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UNITED STATES DEPARTMENT OF LABOR
F r a nc e s P e r k in s ,

Secretary

CHILDREN’S BUREAU . . K a t h a r in e F. L e n r o o t , Chief

THE APPRAISAL
OF THE

NEWBORN INFANT

United States
Government Printing Office
Washington : 1938

For sale by the Superintendent of Documents, Washington, D. C.


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CONTENTS
Introduction__________
Basis of appraisal___________________________________1111111
Socioeconomic factors___________________________
History______________________________________
Family history____ _____________________________
Infant’s history_________________________________ ~~~
Physical examination_________________________________
Measurements____________________________
Temperature_____________________________________
General observations_______
Skin___________________________________________
Lymph nodes____________________________________
Head_________________________
Neck__________________________________________
Chest___________________________
Abdomen_______________________________________
Genitalia______________________________
Anus__________________________________________
Joints, bones, and muscles___________________________
Tests for reflexes_______
Other tests__ ___________________________________
Reexamination during and at the end of neonatal period...................
”

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The Appraisal of the Newborn Infant
INTRODUCTION

*

The necessity for careful and adequate appraisal of the infant
during the neonatal period has not been generally appreciated, nor
have methods for making such an appraisal received sufficient atten­
tion. (The term “neonatal” is used to describe the period from birth
through the first 30 days of life.) The neonatal period is one of
great danger to the infant as well as one about which too little is
known. That more attention should be given to the appraisal of the
newborn infant and to his care is indicated by the high mortality
rate among infants in the first month of life. I t is well known that,
although the mortality in the first year of life has been greatly
reduced during the past 15 years, the mortality in the first month of
life (neonatal mortality) has been reduced relatively little and the
mortality on the first day of life has not been reduced at all. Contri­
butions to knowledge of the problems concerning the neonatal period
have been made through intensive study of individual infants as well
as of groups of infants, but the information at hand with regard to
these problems must be carefully evaluated and made readily avail­
able to all physicians. It is obvious, furthermore, that if appraisal
is to be adequate new information must be collected, particularly in
regard to well infants. The appraisal of the newborn infant will,
of course, be made more exact by improvement in clinical methods of
examination, by establishment of certain standards of growth and de­
velopment, and by more intensive study of causes of neonatal deaths,
supplemented by post-mortem and other laboratory examinations.
It is hoped that this bulletin will be useful to physicians in the ex­
amination of newborn infants and in the interpretation, of the
findings.

*


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BASIS OF APPRAISAL
An appraisal of the newborn infant, to be adequate, should not
be based on physical examination alone. I t should involve also con­
sideration of the socioeconomic background of the family; constitu­
tional factors in the medical history of the family, especially the
history of hereditary or transmissible diseases or defects; the prenatal
history (the mother’s pregnancy); and the natal and immediate post­
natal history. Knowledge of the influence of these factors may tend
to modify an examiner’s appraisal.
The physical examination should be complete and should be sup­
plemented by physical measurements, and, when indicated, by labora­
tory and roentgen-ray examinations. I t should be repeated at least
once during the first month, and more often if indicated by the
history or by the development of some abnormal symptom. At the
end of the first month of life another complete examination should
be made.
SOCIOECONOMIC FACTORS

In the appraisal of the newborn infant socioeconomic factors play
an important role which has not been sufficiently studied. That
infant mortality is higher under poor socioeconomic conditions, such
as low income, employment of mother, and congested housing, has
been clearly demonstrated.1
HISTORY
FAMILY HISTORY

It is of great importance to inquire into and record the family
history of the newborn infant, because, as has been noted, the influ­
ence of inherited traits (constitutional factors) and of transmissible
diseases or defects must be considered in the total appraisal of the
infant. There are certain hereditary or familial defects and diseases
which are obvious at birth, such as harelip and cleft palate, and
others that are not apparent until the period of later infancy or
childhood, such as Friedreich’s ataxia, progressive pseudohypertrophic muscular dystrophy, and amaurotic idiocy. Developmental
defects such as Mongolism may be obvious at birth ; others, such as
certain cerebral defects which result in convulsions and spastic
palsies, may not become obvious until later. Certain sex-limited
defects, such as color-blindness and hemophilia, are not apparent
at birth, and therefore a knowledge of the family history should be
taken into consideration in the appraisal of the infant.
1Causal Factors in Infant Mortality; a statistical study based on investigation in eight
cities, by Robert Morse Woodbury. U. S. Children’s Bureau Publication 142. Washing-


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THE APPRAISAL OF THE NEWBORN INFANT

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INFANT'S HISTORY

The history of the newborn infant consists of the prenatal history
(mother’s pregnancy), the birth history, and finally the immediate
postnatal history, especially in regard to the onset of respiration.
Prenatal history.

The mother’s health during pregnancy must be considered in rela­
tion to the maturity and weight of the infant and his adequacy for
extrauterino existence.
The mother may have suffered during pregnancy from some
disease which interrupted the pregnancy at some time before term
or which may be transmissible to the infant. The most striking
example of tnis is syphilis. That an infant infected by syphilis
may be bom prematurely or at term and with or without evidences
of the disease is well known. Intrauterine transmission of almost
any of the common communicable or infectious diseases, such as
smallpox, chickenpox, and erysipelas, is possible. In fact, cases
have been reported of infants born with typical scars of small­
pox, as well as cases in which the acute lesions of the disease were
present at birth. Erysipelas lesions in the infant may make their
appearance within a few hours after birth if the mother is suffer­
ing from the disease. Tuberculosis, typhoid fever, and malaria have
also been reported as transmissible to the fetus. On the other hand,
the mother may confer on the fetus immunity to certain diseases,
such as scarlet fever and measles. There are certain acute condi­
tions in the mother, such as the toxemias of pregnancy, the effects
of which on the fetus are not entirely clear. The infant is likely
to be born prematurely, but studies have shown that if the infant
is born alive at or near term no specific deleterious effects of the
toxemia can be determined.
I f the mother suffers from a deficiency disease the health of the
infant may be affected. The outstanding example is thyroid disease
in the mother resulting in cretinism in the infant. Women suffer­
ing with diabetes are likely to give birth to abnormally large infants.
There is some evidence that roentgen-ray therapy of the mother
during pregnancy may result in injury to the central nervous system
of the fetus (microcephaly).
In many instances the physical condition of the mother does not
affect the infant, since normal infants may be bom of diseased
mothers. The history of the mother’s pregnancy should, nevertheless,
be considered in making the appraisal of the newborn infant.
The subject of immunity to disease in the neonatal period is an
important one. The transmission of immune bodies and allergy
from the mother to the infant has been rather extensively studied in
recent years. I t is well known that the antibodies of syphilis and
tuberculosis may pass the barrier of the placenta and may be demon­
strable in the infant’s blood for weeks or even months after birth
although the infant may be entirely free from infection. Likewise,
immunity to scarlet fever, measles, poliomyelitis, and diphtheria in
this period has been established.
Certain hormones that affect growth are probably transmitted to the
fetus in the latter part of pregnancy. The therapeutic effect of such


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THE APPRAISAL OF THE NEWBORN INFANT

hormones when given to prematurely born infants has been studied,
but their value has not been accurately determined as yet.
Natal history.

