERT FINANCIAL CORPORATION 83 8, 82 45 N $1,037,000 $242,180 $242,180 $0 0 CALWEST BANCORP N $4,656,000 $1,658,213 $0 $0 21 CAPITAL COMMERCE BANCORP, INC. N $5,100,000 $1,593,750 $1,593,750 $0 0 CAROLINA BANK HOLDINGS, INC. N $16,000,000 $1,200,000 $1,200,000 $0 0 CARROLLTON BANCORP N $9,201,000 $920,100 $920,100 $0 0 35 CASCADE FINANCIAL CORPORATION N $38,970,000 $3,409,875 $0 $0 7 7 CB HOLDING CORP. N $4,114,000 $224,240 $0 $0 4 45 CBS BANC-CORP. N $24,300,000 $1,655,438 $1,655,438 $0 0 15 CECIL BANCORP, INC. Y $11,560,000 $5,317,600 $0 $5,317,600 28 CENTRAL BANCORP, INC. - TX N $22,500,000 $4,516,875 $4,516,875 $0 0 49 CENTRAL FEDERAL CORPORATION N $7,225,000 $722,500 $0 $0 8 8, 21, 46 CENTRAL PACIFIC FINANCIAL CORP. N $135,000,000 $10,125,000 $10,125,000 $0 0 37, 62 CENTRAL VIRGINIA BANKSHARES, INC. N $11,385,000 $2,134,688 $0 $0 15 28, 45 CENTRUE FINANCIAL CORPORATION N $32,668,000 $6,959,475 $0 $0 18 7b CIT GROUP INC. N $2,330,000,000 $29,125,000 $0 $0 1 7 CITIZENS BANCORP N $10,400,000 $1,275,300 $0 $0 9 28, 72 CITIZENS BANCSHARES CO. N $24,990,000 $4,086,000 $0 $0 12 15 CITIZENS COMMERCE BANCSHARES, INC. Y $6,300,000 $3,182,288 $0 $3,182,288 29 79 CITY NATIONAL BANCSHARES CORPORATION N $9,439,000 $2,973,285 $0 $0 22 45 CLOVER COMMUNITY BANKSHARES, INC. N $3,000,000 $204,375 $204,375 $0 0 45 COASTAL BANKING COMPANY, INC. N $9,950,000 $995,000 $248,750 $0 6 45 COASTALSOUTH BANCSHARES, INC. N $16,015,000 $1,687,900 $0 $0 8 45 COLOEAST BANKSHARES, INC. N $10,000,000 $1,090,000 $0 $0 8 45 COLONY BANKCORP, INC. N $28,000,000 $1,400,000 $0 $0 4 COMMUNITY BANCSHARES, INC. N $3,872,000 $191,750 $191,750 $0 0 0 27, 45 COMMUNITY BANKERS TRUST CORPORATION N $17,680,000 $1,547,000 $1,547,000 $0 71 COMMUNITY FINANCIAL SHARES, INC. N $6,970,000 $759,820 $329,605 $0 5 45 COMMUNITY FIRST, INC. N $17,806,000 $2,911,200 $0 $0 12 45 COMMUNITY WEST BANCSHARES N $15,600,000 $585,000 $0 $0 3 COMMUNITYONE BANCORP (FNB UNITED CORP.) N $51,500,000 $3,862,500 $3,862,500 $0 0 CONGAREE BANCSHARES, INC. N $3,285,000 $223,763 $223,763 $0 0 COVENANT FINANCIAL CORPORATION N $5,000,000 $272,500 $272,500 $0 0 34 VANTAGESOUTH BANCSHARES, INC. (CRESCENT FINANCIAL BANCSHARES, INC.) N $42,849,000 $1,556,250 $1,556,250 $0 0 45 CSRA BANK CORP. N $2,400,000 $717,300 $0 $0 19 30 CUSTOMERS BANCORP, INC. N $2,892,000 $197,063 $197,063 $0 0 45 DELMAR BANCORP N $9,000,000 $613,125 $0 $0 5 45 DICKINSON FINANCIAL CORPORATION II N $146,053,000 $27,859,720 $0 $0 14 37, 65 8, 33 45 45 EASTERN VIRGINIA BANKSHARES, INC. N $24,000,000 $3,300,000 $0 $0 50 EQUITY BANCSHARES, INC. N $23,550,000 $2,016,500 $2,016,500 $0 0 45 FC HOLDINGS, INC. N $21,042,000 $4,013,730 $0 $0 14 45 FIDELITY FEDERAL BANCORP N $6,657,000 $1,229,924 $0 $0 14 45 FIRST ALLIANCE BANCSHARES, INC. N $3,422,000 $93,245 $0 $0 2 FIRST BANCORP - PR Y $400,000,000 $42,681,526 $42,681,526 $0 0 FIRST BANKS, INC. N $295,400,000 $64,543,063 $0 $0 17 N $10,685,000 $534,250 $0 $0 4 25 FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. N $16,500,000 $1,031,250 $0 $0 5 45 FIRST FINANCIAL SERVICE CORPORATION N $20,000,000 $2,500,000 $0 $0 10 45 FIRST GOTHENBURG BANCSHARES, INC. N $7,570,000 $103,153 $103,153 $0 0 7 FIRST PLACE FINANCIAL CORP. N $72,927,000 $5,469,525 $0 $0 6 45 FIRST RELIANCE BANCSHARES, INC. N $15,349,000 $1,254,720 $0 $0 6 FIRST SECURITY GROUP, INC. N $33,000,000 $5,362,500 $5,362,500 $0 0 45 FIRST SOUTHWEST BANCORPORATION, INC. N $5,500,000 $974,188 $0 $0 13 45 FIRST UNITED CORPORATION N $30,000,000 $5,250,000 $5,250,000 $0 0 0 8, 12, 15 28, 45 26 8, 28, 55 11 FIRSTMERIT CORPORATION N $425,000,000 $48,750,000 $48,750,000 $0 45 FLAGSTAR BANCORP, INC. N $266,657,000 $16,666,063 $0 $0 5 59 FLORIDA BANK GROUP, INC. N $20,471,000 $3,068,203 $0 $0 11 28, 56 7 FPB BANCORP, INC. N $5,800,000 $435,000 $0 $0 6 38 GATEWAY BANCSHARES, INC. N $6,000,000 $163,500 $163,500 $0 0 45 GERMANTOWN CAPITAL CORPORATION N $4,967,000 $67,668 $67,668 $0 0 15 GRAND MOUNTAIN BANCSHARES, INC. Y $3,076,000 $1,527,770 $0 $1,527,770 30 29 GREEN BANKSHARES, INC. N $72,278,000 $3,613,900 $0 $0 4 GREEN CIRCLE INVESTMENTS, INC. N $2,400,000 $32,700 $32,700 $0 0 0 GREER BANCSHARES INCORPORATED N $9,993,000 $1,770,113 $1,770,113 $0 7 GREGG BANCSHARES, INC. N $825,000 $101,115 $0 $0 9 16 HAMPTON ROADS BANKSHARES, INC. N $80,347,000 $4,017,350 $0 $0 0 15 HARBOR BANKSHARES CORPORATION Y $6,800,000 $2,992,000 $170,000 $2,822,000 26 84 HCSB FINANCIAL CORPORATION N $12,895,000 $4,287,588 $0 $0 21 41 HEARTLAND BANCSHARES, INC. N $7,000,000 $372,320 $372,320 $0 0 HERITAGE COMMERCE CORP. N $40,000,000 $3,500,000 $3,500,000 $0 0 HERITAGE OAKS BANCORP N $21,000,000 $2,362,500 $2,362,500 $0 0 74 HIGHLANDS INDEPENDENT BANCSHARES, INC. N $6,700,000 $1,436,313 $0 $0 15 45 HMN FINANCIAL, INC. N $26,000,000 $2,600,000 $0 $0 8 45 HOMETOWN BANKSHARES CORPORATION N $10,000,000 $800,490 $800,490 $0 0 45 IA BANCORP, INC. N $5,976,000 $551,093 $78,728 $0 6 7 IDAHO BANCORP N $6,900,000 $1,786,238 $0 $0 19 INDEPENDENT BANK CORPORATION N $72,000,000 $14,193,996 $8,029,577 $0 7 INDIANA BANK CORP. N $1,312,000 $107,310 $0 $0 6 7 INTEGRA BANK CORPORATION N $83,586,000 $7,313,775 $0 $0 7 37 INTERMOUNTAIN COMMUNITY BANCORP N $27,000,000 $4,050,000 $4,050,000 $0 0 28, 45 INTERVEST BANCSHARES CORPORATION N $25,000,000 $4,375,000 $4,375,000 $0 0 7 LEGACY BANCORP, INC. N $5,498,000 $206,175 $0 $0 3 85 LIBERTY SHARES, INC. N $17,280,000 $6,797,520 $0 $0 23 45 MADISON FINANCIAL CORPORATION N $3,370,000 $688,913 $0 $0 15 45 MARKET BANCORPORATION, INC. N $2,060,000 $449,080 $0 $0 16 MERCANTILE BANK CORPORATION N $21,000,000 $1,312,500 $1,312,500 $0 0 METROCORP BANCSHARES, INC. N $45,000,000 $2,812,500 $2,812,500 $0 0 METROPOLITAN BANK GROUP, INC. N $78,406,000 $12,716,368 $3,204,825 $0 9 8, 9 42 8, 23, 58 8 MID-WISCONSIN FINANCIAL SERVICES, INC. N $10,000,000 $1,090,000 $1,090,000 $0 0 7, 8 MIDWEST BANC HOLDINGS, INC. N $84,784,000 $4,239,200 $4,239,200 $0 0 44 MILLENNIUM BANCORP, INC. N $7,260,000 $989,175 $989,175 $0 0 MONADNOCK BANCORP, INC. N $1,834,000 $199,960 $199,960 $0 0 MONARCH COMMUNITY BANCORP, INC. N $6,785,000 $1,272,188 $1,272,188 $0 0 MS FINANCIAL, INC. N $7,723,000 $526,113 $526,113 $0 0 47 NAPLES BANCORP, INC. N $4,000,000 $327,000 $0 $0 6 45 NATIONAL BANCSHARES, INC. N $24,664,000 $3,024,383 $0 $0 9 75 NCAL BANCORP N $10,000,000 $2,207,500 $0 $0 14 NORTHERN STATES FINANCIAL CORPORATION N $17,211,000 $3,872,475 $0 $0 18 NORTHWEST BANCORPORATION, INC. N $10,500,000 $1,716,750 $0 $0 12 27, 45 OLD SECOND BANCORP, INC. N $73,000,000 $9,125,000 $0 $0 10 37, 45 OMEGA CAPITAL CORP. N $2,816,000 $575,588 $0 $0 15 8, 13 PACIFIC CAPITAL BANCORP N $180,634,000 $13,547,550 $13,547,550 $0 0 45 PACIFIC CITY FINANCIAL CORPORATION N $16,200,000 $3,973,050 $0 $0 18 7b PACIFIC COAST NATIONAL BANCORP N $4,120,000 $112,270 $0 $0 2 80 PATAPSCO BANCORP, INC. N $6,000,000 $2,158,500 $2,158,500 $0 0 45 PATHWAY BANCORP N $3,727,000 $761,588 $0 $0 15 45 PATRIOT BANCSHARES, INC. N $26,038,000 $4,612,010 $0 $0 13 PATTERSON BANCSHARES, INC. N $3,690,000 $201,150 $201,150 $0 0 AVIDBANK HOLDINGS, INC (PENINSULA BANK HOLDING CO.) N $6,000,000 $312,500 $312,500 $0 0 8, 63 45, 68 45 7 PIERCE COUNTY BANCORP N $6,800,000 $370,600 $0 $0 4 15 PINNACLE BANK HOLDING COMPANY, INC. Y $4,389,000 $1,993,440 $0 $1,993,440 26 45 PLUMAS BANCORP N $11,949,000 $1,792,350 $0 $0 12 45 PORTER BANCORP, INC.