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F ederal r eser ve Bank o f Dallas DALLAS. TEXAS 75222 Circular No. 69-2^6 September 25, 19 LIST OF OTC MARKET MAKERS To All Banks and Others Concerned in the Eleventh Federal Reserve District: Enclosed is a copy of the list of OTC market makers p u b lished as of September l6, 1969* The list comprises firms that have filed Form X-17A-12(l) with the Securities and Exchange C o m mission. in order to qualify as OTC market makers under section 221.3(w) of Regulation U, and the OTC margin stocks in respect of which each has qualified. The present list includes the initial list published as of July 18, 1969, and the two supplements issued as of August 8 and August 22, 19&9, as well as additional notifications filed with the Securities and Exchange Commission b y broker-dealers following issuance of the August 22 supplement and ending September 16. Additional copies of the present list will he furnished upon request. Yours very truly, P. E. Coldwell President Enclosure (l) This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library (FedHistory@dal.frb.org) LIST OF OTC MARKET MAKERS as of September 16, 1969 (Prepared for use by banks in connection with extensions of credit pursuant to section 221.3 (w) of Regulation U) This list of "OTC market makers" comprises firms that have filed Form X-17A-12(1), the "Notification by OTC market makers in OTC margin securities," with the Securities and Exchange Commission, and the OTC margin stocks in respect of which each such firm had filed such form as of the above date. This list supersedes the ini tial list published as of July 18, 1969, as well as the two supple ments to the list issued as of August 8 and August 22, 1969. Part I of this list represents notifications filed through September 10, 1969, in which the broker-dealer commenced making a market in an OTC margin security. Part II represents notifications filed through September 16, 1969, in which the broker-dealer ceased making a market in an OTC margin security since filing the commence ment notification. An addendum follows Part II and represents noti fications filed between September 11 and 16, inclusive, in which the broker-dealer commenced making a market, such notifications having been received following the compilation of the data contained in Part I. In determining whether a broker-dealer has filed Form X-17A12(1) in respect of OTC margin stock being pledged as collateral to secure credit extended pursuant to section 22 1.3(w) (but for this pur pose only), a bank may rely on the most recent issue of the list of OTC market makers in combination with any supplements thereto. A bank extending such credit must also obtain from the broker-dealer a properly executed Form F.R. U-2, and must accept such form in good faith, as defined in sections 221.3(a) and 2 2 1.3(w) of Regulation U. Copies of issues of the list and of supplements may be obtained from the Federal Reserve Bank of the district in which the head office of the bank extending such credit is situated. BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON L i s t o f OTC Market Makers - September 10, 1969 2 Part 1 The following broker-dealers had commenced making a market in the following securities as of August 8, 1969, except as otherwise indicated. Name of Broker-Dealer Name of Security Adams & Hinckley Allen & Company (con't) Georgia International Corporation Fidelity Union & Trust Company Hartford Fire Insurance Co. First Merchants National Bank, Horizon Corporation Asbury Park Indiana Gas C o . , Inc. Monmouth County National Bank Iowa Southern Utilities Co. National Newark & Essex Bank Kentucky Central Life Insurance New Jersey National Bank & Trust Co. Company Trust Company of New Jersey King Resources Company Liberty Equities Corporation Advest Company Life Insurance Company of Addison-Wesley Publishing Co. Kentucky Ba ird-Atomic I n c . Lilly, Eli and Company Bolt, Beranek & Newman Inc. Lincoln National Corporation* Epsco Inc. Lomas & Nettleton Jamesbury Corp. Financial Corporation Kaman Corp. Class A Monarch Capital Corporation Keyes Fibre Co. National Semiconductor Corporation MPB Corp. National Western Life Insurance Manufacturers & Traders Trust Co. Company Millipore Corp. Nationwide Corporation Southern New England Telephone Co. New England Gas and Electric Superior Electric Company Association Trico Products Corp. North Carolina Natural Gas Corporation Alger Investors Company Northwest Natural Gas Company Drew National Corporation (Oregon) Pennsylvania Gas & Water Company Allen & Company Piedmont Natural Gas Company, American Express Incorporated American Heritage Life Ins. Co. Public Service Company of North (Florida) Carolina, Incorporated American Re-Insurance Co. Public Service Company of New Atlanta Gas Light Company Hampshire Cascade Natural Gas Corporation Public Service Company of New Central Vermont Public Service Corp. Mexico Commonwealth Telephone Company The Saint Paul Companies, Inc. Connecticut General Insurance Corp. Southern Union Gas Company Cooper Laboratories, Inc. Southwest Gas Corporation El Paso Electric Company Transcontinental Gas Pipe Line Florida Telephone Corporation Franklin Life Insurance Company, Corporation The (Illinois) Irico Products Corporation Franklin National Bank (New York) United States Fidelity and Guaranty Gas Service Company, The Company (Maryland) List of OTC Market Makers - September 10, 1969 Allen & Company (con't) University Computing Company* Washington Natural Gas Company American Securities Corporation American Express American National Ins. Co. (Tex.) Bankamericard Corporation Bank of New York, The Capital Holding Corporation Cleveland Trust Company, The Franklin Fire Ins. Co., The (111.) Gulf Life Holding Company Hartford Life Ins. Co. Kentucky Central Life Ins. Co. Lilly, Eli and Company Manufacturers and Traders Tr. Co. Monarch Capital Corp. Republic National Life Insurance Company (Tex.) State Street Bank & Trust Co. Arthurs, Lestrange & Co. Pennsylvania Engineering Corp. Western Pennsylvania National Bank Atlanta Securities Corp. Clinton Oil Co. Coastal States Life Ins. Co. Major Realty Corp. Scripto Inc. 3 B e a r , Stearns & Co. (con't) Bolt, Beranek & Newman Citizens & Southern National Bank of Georgia Combined Insurance Co. of America Connecticut General Ins. Crocker-National Corporation Eli Lilly & Co. First Bank System Inc. (Minn.) First National Bank of Boston First National