The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
U.S. Department of the Treasury, Office of Financial Stability; published on 2/10/2011.
Cumulative Dividends, Interest and Distributions Report as of January 31, 2011
Total January Payments: $
Program
AGP
AGP
AIG/SSFI
AIG/SSFI
AIG/SSFI
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
ASSP
ASSP
CBLI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
Institution
CITIGROUP INC
CITIGROUP INC
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
CGI HOLDING LLC
CGI HOLDING LLC
CGI HOLDING LLC
CHRYSLER FINANCIAL SERVICES AMERICAS LLC
CHRYSLER GROUP LLC (NEW CHRYSLER)
CHRYSLER GROUP LLC
CHRYSLER LLC (OLD CHRYSLER or OLD CARCO)
GENERAL MOTORS COMPANY (NEW GM)
GENERAL MOTORS COMPANY
GENERAL MOTORS COMPANY
GMAC INC. (ALLY FINANCIAL, INC.)
GMAC INC. (ALLY FINANCIAL, INC.)
GMAC INC. (ALLY FINANCIAL, INC.)
MOTORS LIQUIDATION COMPANY (OLD GM)
CHRYSLER RECEIVABLES SPV LLC
GM SUPPLIER RECEIVABLES LLC
TALF LLC
ALTERNATIVES FEDERAL CREDIT UNION
AMERICAN BANCORP OF ILLINOIS,
ILLINOIS INC.
INC
ATLANTIC CITY FEDERAL CREDIT UNION
BAINBRIDGE BANCSHARES, INC.
BANCORP OF OKOLONA, INC.
BANCPLUS CORPORATION
BANKASIANA
BETHEX FEDERAL CREDIT UNION
BORDER FEDERAL CREDIT UNION
BREWERY CREDIT UNION
BROOKLYN COOPERATIVE FEDERAL CREDIT UNION
BUFFALO COOPERATIVE FEDERAL CREDIT UNION
BUTTE FEDERAL CREDIT UNION
CARTER FEDERAL CREDIT UNION
CARVER BANCORP
CFBANC CORPORATION
CITIZENS BANCSHARES CORPORATION (GA)
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY FIRST GUAM FEDERAL CREDIT UNION
COMMUNITY PLUS FEDERAL CREDIT UNION
COOPERATIVE CENTER FEDERAL CREDIT UNION
D.C. FEDERAL CREDIT UNION
EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION
EPISCOPAL COMMUNITY FEDERAL CREDIT UNION
FAIRFAX COUNTY FEDERAL CREDIT UNION
FAITH BASED FEDERAL CREDIT UNION
FIDELIS FEDERAL CREDIT UNION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST CHOICE BANK
FIRST EAGLE BANCSHARES
BANCSHARES, INC.
INC
FIRST LEGACY COMMUNITY CREDIT UNION
FIRST M&F CORPORATION
FIRST VERNON BANCSHARES, INC.
FREEDOM FIRST CREDIT UNION
GATEWAY COMMUNITY FEDERAL CREDIT UNION
GENESEE CO‐OP FEDERAL CREDIT UNION
83,555,120
Instrument Type
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Units
Debt Obligation
Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Equity Interest
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Stock
Preferred Stock
Debt Obligation
Common Stock
Convertible Preferred Stock w/ Exercised Warrants
Trust Preferred Securities
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Subordinated Debentures
Subordinated
S b di
d Debentures
D b
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Total Life‐to‐Date Payments: $
Notes
Payment Type
6
6, 15
5
5
5
23, 24
25, 26
26
32
11
28
27
9
32, 9
29, 32
8
8
8
30
32
32
31
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
N/A
N/A
Interest
Interest
Interest
Interest
N/A
Interest
Interest
N/A
Dividend ‐ Cumulative
Interest
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
I
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
42
42
42
42
42
42
42
42
42
42
Payment
Frequency
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Quarterly
N/A
N/A
N/A
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
Monthly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
17,655,154,895
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
174,806,667
268,158,097
‐
‐
‐
3,085,491
‐
52,152,222
7,405,894
‐
511,339,348
‐
‐
270,047,669
343,140,731
‐
1,817,407,986
186,690,000
143,526,108
5,787,176
9,087,808
‐
6,330
27
27,255
255
7,083
9,554
13,060
206,780
13,417
1,283
8,331
3,105
750
411
2,833
16,100
82,247
18,628
52,249
139,533
10,376
7,508
1,150
7,931
3,890
18
256
22,791
77
36
86,889
14,580
39 331
39,331
2,556
76,667
15,959
23,710
4,695
967
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
3/31/2011
N/A
N/A
N/A
N/A
N/A
2/15/2011
2/15/2011
N/A
N/A
N/A
3/25/2019
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 1 of 21
Program
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
GREATER KINSTON CREDIT UNION
GUARANTY CAPITAL CORPORATION
HILL DISTRICT FEDERAL CREDIT UNION
HOPE FEDERAL CREDIT UNION
IBC BANCORP, INC.
IBW FINANCIAL CORPORATION
INDEPENDENT EMPLOYERS GROUP FEDERAL CREDIT UNION
KILMICHAEL BANCORP, INC.
LAFAYETTE BANCORP, INC.
LIBERTY COUNTY TEACHERS FEDERAL CREDIT UNION
LIBERTY FINANCIAL SERVICES, INC.
LOWER EAST SIDE PEOPLE'S FEDERAL CREDIT UNION
M&F BANCORP, INC.
MISSION VALLEY BANCORP
NEIGHBORHOOD TRUST FEDERAL CREDIT UNION
NORTH SIDE COMMUNITY FEDERAL CREDIT UNION
NORTHEAST COMMUNITY FEDERAL CREDIT UNION
OPPORTUNITIES CREDIT UNION
PGB HOLDINGS, INC.
PHENIX PRIDE FEDERAL CREDIT UNION
PREMIER BANCORP, INC.
PRINCE KUHIO FEDERAL CREDIT UNION
PSB FINANCIAL CORPORATION
PYRAMID FEDERAL CREDIT UNION
RENAISSANCE COMMUNITY DEVELOPMENT CREDIT UNION
SANTA CRUZ COMMUNITY CREDIT UNION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SHREVEPORT FEDERAL CREDIT UNION
SOUTHERN BANCORP, INC.
SOUTHERN CHAUTAUQUA FEDERAL CREDIT UNION
SOUTHSIDE CREDIT UNION
STATE CAPITAL CORPORATION
THE FIRST BANCSHARES, INC.
THE MAGNOLIA STATE CORPORATION
THURSTON UNION OF LOW‐INCOME PEOPLE (TULIP) COOPERATIVE CREDIT UNION
TONGASS FEDERAL CREDIT UNION
TRI‐STATE BANK OF MEMPHIS
TULANE‐LOYOLA FEDERAL CREDIT UNION
UNION BAPTIST CHURCH FEDERAL CREDIT UNION
UNION SETTLEMENT FEDERAL CREDIT UNION
UNITED BANCORPORATION OF ALABAMA, INC.