When the course of the infant’s birth is in any way abnormal, the
effect on the infant may be apparent immediately or in the course
of a few hours, or signs may appear at some period later in infancy
and childhood which must be attributed to injury at birth. Of spe­
cial significance are rapid or prolonged labor, dry labor, difficult
delivery, instrumental delivery, and so forth.
Postnatal history.

The immediate postnatal history of the infant may be even more
important than his natal history. Under ordinary conditions the
respirations should start immediately and the infant’s color should
become good. If respirations are delayed artificial means to induce
respiration must be used and the type and effectiveness of these
methods must be considered in relation to immediate or remote effects
on the organism. In this connection a history of any anesthetics and
drugs given to the mother during labor must be known, particularly
depressant drugs such as morphine and barbiturates. Appearance of
cyanosis, pareses, paralyses, hemorrhages, twitchings, or convulsions
in the immediate postnatal period, even if transitory, must be consid­
ered in making the appraisal of an infant that is apparently normal
at the time of examination.
Fetal maturity.—After the birth of an infant the physician is at
once confronted with the task of estimating its maturity. Since the
exact date of conception is usually not known, calculations of the
duration of pregnancy are ordinarily based on the date of the last
menstrual period. The results of these calculations are often not
accurate because menstruation may occur after conception takes
place. I t is usual to regard a fetus of less than 28 weeks’ gestation
as nonviable. When the time of gestation is estimated as between
28 and 38 weeks, the infant is called premature. When the time of
gestation is estimated as between 38 and 40 weeks the infant is said
to be mature. As a matter of fact it may be just as hard to draw a
sharp line at the point where the “nonviable” fetus becomes a “viable”
one as it is to set off sharply the “premature” from the “mature”
infant.
A number of criteria are in use for the diagnosis of prematurity,
none of which is entirely satisfactory from a scientific standpoint.
Among them are (1) a birth weight of 2,500 grams (5 lb. 8 oz.) or
less, (2) a crown-heel length of 47 centimeters (18.5 in.) or less, (3)
relatively greater disproportion between head and chest circum­
ference or head and shoulder girth than in the full-term infant, (4)
an occipitofrontal diameter or the skull of less than 10 centimeters
(3.9 in.), (5) a foot length of 7 centimeters (2.8 in.) or less, (6)
roentgenographic evidence of absence of certain centers of ossification
in the long bones.
Since two concepts are involved in any measurement of maturity—
physical development and physiologic development—the exact period
of gestation at which intrauterine life ends is a matter of legal or
academic importance only. For clinical purposes, however, it is im­
portant that physicians recognize indications for special care and


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THE APPRAISAL OF THE NEWBORN INFANT

5

that they have some basis for making a prognosis. The birth
weight of the infant seems to be the best criterion from these points
of view. In the first place weight is a measurement which is easily
made and widely in use. Secondly, a background of statistics is
available as to results of care in relation to birth weight. From
clinical experience and mortality statistics it is clear that when the
infant at birth weighs 2,500 grams (5 lb. 8 oz.) or less or measures
47 centimeters (18.5 in.) or less special care is needed. Moreover,
statistics show that for infants weighing at birth 1,000 grams
(2 lb. 3 oz.) or less survival is comparatively rare and that for infants
above this weight at birth the chances or survival vary according
to the birth weight. I f the infant at birth weighs more than 1,500
grams (3 lb. 5 oz.) its chances of survival are four times as great as
if it weighs 1,500 grams or less at birth. There are, however, some
infants who according to weight or height or some other criterion
should be capable of extrauterine existence and yet physiologically
are incapable of such existence.
No rule should be laid down at present for determination of fitness
for extrauterine existence, since the factors affecting viability are
variable and not very well understood. “Immature” is a better term
than “premature” to apply to infants who are physically or func­
tionally unprepared for extrauterine existence.
The initial respiration.—Independent extrauterine life is not estab­
lished until the infant breathes. Although the beating of the heart
in the absence of respiration is evidence of life, it is merely evidence
of persistence of intrauterine life. There is, moreover, evidence that
the respiratory mechanism may function in utero, but the significance
of this phenomenon is not clearly understood. Respiratory move­
ments may occur when the head has been delivered and the body is
still in the birth canal or immediately after separation from the
body of the mother, or they may be aelayed for varying periods,
sometimes as long as an hour or more. Injury to an infant’s central
nervous system during birth or narcosis from anesthetics or such
analgesic drugs as scopolamine, barbiturates, or morphine, admin­
istered to the mother during labor, may be a factor in delay of the
onset of respiration.
Usually the infant at birth respires spontaneously and cries vigor­
ously. When these physiologic processes do not occur at once it
is necessary to take steps to induce respiration before the infant’s
heart stops beating. WTiat is the best method to use is a debatable
question. There is, however, agreement that, whatever method is
used, the approach should be gentle and great care should be taken to
keep the infant warm. Before any mechanical method is used the
upper air passages should be cleared of mucus and other fluid by
aspiration, through the use of a soft-rubber catheter attached to a
negative pressure bulb. Following this, gentle rhythmic compres­
sion of the chest can be used, care being exercised not to squeeze the
upper abdomen. Too violent compression in this region might raise
intracranial pressure or rupture the liver. At the time that artificial
respiration is being carried on inhalations of oxygen or of a mixture
of 5 percent carbon dioxide and 95 percent oxygen may be given by
various means, such as a mask or a nasal catheter.
154981°—38-----2


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THE APPRAISAL OF THE NEWBORN INFANT

The infant should under no circumstances be spanked, swung, or
plunged into cold water ; but, as has been mentioned, care should be
taken to keep him warm throughout the time when attempts are
being made to make him breathe.
Considerable variation in the rate and volume of respirations may
occur in the newborn infant in the early days of life without patho­
logic significance, so far as is known. Even during sleep the
respiratory rate may vary widely (16 to 93 per minute). Thè rate
and volume are greater when the infant is awake than when he is
asleep.^ There is a tendency, moreover, for the volume of inspired
air to increase from day to day. On the other hand, marked change
in the respiratory rate—slowing or accelerating—particularly if com­
bined with increase or decrease in volume, should be regarded as
evidence of some abnormal condition such as intracranial injury or
acidosis.
A certain degree of atelectasis is physiologic after birth. I t has
been stated that this may be demonstrated by an actual measured
daily increase in the circumference of the chest, as well as by roent­
genograms made on successive days after birth, showing that com­
plete expansion of the lungs is a gradual process taking place over a
period of days or even 1 to 2 weeks. The physician’s attention is
drawn to atelectasis of an abnormal degree when the color becomes
cyanotic or the breathing becomes abnormal or when physical signs
are present in the chest, such as rales, impaired percussion note, or
diminished or increased breath sounds. When atelectasis persists
and seems of sufficient degree to cause symptoms it is usually second­
ary to some condition interfering with the normal functioning of
the respiratory center or to some abnormal condition within the
thorax such as a congenital defect in the circulatory system or per­
sistence of undeveloped lung.
PHYSICAL EXAMINATION

A detailed and careful physical examination of the newborn infant
can usually be made with safety shortly after birth. There is no
contra-indication to making as complete an examination of a new­
born infant as of an older infant it the conditions are satisfactory.
Indeed, it is of the utmost importance that such an examination
should be made of every newborn infant, since on the basis of the
findings treatment may be instituted which, in many cases, may
save the life of the infant. There is, moreover, a distinct advantage
in making an examination of the infant as soon after birth as pos­
sible to be sure that the upper respiratory tract is clear, the color of
the skin good, the cry vigorous, and respiration well established.
I f the infant is immature and weak the immediate examination
should be brief and made with as little exposure as possible. Further
examination may be made after the infant’s rectal temperature has
become stable.
I t is of particular importance that the examination of the infant
should be made in a warm room, since the infant must be completely
undressed. The room should be well lighted, as observation plays
a very important role in the examination of any infant.