Bank of Chicago* Franklin Life Insurance Government Employees Insurance Hanover Insurance Co. Hartford Fire Insurance Co. Lincoln National Corporation* Manufacturers National Bank of Detroit Mellon National Bank & Trust Monarch Capital Corporation National Bank of Detroit Pabst Brewing Company St. Paul Companies Security Pacific National Bank U.S. Fidelity & Guaranty University Computing Company* Variable Annuity Life Insurance Corp. Wachovia Corporation Wells Fargo Bank, N.A. Becker, A. G. & Co., Inc. Carson Pirie Scott & Co. Cornelius C o . , The Iowa Southern Utilities Co. King Resources Company Management Assistance Inc. Midas International Corp. Class A Oil Shale Corporation, The Ozite Corporation Ransburg Electro-Coating Corp. Seven-Up Company, The Baker, Watts & Co. Titan Group, Inc. Unicoa Corporation Monumental Corporation United States Fidelity & Guaranty Co . Western Publishing C o . , Inc. Baird & Co. I n c . , Robert W. Advance Ross Corp. Kearney & Trecker Corp. Management Assistance, Inc. Midas International Corporation Class A North Central Airlines Old Line Life Ins. Co. of America Western Publishing Company Wisconsin Power & Light Co. Bear,Stearns & Co. American Express Anheuser-Busch Inc. Bankamerica Corp. Bank of New York Bishop & Co. In c . , M. H. Cornelius Company, The North Central Airlines L i s t o f OTC Market Makers - September 10, 1969 Blalack/Wells/Associates Inc. Anadite, I n c . Management Assistance Inc. Titan Group, Inc. 4 Blyth 6c Co., Inc. (con't) Gas Service Company, The Girard Company, The Government Employees Ins. Co. Grinnell Corporation Blyth & Company, Inc. Gulf Life Holding Co. Addison-Wesley Publishing Co. Inc. Hanover I n s . C o ., The Advance Ross Corporation Hartford Fire Ins. Co. Alexander and Baldwin, Inc. Hoover Company, The American District Telegraph Co. Independent Life 6c Accident Ins. American Express Co. (Fla.) American Greetings Corporation Indiana Gas Co., Inc. American Heritage Life I n s . Co. (Fla.) Iowa Southern Utilities Co. American National Ins. Co. (Tex.) Kaiser Steel Corporation American Pipe 6c Construction Co. Kearney 6c Trecker Corp. American Welding 6e Mfg. Co. King Resources Company Anadite, Inc. Liberty National Life Ins. Co. Anheuser-Busch, Incorporated (Tex.) Arden-Mayfair, Inc. Life Ins. Co. of Kentucky Arvida Corporation Lilly, Eli and Company Bankamerica Corporation Lin Broadcasting Corp. Bank of California, N.A., The Lincoln National Corp.* Betz Laboratories, Inc. Management Assistance Inc. BMA Corporation Manufacturers National Bank of Browning Arms Company Detroit Buckbee-Mears Company Mellon National Bank 6: Trust Co. California-Western States Life Monarch Capital Corporation Ins. Co. Murphy Pacific Marine Salvage Co. National Bank of Detroit Capital Holding Co. National City Bank of Cleveland, The Cascade Natural Gas Corp. Nationwide Corp. Central Vermont Public Service New England Gas 6c Electric Assoc. Corp. Nielsen, A. C. 6c Co. Class A Citizens Utilities Company North American Life 6c Casualty Co. Clinton Oil Company Combined Ins. Co. of America North Carolina Natural Gas Corp. Northwest Natural Gas Co. (Oregon) Computer Usage Co., Inc. Connecticut General Ins. Corp. Ohio Casualty Insurance Co. Otter Tail Power Company Continental Bank 6c Trust Co. (Pa.) Pabst Brewing Company Crocker-National Corp. Cross Company, The Pauley Petroleum, Inc. Detroit Bank 6c Trust Co. Pay'n Save Corp. El Paso Electric Co. Pennsylvania Gas 6c Water Co. Farmers New World Life Ins. Co. Photon, Inc. Piedmont Natural Gas Co., Inc. Farrington Manufacturing Co. Fidelity Corporation (Va.) Public Service Co. of New Hampshire Public Service Co. of New Mexico First Bank System, Inc. (Minn.) Publishers Company, Inc. First National Bank of Boston, The Recognition Equipment, Inc. First National Bank of Chicago, The Republic National Bank of Dallas First National Bank in Dallas Safeco Corporation Florida Telephone Corporation Franklin Life Ins. Co., The (111.) Franklin National Bank (New York) L i s t o f OTC Market Makers - September 10, 1969 5 Blyth & Company, Inc. (con't) Brown, Allen & Company, Inc. Saint Paul Companies, Inc., The Contran (Formerly Texas Consumer Scott, 0. M. & Sons Co. Finance Corporation) Seattle-First National Bank Landa Industries Security Pacific National Bank Southland Corporation Seven-Up Company, The Bullington-Schas & Co. Southern New England Telephone Co. Federal Company, The Southern Union Gas Company Downtowner Corporation Southland C o r p . , The Southwest Gas Corp. Burnham & Company Standard Register Company American Express TI Corp., The (of California) American Heritage Life Ins. Tampax Inc. Titan Group, Inc. Company (Fla.) American National Ins. Co. Tracor Inc. (Tex.) Transcontinental Gas Pipe Line Corp. United Convalescent Hospitals, Inc. American Re-Insurance Co. Anheuser-Busch, Inc. United Illuminating Company, The United Life & Accident Ins. Co. BMA Corporation Bank of New York, The (N. H.) Capital Holding Co. (Ky.) United States Fidelity & Guaranty Combined Ins. Co. of America Company (Maryland) Connecticut General Ins. Corp. University Computing Company* Farmers New World Life Ins. Valley National Bank of Arizona, The Company Variable Annuity Life Ins. Co. of Fidelity Corporation America (Virginia) Wachovia Corp. Fidelity Union Life Ins. Wallace Business Forms Inc. Co. (Tex.) Washington Natural Gas Co. Franklin Life Insurance Wells Fargo Bank, N.A. Co., The (111.) Wisconsin Power & Light Company Gleason Works Government Employees Boettcher & Company Insurance Co. Fidelity Corporation Government Employees Life (Virginia) Ins. Co. King Resources Company Unicoa Corporation Gulf Life Holding Company Hoover Company, The Brown, Alex. & Sons ISI Corporation Independent Life & Accident American Fidelity Life Ins. Co. Ins. Co. (Florida) (Fla.) Kaiser Steel Corporation American Security & Trust Co. Liberty National Life Ins. Co. First Virginia Bankshares Corp. Gino's Inc. Life Insurance Co. of Kentucky ISI Corporation Lilly, Eli & Company Millipore Corporation Lincoln National Corporation* Monumental Corporation Monarch Capital Corporation Nielsen, A. C. Class A Philadelphia Life Ins. Co. Ransburg Electro-Coating Corp. North American Life & Casualty Company United States Fidelity & Guaranty Northwestern National Life Ins. Company L i s t o f OTC Market Makers - September 10, 1969 6 Burnham and Company (con't) Old Line Life Insurance Co. of America, The Pabst Brewing Company Philadelphia