(PBI) LOUISVILLE, KY N $35,000,000 $6,737,500 $0 $0 13 45 PRAIRIE STAR BANCSHARES, INC. N $2,800,000 $913,150 $0 $0 7 PREMIER BANK HOLDING COMPANY N $9,500,000 $1,164,938 $0 $0 9 45 PREMIER FINANCIAL BANCORP, INC. N $22,252,000 $556,300 $556,300 $0 0 PREMIERWEST BANCORP N $41,400,000 $7,245,000 $0 $0 14 PRINCETON NATIONAL BANCORP, INC. N $25,083,000 $2,194,763 $0 $0 7 PRIVATE BANCORPORATION, INC. N $8,222,000 $1,625,325 $1,625,325 $0 0 67 PROVIDENT COMMUNITY BANCSHARES, INC. N $9,266,000 $1,737,375 $0 $0 15 45 RCB FINANCIAL CORPORATION N $8,900,000 $1,055,520 $0 $0 9 REDWOOD CAPITAL BANCORP N $3,800,000 $51,775 $51,775 $0 0 28, 57 7 21 REGENT BANCORP, INC. N $9,982,000 $2,275,860 $2,275,860 $0 0 45 RELIANCE BANCSHARES, INC. N $40,000,000 $5,995,000 $0 $0 11 45 14 8, 73 RIDGESTONE FINANCIAL SERVICES, INC. N $10,900,000 $2,079,175 $0 $0 7, 37 RISING SUN BANCORP N $5,983,000 $1,749,960 $0 $0 20 7, 28 ROGERS BANCSHARES, INC. N $25,000,000 $5,109,375 $0 $0 15 28, 45 ROYAL BANCSHARES OF PENNSYLVANIA, INC. N $30,407,000 $7,601,750 $0 $0 20 32 SANTA LUCIA BANCORP N $4,000,000 $200,000 $0 $0 4 42 SEACOAST BANKING CORPORATION OF FLORIDA N $50,000,000 $5,625,000 $5,625,000 $0 0 45 SEVERN BANCORP, INC. N $23,393,000 $1,754,475 $0 $0 6 7 SONOMA VALLEY BANCORP N $8,653,000 $353,715 $0 $0 3 45 SOUTHCREST FINANCIAL GROUP, INC. N $12,900,000 $1,581,863 $0 $0 9 70 SOUTHERN COMMUNITY FINANCIAL CORP. N $42,750,000 $3,740,625 $3,740,625 $0 0 45 SOUTHFIRST BANCSHARES, INC. N $2,760,000 $609,270 $0 $0 14 SOUTHWEST BANCORP, INC. N $70,000,000 $3,500,000 $3,500,000 $0 0 45 SPIRIT BANKCORP, INC. N $30,000,000 $4,905,000 $0 $0 12 53 STANDARD BANCSHARES, INC. N $60,000,000 $4,905,000 $4,905,000 $0 0 STERLING FINANCIAL CORPORATION N $303,000,000 $18,937,500 $0 $0 0 45 STONEBRIDGE FINANCIAL CORP. N $10,973,000 $1,794,180 $0 $0 12 7 SUPERIOR BANCORP INC. N $69,000,000 $2,587,500 $0 $0 3 7 SYRINGA BANCORP N $8,000,000 $1,853,000 $0 $0 17 7 TCB HOLDING COMPANY N $11,730,000 $2,397,488 $0 $0 15 7 TENNESSEE COMMERCE BANCORP, INC. N $30,000,000 $1,125,000 $0 $0 3 45 TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. N $3,000,000 $531,375 $0 $0 13 45 THE BARABOO BANCORPORATION, INC. N $20,749,000 $565,390 $0 $0 2 45 THE QUEENSBOROUGH COMPANY N $12,000,000 $1,798,500 $0 $0 11 11 THE SOUTH FINANCIAL GROUP, INC. N $347,000,000 $13,012,500 $0 $0 0 17 TIB FINANCIAL CORP N $37,000,000 $1,850,000 $0 $0 4 86 TIDELANDS BANCSHARES, INC. N $14,448,000 $5,454,120 $0 $0 23 TIMBERLAND BANCORP, INC. N $16,641,000 $1,872,113 $1,872,113 $0 0 10, 14, 48 37, 45 20 TREATY OAK BANCORP, INC. N $3,268,000 $133,553 $0 $0 3 45 TRINITY CAPITAL CORPORATION N $35,539,000 $1,452,660 $1,452,660 $0 0 0 TRISTATE CAPITAL HOLDINGS, INC. N $23,000,000 $313,375 $313,375 $0 7 UCBH HOLDINGS INC. N $298,737,000 $3,734,213 $0 $0 1 45 UNITED COMMUNITY BANKS, INC. N $180,000,000 $2,250,000 $2,250,000 $0 0 VALLEY FINANCIAL CORPORATION N $16,019,000 $1,001,188 $1,001,188 $0 0 45 VILLAGE BANK AND TRUST FINANCIAL CORP. N $14,738,000 $2,026,475 $0 $0 11 7 WESTERN COMMUNITY BANCSHARES, INC. N $7,290,000 $1,834,538 $0 $0 17 WHITE RIVER BANCSHARES COMPANY N $16,800,000 $3,204,600 $0 $0 14 45 WORTHINGTON FINANCIAL HOLDINGS, INC. N $2,720,000 $222,360 $0 $0 6 42 YADKIN VALLEY FINANCIAL CORPORATION N $49,312,000 $3,082,000 $3,082,000 $0 0 37, 45 NON-CUMULATIVE DIVIDENDS: 45 BANK OF COMMERCE N $3,000,000 $122,625 $0 $0 3 45 BANK OF GEORGE N $2,672,000 $364,150 $0 $0 10 BEACH BUSINESS BANK N $6,000,000 $163,500 $163,500 $0 0 CAROLINA TRUST BANK N $4,000,000 $150,000 $0 $0 3 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 N $2,400,000 $163,500 $0 $0 5 COLONIAL AMERICAN