UNIVERSITY FINANCIAL CORP, INC.
UNO FEDERAL CREDIT UNION
VIGO COUNTY FEDERAL CREDIT UNION
VIRGINIA COMMUNITY CAPITAL, INC.
UNITEHERE FEDERAL CREDIT UNION (WORKERS UNITED FEDERAL CREDIT UNION)
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST FS CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALLIANCE BANCSHARES,
BANCSHARES INC.
INC
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES INC.
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
AMB FINANCIAL CORP.
AMERIBANK HOLDING COMPANY
Instrument Type
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
P
Preferred
f
d SStockk w// W
Warrants
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
1
1
1
14d
1
Payment Type
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Interest
Dividend ‐ Non‐Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Dividend ‐ Non‐Cumulative
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/13/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
121,241
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
894
126,583
256
14,564
45,259
24,000
1,784
19,555
11,630
1,233
32,113
2,544
55,415
39,674
802
831
992
2,788
15,333
434
‐
774
24,876
7,083
79
8,013
45,770
56
56,222
222
6,762
185,900
4,367
2,811
40,250
43,759
31,380
213
4,533
14,286
1,201
28
754
41,200
199,956
2,105
3,141
5,426
146
1,106,667
699,315
1,229,949
10,730,000
370,903
316,944
1,242,055
643,017
426,030
225 534
225,534
538,360
388,742
310,218
6,231,166
358,799
229,813
Next Scheduled Payment
Date
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 2 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC.
ASSOCIATED BANC‐CORP
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS, INC.
BANCINDEPENDENT, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA CORPORATION
BANK OF AMERICA CORPORATION
BANK OF COMMERCE
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE
BANNER CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BB&T CORP
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
BERKSHIRE BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
BRIDGE CAPITAL HOLDINGS
BRIDGEVIEW BANCORP, INC.
BROADWAY FINANCIAL CORPORATION
BROGAN BANKSHARES
BANKSHARES, INC.
INC
BROTHERHOOD BANCSHARES,INC.
BUSINESS BANCSHARES, INC.
BUTLER POINT, INC.
C&F FINANCIAL CORPORATION
CACHE VALLEY BANKING COMPANY
CADENCE FINANCIAL CORPORATION
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
Payment Type
1
2
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
1
42
1
1
1
1
3
1
2
1
1
Payment
Frequency
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
1/26/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/26/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
19,348
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
106,500
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
74,367,308
162,682
604,950
5,156,667
2,000,833
517,385
‐
730,283
52,062,500
95,520
692,332
1,922,972
970,472
941,667
4,207,399
757,732
4,763,889
68,527
458,333,333
835,416,667
299,296
1,702,361
243,576
451,111
1,039,677
3,354,167
717,532
1
1,529,937
529 937
95,678
12,296,667
76,946
1,036,514
92,703,517
150,270
1,129,500
585,875
145,826
877,778
94,361
218,102
734,843
911,361
403,451
779,350
460,980
211,458
440,542
3,039,167
448,822
909,542
921,958
468,624
11,022,222
2,260,451
2,393,156
810,417
302 040
302,040
796,003
1,273,938
55,267
1,850,000
702,853
2,970,000
Next Scheduled Payment
Date
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 3 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
CALIFORNIA BANK OF COMMERCE
CALIFORNIA OAKS STATE BANK
CALVERT FINANCIAL CORPORATION
CALWEST BANCORP
CAPITAL BANCORP, INC.
CAPITAL BANK CORPORATION
CAPITAL COMMERCE BANCORP, INC.
CAPITAL ONE FINANCIAL CORP
CAPITAL PACIFIC BANCORP
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA TRUST BANK
CARROLLTON BANCORP
CARVER BANCORP
CASCADE FINANCIAL CORPORATION
CATHAY GENERAL BANCORP
CATSKILL HUDSON BANCORP, INC.
CB HOLDING CORP.
CBB BANCORP
CBS BANC‐CORP.
CECIL BANCORP, INC.
CEDARSTONE BANK
CENTER BANCORP, INC.
CENTER FINANCIAL CORPORATION
CENTERBANK
CENTERSTATE BANKS OF FLORIDA INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRAL BANCORP
BANCORP, INC (MA)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCSHARES, INC.
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CITIGROUP INC
CITIGROUP INC
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCSHARES CO. (MO)
CITIZENS BANCSHARES CORPORATION (GA)
CITIZENS BANK & TRUST COMPANY
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC.
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CLOVER COMMUNITY BANKSHARES, INC.
COASTAL BANKING COMPANY, INC.
COASTALSOUTH BANCSHARES, INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
1
1
2, 46
1
42
3
1
1
13b, 19
6
6, 7
1
42
1
Payment Type
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
374,233
337,219
102,383
396,164
517,281
3,973,104
304,973
105,174,638
412,989
556,578
1,480,000
355,000
807,643
1,531,581
1,428,900
25,083,333
446,814
271,580
327,076
1,500,930
516,989
344,741
925,000
5,293,750
188,776
1,196,303
172,938
972
972,222
222
2,105,063
566,346
2,081,597
612,118
1,084,486
2,362,500
627,083
450,656
289,922
725,531
571,690
1,179,261
2,429,341
492,771
43,687,500
932,291,667
‐
2,049,100
223,571
628,033
535,813
52,683
180,259
309,742
836,444
13,875,000
1,973,125
281,859
23 916 667
23,916,667
267,050
967,361
1,024,461
6,140,653
1,526,250
956,778
Next Scheduled Payment
Date
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
N/A
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 4 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
COMERICA INC.
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BUSINESS BANK
COMMUNITY FINANCIAL CORPORATION
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
CONGAREE BANCSHARES
BANCSHARES, INC
INC.
CORNING SAVINGS AND LOAN ASSOCIATION
COUNTRY BANK SHARES, INC.
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL CORPORATION
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENTERPRISE FINACIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
F & C BANCORP, INC.
F & M BANCSHARES,
BANCSHARES INC.
INC
F & M FINANCIAL CORPORATION (NC)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
1
1
1
42
14c
42
1
1
1
1
Payment Type
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Payment
Frequency
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/20/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
51,010
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
43,313
2,590,000
6,621,772
211,442
150,937,500
36,111
2,534,065
235,498
139,020
46,098
2,975,700
317,962
76,189
1,422,245
1,242,511
372,019
1,204,597
569,865
1,121,142
1,801,528
1,665,853
101,176
268,443
806,250
358,999
2,419,800
1,486,333
152
152,159
159
61,058
734,745
257,361
293,316
2,303,250
1,051,296
180,940
4,739,583
1,861,039
332,129
464,613
178,469
2,539,603
2,631,197
67,690,844
1,052,604
408,316
3,046,459
31,676,420
2,220,000
1,642,833
710,417
3,305,556
3,334,722
310,650
854,482
3,879,794
371,859
631 146
631,146
1,644,538
1,649,748
3,333,333
1,014,155
39,799
863,936
Next Scheduled Payment
Date
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
5/16/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
Page 5 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FARMERS CAPITAL BANK CORPORATION
FARMERS ENTERPRISES, INC.