Life Insurance Co. Republic National Life Ins. Co. (Tex.) Safeco Corporation Saint Paul Companies, Inc., The Seven-Up Company, The Unicoa Corporation United Life & Accident Ins. Co. United Services Life Ins. Co. United States Fidelity & Guaranty Company (Maryland) Variable Annuity Life Ins. Co. of America Cartwright, Valleau & Co. American Re-Insurance Company California-Western States Life Ins. Co. Nationwide Corporation Class A United States Fidelity & Guaranty Co. (Maryland) Burns, Stix, Friedman & Co., Inc. Associated Coca-Cola Bottling C o . , Inc. Kaman Corporation Class A Parkview-Gem, Inc. Cooley & Company Southern New England Telephone Co. United Illuminating C o . , The Butcher & Sherrard Cross Company, The Duriron Company, Inc., The Edgcomb Steel Co. Philadelphia Suburban Corp. Carolina Securities Corporation North Carolina Natural Gas Corp. Piedmont Aviation, Inc. Carr & Thompson, Inc. Baird-Atomic, Inc. Baystate Corp. • Bolt, Beranek & Newman, Inc. Epsco, Inc. Int'l. Textbook (Intext Inc.) Jamesbury Corp. Keyes Fibre Company MPB Corporation Narragansett Capital Corp. Nationwide Corporation Oil Shale Corp. , The Perini Corp. United Life & Accident Ins. Co. (New Hampshire) City Securities Corporation Jones, Herff Co. (commenced August 21, 1969) Ransburg Electro-Coating Corp. (commenced August 21, 1969) Clark, Dodge & C o . , Inc. Millipore Corp. Collins Securities Corp. American Nuclear Corporation Energy Resources Corp. Oil Shale Corp. Texas American Oil Corp. Webb Resources Corp. Conlon and Company, I n c . , B.J. Anchor Corp. Dalto Electronics Corp. Energy Resources Corp. Farrington Manufacturing Co. International Book Corp. Keystone Custodian Funds, Inc. King Resources Company Maine Sugar Industries Nationwide Corp. Oil Shale Corporation, The Courts & Co. Atlanta Gas Light Company Citizens & Southern National Bank of Georgia Colonial Stores, Inc. Dalto Electronics Corp. Interfinancial Inc.* Interstate Life & Accident Ins. Co. (Tennessee)* L is t o f OTC Market Makers - September 10, 1969 Craigie Incorporated First & Merchants Corp. United Virginia Bankshares Virginia Commonwealth Bankshares Virginia National Bank Crilley & Company, Inc. Arden-Mayfair, Inc. Management Assistance, Inc. Travelodge Corporation, The Cutler, Yantis & Co. American Re-Insurance Co. Gas Service Co. North Central Airlines, Inc. Pennsylvania Engineering Corp. Titan Group, Inc. Wisconsin Power & Light Co. Dain, Kalman & Quail, Inc. Applebaums Food Markets, Inc. Buckbee-Mears Co. Cornelius Company, The Dayton-Hudson Corporation First Bank System, Inc. Northwestern National Life Ins. Company Otter Tail Power Company Saint Paul Companies, Inc. The Dallas Rupe & Son, Inc. Contran Corporation Republic National Bank of Dallas Tracor, Inc. Dean Witter & Co., Inc. California-Western States Life Insurance Company Capitol International Airways, Inc. Connecticut General Ins. Corp. Fidelity Corp. (Virginia) Northwest Natural Gas Co. (Oregon) Ozite Corporation Tampax Incorporated Wallace Business Forms, Inc. Washington Natural Gas Co. 7 Dempsey-Tegeler & Co., Inc. Banister Continental Corporation Combined Insurance Co. Erie Technological Products, Inc. Franklin Life Insurance Co. (111.) North Central Airlines, Inc. Titan Group, Inc. Donaldson, Lifkin & Jenrette, Inc. Kaiser Steel Corporation National Semiconductor Corp. TI Corporation of Calif., The Dryfoos, J. M. St Company American Greetings Corp. Class A (commenced August 27, 1969) Banister Continental Corp. Federal Company First Mortgage Investors Gino's Incorporated Perini Corporation Photon, Inc. (commenced August 27, 1969) Ransburg Electro-Coating Corp.* Ross, Will Inc. (commenced August 27, 1969) United Convalescent Hospital, Inc. Ebin, Robertson & Company, Inc. Applebaums Food Markets, Inc. Cornelius Company, The Dayton-Hudson Corporation International Milling Co., Inc. Fabri-tek, Inc. North American Life & Casualty Co. (Minnesota) Edwards, A. G. St Sons, Inc. Associated Coca-Cola Bottling Company, Inc. Browning Arms Company Clinton Oil Company D. P. A. Inc.* Farrington Manufacturing Co. Kentucky Central Life Ins. Co. Liberty Equities Corp. Oil Shale Corp., The Parkview-Gem, Inc. Shop Rite Foods, Inc. University Computing Co.* L i s t o f OTC Market Makers - September 10, 1969 Edwards & Hanley Oil Shale Corp., The Ormont Drug Elkins, Morris, Stroud & Co. Fidelity Corp. of Penna., The First Pennsylvania Corp., The Girard Company, The Philadelphia National Bank, The Philadelphia Suburban Corp. Provident National Corporation Faulkner, Dawkins & Sullivan Photon, Inc. Recognition Equipment, Inc. Tiffany & Company First Boston Corporation, The American Express Company Anheuser-Busch, Inc. Bank of New York Company Bankamerica Corporation Baystate Corporation Central Vermont Public Service Corporation Citizens & Southern National Bank of Georgia Combined Insurance Company of America Connecticut General Insurance Corporation Crocker-National Corporation El Paso Electric Company Eli Lilly & Company First National Bank of Boston, The First National Bank of Chicago, The Franklin Life Insurance Company (Illinois) Gleason Works Hanover Insurance Company, The Hartford Fire Insurance Co. Hoover Company Kaiser Steel Corporation Liberty National Life Insurance Company (Tex.) Lincoln National Corporation* Mellon National Bank & Trust Company Monarch Capital Corporation 8 First Boston Corp., The (con't) National Bank of Detroit National City Bank of Cleveland, The New England Gas and Electric Association Pabst Brewing Company Pittsburgh National Corp. Public Service Company of New Mexico Public Service Company of North Carolina, Inc. Republic National Life Ins. Company (Tex.) Safeco Corporation Saint Paul Companies, Inc., The Security Pacific National Bank Shawmut Association, Inc. State Street Bank and Trust Company Tampax Incorporated Taylor Wine Company, Inc. U. S. Fidelity & Guaranty Company (Maryland) Valley National Bank of Arizona, The Wells Fargo Bank, N. A. First California Company Bankamerica Corp. Northwest Natural Gas Corp. First Manhattan Company Southern Industries Corp. First Michigan Corporation Detroit Bank & Trust Co., The Manufacturers National Bank of Detroit National Bank of Detroit First New Jersey Securities Co., Inc. First Merchants National Bank, Asbury Park New Jersey National Bank & Trust Company First Southeastern Company Downtowner C o r p ., The 9 L i s t o f OTC Market Makers - September 10, 1969 First Southeastern