Full text of Budget of the United States Government - Appendix : Fiscal Year 2002 : Department of the Treasury

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DEPARTMENT OF THE TREASURY
68.10

SALARIES

AND

EXPENSES

For necessary expenses of the Departmental Offices including operation and maintenance of the Treasury Building and Annex; hire
of passenger motor vehicles; maintenance, repairs, and improvements
of, and purchase of commercial insurance policies for, real properties
leased or owned overseas, when necessary for the performance of
official business; not to exceed ø$2,900,000¿ $3,500,000 for official
travel expenses; not to exceed $3,813,000, to remain available until
expended for information technology modernization requirements; not
to exceed $150,000 for official reception and representation expenses;
not to exceed $258,000 for unforeseen emergencies of a confidential
nature, to be allocated and expended under the direction of the Secretary of the Treasury and to be accounted for solely on his certificate,
ø$156,315,000¿ $181,768,000: Provided, That the Office of Foreign
Assets Control shall be funded at no less than ø$11,439,000¿
$20,002,000: Provided further, That of these amounts $2,900,000 is
available for grants to State and local law enforcement groups to
help fight money laundering. (Treasury Department Appropriations
Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount in support of the Nation’s
counterterrorism efforts, $6,424,000: Provided, That these funds shall
be for establishing a new interagency National Terrorist Asset Tracking Center in the Office of Foreign Assets Control: Provided further,
That these funds may be used to reimburse any Department of the
Treasury organization for costs of providing support for this effort.¿
(Department of Transportation and Related Agencies Appropriations
Act, 2001, as enacted by section 101(a) of P.L. 106–346.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0101–0–1–803

Obligations by program activity:
Direct program:
00.01
Executive direction ....................................................
00.02
Domestic finance policies and programs .................
00.03
Tax and economic policies and programs ................
00.04
Enforcement policies and programs .........................
00.05
International affairs policies and programs .............
00.06
Treasury-wide management policies and programs
00.07
Economic policies and programs ..............................
00.08
Financial policies and programs ..............................
00.11
Enforcement policies and programs .........................
00.12
Treasury-wide management policies and programs

2001 est.

2002 est.

24
12
25
18
56
22
...................
...................
...................
...................

...................
...................
...................
...................
...................
...................
58
50
48
38

...................
...................
...................
...................
...................
...................
56
45
46
35

01.00
09.11

Subtotal, Direct programs .........................................
Reimbursable program ..................................................

157
15

194
17

182
17

09.99

Subtotal, reimbursable program ...............................

10.00

Total new obligations ................................................

172

211

199

19
176

31 ...................
180
199

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
22.22 Unobligated balance transferred from other accounts
21.40
22.00
22.10

23.90
23.95
23.98
24.40

7 ................... ...................
1 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

203
211
199
¥172
¥211
¥199
¥1 ................... ...................
31 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
42.00
Transferred from other accounts ..............................

159
163
182
2 ................... ...................

43.00

161

163

182

68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................

Change in uncollected customer payments from
Federal sources .....................................................

68.90

DEPARTMENTAL OFFICES

Spending authority from offsetting collections
(total discretionary) ..........................................

Total new budget authority (gross) ..........................

176

180

199

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.95
Uncollected customer payments from Federal
sources, start of year ...........................................

¥3

¥4

70.00

72.99
73.10
73.20
73.40
73.45
74.00

74.40
74.95

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

1 ................... ...................

55
53
50
172
211
199
¥165
¥214
¥225
¥1 ................... ...................
¥7 ................... ...................
¥1 ................... ...................
57

¥4

74.99

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

128
37

159
55

175
50

87.00

Total outlays (gross) .................................................

165

214

225

¥14

¥17

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥1 ................... ...................

161
150

163
197

Departmental Offices’ function in the Department of the
Treasury is to provide basic support to the Secretary of the
Treasury, who is the chief operating executive of the Department. The Secretary of the Treasury maintains the primary
role in formulating and managing the domestic and international tax and financial policies of the Federal Government.
The Secretary’s responsibilities funded by the Salaries and
Expenses appropriation include: recommending and implementing United States domestic and international economic
and tax policy; fiscal policy; governing the fiscal operations
of the Government; maintaining foreign assets control; managing the public debt; overseeing the major law enforcement
functions carried out by the Department of the Treasury;
managing development financial policy; representing the
United States on international monetary, trade and investment issues; overseeing Department of the Treasury overseas
operations; and directing the administrative operations of the
Department of the Treasury.
In support of the Secretary, the Salaries and Expenses appropriation provides resources for policy formulation and implementation in the areas of domestic and international financial, investment, tax, economic, trade and financial operations
and general fiscal policy. This appropriation also provides
resources for administrative support to the Secretary and policy components, and coordination of Departmental administrative policies in financial and personnel management, procure825

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826

DEPARTMENTAL OFFICES—Continued

SALARIES

AND

THE BUDGET FOR FISCAL YEAR 2002

EXPENSES—Continued

ment operations, and automated information systems and
telecommunications.
Economic Policies and Programs.—The function of the Economic Policies and Programs Activity is to advise the Secretary and Deputy Secretary in economic areas such as: (1)
monitors macro- and micro-economic developments and assists
in determining appropriate economic policies; develops an
overall appraisal of the current state of, and outlook for the
economy; provides written and oral briefing materials for the
Secretary, other officials, and outsiders; participates in interagency groups working on economic matters to develop and
maintain a coordinated and consistent government-wide economic program; and (2) the formulation and execution of U.S.
international economic and financial policies regarding a wide
range of international development and analysis functions involving: trade and investment, energy policy, monetary affairs, development financing, and general economic research
into international financial issues. The Office of International
Affairs works closely with other Federal agencies and international financial institutions, and coordinates international
financial and macro-economic policy with the National Economic Council (Annual Economic Summit), the National Security Council, the Council of Economic Advisors, the Office
of Management and Budget (foreign country risk review), the
United States Trade Representative (financial services, investment, etc.), and all components of the Executive Office of
the President. Under Presidential Executive order, the Office
of International Affairs participates with the Department of
State in the collection and analysis of economic information
on foreign countries. In the areas of international monetary
and foreign exchange policy, the Office of International Affairs
shares responsibility with the Federal Reserve (principally,
the Board of Governors, but also the Federal Reserve Bank
of New York) in working closely with the International Monetary Fund. In the area of international development, the Office of International Affairs formulates resource needs, notably U.S. contributions, policies and programs for various Multilateral Development Banks. With the Export-Import Bank,
the Office of International Affairs has responsibility for export
credit finance. This activity includes the Office of the Assistant Secretary (Economic Policy), the immediate offices of the
Under Secretary (International Affairs), the Assistant Secretary (International Affairs) and the Office of International
Affairs.
Financial Policies and Programs.—The function of the Financial Policies and Programs Activity is to advise the Secretary and Deputy Secretary in areas of domestic finance,
banking, fiscal policy and operations, and other related financial matters, including development of policies and guidance
in the areas of financial institutions, federal debt finance,
financial regulation, and capital markets. Specifically, this
activity ensures that the management of the Federal government’s cash minimizes risk and strikes a balance between
cash needs and short-term investments. This activity provides
decision makers and stakeholders with: (1) timely, concise
and thorough policies, guidance and analysis in the areas
of: financial institutions, financial regulation, the equitable
and efficient delivery of financial services, the availability
of credit, financial crimes, federal debt finance, capital markets, the privatization of government assets, and any other
issues related to domestic finance and financial services; and
(2) recommendations regarding the development and implementation of tax policies and programs; official estimates of
all Government receipts for the President’s Budget, fiscal policy decisions, and cash management decisions; policy criteria
reflected in regulations and rulings to implement the Internal
Revenue Code; negotiation of tax treaties for the United
States; and economic and legal policy analysis for domestic
and international tax policy decisions. This activity includes

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the immediate office of the Under Secretary (Domestic Finance), the Assistant Secretary (Financial Institutions), the
Assistant Secretary (Financial Markets), the Fiscal Assistant
Secretary, and the Deputy Assistant Secretary for Community
Development Policy and the Assistant Secretary (Tax Policy).
Enforcement Policies and Programs.—The function of the
Enforcement Policies and Programs activity is to provide policy development, guidance and coordination to Treasury’s law
enforcement entities to combat money laundering and other
financial crime, interdict illegal drugs, reduce violent crime,
protect our nation’s leaders, and provide quality training for
enforcement personnel. Responsibilities include: (1) providing
Departmental oversight and supervision of U.S. Customs
Service, U.S. Secret Service, Federal Law Enforcement Training Center, Financial Crimes Enforcement Network, Bureau
of Alcohol, Tobacco, and Firearms, and Executive Office of
Asset Forfeiture; and (2) negotiating international agreements
on behalf of the Secretary to engage in joint law enforcement
operations for the exchange of financial information and
records. The Office of Enforcement administers economic sanctions against selective foreign countries, international narcotics traffickers and international terrorists in furtherance
of U.S. foreign policy and national security goals. This activity
includes the immediate offices of the Under Secretary for
Enforcement and the Assistant Secretary (Enforcement), including the Office of Foreign Assets Control.
Treasury-wide Management Policies and Programs.—The
Treasury-wide Management Policies and Programs Activity
provides policy advice on matters involving the internal management of the Department and its bureaus; coinage and
currency production and security; the sale and retention of
savings bonds; financial management, information systems,
security, property management, human resources, procurement and contracting, strategic planning; and customer service. This activity is responsible for implementing the functions
of the Chief Financial Officer (CFO), the Government Performance Results Act (GPRA), and the Information Technology Management Reform Act which includes efficient and
effective use of the Treasury’s resources. This activity includes
the Office of the Assistant Secretary (Management) and Chief
Financial Officer and the Treasurer of the United States.
PERFORMANCE MEASURES
2002 est.

Economic conditions in developing countries (overall percent change in Gross Domestic
Product from prior calendar year) .....................................................................................
Economic conditions in transitional economies (overall percent change in Gross Domestic
Product from prior calendar year) .....................................................................................
Announce borrowing policies and borrowing requirements to financial market participants in a timely manner .................................................................................................
Percent of major Treasury occupations for which workforce planning processes have
been completed with workforce strategies developed as needed ....................................
Number of open material weaknesses (significant management problems identified
by GAO, the IGs, and/or the bureaus) ...............................................................................
Percent of new IT capital investments tracked that are within costs, on schedule,
and meeting performance targets .....................................................................................
Percent of contract dollars over $25,000 that are competed ...............................................

Growth
Growth
100%
100%
22
100%
85%

Object Classification (in millions of dollars)
2000 actual

Identification code 20–0101–0–1–803

11.1
11.3
11.5
11.8

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.1

Sfmt 3643

72
7
3
4

2001 est.

79
6
1
1

2002 est.

87
7
1
1

Total personnel compensation .........................
86
87
96
Civilian personnel benefits .......................................
18
21
22
Travel and transportation of persons .......................
5
3
3
Transportation of things ........................................... ...................
1
1
Rental payments to GSA ...........................................
1
3
3
Communications, utilities, and miscellaneous
charges .................................................................
8
9
10
Printing and reproduction .........................................
2
3
3
Advisory and assistance services .............................
3 ................... ...................

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DEPARTMENTAL OFFICES—Continued

DEPARTMENT OF THE TREASURY
25.2
26.0
31.0
92.0

Other services ............................................................
Supplies and materials .............................................
Equipment .................................................................
Undistributed .............................................................

27
60
37
2
2
2
4
4
4
1 ................... ...................

99.0
99.0
99.5

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................

157
13
2

193
15
3

181
16
2

99.9

Total new obligations ................................................

172

211

199

2001 est.

(INCLUDING

AND

1,017

1,132

1,140

111

114

135

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

6
42

28
35

32
22

Total outlays (gross) .................................................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

33
48

62
63

71
54

The 1997 Treasury Postal Appropriations Act established
this account which is authorized to be used by or on behalf
of Treasury bureaus, at the Secretary’s discretion, to modernize business processes and increase efficiency through
technology investments.
Object Classification (in millions of dollars)

TRANSFER OF FUNDS)

Obligations by program activity:
10.00 Total new obligations ....................................................
Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
22.21 Unobligated balance transferred to other accounts
21.40
22.00
22.10

2001 est.

Other services ................................................................
Equipment ......................................................................

56
3

52
10

35
36

99.9

Total new obligations ................................................

OFFICE

9
33

3 ...................
62
71

24 ................... ...................
¥4
¥3 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.76
Reduction pursuant to P.L. 106–113 .......................
41.00
Transferred to other accounts ...................................

44
62
71
¥1 ................... ...................
¥10 ................... ...................

Program and Financing (in millions of dollars)
2001 est.

2002 est.

Obligations by program activity:
Total new obligations ....................................................

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

31
¥31

33
¥33

35
¥35

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

¥1

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

6
31
¥29

6
33
¥32

6
35
¥36

¥1

74.99

Obligated balance, end of year ............................

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

27
2

29
3

30
6

Total outlays (gross) .................................................

72.99
73.10

51
59

38
62

37
71

87.00

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2000 actual

Identification code 20–0106–0–1–803

86.90
86.93

09:24 Mar 26, 2001

INSPECTOR GENERAL

For necessary expenses of the Office of Inspector General in carrying out the provisions of the Inspector General Act of 1978, as
amended, not to exceed $2,000,000 for official travel expenses, including hire of passenger motor vehicles; and not to exceed $100,000
for unforeseen emergencies of a confidential nature, to be allocated
and expended under the direction of the Inspector General of the
Treasury, ø$32,899,000¿ $35,150,000. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

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SALARIES AND EXPENSES

62
62
71
¥59
¥62
¥71
3 ................... ...................

Obligated balance, start of year ..........................
Total new obligations ....................................................

2002 est.

25.2
31.0

2002 est.

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

Appropriation (total discretionary) ........................

2001 est.

22.00
23.95

2000 actual

Identification code 20–0115–0–1–803

2000 actual

Identification code 20–0115–0–1–803

10.00

Program and Financing (in millions of dollars)

43.00

CAPITAL INVESTMENTS PROGRAMS

For development and acquisition of automatic data processing
equipment, software, and services for the Department of the Treasury, ø$47,287,000¿ $70,828,000, to remain available until expended:
Provided, That these funds shall be transferred to accounts and in
amounts as necessary to satisfy the requirements of the Department’s
offices, bureaus, and other organizations: Provided further, That this
transfer authority shall be in addition to any other transfer authority
provided in this Act: Provided further, That none of the funds appropriated shall be used to support or supplement the Internal Revenue
Service appropriations for Information Systems. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L.
106–554.)
øFor an additional amount for the integrated Treasury wireless
network, $15,000,000, to remain available until expended: Provided,
That these funds shall be transferred to accounts and in amounts
as necessary to satisfy the requirements of the Department’s offices,
bureaus, and other organizations: Provided further, That this transfer
authority shall be in addition to any other transfer authority provided: Provided further, That none of the funds appropriated shall
be used to support or supplement the Internal Revenue Service appropriations for Information Systems.¿ (Department of Transportation
and Related Agencies Appropriations Act, 2001, as enacted by section
101(a) of P.L. 106–346.)

23.90
23.95
24.40

2002 est.

DEPARTMENT-WIDE SYSTEMS

74.99

89.00
90.00

2000 actual

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

74.40

¥48
¥63
¥54
¥24 ................... ...................

Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

87.00

Personnel Summary
Identification code 20–0101–0–1–803

73.20
73.45

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828

DEPARTMENTAL OFFICES—Continued

OFFICE

THE BUDGET FOR FISCAL YEAR 2002

INSPECTOR GENERAL—Continued

INSPECTOR GENERAL

SALARIES AND EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–0106–0–1–803

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

31
29

2001 est.

2002 est.

33
32

35
36

The Office of Inspector General conducts and supervises
audits, evaluations and investigations designed to: (1) promote
economy, efficiency, and effectiveness and prevent fraud,
waste, and abuse in Departmental programs and operations;
and (2) keep the Secretary and the Congress fully and currently informed of problems and deficiencies in the administration of Departmental programs and operations. The audit
function provides program audit, contract audit and financial
statement audit services. Contract audits provide professional
advice to agency contracting officials on accounting and financial matters relative to negotiation, award, administration,
repricing, and settlement of contracts. Program audits review
and audit all facets of agency operations. Financial statement
audits assess whether financial statements fairly present the
agency’s financial condition and results of operations, the adequacy of accounting controls, and compliance with laws and
regulations. These audits contribute significantly to improved
financial management by helping Treasury managers identify
improvements needed in their accounting and internal control
systems. The evaluations function reviews program performance and issues critical to the mission of the Department,
including assessing the Department’s implementation of the
Government Performance and Results Act. The investigative
function provides for the detection and investigation of improper and illegal activities involving programs, personnel,
and operations. This appropriation also provides for the oversight of internal investigations made by the Offices of Internal
Affairs and Inspection in the Bureau of ATF, the Customs
Service, and the Secret Service.
The Inspectors General Auditor Training Institute provides
the necessary facilities, equipment, and support services for
conducting auditor training for the Federal Government Inspector General community. The Office of Inspector General
is the parent organization for this entity, although program
and financing data is reported under the Treasury Franchise
fund (effective in 1999).

2000 actual

11.1
11.5
11.9
12.1
21.0
23.1
23.3
25.2
25.3
31.0
99.9

Personnel compensation:
Full-time permanent ..................................................
Other personnel compensation ..................................

2001 est.

2002 est.

19
1

20
1

21
1

Total personnel compensation ..............................
20
Civilian personnel benefits ............................................
5
Travel and transportation of persons ............................
1
Rental payments to GSA ................................................
2
Communications, utilities, and miscellaneous charges
1
Other services ................................................................
1
Purchases of goods and services from Government
accounts ....................................................................
1
Equipment ...................................................................... ...................

21
5
1
2
1
1

22
5
1
3
1
1

1
1

Total new obligations ................................................

Personnel Summary
2000 actual

Identification code 20–0106–0–1–803

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

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TAX ADMINISTRATION

2001 est.

272

Frm 00004

For necessary expenses of the Treasury Inspector General for Tax
Administration in carrying out the Inspector General Act of 1978,
as amended, including purchase (not to exceed 150 for replacement
only for police-type use) and hire of passenger motor vehicles (31
U.S.C. 1343(b)); services authorized by 5 U.S.C. 3109, at such rates
as may be determined by the Inspector General for Tax Administration; not to exceed $6,000,000 for official travel expenses; and not
to exceed $500,000 for unforeseen emergencies of a confidential nature, to be allocated and expended under the direction of the Inspector General for Tax Administration, ø$118,427,000¿ $122,342,000.
(Treasury Department Appropriations Act, 2001, as enacted by section
1(a)(3) of P.L. 106–554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0119–0–1–803

2001 est.

2002 est.

00.01
09.01

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

110
2

118
2

122
2

10.00

Total new obligations ................................................

112

120

124

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

114
120
124
¥112
¥120
¥124
¥2 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

112

118

122

70.00

114

120

124

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year .............................. ...................

14
120
¥124

12
124
¥124

72.99
73.10
73.20
74.40

Total new budget authority (gross) ..........................

Obligated balance, start of year .......................... ...................
Total new obligations ....................................................
112
Total outlays (gross) ......................................................
¥98
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
14

Outlays (gross), detail:
Outlays from new discretionary authority .....................
98
Outlays from discretionary balances ............................. ...................

108
14

112
12

74.99

86.90
86.93

Obligated balance, end of year ............................

2002 est.

282

Fmt 3616

Total outlays (gross) .................................................

124

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

Object Classification (in millions of dollars)
Identification code 20–0106–0–1–803

FOR

SALARIES AND EXPENSES

87.00

¥2

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

112
96

118
122

122
122

89.00
90.00

The Treasury Inspector General for Tax Administration
(TIGTA) conducts audits, investigations, and evaluations to
assess the operations and programs of the Internal Revenue
Service (IRS) and Related Entities, the IRS Oversight Board
and the Office of Chief Counsel to: (1) promote the economic,
efficient and effective administration of the nation’s tax laws
and to detect and deter fraud and abuse in IRS programs
and operations; and (2) recommend actions to resolve fraud
and other serious problems, abuses, and deficiencies in these
programs and operations, and keep the Secretary and the
Congress fully and currently informed of these issues and
the progress made in resolving them. TIGTA reviews existing
and proposed legislation and regulations relating to the programs and operations of the IRS and Related Entities and
makes recommendations concerning the impact of such legis-

Sfmt 3616

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DEPARTMENTAL OFFICES—Continued

DEPARTMENT OF THE TREASURY

lation and regulations on the economy and efficiency in the
administration of programs and operations of the IRS and
Related Entities. The audit function provides program audit,
contract audit and financial statement audit services. Program audits review and audit all facets of IRS and Related
Entities. Contract audits provide professional advice to IRS
contracting officials on accounting and financial matters relative to negotiation, award, administration, repricing, and settlement of contracts. The evaluations function reviews program performance and issues critical to the mission of the
IRS. The investigative function provides for the detection and
investigation of improper and illegal activities involving IRS
programs and operations and protects the IRS and Related
Entities against external attempts to corrupt or threaten their
employees.
PERFORMANCE MEASURES
Audit:
Potential monetary benefits expected from IRS’ corrective
actions to audit recommendations (in millions) ...............
Investigations:
Percentage of criminal investigative reports referred for
prosecution within one year of initiation ...........................
Percentage of misconduct (non-criminal) investigative reports referred to the IRS within four months of initiation

2000 actual

2001 est.

2002 est.

$117

$120

$140

85%

80%

48%

62%

64%

2000 actual

11.1
11.5
11.9
12.1
13.0
21.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other personnel compensation .............................

2001 est.

61
7

2002 est.

65
8

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

29
23

21 ...................
31
33

17 ................... ...................
69
52
33
¥48
¥52
¥33
21 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

72.99
73.10
73.20
73.40
73.45
74.40

74.99

25
28
54
48
52
33
¥25
¥25
¥51
¥1
¥1 ...................
¥17 ................... ...................

68
8

25.1
25.2
25.7
26.0
31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

68
73
76
17
19
20
1 ................... ...................
4
5
5
8
9
8

99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

110
2

118
2

122
2

99.9

Total new obligations ................................................

112

120

124

1
2
3
1
1
4

2
1
2
1
1
5

2
1
3
1
1
5

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

22
3

24
28

87.00

Object Classification (in millions of dollars)
Identification code 20–0119–0–1–803

21.40
22.00
22.10

829

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

23
25

31
25

33
51

This appropriation funds repairs and selected improvements
to maintain the Main Treasury and Annex buildings.
Object Classification (in millions of dollars)
2000 actual

Identification code 20–0108–0–1–803

2001 est.

2002 est.

11.1
23.1
25.2
26.0
31.0
32.0

Direct obligations:
Personnel compensation: Full-time permanent ........
1
1
1
Rental payments to GSA ...........................................
3
5
5
Other services ............................................................
4
3
3
Supplies and materials ............................................. ...................
1
1
Equipment .................................................................
1 ................... ...................
Land and structures ..................................................
38
42
23

99.0
99.5

Subtotal, direct obligations ..................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

47
52
33
1 ................... ...................
48

Personnel Summary
2000 actual

Identification code 20–0119–0–1–803

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

Personnel Summary

2002 est.

2000 actual

Identification code 20–0108–0–1–803

1001

922

995

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

2002 est.

FINANCIAL CRIMES ENFORCEMENT NETWORK

SALARIES AND EXPENSES

TREASURY BUILDING

AND

ANNEX REPAIR

AND

RESTORATION

For the repair, alteration, and improvement of the Treasury Building and Annex, ø$31,000,000¿ $32,932,000, to remain available until
expended. (Treasury Department Appropriations Act, 2001, as enacted
by section 1(a)(3) of P.L. 106–554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0108–0–1–803

2001 est.

2002 est.

00.01

Obligations by program activity:
Repair and improvement of Main Treasury ...................

10.00

Total new obligations ................................................

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Fmt 3616

For necessary expenses of the Financial Crimes Enforcement Network, including hire of passenger motor vehicles; travel expenses
of non-Federal law enforcement personnel to attend meetings concerned with financial intelligence activities, law enforcement, and
financial regulation; not to exceed $14,000 for official reception and
representation expenses; and for assistance to Federal law enforcement agencies, with or without reimbursement, ø$37,576,000¿
$45,155,000, of which not to exceed ø$2,800,000¿ $3,400,000 shall
remain available until September 30, ø2003¿ 2004; and of which
ø$2,275,000¿ $7,790,000 shall remain available until September 30,
ø2002¿ 2003: Provided, That funds appropriated in this account may
be used to procure personal services contracts. (Treasury Department
Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–
554.)

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830

DEPARTMENTAL OFFICES—Continued

THE BUDGET FOR FISCAL YEAR 2002

FINANCIAL CRIMES ENFORCEMENT NETWORK—Continued
SALARIES AND EXPENSES—Continued

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0173–0–1–751

2001 est.

2002 est.

Obligations by program activity:
Direct Program:
00.01
Investigative analysis, regulatory, and international
activities ...............................................................
27
00.02
Money services business regulatory support program ...................................................................... ...................
09.01 Reimbursable program ..................................................
3

2
1

8
1

10.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
31

1
38

2
46

31
¥30
1

39
¥37
2

48
¥46
2

21.40
22.00
23.90
23.95
24.40

Total new obligations ................................................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources .....................................................
68.54
Portion credited to expired accounts ........................
68.55
Portion of change in uncollected customer payments from Federal sources in expired accounts

2
¥2
¥1
¥1 ................... ...................
1

2 ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

Total new budget authority (gross) ..........................

¥1

¥3

¥1

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

4
30
¥29

3
37
¥34

8
46
¥43

¥2

Obligated balance, end of year ............................

broad-based financial intelligence and information sharing on
money laundering. This information helps illuminate the financial trail for investigators to follow as they track criminals
and their assets.
Investigative Analysis, Regulatory, and International Activities.—Through our investigative analysis efforts, FinCEN provides support for the investigation and prosecution of law
enforcement cases at the Federal, state, local and international levels, using financial data collected under the BSA,
as well as other commercial and law enforcement information.
FinCEN serves as a catalyst for research, analysis, and dissemination of information on money laundering methods and
trends through joint case analysis with law enforcement, integration of all source information and the application of stateof-art data processing techniques. In the regulatory area,
FinCEN establishes policies to administer the BSA more effectively while balancing the associated burden imposed on the
regulated financial institutions. Internationally, FinCEN
maintains in-depth, country-specific expertise concerning
money laundering and other financial crimes around the
world to assist decision makers in developing and promoting
U.S. government anti-money laundering policies. FinCEN also
uses this expertise to promote the development of Financial
Intelligence Units (FIUs) in other countries, and to facilitate
investigative exchanges with them.
Money Services Business (MSB) Regulatory Program.—This
program supports new requirements to strengthen anti-money
laundering controls within the money services business industry. The term ‘MSB’ is used to define over 200,000 entities
that act as money transmitters, issuers, redeemers and sellers
of money orders and travelers checks, check cashers and currency exchanges. This largely unregulated industry is required to register with the Department of the Treasury by
December 31, 2001. Treasury has also issued a final regulation that, for the first time, extends suspicious activity reporting requirements to the money transmitter, travelers check
and money order segments of the industry in 2002. In order
to properly implement these regulations, FinCEN has undertaken a major public outreach project that is designed to
identify and educate members of the money service business
industry concerning the requirements of these new regulations.

68.90
70.00

72.99
73.10
73.20
74.00

74.40
74.95
74.99

PERFORMANCE MEASURES
¥3

¥1 ...................
8

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

25
4

30
4

36
8

87.00

Total outlays (gross) .................................................

¥1

¥2

Investigative Analysis:
Number of gateway and platform cases ................................
Number of subjects in completed investigative analytical
reports ................................................................................
Number of investigative cases networked among law enforcement agencies [Estimated 2000 Baseline—2,500]
Regulatory:
Average time to process a civil penalty case [calendar
year 1997 Baseline—4.2 years] ........................................
International:
Number of countries/jurisdictions having units that meet
the Egmont Group’s Foreign Intelligence Units (FIU) definition ..................................................................................
Number of investigative information exchanges coordinated
with FIUs ............................................................................

09:24 Mar 26, 2001

Jkt 188677

2002 est.

7,500

7,800

30,821

28,000

N/A

2,600

1.8 years

1.5 years

221

225

Object Classification (in millions of dollars)

28
28

39
33

45
41

Created in 1990, FinCEN supports law enforcement investigations to prevent and detect money laundering and other
financial crimes. FinCEN’s network links law enforcement,
financial, and regulatory communities into a single information-sharing network. Using Bank Secrecy Act (BSA) information reported by banks and other financial institutions,
FinCEN serves as the nation’s central clearinghouse for

VerDate 19-MAR-2001

2001 est.

7,524

1
2000 actual

Identification code 20–0173–0–1–751

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

2000 actual

PO 00000

Frm 00006

Fmt 3616

11.1
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
12
Other personnel compensation ............................. ...................

11.9
12.1
21.0
23.1
25.2
25.3
31.0

Sfmt 3643

Total personnel compensation .........................
12
Civilian personnel benefits .......................................
3
Travel and transportation of persons .......................
1
Rental payments to GSA ...........................................
2
Other services ............................................................
8
Purchases of goods and services from Government
accounts ................................................................
1
Equipment ................................................................. ...................

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PsN: TRE

2001 est.

2002 est.

14
1

16
1

15
3
1
2
11

17
4
1
2
12

3
1

8
1

DEPARTMENTAL OFFICES—Continued

DEPARTMENT OF THE TREASURY
99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

27
3

36
1

45
1

99.9

Total new obligations ................................................

Personnel Summary
2000 actual

Identification code 20–0173–0–1–751

2001 est.

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
169
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ............................................................... ...................

2002 est.

212

transfer) efforts to assist low- and moderate-income individuals establish bank accounts. The aforementioned Federal and
State programs, designed to reach a broad audience across
a large geographical area, have been successful in issuing
bank accounts and debit cards to over 14 million individuals.
Expanded access, which targets a limited pool of communities
and individuals, operates in areas where similar programs
are already available.
Personnel Summary

229

831

2000 actual

Identification code 20–0121–0–1–808

1001

2001 est.

Total compensable workyears: Full-time equivalent
employment ............................................................... ...................

2002 est.

3 ...................

øEXPANDED ACCESS
ø(INCLUDING

FINANCIAL SERVICES¿
COUNTERTERRORISM FUND

TRANSFER OF FUNDS)¿

øTo develop and implement programs to expand access to financial
services for low- and moderate-income individuals, $2,000,000, to remain available until expended: Provided, That of these funds, such
sums as may be necessary may be transferred to accounts of the
Department’s offices, bureaus, and other organizations: Provided further, That this transfer authority shall be in addition to any other
transfer authority provided in this Act.¿ (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount to develop and implement programs
to expand access to financial services for low- and moderate-income
individuals, $8,000,000, to remain available until expended: Provided,
That of these funds, such sums as may be necessary may be transferred to accounts of the Department’s offices, bureaus, and other
organizations: Provided further, That this transfer authority shall
be in addition to any other transfer authority provided.¿ (Department
of Transportation and Related Agencies Appropriations Act, 2001, as
enacted by section 101(a) of P.L. 106–346.)

For necessary expenses, as determined by the Secretary,
ø$55,000,000¿ $44,879,000, to remain available until expended, to
reimburse any Department of the Treasury organization for the costs
of providing support to counter, investigate, or prosecute terrorism,
including payment of rewards in connection with these activities:
Provided, That øthe entire amount is designated by the Congress
as an emergency requirement pursuant to section 251(b)(2)(A) of the
Balanced Budget and Emergency Deficit Control Act of 1985, as
amended: Provided further, That the entire amount shall be available
only to the extent that an official budget request for a specific dollar
amount that includes designation of the entire amount of the request
as an emergency requirement as defined in such Act is transmitted
by the President to the Congress¿ any amount provided under this
heading shall be available only after notice of its proposed use has
been transmitted to the Congress and such amount has been apportioned pursuant to 31 U.S.C. 1513(b). (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)

Program and Financing (in millions of dollars)

2000 actual

Identification code 20–0121–0–1–808

2001 est.

2000 actual

Identification code 20–0117–0–1–751

2002 est.

2001 est.

2002 est.

00.01

Obligations by program activity:
Expanded access to financial services ......................... ...................

10 ...................

00.01

Obligations by program activity:
Counterterrorism-related activities ................................ ...................

10.00

Total new obligations (object class 25.2) ................ ...................

10 ...................

10.00

Total new obligations (object class 25.2) ................ ...................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

10 ...................
¥10 ...................

22.00
23.95

55
¥55

45
¥45

New budget authority (gross), detail:
Discretionary:
40.15
Appropriation (emergency) ........................................ ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................

10 ...................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year .............................. ................... ...................
72.99
73.10
73.20
74.40
74.99

86.90
86.93

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

................... ...................
3
...................
10 ...................
...................
¥7
¥3
...................

3 ...................

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
7 ...................
Outlays from discretionary balances ............................. ................... ...................
3

87.00

Total outlays (gross) ................................................. ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

10 ...................
7
3

The 2002 Budget proposes to end the expanded access to
financial services initiative. This program duplicates both
Federal (Community development financial institutions and
Treasury’s electronic transfer) and State (electronic benefits

VerDate 19-MAR-2001

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3 ................... ...................

72.99
73.10
73.20

Obligated balance, start of year ..........................
3 ................... ...................
Total new obligations .................................................... ...................
55
45
Total outlays (gross) ......................................................
¥3
¥55
¥45

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
55
45
Outlays from discretionary balances .............................
3 ................... ...................

3 ...................

Obligated balance, end of year ............................ ...................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

87.00

89.00
90.00

Total outlays (gross) .................................................

55
55

45
45

The budget includes $45 million to cover unbudgeted critical
costs associated with: (1) providing support to counter, investigate, or prosecute domestic or international terrorism, including payment of rewards in connection with these activities; and (2) re-establishing the operational capability of an
office, facility or other property damaged or destroyed as a
result of any domestic or international terrorist incident.

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832

DEPARTMENTAL OFFICES—Continued

THE BUDGET FOR FISCAL YEAR 2002
92.02

COUNTERTERRORISM FUND—Continued

Treasury bureaus have important counterterrorism responsibilities including: protecting the President; designing and
implementing security at National Special Security Events;
investigating arson, explosives and firearms incidents; conducting financial investigations relating to terrorism; preventing weapons of mass destruction from entering our country; and implementing sanctions against terrorist organizations. Funds would be reimbursed to Treasury bureaus or
departmental offices to compensate for costs incurred in areas
such as travel, transportation, rentals and communications,
print and graphics, other services, supplies, equipment, and
unvouchered funds.
f

Total investments, end of year: Federal securities:
Par value ...................................................................

244

280

Public Law 102–393 authorized the establishment of the
Treasury Forfeiture Fund. It is available to pay or reimburse
certain costs and expenses related to seizures and forfeitures
that occur pursuant to the Treasury Department’s law enforcement activities. The Coast Guard also participates in
the program.
The Fund supports Treasury’s Law Enforcement Mission
and associated goals by providing funds to participating law
enforcement bureaus. The following performance measurements are provided in compliance with the Government Performance and Results Act of 1993 (GPRA).
PERFORMANCE AND WORKLOAD MEASURES

TREASURY FORFEITURE FUND

2000 actual

Percent of forfeited cash proceeds resulting from high-impact
cases .......................................................................................

Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–5697–0–2–751

2001 est.