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THE APPRAISAL OF THE NEWBORN INFANT

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All methods used in the examination of an older infant may be
used in the examination of a newborn infant. The smaller the
infant the more care should be taken to apply all methods known for
a detailed and careful physical examination. Procedures cannot,
however, always be carried out in the usual order. I t may be best
to use the stethoscope first, while the infant is sleeping, and to use
palpation or percussion later. I f information is to be gained by
these methods the physician’s hand as well as the bowl of the stetho­
scope should be warm, and percussion and palpation should be gentle.
MEASUREMENTS

Weight.

The infant is usually weighed immediately after birth. The aver­
age weight of the full-term infant at birth is stated to be about 3,175
grams (7 lb.).
,
.
An infant weighing 2,500 grams (5 lb. 8 oz.) or less should be
regarded as needing the care given to a premature infant, regardless
of the history of the duration of pregnancy. Some infants weighing
more than 2,500 grams may also require such care.
In appraising the infant, comparison of his weight with the weight
of the average infant is of little value, as weight is affected by a variety
of factors, chief among which are sex and race. Male infants tend
to weigh more than female, and white infants tend to weigh more
than colored. The gain in weight is the important consideration.
The weight of a newoorn infant usually decreases in the first 3 to 4
days. T^iis loss in a full-term infant is about 6 to 9 percent of the
weight at birth. The birth weight is ordinarily regained between
the tenth and fourteenth days. During the neonatal period after
the first few days the average gain is at the rate of 30 grams (1 oz.)
or more per day.
Skeletal growth.

Certain measurements of the infant should be made within 24
hours after birth because they are important from the point of view
of determining maturity and also because they serve as a base line
in respect to growth. These measurements should be accurately made
and recorded. The important ones are as follows:
Crown-heel length.—The crown-heel measurement should be made
with the infant flat on his back and extended. A measuring board
or a metal anthropometer should be used. Measurements of the total
length made by tape, with the infant hanging by the feet or even in
a prone position, will obviously be inaccurate.
The average length of the full-term infant is usually stated to
be 50.8 to 53.3 centimeters (20-21 in.). Length, like weight, is
affected by various factors, such as race and sex. Growth in length
during the neonatal period has not been satisfactorily studied.
Head circumference.—The occipitofrontal circumference of the
head should be measured with a steel tape 24 to 48 hours after b irth ;
this measurement should be made on the third or fourth day of life,
since considerable edema of the scalp and molding of the skull are
frequently present at birth. I t is important to have this meas­
urement recorded, as abnormal size of the head or abnormally rapid


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THE APPRAISAL OF THE NEWBORN INFANT

growth of the head or disproportion between the head and shoulders
or the head and chest has important clinical significance. The
average circumference of the full-term newborn infant’s head is
34.8 centimeters (13.7 in.). The head circumference should be con­
sidered in relation to the length. The head grows relatively rapidly,
and the circumference at each age period is equal to approximately
one-half the body length plus 10 centimeters (3.9 in.).
The occipitofrontal diameter of the head is a measurement that
has been found to be closely related to weight. I t may be used as
a measure of maturity; a diameter of 10.5 centimeters (4.1 in.) or
less is said to indicate prematurity. Calipers are necessary to make
this measurement.
Measurements of the circumference of the thorax, shoulders, and
abdomen are not easy to obtain accurately and are therefore of rela­
tively little value in determining the degree of prematurity.
I t is probable that some measurement of width should be made
(the bi-iliac or bitrochanteric diameter, for example) to use in re­
lation to crown-heel length in estimating the nutritional status. No
indices have been worked out, however, for infants in the neonatal
period.
TEMPERATURE

Immediately after birth the temperature of the infant is said to
be slightly higher than that of the mother. In the next few hours
it drops ly 2 to 2 degrees and it has a tendency to remain low during
the first day. The body temperature of the newborn infant is easily
altered by changes in the environment and therefore even the normal
full-term infant should be spared exposure and variations in the
temperature of the environment.
GENERAL OBSERVATIONS

It cannot be too much stressed that ample time should be given
to careful observation of the infant. Special attention should be
paid to his color, the movements of his arms and legs, the ease with
which he can be awakened or made to cry, the type of the cry, and
his ability to suck. Observations should be made when the infant
is asleep, or at least quiet, and again when he is awake or crying.
The order in which the rest of the examination is carried out depends
upon the state of activity or inactivity of the infant. When the
infant is asleep is an opportune time to listen to the heart and
lungs and to test the reflexes, as resumption of activity or crying
makes these examinations difficult. On the other hand, the deep
respiration during crying is of inestimable value in auscultation for
the detection of rales.
Activity.

Normally a newborn infant remains asleep throughout the greater
part of the day, but it is with difficulty that any part of a procedure
requiring actual handling can be carried out without waking him.
An infant is normally more active when hungry than after a re­
cent feeding. ^ He resists any attempt to change his posture, as well
as any restraint of free motion of the head or extremities. Crying


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THE APPRAISAL OF THE NEWBORN INFANT

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is usually accompanied by vigorous movements of the arms and legs.
Sudden noises or sudden change in body posture will often elicit
in the normal infant a clonic flexion of the arms and legs (Moro
reflex). A normal infant will remain awake throughout the exami­
nation while being handled, and if recently^ fed and comfortable will
soon return to sleep when the examination is concluded.
The activity of the infant has great significance. The mature in­
fant should cry when stimulated, maintain this cry for at least a
few minutes, vigorously move the arms and legs, and then gradually
settle back to sleep again. Difficulty in waking the infant and in
making him cry and a feeble or poorly maintained cry are indications
of the presence of some abnormality such as immaturity, atelectasis,
narcosis, or intracranial lesions.
Posture.

The newborn infant lies with the head held to the right or the left
and resists strongly any attempt to change this position of the head.
(See Magnus reflex, p. 18). Usually, however, the head will be
turned to one side when the infant is sleeping, and it will acquire a
midline position when he is crying.
. . .
The newborn infant lies on the back with the arms and legs
slightly flexed. There is normally slight outward rotation of the
legs at the hips, and the legs tend to assume the sameposition both
when the infant is awake and when he is asleep. The arms may
assume varied positions when the infant is asleep. I t is important to
turn the infant over so that the back may be examined. The sym­
metry of bony points, such as scapulae, hips, and vertebrae should
be noted. At birth two vertebral curves are present, a dorsal and a
sacral, each convex posteriorly. The cervical and lumbar curves are
not established until the infant is old enough to stand.
If the newborn infant is held upright and supported under the
arms and the feet are brought in contact with a smooth, hard surface,
he will tend to straighten the legs, flatten the feet, and bear a little
weight on them; sometimes one leg and then the other will be raised
and flexed as if making walking movements. When he is placed on
his abdomen he usually makes an effort to raise his head. Frequently
the newborn infant is able to raise his head well off the examining
table and sometimes to maintain this posture for several minutes.
Special senses.