Co. (con't) Great Commonwealth Life Ins. Co. Interfinancial Inc. Scripto, Inc. First Southwest Company American Greetings Corp. Class A American National Insurance Co. (Texas) Dallas Airmotive, Inc. El Paso Electric Company Fidelity Union Life Ins. Co. (Texas) First National Bank in Dallas Franklin Life Ins. Co. (111.) Great Commonwealth Life Ins. Co. Gulf Life Holding Company Lomas & Nettleton Financial Corp. Public Service Co. of New Mexico Recognition Equipment Inc. Republic National Bank of Dallas Republic National Life Ins. Co. (Texas) Scientific Control Corporation Shop Rite Foods, Inc. Southern Union Gas Company Southland Corporation, The Tracor, Inc. Trancontinental Gas Pipe Line Corporation University Computing Company* First of Texas, Oil Shale Corp., The Recognition Equipment, Inc. Scientific Control Corp. Texas International Airlines, Inc. Transcontinental Gas Pipe Line Corporation Fox, P. F. & Company Addison-Wesley Publishing C o . , Inc. Class B Allegheny Beverage Corp. American Maize-Products Company American Welding & Manufacturing Co. Anchor Corporation Class B Arkansas Western Gas Company Arvida Corporation Fox, P. F. & Company, Inc. (con't) Associated Coca-Cola Bottling Company, I n c . Delhi Australian Petroleum Ltd. Diamond Crystal Salt Company Farrington Manufacturing Co. Florida Telephone Corporation Class A Gleason Works Graphic Controls Corporation Keystone Custodian Funds, Inc. Cldbd A Management Assistance, Inc. North Carolina Natural Gas Corp. Pennsylvania Gas & Water Company Piedmont Natural Gas Company, Inc. Seven-Up Company, The Simon & Schuster, Inc. Southern Union Gas Company Southwest Gas Corporation Standard Register Company, The Taylor Wine Company, Inc. Tiffany & Company Trico Products Corporation Wallace Business Forms Inc. Western Publishing Co., Inc. Frankel, Wm. V. & Co., Horizon Corp. Inc. Fulton, Reid & Staples, Inc. Coastal States Life Ins. Co. Duriron Company, Inc., The Erie Technological Products, Inc. North American Life & Casualty Co,. Funk, Hobbs & Hart, Inc. Texas International Airlines, Inc,. Panoil Company Garrett, Robert & Sons, Inc. Citizens & Southern National Bank Georgia, The First Mortgage Investors (Mass.) Gino's, Inc. Class A Monumental Corporation United States Fidelity & Guaranty Company (Maryland) L i s t o f OTC Market Makers - September 10, 1969 Ginberg, Frank & Co., Inc. First National Life Ins. Co. of Ala. Goelzer & Co., Inc. Herff Jones Co. Goldman, Sachs & Co. American District Telegraph Co. American Express Co. American Greetings Corp. Class A Anheuser-Busch, Inc. Bankamerica Corporation Baystate Corporation Brush Beryllium Company, The Combined Ins. Co. of America Connecticut General Ins. Corp. Franklin Life Ins. Co. (111.), The Gulf Life Holding Co. Hartford Fire Ins. Co. Hoover Company, The Horizon Corporation Lilly, Eli & Company Lincoln National Corporation* Monarch Capital Corporation Nielsen, A. C. Class A Pabst Brewing Company Saint Paul Companies, Inc. The Tampax, Incorporated United States Fidelity & Guaranty Company (Maryland) Haight & Company Disc Inc. Class A Drew National Corp. Hallowell, Sulzberger, Jenks & Co. General Aircraft Corp. Hartzmark & Co., Inc. King Resources Company Hay, Fales & Co., Inc. Great Commonwealth Life Ins. Co. Lin Broadcasting National Western Life Ins. Co. Hayden, Stone Incorporated Anadite Incorporated ISI Corp. King Resources Company 10 Howard, Weil, Labouisse, Friedrichs and Company Allegheny Beverage Corporation Associated Coca-Cola Bott. Co. Inc. Louisiana & Southern Life Ins. Co. Ocean Drilling & Exploration Co. Southern Industries Corporation Texas International Airlines, Inc. Tidewater Marine Service Inc. Jones, June S. Company Northwest Natural Gas Co. Jones, Hinton & Co., Inc. Cascade Natural Gas Keefe, Bruyette & Woods, Inc. Bankamerica Corporation Bank of California, N. A., The Bank of New York Co., Inc. Baystate Corporation Citizens & Southern National Bank of Georgia, The Cleveland Trust Company, The Crocker-National Corporation Detroit Bank & Trust Co., The First & Merchants Corp. First Bank System, Inc. First National Bank of Boston, The First National Bank of Chicago, The First National Bank in Dallas First National Holding Corp. (Memphis) First Pennsylvania Corp. Manufacturers National Bank of Detroit Mellon National Bank & Trust Co. National Bank of Detroit National City Bank of Cleveland, The Pittsburgh National Corp. Republic National Bank of Dallas Seattle-First National Bank United Virginia Bankshares, Inc. Valley National Bank of Arizona, The Virginia Commonwealth Bankshares Virginia National Bank Wachovia Corp. Wells Fargo & Company L is t o f OTC Market Makers - September 10, 1969 Kelly & Morey, Inc. Webb Resources Kidder, Peabody & Co., Inc. American Express Arden-Mayfair, Inc. Clinton Oil Company Commonwealth Telephone Co. Continental Bank & Trust Co. (Pa.) Cross Company, The Diamond Crystal Salt Company Edgcomb Steel Company Fidelity Corporation of Penna., The First Pennsylvania Corp. Florida Telephone Corporation Gino's Inc. Girard Company, The Gulf Life Holding Company Heath Tecna Corporation Keystone Custodian Funds, Inc. King Resources Company Lomas & Nettleton Financial Corporation Mohawk Rubber Company, The North Carolina Natural Gas Corp. Ozite Corporation Pennsylvania Gas & Water Company Philadelphia Life Ins. Co. Philadelphia National Bank, The Philadelphia Suburban Corp. Provident National Corporation Seattle-First National Bank University Computing Company* Washington Natural Gas Co. King & Co., Charles Computer Usage Co., Inc. Kirkpatrick, Pettis, Smith Polian Inc. Washington Natural Gas Co. Lehman Brothers American District Telegraph Co. American Express Company American Greetings Corp. Class A* Anheuser-Busch, Inc. Brush Beryllium Co. De Luxe Check Printers, Inc. 11 Lehman Brothers (con’t) Lilly, Eli & Company, Inc. Nielsen, A. C. & Company Class A Northwest Natural Gas Co. (Oregon) Pabst Brewing Company Southland Corporation Standard Register Company University Computing Company* Lentz, Newton & Company Lomas & Nettleton Financial Corp. Ling & Company, Inc. Empire Life Ins. Co. of America (Texas) First National Life Ins. Co. (Ala.) Class A Great Commonwealth Life Ins. Co. Republic National Life Ins. Co. (Texas) Scientific Control Corp. Loeb, Rhoades & Co. Cross Company, The First National Bank in Dallas National Life Ins. Co. of Florida Ransburg Electro-Coating Corp. Scott, 0. M. & Sons Mabon, Nugent Sc Company American