BANK N $574,000 $15,655 $0 $0 2 COMMERCE NATIONAL BANK N $5,000,000 $150,000 $0 $0 3 COMMONWEALTH BUSINESS BANK N $7,701,000 $1,049,250 $0 $0 10 COMMUNITY 1ST BANK N $2,550,000 $323,994 $0 $0 10 19 COMMUNITY BANK OF THE BAY N $1,747,000 $72,549 $0 $0 0 45 DESOTO COUNTY BANK N $2,681,000 $25,624 $25,624 $0 0 45 EXCHANGE BANK N $43,000,000 $585,875 $0 $0 1 45 FIRST INTERCONTINENTAL BANK N $6,398,000 $697,400 $0 $0 8 54 FIRST SOUND BANK N $7,400,000 $1,202,500 $0 $0 13 7 FORT LEE FEDERAL SAVINGS BANK, FSB N $1,300,000 $106,275 $0 $0 6 FRESNO FIRST BANK N $1,968,000 $33,357 $0 $0 2 45 GEORGIA PRIMARY BANK N $4,500,000 $1,113,163 $0 $0 18 45 37, 45 37, 45 7 GOLD CANYON BANK N $1,607,000 $254,010 $0 $0 12 81 GOLDWATER BANK, N.A. N $2,568,000 $923,640 $0 $0 22 7 GULFSOUTH PRIVATE BANK N $7,500,000 $494,063 $0 $0 5 45 LONE STAR BANK N $3,072,000 $1,059,242 $0 $0 23 45 MARINE BANK & TRUST COMPANY N $3,000,000 $613,125 $0 $0 15 45 MARYLAND FINANCIAL BANK N $1,700,000 $162,138 $0 $0 7 45 MERIDIAN BANK N $12,535,000 $163,663 $163,663 $0 0 45 MIDTOWN BANK & TRUST COMPANY N $5,222,000 $1,067,213 $0 $0 15 NORTHWEST COMMERCIAL BANK N $1,992,000 $135,750 $0 $0 OJAI COMMUNITY BANK N $2,080,000 $56,680 $0 $0 2 7 ONE GEORGIA BANK N $5,500,000 $605,328 $0 $0 8 15 ONE UNITED BANK Y $12,063,000 $6,001,343 $0 $6,001,343 31 45 PACIFIC COMMERCE BANK N $4,060,000 $751,089 $55,318 $0 13 PREMIER SERVICE BANK N $4,000,000 $977,972 $0 $0 18 PRESIDIO BANK N $10,800,000 $703,656 $703,656 $0 0 RANDOLPH BANK & TRUST COMPANY N $6,229,000 $678,880 $0 $0 8 37 CALIFORNIA INTERNATIONAL BANK, N.A. / SAIGON NATIONAL BANK Y $1,549,000 $836,523 $0 $836,523 32 45 SANTA CLARA VALLEY BANK, N.A N $2,900,000 $474,150 $0 $0 12 SEACOAST COMMERCE BANK N $1,800,000 $14,170 $14,170 $0 0 18 THE BANK OF CURRITUCK N $4,021,000 $219,140 $0 $0 4 40 THE CONNECTICUT BANK AND TRUST COMPANY N $5,448,000 $246,673 $0 $0 4 THE FREEPORT STATE BANK N $301,000 $36,900 $36,900 $0 0 7 TIFTON BANKING COMPANY N $3,800,000 $51,775 $0 $0 1 77 U.S. CENTURY BANK N $50,236,000 $15,378,590 $0 $0 21 45 UNITED AMERICAN BANK N $8,700,000 $2,482,702 $0 $0 21 US METRO BANK N $2,861,000 $891,540 $0 $0 17 45 VALLEY COMMUNITY BANK N $5,500,000 $749,375 $0 $0 10 45 VIRGINIA COMPANY BANK N $4,700,000 $185,903 $0 $0 3 12 45 5 S-CORPORATION INTEREST: 37, 45 ALLIANCE FINANCIAL SERVICES, INC. N $12,000,000 $3,020,400 $0 $0 45 BISCAYNE BANCSHARES, INC. N $6,400,000 $130,238 $130,238 $0 0 45 BOSCOBEL BANCORP, INC. N $5,586,000 $1,288,716 $0 $0 11 45 BROGAN BANKSHARES, INC. N $2,400,000 $352,380 $0 $0 7 CHAMBERS BANCSHARES, INC. N $19,817,000 $4,600,618 $4,600,618 $0 0 COMMUNITY PRIDE BANK CORPORATION N $4,400,000 $803,286 $0 $0 9 DUKE FINANCIAL GROUP, INC. N $12,000,000 $1,761,900 $1,761,900 $0 0 FBHC HOLDING COMPANY N $3,035,000 $123,127 $0 $0 2 FIRST TRUST CORPORATION N $17,969,000 $4,522,611 $0 $0 12 45 GREAT RIVER HOLDING COMPANY N $8,400,000 $2,466,660 $0 $0 14 7 INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY INC CORPORATION ONEFINANCIAL N $4,000,000 $922,900 $0 $0 11 Y $17,300,000 $9,248,613 $0 $9,248,613 19 OSB FINANCIAL SERVICES, INC. N $6,100,000 $383,843 $383,843 $0 0 45 PLATO HOLDINGS INC. N $2,500,000 $207,266 $0 $0 4 45 PREMIER FINANCIAL CORP. N $6,349,000 $1,597,857 $0 $0 12 RIVERSIDE BANCSHARES, INC. N $1,100,000 $46,145 $46,145 $0 0 45 31 28, 45 15 45 SECURITY STATE BANK HOLDING COMPANY N $10,750,000 $2,931,481 $676,496 $0 10 78 SUBURBAN ILLINOIS BANCORP, INC. N $15,000,000 $5,633,833 $5,633,833 $0 0 CAPITAL PURCHASE PROGRAM (CPP) PORTFOLIO MISSED DIVIDENDS & INTEREST PAYMENTS AS OF NOVEMBER 30, 2016 Total CPP Investment Amount (Note 24) $204,894,726,320 Total CPP