The special senses of the infant and the response to various stimuli
have been studied to some extent. As is known, the infant can see
^*The sense of smell is probably present from birth. Observations
of this sense in newborn infants are few and are not altogether
conclusive.
. . .
....
. ,
.
The newborn infant is said to be deaf at birth and for several
days thereafter. In the neonatal period infants vary greatly in their
response to auditory stimuli, some starting at sudden or loud sounds,
others not reacting to them. The testing of hearing is difficult in
Tackle and thermal sensibility and the sense of pain and of taste
are all present at birth.


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THE APPRAISAL OF THE NEWBORN INFANT

Crying.

It is important to determine the tone and strength of the cry.
Most normal newborn infants cry during part of the examination. I f
the infant is hungry there will be a tendency to crying throughout
the greater part of the procedure. If he has just been fed and is
well satisfied it may be necessary to stimulate crying by gently snap­
ping the soles of the infant’s feet. I f during the examination the
infant cannot be made to cry or if the cry is feeble, shrill, difficult to
elicit, or not maintained, it should be considered abnormal. A crow­
ing cry, not accompanied by any signs of laryngeal obstruction such
as cyanosis or retraction of epistemal or suprasternal notch, is prob­
ably evidence of so-called congenital laryngeal stridor. I t is at­
tributed to looseness or redundancy of the vocal cords and has no
pathologic significance. I t usually disappears in a few weeks but
may persist for several months. Tetany, and possibly enlargement
of the thymus gland (very rarely) as causes of the crow should,
however, be considered.
Yawning and coughing.

I t is seldom that the newborn infant yawns or coughs. If he is
examined before respiration is well established there may be gagging
and vomiting of mucus or gastric contents, accompanied by irregular
and difficult Dreathing. Hiccoughing and sneezing occur rather fre­
quently in the normal infant.
Sucking.

Sucking is a well-developed reflex present in the infant at birth.
Even after a sufficient feeding, sucking movements are stimulated
when the nipple is placed in the infant’s mouth. Absence or poor
development of the sucking reflex indicates immaturity or the pres­
ence of some other abnormal condition such as intracranial lesions
or narcosis.
SKIN

The skin of the newborn infant at birth is covered with vernix
caseosa: the amount varies considerably. After the initial clean­
ing with oil the skin is normally moist, soft, and elastic. Pigmen­
tation varies with the race of the infant and in the darker-skinned
races may be deeper on certain localized areas, especially over the
genitals, at the base of the nails, and around the areola of the
nipples. Bluish pigmented areas, the so-called Mongolian spots,
are frequently found on the back, buttocks, or extremities ox in­
fants of certain races, notably Italian, Jewish, Negro, and Orien­
tal. The newborn infant’s subcutaneous fat is well distributed and
gives to the skin of the normal infant a soft, elastic feeling. The gen­
eral color is normally a bright pink and in the dark-skinned infant is
best seen by observing the palms, soles, nails, and mucous membranes.
Physiologic jaundice is seldom observed during the first 24 hours of
life. Coarse desquamation is sometimes present during the first 2 to 3
days of life. The hair of the scalp is present and varies in amount
and length. I t is fine or moderately coarse and usually is straight.
The eyebrows are present, but in infants with light hair they may be
difficult to see. The fingernails are normally well formed and often
extend to or beyond the fingertips. The toenails are subject to great
variations in size and shape, are often small, and appear embedded
at the distal end.

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THE APPRAISAL OF THE NEWBORN INFANT

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LYMPH NODES

The various groups of lymph nodes are very frequently palpable
in the newborn infant, especially if the subcutaneous fat is small in
amount. Only when the nodes are definitely enlarged should they
be considered abnormal. The groups of nodes most frequently pal­
pable in normal newborn infants are as follows, in order: Inguinal,
axillary, epitrochlear, posterior cervical. The anterior cervical, oc­
cipital, posterior auricular, and anterior auricular nodes are not pal­
pable as a rule.
HEAD

The variation in the shape of the head due to molding may be
very great in the first 24 hours. In some infants such changes are
completely absent and in others they are very marked. The point
of greatest molding may be asymmetrically located and may give the
head a true asymmetry. Changes due to molding disappear rapidly
and are usually gone in 24 to 48 hours, but may last much longer.
The parietal bones normally are smoothly convex and slightly promi­
nent. The forehead is usually on a horizontal line with the face
but may be slightly prominent or slightly receding. The scalp
should overlie the bones of the head closely and the bones should be
firm. Careful palpation of the head is important, as edema, caput
succedaneum, cephalhematoma, or defects in the skull bones, which
are not obvious on inspection, may be present.
The principal sutures are: The sagittal or longitudinal; the coro­
nals, which separate the frontal bone from the parietal bones; and the
lambdoids, which separate the parietal bones from the occipital bone.
Great variation is found in the sutures in the newborn infant’s
skull; they may be overlapping, approximated, or gaping. Usually
the bones at the edges of the sutures feel hard, but they may occasion­
ally feel soft or thin or be movable. Within 24 hours after birth a
suture that was overlapping at birth may became gaping. In hydro­
cephalus all the sutures are found to be gaping.
There are many fontanels, but the most important clinically are
the anterior and posterior. The examination of the anterior fon­
tanel is very important. There is a great variation in the size of
this fontanel. I t may be large enough to admit four or even five
fingers in its anteroposterior and lateral diameters, or it may be so
small that it is barely palpable, or even not palpable, on account
of overlapping of the sutures. A wide-open fontanel may be im­
possible to measure because anteroposterior and lateral angles run
into open sutures. The size of the anterior fontanel is usually of
no significance if the tension of the fontanel is normal. A fontanel
that is level with the surface of the skull or somewhat depressed is
normal.
The posterior fontanel may be iust palpable or may be widely
open, but no clinical significance should be attached to the size of
this fontanel when considered alone.
The parietal fontanel is a small fontanel situated about half way
between the posterior angle of the anterior fontanel and the posterior
fontanel. In many newborn infants it may be barely palpable or it
may admit the fingertip. I t has no clinical significance but is merely
a developmental point in the growth of the skull.
There are a number of other fontanels which are not normally
palpable, such as the mastoid and the sphenoidal.

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THE APPRAISAL OF THE NEWBORN INFANT

Eyes.