2002 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Forfeited cash and proceeds from the sale of forfeited
property ......................................................................
202
203
203
02.40 Earnings on investments ...............................................
24
18
18
02.99

Total receipts and collections ...................................
Appropriations:
05.00 Department of the Treasury forfeiture fund ..................
07.99

226

221

¥226

¥221

2000 actual

Identification code 20–5697–0–2–751

75%

2001 est.

2002 est.

25.2
41.0

Other services ................................................................
Grants, subsidies, and contributions ............................

282
98

161
88

99.9

Total new obligations ................................................

380

249

¥221

PRESIDENTIAL ELECTION CAMPAIGN FUND
Unavailable Collections (in millions of dollars)

Program and Financing (in millions of dollars)
2000 actual

N/A

2002 est.

Object Classification (in millions of dollars)

Balance, end of year ..................................................... ................... ................... ...................

Identification code 20–5697–0–2–751

2001 est.

2002 est.

2000 actual

Identification code 20–5081–0–2–808

2001 est.

2002 est.

01.99
00.01

Obligations by program activity:
Asset forfeiture fund ......................................................

380

249

10.00

Total new obligations ................................................

380

249

21.40
22.00
22.10

191
226

63
221

45
221

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

443
¥380
63

294
¥249
45

276
¥249
27

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) ....................

226

221

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Presidential election campaign fund ............................
61
61
61
Appropriations:
05.00 Presidential election campaign fund ............................
¥61
¥61
¥61

23.90
23.95
24.40

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–5081–0–2–808

00.01
00.02
00.03

Obligations by program activity:
Matching funds in primaries .........................................
Nominating conventions for parties ..............................
General elections ...........................................................

221

10.00

Total new obligations (object class 41.0) ................

211

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

166
61

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

227
¥211
16

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) ....................

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

211
¥211

222

229

219

222
380
¥347
¥26

229
249
¥249
¥10

219
249
¥249
¥10

74.40

229

219

209

74.99

Obligated balance, end of year ............................

229

219

2001 est.

2002 est.

59
5 ...................
3 ................... ...................
149 ................... ...................
5 ...................

16
61

72
61

209

72.99
73.10
73.20
73.45

77
133
¥5 ...................
72
133

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................
86.98 Outlays from mandatory balances ................................

210
137

216
33

87.00

Total outlays (gross) .................................................

347

249

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

226
347

221
249

87.00

Total outlays (gross) .................................................

211

5 ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

61
211

61
61
5 ...................

Memorandum (non-add) entries:
92.01 Total investments, start of year: Federal securities:
Par value ...................................................................

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288

PO 00000

244

Frm 00008

280

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5 ...................
¥5 ...................

61
5 ...................
150 ................... ...................

DEPARTMENTAL OFFICES—Continued

DEPARTMENT OF THE TREASURY

Matching funds in primaries.—Upon certification by the
Federal Election Commission, every candidate eligible to receive payments is entitled to an amount equal to the contributions each has received on or after the beginning of the calendar year immediately preceding the election year.
Nominating conventions of parties.—Upon certification by
the Commission, payments may be made to the national committee of a major party or a minor party which elects to
receive its entitlement. The total of such payments will be
limited to the amount in the account at the time of payment.
The national committee of each party may receive payments
beginning on July 1 of the year immediately preceding the
calendar year in which a presidential nominating convention
of the political party is held. The two major parties will receive $4 million each, plus a cost-of-living increase.
Candidates for general elections.—The eligible candidates
of each major party in a presidential election will be entitled
to equal payments in an amount which, in the aggregate,
shall not exceed $20 million each, plus a cost-of-living increase.
Also, provision is made for new parties, minor parties and
candidates, who may receive in excess of 5 percent of the
popular vote and therefore be entitled to reimbursement of
qualified campaign expenditures.
f

AND

INVESTMENT

Program and Financing (in millions of dollars)
2000 actual

2001 est.

Obligations by program activity:
Total new obligations (object class 25.2) .....................

21.40
22.00
22.21

9
8 ...................
8 ...................
1
¥3 ................... ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

14
8
1
¥6
¥8
¥1
8 ................... ...................

10 ...................
1
¥2 ................... ...................

Appropriation (total discretionary) ........................

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
6 ...................
1
Outlays from discretionary balances ............................. ...................
8 ...................

Jkt 188677

8 ...................
6
8

1
1

This program provides credit to both new and existing businesses within communities that suffered job losses as a result
of changing trade patterns with Canada and Mexico associated with NAFTA. The funding will be used to administer
provision of technical assistance, grants, loans, loan guarantees, and other financial subsidies endorsed by the inter-agency finance committee established by section 7 of Executive
Order 12916. The interagency finance committee is currently
composed of the Department of Treasury, the Department
of Labor, the Department of Commerce (Economic Development Administration), the Department of Housing and Urban
Development, the Small Business Administration, and the Department of Agriculture.
f

SALLIE MAE ASSESSMENTS
Unavailable Collections (in millions of dollars)
2000 actual

2001 est.

2002 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Sallie Mae assessments ................................................
1
1
1
Appropriations:
05.00 Sallie Mae assessments ................................................
¥1
¥1
¥1
05.99
07.99

Total appropriations ..................................................

¥1

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–5407–0–2–808

2001 est.

2002 est.

00.01

Obligations by program activity:
Sallie Mae assessments ................................................ ...................

1 ...................

10.00

Total new obligations (object class 99.5) ................ ...................

1 ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
1

1 ...................
1
1

Total budgetary resources available for obligation
1
2
1
Total new obligations .................................................... ...................
¥1 ...................
Unobligated balance carried forward, end of year .......
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.20
Appropriation (special fund, definite) ....................... ...................
1
1
40.25
Appropriation (special fund, indefinite) ....................
1 ................... ...................
43.00

Appropriation (total discretionary) ........................

8 ...................

6
¥6

PO 00000

8
¥8

Frm 00009

1
¥1

Fmt 3616

73.10

Change in unpaid obligations:
Total new obligations .................................................... ...................

1 ...................

86.90

43.00

09:24 Mar 26, 2001

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

23.90
23.95
24.40

2002 est.

10.00

VerDate 19-MAR-2001

89.00
90.00

01.99

For the United States Community Adjustment and Investment Program authorized by section 543 of the North American Free Trade
Agreement Implementation Act, $500,000, to remain available until
September 30, 2003: Provided, That the Secretary may transfer such
funds to the North American Development Bank or to one or more
Federal agencies for the purpose of enabling the Bank or such Federal
agencies to assist in carrying out the program by providing technical
assistance, grants, loans, loan guarantees, and other financial subsidies endorsed by the interagency finance committee established by
section 7 of Executive Order No. 12916: Provided further, That any
funds transferred to the Bank under this heading will be in addition
to the 10 percent of the paid-in capital paid to the Bank by the
United States referred to in section 543 of the Act: Provided further,
That any funds transferred to any Federal agency under this heading
will be in addition to amounts otherwise provided to such agency:
Provided further, That any funds transferred to an agency under
this heading shall be subject to the same terms and conditions as
the account to which transferred.

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
41.00
Transferred to other accounts ...................................

Total outlays (gross) .................................................

Identification code 20–5407–0–2–808

UNITED STATES COMMUNITY ADJUSTMENT
PROGRAM

Identification code 20–0118–0–1–451

87.00

833

Outlays (gross), detail:
Outlays from new discretionary authority .....................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
1
Outlays ........................................................................... ...................

1
1

The Secretary of the Treasury is authorized by the Higher
Education Act of 1965, as amended to collect from the Student
Loan Marketing Association an annual assessment of up to
$800,000, adjusted by the Consumer Price Index, to cover
the expenses relating to providing financial oversight of the
Association.

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834

DEPARTMENTAL OFFICES—Continued

THE BUDGET FOR FISCAL YEAR 2002

SALLIE MAE ASSESSMENTS—Continued
Personnel Summary
2000 actual

Identification code 20–5407–0–2–808

2001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

2002 est.

4 ...................

Public enterprise funds:
EXCHANGE STABILIZATION FUND
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4444–0–3–155

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year:
21.40
Unobligated balance carried forward, start of year
(Special drawing rights) .......................................
21.40
Unobligated balance carried forward, start of year
(Fund balance) ......................................................
21.40
Unobligated balance carried forward, start of year
(US Securities) ......................................................
21.99
22.00
22.40
22.60
23.90
24.40
24.40
24.40

Total unobligated balance carried forward, start
of year ...................................................................
New budget authority (gross) ........................................
Capital transfer to general fund ...................................
Portion applied to repay debt ........................................
Total budgetary resources available for obligation
Unobligated balance carried forward, end of year:
Unobligated balance carried forward, end of year
(Special drawing rights) .......................................
Unobligated balance carried forward, end of year
(Fund balance) ......................................................
Unobligated balance carried forward, end of year
(US Securities) ......................................................

2001 est.

2002 est.

10,284

10,676

11,276

476

654

707

15,232

11,310

10,810

Statement of Operations (in millions of dollars)
25,992
1,160
¥512
¥4,000

22,640
22,793
1,273
1,246
¥120 ...................
¥1,000 ...................

22,640

22,793

24,039

10,676

11,276

654

707

742

Identification code 20–4444–0–3–155

1999 actual

2000 actual

2001 est.

2002 est.

0101
0102

Revenue ...................................................
Expense ....................................................

2,842
..................

1,312
..................

1,450
..................

1,420
..................

0105

Net income or loss (–) ............................

2,842

1,312

1,450

1,420

11,839

Balance Sheet (in millions of dollars)

22,640

22,793

24,039

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

1,160

1,273

1,246

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

13,924

72.99

13,924

11,029
2

10,029
2

10,530
2

16,036
110

15,639
..................

16,639
..................

17,471
..................

10,284

10,397

Total assets ........................................
LIABILITIES:
2207 Non-Federal liabilities: Other ..................

41,664

37,067

38,400

14,052

9,747

Total liabilities ....................................
NET POSITION:
3100 Appropriated capital ................................
3300 Cumulative results of operations ............

14,052

9,747

200
27,412

200
27,120

200
28,453

Total net position ................................

27,612

27,320

28,653

4999

Total unobligated balance carried forward, end of
year .......................................................................

15,232
2

3999

11,458

2000 actual

2999

10,810

1999 actual

1999

11,310

24.99

U.S.C. 5302). All earnings and interest accruing to this fund
are available for the purposes thereof. Transactions in special
drawing rights (SDR’s) and U.S. holdings of SDR’s are administered by the fund. U.S. drawings from the IMF are also
advanced to the fund.
The principal sources of the fund’s income have been profits
on foreign exchange transactions and earnings on investments
held by the fund, including interest earned on fund holdings
of U.S. Government securities.
The amounts reflected in the 2001 and 2002 estimates entail only projected net interest earnings on Exchange Stabilization Fund (ESF) assets. The estimates are subject to
considerable variance, depending on changes in the amount
and composition of assets and the interest rates applied to
investments. In addition, exchange rate fluctuations can cause
the dollar value of income received on foreign currency and
SDR investments to fluctuate. Moreover, estimates make no
attempt to forecast valuation gains or losses on SDR holdings
or realized gains or losses on foreign currency holdings. As
required by Public Law 95–612, the fund no longer is used
to meet the administrative expenses.

Total liabilities and net position ............

41,664

37,067

38,400

Identification code 20–4444–0–3–155

ASSETS:
Federal assets:
Investments in US securities:
1102
Treasury securities, par ..................
1106
Receivables, net .............................
Non-Federal assets:
1201
Foreign Currency Investments ............
1206
Receivables, net ..................................
1801 Other Federal assets: Cash and other
monetary assets ..................................

2001 est.

2002 est.

13,924

74.40

Obligated balance, start of year ..........................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

13,924

74.99

Obligated balance, end of year ............................

13,924

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.20
Interest on Federal securities ...............................
88.40
Interest on foreign investments ...........................
88.90

Total, offsetting collections (cash) ..................

¥808
¥352

¥572
¥701

¥602
¥644

¥1,160

¥1,273

¥1,246

Intragovernmental funds:
WORKING CAPITAL FUND

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ...........................................................................
¥1,160
¥1,273
¥1,246

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4501–0–4–803

Memorandum (non-add) entries:
92.01 Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

2001 est.

2002 est.

11,031

10,031

11,031

10,031

09:24 Mar 26, 2001

Jkt 188677

Obligations by program activity:
Working capital fund .....................................................
Administrative overhead ................................................

274
7

288
9

266
10

Total new obligations ................................................

281

297

276

21.40
22.00
22.10

25
254

35
297

35
276

10,031

The Secretary of the Treasury is authorized to deal in gold
and foreign exchange and other instruments of credit and
securities as deemed necessary, consistent with U.S. obligations in the International Monetary Fund (IMF), regarding
orderly exchange arrangements and a stable system of exchange rates. An Exchange Stabilization Fund, with a capital
of $200 million, is authorized by law for this purpose (31

VerDate 19-MAR-2001

09.10
09.11
10.00

15,232

PO 00000

Frm 00010

Fmt 3616

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

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36 ................... ...................
315
¥281

332
¥297

311
¥276

DEPARTMENTAL OFFICES—Continued

DEPARTMENT OF THE TREASURY
24.40

Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.10
Change in uncollected customer payments from
Federal sources .....................................................

250

297

276

69.90

Spending authority from offsetting collections
(total mandatory) .............................................

74.40
74.95
74.99

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................
Obligated balance, end of year ............................

10.00
254

297

179

205

¥22

¥26

157
179
179
281
297
276
¥219
¥297
¥276
¥36 ................... ...................
¥4 ................... ...................
205

205

¥26

179

¥250

297

¥297

276

¥276

¥4 ................... ...................

Central services in the Department of the Treasury working
capital fund include: telecommunications, printing, reproduction, computer support/usage, personnel/payroll, automated financial management systems, training, centralized short-term
management assistance, procurement information, information technology services, public education, and printing procurement services. These services are provided on a reimbursable basis at rates which will recover the fund’s operating
expenses, including accrual of annual leave and depreciation
of equipment.
Object Classification (in millions of dollars)
2000 actual

2001 est.

20
4
1
2
8
37
145

23
5
1
1
9
1
184

26
6
1
1
11
1
167

26.0
31.0

45
1
18

50
1
22

51
2
10

99.9

Total new obligations ................................................

281

297

276

Personnel Summary

2001

2000 actual

Total compensable workyears: Full-time equivalent
employment ...............................................................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

282

PO 00000

2001 est.

327

Frm 00011

Obligations by program activity:
Total new obligations ....................................................

200

202

29
209

71
172

47
200

244
¥173
71

247
¥200
47

251
¥202
49

173

197

220

¥25

¥20

209

172

200

¥49

¥85

¥60

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

¥10
173
¥152
¥6

¥30
200
¥160
¥4

31
202
¥211
¥4

¥36

¥85

¥60

¥40

74.99

Obligated balance, end of year ............................

¥30

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

113
39

119
41

158
53

87.00

Total outlays (gross) .................................................

152

160

211

¥173

¥197

¥220

¥36

21.40
22.00
22.10
23.90
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.10
Change in uncollected customer payments from
Federal sources ................................................
68.90

Spending authority from offsetting collections
(total discretionary) .....................................

74.40
74.95

2002 est.

Identification code 20–4501–0–4–803

2002 est.

173

¥26

219

11.1
12.1
21.0
23.1
23.3
25.1
25.2
25.3

2001 est.

276

87.00

Identification code 20–4501–0–4–803

2000 actual

Identification code 20–4560–0–4–803

4 ................... ...................

60
297
276
158 ................... ...................

TREASURY FRANCHISE FUND
Program and Financing (in millions of dollars)

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................
86.98 Outlays from mandatory balances ................................
Total outlays (gross) .................................................

835

2002 est.

339

Fmt 3616

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥21
¥37
¥9

Department of the Treasury was chosen as a pilot Franchise Fund under P.L. 103–356, the Government Management
and Reform Act of 1994. Begun in 1997, financial and
administra- tive services included in the Franchise Fund
(Fund) are financed on a fee-for-service basis. Treasury’s Fund
is a revolving fund used to supply financial and administrative services on the basis of services supplied. For 2002, service activities are expected to have spending authority of $220
million and employ 498 people.
Activities included in the Fund are financial training, accounting cross-servicing, and various administrative support
services. The Fund concept is intended to increase competition
for government and financial administrative services, resulting in lower costs and higher quality.

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836

DEPARTMENTAL OFFICES—Continued

THE BUDGET FOR FISCAL YEAR 2002
New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
42.00
Transferred from other accounts ..............................

Intragovernmental funds—Continued
TREASURY FRANCHISE FUND—Continued

95
118
68
20 ................... ...................

Object Classification (in millions of dollars)
43.00
2000 actual

Identification code 20–4560–0–4–803

11.1
12.1
21.0
23.3
25.2
26.0
31.0
99.9

2001 est.

22
6
1
1
140
1
2

26
8
1
3
156
1
5

28
8
1
3
156
1
5

70.00

Total new budget authority (gross) ..........................

116

118

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

146

170

173

1 ................... ...................

202

2000 actual

Identification code 20–4560–0–4–803

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

435

480

2002 est.

74.40

Obligated balance, end of year ............................
Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

87.00

200

86.90
86.93
86.97

173

72.99
73.10
73.20
73.45

118

74.99

Total new obligations ................................................

Personnel Summary

2001

115

60.05

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (indefinite) ..........................................

2002 est.

Total outlays (gross) .................................................

115

114

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

116
97

118
115

68
114

498

Credit accounts:

146
170
173
124
118
68
¥97
¥115
¥114
¥3 ................... ...................
170

173

127

170

173

127

3
4
2
93
111
112
1 ................... ...................

COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS
FUND PROGRAM ACCOUNT
To carry out the Community Development Banking and Financial
Institutions Act of 1994, including services authorized by 5 U.S.C.
3109, but at rates for individuals not to exceed the per diem rate
equivalent to the rate for ES–3, ø$118,000,000¿ $67,948,000, to remain available until September 30, 2002, of which ø$5,000,000¿
$500,000 shall be for technical assistance and training programs designed to benefit Native American Communities, and up to
ø$8,750,000¿ $8,948,000 may be used for administrative expenses,
including administration of the New Markets Tax Credit, up to
ø$19,750,000¿ $6,000,000 may be used for the cost of direct loans,
and up to $1,000,000 may be used for administrative expenses to
carry out the direct loan program: Provided, That the cost of direct
loans, including the cost of modifying such loans, shall be as defined
in section 502 of the Congressional Budget Act of 1974: Provided
further, That these funds are available to subsidize gross obligations
for the principal amount of direct loans not to exceed ø$53,000,000¿
$15,000,000. (Departments of Veterans Affairs and Housing and
Urban Development, and Independent Agencies Appropriations Act,
2001, as enacted by section 1(a)(1) of P.L. 106–377.)
øUnder this heading in Public Law 106–377, strike ‘‘$8,750,000
may be used for administrative expenses,’’, and insert ‘‘$9,750,000
may be used for administrative expenses, including administration
of the New Markets Tax Credit and Individual Development Accounts,’’.¿ (Division A, Miscellaneous Appropriations Act, 2001, as
enacted by section 1(a)(4) of P.L. 106–554.)

2000 actual

2001 est.

Total new obligations ................................................

21.40
22.00
22.10

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

124

118

6 ................... ...................
116
118
68
3 ................... ...................
125
¥124

PO 00000

2001 est.

2002 est.

Direct loan levels supportable by subsidy budget authority:
1150 Direct loan levels ...........................................................

1159

Total direct loan levels .............................................
Direct loan subsidy (in percent):
1320 Subsidy rate ...................................................................

39.99

43.41

38.60

1329

39.99

43.41

38.60

Weighted average subsidy rate .................................
Direct loan subsidy budget authority:
1330 Subsidy budget authority ...............................................
1330 Reestimate .....................................................................

118
¥118

Frm 00012

1339

6
9
6
1 ................... ...................

Total subsidy budget authority .................................
Direct loan subsidy outlays:
1340 Subsidy outlays ..............................................................
1340 Reestimate .....................................................................

2
3
3
1 ................... ...................

1349

Total subsidy outlays ................................................

Administrative expense data:
Budget authority ............................................................
Outlays from balances ...................................................

1
1

2002 est.

Obligations by program activity:
00.01 Direct loan subsidy ........................................................
6
8
6
00.05 Reestimate of direct loan subsidy ................................
1 ................... ...................
00.09 Administrative expenses for direct loans ...................... ...................
1
1
00.10 General administrative expenses ...................................
9
9
8
00.11 Bank enterprise awards program ..................................
45
30
17
00.12 Financial assistance to Community Development
Finanicial Institutions (other than direct loans) ......
60
60
31
00.13 Training and technical assistance ................................
3
10
5
10.00

2000 actual

Identification code 20–1881–0–1–451

3510
3580

Program and Financing (in millions of dollars)
Identification code 20–1881–0–1–451

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program
(in millions of dollars)

68
¥68

Fmt 3616

The Riegle Community Development and Regulatory Improvement Act of 1994 established the Community Development Financial Institutions (CDFI) Fund. The CDFI Fund
provides equity investments, grants, loans, and technical assistance to new and existing community development financial institutions (CDFIs) such as community development
banks, community development credit unions, community development loan and venture capital funds, and microenterprise loan funds. Funds provided by the CDFI Fund will
enhance the capacity of these institutions to finance economic
development, including small businesses, community facilities,
housing, and other community development initiatives in distressed urban, rural, and Native American communities. The
CDFI Fund also provides grants to insured depository institutions to facilitate investment in CDFIs and increase community lending activities. In addition, the CDFI Fund operates
a technical assistance program to increase the capacity and
expertise of CDFIs and other members of the financial serv-

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DEPARTMENTAL OFFICES—Continued

DEPARTMENT OF THE TREASURY

ices industry to undertake community development finance
activities. The Fund is seeking reauthorization of its activities
under the Community Development Banking and Financial
Institutions Act.
The CDFI Fund helps to address the urgent problems of
declining economic and social infrastructure, loss of jobs, lack
of private enterprise, and deteriorating housing facing many
American communities today. Government investment and
technical assistance supplements private funds and expertise
to ensure that CDFIs are effective in restoring and creating
healthy economies.
PERFORMANCE MEASURES

74.99
87.00

Uncollected customer payments from program account, end of year ................................................

¥11

¥15

¥18

Obligated balance, end of year ............................
Total financing disbursements (gross) .........................

16
4

25
7

29
7

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
¥2
¥3
¥3
88.25
Interest on uninvested funds ...............................
¥1 ................... ...................
88.40
Non-Federal sources—Principal ........................... ...................
¥1
¥2
¥3

¥4

¥5

88.95

Total, offsetting collections (cash) ..................
Against gross financing authority only:
Change in receivables from program accounts .......

¥4

¥3

89.00
90.00

Net financing authority and financing disbursements:
Financing authority ........................................................
Financing disbursements ...............................................

9
2

12
3

9
2

88.90

2000 actual

Number of CDFIs selected to receive financial assistance (includes Core, and Intermediary) ..............................................
Number of organizations that receive technical assistance ......
Number of BEA awardees that provide financial and technical
assistance to CDFIs or distressed communities ....................

74.95

837

2001 est.

2002 est.

75
87

60
130

40
65

159

110

Object Classification (in millions of dollars)
2000 actual

Identification code 20–1881–0–1–451

2001 est.

2002 est.

11.1
12.1
23.1
25.2
41.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Rental payments to GSA ................................................
Other services ................................................................
Grants, subsidies, and contributions ............................

3
1
1
2
117

4
1
1
4
108

4
1
1
3
59

99.9

Total new obligations ................................................

124

118

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans obligated in 1992
and beyond (including modifications of direct loans that resulted from obligations in any year). The amounts in this
account are a means of financing and are not included in
the budget totals.
Status of Direct Loans (in millions of dollars)

Personnel Summary
2000 actual

Identification code 20–1881–0–1–451

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

1210
1231
1251

Program and Financing (in millions of dollars)
2000 actual

2001 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans .............................................
1112 Unobligated direct loan limitation ................................
1150

COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS FUND DIRECT
LOAN FINANCING ACCOUNT

Identification code 20–4088–0–3–451

2000 actual

Identification code 20–4088–0–3–451

2002 est.

Total direct loan obligations .....................................

Obligations by program activity:
Direct loans ....................................................................

Total new obligations ................................................

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
11
Disbursements: Direct loan disbursements ...................
4
Repayments: Repayments and prepayments ................. ...................

15
7
¥1

21
3
¥2

Budgetary resources available for obligation:
New financing authority (gross) ....................................
Total new obligations ....................................................

16
¥15

20
¥20

17
¥15

Outstanding, end of year ..........................................

22.00
23.95

53
15
¥33 ...................

10.00

2002 est.

1290

00.01

53
¥38

2001 est.

New financing authority (gross), detail:
Mandatory:
67.15
Authority to borrow (indefinite) .................................
69.00 Offsetting collections (cash) .........................................
69.10 Change in uncollected customer payments from Federal sources ...............................................................
69.90

Balance Sheet (in millions of dollars)
1999 actual

Identification code 20–4088–0–3–451

9
3

12
4

9
5

ASSETS:
Investments in US securities:
1106
Federal assets: Receivables, net ........
Net value of assets related to post–
1991 direct loans receivable:
1401
Direct loans receivable, gross ............
1405
Allowance for subsidy cost (–) ...........
1499

Spending authority from offsetting collections (total
mandatory) ............................................................

Total new financing authority (gross) ......................

Net present value of assets related
to direct loans ...........................

2001 est.

2002 est.

10
–5

15
–6

20
–8

15
–6

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.95
Uncollected customer payments from program account, start of year ...............................................
72.99
73.10
73.20
74.00

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total financing disbursements (gross) .........................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

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Jkt 188677

¥11
16
20
¥7
¥4
40

Total liabilities ....................................
NET POSITION:

Total net position ................................

..................

Total liabilities and net position ............

¥4

25
15
¥7

¥4

¥15

9
15
¥4

¥7

3999

2999
16

Total assets ........................................
LIABILITIES:
2103 Federal liabilities: Debt ...........................

4999

70.00

1999

2000 actual

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PsN: TRE

838

DEPARTMENTAL OFFICES—Continued
Trust Funds

THE BUDGET FOR FISCAL YEAR 2002

Violent Crime Reduction Trust Fund (VCRTF) as authorized
by the Crime Control and Law Enforcement Act of 1994.
The VCRTF was authorized through 2000.

Trust Funds
VIOLENT CRIME REDUCTION PROGRAMS
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–8526–0–1–751

Obligations by program activity:
Direct program:
00.01
Departmental Offices ................................................
00.02
Financial crimes enforcement network (FinCEN) ......
00.03
Federal Law Enforcement Training Center ................
00.04
Bureau of Alcohol, Tobacco and Firearms ................
00.05
Customs Service ........................................................
00.06
Secret Service ............................................................
10.00

Total new obligations ................................................

21.40
22.00
22.10

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1
2
9
37
65
6
120

Object Classification (in millions of dollars)
2001 est.

2002 est.

1
1
1
9
71
3

...................
...................
...................
...................
...................
...................

86 ...................

85
86 ...................
116 ................... ...................
4 ................... ...................
205
86 ...................
¥120
¥86 ...................
86 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ................... ...................
40.76
Reduction pursuant to P.L. 106–113 .......................
¥2 ................... ...................
42.00
Transferred from other accounts ..............................
117 ................... ...................

2001 est.

2002 est.

17
12
3
2
2
1
24

...................
...................
...................
...................
...................
...................
37

...................
...................
...................
...................
...................
...................
...................

25.4
25.5
25.7
26.0
31.0
32.0
41.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to others ............................................
Communications, utilities, and miscellaneous charges
Other services ................................................................
Purchases of goods and services from Government
accounts ....................................................................
Operation and maintenance of facilities ......................
Research and development contracts ...........................
Operation and maintenance of equipment ...................
Supplies and materials .................................................
Equipment ......................................................................
Land and structures ......................................................
Grants, subsidies, and contributions ............................

2000 actual

9
1
1
2
1
32
9
4

...................
...................
...................
...................
...................
49
...................
...................

...................
...................
...................
...................
...................
...................
...................
...................

99.9

Total new obligations ................................................

120

Identification code 20–8526–0–1–751

11.1
12.1
21.0
22.0
23.2
23.3
25.2
25.3

86 ...................

Personnel Summary
2000 actual

Identification code 20–8526–0–1–751

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

2002 est.

297 ................... ...................

43.00
68.00
68.10

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources .....................................................

115 ................... ...................
9

3 ...................

¥8

FEDERAL LAW ENFORCEMENT TRAINING
CENTER

¥3 ...................

Federal Funds
68.90
70.00

Spending authority from offsetting collections
(total discretionary) ..........................................

1 ................... ...................

Total new budget authority (gross) ..........................

116 ................... ...................

74.40
74.95

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

74.99

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

83
¥11

101

¥3 ...................

72
98
26
120
86 ...................
¥98
¥160
¥24
¥4 ................... ...................
8

3 ...................

101

26 ...................

¥3 ................... ...................
98

26 ...................

18 ................... ...................
80
160
24
98

160

¥9

¥3 ...................

3 ...................

115 ................... ...................
89
157
24

Note.—Does not include funding associated with the Interagency crime and drug enforcement account in 1999
and 2000.

Amounts for the Department of the Treasury’s portion of
Crime Control Programs are derived from transfers from the

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General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses of the Federal Law Enforcement Training
Center, as a bureau of the Department of the Treasury, including
materials and support costs of Federal law enforcement basic training; purchase (not to exceed 52 for police-type use, without regard
to the general purchase price limitation) and hire of passenger motor
vehicles; for expenses for student athletic and related activities; uniforms without regard to the general purchase price limitation for
the current fiscal year; the conducting of and participating in firearms
matches and presentation of awards; for public awareness and enhancing community support of law enforcement training; not to exceed $11,500 for official reception and representation expenses; room
and board for student interns; and services as authorized by 5 U.S.C.
3109, ø$94,483,000¿ $100,707,000, of which $650,000 shall be available for an interagency effort to establish written standards on accreditation of Federal law enforcement training; and of which up to
ø$17,043,000¿ $17,166,000 for materials and support costs of Federal
law enforcement basic training shall remain available until September 30, ø2003¿ 2004: Provided, That the Center is authorized
to accept and use gifts of property, both real and personal, and
to accept services, for authorized purposes, including funding of a
gift of intrinsic value which shall be awarded annually by the Director of the Center to the outstanding student who graduated from
a basic training program at the Center during the previous fiscal
year, which shall be funded only by gifts received through the Center’s gift authority: Provided further, That notwithstanding any other
provision of law, students attending training at any Federal Law
Enforcement Training Center site shall reside in on-Center or Centerprovided housing, insofar as available and in accordance with Center
policy: Provided further, That funds appropriated in this account shall
be available, at the discretion of the Director, for the following: training United States Postal Service law enforcement personnel and Postal police officers; State and local government law enforcement training on a space-available basis; training of foreign law enforcement
officials on a space-available basis with reimbursement of actual costs
to this appropriation, except that reimbursement may be waived by
the Secretary for law enforcement training activities in foreign countries undertaken pursuant to section 801 of the Antiterrorism and
Effective Death Penalty Act of 1996, Public Law 104–32; training

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FEDERAL LAW ENFORCEMENT TRAINING CENTER—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
of private sector security officials on a space-available basis with
reimbursement of actual costs to this appropriation; and travel expenses of non-Federal personnel to attend course development meetings and training sponsored by the Center: Provided further, That
the Center is authorized to obligate funds in anticipation of reimbursements from agencies receiving training sponsored by the Federal
Law Enforcement Training Center, except that total obligations at
the end of the fiscal year shall not exceed total budgetary resources
available at the end of the fiscal year: Provided further, That the
Federal Law Enforcement Training Center is authorized to provide
training for the Gang Resistance Education and Training program
to Federal and non-Federal personnel at any facility in partnership
with the Bureau of Alcohol, Tobacco and Firearms: Provided further,
That the Federal Law Enforcement Training Center is authorized
to provide short-term medical services for students undergoing training at the Center. (Treasury Department Appropriations Act, 2001,
as enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount to establish and operate a metropolitan
area law enforcement training center for the Department of the
Treasury, other Federal agencies, the United States Capitol Police,
and the Washington, D.C., Metropolitan Police Department,
$5,000,000: Provided, That the principal function of the center shall
be for firearms and vehicle operation requalification: Provided further,
That use of the center for training for other state and local law
enforcement agencies may be provided on a space-available basis:
Provided further, That the Federal Law Enforcement Training Center
is authorized to obligate funds in anticipation of reimbursement from
agencies receiving training sponsored by the Federal Law Enforcement Training Center, except that total obligations at the end of
the fiscal year shall not exceed total budgetary resources available
at the end of the fiscal year: Provided further, That the costs of
transportation to and from the center, ammunition, vehicles, and
instruction at the center shall be funded either directly by participating law enforcement agencies, or through reimbursement of actual
costs to this appropriation: Provided further, That of the funds provided, no more than $1,500,000 may be obligated until a funding
plan for the center has been submitted to the Committees on Appropriations: Provided further, That all Federal property in the National
Capital Region that is in the surplus property inventory of the General Services Administration shall be available for selection and use
by the Secretary of the Treasury as the site of such a metropolitan
area law enforcement training center. If the Secretary of the Treasury
identifies a parcel of such property that is appropriate for use for
such a center, the property shall not be treated as excess property
or surplus property (as those terms are used in the Federal Property
and Administrative Services Act of 1949) and administrative jurisdiction over the property shall be transferred to the Secretary for use
for such a center.¿ (Department of Transportation and Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L.
106–346.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0104–0–1–751

Obligations by program activity:
Direct program:
00.01
Law enforcement training .........................................
00.02
Plant operations ........................................................
09.01 Reimbursable program ..................................................
10.00

Total new obligations ................................................

21.40
22.00
22.10

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................

VerDate 19-MAR-2001

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Jkt 188677

2001 est.

2002 est.

67
24
27

70
29
27

72
29
27

118

126

128

13
100

3
126

68.10

Change in uncollected customer payments from
Federal sources .....................................................
Portion credited to expired accounts ........................
Portion of change in uncollected customer payments from Federal sources in expired accounts

68.54
68.55

123
¥118
3

129
¥126
3

131
¥128
3

84
99
101
¥5 ................... ...................
79

101

PO 00000

Frm 00015

Fmt 3616

¥11
¥13

¥10 ...................
¥10 ...................

10 ...................

68.90

Spending authority from offsetting collections
(total discretionary) ..........................................

70.00

Total new budget authority (gross) ..........................

100

126

128

72.99
73.10
73.20
73.40
73.45
74.00

74.40
74.95

¥21

¥10 ...................

16
20
27
118
126
128
¥116
¥129
¥134
¥1 ................... ...................
¥10 ................... ...................
11

10 ...................

¥10 ................... ...................

74.99

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

89
27

112
17

114
20

87.00

Total outlays (gross) .................................................

116

129

134

¥33

¥37

¥27

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

10 ...................

78
83

99
92

101
107

The Federal Law Enforcement Training Center provides
the necessary facilities, equipment, and support services for
conducting recruit, advanced, specialized, and refresher training for Federal law enforcement personnel. Center personnel
conduct the instructional programs for the basic recruit and
some of the advanced training. This appropriation is for operating expenses of the Center, for research in law enforcement
training methods, and curriculum content. In addition, the
Center has a reimbursable program to accommodate the
training requirements of various Federal agencies. As funds
are available, law enforcement training is provided to certain
State, local, and foreign law enforcement personnel on a
space-available basis.
The 2002 Budget includes $650,000 for the Center to work
with other Federal law enforcement agencies to establish written standards for the accreditation of Federal law enforcement
training.