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
FCB BANCORP, INC.
FFW CORPORATION
FIDELITY BANCORP, INC. (PA)
FIDELITY BANCORP, INC (LA)
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
FIDELITY RESOURCES COMPANY
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER
FIRST BANCORP (NC)
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, N.A.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
FIRST COMMUNITY BANCSHARES, INC. (KS)
FIRST COMMUNITY BANCSHARES, INC. (VA)
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK
FIRST MARKET BANK (UNION FIRST MARKET BANKSHARES CORPORATION)
FIRST MENASHA BANCSHARES, INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
Instrument Type
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
42
40
42
3
42
3
1
1
42
1
21
21
38
38
Payment Type
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Non Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,775,000
1,415,116
63,797
154,592
156,090
965,260
756,906
673,750
483,220
‐
3,767,969
226,629
4,592,389
340,800,000
3,553,505
478,389
392,137
6,012,500
94,992
258,496
5,488,475
1,204,167
6,611,111
695,521
323,547
997,653
6,037,238
8
8,458,333
458 333
286,791
2,381,944
885,772
300,643
2,099,440
405,344
604,950
1,308,403
744,982
1,125,542
1,112,406
3,597,222
639,738
483,688
570,625
4,677,778
434,349
6,319,444
1,600,000
411,367
708,558
1,368,842
91,227,406
195,618
583,104
659,722
2,383,333
237,983
1 821 889
1,821,889
1,457,513
458,990
9,199,444
870,000
18,763,889
1,266,792
Next Scheduled Payment
Date
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
3/31/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
N/A
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 6 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
FIRST SOUTH BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST STATE BANK OF MOBEETIE
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB UNITED CORP
CORP.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC. (FL)
FPB FINANCIAL CORP. (LA)
FRANKLIN BANCORP, INC.
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC.
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANKSHARES, INC.
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION, INC.
GOLD CANYON BANK
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
GRANDSOUTH CORPORATION
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GUARANTY BANCORP
BANCORP, INC.
INC
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES, INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
3
1
1
1
1
42
1
3
1
1
1
1
42
33
33, 39
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,606,632
4,753,618
1,453,997
1,994,333
6,097,507
641,999
1,415,046
366,002
1,402,500
330,944
5,570,027
818,468
207,327
45,087
1,247,739
1,046,896
66,021
2,312,500
417,770
1,379,130
2,956,250
1,788,194
23,888,022
1,180,793
898,438
3,004,167
1,122,700
2
2,589,305
589 305
1,226,250
87,185
273,136
273,889
221,722
411,298
382,443
4,070,330
160,830
258,192
29,335,625
496,858
841,616
‐
457,883
53,860
145,750
339,717
233,439
‐
1,200,556
759,575
5,638,889
5,942,858
224,540
49,037
975,831
45,190
654 757
654,757
913,299
1,522,917
312,724
444,656
566,573
662,327
Next Scheduled Payment
Date
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
8/15/2011
2/15/2011
2/15/2011
Page 7 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
HAMPTON ROADS BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAWTHORNE BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HIGHLANDS BANCORP, INC. (HIGHLANDS STATE BANK)
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES CORPORATION
HOMETOWN BANCSHARES INC.
HOPFED BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HYPERION BANK
IA BANCORP
INC
BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
ICB FINANCIAL
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
INTERNATIONAL BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KEYCORP
KIRKSVILLE BANCORP, INC.
KS BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
LAYTON PARK FINANCIAL GROUP
LCNB CORP.
LEADER BANCORP,
BANCORP INC.
INC
LEGACY BANCORP, INC.
LIBERTY BANCSHARES, INC (MO)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
Instrument Type
Preferred Stock w/ Warrants
Common Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
43
43
N/A
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
1
1
1
1
1
42
3
42
1
35
35
1
42
3
1
1
42
Payment
Frequency
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Q
l
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
2,510,844
‐
282,744
41,524
2,882,630
1,090,702
66,190
7,784,004
606,367
1,466,667
2,503,333
947,916
666,667
302,972
617,712
267,050
2,462,778
4,576,389
307,587
351,326
181,788
1,771,000
2,377,604
559,736
599,899
147,185,809
150,201
364
364,771
771
427,216
1,450,000
204,330
453,067
553,175
124,306
688,966
107,337
1,118,094
2,430,000
‐
111,484
2,069,375
1,950,340
1,222,500
20,460,000
1,118,056
174,325
795,138,889
1,020,229
250,347,222
42,410
268,867
267,134
4,955,694
3,596,156
148,513
524,833
609 961
609,961
355,079
2,095,343
5,675,570
324,556
461,009
1,399,560
Next Scheduled Payment
Date
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/1
/2011
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
Page 8 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
LONE STAR BANK
LSB CORPORATION
M&F BANCORP, INC.
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORP.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND PLANTERS BANCSHARES, INC.
MERIDIAN BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC.
MIDDLEBURG FINANCIAL CORP.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID‐WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONUMENT BANK
MORGAN STANLEY
MORRILL BANCSHARES, INC
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
NARA BANCORP,
BANCORP INC.
INC
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCHSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NC BANCORP, INC.
NCAL BANCORP
NEMO BANCSHARES INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Notes
Payment Type
1
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend
Di id d ‐ N
Non‐Cumulative
C
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
1
42
1
3
1
13a, 34
1
42
3
1
1
Payment
Frequency
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
46,180,555
2,427,714
‐
700,000
674,763
62,514,583
857,083
169,422
1,255,907
215,275
5,217,083
66,347
311,217
235,713
138,778
2,554,755
3,686,774
171,738,194
58,678
19,055,556
322,458
1,543,492
1,050,000
338,581
268,939
173,413
887,076
751
751,873
873
3,570,156
3,454,185
293,349
952,778
986,944
508,989
1,850,000
275,105
824,289
‐
28,294
1,420,000
946,181
343,053
473,230
456,042
190,517
262,919
743,167
867,281
462,303
318,055,555
1,296,949
613,587
204,829
477,009
3,067,295
356,067
6 644 167
6,644,167
2,307,492
14,437,500
176,190
332,256
1,038,528
274,865
Next Scheduled Payment
Date
N/A
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
N/A
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
Page 9 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTHEAST BANCORP
NORTHERN STATE BANK
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OLD LINE BANCSHARES, INC.
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
ONE GEORGIA BANK
ONE UNITED BANK
ONEFINANCIAL CORPORATION
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
PARKE BANCORP, INC.
PARKVALE FINANCIAL CORPORATION
PASCACK COMMUNITY BANK (PASCACK COMMUNITY BANK)
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK‐GLADSTONE FINANCIAL CORPORATION
PENINSULA BANK HOLDING CO.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (WA)
PEOPLES BANCORP INC. (OH)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC. (SC)
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS, INC.