When the physician examines the newborn infant on the day of
birth, a solution of some silver salt has usually been instilled into the
eyes, making the examination of them difficult. There may be a mild
conjunctivitis, or a severe one with edema of the upper and lower
lids and photophobia or even some purulent discharge. The possi­
bility of gonorrheal infection must be kept in mind. These very
acute symptoms, which are nonspecific, should disappear within the
first 24 hours, leaving merely an injection of the palpebral conjunctivae. A mild inflammatory condition may persist for several days
in spite of treatment. The tear duct or ducts may not be patent at
birth, but this condition is usually remedied spontaneously.
The infant may stare fixedly or turn the eyes suddenly from one
side to the other. A transient strabismus of one or both eyes is
frequently seen. A few coarse lateral jerkings suggesting nystagmus
are occasionally seen in the normal infant.
The pupils vary considerably in size from time to time and react
very readily to light. I t is important to note the reaction of the
pupils and whether they are equal in size. Observations should be
made with the light thrown with equal intensity into both eyes. In ­
equality of pupils or differences between them in reaction to light
have important significance in relation to the central nervous sys­
tem. After the photophobia of the first day or two the eyes do not
seem to be especially sensitive to light, but the normal infant will
wink if the light is Drought close to the eyes.
Sight is difficult to determine in the neonatal period but perception
of light can be determined readily, as described above.
Jaundice of the sclerae is seen in the majority of infants between
the second and tenth days of life, a manifestation of the physiologic
jaundice characteristic of the newborn period.
Frame-like subconjunctival hemorrhages are seen in so many in­
fants in the first 3 days of life that although not normal they are
more or less physiologic and are probably not significant except as
evidence of changes in vascular tension during the process of birth.
They disappear rapidly and completely.
No great difficulty should be encountered in examining the eye
grounds of a newborn infant with an ophthalmoscope. I f the infant
is wrapped tightly and given a bottle of water or milk he will often
open his eyes and hold them quiet for a considerable time, even
when a strong light is reflected into them. Sometimes, and too often,
of course, only transient glimpses of the disk can be obtained. The
normal disk of the newborn infant is pale and sharply outlined.
Small hemorrhages are frequently seen, which are evidence of
increased intracranial pressure during delivery and are apparently
of no pathologic significance unless other symptoms pointing to
birth injury are present. Failure of the pupils to react to light is
probably an indication for an ophthalmoscopic examination, for
blindness may be due to retinal defects that will entirely escape
notice unless ophthalmoscopic examination is made.
Nose.

The nose of the newborn infant is relatively small and flat. At
the time of the onset of respiration the nares should be cleared of any
secretion. Small whitish-yellow spots are often seen in the skin over

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THE APPRAISAL OF THE NEWBORN INFANT

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the tip of the nose. They are follicles of the skin filled with sebaceous
material and they disappear spontaneously.
Ears.

The external and internal parts of the ear are well formed at birth.
The drums may be retracted until the Eustachian tubes open. The
surface of the drum forms an obtuse angle with the external auditory
canal. If this angulation is appreciated and the otoscope tilted ac­
cordingly, examination is possible and the landmarks of the drums
can be clearly made out. Otitis media is not unknown even in the
first few days of life.
Mouth.

The lips should be red and smooth, but may show puckering and
even desquamation of a coarse type apparently due to trauma from
sucking.
The gums are smooth and pink and frequentlv show slight pucker­
ing or even grooving at the distal margins. Frequently small gray
cystlike bodies are found, especially in the upper gums. When the
infant cries the lips are drawn back symmetrically so that the nasola­
bial folds are equal. Rarely one or two teeth are present at birth.
The soft and hard palates and the uvula are well formed. There
is often considerable variation in the width and in the height of the
palate. In the midline of the hard palate whitish or yellow glisten­
ing raised spots may be seen, the so-called Bohn’s nodules. They
mark the fusion of the halves of the palate.
The tongue should be moist, smooth, and symmetrical. Fine
fibrillary waves may be noted passing down over the sides of the
tongue when it is extended during crying. The tongue should not
normally be seen extending between the lips or protruding beyond
them.
The buccal surfaces should be smooth and pink and usually the
openings of Stensen’s ducts are easily seen.
Throat.

Examination of the throat of the newborn infant is difficult be­
cause as soon as the tongue is touched with a tongue depressor the
infant will make such strong sucking movements that the tongue
cannot be depressed. In order that the examiner can see the throat
satisfactorily the infant should be made to cry or should be gagged
by the introduction of the tongue depressor. A good light should be
thrown directly into the throat. The examination will be more satis­
factory if an assistant holds the infant’s head tipped back and
straight in the midline. On the first day the throat will often ap­
pear red. This is due to trauma caused by the wiping out of mucus
after delivery and perhaps to lack of fluids. The tonsils are not vis­
ible in the neonatal period, although occasionally there is a slight
follicular appearance as if little bits of lymphoid tissue were present
in the fossae. The voice should be clear and strong.
NECK

The newborn infant usually lies with the head turned on one side.
The infant resents changes of this posture but there should be no
actual stiffness of the neck when the head is turned from side to side
or when the head is flexed on the chest.


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THE APPRAISAL OF THE NEWBORN INFANT

The sternomastoid muscles are well developed and should be
smooth and equal, with the head in the midline. When the head is
turned from one side to the other the muscle on the side opposite
that to which the head is turned becomes more prominent. The
muscles should be palpated, as hematomata in these muscles are com­
mon as the result of trauma at birth. They are frequently not diag­
nosed until calcification takes place. Their only significance is that
in an occasional case permanent torticollis results. This can usually
be prevented by postural treatment.
The thyroid gland is not normally visible or palpable.
CHEST

The chest is normally well rounded (barrel shaped), although the
contour may vary considerably. The costal angle is usually 90° or
more.
Mammary glands.

Enlargement of the mammary glands is not present normally dur­
ing the first day of life but sometimes appears in the early neonatal
period even in male infants. The enlargement may be unilateral or
bilateral. The breasts may contain a milky fluid. Manipulation
should be avoided because of danger of infection; no treatment is
necessary for this type of enlargement of the breasts.
Thymus gland.

The relation of the thymus gland to the well-being of the newborn
infant is a matter which has Deen the subject of a vast amount of
speculation and investigation.
Pathologic studies have shown a close relationship between the
weight of the infant and the size of the thymus gland. The wellnourished infant has a relatively large thymus gland while the
poorly nourished infant has a relatively small one. Any symptoms
or clinical findings pointing to an enlarged thymus should lead to
roentgenographic examination (see p. 19); but in the light of our
present knowledge, treatment of an “enlarged” thymus gland by
roentgen ray is justified only if symptoms are present that are re­
garded as characteristic of an enlarged thymus gland and that can­
not be otherwise explained.
Lungs.

Respirations are chiefly abdominal in type. The rate and depth of
the respirations are extremely variable, even in sleep. Light percus­
sion produces normal resonance over the entire lung areas. Ausculta­
tion reveals bronchovesicular breathing of equal intensity over the
corresponding areas of each side, without rales. The expiratory
phase is longer and louder in the newborn than in the older child
or the adult.
Heart.

Three points should be borne in mind when examining the heart of
a newborn infant: The variability in the heart rate, the difficulty in
determining the size of the heart, and the frequency of murmurs.
The heart rate of the new born infant is rapid and varies greatly
with the phases of respiration and with crying and also with sleep­
ing and waking (80 to 160 per minute), At times a very marked


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THE APPRAISAL OF THE NEWBORN INFANT

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bradycardia and again a very marked tachycardia may be found.
These variations are merely manifestations of the instability or im­
maturity of cardiac regulatory mechanism and apparently have no
significance unless they persist or recur.
The apex beat can be felt, well localized in the third and fourth
interspaces, about 3 centimeters (1.2 in.) to the left of the sternal
margin. Percussion of the borders of the heart is probably not
worth while, since information obtained by this method is even less
reliable in the infant than in the adult.
The heart sounds should be clear and distinct, the second being
nearly equal in intensity to the first, giving the so-called “tick-tock”
rhythm.
Murmurs in the heart occur frequently in the neonatal period.
They may be present at birth, disappear, and reappear. The inten­
sity of the murmurs may vary greatly from time to time. Differen­
tiation between murmurs that have a pathologic significance and
other murmurs is sometimes difficult. A final opinion probably
should be reserved until repeated examinations can be made. The
change from fetal to independent circulation is abrupt, but the func­
tional as well as the organic closure of the fetal openings is not
abrupt but gradual. No doubt many murmurs heard in the early
days and weeks of life are explained by the persistence of these fetal
openings or by pleuropericardial friction.
ABDOMEN

The ease with which the abdominal viscera can be palpated in the
newborn infant may lead to wrong interpretations if the relative
size and position of the organs are not known.
Liver.