3
128

10 ................... ...................

839

PERFORMANCE MEASURES BY BUDGET ACTIVITY
Budget activity: Law enforcement training:
Achieve 90 percent rating on the student quality of training
survey:
Basic training .....................................................................
Advanced training ..............................................................
Achieve an 80 percent rating on the partner organization
satisfaction survey .............................................................
Achieve a 65 percent rating on the employee satisfaction
survey .................................................................................
Variable unit cost per basic training of student-week of
training funded ..................................................................
Budget activity: Plant operations:
Achieve 90 percent rating on the student quality of services
survey.
Basic training .....................................................................

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2000 actual

2001 est.

2002 est.

99.2%
99.2%

90%
90%

N/A

80%

N/A

65%

$146

$149

$152

99.5%

90%

840

FEDERAL LAW ENFORCEMENT TRAINING CENTER—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002
22.10

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

PERFORMANCE MEASURES BY BUDGET ACTIVITY—Continued
2000 actual

Achieve 80 percent rating on facilities utilization ................
Basic training programs will be held within 15 days of
the requested starting date requested 100 percent of
the time ..............................................................................
Advance training programs will be held within 15 days
of the requested starting date 80 percent of the
time ....................................................................................
60 percent of all confirmed export federal advance training
requests will be met ..........................................................

2001 est.

2002 est.

N/A

100%

N/A

11.1
11.8
11.9
12.1
21.0
22.0
23.3

2001 est.

2002 est.

35
2

38
2

40
2

37
11
3
1

40
15
3
1

42
14
3
1

24.0
25.2
26.0
31.0
32.0

3
1
20
7
7
1

4
1
20
7
7
1

5
1
20
7
7
1

99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

91
27

99
27

101
27

99.9

Total new obligations ................................................

118

126

128

Personnel Summary
2000 actual

2001 est.

2002 est.

568

649

654

ACQUISITION, CONSTRUCTION, IMPROVEMENTS,
EXPENSES

AND

For expansion of the Federal Law Enforcement Training Center,
for acquisition of necessary additional real property and facilities,
and for ongoing maintenance, facility improvements, and related expenses, ø$29,205,000¿ $21,895,000, to remain available until expended. (Treasury Department Appropriations Act, 2001, as enacted
by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount for design and construction of a metropolitan area law enforcement training center, including firearms and
vehicle operations requalification facilities, $25,000,000, to remain
available until expended: Provided, That of the funds provided, no
more than $3,000,000 may be obligated until a design and construction plan has been submitted to the Committees on Appropriations.¿
(Department of Transportation and Related Agencies Appropriations
Act, 2001, as enacted by section 101(a) of P.L. 106–346.)

2000 actual

2001 est.

2002 est.

Obligations by program activity:
Total new obligations ....................................................

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................

13
21

16
54

72.99
73.10
73.20
73.45
74.40

74.99

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55
38
63
20
65
20
¥35
¥40
¥44
¥2 ................... ...................
38

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

3
32

6
34

3
41

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

21
35

54
40

22
44

This account provides for the acquisition, construction, improvements, equipment, furnishings and related costs for expansion and maintenance of facilities of the Federal Law Enforcement Training Center.
This includes funding for the Facilities Master Plan, Minor
Construction and Maintenance, Firearms Environmental Restoration and Reconstruction, Environmental Compliance, and
installation of Fiber Optics. The Master Plan provides the
long range blueprint for expansion of facilities to meet the
training requirements of the over 73 partner organizations.
Minor construction and maintenance provides alterations and
maintenance funding for approximately 300 buildings at two
locations (Glynco, Georgia and Artesia, New Mexico). The
Firearms Environmental Restoration and Reconstruction
funds the clean-up of the existing outdoor ranges and reconstruction. The Environmental Compliance funds are to ensure
compliance with EPA and State environmental laws and regulations. The fiber optics funding is to replace the existing
antiquated twisted copper wire with a state-of-the-art telecommunications cable system.
The appropriations sought in this account demonstrate the
President’s commitment to an important step in completing
and maintaining the necessary facilities at FLETC to train
our Nation’s law enforcement personnel.
Object Classification (in millions of dollars)
2000 actual

2001 est.

2002 est.

25.2
31.0
32.0

Other services ................................................................
Equipment ......................................................................
Land and structures ......................................................

4
1
15

1
2
62

1
1
18

99.9

Total new obligations ................................................

5
22

10.00

22
54
22
¥1 ................... ...................

Appropriation (total discretionary) ........................

Identification code 20–0105–0–1–751

Program and Financing (in millions of dollars)
Identification code 20–0105–0–1–751

27
¥20
7

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Other services ............................................................
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................

New budget authority (gross), detail:
Discretionary:
40.05
Appropriation (indefinite) ..........................................
40.76
Reduction pursuant to P.L. 106–113 .......................
43.00

2000 actual

Identification code 20–0104–0–1–751

70
¥65
5

60%

Object Classification (in millions of dollars)

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Special personal services payments ....................

36
¥20
16

80%

* Note—New measures-baseline to be established in 2001.

Identification code 20–0104–0–1–751

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2 ................... ...................

80%

N/A

23.90
23.95
24.40

Resources available from recoveries of prior year obligations .......................................................................

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pfrm07

PsN: TRE

FINANCIAL MANAGEMENT SERVICE
Federal Funds

DEPARTMENT OF THE TREASURY

INTERAGENCY LAW ENFORCEMENT
Federal Funds
General and special funds:
INTERAGENCY CRIME

AND

DRUG ENFORCEMENT

For expenses necessary to conduct investigations and convict offenders involved in organized crime drug trafficking, including cooperative efforts with State and local law enforcement, as it relates to
the Treasury Department law enforcement violations such as money
laundering,
violent
crime,
and
smuggling,
ø$103,476,000¿
$106,487,000, of which $7,827,000 shall remain available until expended. (Treasury Department Appropriations Act, 2001, as enacted
by section 1(a)(3) of P.L. 106–554.)

pating bureaus ATF, Customs, and IRS, are reimbursed from
this appropriation. Treasury has assigned two special agents
to oversee ICDE policy and budget for the three Treasury
bureaus. Funding for Treasury components is primarily utilized for full-time equivalent (FTE) employees; however, a
portion of funding is used for operating expenses incurred
during the investigative phase of the case.
f

FINANCIAL MANAGEMENT SERVICE
Federal Funds
General and special funds:
SALARIES

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1501–0–1–751

00.01
00.02
00.03
00.04

2001 est.

Obligations by program activity:
Internal Revenue Service ...............................................
37
63
Bureau of Alcohol, Tobacco and Firearms ....................
10
11
United States Customs Service .....................................
28
29
Departmental Offices ..................................................... ................... ...................

841

AND

EXPENSES

65
11
29
1

For necessary expenses of the Financial Management Service,
ø$206,851,000¿ $211,594,000, of which not to exceed ø$10,635,000¿
$9,220,000 shall remain available until September 30, ø2003¿ 2004,
for information systems modernization initiatives; and of which not
to exceed $2,500 shall be available for official reception and representation expenses. (Treasury Department Appropriations Act, 2001, as
enacted by section 1(a)(3) of P.L. 106–554.)
Unavailable Collections (in millions of dollars)

2002 est.

10.00

Total new obligations (object class 25.3) ................

103

106

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

75
¥75

103
¥103

106
¥106

01.99

61
103
106
¥1 ................... ...................
15 ................... ...................

07.99

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.76
Reduction pursuant to P.L. 106–113 .......................
42.00
Transferred from other accounts ..............................
43.00

Appropriation (total discretionary) ........................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

103

2000 actual

2001 est.

2002 est.

127
11
33
46
107

131
13
38
50
110

129
13
44
50
99

10.00

Total new obligations ................................................

324

342

335

41
44

42
45

21.40
22.00
22.10

14
326

14
336

7
335

75
50

103
85

106
87

21
75
¥50

46
103
¥85

64
106
¥87

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

74.99

Obligated balance, end of year ............................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

30
20

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

In a 1982 counterdrug effort, the Department of Justice
(DOJ) developed the Interagency Crime and Drug Enforcement Task Force (ICDE) program to bring together and integrate the efforts of all levels of law enforcement in the fight
against drugs. The ICDE program designated nine domestic
regions that deploy the investigative expertise from ten Federal agencies, and state and local law enforcement agencies
to dismantle and disrupt major drug trafficking and money
laundering organizations and place offenders in jail. Treasury
agencies provide specific value-added investigative expertise
to these major cases. The U.S. Customs Service provides specific expertise in international smuggling and interdiction; the
Bureau of Alcohol, Tobacco and Firearms (ATF) provides expertise on firearms and explosives violence; and the Internal
Revenue Service, Criminal Investigation (IRS–CI) provides expertise on money laundering and tax evasion. Since 1998,
the Treasury portion of the ICDE program has been administered by Treasury’s Departmental Offices. Treasury’s partici-

Jkt 188677

Program and Financing (in millions of dollars)

Obligations by program activity:
Direct program:
00.05
Payments ...................................................................
00.06
Collections .................................................................
00.07
Debt collection ...........................................................
00.08
Governmentwide accounting and reporting ..............
09.01 Reimbursable program ..................................................

09:24 Mar 26, 2001

2002 est.

Balance, end of year ..................................................... ................... ................... ...................

Identification code 20–1801–0–1–803

VerDate 19-MAR-2001

2001 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Debt collection fund ......................................................
16
19
24
Appropriations:
05.00 Debt collection fund ......................................................
¥16
¥19
¥24

106

72.99
73.10
73.20

2000 actual

Identification code 20–1801–0–1–803

PO 00000

Frm 00017

Fmt 3616

23.90
23.95
23.98
24.40

1 ................... ...................

341
350
342
¥324
¥342
¥335
¥1 ................... ...................
14
7
7

201
207
212
¥1 ................... ...................

43.00

200

206

212

110

60.25

68.00
68.10

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (special fund, indefinite) ....................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources ................................................

68.90

12 ................... ...................

Spending authority from offsetting collections
(total discretionary) .....................................

110

Total new budget authority (gross) ..........................

326

336

335

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

70.00

Sfmt 3643

E:\BUDGET\TRE.XXX

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PsN: TRE

842

FINANCIAL MANAGEMENT SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–1801–0–1–803

72.95

Uncollected customer payments from Federal
sources, start of year ...........................................

72.99
73.10
73.20
73.40
73.45
74.00

74.40
74.95

2001 est.

¥42

¥54

2002 est.

¥54

27
31
41
324
342
335
¥327
¥332
¥354
18 ................... ...................
¥1 ................... ...................
¥12 ................... ...................
85

¥54

74.99

Obligated balance, end of year ............................

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

255
60
12

277
36
19

271
59
24

87.00

Total outlays (gross) .................................................

327

332

354

¥98

¥110

3. Debt Collection.—FMS provides debt collection operational services to client agencies which includes collection
of delinquent accounts, offset of Federal payments against
debts owed the government, post-judgment enforcement, consolidation of information reported to credit bureaus, reporting
for discharged debts or vendor payments, Federal Employee
Salary Offset Hearings, mortgage servicing, collection of unclaimed financial assets, and disposition of foreclosed property.
PERFORMANCE MEASURES
2000 actual

FMS will increase debt collection through all available tools
from the 1998 baseline of $1.988 billion (in billions of dollars) .........................................................................................
FMS will increase to 75 percent the amount of delinquent
debt that is referred to Treasury for collection, as compared
to the amount of delinquent debt that is eligible for referral ............................................................................................

¥99

2002 est.

$2.629

$2.300

$2.400

83%

75%

4. Government-wide Accounting and Reporting.—FMS provides financial accounting, reporting, and financing services
to the Federal Government and the Government’s agents who
participate in the payments and collections process by generating a series of daily, monthly, quarterly and annual Government-wide reports. FMS also works directly with agencies
to help reconcile reporting differences.
PERFORMANCE MEASURES

¥12 ................... ...................

216
229

226
222

236
255

1. Payments.—FMS implements payment policy and procedures for the Federal Government, issues and distributes payments, promotes the use of electronics in the payment process,
and assists agencies in converting payments from paper
checks to electronic funds transfer (EFT). The control and
financial integrity of the Federal payments and collections
process includes reconciliation, accounting, and claims activities. The claims activity settles claims against the United
States resulting from Government checks which have been
forged, lost, stolen, or destroyed, and collects monies from
those parties liable for fraudulent or otherwise improper negotiation of Government checks.
PERFORMANCE MEASURES
2000 actual

FMS will make paper check and EFT payments on
time ...........................................................................
FMS will make paper check and EFT payments accurately ..........................................................................

2001 est.

2002 est.

Not in Plan

100%

Not in Plan

100%

WORKLOAD STATISTICS

2000 actual

FMS will issue accurate government-wide accounting
reports .......................................................................
FMS will issue accurate government-wide accounting
reports on time ..........................................................
Percentage of agency reports for the Financial Report
of the U.S. Government processed by FMS within
the established standard range ...............................

2001 est.

2002 est.

Not in Plan

100%

Not in Plan

100%

Not in Plan

99%

100%

Object Classification (in millions of dollars)
2000 actual

Identification code 20–1801–0–1–803

11.1
11.3
11.5

11.9
12.1
13.0
21.0
23.1
23.3

108
2
4

2001 est.

110
2
3

2002 est.

117
2
3

25.4
25.7
26.0
31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Purchases of goods and services from Government
accounts ................................................................
Operation and maintenance of facilities ..................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

217
107

232
110

236
99

99.9

Total new obligations ................................................

324

342

335

24.0
25.1
25.2
25.3

114
115
122
24
22
24
1 ................... ...................
2
2
2
17
17
17
11
1
3
19

14
1
4
25

14
1
4
24

3
1
8
4
9

5
1
7
5
14

5
1
7
5
10

(Thousands)
2000 actual

1. Number of check claims submitted .......................................
2. Number of check payments ....................................................
3. Number of electronic payments ..............................................

1,429
266,413
625,668

2001 est.

1,350
258,000
640,000

2002 est.

1,300
253,000
653,000

2. Collections.—FMS implements collections policy, regulations, standards, and procedures for the Federal Government,
facilitates collections, promotes the use of electronics in the
collections process, and assists agencies in converting collections from paper to electronic media.
PERFORMANCE MEASURES
2000 actual

FMS will collect electronically the total dollar amount of Federal government receipts ........................................................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

75%

PO 00000

2001 est.

78%

Frm 00018

2002 est.

Personnel Summary
2000 actual

Identification code 20–1801–0–1–803

80%

Fmt 3616

Sfmt 3643

E:\BUDGET\TRE.XXX

pfrm07

PsN: TRE

2001 est.

2002 est.

2,028

2,081

2,057

FINANCIAL MANAGEMENT SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
PAYMENT

DEPARTMENT

JUSTICE, FIRREA RELATED CLAIMS

PAYMENT

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0177–0–1–752

2002 est.

72.99

74.40

Obligated balance, start of year ..........................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

2 ...................

74.99

Obligated balance, end of year ............................

2 ...................

Obligations by program activity:
Cheyenne River Sioux Tribe Terrestrial Wildlife restoration trust fund ...........................................................
00.02 Lower Breul Sioux Tribe terrestrial restoration trust
fund ...........................................................................

10.00

Total new obligations (object class 41.0) ................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

5
¥5

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

5
¥5

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

5
5

RESOLUTION FUNDING CORPORATION

Program and Financing (in millions of dollars)
2000 actual

2001 est.

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 41.0) .....................

1,164

1,728

1,357

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

1,164
¥1,164

1,728
¥1,728

Change in unpaid obligations:
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................

1,164

1,728

1,357

2001 est.

2002 est.

1,728
¥1,728

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,164
1,164

1,728
1,728

1,357
1,357

The Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA) authorized and appropriated to
the Secretary of the Treasury, such sums as may be necessary
to cover interest payments on obligations issued by the Resolution Funding Corporation (REFCORP). REFCORP was established under the Act to raise $31.2 billion for the Resolution Trust Corporation (RTC) in order to resolve savings institution insolvencies.
Sources of payment for interest due on REFCORP obligations include REFCORP investment income, proceeds from
the sale of assets or warrants acquired by the RTC, and
annual contributions by the Federal Home Loan Banks. If
these payment sources are insufficient to cover all interest
costs, funds appropriated to the Treasury shall be used to
meet the shortfall.

Frm 00019

117

129

132

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

51
127

61
129

61
132

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

178
¥117
61

190
¥129
61

193
¥132
61

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

127

129

132

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

26
117
¥83

61
129
¥129

61
132
¥132

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

74.99

Obligated balance, end of year ............................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

32
51

68
61

71
61

87.00

Total outlays (gross) .................................................

129

132

1,357
¥1,357

1,357

PO 00000

Obligations by program activity:
Total new obligations (object class 25.2) .....................

21.40
22.00

1,164
¥1,164

1,728

Jkt 188677

2000 actual

Identification code 20–1884–0–1–803

10.00

1,164

09:24 Mar 26, 2001

FEDERAL RESERVE BANK REIMBURSEMENT FUND
Program and Financing (in millions of dollars)

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................

VerDate 19-MAR-2001

Section 604(b) of the Water Resources Development Act
of 1999 (P.L. 106–53) requires that the Secretary of the Treasury, beginning in 1999, deposit $5 million annually (74 percent into the Cheyenne River Sioux Tribe Terrestrial Wildlife
Restoration Trust Fund and 26 percent into the Lower Brule
Sioux Tribe Terrestrial Wildlife Restoration Trust Fund) until
a total of $57.4 million has been deposited.

1,357
¥1,357

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

2002 est.

89.00
90.00

In 1998, the Secretary of the Treasury was authorized to
use funds made available to the FSLIC Resolution Fund to
reimburse the Department of Justice for the reasonable expenses of litigation that were incurred in the defense of claims
against the U.S. arising from FIRREA and its implementation.

Identification code 20–1851–0–1–908

2001 est.

00.01

89.00
90.00

2000 actual

Identification code 20–1738–0–1–306

TO THE

TERRESTRIAL WILDLIFE HABITAT RESTORATION TRUST
FUND
Program and Financing (in millions of dollars)

2001 est.

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

PAYMENT

843

Fmt 3616

72.99
73.10
73.20

Sfmt 3643

E:\BUDGET\TRE.XXX

pfrm07

PsN: TRE

844

FINANCIAL MANAGEMENT SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002
New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

FEDERAL RESERVE BANK REIMBURSEMENT FUND—Continued
Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–1884–0–1–803

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2001 est.

2002 est.

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

General and special funds—Continued

2 ...................

2
10
¥9

2 ...................
14
13
¥14
¥13

129
129

132
132

This fund was established as a permanent, indefinite appropriation to allow the Financial Management Service to reimburse the Federal Reserve Banks for services provided in
their capacity as depositaries and fiscal agents for the United
States.

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

74.99

Obligated balance, end of year ............................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

10
9

14
14

13
13

INTEREST

UNINVESTED FUNDS

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1860–0–1–908

10.00

Obligations by program activity:
Total new obligations (object class 43.0) .....................

2001 est.

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.99
73.10
73.20
74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

2 ................... ...................

6
¥6

CREDIT FINANCING ACCOUNTS

Program and Financing (in millions of dollars)

6
¥6

2000 actual

Identification code 20–1880–0–1–908

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

2 ................... ...................

As provided by statute and regulation, interest is paid to
States when Federal funds are not transferred in a timely
manner.

2002 est.

INTEREST PAID
Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................
23.95 Total new obligations ....................................................

89.00
90.00

127
83

72.99
73.10
73.20

2001 est.

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 43.0) .....................

4,287

3,787

3,734

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

4,287
¥4,287

3,787
¥3,787

3,734
¥3,734

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

4,287

3,787

3,734

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

4,287
¥4,287

3,787
¥3,787

3,734
¥3,734

21
6
¥5

22
6
¥5

23
6
¥5

74.99

Obligated balance, end of year ............................

73.10
73.20

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

4,287

3,787

3,734

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

6
5

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

4,287
4,287

3,787
3,787

3,734
3,734

Under conditions of the law creating each trust, interest
accruing and payable from the general fund of the Treasury
is appropriated for payment to the proper fund receipt accounts (31 U.S.C. 1321; 2 U.S.C. 158; 20 U.S.C. 74a and
101; 24 U.S.C. 46; and 69 Stat. 533). Pursuant to Public
Law 101–510, commencing October 1, 1991, the Soldiers’
Home Permanent Fund will be invested in Treasury securities.
f

FEDERAL INTEREST LIABILITIES

TO THE

Loan guarantee financing accounts receive various payments and fees and make payments on defaults. When cash
balances result from an excess of receipts over outlays, these
balances are deposited at the Treasury and earn interest.
This account pays such interest to credit loan guarantee financing accounts from the general fund of the Treasury in
accordance with section 505(c) of the Federal Credit Reform
Act of 1990. The estimates of interest paid by this fund are
derived from the estimates of interest received in the various
financing accounts.
f

STATES

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1877–0–1–908

10.00

Obligations by program activity:
Total new obligations (object class 25.2) .....................

CLAIMS, JUDGMENTS,
2001 est.

2002 est.

AND

RELIEF ACTS

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1895–0–1–808

2001 est.

2002 est.

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10
¥10

PO 00000

14
¥14

Frm 00020

13
¥13

Fmt 3616

00.01
00.03

Obligations by program activity:
Claims for damages ......................................................
Claims for contract disputes .........................................

2
305

11
64

10
50

00.91

Total claims adjudicated administratively ...............

307

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FINANCIAL MANAGEMENT SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
Judgments of the Court:
Judgments, Court of Claims .....................................
Judgments, U.S. Courts .............................................

11
1,513

52
1,048

01.91

Total judgments of the courts ..............................

1,524

1,100

940

10.00

Total new obligations (object class 42.0) ................

1,831

1,175

1,000

01.01
01.02

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................
23.95 Total new obligations ....................................................
New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.99
73.10
73.20
74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

74.99

Obligated balance, end of year ............................

86.97
86.98

ENERGY SECURITY RESERVE
40
900

Program and Financing (in millions of dollars)

1,831
¥1,831

1,175
¥1,175

1,000
¥1,000

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Resources available from recoveries of prior year obligations .......................................................................
22.40 Capital transfer to general fund ...................................
23.90

1,831

1,175

1,000

48 ...................

32
1,831
¥1,815

48 ...................
1,175
1,000
¥1,223
¥1,000

89.00
90.00

48 ................... ...................

1,175
1,000
48 ...................

Total outlays (gross) .................................................

1,815

1,223

1,000

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,831
1,815

1,175
1,223

1,000
1,000

Appropriations are made for payment of claims and interest
for damages not chargeable to appropriations of individual
agencies and for payment of private and public relief acts.
Public Law 95–26 authorized a permanent indefinite appropriation to pay certain judgments from the general funds
of the Treasury.

304 ................... ...................
342 ................... ...................
¥646 ................... ...................

Obligated balance, start of year ..........................
Recoveries of prior year obligations ..............................

342 ................... ...................
342 ................... ...................
¥342 ................... ...................

The Energy Security Reserve was created principally to
finance the activities of the U.S. Synthetic Fuels Corporation.
Public Law 99–190 rescinded the balance of unobligated funds
available to the Corporation. The Act left $10 million in the
Reserve for the Corporation’s liquidation and $400 million
for a Clean Coal Technology Demonstration program, which
has been transferred to a new account in the Department
of Energy. The Act also transferred responsibility for ongoing
projects of the Corporation to the Secretary of the Treasury;
these projects’ activities and financing will continue to be
displayed in this account.
f

BIOMASS ENERGY DEVELOPMENT
Program and Financing (in millions of dollars)

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................ ...................
23.95 Total new obligations .................................................... ...................

2002 est.

2001 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

55
¥45

10
2

12
4

23.90
24.40

Program and Financing (in millions of dollars)

Obligations by program activity:
10.00 Total new obligations (object class 42.0) ..................... ...................

2001 est.

21.40
22.00

ANTI-TERRORISM JUDGMENTS

2000 actual

Identification code 20–0114–0–1–271

Identification code 20–1811–0–1–808

2002 est.

Total budgetary resources available for obligation ................... ................... ...................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.99
73.45

2001 est.

48 ................... ...................

87.00

2000 actual

Identification code 20–0112–0–1–271

21.40
22.10

Outlays (gross), detail:
Outlays from new mandatory authority .........................
1,815
Outlays from mandatory balances ................................ ...................

PAYMENT

845

Total budgetary resources available for obligation
Unobligated balance carried forward, end of year .......

10
10

12
12

16
16

New budget authority (gross), detail:
Discretionary:
41.00
Transferred to other accounts ...................................

¥49

¥2 ...................

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

¥49

¥2 ...................

Total new budget authority (gross) ..........................

¥45

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

1 ...................

72.99

1 ...................

2002 est.

382 ...................

43.00
68.00
382 ...................
¥382 ...................
70.00

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) .......................................... ...................

382 ...................

73.10
73.20

Change in unpaid obligations:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

382 ...................
¥382 ...................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................

382 ...................

Net budget authority and outlays:
89.00 Budget authority ............................................................ ...................
90.00 Outlays ........................................................................... ...................

This account was established pursuant to section 2002 of
the Victims of Trafficking and Violence Protection Act, Public
Law 106–386, for the purpose of making payments to persons
who hold certain categories of judgments against Iran in suits
brought under 28 U.S.C. 1605a(7).

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1 ................... ...................

74.99

382 ...................
382 ...................

74.40

Obligated balance, start of year ..........................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Obligated balance, end of year ............................

1 ................... ...................

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥4

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥49
¥4

89.00
90.00

¥4

¥2 ...................
¥4
¥4

This account was created to provide loan guarantees for
the construction of biomass-to-ethanol facilities, as authorized

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PsN: TRE

846

FINANCIAL MANAGEMENT SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued

Trust Funds

BIOMASS ENERGY DEVELOPMENT—Continued

under Title II of the Energy Security Act. All of the loans
guaranteed by this account went into default. The guarantees
have been paid off, and the assets of all but one of the
projects have been liquidated. The one remaining project, the
New Energy Company of Indiana, continues to make payments to the Treasury on their loan, which the government
acquired after paying off the guarantee.
f

Public enterprise revolving fund:

CHEYENNE RIVER SIOUX TRIBE TERRESTRIAL WILDLIFE HABITAT
RESTORATION TRUST FUND
Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–8209–0–7–306

01.99

Balance, start of year ....................................................
5
Receipts:
02.40 General fund payments, Cheyenne river sioux tribe
terrestrial wildlife habitat restoration ......................
4
02.41 Earnings on investments ............................................... ...................
02.42 General fund payments, Lower bruel sioux tribe terrestrial wildlife habitat restoration ...............................
1

CHECK FORGERY INSURANCE FUND

02.99

Program and Financing (in millions of dollars)

2001 est.

2002 est.

4
1

04.00

2000 actual

Identification code 20–4109–0–3–803

2001 est.

Total receipts and collections ...................................

Total: Balances and collections ....................................
10
16
22
Appropriations:
05.00 Cheyenne river sioux tribe terrestrial wildlife habitat
restoration ................................................................. ................... ................... ...................

2002 est.

00.01
09.01

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

3
25

4
23

3
25

10.00

Total new obligations ................................................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

4
35

11
27

11
28

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

39
¥28
11

38
¥27
11

39
¥28
11

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................
69.00 Offsetting collections (cash) .........................................

10
25

4
23

3
25

70.00

Total new budget authority (gross) ..........................

07.99

Balance, end of year .....................................................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–8209–0–7–306

New budget authority (gross), detail:
Mandatory:
60.27
Appropriation (trust fund, indefinite) .......................
60.45
Portion precluded from obligation ............................

5
¥5

2001 est.

2002 est.

5
¥5

62.50

Appropriation (total mandatory) ........................... ................... ................... ...................

89.00
90.00

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ................................................................... ...................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
10
92.01

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

28
¥28

27
¥27

28
¥28

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

25
3

23
4

25
3

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥25

¥23

¥25

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

10
3

4
4

3
3

89.00
90.00

This fund was established as a permanent, indefinite appropriation in order to maintain adequate funding of the Check
Forgery Insurance Fund (Fund). The Fund facilitates timely
payments for replacement Treasury checks necessitated due
to a claim of forgery. The Fund recoups disbursements
through reclamations made against banks negotiating forged
checks.
To reduce hardships sustained by payees of Government
checks that have been stolen and forged, settlement is made
in advance of the receipt of funds from the endorsers of the
checks. If the U.S. Treasury is unable to recover funds
through reclamation procedures, the Fund sustains the loss.

2000 actual

42.0
42.0
99.9

2001 est.

Total new obligations ................................................

09:24 Mar 26, 2001

Jkt 188677

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This schedule reflects the payments made to the Cheyenne
River Sioux Tribe Terrestrial Wildlife Restoration Trust Fund
and the Lower Brule Sioux Tribe Terrestrial Wildlife Restoration Trust Fund. After the funds are fully capitalized (at
a total level of $57.4 million), interest earned will be available
to carry out the purposes of the funds.
f

FEDERAL FINANCING BANK ACTIVITIES
Federal Funds
Intragovernmental funds:
FEDERAL FINANCING BANK
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4521–0–4–803

2001 est.

2002 est.

Obligations by program activity:
Administrative expenses ................................................
Interest on borrowings from Treasury ...........................
Interest on borrowings from civil service retirement
trust fund ..................................................................

2
1,979

2
2,031

2
2,136

1,337

10.00

Total new obligations ................................................

3,318

3,370

3,475

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

3,318
¥3,318

3,370
¥3,370

3,475
¥3,475

New budget authority (gross), detail:
Mandatory:
67.15
Authority to borrow (indefinite) .................................

09.01
09.02
09.03

34 ................... ...................
3,284
3,370
3,475

2002 est.

Direct obligations: Insurance claims and indemnities
Reimbursable obligations: Insurance claims and indemnities ...................................................................

VerDate 19-MAR-2001

21.40
22.00

Object Classification (in millions of dollars)
Identification code 20–4109–0–3–803

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FEDERAL FINANCING BANK ACTIVITIES—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
69.00

Offsetting collections (cash) .........................................

3,280

3,353

3,461

70.00

Total new budget authority (gross) ..........................

3,284

3,370

3,475

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

337

342

337

337
3,318
¥3,314

342
3,370
¥3,375

337
3,475
¥3,475

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

342

337

Obligated balance, end of year ............................

342

337

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

3,280
34

3,370
3,476
4 ...................

87.00

Total outlays (gross) .................................................

3,314

3,375

The following table shows the annual net lending by the
FFB by agency and program and the amount outstanding
at the end of each year. The table does not include certain
securities originally issued to the FFB by the Postal Service,
which the FFB exchanged with the Civil service retirement
and disability fund in 1996 in return for Treasury securities
of equal present value. These securities, which continue to
be serviced by FFB, had a remaining face value of $51 million
as of the beginning of 2001 and are expected to be redeemed
in May 2001.

337

74.99

847

72.99
73.10
73.20

NET LENDING AND LOANS OUTSTANDING, END OF YEAR
(in millions of dollars)
2000 actual

3,475

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥3,280

¥3,353

¥3,461

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

4
34

17
22

14
15

89.00
90.00

The Federal Financing Bank (FFB) was created in 1973
to reduce the costs of Federal and federally-assisted borrowing
and to ensure the coordination of such borrowing from the
public in a manner least disruptive to private financial markets and institutions. Prior to that time, many agencies borrowed directly from the private market to finance credit programs involving lending to the public at higher rates than
on comparable Treasury securities. With the implementation
of the Federal Credit Reform Act in 1992, however, agencies
simply finance such loan programs through direct loan financing accounts that borrow directly from the Treasury. Therefore, FFB loans are now used primarily to finance direct
agency activities such as construction of Federal buildings
by the General Services Administration and meeting the financing requirements of the U.S. Postal Service. In certain
cases, the FFB finances Federal direct loans to the public
that would otherwise be made by private lenders and fully
guaranteed by a Federal agency.
Lending by the FFB is set at 1⁄8 percent above Treasury
rates and may take one of three forms, depending on the
authorizing statutes pertaining to a particular agency or program: (1) the FFB may purchase agency financial assets; (2)
the FFB may acquire debt securities that the agency is otherwise authorized to issue to the public; and (3) the FFB may
originate direct loans on behalf of an agency by disbursing
loans directly to private borrowers and receiving repayments
from the private borrower on behalf of the agency. Because
law requires that transactions by the FFB be treated as a
means of financing agency obligations, the budgetary effect
of the third type of transaction is reflected in the budget
in the following sequence: a loan by the FFB to the agency,
a loan by the agency to a private borrower, a repayment
by a private borrower to the agency, and a repayment by
the agency to the FFB.
Under a provision in the 1987 enabling legislation for the
Agriculture Department’s Cushion of credit payments program, the FFB receives substantially less interest each year
on certain loans that it holds than it is contractually entitled
to receive. This provision, however, does not reduce the
amount of interest the FFB owes on its corresponding loans
from Treasury. The shortfalls in interest received by the FFB
as a result of the provision resulted in substantial losses
to the FFB in the past. The FFB will likely experience future
losses due to this provision.

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A. Department of Agriculture:
1. Rural housing loans:
Lending, net ..........................................................
Loans outstanding ................................................
2. Rural development loans:
Lending, net ..........................................................
Loans outstanding ................................................
3. Rural Utilities Service:
Lending, net ..........................................................
Loans outstanding ................................................
B. Department of Defense:
1. Defense working capital funds:
Lending, net ..........................................................
Loans outstanding ................................................
C. Department of Education:
1. Historically black colleges and universities:
Lending, net ..........................................................
Loans outstanding ................................................
D. Department of Health and Human Services:
1. Health maintenance organizations:
Lending, net ..........................................................
Loans outstanding ................................................
2. Medical facility loans:
Lending, net ..........................................................
Loans outstanding ................................................
E. Department of Housing and Urban Development:
1. Section 108 guaranteed loans:
Lending, net ..........................................................
Loans outstanding ................................................
2. Low-rent public housing:
Lending, net ..........................................................
Loans outstanding ................................................
F. Department of the Interior:
1. Territory of the Virgin Islands:
Lending, net ..........................................................
Loans outstanding ................................................
G. Department of Transportation:
1. Railroad Revitalization and Regulatory Reform
Act:
Lending, net ..........................................................
Loans outstanding ................................................
H. General Services Administration:
1. Federal buildings fund:
Lending, net ..........................................................
Loans outstanding ................................................
I. International Assistance Programs:
1. Foreign military sales credit:
Lending, net ..........................................................
Loans outstanding ................................................
J. Small Business Administration:
1. Section 503 guaranteed loans:
Lending, net ..........................................................
Loans outstanding ................................................
K. Postal Service:
Lending, net ..............................................................
Loans outstanding .....................................................

2001 est.

2002 est.

¥1,585
5,540

¥385
5,155

......................
5,155

......................
3,410

¥975
2,435

¥1,485
950

¥1,167
17,316

¥377
16,939

¥33
16,906

¥91
1,047

¥106
941

¥161
780

10
21

8
28

10
39

¥2
......................

......................
......................

¥3
1

¥1
......................

......................
......................