PLUMAS BANCORP
POPULAR, INC.
POPULAR, INC.
PORTER BANCORP INC
PRAIRIE STAR BANCSHARES, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Common Stock
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
1
3
1
1
41
41
13b
12
42
13c
10
10
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
N/A
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Q
l
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
915,278
26,947,951
5,040,805
1,544,957
943,500
406,849
165,483
418,323
46,623,333
976,458
575,430
190,653
689,792
1,312,500
1,828,122
203,103
213,889
1,513,889
5,769,028
50,311
‐
93,823
2,027,993
273,160
802,390
2,107,397
‐
358
358,065
065
1,197,668
18,088
387,223
219,375
2,138,943
9,472,222
1,459,133
3,008,567
363,378
377,867
398,737
77,852
2,704,136
116,220
2,345,565
300,000
856,449
1,722,200
3,493,750
2,373,171
1,075,203
351,298
1,136,276
95,859
227,917
207,948
284,999
9,143,750
9 100 800
9,100,800
275,203
622,344
20,777,778
57,268,750
3,470,833
132,253
Next Scheduled Payment
Date
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/1
/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
Page 10 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
PREMIER BANCORP, INC.
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL CORP
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
PROVIDENT BANKSHARES CORP (M&T BANK CORPORATION)
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORP.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES
SERVICES, INC
INC.
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNYSYLVANIA, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
SOUND BANKING COMPANY
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
Instrument Type
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
42
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Non Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
42
1
1
42
42
1
1
1
1
13c
42
Payment
Frequency
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
660,215
467,413
967,344
522,263
54,500
1,046,500
‐
2,271,405
607,215
21,841,760
241,520
9,489,792
543,091
802,802
448,944
2,978,131
3,356,359
353,583
659,374
379,108
302,013
784,282
248,436
710,191
143,517
350,486,111
3,827,111
277
277,224
224
195,637
1,793,363
138,435
738,021
358,971
9,946,873
‐
737,116
7,593,868
158,928
331,111
356,067
1,115,639
388,889
185,845
205,962
585,063
687,165
1,153,111
1,600,000
1,182,725
1,414,005
2,319,806
333,333
209,588
1,816,667
127,686
347,164
309 616
309,616
933,494
855,556
4,156,250
1,484,831
397,455
493,528
Next Scheduled Payment
Date
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/1
/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
N/A
N/A
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 11 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP INC.
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC.
STATE BANKSHARES, INC.
STATE CAPITAL CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STERLING BANCORP (NY)
STERLING BANCSHARES, INC. (TX)
STERLING FINANCIAL CORPORATION (WA)
STERLING FINANCIAL CORPORATION (WA)
STEWARDSHIP FINANCIAL CORP.
STOCKMENS FINANCIAL CORPORATION
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP
SUPERIOR BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TCB CORPORATION
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF NEW YORK MELLON CORPORATION
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FREEPORT STATE BANK
THE GOLDMAN SACHS GROUP, INC
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE SOUTH FINANCIAL GROUP INC.
THE STATE BANK OF BARTLEY
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Notes
42
3
1
36
36
18
1
17
17
1
1
3
1
1
1
3
45
1
42
1
1
1
37
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/12/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
31,667
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
928,472
214,349
6,805,556
1,660,082
2,261,750
273,408
5,095,750
3,581,861
4,201,806
1,330,709
63,611,111
2,895,738
1,018,327
2,858,333
3,978,333
2,486,571
6,733,333
‐
895,833
1,537,613
634,609
1,768,895
809,861
1,103,971
497,256,944
3,258,333
1,725,000
214
214,972
972
23,722,222
348,194
12,109,028
1,739,314
92,216,503
253,122
10,394,948
957,438
690,832
7,925,719
206,494
2,858,333
146,242
1,218,750
295,308
1,386,722
2,813,689
169,834
3,071,805
95,416,667
2,069,957
340,500
866,075
2,312,500
411,806
8,610
318,055,555
129,861,111
1 210 354
1,210,354
774,355
421,066,667
515,747
882,900
16,386,111
164,866
Next Scheduled Payment
Date
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
3/15/2011
N/A
2/15/2011
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
Page 12 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
THE VICTORY BANCORP, INC. (THE VICTORY BANK)
THREE SHORES BANCORPORATION, INC. (SEASIDE NATIONAL BANK & TRUST)
TIB FINANCIAL CORP
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
TIMBERLAND BANCORP, INC.
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TREATY OAK BANCORP, INC
TRIAD BANCORP, INC.
TRI‐COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI‐STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
TRISUMMIT BANK
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP
U.S. BANCORP
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UMPQUA HOLDINGS CORP
UNION BANK & TRUST COMPANY
UNION BANKSHARES CORPORATION
UNION FINANCIAL CORPORATION
UNITED AMERICAN BANK
UNITED BANCORP
INC
BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP, INC.
US METRO BANK
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD., 1ST STATE BANK
VALLEY NATIONAL BANCORP
VILLAGE BANK AND TRUST FINANCIAL CORP
VIRGINIA COMMERCE BANCORP
VIRGINIA COMPANY BANK
VISION BANK ‐ TEXAS
VIST FINANCIAL CORP.
W.T.B FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTONFIRSTBANKSHARES, INC. (WASHINGTONFIRST BANK)
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & COMPANY
WESBANCO INC
WESBANCO,
INC.
WEST BANCORPORATION, INC.
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN RESERVE BANCORP, INC
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
12
12
44
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
13a
42
1
1
13a
3
3, 21
42
42
1
1
2
1
12
1
1
1
1
Payment
Frequency
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Q
l
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/12/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
208,842 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
Life‐To‐Date Payments
123,262
560,376
1,284,722
1,195,973
223,208
952,236
186,547
386,950
7,359,083
192,415
329,362
1,613,873
2,195,131
190,215
2,156,018
433,660
11,287,500
955,567
195,220,417
745,312
874,334
7,509,920
13,475,555
404,034
2,695,972
100,769
‐
1
1,885,472
885 472
872,639
1,788,751
17,500,000
576,989
2,007,542
798,834
1,022,886
276,758
1,032,472
751,873
554,538
941,117
64,355
12,979,167
1,134,007
6,833,750
353,215
127,394
2,381,944
10,741,041
596,580
1,023,611
2,623,344
5,361,111
1,004,095
410,926
36,944,444
1,440,972,222
2 854 167
2,854,167
3,375,000
2,755,981
13,883,333
554,083
908,244
384,225
Next Scheduled Payment
Date
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/1
/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
N/A
N/A
2/15/2011
2/15/2011
N/A
N/A
N/A
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
Page 13 of 21
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
TIP
TIP
TIP
SBA 7(a)
Institution
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION
YORK TRADITIONS BANK
ZIONS BANCORPORATION
AG GECC PPIF MASTER FUND, L.P.
AG GECC PPIF MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
BLACKROCK PPIF, L.P.