Pipe & Construction Co. Trico Products Corp. Madoff, Bernard Lawrence Allegheny Beverage Corp. Energy Rescources Corp. Louisiana & Southern Life Ins. Company Pennsylvania Engineering Corp. Roberts Company Maguire, J. B. & Co., Inc. Addison-Wesley Publishing Co. Inc., Class B American District Telegraph Company L i s t o f OTC Market Makers - September 10, 1969 Maguire, J. B. & Co., Inc. (con't) Atlanta Gas Light Company Baird-Atomic, Inc. Banister Continental Corporation Bolt, Beranek, 6c Newman, Inc. Central Vermont Public Service Corporation Colonial Stores Incorporated Commonwealth Telephone Co. Computer Usage Co., Inc. El Paso Electric Company Epsco Incorporated Erie Technological Products, Inc. Farrington Manufacturing Co. Florida Telephone Corp. Class A General Aircraft Corporation Green Mountain Power Corporation Grinnell Corporation Integon Corporation Iowa Southern Utilities Co. Jamesbury Corporation Keyes Fibre Company MPB Corporation Management Assistance Inc. Millipore Corporation New England Gas & Electric Association Nicholson File Company Otter Tail Power Company Perini Corporation Photon, Inc. Public Service of New Hampshire Public Service Co. of North Carolina, Inc. Publishers Company, Inc. Southern New England Telephone Company United Illuminating Company, The United Life & Accident Ins. Co. (NeW Hampshire) Marantette & Company American Presidents Life Ins. Co. Chesapeake Instrument Corp. Gelman Instrument Co. Marks, Carl & Co., Inc. Alexander & Baldwin, Inc. Delhi Australian Petroleum Ltd. First Mortgage Investors (Mass.) 12 Marks, Carl & Co., Inc. (con't) Food Fair Properties, Inc. Hawaiian Airlines, Inc. Honolulu Gas Company, Ltd. Horizon Corporation ISI Corp. Kaman Corp. Narragansett Capital Corporation Ocean Drilling & Exploration Co. Southwest Gas Producing Co., Inc. Tidewater Marine Service Inc. Webb Resources, Inc. Martin J. Joel & Co. Drew National Corporation May & Company, Inc. Heath-Tecna Mayer 6c Schweitzer, Inc. Allegheny Beverage Corp. Clinton Oil Company Food Fair Propoerties, Inc. Major Realty Corp. McKee, C. S. 6c Company, Inc. Duriron Company, Inc., The WPNB Corporation Me Master, Hutchinson 6c Co. Federal Company, The United Services Life Ins. Co. Will Ross, Inc. Meyers, John J. 6c Company American District Telegraph Grinnell Corporation Milwaukee Company, The NorthCentral Airlines, Inc. Wisconsin Power 6c Light Co. Mitchum, Jones 6c Templeton, Inc. California-Western States Life Insurance Co. ISI Corporation Kaiser Steel Corporation King Rescources Company L i s t o f OTC Market Makers - September 10, 1969 Morgan, Kennedy & Co., Inc. Allegheny Beverage Drew National Ormont Drug Morrissey, F. J. & Company Continental Bank (Norristown, Pa.) Fidelity Corporation of Penna., The First Pennsylvania Corp., The Girard Company, The Philadelphia National Bank Philadelphia Suburban Corp. Provident National Bank O'Donnell, R. C. & Company American Presidents Life Ins. Co. 13 Rauscher Pierce Securities Corp. (con' First National Life Ins. Co, Landa Industries, Inc. Panoil Company Republic National Bank of Dallas Shop Rite Foods, Inc. Southern Union Gas Company Texas American Oil Corp. Richter, Henry J . 6c Company Alpine Geophysical Associates, Inc. American National Ins. Co. (Tex.) Anheuser-Busch, Inc. California-Western States Life Ins. Co. Clinton Oil Co. Farrington Manufacturing Co. Gas Service Co., The ISI Corporation Liberty Equities Corporation Nationwide Corporation Parkview-Gem, Inc. Travelodge Corporation, The Paine, Webber, Jackson & Curtis Acushnet Co. American Pipe & Construction Co. Associated Coca-Cola Bottl. Co. BMA Corp. Buckbee-Mears Co. Carson, Pirie, Scott & Co. Roberts, Scott 6e Company Central Vermont Public Service Corp. Kaman Corporation Class A First Mortgage Investors King Resources Company Hardee's Food System Inc. Nationwide Corp. Robinson-Humphrey Company, Inc., The North American Life & Casualty Co. Atlanta Gas Light Co. Parkview-Gem, Inc. Bibb Manufacturing Co. Public Service Co. of New Hampshire Citizens 6c Southern National Bank of Georgia Parker & Weissenborn, Inc. Coastal States Life Ins. Co. American Presidents Life Ins. Co. Colonial Stores Fidelity Union Trust Company Federal Company Monmouth County National Bank Georgia International Corp. National Newark & Essex Bank Interfinancial Inc. Trust Company of New Jersey Scripto, Inc. Class A Peet, H. 0. & Company Rosenthal, F. M. Co., Inc. Parkview-Gem, Inc. Banister Continental Corp. Rauscher Pierce Securities Corp. Rotan, Mosle-Dallas Union, Inc. American National Ins. Co. (Tex.) American National Ins. Co. (Texas) Contran Corporation D.P.A., Inc.* Empire Life Ins. Co. of America First National Bank in Dallas First National Bank in Dallas L i s t o f OTC Market Makers - September 10, 1969 Rotan, Mosle-Dallas Union, Inc. (con't) Franklin Life Insurance Co. ( 1 1 1 . ) , The Recognition Equipment Inc. Republic National Life Ins. Co. (Texas) Texas International Airlines, Inc. Tracor, Inc. Rowe & Pitman, Inc. Travelodge Corp., The Rowles, Winston & Co. Landa Industries Texas International Airways Rutner, Jackson & Gray, Inc. Baird-Atomics, Inc. Ryan, John J. & Co., Inc. Fidelity Union Trust Co. (New Jersey) First Merchants National Bank, Asbury Park Monmouth County National Bank National Newark & Essex Bank New Jersey National Bank & Trust Company Trust Company of New Jersey, The Sade 6c Company Variable Annuity Life Ins. Co. of America Salomon Brothers 6c Hutzler American Express Company Anheuser-Busch, Inc. Bank of California, N. A. Bank of New York Company Bankamerica Corporation Baystate Corporation Citizens 6c Southern National Bank of Georgia Cleveland Trust Co., The Crocker-National Corp. Detroit Bank 6c Trust Co., The Fidelity Corp. of Penna., The 14 Salomon Brothers 6c Hutzler (con't) First Bank System, Inc. (Minnesota) First National Bank of Boston, The First National Bank of Chicago, The First National Bank in Dallas First Pennsylvania Corp. Girard Company, The Kaiser Steel Corporation Manufacturers National Bank of Detroit Manufactures 6c Traders Trust Co. (New York) Mellon National Bank 6c Trust Co. National City Bank of Cleveland, The Pabst Brewing Company Philadelphia National Bank, The Pittsburgh National Corporation Republic National Bank of Dallas Seattle-First National Bank Security Pacific National Bank Valley National Bank of Arizona, The Virginia National Bank Wachovia Corporation Wells Fargo Bank, N. A. Samuel, John E. 6c Company Clinton