¥3
11

¥2
9

¥2
7

¥71
1,348

¥71
1,277

¥71
1,206

¥1
15

¥2
13

¥2
11

(*)
4

......................
4

¥92
2,313

¥55
2,258

¥25
2,233

¥220
2,390

¥234
2,156

¥234
1,922

¥35
159

¥22
137

¥20
117

2,983
9,262

3,051
12,313

2,687
15,000

¥279
42,837

829
43,666

664
44,331

Total lending:
Lending, net ..............................................................
Loans outstanding .....................................................
* $500 thousand or less.

Balance Sheet (in millions of dollars)
1999 actual

Identification code 20–4521–0–4–803

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............

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2000 actual

610

576

PsN: TRE

2001 est.

581

2002 est.

581

848

FEDERAL FINANCING BANK ACTIVITIES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

Intragovernmental funds—Continued
FEDERAL FINANCING BANK—Continued
Balance Sheet (in millions of dollars)—Continued
1999 actual

Identification code 20–4521–0–4–803

1104
1106

2000 actual

43,003
910

42,724
1,023

43,553
959

44,218
698

44,523

44,323

45,093

45,497

1,235

1,351

1,290

1,030

28,276

27,973

28,824

29,503

15,000

44,511

44,324

45,114

45,533

Investments in US securities:
Agency securities, par ....................
Receivables, net .............................

1999

Total assets ........................................
LIABILITIES:
Federal liabilities:
2101
Accounts payable ................................
Debt:
2103
Borrowing from Treasury ................
2103
Borrowing from the Civil service
retirement trust fund .................
2999

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

2001 est.

2002 est.

–1

–22

–37

3999

Total net position ................................

–1

–22

–37

4999

Total liabilities and net position ............

44,523

44,322

45,092

45,496

tained by Federal firearms licensees: Provided further, That no funds
appropriated herein shall be used to pay administrative expenses
or the compensation of any officer or employee of the United States
to implement an amendment or amendments to 27 CFR 178.118
or to change the definition of ‘‘Curios or relics’’ in 27 CFR 178.11
or remove any item from ATF Publication 5300.11 as it existed on
January 1, 1994: Provided further, That none of the funds appropriated herein shall be available to investigate or act upon applications for relief from Federal firearms disabilities under 18 U.S.C.
925(c): Provided further, That such funds shall be available to investigate and act upon applications filed by corporations for relief from
Federal firearms disabilities under 18 U.S.C. 925(c): Provided further,
That no funds under this Act may be used to electronically retrieve
information gathered pursuant to 18 U.S.C. 923(g)(4) by name or
any personal identification code. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount, $4,148,000, for participation in Joint
Terrorism Task Forces.¿ (Department of Transportation and Related
Agencies Appropriations Act, 2001, as enacted by section 101(a) of
P.L. 106–346.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1000–0–1–751

2001 est.

2002 est.

2000 actual

Identification code 20–4521–0–4–803

2001 est.

2002 est.

25.2
43.0

Other services ................................................................
Interest and dividends ...................................................

2
3,316

2
3,368

2
3,473

99.9

Total new obligations ................................................

3,318

3,370

Obligations by program activity:
Direct program:
00.01
Reduce violent crime .................................................
00.02
Collect revenue ..........................................................
00.03
Protect the public ......................................................

445
57
67

606
77
92

628
80
96

01.92
09.01

Total direct program .............................................
Reimbursable program ..................................................

569
47

775
50

804
47

10.00

Object Classification (in millions of dollars)

Total new obligations ................................................

616

825

851

21.40
22.00
22.10

11
611

4 ...................
821
851

3,475

BUREAU OF ALCOHOL, TOBACCO AND
FIREARMS
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses of the Bureau of Alcohol, Tobacco and Firearms, including purchase of not to exceed 812 vehicles for policetype use, of which 650 shall be for replacement only, and hire of
passenger motor vehicles; hire of aircraft; services of expert witnesses
at such rates as may be determined by the Director; for payment
of per diem and/or subsistence allowances to employees where a major
investigative assignment requires an employee to work 16 hours or
more per day or to remain overnight at his or her post of duty;
not to exceed $20,000 for official reception and representation expenses; for training of State and local law enforcement agencies with
or without reimbursement, including training in connection with the
training and acquisition of canines for explosives and fire accelerants
detection; not to exceed $50,000 for cooperative research and development programs for Laboratory Services and Fire Research Center
activities; and provision of laboratory assistance to State and local
agencies,
with
or
without
reimbursement,
ø$768,695,000¿
$803,521,000, of which not to exceed $1,000,000 shall be available
for the payment of attorneys’ fees as provided by 18 U.S.C. 924(d)(2);
of which up to $2,000,000 shall be available for the equipping of
any vessel, vehicle, equipment, or aircraft available for official use
by a State or local law enforcement agency if the conveyance will
be used in joint law enforcement operations with the Bureau of Alcohol, Tobacco and Firearms and for the payment of overtime salaries
including Social Security and Medicare, travel, fuel, training, equipment, supplies, and other similar costs of State and local law enforcement personnel, including sworn officers and support personnel, that
are incurred in joint operations with the Bureau of Alcohol, Tobacco
and Firearms: Provided, That no funds made available by this or
any other Act may be used to transfer the functions, missions, or
activities of the Bureau of Alcohol, Tobacco and Firearms to other
agencies or Departments in fiscal year ø2001¿ 2002: Provided further,
That no funds appropriated herein shall be available for salaries
or administrative expenses in connection with consolidating or centralizing, within the Department of the Treasury, the records, or
any portion thereof, of acquisition and disposition of firearms main-

VerDate 19-MAR-2001

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Frm 00024

Fmt 3616

23.90
23.95
23.98
24.40

2 ................... ...................
624
825
851
¥616
¥825
¥851
¥4 ................... ...................
4 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
566
773
804
40.76
Reduction pursuant to P.L. 106–113 .......................
¥1 ................... ...................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................
¥2 ...................
41.00
Transferred to other accounts ...................................
¥3 ................... ...................
43.00
50.00
68.00
68.10

Appropriation (total discretionary) ........................
Reappropriation .........................................................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources .....................................................

68.90

562
771
804
2 ................... ...................
9

38 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

Total new budget authority (gross) ..........................

611

821

851

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
75
72.95
Uncollected customer payments from Federal
sources, start of year ........................................... ...................

135

172

¥38

70.00

72.99
73.10
73.20
73.45
74.00

74.40
74.95

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

74.99

Sfmt 3643

Obligated balance, end of year ............................

E:\BUDGET\TRE.XXX

pfrm07

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75
97
134
616
825
851
¥555
¥788
¥850
¥2 ................... ...................
¥38 ................... ...................
135

172

173

¥38

134

135

BUREAU OF ALCOHOL, TOBACCO AND FIREARMS—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

496
59

744
44

771
79

87.00

Total outlays (gross) .................................................

555

788

849

850

24.0
25.2
26.0
31.0
99.0
99.0
99.5

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Drug enforcement .............................................
88.00
Other Federal sources ......................................

¥2
¥7

¥10
¥40

¥9

¥50

¥47

2
135
14
92

2
128
13
65

Subtotal, direct obligations ..................................
569
775
Reimbursable obligations ..............................................
47
50
Below reporting threshold .............................................. ................... ...................

803
47
1

¥9
¥38

88.90

Printing and reproduction .........................................
Other services ............................................................
Supplies and materials .............................................
Equipment .................................................................

88.95

99.9

¥38 ................... ...................

564
546

771
738

804
803

2
68
10
34

Total new obligations ................................................

616

825

851

Personnel Summary
2000 actual

Identification code 20–1000–0–1–751

2001 est.

2002 est.

4,219

4,642

4,982

118

103

The Bureau of Alcohol, Tobacco and Firearms (ATF) is a
law enforcement organization within the United States Department of the Treasury with unique responsibilities dedicated to reducing violent crime, collecting revenue, and protecting the public. ATF enforces the Federal laws and regulations relating to alcohol, tobacco, firearms, explosives, and
arson by working directly and in cooperation with others to:
(1) Effectively contribute to a safer America by reducing the
future number and cost of violent crimes: (2) Maintain a
sound revenue management and regulatory system that continues reducing taxpayer burden, improving service, collecting
the revenue due and preventing illegal diversion; and (3) Protect the public and prevent consumer deception in ATF’s regulated commodities.
The following performance measurements continue to be
refined and improved in order to provide viable output and
outcome measures for the Bureau, thus complying with the
Government Performance and Results Act of 1993 (GPRA).
2000 actual

$1.56
743,706
87,859
209,369
10.2
n/a
n/a

AND

HEADQUARTERS

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1003–0–1–751

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

2001 est.

2002 est.

2001 est.

$2.12
960,000
n/a
215,000
10.0
6,000
90%

61
¥11

50
¥30

20
¥20

74.40

Obligated balance, start of year ..........................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

20 ...................

74.99

Obligated balance, end of year ............................

20 ...................

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

89.00
90.00

PERFORMANCE AND WORKLOAD MEASURES
Reduce Violent Crime:
Crime related costs avoided ($ billions) ................................
Future firearms crimes avoided .............................................
Number of persons trained/developed ....................................
Number of trace requests .......................................................
Average trace response time (# of days) ...............................
Number of personnel trained in IVRS ....................................
NRT customer satisfaction rating ..........................................
Collect the Revenue:
Taxes and fees collected from the alcohol, firearms and
explosives industries ($ billion) .........................................
Ratio of taxes and fees collected vs. resources expended
to collect .............................................................................
Burden hours reduced ............................................................
Percent of entities filing electronically ..................................
Protect the Public:
Response to unsafe conditions and product deficiencies
discovered (explosives) .......................................................
The number of commodity seminars held ..............................
Workload Measures:
Number of inspections (explosives) ........................................
Percent of population inspected (firearms) ...........................

LABORATORY FACILITIES

72.99
73.20

2002 est.

$2.65
1,170,000
n/a
215,000
10.0
6,000
90%

$14.1

$13.6
$200: $1
n/a
0%

$200: $1
n/a
1%

1,119
175

850
175

3,964
8%

4,500
10%

INTERNAL REVENUE COLLECTIONS

FOR

PUERTO RICO

Unavailable Collections (in millions of dollars)

$13.6

$207: $1
6,922
n/a

Outlays associated with prior year funding shown above
reflects construction costs for the new ATF National Laboratory and Fire Research facilities.

2000 actual

Identification code 20–5737–0–2–806

2001 est.

2002 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Deposits, internal revenue collections for Puerto Rico
297
315
246
Appropriations:
05.00 Internal revenue collections for Puerto Rico .................
¥297
¥315
¥246
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
Object Classification (in millions of dollars)
2000 actual

Identification code 20–5737–0–2–806
2000 actual

Identification code 20–1000–0–1–751

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................

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09:24 Mar 26, 2001

Jkt 188677

2001 est.

2002 est.

10.00
248
2
30

270
3
39

305
3
48

280
97
17
3
40

312
118
28
3
46

356
133
30
3
49

PO 00000

Frm 00025

Fmt 3616

Obligations by program activity:
Total new obligations (object class 41.0) .....................

297

315

246

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

297
¥297

315
¥315

246
¥246

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) ....................

297

315

246

Change in unpaid obligations:
Total new obligations ....................................................

297

315

246

73.10

Sfmt 3643

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PsN: TRE

850

BUREAU OF ALCOHOL, TOBACCO AND FIREARMS—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002
02.61

FOR

980

Total receipts and collections ...................................
Appropriations:
Salaries and expenses ...................................................

1,279

1,300

1,340

¥1,279

¥1,300

¥1,340

05.99

INTERNAL REVENUE COLLECTIONS

U.S. Customs user fee accounts, merchandise processing, Treasury ........................................................

05.00

General and special funds—Continued

Total appropriations ..................................................

¥1,279

¥1,300

¥1,340

PUERTO RICO—Continued
02.99

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–5737–0–2–806

2001 est.

¥297

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................

297

315

246

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

297
297

315
315

246
246

89.00
90.00

¥315

¥246
07.99

Program and Financing (in millions of dollars)

General and special funds:
EXPENSES

For necessary expenses of the United States Customs Service, including purchase and lease of øup to 1,050¿ motor vehicles øof which
550 are for replacement only and of which 1,030 are for police-type
use and commercial operations¿; hire of motor vehicles; contracting
with individuals for personal services abroad; not to exceed $40,000
for official reception and representation expenses; and awards of compensation to informers, as authorized by any Act enforced by the
United States Customs Service, ø$1,863,765,000¿ $1,961,764,000, of
which such sums as become available in the Customs User Fee Account, except sums subject to section 13031(f)(3) of the Consolidated
Omnibus Budget Reconciliation Act of 1985, as amended (19 U.S.C.
58c(f)(3)), shall be derived from that Account; of the total, not to
exceed $150,000 shall be available for payment for rental space in
connection with preclearance operations; not to exceed $4,000,000
shall be available until expended for researchø; of which not less
than $100,000 shall be available to promote public awareness of the
child pornography tipline; of which not less than $200,000 shall be
available for Project Alert¿; not to exceed $5,000,000 shall be available until expended for conducting special operations pursuant to
19 U.S.C. 2081; not to exceed $8,000,000 shall be available until
expended for the procurement of automation infrastructure items,
including hardware, software, and installation; and not to exceed
$5,000,000 shall be available until expended for repairs to Customs
facilities: Provided, That uniforms may be purchased without regard
to the general purchase price limitation for the current fiscal year:
Provided further, That notwithstanding any other provision of law,
the fiscal year aggregate overtime limitation prescribed in subsection
5(c)(1) of the Act of February 13, 1911 (19 U.S.C. 261 and 267)
shall be $30,000. (Treasury Department Appropriations Act, 2001,
as enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount, $18,934,000: Provided, That
$10,000,000 shall be for technology and infrastructure along the
northern border: Provided further, That $6,600,000 shall be for hiring
counterterrorism agents for deployment along the northern border:
Provided further, That none of the funds provided for the northern
border shall be obligated until the Commissioner of the Customs
Service submits for approval to the Committees on Appropriations
a plan for the deployment of the resources and personnel: Provided
further, That $2,334,000 shall be for participation in Joint Terrorism
Task Forces.¿ (Department of Transportation and Related Agencies
Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–
346.)

1,305
1,111
503

1,232
1,050
455

10.00

Total new obligations ................................................

2,653

2,919

2,737

877
2,565

802
2,630

513
2,737

23.90
23.95
23.98
24.40

2002 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.60 U.S. Customs users fees account, conveyance/passenger/other ...............................................................
299
300
320

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16 ................... ...................
3,458
3,432
3,250
¥2,653
¥2,919
¥2,737
¥3 ................... ...................
802
513
513

New budget authority (gross), detail:
Discretionary:
40.05
Appropriation (indefinite) ..........................................
725
883
942
40.25
Appropriation (special fund, indefinite)(Customs
user fees) ..............................................................
980
1,000
1,020
40.76
Reduction pursuant to P.L. 106–113 .......................
¥7 ................... ...................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................
¥4 ...................
42.00
Transferred from other accounts ..............................
25
3 ...................
43.00
60.25

68.00
68.10
68.15

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (special fund, indefinite)(Customs
user fee) ................................................................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources ................................................
Adjustments to uncollected customer payments
from Federal sources ........................................

1,723

1,882

1,962

299

300

320

525

502

501

¥54

¥46

7 ................... ...................

68.90

Spending authority from offsetting collections
(total discretionary) .....................................

542

448

455

70.00

Total new budget authority (gross) ..........................

2,565

2,630

2,737

454

475

962

¥98

¥109

¥55

72.99
73.10
73.20
73.40
73.45
74.00

74.40
74.95

74.99

Obligated balance, end of year ............................

86.90
86.93
86.97
86.98

87.00

Total outlays (gross) .................................................

Unavailable Collections (in millions of dollars)
2001 est.

2002 est.

1,165
946
542

Federal Funds

2000 actual

2001 est.

21.40
22.00
22.10

UNITED STATES CUSTOMS SERVICE

Identification code 20–0602–0–1–751

2000 actual

Obligations by program activity:
Direct program:
00.04
Commercial ................................................................
00.05
Drug and other enforcement .....................................
09.01 Reimbursable program ..................................................

AND

Balance, end of year ..................................................... ................... ................... ...................

Identification code 20–0602–0–1–751

Excise taxes collected under the Internal Revenue laws of
the United States on articles produced in Puerto Rico and
either transported to the United States or consumed on the
island are paid to Puerto Rico (26 U.S.C. 7652).

SALARIES

1,020

2002 est.

Total outlays (gross) ......................................................

73.20

1,000

Sfmt 3643

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PsN: TRE

356
366
907
2,653
2,919
2,737
¥2,608
¥2,432
¥2,727
¥8 ...................
¥20
¥16 ................... ...................
¥11

54 ...................

475

962

906

¥109

¥55

¥9

366

907

897

2,078
2,142
203
20
299
270
28 ...................

2,221
188
288
30

2,608

2,727

2,432

UNITED STATES CUSTOMS SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥512
¥13

¥491
¥11

¥489
¥12

88.90

¥525

¥502

¥501

¥11

88.95
88.96

89.00
90.00

851

Object Classification (in millions of dollars)
2000 actual

Identification code 20–0602–0–1–751

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources .....................................................
Adjustment to uncolected customer payments from
Federal sources .....................................................

¥7 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,022
2,083

2,182
1,930

2,282
2,226

The United States Customs Service, in partnership with
other Federal agencies, is one of the Nation’s principal means
of border enforcement. Its mission is to ensure that all goods
and persons entering and exiting the United States do so
in compliance with all United States laws and regulations.
Commercial.—Commercial activities are all process/business
area activities (Trade Compliance, Outbound, and Passenger
Processing) which occur prior to a violation being confirmed
or acceptance of a referral for investigation. This includes
intelligence gathering, targeting, analysis and examination activities.

11.1
11.3
11.5

11.9
12.1
21.0
22.0
23.1
23.2
23.3

915
17
227

2001 est.

2002 est.

977
21
221

1,031
21
229

Total personnel compensation .........................
1,159
1,219
1,281
Civilian personnel benefits .......................................
303
384
358
Travel and transportation of persons .......................
31
49
44
Transportation of things ...........................................
4
7
7
Rental payments to GSA ...........................................
166
196
207
Rental payments to others ........................................
3
1
1
Communications, utilities, and miscellaneous
charges .................................................................
34
46
45
Printing and reproduction .........................................
4
4
4
Advisory and assistance services .............................
30
35
34
Other services ............................................................
143
113
89
Purchases of goods and services from Government
accounts ................................................................
18
26
20
Operation and maintenance of facilities ..................
14
17
16
Research and development contracts .......................
2
2
1
Operation and maintenance of equipment ...............
42
51
71
Supplies and materials .............................................
24
28
26
Equipment .................................................................
130
233
75
Land and structures ..................................................
1
1 ...................
Grants, subsidies, and contributions ........................
1
1 ...................
Insurance claims and indemnities ...........................
2 ................... ...................
Unvouchered .............................................................. ...................
3
3

24.0
25.1
25.2
25.3
25.4
25.5
25.7
26.0
31.0
32.0
41.0
42.0
91.0
99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

2,111
542

2,416
503

2,282
455

99.9

Total new obligations ................................................

2,653

2,919

2,737

WORKLOAD DATA
2000 actual

Total Commercial Entry Summaries (millions) ...........................
Total Passengers (in millions):
Land ........................................................................................
Air ............................................................................................
Sea ..........................................................................................
Total Carriers (thousands):
Land ........................................................................................
Air ............................................................................................
Sea ..........................................................................................

2001 est.

2002 est.

23.6

25.8

27.0

397.3
80.5
11.0

409.5
84.2
11.5

423.5
86.7
11.5

140.8
971.0
6,024.5

146.6
1,002.8
6,116.2

149.8
1,032.4
6,520.5

Personnel Summary

PERFORMANCE MEASURES
2000 actual

Overall Trade Compliance Rate ..................................................
Overall Passenger Compliance Rate:
Land ........................................................................................
Air ............................................................................................
Revenue Collection Compliance Rate .........................................
Collection (billions $) ..................................................................

2001 est.

90%

99.5%
98.4%
98.7%
22.1

98.0%
97.8%
99%
22.1

99%
99%
99%
22.1

Drug and Other Enforcement.—Drug and Other Enforcement activities are process activities which occur after confirmation of a violation or acceptance of a referral for investigation. Also included are enforcement strategies to address
enforcement issues which impact more than one process, intelligence activities and investigations of drug and money laundering violations, intelligence activities and investigations related to alleged/suspected violations which are independent
of process activities, the air and marine interdiction programs,
and radio communications management.
PERFORMANCE MEASURES
Quantity of narcotics seized (thousands of lbs.):
Heroin ......................................................................................
Cocaine ...................................................................................
Marijuana ................................................................................
Number of narcotics seizures:
Heroin ......................................................................................
Cocaine ...................................................................................
Marijuana ................................................................................

2000 actual

2001 est.

2002 est.

2.6
150.0
1,129.0

2.6
160.0
1,370.0

859
2,489
14,861

860
2,500
15,280

The North American Free Trade Agreement Implementation Act (Public Law 103–182) extended the collection of existing Customs user fees (merchandise and passenger fees)
through September 2003.

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2001 est.

2002 est.

16,796

17,479

17,849

2,079

1,988

1,808

2002 est.

90%

2000 actual

Identification code 20–0602–0–1–751

OPERATION, MAINTENANCE AND PROCUREMENT, AIR
INTERDICTION PROGRAMS

AND

MARINE

For expenses, not otherwise provided for, necessary for the operation and maintenance of marine vessels, aircraft, and other related
equipment of the Air and Marine Programs, including operational
training and mission-related travel, and rental payments for facilities
occupied by the air or marine interdiction and demand reduction
programs, the operations of which include the following: the interdiction of narcotics and other goods; the provision of support to Customs
and other Federal, State, and local agencies in the enforcement or
administration of laws enforced by the Customs Service; and, at the
discretion of the Commissioner of Customs, the provision of assistance
to Federal, State, and local agencies in other law enforcement and
emergency humanitarian efforts, ø$133,228,000¿ $162,637,000, which
shall remain available until expended: Provided, That no aircraft
or other related equipment, with the exception of aircraft which is
one of a kind and has been identified as excess to Customs requirements and aircraft which has been damaged beyond repair, shall
be transferred to any other Federal agency, department, or office
outside of the Department of the Treasury, during fiscal year ø2001¿
2002 without øthe prior approval of¿ notice to the Committees on
Appropriations. (Treasury Department Appropriations Act, 2001, as
enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount of $7,000,000, to remain available until
expended, for necessary expenses associated with procurement of two
aircraft and related equipment expenses associated with aviation
standardization and training at the Customs National Aviation Center in Oklahoma City, Oklahoma: Provided, That none of the funds
provided shall be available for obligation until an expenditure plan
is submitted for approval to the Committees on Appropriations.¿ (Division A, Miscellaneous Appropriations Act, 2001, as enacted by section 1(a)(4) of P.L. 106–554.)

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PsN: TRE

852

UNITED STATES CUSTOMS SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued
OPERATION, MAINTENANCE AND PROCUREMENT, AIR
INTERDICTION PROGRAMS—Continued

AND

MARINE

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0604–0–1–751

2001 est.

Obligations by program activity:
Direct program:
00.01
Air and marine interdiction .......................................
00.02
P3 interdiction ...........................................................
00.03
Procurement ...............................................................
09.01 Reimbursable program ..................................................

110
201
62
60
2
1
3 ...................

10.00

177

21.40
22.00
22.10
23.90
23.95
24.40

Total new obligations ................................................
Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.15
Appropriation (emergency) ........................................
42.00
Transferred from other accounts ..............................
43.00
68.00
68.10
68.90

109
180

262

122
140

2002 est.

98
40
25
1
164

1
164

total operations and maintenance for the Customs air and
marine program. This program also provides support for the
interdiction of narcotics by other Federal, State and local
agencies.
The Customs Service will continue implementation of the
Western Hemisphere Drug Elimination Act (WHDEA). $35
million in new funding will intensify WHDEA activities, including the purchase of new equipment as well as other enhancements, to improve interdiction efforts against drug transit operations in the source zone.
Object Classification (in millions of dollars)

25.4
25.7
26.0
31.0

Direct obligations:
Travel and transportation of persons .......................
7
Transportation of things ........................................... ...................
Rental payments to others ........................................
2
Communications, utilities, and miscellaneous
charges .................................................................
3
Advisory and assistance services .............................
1
Other services ............................................................
12
Purchases of goods and services from Government
accounts ................................................................
4
Operation and maintenance of facilities ..................
1
Operation and maintenance of equipment ...............
60
Supplies and materials .............................................
39
Equipment .................................................................
44
Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................
Total new obligations ................................................

21.0
22.0
23.2
23.3

11 ................... ...................
300
¥177
122

262
¥262
1

165
¥164
¥1

41
140
163
68 ................... ...................
68 ................... ...................

25.1
25.2
25.3

140

163

99.0
99.0
99.5

6 ...................

99.9

177

2001 est.

2002 est.

9
1
2

9
1
3

4
4
1 ...................
12
74
4 ...................
1 ...................
83 ...................
38
36
107
36

173
262
163
3 ...................
1
1 ................... ...................
177

262

164

¥3 ................... ...................
3 ...................

2000 actual

Identification code 20–0604–0–1–751

AUTOMATION MODERNIZATION

¥1

74.99

Obligated balance, end of year ............................

154

235

218

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

86
104

98
82

115
65

For expenses not otherwise provided for Customs automated systems, ø$258,400,000¿ $257,832,000, to remain available until expended, of which $5,400,000 shall be for the International Trade
Data System, and not less than $130,000,000 shall be for the development of the Automated Commercial Environment: Provided, That
none of the funds appropriated under this heading may be obligated
for the Automated Commercial Environment until the United States
Customs Service prepares and submits to the Committees on Appropriations a final plan for expenditure that: (1) meets the capital
planning and investment control review requirements established by
the Office of Management and Budget, including OMB Circular A–
11, part 3; (2) complies with the United States Customs Service’s
Enterprise Information Systems Architecture; (3) complies with the
acquisition rules, requirements, guidelines, and systems acquisition
management practices of the Federal Government; (4) is reviewed
and approved by the Customs Investment Review Board, the Department of the Treasury, and the Office of Management and Budget;
and (5) is reviewed by the General Accounting Office: Provided further, That none of the funds appropriated under this heading may
be obligated for the Automated Commercial Environment until that
final expenditure plan has been approved by the Committees on Appropriations. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)

87.00

Total outlays (gross) .................................................

190

180

Program and Financing (in millions of dollars)

70.00

Total new budget authority (gross) ..........................

180

140

164

181

155

236

¥4

¥1

72.99
73.10
73.20
73.40
73.45
74.00

74.40
74.95

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

177
154
235
177
262
164
¥190
¥180
¥180
¥2 ................... ...................
¥11 ................... ...................
3 ................... ...................
155

236

219

¥6 ...................

3 ................... ...................

177
184

140
180

09:24 Mar 26, 2001

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Frm 00028

2001 est.

2002 est.

00.04

Obligations by program activity:
Commercial .................................................................... ...................

258

10.00

Total new obligations ................................................ ...................

258

22.00
23.95

257
¥258

258
¥258

¥1

163
179

The Customs Air and Marine Interdiction Program combats
the illegal entry of narcotics and other goods into the United
States. This appropriation provides capital procurement and

VerDate 19-MAR-2001

2000 actual

Identification code 20–0610–0–1–751

Fmt 3616

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................

Sfmt 3643

E:\BUDGET\TRE.XXX

pfrm07

PsN: TRE

258
258
¥1 ...................

UNITED STATES CUSTOMS SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
43.00

258

90.00

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year .............................. ................... ...................

116

This account funds major Customs construction, repair, and
facility improvement initiatives.

72.99
73.10
73.20
74.40
74.99

86.90
86.93
87.00

Appropriation (total discretionary) ........................ ...................

853

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

................... ...................
...................
258
...................
¥142

116
258
¥214

...................

116
116

159

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
142
Outlays from discretionary balances ............................. ................... ...................

142
72

Total outlays (gross) ................................................. ...................

142

257
142

2000 actual

Identification code 20–0608–0–1–751

25.2
31.0
99.0
99.5

Subtotal, direct obligations ..................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

258
214

CONTINUED DUMPING

AND

Identification code 20–5688–0–2–751

21.0
23.1
25.2
26.0
31.0
99.9

Travel and transportation of persons ............................
Rental payments to GSA ................................................
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................

1
9
153
1
94

Total new obligations ................................................ ...................

258

10.00

Obligations by program activity:
Total new obligations ....................................................

21.40
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.99
73.10
73.20

AND

2001 est.

2002 est.

13 ...................

15
13 ...................
¥2
¥13 ...................
13 ................... ...................

1
2
¥1

74.40

74.99

Obligated balance, end of year ............................

Outlays (gross), detail:
86.93 Outlays from discretionary balances .............................

09:24 Mar 26, 2001

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2000 actual

2001 est.

2002 est.

200

04.00

400

Total: Balances and collections .................................... ...................
200
Appropriations:
05.00 Continued dumping and subsidy offset ........................ ................... ...................
07.99

Balance, end of year ..................................................... ...................

200

¥200
200

Program and Financing (in millions of dollars)
2000 actual

2001 est.

2002 est.

Obligations by program activity:
Total new obligations (object class 41.0) ..................... ................... ...................

200

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

200
¥200

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) .................... ................... ...................

200

73.10
73.20

Change in unpaid obligations:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

200
¥200

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

200

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

200
200

The United States Customs Service distributes duties, on
an annual basis, assessed pursuant to a countervailing duty
order, an antidumping duty order, or a finding under the
Antidumping Act of 1921 to the affected domestic producers
to offset qualifying expenditures.
f

2
14
13 ...................
¥1
¥5

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................

VerDate 19-MAR-2001

13 ...................

Balance, start of year .................................................... ................... ...................
Receipts:
02.00 Antidumping and countervailing duties, Continued
dumping and subsidy offset ..................................... ...................
200

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

89.00

01.99

Program and Financing (in millions of dollars)
Identification code 20–0608–0–1–751

1
13 ...................
1 ................... ...................

86.97

1
9
153
1
94

2000 actual

12 ...................
1 ...................

10.00

2002 est.

...................
...................
...................
...................
...................

CUSTOMS FACILITIES, CONSTRUCTION, IMPROVEMENTS
EXPENSES

2002 est.

Unavailable Collections (in millions of dollars)

Object Classification (in millions of dollars)
2001 est.

2001 est.

SUBSIDY OFFSET

Identification code 20–5688–0–2–751

2000 actual

Customs is in the process of modernizing its trade data
processing system. The current system, the Automated Commercial System (ACS), will be replaced with the new Automated Commercial Environment (ACE). ACE will provide an
upgrade to the system which will enable Customs to meet
the demands of an increasing volume of trade and convert
to a paperless process and an account-based system. These
funds will support the ACS legacy system while the conversion to ACE is underway, provide resources for the conversion
to the ACE system, and assist Customs in incorporating the
development of an International Trade Data System into its
overall plan for modernizing the trade data processing system.

Identification code 20–0610–0–1–751

Direct obligations:
Other services ............................................................ ...................
Equipment .................................................................
1

214

Object Classification (in millions of dollars)

159

Obligated balance, end of year ............................ ...................

Outlays ...........................................................................

Fmt 3616

CUSTOMS SERVICES

SMALL AIRPORTS

Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–5694–0–2–751

2001 est.

2002 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 User fees for customs service .......................................
3
3
3
02.80 Customs services at small airports, offsetting collections ...........................................................................
1
1
1
02.99

Sfmt 3643

Total receipts and collections ...................................

E:\BUDGET\TRE.XXX

pfrm07

PsN: TRE

854

UNITED STATES CUSTOMS SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued
CUSTOMS SERVICES

Object Classification (in millions of dollars)

SMALL AIRPORTS—Continued

11.1

Unavailable Collections (in millions of dollars)—Continued
2000 actual

Identification code 20–5694–0–2–751

2001 est.

2000 actual

Identification code 20–5694–0–2–751

99.0

2002 est.

Appropriations:
05.00 Customs services at small airports ..............................

¥4

05.99

¥4

Direct obligations: Personnel compensation: Full-time
permanent .................................................................
Reimbursable obligations: Subtotal, reimbursable obligations .......................................................................

¥4

07.99

Total appropriations ..................................................

Balance, end of year ..................................................... ................... ................... ...................

99.9

2001 est.

1 ...................

2000 actual

Identification code 20–5694–0–2–751

Program and Financing (in millions of dollars)
2000 actual

2002 est.

Personnel Summary

1001

Identification code 20–5694–0–2–751

Total new obligations ................................................

2001 est.

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

2002 est.

REFUNDS, TRANSFERS,

00.01
09.01

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

2
1

3
1

10.00

Total new obligations ................................................

AND

EXPENSES

OPERATION, PUERTO RICO

Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–5687–0–2–806

2001 est.

2002 est.

01.99
Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2
4

3
4

1
4

6
¥3
3

7
¥4
1

5
¥4
3

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Deposits, duties and taxes, Puerto Rico, U.S. Customs
Service .......................................................................
90
96
101
02.80 Refunds, transfers, and expenses of operation, Puerto
Rico, offsetting collections ........................................
4
4
4
Total receipts and collections ...................................
Appropriations:
05.00 Refunds, transfers, and expenses of operation, Puerto
Rico ............................................................................

100

105

¥94

¥100

¥105

05.99

¥94

¥100

¥105

07.99

New budget authority (gross), detail:
Discretionary:
40.25
Appropriation (special fund, indefinite) ....................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

3
1

70.00

02.99

Total new budget authority (gross) ..........................

Total appropriations ..................................................

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

2000 actual

Identification code 20–5687–0–2–806

1
3
¥3

1
4
¥3

1
4
¥5

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

Obligated balance, end of year ............................

1 ...................

2002 est.

1 ...................

74.99

2001 est.

72.99
73.10
73.20

86.90
86.93
87.00

Total outlays (gross) .................................................

4
1

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

92
4

96
4

97
4

10.00

Outlays (gross), detail:
Outlays from new discretionary authority .....................
3
Outlays from discretionary balances ............................. ...................

00.01
09.01

Total new obligations ................................................

100

101

21.40
22.00
22.10

1 ...................
94
100

1
105

23.90
23.95
24.40

2 ................... ...................

Total budgetary resources available for obligation
97
Total new obligations ....................................................
¥96
Unobligated balance carried forward, end of year ....... ...................

100
¥100
1

106
¥101
4

¥1

3
2

¥1

3
2

¥1

3
4

Customs charges fees at certain small airports where the
volume or value of business is insufficient to justify the availability of Customs services. The funds generated from these
fees are applied to expenditures incurred in providing Customs services at each of these designated small airports. (19
U.S.C. 58b.)
The Treasury, Postal Service, and General Government Appropriations Act of 1998 (Public Law 105–284) made permanent the provision that Customs services at small airports
may be derived from fees collected.

VerDate 19-MAR-2001

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Frm 00030

Fmt 3616

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) ....................
69.00 Offsetting collections (cash) .........................................

90
4

96
4

101
4

70.00

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

Total new budget authority (gross) ..........................

100

105

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

72.99
73.10
73.20
73.45
74.40

74.99

86.97

17
16
16
96
100
101
¥94
¥100
¥105
¥2 ................... ...................
16

Obligated balance, end of year ............................

Outlays (gross), detail:
Outlays from new mandatory authority .........................

100

105

Sfmt 3643

E:\BUDGET\TRE.XXX

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UNITED STATES CUSTOMS SERVICE—Continued
Trust Funds

DEPARTMENT OF THE TREASURY
Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

73.10
73.20
¥4

90
92

96
96

11.1
11.3
11.5
11.9
12.1
21.0
23.1
23.3
25.2
25.4
25.7
26.0
31.0
41.0
44.0
99.0
99.0
99.5

2001 est.