BLACKROCK PPIF, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
MARATHON LEGACY SECURITIES PUBLIC‐PRIVATE INVESTMENT PARTNERSHIP, L.P.
MARATHON LEGACY SECURITIES PUBLIC‐PRIVATE INVESTMENT PARTNERSHIP, L.P.
OAKTREE PPIP FUND, L.P.
OAKTREE PPIP FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND,
FUND LP
BANK OF AMERICA CORPORATION
CITIGROUP INC
CITIGROUP INC
N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
D b Obligation
Obli i w// Contingent
C i
P
d
Debt
Proceeds
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $4,070,000)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $7,617,617)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $8,030,000)
Floating Rate SBA 7a security due 2016
(Purchase Face Amount $8,900,014)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $23,500,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,751,382)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $12,898,896)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $8,744,333)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $8,417,817)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $17,119,972)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $28,209,085 )
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $34,441,059 )
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $6,004,156)
$6 004 156)
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $6,860,835)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $13,183,361)
Floating Rate SBA 7a security due 2017
(Purchase Face Amount $2,598,386)
Notes
1
20
20
20, 20a
20
20
20
20
16
16
20
1
6
1
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
I
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
N/A
N/A
M
Monthly
hl
N/A
N/A
N/A
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/14/2011
N/A
1/14/2011
N/A
1/14/2011
N/A
1/14/2011
N/A
1/14/2011
N/A
1/14/2011
N/A
1/14/2011
N/A
N/A
N/A
1/14/2011
N/A
N/A
N/A
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
1/14/2011
1/14/2011
1/14/2011
1/14/2011
1/14/2011
1/14/2011
1/14/2011
1/14/2011
1/14/2011
1/14/2011
N/A
1/14/2011
1/14/2011
1/14/2011
N/A
N/A
1/14/2011
1/14/2011
N/A
N/A
N/A
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
17,499,913
2,290,424
8,372,207
2,121,697
347,490
1,083,727
17,956,511
1,004,224
1,589,989
777,051
‐
153,023
4,824,868
1,346,816
‐
‐
18,990,227
1
1,749,590
749 590
‐
‐
‐
15,227
10,707
37,605
22,325
318,991
23,873
119,073
28,201
44,751
79,259
182,800
27,882
27,341
38,025
17,230
29,325
22,356
24,814
37,293
47,450
54,531
92,059
177,545
120,671
38,480
15 189
15,189
25,862
18,868
25,979
43,684
24,352
9,190
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,589,583
28,583,333
31,762,500
5,982,708
25,104,167
222,360
4,765,487
4,165,827
413,753
140,194,444
59,249,704
19,083,622
72,667,921
20,332,802
1,626,229
11,584,543
178,389,374
11,596,512
5,778,610
6,333,622
‐
1,269,814
45,248,120
12,934,298
‐
342,176
30,919,231
12
12,325,272
325 272
1,435,555,556
933,333,333
635,555,556
475,126
102,998
1,063,263
218,415
1,289,244
228,477
1,194,667
242,211
877,960
567,909
556,287
170,330
162,836
229,361
102,556
176,528
201,456
288,133
202,398
267,664
1,052,134
564,680
760,148
563,978
115,146
45 862
45,862
77,370
56,817
77,769
131,049
72,795
27,833
Next Scheduled Payment
Date
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/15/2011
2/15/2011
2/15/2011
2/15/2011
2/15/2011
N/A
2/14/2011
N/A
2/14/2011
N/A
2/14/2011
N/A
2/14/2011
N/A
2/14/2011
N/A
2/14/2011
N/A
2/14/2011
N/A
N/A
N/A
2/14/2011
N/A
N/A
N/A
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
Page 14 of 21
Program
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
Institution
Instrument Type
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $8,279,048)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $9,272,482)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $9,719,455)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,000,000)
Floating Rate SBA 7a security due 2019
(Purchase Face Amount $5,000,000)
Floating Rate SBA 7a security due 2024
(Purchase Face Amount $10,350,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $8,902,230)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $5,750,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $6,900,000)
Floating Rate SBA 7a security due 2026
(Purchase Face Amount $5,741,753)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $3,450,000)
Floating Rate SBA 7a security due 2021
(Purchase Face Amount $8,050,000)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $13,402,491)
Notes
Payment Type
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Payment
Frequency
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Expected Payment
Date
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
Actual Payment
Date
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
1/25/2011
TOTAL
TOTAL:
Payment this Month
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
403,795
28,292
55,450
31,586
23,375
20,806
50,420
35,139
29,429
17,356
20,627
33,485
45,943
30,591
19,495
10,781
44,119
14,806
19,969
17,106
7,426
9,559
41,993
25,532
26,072
44,664
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
492,115
85,334
165,802
95,277
46,700
41,663
100,677
70,423
58,774
34,768
41,119
67,234
91,784
61,208
129,847
74,471
67,444
35,663
70,226
52,389
36,772
26,972
62,485
59,282
71,913
75,280
$
83
83,555,120
555 120 $
17
17,655,154,895
655 154 895
Next Scheduled Payment
Date
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
2/25/2011
N/A ‐ The institution did not have a dividend payment due during the reporting period and/or no future payment is required.
None ‐ The institution had a dividend payment due during the reporting period, but did not pay it during the reporting period.
If the payment was a repayment or redemption, there is no expected payment date.
Notes appear on the following page.
Page 15 of 21
Notes to the Cumulative Dividends, Interest, and Distribution Report:
1/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
2/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
3/ This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
4/ This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports.
5/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non‐Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E preferred shares, it has an
additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an equity capital facility, under which AIG may draw up
to $29.8 billion in exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange of Fixed Rate Non‐Cumulative
Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and
the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock,
which was previously held by the trust for the benefit of the U.S. Treasury.
6/ Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative
perpetual preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares of common stock. On 7/30/2009, Treasury exchanged all
of its Fixed Rate Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP
Shares) “dollar for dollar” for trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are required. The life to date amount for the preferred stock will remain the same on future reports.
7/ Citigroup has agreed that until Treasury ceases to own any debt or equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock other than quarterly cash
8/ GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in GMAC LLC. On
12/30/2009, Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities. On 12/30/2010, Treasury converted
$5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock.
9/ On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM).
10/ On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax‐deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a $13 million exchange fee
in connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports.
11/ In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the rights to 9.9% of the common
equity in New Chrysler.
12/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is
shown in parentheses.
13a/ As of month‐end, this institution is in bankruptcy proceedings.
13b/ This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports.
13c/ As of month‐end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank.
14a/ Payment made after month‐end.
14b/ Payment made in a prior period with respect to a payment scheduled in this month.
14c/ Payment with respect to a payment scheduled for next month.
14d/ Payment made with respect to non‐current payments.
15/ On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred securities, and the life‐to‐
date payment amount will remain the same on future reports.
16/ On 1/4/2010, Treasury and the fund manager entered into a Winding‐Up and Liquidation Agreement. As of January 31, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the same on future reports.