Dividends/Interest Paid as of November 30, 2016 (Note 1) $12,133,603,977 Non-Current CPP Dividends/Interest (Note 3) $32,389,661 Non-Current Cumulative Dividends: Non-Current Non-Cumulative Dividends: Institution Name Purchase Amount (Note 6) Unpaid Dividends/Interest (Note 2) $6,837,866 Non-Current S-Corp Interest: Notes $16,303,182 $9,248,613 Payments Made Later (Note 4) Non-Current Dividends/Interest (Note 3) Number of Missed Payments (Note 5) CUMULATIVE DIVIDENDS: 15 ALLIED FIRST BANCORP, INC. 15 CECIL BANCORP, INC. $3,652,000 $1,460,085 $0 $1,460,085 22 $11,560,000 $5,317,600 $0 $5,317,600 15 28 CITIZENS COMMERCE BANCSHARES, INC. $6,300,000 $3,182,288 $0 $3,182,288 29 15 GRAND MOUNTAIN BANCSHARES, INC. $3,076,000 $1,527,770 $0 $1,527,770 30 15 HARBOR BANKSHARES CORPORATION $6,800,000 $2,992,000 $170,000 $2,822,000 26 15 PINNACLE BANK HOLDING COMPANY, INC. $4,389,000 $1,993,440 $0 $1,993,440 26 $12,063,000 $6,001,343 $0 $6,001,343 31 $1,549,000 $836,523 $0 $836,523 32 $17,300,000 $9,248,613 $0 $9,248,613 19 NON-CUMULATIVE DIVIDENDS: 15 ONE UNITED BANK 37 CALIFORNIA INTERNATIONAL BANK, N.A. / SAIGON NATIONAL BANK S-CORPORATION INTEREST: 15 ONEFINANCIAL CORPORATION Notes 1 "Dividends and Interest Paid" includes amounts paid in respect of exercised warrants. 2 3 "Unpaid Dividends/Interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Unpaid Dividends/Interest" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership. "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) exited their investment in the Capital Purchase Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings. 4 "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s). 5 "Number of Missed Payments" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership. 6 "Purchase Amount" includes the investment amount for child institutions from mergers, acquisitions. 7 This institution has entered bankruptcy or its bank subsidiary was placed into receivership. 7b This institution has completed bankruptcy proceedings and Treasurys investment was extinguished. 8 This institution repaid dividends by way of capitalization at the time of exchange. 9 For information related to the exchange of Treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 10 For information related to the exchange agreement for Treasurys investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 11 For information related to the sale of Treasurys investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 12 For information related to the exchange of Treasurys investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 13 For information related to the exchange agreement for Treasurys investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 14 This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock. 15 As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned. 16 For information related to the exchange of Treasurys investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 17 For information related to the sale of Treasurys investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 18 For information related to the sale of Treasurys investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 19 This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero. 20 For information related to the sale of Treasurys investment, please see footnote 47 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 21 For information related to the exchange of Treasurys investment, please see footnote 48 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 22 For information related to the sale of Treasury's investment, please see footnote 51 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 23 For information related to the exchange of Treasurys investment, please see footnote 55 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 24 Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8. 