3
¥3

Outlays (gross), detail:
Outlays from new discretionary authority .....................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3
3

¥4

101
101

Object Classification (in millions of dollars)
2000 actual

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

86.90

¥4

Customs duties, taxes, and fees collected in Puerto Rico
are deposited in this account. After providing for the expenses
of administering Customs activities in Puerto Rico, the remaining amounts are transferred to the Treasurer of Puerto
Rico (48 U.S.C. 740, 795).

Identification code 20–5687–0–2–806

Customs collects a fee on imports on behalf of the U.S.
Army Corps of Engineers. In 2001, collections are estimated
at $708 million. This appropriation provides funding derived
from the Harbor services trust fund to offset costs incurred
by Customs in collecting the fee.
f

2002 est.

REFUNDS, TRANSFERS,
16
1
2

16
1
2

Total personnel compensation .........................
19
Civilian personnel benefits .......................................
8
Travel and transportation of persons .......................
2
Rental payments to GSA ........................................... ...................
Communications, utilities, and miscellaneous
charges .................................................................
1
Other services ............................................................
5
Operation and maintenance of facilities ..................
1
Operation and maintenance of equipment ...............
2
Supplies and materials .............................................
1
Equipment .................................................................
4
Payments to the Treasurer of Puerto Rico ................
44
Refunds .....................................................................
6

19
8
2
1

1
5
1
2
1
3
50
4

1
5
1
2
1
3
51
4

855

93
97
98
2
3
3
1 ................... ...................

AND

EXPENSES, UNCLAIMED
GOODS

AND

ABANDONED

Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–8789–0–7–751

2001 est.

2002 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Proceeds of sales of unclaimed, abandoned, and
seized goods, U.S. Customs ......................................
6
6
6
Appropriations:
05.00 Refunds, transfers and expenses, unclaimed, and
abandoned goods ......................................................
¥6
¥6
¥6
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–8789–0–7–751

2001 est.

2002 est.

10.00
99.9

Total new obligations ................................................

1001

2000 actual

Total compensable workyears: Full-time equivalent
employment ...............................................................

380

2002 est.

380

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
6

2
6

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

7
¥5
2

8
¥5
2

73.10
73.20

2001 est.

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

5
¥5

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

6
5

101

Personnel Summary
Identification code 20–5687–0–2–806

New budget authority (gross), detail:
Mandatory:
60.27
Appropriation (trust fund, indefinite) .......................

100

21.40
22.00

Obligations by program activity:
Total new obligations ....................................................

380

Trust Funds
HARBOR MAINTENANCE FEE COLLECTION
(INCLUDING

TRANSFER OF FUNDS)

For administrative expenses related to the collection of the Harbor
Maintenance Fee, pursuant to Public Law 103–182, ø$3,000,000¿
$2,993,000, to be derived from the Harbor Maintenance Trust Fund
and to be transferred to and merged with the Customs ‘‘Salaries
and Expenses’’ account for such purposes. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–
554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–8870–0–7–751

2001 est.

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 25.2) .....................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

3
¥3

Unclaimed and abandoned goods are held in storage under
Customs custody for one year from the date of importation.
At the end of that period, all merchandise upon which duties,
storage, and other charges have not been paid is appraised
and sold at public auction. The proceeds of such sales are
deposited in this account. The salaries and expenses account
is reimbursed for expenses of such sales and the balance
is transferred to the general fund. (19 U.S.C. 528, 1491, 1493,
1559, 1613, 1624).
Object Classification (in millions of dollars)

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund, definite) ..........................

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2001 est.

2002 est.

3
25.2

VerDate 19-MAR-2001

2000 actual

Identification code 20–8789–0–7–751

Fmt 3616

Other services ................................................................

Sfmt 3643

E:\BUDGET\TRE.XXX

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856

UNITED STATES CUSTOMS SERVICE—Continued
Trust Funds—Continued

REFUNDS, TRANSFERS,

THE BUDGET FOR FISCAL YEAR 2002

AND EXPENSES, UNCLAIMED AND
GOODS—Continued

ABANDONED

Object Classification (in millions of dollars)—Continued
2000 actual

Identification code 20–8789–0–7–751

2001 est.

2002 est.

25.7
44.0

Operation and maintenance of equipment ...................
Refunds ..........................................................................

2
1

99.9

Total new obligations ................................................

BUREAU OF ENGRAVING AND PRINTING
Federal Funds
Intragovernmental funds:
BUREAU

ENGRAVING

AND

PRINTING FUND

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4502–0–4–803

Obligations by program activity:
Operating expenditures:
09.01
Currency program ......................................................
09.02
Postage program .......................................................
09.03
Other programs .........................................................
Capital investment:
09.11
Purchase of operating equipment .............................
09.12
Plant alterations and experimental equipment ........

2001 est.

2002 est.

318
42
9

350
50
8

330
45
8

55
1

105
25

110
1

10.00

Total new obligations ................................................

425

538

494

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

147
471

192
417

71
450

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

618
¥425
192

609
¥538
71

521
¥494
27

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

471

417

450

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

157

32
425
¥411

46
538
¥427

157
494
¥470

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

157

181

74.99

Obligated balance, end of year ............................

157

instruments, as well as most evidences of a financial character issued by the United States, such as postage and internal revenue stamps. The Bureau executes certain printings
for various territories administered by the United States, particularly postage and revenue stamps.
The anticipated work volume is based on estimates of requirements submitted by agencies served. The program comprises the following activities:
Engraving and printing—
Currency.—Total deliveries of currency for 2001 and 2002
are estimated to be 7.5 billion notes each year. During
2000, the Bureau delivered 9.0 billion Federal Reserve
notes.
Stamps.—This category of work is comprised of postal
and internal revenue stamps. The projected requirements
for 2001 and 2002 are estimated to be 15.0 billion and
12.0 billion stamps, respectively. In 2000, the Bureau delivered 17.5 billion stamps.
Securities.—This program encompasses the production of
a wide variety of bonds, notes, and debentures for the Bureau of Public Debt and certain other agencies of the Government.
Commissions, certificates, etc.—This program is comprised
primarily of Presidential and Department of Defense commissions and certificates, White House invitations, and
identification cards for various Government agencies. It represents a small portion of the Bureau’s total workload.
Space utilized by other agencies.—Other agencies are
charged for services provided in the space occupied in the
Bureau’s buildings.
Other miscellaneous services.—A wide variety of miscellaneous services are performed by Bureau personnel for other
agencies, which are charged on an actual cost basis.
Purchase of operating equipment.—This category consists
of new purchases and replacement of printing equipment and
other related printing items.
Plant alterations and experimental equipment.—This category encompasses alterations made on the Bureau’s buildings and purchases of experimental equipment.
The operations of the Bureau are currently financed by
means of a revolving fund established in accordance with
the provisions of Public Law 656, August 4, 1950 (31 U.S.C.
181), which requires the Bureau to be reimbursed by customer agencies for all costs of manufacturing products and
services performed. The Bureau is also authorized to assess
amounts to acquire capital equipment and provide for working
capital needs. Bureau operations during 2000 resulted in an
increase to retained earnings of $15 million.

181

72.99
73.10
73.20

PERFORMANCE MEASURES
Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

471
¥60

417
10

450
20

411

427

470

2000 actual

2001 est.

2002 est.

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Postage .............................................................
88.00
Other .................................................................
Non-Federal sources:
88.40
Currency ............................................................
88.40
Other .................................................................

¥55
¥10

¥52
¥8

¥45
¥8

¥404
¥2

¥355
¥2

¥396
¥1

88.90

¥471

¥417

¥450

89.00
90.00

Total, offsetting collections (cash) ..................

The Bureau of Engraving and Printing designs, manufactures, and supplies Federal Reserve notes, various public debt

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1,951
408
285

1,935
445
300

1,975
445
300

Total workyears ..............................................................

87.00

Manufacturing workyears ............................................................
Protection and accountability of assets .....................................
Resource management workyears ...............................................

2,644

2,680

2,720

100%
100%
–15.6%
$22.65

100%
100%
–13%
$24.20

100%
100%
–10%
$25.00

$1.46

$1.45

$1.55

1,956

.0250

.7153

.1000

4,619

.0500

9.0
17.5

7.5
15.0

7.5
12.0

.0012

.0100

Manufacturing:
Federal Reserve orders met as requested ..............................
USPS orders met as requested ...............................................
Change in productivity from prior year ..................................
Manufacturing cost for currency (cost per 1000 notes)
Manufacturing cost for stamps 100 stamp flag coil pressure sensitive (cost per 1000 stamps) .............................
Notes returned by Federal Reserve due to manufacturing
defect (per million notes) ..................................................
Stamps returned by USPS due to manufacturing defect
(per million notes) ..............................................................
Notes returned by Federal Reserve because of counterfeit
deterrence defect (per million notes) ................................
Workload Measure:
Federal Reserve note deliveries (in billions) ..........................
Postage stamp deliveries (in billions) ...................................
Protection and Accountability of Assets:
Currency shipment discrepancies (per million notes) ...........

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UNITED STATES MINT
Federal Funds

DEPARTMENT OF THE TREASURY
Postage Stamp discrepancies (per million stamps) ..............
Resource Management:
Annual financial statement audit opinion .............................
1 Unqualified
2 Unqualified

8.0

20.0

Commemorative states quarters ...................................
Numismatic and investment products ..........................
Protection .......................................................................

271
502
31

303
503
42

306
538
42

10.00

opinion received.
opinion expected.

09.02
09.03
09.04

Total new obligations ................................................

1,353

1,221

1,236

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

¥9
1,423

61
1,170

10
1,236

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1,414
¥1,353
61

1,231
¥1,221
10

1,246
¥1,236
10

New budget authority (gross), detail:
Discretionary:
40.05
Appropriation (indefinite) .......................................... ...................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................
1,423

1,152

1,218

70.00

Statement of Operations (in millions of dollars)
1999 actual

Identification code 20–4502–0–4–803

2000 actual

2001 est.

2002 est.

0101
0102

Revenue ...................................................
Expense ....................................................

567
–529

476
–461

417
–425

450
–450

0105

Net income or loss (–) ............................

–8

..................

Balance Sheet (in millions of dollars)
1999 actual

Identification code 20–4502–0–4–803

2000 actual

2001 est.

2002 est.

ASSETS:
Non-Federal assets:
1206
Receivables, net ..................................
1207
Advances and prepayments ................
Other Federal assets:
1801
Cash and other monetary assets .......
1802
Inventories and related properties .....
1803
Property, plant and equipment, net
1901
Other assets—Machinery repair parts

51
4

43
5

45
1

38
1

180
72
334
29

240
67
320
22

250
69
351
23

190
56
412
28

1999

670

697

739

725

72.99
73.10
73.20

17
39

13
50

17
41

Total assets ........................................
LIABILITIES:
2101 Federal liabilities: Accounts payable ......
Non-Federal liabilities:
2201
Accounts payable ................................
2206
Pension and other actuarial liabilities
2999

Total new budget authority (gross) ..........................

1,423

1,170

1,236

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

192

279

190

192
1,353
¥1,266

279
1,221
¥1,310

190
1,236
¥1,236

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

279

190

27
41

74.99

Obligated balance, end of year ............................

279

190

86.90
86.93

Total liabilities ....................................
NET POSITION:
3100 Appropriated capital ................................
3300 Cumulative results of operations ............

103

32
546

32
562

32
611

32
605

3999

Total net position ................................

578

594

643

637

4999

Total liabilities and net position ............

670

697

739

725

Object Classification (in millions of dollars)
2000 actual

Identification code 20–4502–0–4–803

2001 est.

2002 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

136
4
20

138
3
23

143
3
21

11.9
12.1
21.0
23.1
23.3
24.0
25.2
26.0
31.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................

160
38
1
3
12
1
44
113
53

164
40
1
4
12
1
49
137
130

167
41
1
4
12
1
45
113
110

99.9

Total new obligations ................................................

425

538

494

Personnel Summary
2000 actual

Identification code 20–4502–0–4–803

2001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

2,510

2,592

2002 est.

2,677

UNITED STATES MINT
Federal Funds
Public enterprise revolving funds:
UNITED STATES MINT PUBLIC ENTERPRISE FUND
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4159–0–3–803

09.01

Obligations by program activity:
Circulating coinage ........................................................

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549

PO 00000

2001 est.

373

Frm 00033

2002 est.

350

Fmt 3616

Outlays (gross), detail:
Outlays from new discretionary authority .....................
1,266
Outlays from discretionary balances ............................. ...................

87.00

1,152
1,236
158 ...................

Total outlays (gross) .................................................

1,266

1,310

1,236

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Non-Federal sources:
88.40
Circulating coinage ..........................................
88.40
Commemorative quarters .................................
88.40
Numismatic and investment products .............

¥610
¥271
¥542

¥362
¥303
¥487

¥359
¥306
¥553

¥1,423

¥1,152

¥1,218

18
158

18
18

88.90

89.00
90.00

Total, offsetting collections (cash) ..................

The United States Mint manufactures coins, sells numismatic and investment products, and provides for security and
asset protection. Public Law 104–52, dated November 19,
1995, enacted 5136, of Subchapter III of chapter 51 of subtitle
IV of title 31, United States Code established the United
States Mint Public Enterprise Fund (the Fund). The Fund
encompasses the previous Salaries and Expenses, Coinage
Profit Fund, Coinage Metal Fund, and the Numismatic Public
Enterprise Fund. The Mint submits annual audited businesstype financial statements to the Secretary of the Treasury
and to Congress in support of the operations of the revolving
fund.
The operations of the Mint are divided into three major
activities: Circulating Coinage; Numismatic and Investment
Products; and Protection. The Mint is credited with receipts
from its circulating coinage operations, equal to the full cost
of producing and distributing coins that are put into circulation, including depreciation of the Mint’s plant and equipment
on the basis of current replacement value. From that, the
Mint pays its cost of operations, which includes the costs
of production and distribution. The difference between the
face value of the coins and these costs are profit, which is
deposited as seigniorage to the general fund. In 2000, the
Mint transferred $2,281 million to the general fund. Any seigniorage used to finance the Mint’s capital acquisitions is
recorded as budget authority in the year that funds are obli-

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PsN: TRE

858

UNITED STATES MINT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002
1999

Public enterprise revolving funds—Continued
UNITED STATES MINT PUBLIC ENTERPRISE FUND—Continued

gated for this purpose, and as receipts over the life of the
asset.
Circulating Coinage.—This activity funds the manufacture
of circulating coins for sale to the Federal Reserve System
as determined by public demand. In 2002, this activity will
manufacture 23.9 billion coins for sale to the Federal Reserve
System. In 1996, with the merger of the former Coinage Metal
Fund into the Mint Public Enterprise Fund, the Mint began
including the cost of metal in the Circulating Coinage activity.
Numismatic and Investment Products.—This activity funds
the manufacture of numismatic and bullion coins, medals,
and other products for sale to collectors and the general public. These coins include annual recurring programs such as
proof and uncirculated sets, silver proof coins, the American
Eagle gold and silver bullion uncirculated and proof coins,
American Eagle platinum coins, and national and historic
medals. The activity also includes nonrecurring programs for
coins and medals which are legislated to commemorate specific events or individuals. In 2002, this activity will fund
the United States Military Academy Bicentennial Commemorative Coins and the 2002 Winter Olympic Commemorative
Coin Act. In addition, the Fifty States Commemorative Coin
Program Act authorized, beginning in 1999, the issuance of
quarters for sale to the public and to the Federal Reserve
System honoring each of the 50 states with a design emblematic of that state. These quarters will be issued in the order
of each state’s admission to the Union. The Mint will produce
five different state quarter designs each year resulting in
a 10-year program. All coins produced for this program are
considered to be numismatic products (Public Law 105–124).
Protection.—This activity funds protection of the Government’s stock of gold and silver bullion, coins, Mint employees
and visitors, plant facilities and equipment, and all other
Mint property against abuse, theft, damage, disorders, and
all other unsafe or illegal practices by utilizing police officers
and modern protective devices.
Circulating coinage activity:
Frequency of time meeting a minimum, seasonal-adjusted,
inventory level (beginning July 2000) ................................
Federal Reserve Board customer satisfaction survey results
Average cost per 1000 coin equivalent units ........................
Average cost per 1000 units of circulating pennies (including metal) ...........................................................................
Numismatic and investment products:
American customer satisfaction index score of 85 (customer
service standard) ...............................................................
Percent of commemorative coins shipped within standard
Percent of recurring coin products shipped within standard
Numismatic profit margin for bullion ....................................
Numismatic profit margin for non-bullion .............................

2000 actual

2001 est.

100%
83%
N/A

100%
85%
Baseline

100%
85%
TBD

$8.21

$7.74

84
87%
90%
1.9%
32.3%

85
98%
98%
2%
15%

1999 actual

2000 actual

1,419
–1,413

1,414
–1,353

1,231
–1,221

1,246
–1,236

0105

Net income or loss (–) ............................

2001 est.

2002 est.

Balance Sheet (in millions of dollars)

VerDate 19-MAR-2001

09:24 Mar 26, 2001

1,074

1,106

165

180

185

27
79

42
81

51
71

52
74

2999

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

195

288

302

311

447

761

772

795

3999

Total net position ................................

447

761

772

795

4999

Total liabilities and net position ............

642

1,049

1,074

1,106

Object Classification (in millions of dollars)

2001 est.

1999 actual

2000 actual

2002 est.

183

345

350

360

4
3

3
2

248
169
35

446
227
24

459
231
29

473
238
30

Jkt 188677

PO 00000

Frm 00034

2000 actual

Identification code 20–4159–0–3–803

2001 est.

2002 est.

11.1
11.3
11.5

105
5
30

135
4
20

141
4
21

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.2
26.0
31.0
32.0

Total personnel compensation ..............................
140
Civilian personnel benefits ............................................
31
Benefits for former personnel ........................................ ...................
Travel and transportation of persons ............................
5
Transportation of things ................................................
55
Rental payments to GSA ................................................
1
Rental payments to others ............................................
23
Communications, utilities, and miscellanoues charges
16
Printing and reproduction ..............................................
4
Other services ................................................................
157
Supplies and materials .................................................
839
Equipment ......................................................................
57
Land and structures ......................................................
25

159
37
1
7
44
1
17
12
8
172
656
82
25

166
39
1
8
39
1
21
15
8
165
666
72
35

1,221

1,236

99.9

Total new obligations ................................................

1,353

Personnel Summary
2000 actual

Identification code 20–4159–0–3–803

2001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2,676

2001 est.

3,065

2002 est.

2,995

$7.74

Revenue ...................................................
Expense ....................................................

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............
Investments in US securities:
1106
Receivables, net .............................
1107
Advances and prepayments ...........
Other Federal assets:
1802
Inventories and related properties .....
1803
Property, plant and equipment, net
1901
Other assets ........................................

1,049

BUREAU OF THE PUBLIC DEBT

0101
0102

Identification code 20–4159–0–3–803

642

2002 est.

Statement of Operations (in millions of dollars)
Identification code 20–4159–0–3–803

Fmt 3616

Federal Funds
General and special funds:
ADMINISTERING

THE

PUBLIC DEBT

For necessary expenses connected with any public-debt issues of
the United States, ø$187,301,000¿ $189,770,000, of which not to exceed $2,500 shall be available for official reception and representation
expenses, and of which not to exceed $2,000,000 shall remain available until expended for systems modernization: Provided, That the
sum appropriated herein from the General Fund for fiscal year
ø2001¿ 2002 shall be reduced by not more than $4,400,000 as definitive security issue fees and Treasury Direct Investor Account Maintenance fees are collected, so as to result in a final fiscal year ø2001¿
2002 appropriation from the General Fund estimated at
ø$182,901,000¿ $185,370,000. In addition, ø$23,600¿ $40,000, to be
derived from the Oil Spill Liability Trust Fund to reimburse the
Bureau for administrative and personnel expenses for financial management of the Fund, as authorized by section 1012 of Public Law
101–380; and in addition, to be appropriated from the General Fund,
such sums as may be necessary for administrative expenses in association with the South Dakota Trust Fund and the Cheyenne River
Sioux Tribe Terrestrial Wildlife Restoration and Lower Brule Sioux
Tribe Terrestrial Restoration Trust Fund, as authorized by sections
603(f) and 604(f) of Public Law 106–53. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0560–0–1–803

Obligations by program activity:
Direct program:
00.01
Savings and retirement securities ............................

Sfmt 3643

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pfrm07

PsN: TRE

134

2001 est.

144

2002 est.

147

BUREAU OF THE PUBLIC DEBT—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
00.02
00.03
09.01

Marketable and special securities ............................
Reimbursements to Federal Reserve Banks .............
Reimbursable program ..................................................

42
147
8

41
173
9

40
138
9

10.00

Total new obligations ................................................

331

367

334

21.40
22.00
22.10

10
324

7
354

2
332

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

68.00
68.00
68.10
68.54
68.55

8 ...................

338
¥331
7

369
334
¥367
¥334
2 ...................

178
183
185
¥1 ................... ...................

Appropriation (total discretionary) ........................
177
183
185
Mandatory:
Appropriation (indefinite) ..........................................
139
162
138
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash):
Offsetting collections (cash) ............................
4
5
5
Offsetting collections (user fees) .....................
4
4
4
Change in uncollected customer payments from
Federal sources ................................................ ...................
¥1 ...................
Portion credited to expired accounts ....................
¥1 ................... ...................
Portion of change in uncollected customer payments from Federal sources in expired accounts ...............................................................
1
1 ...................

68.90

Spending authority from offsetting collections
(total discretionary) .....................................

70.00

Total new budget authority (gross) ..........................

324

354

332

72.99
73.10
73.20
73.40
73.45
74.00
74.40
74.95
74.99

¥1

¥1 ...................

Obligated balance, start of year ..........................
88
90
Total new obligations ....................................................
331
367
Total outlays (gross) ......................................................
¥326
¥385
Adjustments in expired accounts (net) .........................
1 ...................
Recoveries of prior year obligations ..............................
¥4
¥8
Change in uncollected customer payments from Federal sources ............................................................... ...................
1
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
91
65
Uncollected customer payments from Federal
sources, end of year .............................................
¥1 ...................
Obligated balance, end of year ............................

65
334
¥339
...................
...................
...................
60
...................

859

Processing and accounting for:
Savings securities.—This activity involves the issuance,
servicing, and retirement of savings bonds and notes and
retirement-type securities, including: (1) the maintenance and
servicing of individual accounts of owners of series H and
HH bonds and the authorization of interest payments; and
(2) the maintenance of accounting control over financial transactions, securities transactions and accountability, and interest cost. These functions are performed directly by the Bureau
of the Public Debt, by the Federal Reserve Banks as fiscal
agents of the United States, and by the qualified agents which
issue and redeem savings bonds and notes. This activity also
consists of sales promotion efforts, using press, radio, other
advertising media, and organized groups, augmented by concentrated sales campaigns emphasizing payroll savings plans.
2000 actual

Number of Savings Securities Redemptions (000) ................
Number of Savings Securities Issued (000) ..........................
Provide quality service to purchasers of savings bonds:
Percent over-the-counter issued within three weeks ........
Percent of customer service transactions within four
weeks .............................................................................

2001 est.

2002 est.

69,963
44,705

72,000
52,500

99.07

97.63

Marketable and special securities.—This activity involves
all securities of the United States, other than savings and
retirement securities, including securities of Government corporations for which the Bureau of the Public Debt provides
services. Functions performed relate to the issuance, servicing, and retirement of these securities, both directly by the
Bureau and through the Federal Reserve Banks, as fiscal
agents, including: (1) The maintenance and servicing of individual accounts of owners of registered securities and bookentry Treasury bills; (2) the authorization of interest and
principal payments; and (3) the maintenance of accounting
control over financial transactions, securities transactions and
accountability, and interest cost.
Meet the borrowing needs of the Federal Government:
Percent of auctions completed without error .........................
Percent completed within one hour ........................................
Quality service to investors:
Percent of Treasury Direct (TD) transactions within 3 weeks
Percent of TD payments timely ..............................................
Percent of TD payments accurately ........................................
Percent Commercial Book Entry payments accurately and
timely ..................................................................................
Process Government Securities Investment Program transactions timely .....................................................................
Process Government Securities Investment Program transactions accurately ..............................................................

2000 actual

2001 est.

2002 est.

100
100

100
95

96.97
100
100

90
100
99.9

100

99.98

99.9

Object Classification (in millions of dollars)
Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................
86.97 Outlays from new mandatory authority .........................
86.98 Outlays from mandatory balances ................................

169
17
70
71

170
21
122
72

172
22
104
41

87.00

326

385

339

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................
88.90
88.95

¥4
¥4

¥5
¥4

Total, offsetting collections (cash) ..................
¥8
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources ..................................................... ...................

¥9

316
318

1 ...................

346
376

323
330

This appropriation provides funds for the conduct of all
public debt operations and the promotion of the sale of U.S.
savings-type securities.

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2000 actual

Identification code 20–0560–0–1–803

11.1
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other personnel compensation .............................

11.9
12.1
21.0
23.1
23.3

2001 est.

2002 est.

65
4

68
4

71
4

69
16
2
6

72
17
2
6

75
17
2
6

15
4
34

18
4
37

17
4
37

25.7
26.0
31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Other services ............................................................
Purchases of goods and services from Government
accounts ................................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

166
2
2
6

190
2
3
7

155
2
3
7

99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

322
9

358
9

325
9

99.9

Total new obligations ................................................

331

367

334

24.0
25.2
25.3

Sfmt 3643

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PsN: TRE

860

BUREAU OF THE PUBLIC DEBT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued
ADMINISTERING

THE

obligations; therefore, they are not recorded as budget authority or outlays.

PUBLIC DEBT—Continued

Personnel Summary
PAYMENT
2000 actual

Identification code 20–0560–0–1–803

2001 est.

1,459

1,568

1,518

UNITED STATES FOR REDUCTION
DEBT

OF THE

Program and Financing (in millions of dollars)
2000 actual

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.47
Portion applied to repay debt ...................................

4,000
¥4,000

2001 est.

2002 est.

240,088 ...................
¥240,088 ...................

43.00

Appropriation (total discretionary) ........................ ................... ................... ...................

89.00
90.00

Seven 2001 appropriations bills included appropriations to
this account for the reduction of the public debt. The Treasury
Department uses such appropriations to repay debt in the
normal course of its operations. Appropriations to repay debt
do not provide authority to incur obligations or to liquidate

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SHIPMENT

2000 actual

Identification code 20–1710–0–1–803

2001 est.

2002 est.

PO 00000

10.00

Obligations by program activity:
Total new obligations (object class 42.0) ..................... ...................

1 ...................

1 ...................
¥1 ...................

60.00

New budget authority (gross), detail:
Mandatory:
Appropriation ............................................................. ...................

1 ...................

73.10
73.20

1 ...................
¥1 ...................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................

1 ...................

89.00
90.00

1 ...................
1 ...................

PUBLIC

øFor deposit of an additional amount for fiscal year 2001 into
the account established under section 3113(d) of title 31, United
States Code, to reduce the public debt, $5,000,000,000.¿ (Agriculture,
Rural Development, Food and Drug Administration, and Related
Agencies Appropriations Act, 2001, as enacted by section 1(a) of P.L.
106–387.)
øFor deposit on November 1, 2000, of an additional amount into
the account established under section 3113(d) of title 31, United
States Code, to reduce the public debt, the amount equal to the
difference between $240,088,000,000 and the aggregate amount deposited into this account in other appropriation Acts for fiscal year
2001 enacted before such date.¿ (Departments of Commerce, Justice,
and State, the Judiciary, and Related Agencies Appropriations Act,
2001, as enacted by section 1(a)(2) of P.L. 106–553.)
øFor deposit of an additional amount for fiscal year 2001 into
the account established under section 3113(d) of title 31, United
States Code, to reduce the public debt, $5,000,000,000.¿ (Energy and
Water Development Appropriations Act, 2001, as enacted by section
1(a)(2) of P.L. 106–377.)
øFor deposit of an additional amount for fiscal year 2001 into
the account established under section 3113(d) of title 31, United
States Code, to reduce the public debt, $5,000,000,000.¿ (Foreign Operations, Export Financing, and Related Programs Appropriations Act,
2001, as enacted by section 101(a) of P.L. 106–429.)
øFor deposit of an additional amount into the account established
under section 3113(d) of title 31, United States Code, to reduce the
public debt, $5,000,000,000.¿ (Department of the Interior and Related
Agencies Appropriations Act, 2001.)
øFor deposit of an additional amount into the account established
under section 3113(d) of title 31, United States Code, to reduce the
public debt, $5,000,000,000.¿ (Department of Transportation and Related Agencies Appropriations Act, 2001, as enacted by section 101(a)
of P.L. 106–346.)
øFor deposit of an additional amount for fiscal year 2001 into
the account established under section 3113(d) of title 31, United
States Code, to reduce the public debt, $5,172,730,916.14.¿ (Departments of Veterans Affairs and Housing and Urban Development, and
Independent Agencies Appropriations Act, 2001, as enacted by section
1(a)(1) of P.L. 106–377.)

Identification code 20–0510–0–1–803

22.00
23.95

TO THE

GOVERNMENT LOSSES

Program and Financing (in millions of dollars)

1001

GIFTS

2002 est.

Frm 00036

Fmt 3616

This account was created as self-insurance to cover losses
in shipment of Government property such as coins, currency,
securities, certain losses incurred by the Postal Service, and
losses in connection with the redemption of savings bonds.
Approximately 150 claims are paid annually.
f

INTERNAL REVENUE SERVICE
The mission of the Internal Revenue Service is to provide
America’s taxpayers top quality service by helping them understand and meet their tax responsibilities and by applying
the tax law with integrity and fairness to all.
To achieve this mission, the Service has established three
strategic goals. In order to achieve the first goal ‘‘Service
to Each Taxpayer,’’ the IRS will make filing easier, provide
first quality service to each taxpayer needing help with his
or her return or account, provide prompt, professional, helpful
treatment to taxpayers in cases where additional taxes may
be due, and improve taxpayer access to toll-free telephone
assistance. Second, to achieve the goal of ‘‘Service to All Taxpayers,’’ the IRS will increase fairness of compliance, and
increase overall compliance. The Service will meet its third
goal ‘‘Productivity Through a Quality Work Environment,’’
by increasing employee job satisfaction and productivity while
the economy grows and service improves.
The IRS is changing the way it uses measures to focus
attention on priorities, assess organizational performance and
identify improvement opportunities. Management processes
and activities are being realigned to ensure that they support
the mission of the IRS and incorporate the principles of a
balanced measurement system. Under this new approach, the
framework for measuring organizational performance is
aligned with its strategic goals and balances the Service’s
focus across three major areas: business results, customer
satisfaction, and employee satisfaction, with business results
being comprised of measures of quality and quantity. Unlike
previous measurement efforts, the redesigned measures ensure that customer and employee satisfaction share equal importance with business results in driving the agency’s plans
and programs.
Through 2000, some critical performance measures continued to decline. Examination coverage (a measure of returns

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INTERNAL REVENUE SERVICE—Continued
Federal Funds

DEPARTMENT OF THE TREASURY

examined divided by total returns) declined to 0.49 percent
in 2000 from a 1.68 percent high in 1996. The major reason
for the steep drop in examination coverage is that Examination staff has declined while workload has increased. IRS
staffing levels have declined by 17 percent since 1992 while
the number of returns has increased 13 percent. In addition,
the passage of the IRS Reform and Restructuring Act of 1998
created very significant additional resource demands on IRS.
Expanded programs, such as innocent spouse provisions, required additional staff for administration, while other provisions, such as the requirements for notifications of third parties, added more time for the completion of each exam. Over
30 additional steps have been added to the completion of
an exam.
The Budget funds two major initiatives to address declining
enforcement activities and to improve overall IRS performance. First, the Budget includes $397 million in investments
to modernize the IRS’s outdated computer systems. This
multi-year project will provide the IRS with the modern tools
needed both to deliver first class customer service to America’s taxpayers and to ensure that compliance programs are
administered fairly and efficiently. Failure to replace IRS’s
outdated computer systems compounds the risks that taxpayers will be treated unfairly; that the IRS workforce will
not have the skills required to maintain the outdated systems;
and that the cost of maintaining these archaic systems will
grow.
Second, the Budget includes follow-on funding for the IRS’s
Staffing Tax Administration for Balance and Equity (STABLE) initiative, begun in 2001. These funds will complete
the hiring of almost 4,000 staff and will enable the IRS to
address the decline in audits and the drop in customer service
that have occurred over the past several years. The results
of these new staff resources, and ongoing improvements in
program management, can be seen in the significant expected
improvements in the key operational and performance indicators below.
The Service has changed its budget structure as part of
its overall organizational modernization effort. The 10 new
budget activities represent the three main processes of the
IRS: Pre-Filing, Filing, and Post-Filing (Compliance). This
new structure is in line with the Service’s mission, and strategic goals and objectives.

8. Electronic federal tax payment system (EFTPS) (millions) ...................................................................................
9. IRS digital daily hits (billions) ........................................
11. Customer account correspondence (millions) ..................
12. Teletax and toll-free automated calls (thousands) .........
13. Assistor call answered (thousands) .................................
14. Toll-free customer satisfaction (4 point scale) ...............
15. Toll-free level of service ...................................................
16. Toll-free tax law quality ...................................................
17. Toll-free account quality ..................................................
18. Customer satisfaction walk-in (7 point scale) ................
19. Total returns prepared (thousands) .................................
20. Geographic coverage (projection) .....................................

861

63.0
1.56
16.7
49,702
32,870
3.46
59.1%
72.6%
60.0%
6.50
1,092
70%

67.5
2.00
17.1
67,792
32,682
3.58
63.4%
74.0%
63.0%
6.50
1,114
72%

72.1
2.50
17.4
67,792
33,396
3.69
71.1%
76.0%
65.0%
6.55
1,119
75%

3.40
1,532,309
726,309
78.9%
4.60

3.50
1,655,000
752,000
80.0%
4.94

3.60
1,871,510
740,516
81.0%
5.04

771,455
144,764
83.0%
69,514
2,888,900
93%

846,800
146,211
86.4%
73,068
2,859,000
94%

862,564
150,070
89.0%
77,470
3,328,655
94%

4.00
439,483
72.8%
4.40
63,217
187,891
57.0%
103,112
328
3,096
5.72
19,080
83
55,698
54,986
3,372
13,698
237,885
65.3%
$33.8
59%
97,074

4.30
558,655
72.0%
4.60
113,699
152,964
60.0%
142,441
475
3,831
5.70
19,300
83
57,659
73,013
3,320
12,000
244,941
68.3%
$34
60%
99,509

4.45
519,664
78.0%
4.90
167,282
173,855
62.0%
168,712
475
3,356
5.76
11,009
85
62,133
72,842
3,368
11,000
252,289
69.7%
$34.9
62%
101,352

Performance goal C: Bring taxpayers into compliance with the
law
Performance measures:
1. Telephone customer satisfaction (ACS) ...........................
2. ACS closures—Taxpayer delinquent accounts ................
3. ACS closures—Taxpayer delinquent investigations ........
4. Automated collection system (ACS) level of service
5. Customer satisfaction—collection field (7 point scale)
6. Field collection—number of cases closed (TDA) (modules) ....................................................................................
7. Field collection—number of cases closed TDI ................
8. Field collection quality .....................................................
9. Offers processed ...............................................................
10. Automated underreporter closures ...................................
11. Automated underreporter quality .....................................
12. Service center examination customer satisfaction (7
point scale) ........................................................................
13. Total number of returns examined (service center)
14. Service center examination quality ..................................
15. Field exam customer satisfaction (7 point scale) ...........
16. Individual return examinations >$100,000 .....................
17. Individual return examinations <$100,000 .....................
18. Field exam case quality score .........................................
19. Number of returns examined (general industry) .............
20. Number of cases examined (large case) .........................
21. Number of returns closed (large case) ............................
22. EP and EO exam customer satisfaction (7 point scale)
23. EP/EO examinations closed ..............................................
24. EP and EO examination quality .......................................
25. Innocent spouse modules closed .....................................
27. Appeals cases closed .......................................................
28. Subject criminal investigations initiated .........................
29. Tax court cases ................................................................
30. Taxpayer advocate closed cases ......................................
31. Taxpayer advocate casework quality index ......................
32. Total enforcement revenue (billions) ...............................
33. Agency-wide employee satisfaction .................................
34. Servicewide FTE (including EITC) .....................................