17/ On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax‐deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp.
18/ Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment.
19/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and
conditions for distribution of common shares to holders of CVRs were not met.
20/ For a PPIP fund membership interest, amount (if any) reflects pro‐rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
20a/ Life‐To‐Date Payment reflects the $278,904.85 distribution made in January 2010.
21/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror (now
known as Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment.
22/ Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon).
23/ Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding).
24/ On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports.
25/ The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26.
26/ Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of debt from CGI Holding
issued to Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding received from Chrysler Financial equal to the greater
of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and
Page 16 of 21
unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations.
27/ On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment.
28/ On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note, thereafter interest is due
to be paid quarterly.
29/ On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury.
30/ General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note.
31/ Although interest accrues monthly, payment is not due until the maturity date of the note.
32/ The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports.
33/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S‐Corporation, that comply with the CPP terms applicable to privately held
qualified financial institutions.
34/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized
previously accrued and unpaid dividends. (See Note 13c.)
35/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of
capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock.
36/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and
Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently converted into 378,750,000 shares of
37/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto‐Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the
terms of the agreement between Treasury and TD entered into on 5/18/2010. The life‐to‐date payment amount will remain the same on future reports.
38/ On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax‐deductible Trust Preferred Securities issued by First Merchants Capital Trust III.
39/ In June 2010, this institution prepaid the next four quarterly dividend payments.
40/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of Preferred Stock in First BanCorp for $424,174,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized
previously accrued and unpaid dividends. Subject to the fulfillment by First BanCorp of certain conditions, including those related to its capital plan, the MCP may be converted to common stock. This institution has agreed to have Treasury observers attend board of directors
meetings. The life‐to‐date payment amount will remain the same on future reports.
41/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of Preferred Stock in Pacific Capital for $195,045,000 of Mandatorily Convertible Preferred Stock (MCP), which is
equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s
MCP was converted into 360,833,250 shares of common stock of Pacific Capital. This institution has agreed to have Treasury observers attend board of directors meetings. The life‐to‐date payment amount will remain the same on future reports.
42/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms.
43/ On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and
Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
44/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to
the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life‐to‐date payment amount will remain the same on future reports.
45/ On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Currituck at an aggregate purchase price of $1,752,850, pursuant to the terms of the
agreement between Treasury and Currituck entered into on 11/5/2010. The life‐to‐date payment amount will remain the same on future reports.
46/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the
sale were satisfied, the closing of the sale also occurred on 1/28/2011. The life‐to‐date payment amount will remain the same on future reports.
Page 17 of 21
Page 18 of 21
CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF JANUARY 31, 2011
Portfolio Institutions:
Total CPP Investment Amount
Outstanding CPP Investment Amount as of January 31, 2011
Investment Amount of Portfolio Institutions with Non‐Current Dividends/Interest 3
Notes
4
15
15
15
15
6, 7
15
15
4
15
4
8, 12, 15
15
4
$
$
204,894,726,320
49,437,347,785
$
3,823,529,000
Institution Name
CUMULATIVE DIVIDENDS:
1st FS Corporation
Alaska Pacific Bancshares, Inc.
Anchor BanCorp Wisconsin, Inc.
Bankers' Bank of the West Bancorp, Inc.
Berkshire Bancorp, Inc.
Blue Ridge Bancshares, Inc.
Blue Valley Ban Corp
BNB Financial Services Corporation
BNCCORP Inc.
BNCCORP,
Inc
Bridgeview Bancorp, Inc.
Broadway Financial Corporation
Cadence Financial Corporation
CalWest Bancorp
Capital Commerce Bancorp, Inc.
Cascade Financial Corporation
CB Holding Corp.
CBS Banc‐Corp
Cecil Bancorp, Inc.
Central Federal Corporation
Central Pacific Financial Corp.
Central Virginia Bankshares, Inc.
Centrue Financial Corporation
CIT Group Inc. (not a portfolio institution)
Citizens Bancorp
Citizens Bancshares Co. (MO)
Citizens Commerce Bancshares, Inc.
Citizens Republic Bancorp, Inc.
City National Bancshares Corporation
Community Bankers Trust Corporation
Congaree Bancshares, Inc.
Covenant Financial Corporation
CSRA Bank Corp
Corp.
Dickinson Financial Corporation II
Farmers & Merchants Bancshares, Inc.
FC Holdings, Inc.
Fidelity Federal Bancorp
First BanCorp (PR)
First Banks, Inc.
First Community Bancshares, Inc (KS)
First Community Bank Corporation of America
First Federal Bancshares of Arkansas, Inc.
First Financial Service Corporation
First Gothenburg Bancshares, Inc.
First Security Group, Inc.
Total CPP Dividends/Interest Paid as of January 31, 2011 1
Non‐Current CPP Dividends/Interest 2, 3
Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
16,369,000
4,781,000
110,000,000
12,639,000
2,892,000
12,000,000
21,750,000
7,500,000
20
20,093,000
093 000
38,000,000
6,000,000
44,000,000
4,656,000
5,100,000
38,970,000
4,114,000
24,300,000
11,560,000
7,225,000
135,000,000
11,385,000
32,668,000
2,330,000,000
10,400,000
24,990,000
6,300,000
300,000,000
9,439,000
17,680,000
3,285,000
5,000,000
2,400,000
2 400 000
146,053,000
11,000,000
21,042,000
6,657,000
400,000,000
295,400,000
14,800,000
10,685,000
16,500,000
20,000,000
7,570,000
33,000,000
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2
409,225
119,525
9,854,167
516,623
78,825
327,000
1,903,125
204,375
1
1,095,100
095 100
1,553,250
375,000
1,100,000
63,443
138,975
2,435,625
56,060
662,175
578,000
90,313
10,125,000
569,250
2,450,100
29,125,000
850,200
1,362,000
429,188
15,000,000
471,950
442,000
223,763
136,250
32,700
32 700
11,939,880
149,875
1,433,475
352,799
26,775,001
24,148,950
604,950
267,125
825,000
250,000
103,153
1,650,000
$
$
10,351,958,327
164,878,528
Non‐Current Cumulative Dividends: $
Non‐Current Non‐Cumulative Dividends: $
Non‐Current S‐Corp/Interest: $
151,385,356.94
9,526,643.49
3,966,527.50
Non‐Current
2, 3
Dividends/Interest
Payments Made Later 4
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
119,525
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
44,753
‐
‐
‐
149,875
‐
‐
20,000,000
‐
‐
‐
‐
‐
103,153
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
409,225
‐
9,854,167
516,623
78,825
327,000
1,903,125
204,375
1
1,095,100
095 100
1,553,250
375,000
1,100,000
63,443
138,975
2,435,625
56,060
662,175
578,000
90,313
10,125,000
569,250
2,450,100
N/A
850,200
1,362,000
429,188
15,000,000
471,950
442,000
179,010
136,250
32
32,700
700
11,939,880
‐
1,433,475
352,799
6,775,001
24,148,950
604,950
267,125
825,000
250,000
‐
1,650,000
Number of Missed
7
Payments
2
0
7
3
2
2
7
2
4
3
2
2
1
2
5
1
2
4
1
6
4
6
0
6
4
5
4
4
2
4
2
1
6
0
5
4
2
6
3
2
4
1
0
4
Page 19 of 21
Notes
15
4
16
4
15
4
15
8, 9
15
4
7, 8
4
4
13, 15
15
6, 7
15
4
7
15
4
Institution Name
First Southwest Bancorporation, Inc.