25 For information related to the sale of Treasurys investment, please see footnote 58 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 26 For information related to the sale of Treasurys investment, please see footnote 53 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 27 Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed one director to the board of directors of this institution. 28 Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed two directors to the board of directors of this institution. 29 For information related to the sale of Treasurys investment, please see footnote 68 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 30 For information related to the exchange of Treasurys investment, please see footnote 69 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 31 For information related to the sale of Treasurys investment, please see footnote 52 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 32 For information related to the sale of Treasurys investment, please see footnote 72 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 33 For information related to the exchange of Treasurys investment, please see footnote 67 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 34 For information related to the exchange of Treasurys investment, please see footnote 73 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 35 For information related to the sale of Treasurys investment, please see footnote 63 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 36 For information related to the exchange of Treasurys investment, please see footnote 78 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 37 As of the date of this report, this institution has declined Treasurys request to have a Treasury observer attend board of directors meetings. 38 For information related to the sale of Treasurys investment, please see footnote 86 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 39 For information related to the sale of Treasurys investment, please see footnote 83 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 40 For information related to the sale of Treasurys investment, please see footnote 82 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 41 For information related to the sale of Treasurys investment, please see footnote 85 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 42 For information related to the sale of Treasurys investment, please see footnote 80 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 43 44 This institution has repaid some or all prior missed dividends, but still owes accrued interest on prior missed dividends. The number of missed payments will be reduced when the institution pays the prior missed dividend plus any additional accrued interest thereon. For information related to the sale of Treasurys investment, please see footnote 84 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 45 For information related to the sale of Treasurys investment, please see footnote 92 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 46 For information related to the sale of Treasurys investment, please see footnote 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 47 For information related to the sale of Treasurys investment, please see footnote 91 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 48 For information related to the sale of Treasurys investment, please see footnote 89 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 