Legend: EP = employee plans, EO = exempt organizations, TDA = taxpayer delinquent accounts, TDI = taxpayer
delinquent investigations, ACS = automated collection system
f

KEY OPERATIONAL MEASURES AND PERFORMANCE INDICATORS
2000 actual

2001
Performance
plan

2002
President’s
Budget

øSTAFFING TAX ADMINISTRATION

Performance goal A: Provide assistance to taxpayers in
understanding their tax responsibilities and preparing
accurate returns
Performance measures:
1. Volunteer hours reported (millions) ...................................
2. Number of volunteer locations ...........................................
3. Small business workshops .................................................
4. EP/EO determination letters ...............................................
5. Private letter rulings completed ........................................
6. Advanced pricing agreements and pre-filing agreements
7. Small business agreements ...............................................
8. Electronic tax law questions received ...............................
9. Taxpayer advocacy projects ................................................

ø(INCLUDING

2,274
18,207
334
109,461
1,913
67
2,700
303,758
91

2,298
17,472
371
121,000
1,920
202
3,000
310,050
88

3,005
18,693
408
257,600
1,930
338
3,000
434,070
88

92,319
81,588
35,365
3,220

87,869
81,467
42,341
3,715

82,109
82,437
50,148
4,279

212,492
28.0%
456,300

215,392
32.6%
1,000,200

218,973
38.0%
1,785,600

Frm 00037

Fmt 3616

Performance goal B: Provide assistance to taxpayers in filing
returns, receiving refunds, making payments and resolving
questions about their accounts
Performance measures:
1. Individual 1040 returns (paper) (thousands) ..................
2. Business returns (thousands) (paper) .............................
3. Individual 1040 returns (thousands) (electronic) ............
4. Business returns (thousands) (electronic) .......................
5. Total primary returns filed (thousands) (combined
paper and electronic) .........................................................
6. Percent individual returns filed electronically .................
7. Debit/credit card transactions .........................................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

Federal Funds
General and special funds:

PO 00000

FOR

BALANCE

AND

EQUITY¿

TRANSFER OF FUNDS)¿

øFor necessary expenses of the Internal Revenue Service related
to the hiring of new staff, $141,000,000: Provided, That these funds
shall be transferred to the appropriations accounts for ‘‘Processing,
Assistance, and Management’’, ‘‘Tax Law Enforcement’’, and ‘‘Information Systems’’ in accordance with a staffing plan approved by
the Department of the Treasury and the Office of Management and
Budget: Provided further, That none of these funds may be transferred or obligated until such staffing plan is submitted to, and approved by, the Committees on Appropriations: Provided further, That
this transfer authority shall be in addition to any other transfer
authority provided.¿ (Department of Transportation and Related
Agencies Appropriations Act, 2001, as enacted by section 101(a) of
P.L. 106–346.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0926–0–1–803

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................
41.00
Transferred to other accounts ................................... ...................

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2001 est.

2002 est.

141 ...................
¥141 ...................

862

INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002
10.00

øSTAFFING TAX ADMINISTRATION FOR BALANCE
Continued
ø(INCLUDING

AND

Program and Financing (in millions of dollars)—Continued
2000 actual

43.00

3,360

3,740

3,824

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

13
3,375

20
3,727

7
3,816

23.90
23.95
23.98
24.40

3,388
¥3,360
¥8
20

EQUITY¿—

TRANSFER OF FUNDS)¿—Continued

Identification code 20–0926–0–1–803

Total new obligations ................................................

21.40
22.00

General and special funds—Continued

2001 est.

2002 est.

3,747
3,823
¥3,740
¥3,824
¥1 ...................
7 ...................

Appropriation (total discretionary) ........................ ................... ................... ...................

The funds in this appropriation for 2001 were transferred
to the Processing, assistance and management, Tax law enforcement, and Information systems accounts. Funds required
for this program in 2002 are requested in the same appropriation accounts without specific identification.

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
3,313
3,567
3,783
40.76
Reduction pursuant to P.L. 106–113 .......................
¥32 ................... ...................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................
¥8 ...................
41.00
Transferred to other accounts ...................................
¥3 ................... ...................
42.00
Transferred from other accounts ..............................
60
135 ...................
43.00
50.00

3,338
3,694
3,783
3 ................... ...................

AND

Total new budget authority (gross) ..........................

3,375

3,727

3,816

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

516

434

444

516
3,360
¥3,351
¥91

434
3,740
¥3,694
¥36

444
3,824
¥3,808
¥37

74.40

434

444

423

74.99

Obligated balance, end of year ............................

434

444

423

2,998
346
7

3,387
300
7

3,468
333
7

Total outlays (gross) .................................................

3,351

3,694

3,808

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥27

¥26

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3,348
3,324

3,701
3,668

3,790
3,782

68.00

MANAGEMENT

For necessary expenses of the Internal Revenue Service for øtax
returns processing; revenue accounting; tax law and account assistance to taxpayers by telephone and correspondence; providing an
independent taxpayer advocate within the Service; programs to match
information returns and tax returns; management services; rent and
utilities;¿ pre-filing taxpayer assistance and education, filing and account services, shared services support, general management and administration; and services as authorized by 5 U.S.C. 3109, at such
rates as may be determined by the Commissioner, ø$3,567,001,000¿,
$3,783,347,000 of which up to $3,950,000 shall be for the Tax Counseling for the Elderly Program, and of which not to exceed $25,000
shall be for official reception and representation expenses. (Treasury
Department, Appropriations Act, 2001, as enacted by section 1(a)(3)
of P.L. 106–554.)
Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–0912–0–1–803

87.00

PROCESSING, ASSISTANCE,

86.90
86.93
86.97

60.25

Appropriation (total discretionary) ........................
Reappropriation .........................................................
Mandatory:
Appropriation (special fund, indefinite) ....................
Discretionary:
Spending authority from offsetting collections: Offsetting collections (cash) .....................................

2001 est.

01.99

70.00

72.99
73.10
73.20
73.40

2002 est.

Balance, start of year .................................................... ...................
15
Receipts:
02.00 Enrolled agent fee increase ........................................... ................... ...................
02.20 New installment agreements fees .................................
58
53
02.21 Restructured installment agreements fees ...................
12
11
02.22 General user fees, miscellaneous retained fees ...........
6
6

02.99

3
53
11
6

Total receipts and collections ...................................

Total: Balances and collections ....................................
Appropriations:
05.00 Processing, assistance, and management ....................
05.01 Tax law enforcement ......................................................
05.02 Information systems ......................................................

¥7
¥47
¥7

05.99

Total appropriations ..................................................

¥61

07.99

Balance, end of year .....................................................

89.00
90.00

04.00

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0912–0–1–803

Obligations by program activity:
Direct program:
00.01
Submission processing ..............................................
00.02
Telephone and correspondence .................................
00.03
Taxpayer Advocate .....................................................
00.04
Document matching ..................................................
00.05
Management services ................................................
00.06
Rent and utilities ......................................................
00.07
Pre-Filing taxpayer assistance and education .........
00.08
Filing and account services ......................................
00.09
Shared services support ............................................
00.10
General management and administration ................
01.00
09.01

Subtotal, direct programs .........................................
Reimbursable program ..................................................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

2001 est.

2002 est.

924
971
91
50
673
624
...................
...................
...................
...................

...................
...................
...................
...................
...................
...................
551
1,460
1,016
687

...................
...................
...................
...................
...................
...................
593
1,538
1,022
645

3,333
27

3,714
26

3,798
26

PO 00000

Frm 00038

Fmt 3616

This appropriation provides for: processing tax returns and
related documents; assisting taxpayers in the filing of their
returns, paying taxes that are due, and complying with tax
laws; issuing technical rulings; revenue accounting, conducting background investigations; managing financial resources, rent and utilities.
Pre-Filing Taxpayer Assistance and Education.—This activity includes resources to support services provided before a
return is filed to assist the taxpayer in filing a correctly.
Included in this activity are staffing, training and direct support for (1) pre-filing services operational management; (2)
tax law interpretation and published guidance; (3) taxpayer
communication and education to research customer needs,
prepare tax forms and publications, develop and manage education programs, establish partnerships with stakeholder
groups, and disseminate tax information to taxpayers and
the general public; (4) rulings and agreements to apply the
tax law to specific taxpayers in the form of pre-filing agreements, determination letters, advance pricing agreements and
other pre-filing determinations and advice; (5) marketing of
electronic tax administration products and services; and (6)
ensuring that taxpayers have an advocate to prevent future
problems by identifying the underlying causes of taxpayers’

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PsN: TRE

INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY

problems and to participate in the development of systemic
and/or procedural remedies.
Filing and Account Services.—This activity provides resources to support services provided to a taxpayer in the
process of filing returns and paying taxes in addition to
issuance of refunds and maintenance of taxpayers records.
Included in this activity are staffing, training and direct support for (1) filing and account services operational management; (2) submission processing of paper and electronically
submitted tax returns and supplemental documents which
account for tax revenues, and issue refunds and tax notices;
(3) electronic/correspondence assistance to taxpayers to resolve account and notice inquires, either electronically or by
telephone; (4) face-to-face assistance to taxpayers, including
return preparation, answering tax questions, resolving account and notice inquiries, and supplying forms and publications to taxpayers; and (5) processing of information documents which enables the Service to match this information
with that provided by taxpayers on their returns.
Shared Services Support.—This activity provides staffing,
training and direct support for: (1) services and supplies to
manage IRS facilities; (2) human resources programs including recruitment, labor and employee relations, workforce planning and evaluation, performance management, employee
benefits, personnel security and transactional processing; (3)
procurement; (4) the Servicewide EEO and Diversity program;
(5) the Servicewide Learning Delivery program; (6) financial
services including relocation, travel, imprest fund, purchase
cards, corporate express and employee clearance; and (7)
Treasury complaint centers. This activity also provides resources for (1) building rent; (2) IRS building services, maintenance space alterations, guard services, custodial overtime,
utility services, and non-information technology equipment;
(3) shared support such as copiers, postage meters, shredders,
courier services, P.O. boxes, etc.; and (4) cleaning, maintenance, utilities, security and repair costs of delegated buildings.
General Management and Administration.—This activity
provides staffing, training and direct support for (1) business
unit headquarters management activities of strategic planning, communications and liaison, finance, human resources,
EEO and diversity, and business systems planning; (2) national headquarters management and administration of policy
making and goal setting, leadership and direction for the
IRS, building partner relationships with key stakeholders
(e.g., Congress, OMB, etc.); (3) strategic direction Servicewide
for communications, government liaison and disclosure, legislative affairs and public liaison; (4) general legal advice to
the IRS on non-tax legal issues including procurement, personnel, labor relations, equal employment opportunity, fiscal
law, tort claims and damages, ethics, and conflict of interest;
and (5) payments for workmen’s compensation benefits and
unemployment compensation payments.
Object Classification (in millions of dollars)
2000 actual

Identification code 20–0912–0–1–803

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.1
25.2

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Total personnel compensation .........................
Civilian personnel benefits .......................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................

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2001 est.

2002 est.

25.3

863

Purchases of goods and services from Government
accounts ................................................................ ...................
23
23
Operation and maintenance of facilities ..................
74
100
100
Operation and maintenance of equipment ...............
18 ................... ...................
Subsistence and support of persons ........................ ...................
6
6
Supplies and materials .............................................
20
21
21
Equipment .................................................................
50
24
24
Grants, subsidies, and contributions ........................
4
10
10

25.4
25.7
25.8
26.0
31.0
41.0
99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

3,333
27

3,714
26

3,798
26

99.9

Total new obligations ................................................

3,360

3,740

3,824

Personnel Summary
2000 actual

Identification code 20–0912–0–1–803

2001 est.

2002 est.

46,218

43,169

44,456

391

400

TAX LAW ENFORCEMENT
For necessary expenses of the Internal Revenue Service for determining and establishing tax liabilities; providing litigation support;
øissuing technical rulings; providing service to tax exempt customers,
including employee plans, tax exempt organizations, and government
entities; examining employee plans and exempt organizations;¿ conducting criminal investigation and enforcement activities; securing
unfiled tax returns; collecting unpaid accounts; conducting a document matching program; resolving taxpayer problems through prompt
identification, referral and settlement; compiling statistics of income
and conducting compliance research; purchase (for police-type use,
not to exceed 850) and hire of passenger motor vehicles (31 U.S.C.
1343(b)); and services as authorized by 5 U.S.C. 3109, at such rates
as may be determined by the Commissioner, ø$3,382,402,000¿
$3,533,198,000, of which not to exceed $1,000,000 shall remain available until September 30, ø2003¿ 2004, for research. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L.
106–554.)
øFor an additional amount, $7,974,000: Provided, That $3,135,000
shall be in support of the money laundering strategy: Provided further, That $4,839,000 shall be for participation in Joint Terrorism
Task Forces.¿ (Department of Transportation and Related Agencies
Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–
346.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0913–0–1–999

Obligations by program activity:
Direct program:
00.01
Criminal investigations .............................................
379
00.02
Examination ...............................................................
1,866
00.03
Collection ...................................................................
633
00.04
Tax exempt and government entities ........................
151
00.05
Statistics of income ..................................................
26
00.06
Chief counsel .............................................................
225
00.07
Compliance services .................................................. ...................
00.08
Research and statistics of income ........................... ...................

2001 est.

2002 est.

...................
...................
...................
...................
...................
...................
3,340
89

...................
...................
...................
...................
...................
...................
3,489
92

01.00
09.01
1,264
356
93

1,393
306
90

1,502
319
94

1,713
440
15
41
18
504

1,789
490
99
70
16
588

1,915
514
60
68
15
586

155
135
135
64
84
84
67 ................... ...................
150
259
237

PO 00000

Frm 00039

Fmt 3616

Subtotal, Direct program ...........................................
Reimbursable program ..................................................

3,280
62

3,429
62

3,581
62

10.00

Total new obligations ................................................

3,342

3,491

3,643

22.00
23.95
23.98

3,347
3,491
3,642
¥3,342
¥3,491
¥3,643
¥4 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
3,337
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................
41.00
Transferred to other accounts ...................................
¥102
42.00
Transferred from other accounts ..............................
1

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pfrm07

PsN: TRE

3,390
3,533
¥7 ...................
¥17 ...................
16 ...................

864

INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued

Object Classification (in millions of dollars)

TAX LAW ENFORCEMENT—Continued
Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–0913–0–1–999

43.00
50.00
60.25

2001 est.

2002 est.

3,236
3,382
3,533
2 ................... ...................
47

Total new budget authority (gross) ..........................

3,347

3,491

3,642

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

264

305

306

68.00
70.00

72.99
73.10
73.20
73.40

2000 actual

Identification code 20–0913–0–1–999

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.1
25.2
25.5
25.7
26.0
31.0
41.0
42.0
91.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................
Insurance claims and indemnities ...........................
Unvouchered ..............................................................

2,260
51
88

2,417
85
105

2002 est.

2,537
93
109

2,399
2,607
2,739
553
578
609
17 ................... ...................
114
91
81
4
2
2
4
5
5
1
1
1
71
7
7
64
92
91
3
5
5
5
6
6
18
21
21
19
10
10
5 ................... ...................
2
1
1
1
3
3

264
3,342
¥3,266
¥35

74.40

305

306

317

99.0
99.0

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

3,280
62

3,429
62

3,581
62

74.99

Obligated balance, end of year ............................

305

306

317

99.9

Total new obligations ................................................

3,342

3,491

3,643

86.90
86.93
86.97

2,998
221
47

3,173
262
47

3,313
271
47

87.00

Total outlays (gross) .................................................

3,266

3,482

3,630

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥62

305
306
3,491
3,643
¥3,482
¥3,630
¥8 ...................

11.1
11.3
11.5

2001 est.

¥62

Personnel Summary
2000 actual

Identification code 20–0913–0–1–999

2001 est.

2002 est.

1001

41,451

46,526

47,082

324

400

3,285
3,204

3,429
3,420

3,580
3,568

This appropriation funds IRS’s ability to provide equitable
application and enforcement of the tax laws, identify possible
nonfilers for investigations, investigate violations of criminal
statutes, and supports the Statistics of Income program.
Compliance Services.—This activity funds services to taxpayers after a return is filed, identifying and attempting to
correct possible errors or underpayment. It provides for the
examination of tax returns, both domestic and international,
and the administration and judicial settlement of taxpayer
appeals of examination findings. It also provides for monitoring employee pension plans, determining qualifications of
organizations seeking exempt status, examining the tax returns of exempt organizations, enforcing statutes relating to
detection and investigation of criminal violations of the internal revenue laws and other financial crimes, collecting unpaid
accounts, securing unfiled tax returns and payments, analyzing and determining the reasons for delinquent accounts,
preventing accounts from becoming delinquent, and preventing nonfiling. This activity also provides for legal counsel
regarding legal interpretation of the law and representation
in litigation.
Research and Statistics of Income.—This activity funds research and statistical analysis support for the Service. It provides annual income, financial, and tax data from tax returns
filed by individuals, corporations, and tax-exempt organizations. Likewise it provides resources for market-based research to identify compliance issues, for conducting tests of
treatments to address non-compliance, and for the implementation of successful treatments of taxpayer non-compliant behavior.

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EARNED INCOME TAX CREDIT COMPLIANCE INITIATIVE
For funding essential earned income tax credit compliance and
error reduction initiatives pursuant to section 5702 of the Balanced
Budget Act of 1997 (Public Law 105–33), ø$145,000,000¿
$146,000,000, of which not to exceed $10,000,000 may be used to
reimburse the Social Security Administration for the costs of implementing section 1090 of the Taxpayer Relief Act of 1997. (Treasury
Department Appropriations Act, 2001, as enacted by section 1(a)(3)
of P.L. 106–554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0917–0–1–803

2001 est.

2002 est.

00.01

Obligations by program activity:
Earned income tax credit ..............................................

140

145

146

10.00

Total new obligations ................................................

140

145

146

22.00
23.95
23.98

144
145
146
¥140
¥145
¥146
¥4 ................... ...................

144
145
146
¥2 ................... ...................

43.00
50.00

Appropriation (total discretionary) ........................
Reappropriation .........................................................

142
145
146
2 ................... ...................

70.00

Total new budget authority (gross) ..........................

144

145

146

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

72.99

Sfmt 3643

Obligated balance, start of year ..........................

E:\BUDGET\TRE.XXX

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INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
73.10
73.20
73.40

140
¥135
¥9

145
¥145
¥8

146
¥146
¥3

74.40

Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

74.99

Obligated balance, end of year ............................

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

113
22

135
10

136
10

87.00

135

145

99.9

Total new obligations ................................................

146

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

144
135

145
145

146
146

This appropriation provides for expanded customer service
and public outreach programs, strengthened enforcement activities, and enhanced research efforts to reduce overclaims
and erroneous filings associated with the Earned Income Tax
Credit (EITC).
Expanded customer service includes dedicated toll-free telephone assistance, increased community-based tax preparation
sites and a coordinated marketing and educational effort (including paid advertising and direct mailings) to assist low
income taxpayers in determining their eligibility for EITC.
Improved compliance includes increased staff and systemic
improvements in submission processing, examination and
criminal investigation programs. In returns processing, new
procedures include expanded use of math error authority and
the identification of EITC-based refund claims involving invalid or duplicate primary, secondary and dependent taxpayer
identification numbers (TINs). Increased examination coverage, prior to issuance of refunds, reduces overpayments and
encourages compliance in subsequent filing periods; in addition, post-refund correspondence audits by service center staff
aid in the recovery of erroneous refunds. Criminal investigation activities target individuals and practitioners involved
in fraudulent refund schemes and generate referrals of suspicious returns for follow-up examination. Examination staff
assigned to district offices, audit return preparers and may
apply penalties for non-compliance with ‘‘due diligence requirements.’’
Enhanced research activities and projects focus on EITC
claimant characteristics and patterns of non-compliance and
are designed to improve education and outreach products,
strengthen IRS abuse detection capabilities and measure the
effects of Servicewide programs on compliance levels for the
EITC-eligible taxpayer population. This appropriation also
funds the development of specialized research databases and
masterfile updates, reimbursement to the Social Security Administration (SSA) for enhancements to the SSA numbering
systems and cooperative efforts with State vital statistics offices.

1001

11.1
11.3
11.5

2000 actual

11.9
12.1
21.0
22.0
23.3
24.0
25.1
25.2
25.3
25.7
31.0

60
19
6

2001 est.

64
23
7

2002 est.

65
23
7

Total personnel compensation ..............................
85
94
95
Civilian personnel benefits ............................................
20
22
22
Travel and transportation of persons ............................
2
1
1
Transportation of things ................................................
1 ................... ...................
Communications, utilities, and miscellaneous charges
2 ................... ...................
Printing and reproduction ..............................................
1
3
3
Advisory and assistance services ..................................
4
1
1
Other services ................................................................
8
13
13
Purchases of goods and services from Government
accounts .................................................................... ...................
6
6
Operation and maintenance of equipment ................... ...................
1
1
Equipment ......................................................................
17
4
4

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146

2000 actual

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Fmt 3616

Total compensable workyears: Full-time equivalent
employment ...............................................................

1,919

2001 est.

2002 est.

2,236

INFORMATION SYSTEMS
For necessary expenses of the Internal Revenue Service for information systems and telecommunications support, including developmental information systems and operational information systems; the
hire of passenger motor vehicles (31 U.S.C. 1343(b)); and services
as authorized by 5 U.S.C. 3109, at such rates as may be determined
by the Commissioner, ø$1,545,090,000¿ $1,563,249,000 which shall
remain available until September 30, ø2002¿ 2003. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L.
106–554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0919–0–1–803

2001 est.

2002 est.

Obligations by program activity:
Direct program:
00.01
Operations and maintenance ....................................
1,310 ................... ...................
00.02
Year 2000 ..................................................................
219 ................... ...................
00.03
Business line investments ........................................
6 ................... ...................
00.04
Information systems improvement programs ........... ...................
41
40
00.05
Information services .................................................. ...................
1,542
1,536
01.00
09.01

Subtotal, Direct program ...........................................
Reimbursable program ..................................................

1,535
9

1,583
9

1,576
9

10.00

Total new obligations ................................................

1,544

1,592

1,585

22
1,511

53
1,566

6
1,579

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
22.21 Unobligated balance transferred to other accounts
21.40
22.00
22.10

23.90
23.95
23.98
24.40

76 ................... ...................
¥5
¥20 ...................
1,604
1,599
1,585
¥1,544
¥1,592
¥1,585
¥7 ................... ...................
53
6 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
1,455
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................
41.00
Transferred to other accounts ................................... ...................
42.00
Transferred from other accounts ..............................
40

1,545
1,563
¥3 ...................
¥19 ...................
27 ...................

43.00

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (special fund, indefinite) ....................
Discretionary:
Spending authority from offsetting collections: Offsetting collections (cash) .....................................

1,495

1,550

1,563

Total new budget authority (gross) ..........................

1,511

1,566

1,579

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

699

439

441

60.25
68.00

Object Classification (in millions of dollars)
Identification code 20–0917–0–1–803

145

Personnel Summary
Identification code 20–0917–0–1–803

Total outlays (gross) .................................................

140

865

70.00

72.99
73.10
73.20
73.40
73.45
74.40

74.99

86.90
86.93

699
439
441
1,544
1,592
1,585
¥1,657
¥1,590
¥1,481
¥71 ................... ...................
¥76 ................... ...................
439

441

545

Obligated balance, end of year ............................

439

441

545

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

1,131
520

1,172
412

1,181
293

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866

INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002
26.0
31.0

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–0919–0–1–803

2001 est.

2002 est.

86.97

Outlays from new mandatory authority .........................

Total outlays (gross) .................................................

1,657

1,590

1,481

17
254

17
251

Subtotal, direct obligations ..................................
Reimbursable obligations ..............................................

1,535
9

1,583
9

1,576
9

Total new obligations ................................................

1,544

1,592

1,585

87.00

12
251

99.9

INFORMATION SYSTEMS—Continued

Supplies and materials .............................................
Equipment .................................................................

99.0
99.0

General and special funds—Continued

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥9

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,502
1,649

1,557
1,581

1,570
1,472

89.00
90.00

Personnel Summary
2000 actual

Identification code 20–0919–0–1–803

2001 est.

2002 est.

7,486

7,578

This appropriation provides for Servicewide information
systems operations and maintenance, and investments to enhance or develop business applications for the IRS Business
Units. The appropriation includes staffing, telecommunications, hardware and software (including commercial-off-theshelf), and contractual services.
Information services.—This activity provides the salaries,
benefits, and related costs to manage, maintain, and operate
the information systems that support tax administration. The
Service’s business activities rely on these information systems
to process tax and information returns, account for tax revenues collected, send bills for taxes owed, issue refunds, assist
in the selection of tax returns for audit, and provide telecommunications services for all business activities including
the public’s toll free access to tax information. These systems
are located in a variety of sites including the Martinsburg,
Tennessee and Detroit Computing Centers; Service Centers;
and in other field office operations. Staffing in this activity
develops and maintains the millions of lines of programming
code supporting all aspects of tax-processing; as well as operating and administering the Service’s hardware infrastructure
of mainframes, minicomputers, personal computers, networks,
and a variety of management information systems.
Information systems improvement programs.—This activity
funds improvements or enhancements to business applications
that support requirements unique to one of the new IRS
Business Units. These projects meet the following criteria:
each project is small or medium in size and can be fully
developed and implemented in one to two years; it supports
specialized functions of a single Business Unit; and it conforms to the modernized IRS architecture. These projects differ in scope from those funded by the Business Systems Modernization Program, which addresses major common tax administration systems that cross Business Unit lines.
Object Classification (in millions of dollars)
2000 actual

Identification code 20–0919–0–1–803

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.1
25.2
25.3
25.4
25.7
25.8

425
5
27

Total personnel compensation .........................
457
Civilian personnel benefits .......................................
97
Travel and transportation of persons .......................
23
Transportation of things ...........................................
1
Communications, utilities, and miscellaneous
charges .................................................................
226
Printing and reproduction .........................................
1
Advisory and assistance services .............................
29
Other services ............................................................
319
Purchases of goods and services from Government
accounts ................................................................ ...................
Operation and maintenance of facilities ..................
9
Operation and maintenance of equipment ...............
110
Subsistence and support of persons ........................ ...................

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2001 est.

444
14
16

2002 est.

456
14
17

474
487
101
105
26
26
3 ...................
218
1
1
54
292
1
140
1

Frm 00042

216
1
1
53
278
1
139
1

Fmt 3616

øINFORMATION TECHNOLOGY INVESTMENTS¿ BUSINESS SYSTEMS
MODERNIZATION
For necessary expenses of the Internal Revenue Service,
ø$71,751,000¿ $396,593,000, to remain available until September 30,
ø2003¿ 2004, for the capital asset acquisition of information technology systems, including management and related contractual costs
of said acquisitions, including contractual costs associated with operations authorized by 5 U.S.C. 3109: Provided, That none of these
funds may be obligated until 30 days after the Internal Revenue
Service submits to the Committees on Appropriationsø, and such
Committees approve,¿ a plan for expenditure that (1) meets the capital planning and investment control review requirements established
by the Office of Management and Budget, including Circular A–11
part 3; (2) complies with the Internal Revenue Service’s enterprise
architecture, including the modernization blueprint; (3) conforms with
the Internal Revenue Service’s enterprise life cycle methodology; (4)
is approved by the Internal Revenue Service, the Department of the
Treasury, and the Office of Management and Budget; (5) has been
reviewed by the General Accounting Office; and (6) complies with
the acquisition rules, requirements, guidelines, and systems acquisition management practices of the Federal Government. (Department
of Transportation and Related Agencies Appropriations Act, 2001, as
enacted by section 101(a) of P.L. 106–346.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0921–0–1–803

2001 est.

2002 est.

00.01

Obligations by program activity:
Information technology investments ..............................

176

377

397

10.00

Total new obligations ................................................

176

377

397

21.40
22.00
23.90
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
480
New budget authority (gross) ........................................ ...................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

305 ...................
72
397

480
377
397
¥176
¥377
¥397
305 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................
72
397
40.05
Appropriation (indefinite) ..........................................
94 ................... ...................
40.36
Unobligated balance rescinded .................................
¥94 ................... ...................
43.00

Appropriation (total discretionary) ........................ ...................

397

124

291

25
176
¥76

124
377
¥212

291
397
¥412

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

124

291

276

74.99

Obligated balance, end of year ............................

124

291

276

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................

147

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.99
73.10
73.20

86.90

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PsN: TRE

INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF THE TREASURY
86.93
87.00

89.00
90.00

Outlays from discretionary balances .............................

208

265

867

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

809
¥809

790
¥790

760
¥760

212

412

22.00
23.95

72
212

397
412

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

809

790

760

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

809
¥809

790
¥790

760
¥760

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

809

790

760

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

809
809

790
790

760
760

Total outlays (gross) .................................................

This appropriation provides for revamping business practices and acquiring new technology. The agency is using a
formal methodology to prioritize, approve, fund, and evaluate
its portfolio of business systems modernization investments.
This methodology enforces a documented, repeatable, and
measurable process for managing investments throughout
their life cycle. Investment decisions are approved by the
IRS Core Business System Executive Steering Committee,
chaired by the Commissioner.
Object Classification (in millions of dollars)
2000 actual

Identification code 20–0921–0–1–803

25.2
31.0

Other services ................................................................
Equipment ......................................................................

99.9

Total new obligations ................................................

2001 est.

2002 est.

168
377
397
8 ................... ...................
176

377

397

PAYMENT WHERE EARNED INCOME CREDIT EXCEEDS LIABILITY
TAX

FOR

As provided by law, there will be instances wherein the
child credit will exceed the amount of tax liability owed
through the individual income tax system, resulting in an
additional payment to the tax filer. The child credit was originally authorized by the Taxpayer Relief Act of 1997 (Public
Law 105–34).
f

PAYMENT WHERE HEALTH CARE CREDIT EXCEEDS LIABILITY
TAX
(Legislative proposal, subject to PAYGO)
Program and Financing (in millions of dollars)

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0906–0–1–609

FOR

2001 est.

2002 est.

2000 actual

Identification code 20–0923–4–1–551

2001 est.

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 44.0) .....................

26,099

25,923

26,983

10.00

Obligations by program activity:
Total new obligations (object class 41.0) ..................... ................... ...................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

26,099
¥26,099

25,923
¥25,923

26,983
¥26,983

22.00
23.95

81
¥81

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

26,099

25,923

26,983

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

26,099
¥26,099

25,923
¥25,923

26,983
¥26,983

73.10
73.20

81
¥81

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

26,099

25,923

26,983

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

26,099
26,099

25,923
25,923

26,983
26,983

89.00
90.00

81
81

As provided by law, there will be instances wherein the
earned income tax credit will exceed the amount of tax liability owed through the individual income tax system, resulting
in an additional payment to the tax filer. The Earned Income
Credit was originally authorized by the Tax Reduction Act
of 1975 (Public Law 94–12) and made permanent by the Revenue Adjustment Act of 1978 (Public Law 95–600). The Tax
Reform Act of 1986 and the Omnibus Budget Reconciliation
Acts of 1990 and 1993 have increased the credit amount and
expanded the eligibility for earned income credit.

To help lower income families purchase private health insurance, the budget includes a new refundable tax credit for
health insurance purchased by individuals and families who
are not covered by employer-sponsored insurance nor eligible
for public programs. This schedule reflects the effects of this
proposed credit in cases where the credit exceeds the individual tax liability resulting in payment to the tax filer.

Program and Financing (in millions of dollars)

PAYMENT WHERE CHILD CREDIT EXCEEDS LIABILITY

FOR

TAX

REFUNDING INTERNAL REVENUE COLLECTIONS, INTEREST

2000 actual

Identification code 20–0904–0–1–908

Program and Financing (in millions of dollars)

2001 est.

2002 est.

10.00
2000 actual

Identification code 20–0922–0–1–999

Obligations by program activity:
10.00 Total new obligations (object class 41.0) .....................

VerDate 19-MAR-2001

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809

PO 00000

2001 est.

790

Frm 00043

Obligations by program activity:
Total new obligations (object class 43.0) .....................

2,684

2,791

2,913

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

2,684
¥2,684

2,791
¥2,791

2,913
¥2,913

2002 est.

760

Fmt 3616

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PsN: TRE

INTERNAL REVENUE SERVICE—Continued
Federal Funds—Continued

868

THE BUDGET FOR FISCAL YEAR 2002

REFUNDING INTERNAL REVENUE COLLECTIONS, INTEREST—Continued

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) ....................

73.10
73.20

General and special funds—Continued

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

10
¥10

8
¥8

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

10
10

8
8

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–0904–0–1–908

2001 est.

2002 est.

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

2,684

2,791

2,913

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

2,684
¥2,684

2,791
¥2,791

2,913
¥2,913

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

2,684

2,791

2,913

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,684
2,684

2,791
2,791

2,913
2,913

Under certain circumstances, as provided in 26 U.S.C. 6611,
interest is paid on Internal Revenue collections that must
be refunded. The Tax Equity and Fiscal Responsibility Act
of 1982 (Public Law 97–248) provides for daily compounding
of interest. Under the Tax Reform Act of 1986 (Public Law
99–514), interest paid on Internal Revenue collections will
equal the Federal short-term rate plus two percentage points,
such rate to be adjusted quarterly.
f

As provided by law (26 U.S.C. 7623), the Treasury Secretary may make payments to individuals resulting from information given that leads to the collection of Internal Revenue taxes. The Taxpayer Bill of Rights of 1996 (Public Law
104–168) provides for payments of such sums to individuals
from the proceeds of amounts (other than interest) collected
by reason of the information provided, and any amount collected shall be available for such payments. This information
must lead to the detection of underpayments of taxes, or
detection and bringing to trial and punishment persons guilty
of violating the internal revenue laws (in cases where such
expenses are not otherwise provided for by law).
f

Public enterprise funds:
FEDERAL TAX LIEN REVOLVING FUND

GIFTS

TO THE

UNITED STATES FOR REDUCTION
DEBT

PUBLIC

OF THE

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4413–0–3–803

Program and Financing (in millions of dollars)

2001 est.

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 32.0) .....................

2 ................... ...................
¥2 ................... ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

3
6

4
6

62.50

Appropriation (total mandatory) ........................... ................... ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

9
¥5
4

10
¥6
4

89.00
90.00

23.90
23.95
24.40

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

3 ................... ...................