First United Corporation
Florida Bank Group, Inc.
FNB United Corp.
FPB Bancorp, Inc. (FL)
Grand Mountain Bancshares, Inc.
Green Bankshares, Inc.
Green Circle Investments, Inc.
Gregg Bancshares, Inc.
Hampton Roads Bankshares, Inc.
Harbor Bankshares Corporation
Heartland Bancshares, Inc.
Heritage Commerce Corp
Heritage Oaks Bancorp
HomeTown Bankshares Corporation
IA Bancorp, Inc.
Idaho Bancorp
Independent Bank Corporation
Integra Bank Corporation
Intermountain Community Bancorp
Intervest Bancshares Corporation
p
Legacy Bancorp, Inc.
Liberty Shares, Inc.
Madison Financial Corporation
Market Bancorporation, Inc.
Mercantile Bank Corporation
MetroCorp Bancshares, Inc.
Metropolitan Bank Group, Inc (Archer Bank)
Midwest Banc Holdings, Inc. (not a portfolio institution)
Millennium Bancorp, Inc.
Monarch Community Bancorp, Inc.
MS Financial, Inc.
NC Bancorp, Inc.
Northeast Bancorp
Northern States Financial Corporation
Northwest Bancorporation, Inc.
Old Second Bancorp, Inc.
Omega Capital Corp.
Pacific Capital Bancorp
Pacific City Financial Corporation
Pacific Coast National Bancorp (not a portfolio institution)
Pacific International Bancorp Inc
Patapsco Bancorp, Inc.
p
Pathwayy Bancorp
Patterson Bancshares, Inc
Peninsula Bank Holding Co.
Pierce County Bancorp (not a portfolio institution)
Pinnacle Bank Holding Company
Plumas Bancorp
Prairie Star Bancshares, Inc.
Premier Bank Holding Company
Premier Financial Bancorp, Inc.
Premierwest Bancorp
Provident Community Bancshares, Inc.
The Queensborough Company
Redwood Capital Bancorp
Unpaid Dividends/Interest 2
Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
5,500,000
30,000,000
20,471,000
51,500,000
5,800,000
3,076,000
72,278,000
2,400,000
825,000
80,347,000
6,800,000
7,000,000
40,000,000
21,000,000
10,000,000
5,976,000
6,900,000
72,000,000
83,586,000
27,000,000
25,000,000
, ,
5,498,000
17,280,000
3,370,000
2,060,000
21,000,000
45,000,000
71,526,000
84,784,000
7,260,000
6,785,000
7,723,000
6,880,000
4,227,000
17,211,000
10,500,000
73,000,000
2,816,000
180,634,000
16,200,000
4,120,000
6,500,000
6,000,000
3,727,000
3,690,000
6,000,000
6,800,000
4,389,000
11,949,000
2,800,000
9,500,000
22,252,000
41,400,000
9,266,000
12,000,000
3,800,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
299,750
375,000
278,928
1,931,250
290,000
244,970
903,475
32,700
33,705
4,017,350
340,000
372,320
2,500,000
787,500
266,830
49,861
564,075
3,960,421
5,224,125
1,350,000
1,250,000
, ,
137,450
235,440
137,783
56,135
525,000
1,687,500
1,949,070
4,239,200
395,670
339,250
210,441
187,480
52,838
1,075,688
429,188
912,500
191,863
13,547,550
1,324,350
112,270
406,250
245,250
253,863
201,150
312,500
370,600
119,580
448,088
114,450
388,313
278,150
2,587,500
231,650
327,000
51,775
Non‐Current
2, 3
Dividends/Interest
Payments Made Later 4
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
32,700
‐
N/A
170,000
‐
‐
‐
‐
49,861
‐
1,800,000
‐
‐
‐
‐
‐
‐
‐
‐
1,125,000
‐
4,239,200
98,918
‐
‐
‐
52,838
‐
‐
‐
‐
13,547,550
‐
$
$
$
$
$
‐
‐
‐
‐
75,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
51,775
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
299,750
375,000
278,928
1,931,250
290,000
244,970
903,475
‐
33,705
N/A
170,000
372,320
2,500,000
787,500
266,830
‐
564,075
2,160,421
5,224,125
1,350,000
1,250,000
, ,
137,450
235,440
137,783
56,135
525,000
562,500
1,949,070
N/A
296,753
339,250
210,441
187,480
‐
1,075,688
429,188
912,500
191,863
‐
1,324,350
N/A
406,250
245,250
253,863
201,150
237,500
N/A
119,580
448,088
114,450
388,313
278,150
2,587,500
231,650
327,000
‐
Number of Missed
7
Payments
4
1
1
3
4
6
1
0
3
0
2
4
5
3
2
0
6
3
5
4
4
2
1
3
2
2
1
2
0
3
4
2
2
0
5
3
1
5
0
6
2
5
3
5
4
4
4
2
3
3
3
1
5
2
2
0
Page 20 of 21
Notes
4
15
15
15
7
10, 14
11
17
4
7
4
5
19
4
4
15
4
15
4
15
15
4
15
4
18
Institution Name
Regent Bancorp, Inc
Ridgestone Financial Services, Inc.
Rising Sun Bancorp
Rogers Bancshares, Inc.
Royal Bancshares of Pennsylvania, Inc.
Santa Lucia Bancorp
Seacoast Banking Corporation of Florida
Sonoma Valley Bancorp (not a portfolio institution)
Spirit BankCorp, Inc.
Sterling Financial Corporation (WA)
Stonebridge Financial Corp.
Superior Bancorp Inc.
Syringa Bancorp
TCB Holding Company
Tennessee Valley Financial Holdings, Inc.
The South Financial Group, Inc. (not a portfolio institution)
TIB Financial Corp (not a portfolio institution)
Tidelands Bancshares, Inc
Timberland Bancorp, Inc.
Treaty Oak Bancorp, Inc.
Trinityy Capital
Corporation
p
p
Tristate Capital Holdings, Inc.
UCBH Holdings, Inc. (not a portfolio institution)
Valley Financial Corporation
Western Community Bancshares, Inc.
NON‐CUMULATIVE DIVIDENDS:
Beach Business Bank
Citizens Bank & Trust Company
Colonial American Bank
Commerce National Bank (not a portfolio institution)
Commonwealth Business Bank
Community 1st Bank
Community Bank of the Bay
Corning Savings and Loan Association
DeSoto County Bank
Exchange Bank
First Sound Bank
Fort Lee Federal Savings Bank
Fresno First Bank
Georgia Primary Bank
Gold Canyon Bank
Goldwater Bank, N.A.