The edge of the liver is usually palpable, and the distance below
the costal margin should be carefully noted because increase in the
size of the liver may be a significant point in later diagnosis.
Spleen.

The spleen can often be felt in infants that are apparently normal.
As with the liver, an increase in the size of the spleen has more
significance than mere palpability.
Kidneys.

The kidneys are easily palpable in most newborn infants, the lower
poles lying at about the level of the iliac crests. The left kidney is
usually lower than the right.
Umbilicus.

The condition of the umbilicus should always be noted, as at this
point infections as well as abnormal persistence of fetal conditions
may first be noted. The cord stump ordinarily drops off at about
the fifth day, leaving a dry scab or scar. A hernia often is suspected
when the stump is prominent but should be diagnosed only when
bulging takes place during crying and when there is also a palpable
defect in the abdominal wall in that region. Mild infection of the
umbilicus is manifested by a slight discharge resulting in a granu­
loma j more severe infection, bv redness and purulent discharge and
occasionally by enlargement of the blood vessels.


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THE APPRAISAL OF THE NEWBORN INFANT

Certain structures may occasionally be felt in the newborn infant’s
abdomen which represent persistence of fetal structures and may or
may not have pathologic significance. The urachus, which repre­
sents the portion of the allantoic duct between the bladder and the
umbilicus, may persist as a whole or in part. If it persists as a
complete tube, urine may escape through it at the umbilicus. Fistulae at the umbilicus may, of course, be caused by persistence of the
omphalomesenteric duct.
GENITALIA

The penis of the newborn male infant varies considerably in size
and length. The foreskin is usuaUy adherent to the glans and may
be somewhat difficult to retract. The physician will have to decide
whether forcible retraction, stretching, or circumcision is indicated,
according to the findings. If phimosis is marked and is untreated
the infant may have difficulty m voiding. The scrotum varies con­
siderably in size from time to time. The scrotal tissue may, during
the first day or two, contain a moderate amount of fluid, probably
edema due to trauma and congestion during delivery, especially
breech delivery. This condition is not a true hydrocele. The testicles
should be palpable in the scrotum, but if the infant is slightly chilled
or if he is active they may ascend toward or into the external inguinal
ring. The testicles are usually quite small, firm, and of equal size,
although asymmetry is sometimes observed.
The labia of the newborn female infant are usually prominent.
The labia majora are not so close together as in the older child, and
the labia minora are relatively large. When the labia minora are
separated a white mucoid discharge is sometimes seen, which may be
profuse in the first day or two. Slight bleeding may occur in the first
tew days of life, which, if unassociated with bleeding elsewhere, may
be considered physiologic. The margin of the vagina may show a
skin tag which requires no treatment. Sometimes a small cyst is seen
closing the opening (hymenal cyst).
ANUS

The anal opening normally is closed tightly by the external
sphincter. The mucous membrane is smooth and is free from venous
engorgement, except in infants delivered by breech. In these cases
submucous hemorrhages may be found at the mucocutaneous junction
of the anus.
JOINTS. BONES. AND MUSCLES

Joints.

It is important to examine the infant’s joints by inspecting them
and trying out their function. By abducting the arm, the head of the
humerus can be easily palpated in the upper axilla. Full extension
of the elbows, knees, and hips is often difficult in the newborn infant,
probably because the normal intrauterine position is one of flexion at
these points. Flexion at the hips will be most marked in infants
born by breech, and in these infants complete extension at the hips
will be nearly impossible in the first 3 or 4 days. The great trochanter
of the femur should be felt for on each side, and the leg should be
rotated and abducted to determine whether the head of the trochanter
is in the acetabulum. The contour of the buttocks and the level of


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THE APPRAISAL OF THE NEWBORN INFANT

17

the gluteal folds should be carefully noted, as any asymmetry may
indicate dislocation of the hip joint. Each extremity should be
handled to see that function and muscle tone are normal.
Bones.

The clavicles are the first bones to be ossified and are the bones
most often fractured during delivery. Fractures, however, will
often be missed unless the clavicles are felt throughout their length.
In an infant with a broken clavicle the stimulation of a sharp blow
on the examining table, which ordinarily results in the so-called
Moro reflex, fails for the arm on the side of the broken clavicle.
In examining the extremities the length and smoothness of the
underlying bony structures should be observed. The skull also
should be carefully palpated.
The vertebrae are occasionally broken during delivery. Palpation
of the spine, especially in the cervical region, should be done, par­
ticularly after long and difficult labor and if the infant’s respiration
is not normal and the pupils are unequal.
Muscles.

The muscles of the extremities and of the abdomen should be pal­
pated. Those of the extremities can be tested by pulling on the legs
when flexed and palpating them when extended. Inequality of pull
or tone should be tested for. Abdominal tone can be tested by pal­
pation when the infant cries.
TESTS FOR REFLEXES

The clinical interpretation of the reflexes of the newborn infant
requires very special consideration. There are many conflicting state­
ments in the literature, due partly to differences in technique used
for testing the reflexes but largely to lack of appreciation of funda­
mental conceptions of the development of the nervous system. Re­
cent work has led to a conception that explains the variability of
responses: namely, that the response to a specific stimulus is general­
ized and that specificity of response increases as a result of develop­
mental and environmental factors, or both. Variations in response
will be found, moreover, to depend upon the degree of activity or
inactivity of the infant at the time when the tests of reflexes are
made, in most reports no statement is made as to whether the infant
was awake or asleep, or whether he was quiet, active, or crying.
Standards for interpretation of reflexes have usually been based on
tests made on an insufficient number of cases.
The following reactions to light are present at b irth : Contraction
and dilatation of the pupils, consensual pupillary reflex, corneal and
conjunctival reflexes. The sucking and swallowing reflex is usually
well established. Certain other reflexes should be tested for as a
routine. Whether they are found present or absent in a normal new­
born infant depends a good deal on the activity of the infant and
the skill and patience of the examiner.
Chvostek sign.

Tapping the facial nerve in the cheek, especially if the infant is
asleep, will frequently elicit the Chvostek sign, which usually has no
clinical significance in the neonatal period. This response must be


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THE APPRAISAL OF THE NEWBORN INFANT
18
differentiated from the mouth jerk that is obtained in an even larger
number of sleeping infants in the form of a sudden pursing of the
lips, which also has no clinical significance. By tapping the face a
head-and-jaw jerk may be also found.
Abdominal reflexes.

The abdominal reflexes are easily obtained in the normal newborn
infant when he is quiet, but cannot be obtained as a rule when the
infant is active. These reflexes are very lively, even in the immature
infant.
Knee jerks.

Knee jerks can be obtained in all normal newborn infants. There
is great variability in the normal response, ranging from sluggish
to hyperactive. Occasionally when the tendon o f one knee is tapped
there is a reflex response of the other leg. This is found usually in
a sleeping infant and occasionally in an infant who is awake but not
very active. The arm jerks (of triceps, biceps, and periosteoradials)
are usually more difficult to obtain.
Ankle clonus.