2000 actual

Identification code 20–5080–0–2–808

New budget authority (gross), detail:
Mandatory:
60.25
Appropriation (special fund, indefinite) ....................
60.47
Portion applied to repay debt ...................................

2001 est.

2002 est.

31 U.S.C. 3113 authorizes the Secretary of the Treasury
to accept conditional gifts to the United States for the purpose
of reducing the public debt.
f

72.99
73.10
73.20

INFORMANT PAYMENTS

3 ................... ...................
5
6
6
¥8
¥6
¥6

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

6
2

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥6

Unavailable Collections (in millions of dollars)
2000 actual

Identification code 20–5433–0–2–803

2001 est.

2002 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.40 Underpayment and fraud collection ..............................
10
10
10
Appropriations:
05.00 Informant payments .......................................................
¥10
¥10
¥8
07.99

Balance, end of year ..................................................... ................... ...................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–5433–0–2–803

2001 est.

89.00
90.00

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 91.0) .....................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

10
¥10

8
¥8

VerDate 19-MAR-2001

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Fmt 3616

This revolving fund was established pursuant to section
112(a) of the Federal Tax Lien Act of 1966, to serve as the
source of financing the redemption of real property by the
United States. During the process of collecting unpaid taxes,
the government places a tax lien on real estate in order

Sfmt 3616

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PsN: TRE

UNITED STATES SECRET SERVICE
Federal Funds

DEPARTMENT OF THE TREASURY

to protect the government’s interest. Situations arise where
property of this nature is collateral for other indebtedness
and the tax lien is subordinate to the original indebtedness.
In this circumstance, it is often to the government’s interest
to purchase the property during the foreclosure sale. The
advantage arises when the property is worth substantially
more than the first lienholder’s equity but is being sold for
an amount that barely covers that equity, thereby leaving
no proceeds to apply against delinquent taxes. Under these
circumstances, if the Government buys the property and subsequently puts it up for sale under more advantageous conditions, it is possible to realize sufficient profit on the transaction to fully or partially collect the amount of taxes due.
The revolving fund is reimbursed from the proceeds of the
sale in an amount equal to the amount expended from the
fund for the redemption. The balance of the proceeds are
applied against the amount of the tax, interest, penalties,
and additions thereto, and for the costs of sale. The remainder, if any, would revert to the parties legally entitled to
it.
f

As directed by the Internal Revenue Service Restructuring
and Reform Act of 1998 (section 7802(d) 26 U.S.C.), the Internal Revenue Service Oversight Board shall annually review
and approve a budget request for the Internal Revenue Service. The Oversight Board’s approved request shall be submitted to the President by the Secretary without revision,
and the President shall submit the request, without revision,
to Congress together with the President’s Budget request for
the Internal Revenue Service. The 2002 Oversight Board
budget recommendation for the Internal Revenue Service is
$10,260 million.
f

ADMINISTRATIVE PROVISIONS—INTERNAL REVENUE SERVICE
SEC. 101. Not to exceed 5 percent of any appropriation made available in this Act to the Internal Revenue Service may be transferred
to any other Internal Revenue Service appropriation upon the advance øapproval¿ notification of the Committees on Appropriations.
SEC. 102. The Internal Revenue Service shall maintain a training
program to ensure that Internal Revenue Service employees are
trained in taxpayers’ rights, in dealing courteously with the taxpayers, and in cross-cultural relations.
SEC. 103. The Internal Revenue Service shall institute and enforce
policies and procedures that will safeguard the confidentiality of taxpayer information.
SEC. 104. Funds made available by this or any other Act to the
Internal Revenue Service shall be available for improved facilities
and increased manpower to provide sufficient and effective 1–800
help line service for taxpayers. The Commissioner shall continue to
make the improvement of the Internal Revenue Service 1–800 help
line service a priority and allocate resources necessary to increase
phone lines and staff to improve the Internal Revenue Service 1–
800 help line service. (Treasury Department Appropriations Act, 2001,
as enacted by section 1(a)(3) of P.L. 106–554.)
f

Federal Funds
AND

EXPENSES

09:24 Mar 26, 2001

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Frm 00045

Fmt 3616

2000 actual

Identification code 20–1408–0–1–751

2001 est.

2002 est.

Obligations by program activity:
Direct program:
00.01
Protection, investigations, and uniformed activities
704
00.02
Other security programs ............................................
17
00.03
Presidential candiate protective activities ............... ...................
09.01 Reimbursable program ..................................................
57

820
855
11
2
10 ...................
12
4

10.00

Total new obligations ................................................

778

853

21.40
22.00
22.10

21
766

9 ...................
844
861

23.90
23.95
23.98
24.40

861

7 ................... ...................
794
853
861
¥778
¥853
¥861
¥7 ................... ...................
9 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
687
827
857
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent) ...................
¥2 ...................
42.00
Transferred from other accounts ..............................
20 ................... ...................
43.00
50.00
68.00
68.10

707
1
37

825
857
7 ...................
12

20 ................... ...................
¥16
¥20 ...................
16

20 ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

Total new budget authority (gross) ..........................

766

844

861

133

150

135

¥19

¥39

114
778
¥753

111
853
¥868

96
861
¥858

70.00

For necessary expenses of the United States Secret Service, including purchase of not to exceed ø844¿ 541 vehicles for police-type use,
øof which 541 shall be¿ for replacement only, and hire of passenger
motor vehicles; purchase of American-made side-car compatible motorcycles; hire of aircraft; training and assistance requested by State
and local governments, which may be provided without reimbursement; services of expert witnesses at such rates as may be determined
by the Director; rental of buildings in the District of Columbia, and
fencing, lighting, guard booths, and other facilities on private or other

VerDate 19-MAR-2001

Program and Financing (in millions of dollars)

68.90

General and special funds:
SALARIES

property not in Government ownership or control, as may be necessary to perform protective functions; for payment of per diem and/
or subsistence allowances to employees where a protective assignment
during the actual day or days of the visit of a protectee require
an employee to work 16 hours per day or to remain overnight at
his or her post of duty; the conducting of and participating in firearms
matches; presentation of awards; for travel of Secret Service employees on protective missions without regard to the limitations on such
expenditures in this or any other Act øif approval is obtained in
advance from¿ after notice is submitted to the Committees on Appropriations; for research and development; for making grants to conduct
behavioral research in support of protective research and operations;
not to exceed $25,000 for official reception and representation expenses; not to exceed $100,000 to provide technical assistance and
equipment to foreign law enforcement organizations in counterfeit
investigations; for payment in advance for commercial accommodations as may be necessary to perform protective functions; and for
uniforms without regard to the general purchase price limitation
for the current fiscal year, ø$823,800,000¿ $857,117,000, of which
ø$3,633,000¿ $1,633,000 shall be available as a grant for activities
related to the investigations of exploited children and shall remain
available until expended: Provided, That up to $18,000,000 provided
for protective travel shall remain available until September 30,
ø2002¿ 2003. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3) of P.L. 106–554.)
øFor an additional amount, $2,904,000, for participation in Joint
Terrorism Task Forces.¿ (Department of Transportation and Related
Agencies Appropriations Act, 2001, as enacted by section 101(a) of
P.L. 106–346.)

68.54
68.55

UNITED STATES SECRET SERVICE

869

72.99
73.10
73.20

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PsN: TRE

870

UNITED STATES SECRET SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–1408–0–1–751

73.40
73.45
74.00
74.40
74.95

Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

2001 est.

2002 est.

the Treasury after consultation with an advisory committee.
In addition, the Service is authorized to protect the spouses
of major Presidential and Vice-Presidential candidates; however, such protection may not commence more than 120 days
prior to the general Presidential election.
PERFORMANCE INDICATORS

¥1 ................... ...................
¥7 ................... ...................
¥20 ................... ...................
150

135

138

¥39

74.99

Obligated balance, end of year ............................

111

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

654
99

755
113

775
83

87.00

Total outlays (gross) .................................................

753

868

858

2000 actual

Cases closed—The total number of cases worked and
closed, excluding protective intelligence, protective
surveys, and administratively closed cases .............
Counterfeit notes passed—Value of counterfeit notes
passed expressed in millions of dollars ...................
Permanent protection (Protection is measured in numbers of protectee stops. A stop is generally considered a city visited by a protectee.) ..........................
Foreign dignitaries protection (protectee stops) ...........
Candidate/nominee protection (protectee stops) ..........

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources .....................................................
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

¥37

¥12

¥4

09:24 Mar 26, 2001

Jkt 188677

2002 est.

18,611

19,000

$39.7

$40.0

4,402
2,159
797

4,500
1,700
300

4,500
1,700
......................

Object Classification (in millions of dollars)
2000 actual

Identification code 20–1408–0–1–751

11.1
11.3
11.5

2001 est.

2002 est.

275
3
100

280
28
90

314
28
83

398
135
72
7
56
1

425
145
68
5
64
2

24.0
25.2
26.0
31.0
32.0
41.0

Total personnel compensation .........................
378
Civilian personnel benefits .......................................
114
Travel and transportation of persons .......................
62
Transportation of things ...........................................
4
Rental payments to GSA ...........................................
49
Rental payments to others ........................................ ...................
Communications, utilities, and miscellaneous
charges .................................................................
18
Printing and reproduction .........................................
1
Other services ............................................................
47
Supplies and materials .............................................
10
Equipment .................................................................
34
Land and structures ..................................................
4
Grants, subsidies, and contributions ........................ ...................

25
2
55
13
62
13
2

27
1
50
15
43
10
2

99.0
99.0
99.5

Subtotal, direct obligations ..................................
721
Reimbursable obligations ..............................................
57
Below reporting threshold .............................................. ...................

¥20 ................... ...................

709
716

832
856

857
854

The Secret Service is responsible for the security of the
President, the Vice President and other dignitaries and designated individuals; for enforcement of laws relating to obligations and securities of the United States and financial crimes
such as financial institution fraud and other fraud; and for
protection of the White House and other buildings within
Washington, DC.
Investigations, protection, and uniformed activities.—The
Service must provide for the protection of the President of
the United States, immediate family members, the Presidentelect, the Vice President, or other officer next in the order
of succession to the Office of the President, and the Vice
President-elect, and the members of their immediate families
unless the members decline such protection; protection of the
person of a visiting head and accompanying spouse of a foreign state or foreign government and, at the direction of the
President, other distinguished foreign visitors to the United
States and official representatives of the United States performing special missions abroad; the protection of former
Presidents, their spouses and minor children, unless such
protection is declined. The Service is also responsible for investigation of counterfeiting of currency, and securities; forgery and altering of Government checks and bonds; thefts
and frauds relating to Treasury electronic funds transfers;
financial access device fraud, telecommunications fraud, computer and telemarketing fraud; fraud relative to federally insured financial institutions; and other criminal and noncriminal cases.
The Secret Service Uniformed Division protects the Executive Residence and grounds in the District of Columbia; any
building in which White House offices are located; the President and members of his immediate family; the official residence and grounds of the Vice-President in the District of
Columbia; the Vice President and members of his immediate
family; foreign diplomatic missions located in the Washington
metropolitan area; the Treasury Building, its Annex and
grounds, and such other areas as the President may direct
on a case-by-case basis.
Presidential candidate protective activities.—The Secret
Service is authorized to protect major Presidential and VicePresidential candidates, as determined by the Secretary of

VerDate 19-MAR-2001

2001 est.

PO 00000

Frm 00046

Fmt 3616

11.9
12.1
21.0
22.0
23.1
23.2
23.3

99.9

Total new obligations ................................................

841
857
11
4
1 ...................

778

853

861

Personnel Summary
2000 actual

Identification code 20–1408–0–1–751

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

5,225

2002 est.

5,557

5,730

ACQUISITION, CONSTRUCTION, IMPROVEMENTS,
EXPENSES

AND

For necessary expenses of construction, repair, alteration, and improvement of facilities, ø$8,941,000¿ $3,352,000, to remain available
until expended. (Department of the Treasury Appropriations Act, 2001,
as enacted by section 1(a)(3) of P.L. 106–554.)
Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1409–0–1–751

10.00

21.40
22.00
22.10
23.90
23.95
24.40

Obligations by program activity:
Total new obligations ....................................................
Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

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PsN: TRE

9
6

2001 est.

2002 est.

¥2 ...................
9
3

2 ................... ...................
17
7
3
¥18
¥9
¥3
¥2 ................... ...................

COMPTROLLER OF THE CURRENCY
Trust Funds

DEPARTMENT OF THE TREASURY
New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.76
Reduction pursuant to P.L. 106–113 .......................
43.00
68.00

74.99

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

Total new budget authority (gross) ..........................

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

70.00

72.99
73.10
73.20
73.45
74.40

74.99

Obligated balance, end of year ............................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

87.00

5
9
3
¥1 ................... ...................

Obligated balance, end of year ............................

89.00
90.00

871
40

115
175
5 ...................

175
25

Total outlays (gross) .................................................

120

175

200

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

130
120

200
175

200
200

2 ................... ...................

7
6
10
18
9
3
¥17
¥5
¥4
¥2 ................... ...................
6

The District of Columbia is reimbursed for benefit payments
made from the revenue of the District of Columbia to or
for members of the Secret Service Uniformed Division and
such members of the U.S. Secret Service entitled to benefits
under the Policemen and Firemen’s Retirement and Disability
Act (4 D.C. Code 521).

COMPTROLLER OF THE CURRENCY
Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

3
14

1 ...................
4
3

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

Trust Funds
ASSESSMENT FUNDS

Unavailable Collections (in millions of dollars)

¥2 ................... ...................

4
15

9
5

3
4

2000 actual

Communications, utilities, and miscellaneous charges
Other services ................................................................
Equipment ......................................................................
Land and structures ......................................................

99.9

Total new obligations ................................................

2002 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.80 Assessment funds, offsetting collections ......................
406
425
439
Appropriations:
05.00 Assessment funds ..........................................................
¥406
¥425
¥439
Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–8413–0–8–373

2001 est.

2002 est.

09.00
2002 est.

2
3 ...................
3
1
2
2 ................... ...................
11
5
1
18

396

413

426

Total new obligations ................................................

396

413

426

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

255
403

263
422

271
439

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

658
¥396
263

685
¥413
271

710
¥426
284

2001 est.

Obligations by program activity:
Bank supervision ...........................................................

10.00

Object Classification (in millions of dollars)

23.3
25.2
31.0
32.0

2001 est.

01.99

07.99

This account provides funding for security upgrades of existing facilities and the James J. Rowley Training Center
to continue development of the current Master Plan and to
maintain and renovate existing facilities to ensure efficient
and full utilization of the center.

Identification code 20–1409–0–1–751

2000 actual

Identification code 20–8413–0–8–373

406

425

439

¥3

¥3 ...................

403

422

439

CONTRIBUTION

FOR

ANNUITY BENEFITS

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–1407–0–1–751

2001 est.

2002 est.

Obligations by program activity:
10.00 Total new obligations (object class 12.1) .....................

130

200

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

130
¥130

200
¥200

22.00
23.95

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................
72.99
73.10
73.20
74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

130

200

69.90

Spending authority from offsetting collections
(total mandatory) .............................................

¥6

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources ...............................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................
Uncollected customer payments from Federal
sources, end of year .............................................

49
396
¥384
3

63
413
¥401

79
426
¥427

3 ...................

74.40
74.95

5
130
¥120

15
200
¥175

40
200
¥200

74.99

Obligated balance, end of year ............................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

382

391

403

PO 00000

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¥3 ...................

¥3 ................... ...................

872

COMPTROLLER OF THE CURRENCY—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2002

ASSESSMENT FUNDS—Continued

Personnel Summary

Program and Financing (in millions of dollars)—Continued
2000 actual

Identification code 20–8413–0–8–373

2000 actual

Identification code 20–8413–0–8–373

2001 est.

2002 est.

86.98

Outlays from mandatory balances ................................

Total outlays (gross) .................................................

384

401

Total compensable workyears: Full-time equivalent
employment ...............................................................

87.00

2001

2,920

2001 est.

2,897

2002 est.

2,833

427

OFFICE OF THRIFT SUPERVISION
Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.20
Interest on Federal securities ...............................
88.40
Non-Federal sources: Assessments ......................

¥20
¥386

¥20
¥405

¥20
¥419

88.90

¥406

¥425

¥439

88.95

Federal Funds
Public enterprise funds:
OFFICE

THRIFT SUPERVISION

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–4108–0–3–373

3 ...................

2001 est.

2002 est.

10.00
Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ...........................................................................
¥24
¥24
¥12
Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
92.01

309

326

343

326

343

361

The Office of the Comptroller of the Currency was created
for the purpose of establishing and regulating a national
banking system. The National Currency Act of 1863 (12
U.S.C. 1 et seq., 12 Stat. 665) provided for the chartering
and supervising functions in this connection. The income of
the bureau is derived principally from assessments paid by
national banks and interest on investments in U.S. Government obligations.
As the Administrator of National Banks, the Office of the
Comptroller of the Currency charters new banking institutions only after investigation and due consideration of charter
applications. Supervision of existing national banks is aided
by the required submission of periodic reports and detailed
onsite examinations, which are conducted by a staff of approximately 1,900 national bank examiners. At present, there
are approximately 2,400 national banks and 59 Federal
branches with total assets of more than $3.5 trillion.
In addition, the Comptroller considers applications for
mergers in which the resulting bank will be a national bank
and applications from banks to establish branches. The Comptroller of the Currency also promulgates rules and regulations
for the guidance of national banks and bank directors.
Object Classification (in millions of dollars)
2000 actual

Identification code 20–8413–0–8–373

2001 est.

2002 est.

11.1
11.3
11.5

214
5
4

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.2
26.0
31.0
32.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Benefits for former personnel ........................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to others ............................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................
Land and structures ......................................................

223
231
242
49
60
60
4 ................... ...................
27
26
26
1
1
1
24
26
26
11
10
10
1
1
1
38
45
45
6
4
4
10
6
8
2
3
3

99.9

Total new obligations ................................................

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396

PO 00000

224
5
2

413

Frm 00048

235
5
2

426

Fmt 3616

Obligations by program activity:
Total new obligations ....................................................

156

158

160

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

98
144

85
158

85
160

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

241
¥156
85

243
¥158
85

245
¥160
85

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

144

158

160

Change in unpaid obligations:
Unpaid obligations, start of year:
72.40
Unpaid obligations, start of year ..............................

59
156
¥159

56
158
¥158

56
160
¥160

74.40

Obligated balance, start of year ..........................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Unpaid obligations, end of year:
Unpaid obligations, end of year ...............................

74.99

Obligated balance, end of year ............................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

87.00

Total outlays (gross) .................................................

159

158

160

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.20
Interest on Federal securities ...............................
88.40
Non-Federal sources .............................................

¥7
¥137

¥7
¥151

¥7
¥153

88.90

¥144

¥158

¥160

72.99
73.10
73.20

89.00
90.00

Total, offsetting collections (cash) ..................

144
158
160
15 ................... ...................

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
92.01

156

145

146

145

146

147

The Office of Thrift Supervision (OTS) was created by the
Financial Institutions Reform, Recovery, and Enforcement Act
of 1989 (12 U.S.C. 1811 note). The OTS assumed the regulatory functions of the Federal Home Loan Bank Board dissolved by the same act.
The OTS charters, regulates and examines Federal thrifts,
all of which are insured by the Savings Association Insurance
Fund. In addition, the OTS cooperates in the examination
and supervision of State-chartered thrifts insured by the Savings Association Insurance Fund. The OTS sets capital standards for Federal and State thrifts and reviews applications

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INTEREST ON THE PUBLIC DEBT
Federal Funds

DEPARTMENT OF THE TREASURY

of State-chartered thrifts for conversion to Federal thrifts.
It also reviews applications for establishment of branch offices.
Income of the bureau is derived principally from assessments on thrifts, examination fees and interest on investments in U.S. Government obligations. At present, the OTS
oversees more than 1,100 thrifts with more than 10,000 operating branches and total assets of more than $800 billion.

2000 actual

11.1
11.5
11.8

Personnel compensation:
Full-time permanent ..................................................
Other personnel compensation ..................................
Special personal services payments .........................

TREASURY DEBT SECURITIES (GROSS)

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0550–0–1–901

2001 est.

2002 est.

2001 est.

91
1
1

2002 est.

93
1
1

95
1
1

11.9
12.1
21.0
22.0
23.2
23.3
25.2
26.0
31.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to others ............................................
Communications, utilities, and miscellaneous charges
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................

93
24
11
1
6
2
16
1
2

95
24
11
1
6
2
16
1
2

97
24
11
1
6
2
16
1
2

99.9

Total new obligations ................................................

156

158

10.00

Obligations by program activity:
Total new obligations (object class 43.0) .....................

361,998

357,907

350,947

22.00
23.95

Object Classification (in millions of dollars)
Identification code 20–4108–0–3–373

INTEREST

873

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

361,998
¥361,998

357,907
¥357,907

350,947
¥350,947

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

361,998

357,907

350,947

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

361,998
¥361,998

357,907
¥357,907

350,947
¥350,947

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

361,998

357,907

350,947

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

361,998
361,998

357,907
357,907

350,947
350,947

160

Summary of Budget Authority and Outlays
(in millions of dollars)

Personnel Summary
2000 actual

Identification code 20–4108–0–3–373

2001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2001 est.

1,254

2002 est.

1,254

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

INTEREST ON THE PUBLIC DEBT
Federal Funds
General and special funds:
RESTORATION

Enacted/requested:
2000 actual
2001 est.
Budget Authority .....................................................................
361,998
357,907
Outlays ....................................................................................
361,998
357,907
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................

LOST INTEREST, MEDICARE TRUST FUNDS

2000 actual

357,907
357,907

350,947
350,947
4
4
350,951
350,951

Such amounts are appropriated as may be necessary to
pay the interest each year on the public debt (31 U.S.C.
1305, 3123). Interest on Government account series securities
is generally computed on a cash basis. Interest is generally
computed on an accrual basis on all other types of securities.
f

Program and Financing (in millions of dollars)
Identification code 20–0504–0–1–908

361,998
361,998

2002 est.

2001 est.

INTEREST

2002 est.

TREASURY DEBT SECURITIES (GROSS)

(Legislative proposal, not subject to PAYGO)
10.00

Obligations by program activity:
Total new obligations (object class 43.0) .....................

121 ................... ...................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

121 ................... ...................
¥121 ................... ...................

Program and Financing (in millions of dollars)
2000 actual

Identification code 20–0550–2–1–901

2001 est.

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 43.0) ..................... ................... ...................

22.00
23.95

4
¥4

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) .......................................... ................... ...................

New budget authority (gross), detail:
Mandatory:
60.05
Appropriation (indefinite) ..........................................

121 ................... ...................

73.10
73.20

Change in unpaid obligations:
Total new obligations ....................................................
Total outlays (gross) ......................................................

121 ................... ...................
¥121 ................... ...................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

121 ................... ...................

73.10
73.20

4
¥4

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

121 ................... ...................
121 ................... ...................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

89.00
90.00

4
4

The Secretary of the Treasury is required by section 2703
of the Emergency Supplemental Appropriations Act, 2000, to
issue trust fund obligations to the two Medicare trust funds
affected by a clerical error that occurred in 1999. This account
reflects that action.

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09:24 Mar 26, 2001

Jkt 188677

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Frm 00049

Fmt 3616

A portion of interest on Treasury debt securities is paid
to other Government funds that hold Treasury securities as

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INTEREST ON THE PUBLIC DEBT—Continued
Federal Funds—Continued

874

THE BUDGET FOR FISCAL YEAR 2002
20–322000
20–387500

General and special funds—Continued
INTEREST

TREASURY DEBT SECURITIES (GROSS)—Continued

investments. In the schedules for legislative proposals for
such funds, the effect of proposals on interest receipts are
shown. In this schedule, the amounts shown are the corresponding interest payments to those funds.
f

GENERAL FUND RECEIPT ACCOUNTS
(in millions of dollars)
2000 actual

Governmental receipts:
20–015800 Transportation fuels tax ...................................
20–065000 Deposit of earnings, Federal Reserve System
Legislative proposal, subject to PAYGO .............................
20–085000 Registration, filing, and transaction fees .......
20–086100 Charges for expenses, settlement of international claims ..................................................................
20–086900 Fees for legal and judicial services, not otherwise classified .................................................................
20–089100 Miscellaneous fees for regulatory and judicial
services, not otherwise classified ......................................
20–101000 Fines, penalties, and forfeitures, agricultural
laws ....................................................................................
20–102000 Fines, penalties, and forfeitures, economic
stabilization laws ...............................................................
20–103000 Fines, penalties, and forfeitures, immigration
and labor laws ...................................................................
20–104000 Fines, penalties, and forfeitures, customs,
commerce, and antitrust laws ...........................................
20–105000 Fines, penalties, and forfeitures, narcotic prohibition and alcohol laws ..................................................
20–106000 Forfeitures of unclaimed money and property
20–108000 Fines, penalties, and forfeitures, Federal coal
mine health and safety laws .............................................
20–109900 Fines, penalties, and forfeitures, not otherwise classified ....................................................................
20–129900 Gifts to the United States, not otherwise
classified ............................................................................
20–241100 User fees for IRS ..............................................
20–309200 Recovery from highway trust fund for refunds
of taxes ...............................................................................
20–309400 Recovery from airport and airway trust fund
for refunds of taxes ...........................................................
20–309500 Recovery from leaking underground storage
tank trust fund for refunds of taxes, EPA .........................
20–309990 Refunds of moneys erroneously received and
recovered (20X1807) ..........................................................
95–085015 Registration, filing, and transaction fees, SEC
99–011050 Individual income taxes ...................................
Legislative proposal, subject to PAYGO .............................
99–011100 Corporation income and excess profits taxes
Legislative proposal, subject to PAYGO .............................
99–015250 Other Federal fund excise taxes ......................
99–015300 Estate and gift taxes .......................................
Legislative proposal, subject to PAYGO .............................
99–015500 Tobacco excise tax ...........................................
99–015600 Alcohol excise tax .............................................
99–015700 Telephone excise tax ........................................
99–031050 Other Federal fund customs duties .................
Legislative proposal, subject to PAYGO .............................
99–089400 Ozone depleting chemicals tax ........................
General Fund Governmental receipts ..........................................
Offsetting receipts from the public:
20–143500 General fund proprietary interest receipts, not
otherwise classified ............................................................
20–145000 Interest payments from States, cash management improvement .............................................................
20–146310 Interest on quota in International Monetary
Fund ....................................................................................
20–146400 Interest received on loans and credits to foreign nations .......................................................................
20–148400 Interest on deposits in tax and loan accounts
20–149900 Interest received from credit financing accounts .................................................................................
20–168200 Gain by exchange on foreign currency denominated public debt securities ......................................
20–286800 Dollar conversion of foreign currency loan repayments ............................................................................
20–286900 Repayment of loans and credits to foreign
nations ................................................................................

VerDate 19-MAR-2001

09:24 Mar 26, 2001

Jkt 188677

2001 est.

2002 est.

819
779
32,293
26,599
................... ...................
4
4

743
31,800
93
4

...................

155 ................... ...................
1
179

1
70

212

10
38

1
38

1,014

1,022

1,047

45
5

¥305
1,746
1,102,810
¥24,082
219,984
¥1,198
261
32,068
¥3,369
8,140
7,810
6,295
15,435
¥716
65

14,002

14,329

14,985

Intragovernmental payments:
13–141000 Interest on investment, economic development
revolving fund ....................................................................
3
2
2
14–142400 Interest on investment, Colorado River
projects ...............................................................................
6
11
40
14–142700 Interest on advances to Colorado River Dam
fund, Boulder Canyon project ............................................
15
13
13
20–133800 Interest on loans to the Presidio .....................
1
3
3
20–135100 Interest on loans to BPA ..................................
339
406
426
20–135400 Interest on loans for housing for the elderly
or handicapped ..................................................................
377
283
230
20–136100 Interest on loans to the Secretary of Transportation, railroad rehabilitation and improvement fund
3
3
3
20–136300 Interest on loans for college housing and
academic facilities loans, Education .................................
11
10
10
20–140100 Interest on loans to Commodity Credit Corporation ..............................................................................
861
415
655
20–140500 Interest on loans to H.U.D., college housing
loans, Education ................................................................. ...................
8
3
20–141700 Interest on loans to Tennessee Valley Authority ........................................................................................
6
5
5
20–141800 Interest on loans to Federal Financing Bank
1,974
2,035
2,136
20–142500 Interest on loans to rural development insurance fund ...........................................................................
109
82
70
20–143300 Interest on loans to national flood insurance
fund, FEMA .........................................................................
28
18
12
20–149500 Interest payments on repayable advances to
the black lung disability trust fund ..................................
541
568
593
20–149700 Payment of interest on advances to the Railroad Retirement Board .......................................................
218
221
217
20–241600 Charges for administrative expenses of Social
Security Act as amended ...................................................
319
375
376
20–310100 Recoveries from Federal agencies for settlement of claims for contract disuptes ................................
159 ................... ...................
20–320000 Receivables from cancelled accounts .............
429
100
100
20–330600 Transfer of excess receipts to the general
fund, Federal fund payments ............................................. ................... ...................
7
20–388500 Undistributed intragovernmental payments ....
¥175 ................... ...................
72–138000 Interest on loans to A.I.D. housing guaranty
program ..............................................................................
4
4
4
73–142800 Interest on advances to Small Business Administration ........................................................................
102
75
47
91–142200 Interest on loans, higher education facilities
loan fund ............................................................................
2
1
1

¥86
¥361
1,414
1,566
1,004,401 1,073,027
...................
¥161
207,286
213,080
...................
¥11
¥863
322
29,010
31,072
................... ...................
7,221
7,548
8,140
7,688
5,670
5,914
13,013
14,217
................... ...................
125
94

General Fund Offsetting receipts from the public .....................

1,286
1,286
1,286
938 ................... ...................

All other general fund proprietary receipts
Budget clearing account (suspense) ...............

General Fund Intragovernmental payments ................................

1,310,271

1,382,941

1,399,175

189

438

717

577

34
1,785

54
1,455

129
1,340

9,129

10,279

11,339

20 ................... ...................
6

138

291

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5,332

4,638

4,953

OTHER CONSOLIDATED RECEIPT ACCOUNTS
(in millions of dollars)
2000 actual

20–977920 Interest, Miscellaneous trust funds, government-wide ...........................................................................

2001 est.

2002 est.

GENERAL PROVISIONS—DEPARTMENT OF
THE TREASURY
øSEC. 110. Any obligation or expenditure by the Secretary of the
Treasury in connection with law enforcement activities of a Federal
agency or a Department of the Treasury law enforcement organization in accordance with 31 U.S.C. 9703(g)(4)(B) from unobligated balances remaining in the Fund on September 30, 2001, shall be made
in compliance with reprogramming guidelines.¿
SEC. ø111¿ 110. Appropriations to the Department of the Treasury
in this Act shall be available for uniforms or allowances therefor,
as authorized by law (5 U.S.C. 5901), including maintenance, repairs,
and cleaning; purchase of insurance for official motor vehicles operated in foreign countries; purchase of motor vehicles without regard
to the general purchase price limitations for vehicles purchased and
used overseas for the current fiscal year; entering into contracts with
the Department of State for the furnishing of health and medical
services to employees and their dependents serving in foreign countries; and services authorized by 5 U.S.C. 3109.

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TITLE V—GENERAL PROVISIONS

DEPARTMENT OF THE TREASURY
øSEC. 112. The funds provided to the Bureau of Alcohol, Tobacco
and Firearms for fiscal year 2001 in this Act for the enforcement
of the Federal Alcohol Administration Act shall be expended in a
manner so as not to diminish enforcement efforts with respect to
section 105 of the Federal Alcohol Administration Act.¿
SEC. ø113¿ 111. Not to exceed 2 percent of any appropriations
in this Act made available to the Federal Law Enforcement Training
Center, Financial Crimes Enforcement Network, Bureau of Alcohol,
Tobacco and Firearms, United States Customs Service, Interagency
Crime and Drug Enforcement, and United States Secret Service may
be transferred between such appropriations upon øthe¿ advance øapproval of¿ notification to the Committees on Appropriations. No transfer may increase or decrease any such appropriation by more than
2 percent.
SEC. ø114¿ 112. Not to exceed 2 percent of any appropriations
in this Act made available to the Departmental Offices, Office of
Inspector General, Treasury Inspector General for Tax Administration, Financial Management Service, and Bureau of the Public Debt,
may be transferred between such appropriations upon øthe¿ advance
øapproval of¿ notification to the Committees on Appropriations. No
transfer may increase or decrease any such appropriation by more
than 2 percent.
SEC. ø115¿ 113. Not to exceed 2 percent of any appropriation made
available in this Act to the Internal Revenue Service may be transferred to the Treasury Inspector General for Tax Administration’s
appropriation upon øthe¿ advance øapproval of¿ notification to the
Committees on Appropriations. No transfer may increase or decrease
any such appropriation by more than 2 percent.
øSEC. 116. Of the funds available for the purchase of law enforcement vehicles, no funds may be obligated until the Secretary of the
Treasury certifies that the purchase by the respective Treasury bureau is consistent with Departmental vehicle management principles:
Provided, That the Secretary may delegate this authority to the Assistant Secretary for Management.¿
øSEC. 117. None of the funds appropriated in this Act or otherwise
available to the Department of the Treasury or the Bureau of Engraving and Printing may be used to redesign the $1 Federal Reserve
note.¿
øSEC. 118. Hereafter, funds made available by this or any other
Act may be used to pay premium pay for protective services authorized by section 3056(a) of title 18, United States Code, without regard
to the limitation on the rate of pay payable during a pay period
contained in section 5547(c)(2) of title 5, United States Code, except
that such premium pay shall not be payable to an employee to the
extent that the aggregate of the employee’s basic and premium pay
for the year would otherwise exceed the annual equivalent of that
limitation. The term premium pay refers to the provisions of law
cited in the first sentence of section 5547(a) of title 5, United States
Code. Payment of additional premium pay payable under this section
may be made in a lump sum on the last payday of the calendar
year.¿
SEC. ø119¿ 114. The Secretary of the Treasury may transfer funds
from ‘‘Salaries and Expenses’’, Financial Management Service, to the
Debt Services Account as necessary to cover the costs of debt collection: Provided, That such amounts shall be reimbursed to such Salaries and Expenses account from debt collections received in the Debt
Services Account.
øSEC. 120. Under the heading of Treasury Franchise Fund in Public
Law 104–208, delete the following: the phrases ‘‘pilot, as authorized
by section 403 of Public Law 103–356,’’; and ‘‘as provided in such
section’’; and the final proviso. After the phrase ‘‘to be available’’,
insert ‘‘without fiscal year limitation,’’. After the phrase, ‘‘established
in the Treasury a franchise fund’’, insert, ‘‘until October 1, 2002’’.¿
øSEC. 121. Notwithstanding any other provision of law, no reorganization of the field operations of the United States Customs Service
Office of Field Operations shall result in a reduction in service to
the area served by the Port of Racine, Wisconsin, below the level
of service provided in fiscal year 2000.¿
øSEC. 122. Notwithstanding any other provision of law, the Bureau
of Alcohol, Tobacco and Firearms shall reimburse the subcontractor
that provided services in 1993 and 1994 pursuant to Bureau of Alcohol, Tobacco and Firearms contract number TATF 93–3 from amounts
appropriated for fiscal year 2001 or unobligated balances from prior
fiscal years, and such reimbursement shall cover the cost of all professional services rendered, plus interest calculated in accordance with
the Contract Dispute Act of 1978 (41 U.S.C. 601 et seq.)¿
SEC. 115. Funds appropriated by this Act, or made available by
the transfer of funds in this Act, for intelligence and intelligence-

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related activities of the Department of the Treasury are deemed to
be specifically authorized by the Congress for purposes of seciton 504
of the National Seucirty Act of 1947 (50 U.S.C. 414) during fiscal
year 2002 until enactment of the Intelligence Authorization Act for
fiscal year 2002.
SEC. 116. Section 122 of Public Law 105–119, as amended by Public
Law 105–277, is further amended in paragraph (g)(1), by striking
‘‘three years’’ and inserting ‘‘four years’’; and by sriking ‘‘, the United
States Customs Service, and the United States Secret Service’’. (Treasury Department Appropriations Act, 2001, as enacted by section 1(a)(3)
of P.L. 106–554.)
f

TITLE V—GENERAL PROVISIONS
THIS ACT
SEC. 501. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
SEC. 502. The expenditure of any appropriation under this Act
for any consulting service through procurement contract, pursuant
to 5 U.S.C. 3109, shall be limited to those contracts where such
expenditures are a matter of public record and available for public
inspection, except where otherwise provided under existing law, or
under existing Executive order issued pursuant to existing law.
SEC. 503. None of the funds made available by this Act shall
be available for any activity or for paying the salary of any Government employee where funding an activity or paying a salary to a
Government employee would result in a decision, determination, rule,
regulation, or policy that would prohibit the enforcement of section
307 of the Tariff Act of 1930.
SEC. 504. None of the funds made available by this Act shall
be available in fiscal year ø2001¿ 2002 for the purpose of transferring
control over the Federal Law Enforcement Training Center located
at Glynco, Georgia, and Artesia, New Mexico, out of the Department
of the Treasury.
SEC. 505. No part of any appropriation contained in this Act shall
be available to pay the salary for any person filling a position, other
than a temporary position, formerly held by an employee who has
left to enter the Armed Forces of the United States and has satisfactorily completed his period of active military or naval service, and
has within 90 days after his release from such service or from hospitalization continuing after discharge for a period of not more than
1 year, made application for restoration to his former position and
has been certified by the Office of Personnel Management as still
qualified to perform the duties of his former position and has not
been restored thereto.
SEC. 506. No funds appropriated pursuant to this Act may be
expended by an entity unless the entity agrees that in expending
the assistance the entity will comply with sections 2 through 4 of
the Act of March 3, 1933 (41 U.S.C. 10a–10c, popularly known as
the ‘‘Buy American Act’’).
SEC. 507. (a) PURCHASE OF AMERICAN-MADE EQUIPMENT AND PRODUCTS.—In the case of any equipment or products that may be authorized to be purchased with financial assistance provided under this
Act, it is the sense of the Congress that entities receiving such assistance should, in expending the assistance, purchase only Americanmade equipment and products.
(b) NOTICE TO RECIPIENTS OF ASSISTANCE.—In providing financial
assistance under this Act, the Secretary of the Treasury shall provide
to each recipient of the assistance a notice describing the statement
made in subsection (a) by the Congress.
SEC. 508. If it has been finally determined by a court or Federal
agency that any person intentionally affixed a label bearing a ‘‘Made
in America’’ inscription, or any inscription with the same meaning,
to any product sold in or shipped to the United States that is not
made in the United States, such person shall be ineligible to receive
any contract or subcontract made with funds provided pursuant to
this Act, pursuant to the debarment, suspension, and ineligibility
procedures described in sections 9.400 through 9.409 of title 48, Code
of Federal Regulations.
SEC. 509. No funds appropriated by this Act shall be available
to pay for an abortion, or the administrative expenses in connection
with any health plan under the Federal employees health benefit
program which provides any benefits or coverage for abortions.
SEC. 510. The provision of section 509 shall not apply where the
life of the mother would be endangered if the fetus were carried
to term, or the pregnancy is the result of an act of rape or incest.