49 For information related to the sale of Treasurys investment, please see footnote 93 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 50 For information related to the sale of Treasurys investment, please see footnote 94 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 51 For information related to the sale of Treasury's investment, please see footnote 101 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 52 For information related to the sale of Treasury's investment, please see footnote 100 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 53 For information related to the sale of Treasury's investment, please see footnote 102 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 54 For information related to the sale of Treasury's investment, please see footnote 103 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 55 For information related to the sale of Treasury's investment, please see footnote 105 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 56 For information related to the sale of Treasury's investment, please see footnote 106 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 57 For information related to the sale of Treasury's investment, please see footnote 107 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 58 For information related to the sale of Treasury's investment, please see footnote 108 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 59 For information related to the sale of Treasury's investment, please see footnote 109 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 60 For information related to the exchange of Treasury's investment, please see footnote 110 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 61 For information related to the sale of Treasury's investment, please see footnote 116 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 62 For information related to the sale of Treasury's investment, please see footnote 111 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 63 For information related to the sale of Treasury's investment, please see footnote 112 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 64 For information related to the sale of Treasury's investment, please see footnote 114 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 65 For information related to the sale of Treasury's investment, please see footnote 115 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 66 For information related to the sale of Treasury's investment, please see footnote 119 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 67 For information related to the sale of Treasury's investment, please see footnote 120 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 68 For information related to the sale of Treasury's investment, please see footnote 121 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 69 For information related to the sale of Treasury's investment, please see footnote 122 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 70 For information related to the sale of Treasury's investment, please see footnote 123 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 71 For information related to the sale of Treasury's investment, please see footnote 124 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 72 For information related to the sale of Treasury's investment, please see footnote 125 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 73 For information related to the sale of Treasury's investment, please see footnote 126 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 74 For information related to the sale of Treasury's investment, please