The presence of an ankle clonus does not mean that the infant is
abnormal unless it is accompanied by other signs or symptoms of
disturbance of the central nervous system. Clonus that is not sus­
tained or only moderately sustained (3 to 5 jerks) is frequently
found in the newborn infant, especially if the test is made when the
infant is quiet. When the clonus is sustained (10 to 12 jerks or con­
tinuous jerks) it usually has a pathologic significance, especially
if accompanied by other symptoms.
Moro reflex.

Rapid rhythmic shaking of the arms and legs may occur spon­
taneously or may be brought on by suddenly rousing the infant or by
jarring him by striking the fist on the hard surface of the table on
which the infant is lying during the examination—the so-called
Moro reflex. This reflex movement is a normal response and may
occur during the first 2 or 3 days of life or even later. I t has been
shown that if after such stimulation symmetrical clonic movements
of the arms do not occur this points to abnormality on the side on
which the response does not occur. For example, if the clavicle is
broken on the left side the left arm is kept close to the side while the
right arm responds normally with a rhythmic or clonic shaking.
The same type of jerking may occur spontaneously in the lower jaw
or may be precipitated by depressing the jaw forcibly to examine
the inside ox the mouth and the throat.
Magnus reflex.

To test for the Magnus or tonic neck reflex rotate the head of the
infant forcibly to one side. A normal newborn infant occasionally
responds to this test by rotatory movements at the shoulders. The
positive response to this test, which occurs only in the presence of a
lesion of the central nervous system, is flexion of the arm on the same
side and extension of the leg on the opposite side.
Cremasteric reflex.

The cremasteric reflex is present in the newborn infant. The
movement of the testicle frequently cannot be seen in the first few
days because of edema of the scrotum.

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THE APPRAISAL OF THE NEWBORN INFANT
Response to plantar stimulation.

Because of the extreme sensitivity of the sole of the newborn in­
fant’s foot response to plantar stimulation is difficult to interpret.
The reaction is usually a violent withdrawal. If the ankle is grasped
firmly and a blunt object drawn from the base of the great toe to
the other side of the heel the usual response is dorsal flexion alter­
nating with plantar flexion; there may be no definite response. The
Babinski sign has therefore little significance at this period of life.
Adductor spasm.

Adductor spasm should be tested for by grasping the knees, hold­
ing the legs extended, and abducting them. In the first few days of
life a certain amount of adductor spasm is found, which gradually
disappears.
OTHER TESTS

Laboratory tests.

,

.

.

Almost all the laboratory methods that are used for diagnosis in
older children can be applied to the newborn infant. I t is necessary,
however, in some instances to make further refinements in technique
for the application of the methods to very small infants.
Roentgen-ray examination.—The roentgen ray may be used as
freely in the examination of the newborn as of the older infant, as
an aid in diagnosis of pathologic conditions of the chest, includ­
ing thymus, lungs, and heart, and of the gastrointestinal, genito­
urinary, and osseous systems. Frequently roentgen-ray examina­
tion is postponed or is not thought possible because of the relative
lack of vigor of the newborn infant, but sometimes delay in its use
results in loss of life. Since the use of the roentgen ray should
become a common aid in the appraisal of the newborn infant, it seems
worth while to give a somewhat detailed outline of its possible use
in this period.
.
.
.
With the introduction of roentgenograms interest in the thymus
gland was greatly stimulated, but because of the great variability in
technique and in the interpretation of results much of the data
gathered in the past are now known to be of relatively little value.
Examination of the chest by means of the fluoroscope often gives
valuable information in regard to the differential diagnosis of shad­
ows in the mediastinum. When enlargement of the thymus gland
is suspected roentgenograms should be taken in the lateral as well
as the anteroposterior position, as in this way evidence of pressure of
the thymus gland on the trachea may become apparent.
Considerable doubt has arisen as to whether abnormal clinical signs,
or death, are ever attributable to enlargement of the thymus. How­
ever, there are instances in which the evidence that this gland plays
a role is so strong that the best point of view to take at the present
time seems to be that treatment with the roentgen ray should be given
only if there is no other explanation of symptoms.
Roentgen-ray examination of the lungs of the infant in the neo­
natal period will sometimes reveal changes entirely unsuspected on
physical examination. The interpretation of findings in this field is
difficult, because of variations in technique used by different observers
and because of the many changes in shape of the chest and density
of the lung tissue due to expansion and growth of the chest during
the first few days and weeks of life.

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THE APPRAISAL OF THE NEWBORN INFANT

A certain degree of atelectasis is physiologic shortly after birth,
as may be demonstrated by roentgen ray.
Roentgenograms of the heart of the newborn infant are difficult
to interpret because the mediastinal shadows may partially obliterate
the true outline of the heart and because of the technical difficulties
met with in obtaining satisfactory films. However, gross deviations
from the usual size can be made out from films taken with the infant'
in the prone position. The variation in the shape of the heart
shadow that occurs in certain types of congenital heart disease may
be a real aid in diagnosis.
The employment of the roentgen ray is important in the early
diagnosis of congenital anomalies of the gastrointestinal tract. Cer­
tain of these anomalies are amenable to correction. Delay in making
the diagnosis is a great factor in the high mortality from surgical
procedure. Opaque substances may be used to define the tract, but
will obviously be a handicap if operation must be performed.
Roentgenographic examinations of the bones in the neonatal
period give important information from the physiologic as well as
the pathologic point of view. Fetal maturity can probably be
gaged fairly accurately in this way. The earliest signs of syphilis
can often be seen in roentgenograms of the bones, and occasionally
evidences of rickets can be found in this way. Cases of congenital
rickets demonstrated by roentgen ray have been reported in infants
whose mothers were suffering from osteomalacia. Fractures of bones,
due to trauma of delivery or to pathology in the bone, may be seen
by roentgen ray when unsuspected clinically. Congenital absence
of certain bones and occasionally other anomalies may also be so
diagnosed. Incompleteness of ossification makes the roentgen-ray
diagnosis of congenital bone defects difficult, especially when joints
are involved, as in dislocation of the hips.
Some idea of brain pathology in the newborn infant can be
obtained from roentgen-ray examination of the skull by noting the
width of the sutures, the appearance of the convolutional markings
and the thickness and uniformity of ossification of the cranial bones.
Encephalography and ventriculography may be done in selected cases.
The development of the vertebrae has been described by anato­
mists, but little information is available with regard to the roentgeno­
graphic examination of the spine of the newborn infant. Obviously,
when any abnormality of the spine is found on clinical examination
roentgenographic examination should be made.
Examinations of blood.—Fundamental to an interpretation of the
findings in the blood of the newborn infant is the conception that
the change from intrauterine to extrauterine life, with establishment
of independent circulation, brings about readjustments in the
physiology of the infant which are especially marked in the blood.
Estimations of the number of cells, amount of hemoglobin, and so
forth, have been found to vary widely with different observers. This
variability in reports is probably due to several factors, among the
most important of which are differences in technique of examination
and variability in the time at which the examination was made.
Cognizance must be taken of changes in the blood from day to day
and from hour to hour.