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876

TITLE V—GENERAL PROVISIONS—Continued

THE BUDGET FOR FISCAL YEAR 2002

SEC. 511. Except as otherwise specifically provided by law, not
to exceed 50 percent of unobligated balances remaining available
at the end of fiscal year ø2001¿ 2002 from appropriations made
available for salaries and expenses for fiscal year ø2001¿ 2002 in
this Act, shall remain available through September 30, ø2002¿ 2003,
for each such account for the purposes authorized: Provided, That
a ørequest¿ notice shall be submitted to the Committees on Appropriations øfor approval¿ at least 15 days prior to the expenditure
of such funds: Provided further, That these requests shall be made
in compliance with reprogramming guidelines.
SEC. 512. None of the funds made available in this Act may be
used by the Executive Office of the President to request from the
Federal Bureau of Investigation any official background investigation
report on any individual, except when—
(1) such individual has given his or her express written consent
for such request not more than 6 months prior to the date of
such request and during the same presidential administration; or
(2) such request is required due to extraordinary circumstances
involving national security.
øSEC. 513. The cost accounting standards promulgated under section 26 of the Office of Federal Procurement Policy Act (Public Law
93–400; 41 U.S.C. 422) shall not apply with respect to a contract
under the Federal Employees Health Benefits Program established
under chapter 89 of title 5, United States Code.¿
øSEC. 514. (a) IN GENERAL.—As soon as practicable after the date
of the enactment of this Act, the Archivist of the United States
shall transfer to the Gerald R. Ford Foundation, as trustee, all right,
title, and interest of the United States in and to the approximately
2.3 acres of land located within Grand Rapids, Michigan, and further
described in subsection (b), such grant to be in trust, with the beneficiary being the National Archives and Records Administration, for
the purpose of supporting the facilities and programs of the Gerald
R. Ford Museum in Grand Rapids, Michigan, and the Gerald R.
Ford Library in Ann Arbor, Michigan, in accordance with a trust
agreement to be agreed upon by the Archivist and the Gerald R.
Ford Foundation.
(b) LAND DESCRIPTION.—The land to be transferred pursuant to
subsection (a) is described as follows:
The following premises in the City of Grand Rapids, County of
Kent, State of Michigan, described as:
That part of Block 2, Converse Plat, and that part of Block 2
of J.W. Converse Replatted Addition, and that part of Government
Lot 1 of Section 25, T7N, R12W, City of Grand Rapids, Kent County,
Michigan, described as: BEGINNING at the NE corner of Lot 1 of
Block 2 of Converse Plat; thence East 245.0 feet along the South
line of Bridge Street; thence South 230.0 feet along a line which
is parallel with and 170 feet East from the East line of Front Avenue
as originally platted; thence West 207.5 feet parallel with the South
line of Bridge Street; thence South along the centerline of vacated
Front Avenue 109 feet more or less to the extended centerline of
vacated Douglas Street; thence West along the centerline of vacated
Douglas Street 237.5 feet more or less to the East line of Scribner
Avenue; thence North along the East line of Scribner Avenue 327
feet more or less to a point which is 7.0 feet South from the NW
corner of Lot 8 of Block 2 of Converse Plat; thence Easterly 200
feet more or less to the place of beginning, also described as:
Parcel A—Lots 9 & 10, Block 2 of Converse Plat, being the subdivision of Government Lots 1 & 2, Section 25, T7N, R12W; also Lots
11–24, Block 2 of J.W. Converse Replatted Addition; also part of
N 1⁄2 of Section 25, T7N, R12W commencing at SE corner Lot 24,
Block 2 of J.W. Converse Replatted Addition, thence N to NE corner
of Lot 9 of Converse Plat, thence E 16 feet, thence S to SW corner
of Lot 23 of J.W. Converse Replatted Addition, thence W 16 feet
to beginning.
Parcel B—Part of Section 25, T7N, R12W, commencing on S line
of Bridge Street 50 feet E of E line of Front Avenue, thence S
107.85 feet, thence 77 feet, thence N to a point on S line of said
street which is 80 feet E of beginning, thence W to beginning.
Parcel C—Part of Section 25, T7N, R12W, commencing at SE corner
Bridge Street & Front Avenue, thence E 50 feet, thence S 107.85
feet to alley, thence W 50 feet to E line Front Avenue, thence N
106.81 feet to beginning.
Parcel D—Part of Government Lot 1, Section 25, T7N, R12W, commencing at a point on S line of Bridge Street (661⁄4 wide) 170 feet
E of E line of Front Avenue (751⁄4 wide), thence S 230 feet parallel
with Front Avenue, thence W 170 feet parallel with Bridge Street
to E line of Front Avenue, thence N along said line to a point 106.81
feet S of intersection of said line with extension of N & S line

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of Bridge Street, thence E 127 feet, thence northerly to a point on
S line of Bridge Street 130 feet E of E line of Front Avenue, thence
E along S line of Bridge Street to beginning.
Parcel E—Lots 1 through 8 of Block 2 of Converse Plat, being
the subdivision of Government Lots 1 and 2, Section 25, T7N, R12W.
Also part of N 1⁄2 of Section 25, T7N, R12W, commencing at NW
corner of Lot 9, Block 2 of J.W. Converse Replatted Addition; thence
N 15 feet to SW corner of Lot 8; thence E 200 feet to SE corner
Lot 1; thence S 15 feet to NE corner of Lot 10; thence W 200 feet
to beginning.
Together with any portion of vacated streets and alleys that have
become part of the above property.
(c) TERMS AND CONDITIONS.—
(1) COMPENSATION.—The land transferred pursuant to subsection
(a) shall be transferred without compensation to the United States.
(2) APPOINTMENT OF SUCCESSOR TRUSTEE.—In the event that the
Gerald R. Ford Foundation for any reason is unable or unwilling
to continue to serve as trustee, the Archivist of the United States
is authorized to appoint a successor trustee.
(3) REVERSIONARY INTEREST.—If the Archivist of the United
States determines that the Gerald R. Ford Foundation (or a successor trustee appointed under paragraph (2)) has breached its
fiduciary duty under the trust agreement entered into pursuant
to this section, the land transferred pursuant to subsection (a)
shall revert to the United States under the administrative jurisdiction of the Archivist.¿
øSEC. 515. (a) IN GENERAL.—The Director of the Office of Management and Budget shall, by not later than September 30, 2001, and
with public and Federal agency involvement, issue guidelines under
sections 3504(d)(1) and 3516 of title 44, United States Code, that
provide policy and procedural guidance to Federal agencies for ensuring and maximizing the quality, objectivity, utility, and integrity of
information (including statistical information) disseminated by Federal agencies in fulfillment of the purposes and provisions of chapter
35 of title 44, United States Code, commonly referred to as the
Paperwork Reduction Act.
(b) CONTENT OF GUIDELINES.—The guidelines under subsection (a)
shall—
(1) apply to the sharing by Federal agencies of, and access to,
information disseminated by Federal agencies; and
(2) require that each Federal agency to which the guidelines
apply—
(A) issue guidelines ensuring and maximizing the quality,
objectivity, utility, and integrity of information (including statistical information) disseminated by the agency, by not later
than 1 year after the date of issuance of the guidelines under
subsection (a);
(B) establish administrative mechanisms allowing affected
persons to seek and obtain correction of information maintained and disseminated by the agency that does not comply
with the guidelines issued under subsection (a); and
(C) report periodically to the Director—
(i) the number and nature of complaints received by the
agency regarding the accuracy of information disseminated by
the agency; and
(ii) how such complaints were handled by the agency.
SEC. ø516¿ 513. For the purpose of resolving litigation and implementing any settlement agreements regarding the nonforeign area
cost-of-living allowance program, the Office of Personnel Management
may accept and utilize (without regard to any restriction on unanticipated travel expenses imposed in an Appropriations Act) funds made
available to the Office pursuant to court approval.
SEC. ø517¿ 514. None of the funds appropriated by this Act shall
be used to propose or issue rules, regulations, decrees, or orders
for the purpose of implementation, or in preparation for implementation, of the Kyoto Protocol, which was adopted on December 11,
1997, in Kyoto, Japan, at the Third Conference of the Parties to
the United Nations Framework Convention on Climate Change,
which has not been submitted to the Senate for advice and consent
to ratification pursuant to article II, section 2, clause 2, of the United
States Constitution, and which has not entered into force pursuant
to article 25 of the Protocol.
øSEC. 518. Not later than July 1, 2001, the Director of the Office
of Management and Budget shall submit a report to the Committee
on Appropriations and the Committee on Governmental Affairs in
the Senate and the Committee on Appropriations and the Committee
on Government Reform of the House of Representatives that (1) evaluates, for each agency, the extent to which implementation of chapter

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øGENERAL PROVISIONS—THIS TITLE¿

DEPARTMENT OF THE TREASURY
35 of title 31, United States Code, as amended by the Paperwork
Reduction Act of 1995 (Public Law 104–13), has reduced burden imposed by rules issued by the agency, including the burden imposed
by each major rule issued by the agency; (2) includes a determination,
based on such evaluation, of the need for additional procedures to
ensure achievement of the purposes of that chapter, as set forth
in section 3501 of title 31, United States Code, and evaluates the
burden imposed by each major rule that imposes more than
10,000,000 hours of burden, and identifies specific reductions expected
to be achieved in each of fiscal years 2001 and 2002 in the burden
imposed by all rules issued by each agency that issued such a major
rule.¿ (Treasury and General Government Appropriations Act, 2001,
as enacted by section 1(a)(3) of P.L. 106–554.)
f

øGENERAL PROVISIONS—THIS TITLE¿
SEC. ø501¿ 515. (a) PROHIBITION OF FEDERAL AGENCY MONITORING
PERSONAL INFORMATION ON USE OF INTERNET.—None of the funds
made available in the Treasury and General Government Appropriations Act, 2001 may be used by any Federal agency—
(1) to collect, review, or create any aggregate list, derived from
any means, that includes the collection of any personally identifiable information relating to an individual’s access to or use of
any Federal government Internet site of the agency; or
(2) to enter into any agreement with a third party (including
another government agency) to collect, review, or obtain any aggregate list, derived from any means, that includes the collection of
any personally identifiable information relating to an individual’s
access to or use of any nongovernmental Internet site.
(b) EXCEPTIONS.—The limitations established in subsection (a) shall
not apply to—
(1) any record of aggregate data that does not identify particular
persons;
(2) any voluntary submission of personally identifiable information;
(3) any action taken for law enforcement, regulatory, or supervisory purposes, in accordance with applicable law; or
(4) any action described in subsection (a)(1) that is a system
security action taken by the operator of an Internet site and is
necessarily incident to the rendition of the Internet site services
or to the protection of the rights or property of the provider of
the Internet site.
(c) øRELATION TO OTHER PROVISION.—Section 644 of the Treasury
and General Government Appropriations Act, 2001 (relating to Federal agency monitoring of personal information on use of the Internet)
shall not have effect.¿
ø(d)¿ (c) DEFINITIONS.—For the purposes of this section:
(1) The term ‘‘regulatory’’ means agency actions to implement,
interpret or enforce authorities provided in law.
(2) The term ‘‘supervisory’’ means examinations of the agency’s
supervised institutions, including assessing safety and soundness,
overall financial condition, management practices and policies and
compliance with applicable standards as provided in law.
øSEC. 502. (a) CLARIFICATION OF PERMISSIBLE USE OF FACSIMILE
MACHINES AND ELECTRONIC MAIL TO FILE INDEPENDENT EXPENDITURE STATEMENTS.—Section 304 of the Federal Election Campaign
Act of 1971 (2 U.S.C. 434) is amended by adding at the end the
following new subsection:
‘‘(d)(1) Any person who is required to file a statement under subsection (c) of this section, except statements required to be filed
electronically pursuant to subsection (a)(11)(A)(i) may file the statement by facsimile device or electronic mail, in accordance with such
regulations as the Commission may promulgate.
‘‘(2) The Commission shall make a document which is filed electronically with the Commission pursuant to this paragraph accessible
to the public on the Internet not later than 24 hours after the document is received by the Commission.
‘‘(3) In promulgating a regulation under this paragraph, the Commission shall provide methods (other than requiring a signature on
the document being filed) for verifying the documents covered by
the regulation. Any document verified under any of the methods
shall be treated for all purposes (including penalties for perjury)
in the same manner as a document verified by signature.’’.
(b) TREATMENT OF LINES OF CREDIT OBTAINED BY CANDIDATES AS
COMMERCIALLY REASONABLE LOANS.—Section 301(8)(B) of such Act
of 1971 (2 U.S.C. 431(8)(B)) is amended—
(1) by striking ‘‘and’’ at the end of clause (xiii);
OF

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877

(2) by striking the period at the end of clause (xiv) and inserting
‘‘; and’’; and
(3) by adding at the end the following new clause:
‘‘(xv) any loan of money derived from an advance on a candidate’s
brokerage account, credit card, home equity line of credit, or other
line of credit available to the candidate, if such loan is made in
accordance with applicable law and under commercially reasonable
terms and if the person making such loan makes loans derived
from an advance on the candidate’s brokerage account, credit card,
home equity line of credit, or other line of credit in the normal
course of the person’s business.’’.
(c) REQUIRING ACTUAL RECEIPT OF CERTAIN INDEPENDENT EXPENDITURE REPORTS WITHIN 24 HOURS.—
(1) IN GENERAL.—Section 304(c)(2) of such Act (2 U.S.C. 434(c)(2))
is amended in the matter following subparagraph (C)—
(A) by striking ‘‘shall be reported’’ and inserting ‘‘shall be
filed’’; and
(B) by adding at the end the following new sentence: ‘‘Notwithstanding subsection (a)(5), the time at which the statement
under this subsection is received by the Secretary, the Commission, or any other recipient to whom the notification is required
to be sent shall be considered the time of filing of the statement
with the recipient.’’.
(2) CONFORMING AMENDMENT.—Section 304(a)(5) of such Act (2
U.S.C. 434(a)(5)) is amended by striking ‘‘or (4)(A)(ii)’’ and inserting
‘‘or (4)(A)(ii), or the second sentence of subsection (c)(2)’’.
(d) EFFECTIVE DATE.—The amendments made by this section shall
apply with respect to elections occurring after January 2001.¿
øSEC. 503. Of the amounts provided to the Office of National Drug
Control Policy for fiscal year 2001 for the anti-doping efforts of the
United States Olympic Committee, the Director of such Office shall
make direct payment of $3,300,000 to The U.S. Anti-Doping Agency,
Incorporated, for the conduct of anti-doping activities: Provided, That
these funds shall be provided not later than 30 days after the date
of the enactment of this Act: Provided further, That of the funds
made available for this effort, The U.S. Anti-Doping Agency shall
have the sole authority to obligate these funds for the promotion
of anti-doping efforts relating to United States athletes in the Olympic, Pan American, and Paralympic Games.¿
øSEC. 504. Section 640 of the Treasury and General Government
Appropriations Act, 2001 (relating to Civil Service Retirement System) shall not have effect.¿
øSEC. 505. (a) CIVIL SERVICE RETIREMENT SYSTEM.—The table
under section 8334(c) of title 5, United States Code, is amended—
(1) in the matter relating to an employee by striking:

‘‘7.5 ......
7 ..........

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

and inserting the following:

‘‘7 ...........

After December 31, 2000.’’;

(2) in the matter relating to a Member or employee for Congressional employee service by striking:

‘‘8 .........
7.5 .......

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

and inserting the following:

‘‘7.5 ........

After December 31, 2000.’’;

(3) in the matter relating to a law enforcement officer for law
enforcement service and firefighter for firefighter service by striking:

‘‘8 .........
7.5 .......

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

and inserting the following:

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878

øGENERAL PROVISIONS—THIS TITLE¿—Continued

‘‘7.5 ........

THE BUDGET FOR FISCAL YEAR 2002
(1) IN GENERAL.—Section 8422(a) of title 5, United States Code,
is amended by striking paragraph (3) and inserting the following:
‘‘(3) The applicable percentage under this paragraph for civilian
service shall be as follows:

After December 31, 2000.’’;

(4) in the matter relating to a bankruptcy judge by striking:
‘‘Employee .............................

‘‘8.5 ......
8 ..........

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

and inserting the following:

‘‘8 ...........

8 ..........

7.25 .......
7.4 .........
Congressional employee .......

After December 31, 2000.’’;

7 ............
7.5 .........
7.75 .......

(5) in the matter relating to a judge of the United States Court
of Appeals for the Armed Forces for service as a judge of that
court by striking:

‘‘8.5 ......

7 ............

7.9 .........
Member .................................

7.5 .........
7.5 .........
7.75 .......

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

7.9 .........
8 ............

and inserting the following:

‘‘8 ...........

7.5 .........
7.5 .........

Law enforcement officer,
firefighter, member of the
Capitol Police, or air traffic controller.

After December 31, 2000.’’;

7.75 .......

(6) in the matter relating to a United States magistrate by striking:

‘‘8.5 ......
8 ..........

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

7.9 .........
Nuclear materials courier ....

7.5 .........
7 ............
7.5 .........

and inserting the following:

7.75 .......

‘‘8 ...........

7.9 .........

After December 31, 2000.’’;

7.5 .........
(7) in the matter relating to a Court of Federal Claims judge
by striking:

‘‘8.5 ......
8 ..........

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

and inserting the following:

‘‘8 ...........

After December 31, 2000.’’;

(8) in the matter relating to a member of the Capitol Police
by striking:

‘‘8 .........
7.5 .......

January 1, 2001, to December 31,
2002.
After December 31, 2002.’’

and inserting the following:

‘‘7.5 ........

After December 31, 2000.’’;

and
(9) in the matter relating to a nuclear materials courier by striking:

‘‘8 .........
7.5 .......

January 1, 2001 to December 31, 2002.
After December 31, 2002.’’

and inserting the following:

‘‘7.5 ........

After December 31, 2000.’’.

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January 1, 1999, to December 31, 1999.
January 1, 2000, to December 31, 2000.
After December 31, 2000.
January 1, 1987, to October 16, 1998.
October 17, 1998, to December 31, 1998.
January 1, 1999, to December 31, 1999.
January 1, 2000, to December 31, 2000.
After December 31, 2000.’’.

(2) MILITARY SERVICE.—Section 8422(e)(6) of title 5, United States
Code, is amended—
(A) in subparagraph (A), by inserting ‘‘and’’ after the semicolon;
(B) in subparagraph (B), by striking ‘‘; and’’ and inserting a
period; and
(C) by striking subparagraph (C).
(3) VOLUNTEER SERVICE.—Section 8422(f)(4) of title 5, United
States Code, is amended—
(A) in subparagraph (A), by inserting ‘‘and’’ after the semicolon;
(B) in subparagraph (B), by striking ‘‘; and’’ and inserting a
period; and
(C) by striking subparagraph (C).
(c) CENTRAL INTELLIGENCE AGENCY RETIREMENT AND DISABILITY
SYSTEM.—
(1) IN GENERAL.—Section 7001(c)(2) of the Balanced Budget Act
of 1997 (50 U.S.C. 2021 note) is amended—
(A) in the matter before the colon, by striking ‘‘December 31,
2002’’ and inserting ‘‘December 31, 2000’’; and
(B) in the matter after the colon, by striking all that follows
‘‘December 31, 2000.’’.
(2) MILITARY SERVICE.—Section 252(h)(1)(A) of the Central Intelligence Agency Retirement Act (50 U.S.C. 2082(h)(1)(A)), is amended—
(A) in the matter before the colon, by striking ‘‘December 31,
2002’’ and inserting ‘‘December 31, 2000’’; and
(B) in the matter after the colon, by striking all that follows
‘‘December 31, 2000.’’.
(d) FOREIGN SERVICE RETIREMENT AND DISABILITY SYSTEM.—
(1) IN GENERAL.—Section 7001(d)(2) of the Balanced Budget Act
of 1997 (22 U.S.C. 4045 note) is amended—
(A) in subparagraph (A)—
(i) in the matter before the colon, by striking ‘‘December
31, 2002’’ and inserting ‘‘December 31, 2000’’; and
(ii) in the matter after the colon, by striking all that follows
‘‘December 31, 2000.’’; and

(b) FEDERAL EMPLOYEES’ RETIREMENT SYSTEM.—
VerDate 19-MAR-2001

January 1, 1987, to December 31, 1998.
January 1, 1999, to December 31, 1999.
January 1, 2000, to December 31, 2000.
After December 31, 2000.
January 1, 1987, to December 31, 1998.
January 1, 1999, to December 31, 1999.
January 1, 2000, to December 31, 2000.
After December 31, 2000.
January 1, 1987, to December 31, 1998.
January 1, 1999, to December 31, 1999.
January 1, 2000, to December 31, 2000.
January 1, 2001, to December 31, 2002.
After December 31, 2002.
January 1, 1987, to December 31, 1998.

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øGENERAL PROVISIONS—THIS TITLE¿—Continued

DEPARTMENT OF THE TREASURY
(B) in subparagraph (B)—
(i) in the matter before the colon, by striking ‘‘December
31, 2002’’ and inserting ‘‘December 31, 2000’’; and
(ii) in the matter after the colon, by striking all that follows
‘‘December 31, 2000.’’.
(2) CONFORMING AMENDMENT.—Section 805(d)(1) of the Foreign
Service Act of 1980 (22 U.S.C. 4045(d)(1)) is amended, in the table
in the matter following subparagraph (B), by striking:

‘‘January 1, 2001, through December
31, 2002, inclusive.
After December 31, 2002 ....................

7.5
7’’

and inserting the following:

‘‘After December 31, 2000 ...................

7’’.

(e) FOREIGN SERVICE PENSION SYSTEM.—
(1) IN GENERAL.—Section 856(a)(2) of the Foreign Service Act
of 1980 (22 U.S.C. 4071e(a)(2)) is amended by striking all that
follows ‘‘December 31, 2000.’’ and inserting the following:

‘‘7.5 ......

After December 31, 2000.’’.

(2) VOLUNTEER SERVICE.—Section 854(c)(1) of the Foreign Service
Act of 1980 (22 U.S.C. 4071c(c)(1)) is amended—
(A) in the matter before the colon, by striking ‘‘December 31,
2002’’ and inserting ‘‘December 31, 2000’’; and
(B) in the matter after the colon, by striking all that follows
‘‘December 31, 2000.’’.
(f) CIVIL SERVICE RETIREMENT SYSTEM.—Notwithstanding section
8334 (a)(1) or (k)(1) of title 5, United States Code, during the period
beginning on October 1, 2002, through December 31, 2002, each employing agency (other than the United States Postal Service or the
Metropolitan Washington Airports Authority) shall contribute—
(1) 7.5 percent of the basic pay of an employee;
(2) 8 percent of the basic pay of a congressional employee, a
law enforcement officer, a member of the Capitol police, a firefighter, or a nuclear materials courier; and
(3) 8.5 percent of the basic pay of a Member of Congress, a
Court of Federal Claims judge, a United States magistrate, a judge
of the United States Court of Appeals for the Armed Forces, or
a bankruptcy judge,
in lieu of the agency contributions otherwise required under section
8334(a)(1) of such title 5.
(g) CENTRAL INTELLIGENCE AGENCY RETIREMENT AND DISABILITY
SYSTEM.—Notwithstanding section 211(a)(2) of the Central Intelligence Agency Retirement Act (50 U.S.C. 2021(a)(2)), during the period beginning on October 1, 2002, through December 31, 2002, the
Central Intelligence Agency shall contribute 7.5 percent of the basic
pay of an employee participating in the Central Intelligence Agency
Retirement and Disability System in lieu of the agency contribution
otherwise required under section 211(a)(2) of such Act.
(h) FOREIGN SERVICE RETIREMENT AND DISABILITY SYSTEM.—Notwithstanding any provision of section 805(a) of the Foreign Service
Act of 1980 (22 U.S.C. 4045(a)), during the period beginning on October 1, 2002, through December 31, 2002, each agency employing
a participant in the Foreign Service Retirement and Disability System
shall contribute to the Foreign Service Retirement and Disability
Fund—
(1) 7.5 percent of the basic pay of each participant covered under
section 805(a)(1) of such Act participating in the Foreign Service
Retirement and Disability System; and
(2) 8 percent of the basic pay of each participant covered under
paragraph (2) or (3) of section 805(a) of such Act participating
in the Foreign Service Retirement and Disability System,
in lieu of the agency contribution otherwise required under section
805(a) of such Act.
(i) The amendments made by this section shall take effect upon
the close of calendar year 2000, and shall apply thereafter.¿
øSEC. 506. Of the amount provided to the United States Secret
Service for fiscal year 2001 and specified for activities related to
investigations of exploited children, $2,000,000 shall be available to
the United States Secret Service for forensic and related support
of investigations of missing and exploited children and shall remain
available until September 30, 2001.¿

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879

øSEC. 507. (a) Section 108 of the Legislative Branch Appropriations
Act, 2001 is amended to read as follows:
‘‘SEC. 108. CHIEF ADMINISTRATIVE OFFICER.—(a) IN GENERAL.—
There shall be within the Capitol Police an Office of Administration
to be headed by a Chief Administrative Officer as follows:
‘‘(1) Not later than 60 days after the date of the enactment
of this Act, the Chief Administrative Officer shall be appointed
by the Chief of the Capitol Police after consultation with the Capitol Police Board and the Comptroller General, and shall report
to and serve at the pleasure of the Chief of the Capitol Police.
‘‘(2) The Comptroller General shall evaluate the performance of
the Chief Administrative Officer in carrying out the duties and
responsibilities of the Office of Administration as outlined in this
section. The Comptroller General shall meet with the Chief of the
Capitol Police and the Capitol Police Board at least quarterly to
provide an analysis of the performance of the Chief Administrative
Officer. The Comptroller General shall report the results of the
evaluation to the Chief of the Capitol Police, the Capitol Police
Board, the Committees on Appropriations of the House of Representatives and Senate, the Committee on House Administration
of the House of Representatives, and the Committee on Rules and
Administration of the Senate.
‘‘(3) The Chief of the Capitol Police shall appoint as Chief Administrative Officer an individual with the knowledge and skills necessary to carry out the responsibilities for budgeting, financial management, information technology, and human resource management
described in this section.
‘‘(4) The Chief Administrative Officer shall receive basic pay at
a rate determined by the Capitol Police Board, but not to exceed
the annual rate of basic pay payable for ES–2 of the Senior Executive Service, as established under subchapter VIII of chapter 53
of title 5, United States Code (taking into account any comparability payments made under section 5304(h) of such title).
‘‘(5) The Capitol Police shall reimburse from available appropriations any costs incurred by the Comptroller General under this
section, which shall be deposited to the appropriation of the General Accounting Office then available and remain available until
expended.
‘‘(b) RESPONSIBILITIES.—The Chief Administrative Officer shall have
the following areas of responsibility:
‘‘(1) BUDGETING.—The Chief Administrative Officer shall—
‘‘(A) prepare and submit to the Capitol Police Board an annual
budget for the Capitol Police; and
‘‘(B) execute the budget and monitor through periodic examinations the execution of the Capitol Police budget in relation to
actual obligations and expenditures.
‘‘(2) FINANCIAL MANAGEMENT.—The Chief Administrative Officer
shall—
‘‘(A) oversee all financial management activities relating to the
programs and operations of the Capitol Police;
‘‘(B) develop and maintain an integrated accounting and financial system for the Capitol Police, including financial reporting
and internal controls, which—
‘‘(i) complies with applicable accounting principles, standards,
and requirements, and internal control standards;
‘‘(ii) complies with any other requirements applicable to such
systems; and
‘‘(iii) provides for—
‘‘(I) complete, reliable, consistent, and timely information
which is prepared on a uniform basis and which is responsive
to financial information needs of the Capitol Police;
‘‘(II) the development and reporting of cost information;
‘‘(III) the integration of accounting and budgeting information; and
‘‘(IV) the systematic measurement of performance;
‘‘(C) direct, manage, and provide policy guidance and oversight
of Capitol Police financial management personnel, activities, and
operations, including—
‘‘(i) the recruitment, selection, and training of personnel to
carry out Capitol Police financial management functions; and
‘‘(ii) the implementation of Capitol Police asset management
systems, including systems for cash management, debt collection, and property and inventory management and control; and
‘‘(D) shall prepare annual financial statements for the Capitol
Police and provide for an annual audit of the financial statements
by an independent public accountant in accordance with generally
accepted government auditing standards.

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880

øGENERAL PROVISIONS—THIS TITLE¿—Continued

THE BUDGET FOR FISCAL YEAR 2002

‘‘(3) INFORMATION TECHNOLOGY.—The Chief Administrative Officer shall—
‘‘(A) direct, coordinate, and oversee the acquisition, use, and
management of information technology by the Capitol Police;
‘‘(B) promote and oversee the use of information technology
to improve the efficiency and effectiveness of programs of the
Capitol Police; and
‘‘(C) establish and enforce information technology principles,
guidelines, and objectives, including developing and maintaining
an information technology architecture for the Capitol Police.
‘‘(4) HUMAN RESOURCES.—The Chief Administrative Officer
shall—
‘‘(A) direct, coordinate, and oversee human resources management activities of the Capitol Police;
‘‘(B) develop and monitor payroll and time and attendance systems and employee services; and
‘‘(C) develop and monitor processes for recruiting, selecting,
appraising, and promoting employees.
‘‘(c) ADMINISTRATIVE PROVISIONS.—
‘‘(1) PERSONNEL.—The Chief Administrative Officer is authorized
to select, appoint, employ, and discharge such officers and employees as may be necessary to carry out the functions, powers, and
duties of the Office of Administration, but shall not have the authority to hire or discharge uniformed and operational police force
personnel.
‘‘(2) RESOURCES OF OTHER AGENCIES.—The Chief Administrative
Officer may utilize resources of another agency on a reimbursable
basis to be paid from available appropriations of the Capitol Police.
‘‘(d) PLAN.—No later than 180 days after appointment, the Chief
Administrative Officer shall prepare and submit to Chief of the Capitol Police, the Capitol Police Board, and the Comptroller General,
a plan—

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‘‘(1) describing the policies, procedures, and actions the Chief
Administrative Officer will take in carrying out the responsibilities
assigned under this section;
‘‘(2) identifying and defining responsibilities and roles of all offices, bureaus, and divisions of the Capitol Police for budgeting,
financial management, information technology, and human resources management; and
‘‘(3) detailing mechanisms for ensuring that the offices, bureaus,
and divisions perform their responsibilities and roles in a coordinated and integrated manner.
‘‘(e) REPORT.—No later than September 30, 2001, the Chief Administrative Officer shall prepare and submit to the Chief of the Capitol
Police, the Capitol Police Board, and the Comptroller General, a
report on the Chief Administrative Officer’s progress in implementing
the plan described in subsection (d) and recommendations to improve
the budgeting, financial, information technology, and human resources management of the Capitol Police, including organizational,
accounting and administrative control, and personnel changes.
‘‘(f) SUBMISSION TO COMMITTEES.—The Chief of the Capitol Police
shall submit the plan required in subsection (d) and report required
in subsection (e) to the Committees on Appropriations of the House
of Representatives and of the Senate, the Committee on House Administration of the House of Representatives, and the Committee
on Rules and Administration of the Senate.
‘‘(g) TERMINATION OF ROLE.—As of October 1, 2002, the role of
the Comptroller General, as established by this section, will cease.’’.
(b) The amendments made by subsection (a) shall take effect as
if included in the enactment of the Legislative Branch Appropriations
Act, 2001.¿ (Department of Transportation and Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–
346.)

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Full text of Budget of the United States Government - Appendix : Fiscal Year 2002 : Department of the Treasury

FRASER