Oil Company Oil Shale Corporation Sanders 6c Company, Inc. Contran Corporation Landa Industries, Inc. Lomas 6c Nettleton Financial Corp. Republic National Life Ins. Co. (Texas) Tracor, Inc. Saxton, G. A. 6c Company, Inc. Addison-Wesley Publishing Co. Class B Allegheny Beverage Corp. Alpine Geophysical Associates, Inc. L i s t o f OTC Market Makers - September 10, 1969 Saxton, G. A. & Co., Inc. (con’t) American Express American Greetings Corp. Class A American National Ins. Co. Anchor Corporation Class B Anheuser-Busch, Inc. Arkansas Western Gas Arvida Corporation Baird Atomic, Inc. Betz Laboratories, Inc. Browning Arms Company Brush Beryllium Co. Capital International Airways Carson Pirie Scott & Co. Cascade Natural Gas Corp. Citizens Utilities Co. Class A Citizens Utilities Co. Class B Clinton Oil Company Coastal States Life Ins. Co. Continental Computer Assoc., Inc. (Name change to Banister Continental Corp.) Dallas Airmotive, Inc. (commenced August 11, 1969) Diamond Crystal Salt Company Drew National Corporation El Paso Electric Co. Energy Resources Corp. First Mortgage Investors Food Fair Properties, Inc. Gleason Works Gyrodyne Co. of America, Inc. Hardee's Food System, Inc. Hartford Fire Ins. Co. Heath Tecna Corp. Herff Jones Co. Hoover Company, The Horizon Corporation Indiana Gas Company Intext Inc. ISI Corporation Jamesbury Corporation Kaiser Steel Corporation Kentucky Central Life Ins. Co. Keystone Custodian Funds, Inc. Class A King Resources Landa Industries MPB Corporation Maine Sugar Industries, Inc. 15 Saxton, G. A. & Co., Inc. (con't) Major Realty Corporation Management Assistance Inc. Midas Interantional Corp. Class A Nationwide Corporation Class A Nielsen, A. C. & Company Class A North American Life & Casualty Company North Carolina Natural Gas Corp. Northwest Natural Gas Co. Oil Shale Corp., The Pabst Brewing Co. Parkview-Gem, Inc. Perini Corporation Photon, Inc. Piedmont Aviation Piedmont Natural Gas Co. Public Service Co. of New Mexico Publishers Company Ransburg Electro-Coating Corp. Recognition Equipment Inc. Roberts Company Scott, 0. M. & Sons Co. Class A Scripto, Inc. Class A Seven Up Company, The Simon 6e Schuster, Inc. Southern Union Gas Co. Southland Corporation Southwest Gas Corporation Sovereign Industries, Inc. Standard Register Company State Street Bank 6c Trust Co. Tiffany 6c Company Tidewater Marine Service, Inc. Titan Group, Inc. Transcontinental Gas Pipe Line Corporation Travelodge Corporation, The United Convalescent Hospitals, Inc. United Life 6c Accident Ins. Co. U. S. Banknote Corporation U. S . Fidelity 6c Guaranty Co. University Computing Co.* List of OTC Margin Stocks - September 10, 1969 Schapiro, M. A. & Company, Inc. American Security & Trust Co. Bankamerica Corporation Bank of California, N. A., The Bank of New York Company, The Baystate Corporation Citizens & Southern National Bank of Georgia, The Cleveland Trust Company, The Crocker-National Corporation Detroit Bank & Trust Company, The Fidelity Corporation of Penna., The Fidelity Union Trust Company (New Jersey) First Bank System, Inc. First Merchants National Bank, Asbury Park First National Bank of Boston, The First National Bank of Chicago, The First National Bank in Dallas, The First Pennsylvania Corp., The First Virginia Bankshares Corp. Franklin National Bank (New York) Girard Company, The Manufacturers & Traders Trust Co. Manufacturers National Bank of Detroit Mellon National Bank & Trust Co. Monmouth County National Bank National Bank of Detroit National City Bank of Cleveland, The National Newark & Essex Bank New Jersey National Bank & Trust Company Philadelphia National Bank, The Pittsburgh National Corporation Provident National Corporation State Street Bank & Trust Company Seattle First National Bank Republic National Bank of Dallas Trust Company of New Jersey, The United Virginia Bankshares, Inc. Valley National Bank of Arizona, The 16 Schapiro, M. A. & Co., Inc. (con't) Virginia Commonwealth Bankshares Virginia National Bank Wachovia Corporation Wells Fargo Bank, N. A. Sellin, Sherman & Company Edgcomb Steel Co. (commenced August 14, 1969)* Shropshire, Frazer & Company Southern Industries Corp. Siegel, Sidney A. & Company Inc. Cognitronics Corporation Food Fair Properties, Inc. (commenced August 15, 1969) King Resources Co. (commenced August 20, 1969) Midas Intl. Corp. Class A Singer & Mackie, Inc. Alpine Geophysical Associates, Ins. Allegheny Veverage Corp. American Nuclear Corp. Arvida Corporation Baird-Atomic, Inc. Clinton Oil Company Cognitronics Corp. Delhi Australian Petroleum, Ltd. Farrington Manufacturing Co. Food Fair Properties, Inc. Gyrodyne Company of America, Inc. Horizon Corp. Interfinancial Inc. Jamesbury Corporation Jet Avion Corp. King Resources Co. Lin Broadcasting Corp. Major Realty Corp. Management Assistance Inc. National Semiconductor Corp. North Central Airlines, Inc. Oil Shale Corp., The Panoil Company Pennsylvania Engineering Corp. Perini Corp. Photon, Inc. Recognition Equipment Inc. L i s t o f OTC Market Makers - September 10, 1969 Singer & Mackie, Inc. (con't) Scripto, Inc. Simon & Schuster Inc. Sovereign Industries, Inc. Texas American Oil Corp. Texas International Airlines, Inc. (commenced August 14, 1969) Titan Group, Inc. United States Banknote Corp. Webb Resources Smith, Barney & C o . , Inc. Alexander & Baldwin, Inc. American Express American Pipe & Construction Company Anchor Corp. Class B Bangor Hydro-Electric Co. Bankamerica Corp. Beecham, Inc. Capitol International Airways, Inc. Combined Insurance Co. of America Cooper Laboratories, Inc. Cornelius Company, The Dallas Airmotive Inc. Dayton-Hudson Corp. Federal Company, The First Pennsylvania Banking & Trust Co. Hartford Fire Ins. Co. Heath Tecna Corp. Hoover Compnay, The Kearney & Trecker Corp. King Resources Co. Life Ins. Co. of Kentucky Lilly, Eli & Company Management Assistance Inc. Millipore Corp. Mohawk Rubber Compnay, The National Semiconductor Corp. Nielsen, A. C. & Co. Class A Ozite Corp. Philadelphia National Bank, The Publishers Co., Inc. Republic National Life Ins. Co. (Texas) 17 Smith, Barney & Co., Inc. (con't) Superior Electric Co., The TI Corp., The (of California) Tampax I n c . Taylor Wine Co., Inc. Tiffany & Co. Tracor Inc. Travelodge Corp., The University Computing Co.