see footnote 127 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 75 For information related to the sale of Treasury's investment, please see footnote 129 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 76 For information related to the exchange of Treasury's investment, please see footnote 131 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 77 For information related to the sale of Treasury's investment, please see footnote 133 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 78 For information related to the sale of Treasury's investment, please see footnote 134 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 79 For information related to the sale of Treasury's investment, please see footnote 135 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 80 For information related to the sale of Treasury's investment, please see footnote 136 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 81 For information related to the sale of Treasury's investment, please see footnote 137 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 82 For information related to the sale of Treasury's investment, please see footnote 138 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 83 For information related to the sale of Treasury's investment, please see footnote 139 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 84 For information related to the sale of Treasury's investment, please see footnote 140 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 85 For information related to the sale of Treasury's investment, please see footnote 141 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 86 For information related to the sale of Treasury's investment, please see footnote 142 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS AS OF NOVEMBER 30, 2016 Total CDCI Investment Amount $570,073,000 Total CDCI Dividends/Interest Paid as of November 30, 2016 $63,021,087 Non-Current CDCI Dividends/Interest (Note 1) $160,050 Non-Current Cumulative Dividends: Non-Current Non-Cumulative Dividends: Portfolio? Purchase Amount $0 Non-Current Credit Union Interest: Institution Name $160,050 Non-Current S-Corp Interest: Notes $0 $0 Unpaid Dividends/Interest (Note 1) Payments Made Later (Note 2) Non-Current Dividends/Interest (Note 1,4) Number of Missed Payments CUMULATIVE DIVIDENDS: 3 CARVER BANCORP, INC. Y $18,980,000 $284,700 $284,700 $0 FIRST AMERICAN INTERNATIONAL CORP. Y $17,000,000 $765,000 $765,000 $0 0 0 FIRST VERNON BANCSHARES, INC. N $6,000,000 $562,050 $562,050 $0 0 PGB HOLDINGS, INC. Y $3,000,000 $180,000 $180,000 $0 0 COMMUNITY BANK OF THE BAY Y $4,060,000 $20,300 $0 $20,300 1 TRI-STATE BANK OF MEMPHIS Y $2,795,000 $195,650 $55,900 $139,750 10 N $6,784,000 $316,624 $0 $0 6 NEIGHBORHOOD TRUST FEDERAL CREDIT UNION Y $283,000 $4,245 $4,245 $0 0 UNITEHERE FEDERAL CREDIT UNION / WORKERS UNITED FEDERAL CREDIT UNION N $57,000 $570 $570 $0 0 NON-CUMULATIVE DIVIDENDS: 6 S-CORPORATION INTEREST: 5 PREMIER BANCORP, INC. CREDIT UNION INTEREST: Notes 1 "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. 2 "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s). 3 For information related to the exchange of Treasury's investment, please see footnote 71 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 4 "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Community Development Capital Initiative Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings. 5 "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Community Development Capital Initiative or (ii) entered bankruptcy or its bank subsidiary was placed into receivership. 6 As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.