Lone Star Bank
Marine Bank & Trust Company
p y
Maryland Financial Bank
Midtown Bank & Trust Company
One Georgia Bank
OneUnited Bank
Pacific Commerce Bank
Premier Service Bank
Presidio Bank
Saigon National Bank
Santa Clara Valley Bank, N.A.
Seacoast Commerce Bank
The Bank of Currituck (not a portfolio institution)
The Connecticut Bank and Trust Company
Unpaid Dividends/Interest 2
Investment Amount
Non‐Current
2, 3
Dividends/Interest
Payments Made Later 4
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
9,982,000
10,900,000
5,983,000
25,000,000
30,407,000
4,000,000
50,000,000
8,653,000
30,000,000
303,000,000
10,973,000
69,000,000
8,000,000
11,730,000
347,000,000
3,000,000
37,000,000
14,448,000
16,641,000
3,268,000
35,539,000
, ,
23,000,000
298,737,000
16,019,000
7,290,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
272,005
742,563
407,575
1,703,125
2,280,525
50,000
4,375,000
353,715
408,750.00
18,937,500
454,550
1,735,781
559,728
485,917
166,799
13,012,500
1,850,000
180,600.00
631,870
135,340
974,893
,
313,375
3,734,213
608,253
199,999
$
$
$
$
$
$
$
136,003
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
N/A
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
313,375
$
$
$
$
$
$
$
‐ $
‐ $
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
6,000,000
2,400,000
548,000
5,000,000
7,701,000
1,747,000
2,550,000
638,000
2,681,000
43,000,000
7,400,000
1,300,000
1,968,000
4,500,000
1,607,000
2,568,000
3,072,000
3,000,000
, ,
1,700,000
5,222,000
5,500,000
12,063,000
4,060,000
4,000,000
10,800,000
1,549,000
2,900,000
1,800,000
4,021,000
5,448,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
163,500
163,500
7,828
150,000
524,625
115,464
72,549
8,695
25,624
585,875
370,000
17,713
33,357
377,413
63,503
174,900
297,242
40,875
,
92,650
284,590
455,453
1,055,513
87,279
323,972
561,344
138,758
118,538
14,170
219,140
178,573
$
$
$
163,500 $
‐ $
‐ $
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
8,695
25,624
‐
‐
‐
‐
‐
‐
69,960
‐
‐
‐
71,148
‐
‐
55,318
‐
‐
‐
‐
14,170
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
7
Payments
136,003
742,563
407,575
1,703,125
2,280,525
50,000
4,375,000
N/A
408,750
N/A
454,550
1,735,781
559,728
485,917
166,799
N/A
N/A
180,600
631,870
135,340
974,893
,
‐
N/A
608,253
199,999
1
5
5
5
6
1
7
3
1
0
3
2
5
3
4
0
0
1
3
3
2
0
1
3
2
‐
163,500
7,828
N/A
524,625
115,464
72,549
‐
‐
585,875
370,000
17,713
33,357
377,413
63,503
104,940
297,242
40,875
,
92,650
213,443
455,453
1,055,513
31,961
323,972
561,344
138,758
118,538
‐
N/A
178,573
0
5
1
3
5
4
0
0
0
1
4
1
2
6
3
3
7
1
4
3
6
7
1
6
4
8
3
0
4
3
Page 21 of 21
Notes
7
4
15
4
4
4
Institution Name
The Freeport State Bank
Tifton Banking Company (not a portfolio institution)
Tri‐State Bank of Memphis
U.S. Century Bank
United American Bank
US Metro Bank
S‐CORPORATION/INTEREST:
Alliance Financial Services, Inc.
Biscayne Bancshares, Inc.
Boscobel Bancorp, Inc
Duke Financial Group, Inc.
FBHC Holding Company
First Trust Corporation
Great River Holding Company
Investors Financial Corporation of Pettis County, Inc.
OSB Financial Services, Inc.
Premier Financial Corp
Security State Bank Holding‐Company
Unpaid Dividends/Interest 2
Investment Amount
Non‐Current
2, 3
Dividends/Interest
Payments Made Later 4
$
$
$
$
$
$
301,000
3,800,000
2,795,000
50,236,000
8,700,000
2,861,000
$
$
$
$
$
$
20,500
51,775
69,875
2,737,880
823,177
81,858
$
‐ $
$
$
$
$
69,875
‐
‐
81,858
$
$
$
$
$
$
$
$
$
$
$
12,000,000
6,400,000
5,586,000
12,000,000
3,035,000
17,969,000
8,400,000
4,000,000
6,100,000
6,349,000
10,750,000
$
$
$
$
$
$
$
$
$
$
$
755,100
130,238
234,312
1,006,800
61,563
1,130,653
176,190
335,600
383,843
266,310
676,496
$
$
$
$
$
$
$
$
$
$
$
‐
130,238
‐
‐
‐
‐
‐
‐
383,843
‐
676,496
Number of Missed
7
Payments
$
$
$
$
20,500
N/A
‐
2,737,880
823,177
‐
5
1
0
4
7
0
$
$
$
$
$
$
$
$
$
$
$
755,100
‐
234,312
1,006,800
61,563
1,130,653
176,190
335,600
‐
266,310
‐
4
0
2
4
1
3
1
4
0
2
0
Notes
1/ "Dividends
"Di id d and
d Interest
I
Paid"
P id" iincludes
l d amounts paid
id iin respect off exercised
i d warrants.
2/ "Non‐current dividends/interest" includes unpaid cumulative dividends, non‐cumulative dividends and s‐corp/interest, but does not include interest accrued on unpaid cumulative dividends.
3/ "Non‐current dividends/interest" excludes institutions that missed payments but (i) have fully caught‐up on missed payments, (ii) have repaid their investment amounts and exited the Capital Purchase Program,
(iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.
4/ "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).
5/ This institution has fully repaid its investment amount.
6/ This institution has completed bankruptcy proceedings and Treasury's investment was extinguished.
7/ "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Capital Purchase Program or (ii) entered bankruptcy or
its bank subsidiary was placed into receivership.
8/ This institution repaid dividends by way of capitalization at the time of the exchange of preferred stock for mandatorily convertible preferred stock.
9/ For information related to the exchange of treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
10/ For information related to the exchange agreement for Treasury's investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
11/ For information related to the sale of Treasury's investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
12/ For information related to the exchange of Treasury's investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
13/ For information related to the exchange agreement for Treasury's investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
14/ This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock.
15/ As of the date of this report, this institution has agreed to have Treasury observers attend board of directors meetings.
16/ For information related to the exchange of Treasury's investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
17/ For information related to the sale of Treasury's investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
18/ For information related to the sale of Treasury's investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
19/ This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero.
@FedFRASER