* Wisconsin Power & Light Co. Smith, Burris & Co. Barber-Green Company Carson Pirie Scott & Co. Life Insurance Co. of Kentucky Stephens, Inc. Arkansas Missouri Power Co. Arkansas Western Gas Co. Southwest Gas Producing Co. Stern Brothers & Co. Gas Service Company, The Sterne, Agee & Leech, Inc. Liberty National Life Ins. Co. Swift, Henke & Co., Inc. Barber-Greene Company Carson Pirie Scott & Co. Coastal States Life Ins. Co. Erie Technological Products Inc. North Central Airlines Inc. Old Line Life Ins. Co., of America, The Ozite Corporation Pettibone Corp. Standard Register Company., The Unicoa Corp. United Life & Accident Ins. Co. Will Ross, Inc. Tabor Securities Co. Franklin Life Ins. Co., The (111.)* Tatro, Edwin L. Co. Bank of New York Co., The Capital H o l i n g . Co. Fidelity Union Life Ins. Co. (Texas) L i s t o f OTC Market Makers - September 10, 1969 Tatro, Edwin L. Co. (con't) Franklin Life Ins. Co., The ( 1 1 1 .) Franklin National Bank (New York) Integon Corp. Monumental Corp. Philadelphia Life Inc. Co. Republic National Life Ins. Co. (Texas) United Services Life Ins. Co. (Washington, D. C.) Torpie & Saltzman, Inc. International Book Corp. Kaman Corp. Class A Major Realty Corp. Oil Shale Corp. Ormont Drug & Chemical Co. Troster, Singer & Company American Furniture Co., Inc. American District Telegraph Co. American-Maize Products Co. American Nuclear Corp. Atlanta Gas Light Co. Bio-Dynamics, Inc. Bolt, Beranek, & Newman, Inc. Brush Beryllium Co. Buckbee-Mears Co. Clinton Oil Co. Cognitronics Corp. Computer Usage Co., Inc. Contran Corp. Cooper Laboratories, Inc. Cross Company, The Dalto Electronics Corp. Diamond Crystal Salt Co. Eastern Shopping Center, Inc. Energy Resources Corporation Epsco Incorporated Erie Technological Products, Inc.. Fabri-Tek Inc. Farrington Manufacturing Company First Mortgage Investors (Mass.) Florida Telephone Corp. Food Fair Properties, Inc. Gas Service Company, The Gelman Instrument Co. General Aircraft*6brp. 18 Troster, Singer & Company (con't) Georgia International Corp. Green Mountain Power Corp. Grinnell Corp. Hardee's Food System, Inc. Hoover Company, The Indiana Gas Co., Inc. Kearney & Trecker Corp. Kentucky Central Life Ins. Co. King Resources Company Landa Industries, Inc. Maine Sugar Industries, Inc. Major Realty Corp. Mallinckrodt Chemical Works Mohawk Rubber Company, The Monmouth County National Bank Nationwide Corporation New England Gas & Electric Assoc. North Carolina Natural Gas Corp. Oil Shale Corporation, The Ormont Drug & Chemical Co., Inc. Panoil Co. Pauley Petroleum Inc. Pennsylvania Engineering Corp. Perini Corporation Photon, Incorporated Piedmont Aviation, Inc. Public Service Co. of North Carolina, Inc. Public Service Co. New Mexico Publishers Company, Inc. Simon & Schuster, Inc. Southwest Gas Producing Co., The Sovereign Industries, Inc. Tampax, Inc. United States Banknote Corporation Will Ross, Inc. Underwood, Neuhaus & Co., Inc. Contran Corporation Universal Securities Corp. American Heritage Life Ins. Co. (Fla.) (commenced August 22, 1969) Downtowner Corp., The Empire Life Ins. Co. of America (Ala.) (commenced August 13, 1969) L i s t o f OTC Market Makers - September 10, 1969 Universal Securities Corp. (con't) Fidelity Corporation (Va. (commenced August 22, 1969) First National Life Ins. Co. Franklin Life Ins. Co. (111.) (commenced August 22, 1969) Great Commonwealth Life Ins. Co. Gulf Life Holding Co. Kentucky Central Life Ins. Co. Liberty National Life Ins. Co. Life Ins. Co. of Kentucky (commenced August 22, 1969) Major Realty Corporation (commenced August 19, 1969) National Western Life Ins. Co. (commenced August 22, 1969) North American Life & Casualty Co. (Minnesota) (commenced August 22, 1969) Southern Industries Corp. 19 Weber, Hall, Cobb 6c Caudle, Inc. (con't) Southland Corporation Weeden 6c Co. Arden-Mayfair, Inc. Bankamerica Corporation Bank of California, N.A., The Central Vermont Public Service Corp. Crocker-National Corporation First National Bank of Boston, The Green Mountain Power Corporation New England Gas 6c Electric Public Service Co. of New Hampshire Public Service Co. of New Mexico Security Pacific National Bank Shawmut Association Inc. Southern New England Telephone Co. TI Corporation, The (of Calif.) Valley National Bank of Arizona, The Wells Fargo Bank, N.A. Unterberg, C. E. Towbin Co. United Convalescent Hospitals, Inc. Walker, Austin & Waggener, Inc. Republic National Bank of Dallas Walker, G . H. 6c Company Clinton Oil Company Maine Sugar Industries, Inc. Narragansett Capital Corp. New England Gas 6c Electric Associates Nicholson File Company Public Service Co. of New Hampshire Walston 6c Company, Inc. Bankamerica Corp. Weber, Hall, Cobb 6c Caudle, Inc. Contran Corporation Empire Life Ins. Co. of America Landa Industries, Inc. Lomas 6c Nettleton Financial Corp. Scientific Control Corp. See ceased notification in Part II. Wheat 6c Company, Inc. American Furniture Co., Inc. Brenco, Inc. Fidelity Corp. (Virginia) First and Merchants Corp. (Va.) First Virginia Bankshres Corp. United Virginia Bankshares, Inc. Virginia Commonwealth Bankshares Virginia National Bank Woodard-Elwood 6c Company Cornelius Company, The International Milling Woolard 6c Company, Inc. Advance Ross Corporation International Milling Corporation Midas International Corporation Nationwide Corporation Texas American Oil Corporation 20 L i s t o f OTC Market Makers - September 16. 1969 Part II The following broker-dealers had ceased to make a market in the following securities as of the dates indicated. Name of Broker-Dealer Name of Security Allen & Company Lincoln National Corporation University Computing Company Bear, Stearns 6c Company First National Bank of Chicago Lincoln National Corporation University Computing Company Date Ceased ** ** August 18, 1969 August 20, 1969 ** Blyth 6c Company, Inc. Lincoln National Corporation University Computing Company ** Burnham 6c Company Lincoln National Corporation ** Butcher 6c Sherrerd Edgcomb Steel Company September 9, 1969 Courts and Company Interfinancial Inc. Interstate Life 6c Accident Ins Company September 5, 1969 September 5, 1969 Dryfoos, J . M . 6c Co. Ransburg Electro Coating Corp. August 8, 1969 Edwards, A . G . 6c Sons, Inc. D. P. A. Inc. University Computing Company First Boston Corporation, The Lincoln National Corporation ** ** * * First Southwest Company University Computing Company August 27, 1969 Goldman, Sachs 6c Company Lincoln National Corporation ** L i s t o f OTC Market Makers - September 16, 1969 Name of Broker-Dealer Name of Security Kidder, Peabody & Company, Inc. University Computing Co. Lehman Brothers American Greetings Corporation Class A University Computing Company Date Ceased •k it August 8, 1969 August 13, 1969 Naddeo, V. F. & Co., Inc. Maine Sugar Industries, Inc. Rotan, Mosle-Dallas Union, Inc. D. P. A. Inc. August 25, 1969 ** Saxton, G. A. & Co., Inc. University Computing Co. August 18, 1969 Sellin, Sherman & Company Edgcomb Steel Company August 27, 1969 Smith, Barney & Co., Inc. University Computing Co. Tabor Securities Co., Franklin Life Insurance Co., The (111.) ** August 21, 1969 Deleted From List of OTC Margin Stocks September 4, 1969, by virtue of listing on a national securities exchange. L i s t o f OTC Market Makers - September 1 6 . 1969 22 ADDENDUM The following broker-dealers had commenced making a market in the following securities as of the dates shown, as indicated by notification forms filed by broker-dealers with the Securities and Exchange Commission during the period from September 11 through 16, 1969. Name of Broker-Dealer Name of Security Date Commenced Adams & Peck Publishers Company, Inc. February 6, 1967 Bear, Stearns & Company American Re-Insurance Co. BMA Corporation Liberty National Life Insurance TI Corporation (of California), The United Life & Accident Insurance Co. (N.H.) September September September September September Cook Investment Company Advance Ross Corporation Barber-Greene Co. Beecham, Inc. Combined Insurance Co. of America Delhi Australian Petroleum Ltd. De Luxe Check Printers, Inc. Erie Technological Products, Inc. Fabri-tek, Inc. Herff Jones Co. Management Assistance, Inc. Midas International Corporation Oil Shale Corporation, The Otter Tail Power Co. Ozite Corporation Pennsylvania Engineering Corp. Tracor I n c . Will Ross, Inc. Wisconsin Power & Light Co. Augus t August August Augus t Augus t August August Augus t Augus t August Augus t August August Augus t August Augus t Augus t Augus t Crilley & C o . , Inc. ISI Corporation September 8, 1969 Dryfoos, J.M. & Co. King Resources Company September 8 , 1969 4, 9, 4, 9, 9, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 22, 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 L i s t o f OTC Market Makers - September 1 6 . 1969 Name of Broker-Dealer Name of Security Eastman Dillon, Union Securities & Co. American Express American National Ins. Co. (Fla.) Anchor Corp. Anheuser-Busch, Inc. Arkansas-Missouri Power Co. Arvida Corp. Bankamerica Corp. Betz Laboratories, Inc. Brush Beryllium Co. Cascade Natural Gas Corp. Central Vermont Public Service Corp. Citizens & Southern National Bank of Georgia Citizens Utilities Co. Combined Insurance Co. of America Capital Holding Co. Commonwealth Telephone Co. Connecticut General Insurance Corp. Crocker-National Corp. El Paso Electric Co. Fabri-Tek Inc. Fidelity Corp. (Virginia) First Mortgage Investors (Mass.) First National Bank of Boston First National Bank of Chicago First National Bank in Dallas Food Fair Properties, Inc. Gas Service Co., The Gino's Inc. Class A Girard Compa ny, The Hartford Fire Insurance Co. Integon Corp. Iowa Southern Utilities Co. Kaman Corp. Lilly, Eli & Co. Lomas & Nettleton Financial Corp. Mallinckrodt Chemical Works Monarch Capital Corp. National Bank of Detroit New England Gas & Electric As sec. Northwest Natural Gas Co. (Oregon) 23 Date Commenced July July July July July July July July July July July 10 10 10 10 10 10 10 10 10 10 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 Septembe July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 July 10 August July 10 July 10 July 10 July 10 July 10 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 r 9, 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 , 1969 1969 1969 1969 1969 1969 L i s t o f OTC Market Makers - September 1 6 , 1969 Name of Broker-Dealer Name of Security aan Dillon, Union Securities & Co..(conft) Northwestern National Life Ins. Co. (Minnesota) Ozite Corp. Pabst Brewing Co. Rival Manufacturing Co. Safeco Corp. Seattle-First National Bank Seven-Up C o . , The Southern New England Telephone Co. Southern Union Gas Co. Southland Corp. Southwest Gas Corp. Southwest Gas Producing Co., Inc. Tidewater Marine Service,Inc. Transcontinental Gas Pipe Line Corp. United Illuminating C o . , The Wachovia C o r p . , N.A. Western Publishing Co., Inc. & Co. American Heritage Life Ins. Co. (Fla.) BMA Corp. Bai rd-Atomic, Inc. Banister Continental Corp. Bolt, Beranek & Newman, Inc. Fidelity Corporation (Va.) Franklin Life Insurance Co. (111.) Gulf Life Holding Co. Independent Life and Accident Ins. Co. (Florida) Kentucky Central Life Insurance Co. Life Insurance Company of Kentucky National Life Insurance Company of Florida, The National Western Life Insurance Co. Old Line Life Insurance Company of America Philadelphia Life Insurance Co. Unicoa Corporation United States Fidelity and Guaranty Co. (Md.) Variable Annuity Life Ins. Co. of America 24 Date Commenced July July July July July July July July July July July July July July July July July 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 1969 July 8, 1969 July 8 , 1969 September 10, 1969 July 8, 1969 September 10, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 July 8, 1969 List of OTC Market Makers - September 16, 1969 Date Commenced Name of Broker-Dealer Name of Security Lehman Brothers American Greetings Corp. Tampax, Inc. _________________ 25 Class A September 3, 1969 September 4, 1969 Loeb, Rhoades & Co. Clinton Oil Co. June 27, 1969 Maguire, J.B. & Co., Inc. King Resources Co. Murphy Pacific Marine Salvage Co. September 10, 1969 August 29, 1969 McDonald & Company American Greetings Corp. Brush Beryllium C o . , The Cleveland Trust C o . , The During the year of 1952 During the year of 1956 During the year of 1963 Class A Naddeo, V.F. & C o . , Inc. Allegheny Beverage Corp. Clinton Oil Company Disc, Inc. Drew National Corp. Food Fair Properties, Inc. Jet Avion Corporation Ormont Drug & Chemical Co., Inc. Perini Corporation Titan Group, Inc. May 31, 1969 November 19, 1968 November 13, 1968 May 7, 1969 May 26, 1969 April 9, 1969 January 13, 1969 August 8, 1969 January 15, 1968 Paine, Webber, Jackson & Curtis Friendly Ice Cream Corp. August 9, 1968 Saxton, G.A. & C o . , Inc. Ozite Corporation Rival Manufacturing Co. September 11, 1969 September 11, 1969 Scott & Stringfellow United Virginia Bankshares, I n c . Virginia Commonwealth Bankshares January 1, 1966 January 1, 1966 Singer & Mackie, Inc. Tassette, Inc. J u ly 8 , 1969
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