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The number of red blood cells of the infant at birth varies widely
(from 4 to 7 million per cubic millimeter), with a definite tendency
to range above the 5 million accepted as normal for adults. Shortly
after birth, however, because of increasing oxygenation of the blood
with the establishment of respiration, a rather rapid reduction in the
number of red blood cells takes place and continues during the first
week or 10 days. As a result ox this destruction of red blood cells,
blood pigment is freed and deposited in the organs. For this reason
jaundice is found in varying degrees in most newborn infants, appear­
ing on the second or third day and disappearing usually before the
tenth day. This is a physiologic jaundice, the so-called icterus neona­
torum. During the remainder of the neonatal period and for a few
weeks afterward the number of red blood cells continues to decrease,
though at a less rapid rate. The lowest count (3.3 to 5.0 million) is
reached at 6 to 12 weeks, after which there is usually a tendency to
rise slowly.
The hemoglobin content of the blood also is high at birth and
parallels the red blood count closely but shows a tendency to be rela­
tively higher in the first 2 months of life. At the end or the second
month the hemoglobin should read approximately 13 grams per cc
of blood and the red blood cells should number about 4 million per
cm of blood.
In the blood of the mature infant in the first few days of life 1.25
percent of the red blood cells may be nucleated. In the premature
infant these nucleated cells may be found in larger numbers and
persist longer.
The reticulocytes, which number approximately 3 percent at birth,
fall rapidly to 0.17 percent through the first 7 days, after which there
is little variation during the neonatal period. The platelet count
has been reported by one set of observers as relatively low at
birth (mean value 227,000) and to rise gradually throughout the
neonatal period until at 2 months the mean value is approximately
325,000. Another report gives the platelet count as approximately
500,000 at birth, with relatively little change throughout the neonatal
period. In the former studies blood was obtained by skin puncture;
m the latter, by venipuncture. The bleeding time at birth is from
30 seconds to 3 minutes (Duke method), the coagulation time (fine
capillary tube method) from 2 to 4 minutes.
The total white blood-cell count varies greatly in the neonatal
period and is particularly unstable at the time of birth. As late as
the end of the first week the count in normal infants has been found
to vary between 5,000 and 20,000 cells per cubic millimeter. Knowl­
edge of the differential count in the neonatal period is of particular
importance. At birth the polymorphonuclear-leucocyte count pre­
dominates over the lymphocyte count. Between the sixth and ninth
days the number of the two types of cells tends to become equal, but
by the tenth day the lymphocytes predominate, and this ratio persists
throughout the neonatal period. Immature cells are frequently
found.
The blood culture as a means of ^diagnosis has been greatly
neglected. When, without obvious cause, an infant fails to thrive or
has fever or some other symptom, the blood culture is one of the
most important tests that should be made.


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22

THE APPRAISAL OF THE NEWBORN INFANT

Serologic tests for syphilis must be interpreted with care, since
the complement-fixing antibodies may pass the placenta and Appear
m the infant s blood without actual infection of the infant. A posi­
tive Wassermann reaction of the mother’s blood therefore does not
necessarily .mean infection of the infant. A positive serologic reac­
tion of the infant s blood has the same significance in newborn infants
older ones if this reaction is still present after the second or
third month of life, particularly if the results of quantitative tests
become stronger. If clinical or roentgen-ray evidences of syphilis
are present, however, a positive serologic test at any age should be
interpreted as confirming the diagnosis.
Isoagglutinins and isohemolysins are present in the blood of the
newborn infant m a large enough number of cases to make it ad­
visable to carry out compatibility (typing and matching) tests before
blood transfusions are undertaken.
The chemistry of the blood of the newborn infant has been studied
to a considerable extent. Not all the standards that have been estab­
lished for adults have been established for newborn infants, since
the number of cases studied has, as a rule, been somewhat meaner.
I t is important to know, however, that the standards for the calcium
f.nd phosphorus content of the blood have been satisfactorily estab­
lished for the neonatal period.
Examination of urine.—Examination of the urine is too often
neglected. Routine urinalysis should always be done when fever
even if slight, is present. The finding of pus in the urine of an
infant in the neonatal period should always suggest infection and
especially in a male, may point to the presence of a congenital
anomaly of the genitourinary tract. If the diagnosis of congenital
defect is made early, correction of the defect may in certain cases
infect?*' the development of more severe and sometimes fatal
The urine of newborn infants should be observed for blood and
bile, since the presence of either of these usually is of serious signifiCanf^' / n t^ie 5rst 3 or 4 days of life light pink stains may be found
on the diaper, due to undissolved uric-acid crystals; these are of no
significance.
’
Examination of stools.-—The stools of newborn infants should
be observed carefully. The time of the first passage of meconium,
tile W f of lb *ndj f e transition from meconium to soft yellow stool
should be noted. The presence of gross blood or the absence of bile
(white stools) is of special significance in the neonatal period be­
cause either one may be the first indication of some abnormal con­
dition peculiar to this period of life. I f there is any question as to
the presence of bile or blood, laboratory tests should be made.
Examination of svinal fluid.—The importance of examination of
the spma1 fluid in the newborn infant and the safety and ease with
which it can be withdrawn by skilled operators even in the smallest
infants if the proper technique is used has been pointed out bv
several investigators On the other hand, there is some disagreement
as to whether or not lumbar puncture should be done in the presence
of increased intracranial pressure, as in hydrocephalus and hemorr age. Moreover, since there is also some question as to interpre­
tation of findings with regard to the fluid, spinal puncture should


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THE APPRAISAL OF THE NEWBORN INFANT
•

23

be done only after careful consideration of the indications. If
fresh blood is present it may be the result of trauma from the lumbarpuncture needle and is not necessarily evidence of intracranial
hemorrhage. Yellow spinal fluid (xanthochromia) may be evidence
of the presence of old hemorrhage or staining with bile. The tension
under which the spinal fluid flows gives evidence of the intracranial
pressure and should be considered in connection with the different
types of hydrocephalus and hemorrhage.
In the rare cases in which meningitis is suspected lumbar puncture
should be done for diagnostic as well as therapeutic purposes.
Special tests.

Electrocardiography.—The use of electrocardiography in the study
of the normal heart of newborn infants, as well as in the diagnosis of
congenital defects, is possible and requires no adaptation of the
apparatus except that the metal cuff must be of small size. Care
must be taken of course not to expose the infant to cold.
Records of electrocardiograms in the neonatal period are few, but
they indicate that there is a characteristic electrocardiogram for this
period, which changes to the adult type at about the third month.
Blood pressure.—In taking the blood pressure of infants a small
arm band should be used (4-5 cm). Since there is no agreement in
the literature as to blood-pressure standards in normal newborn in­
fants, readings of blood pressure are not especially helpful for di­
agnostic purposes. The systolic pressure at birth is reported as below
100 and not less than 43; the diastolic as not below 40. There is said
to be a rise in blood pressure during the first 10 days of life.
Metabolism.—The basal metabolic rate or average daily require­
ment for maintenance is about 55 calories per kilogram (25 per
pound) of body weight per 24 hours. This of course aoes not make
allowance either for growth or for activity. During the first days
of life the total caloric requirements are low, about 60 calories per
kilogram; during the second and third weeks they rise rapidly to
about 100, the maximum, 120, being reached at about the seventh
week. There is th£i a gradual fall in the caloric requirements, so
that at the en d jfflf^ rfirst year the requirement is about 100 calories
per kilogram,
pec pound.
Mental tests. o
f intelligence have not yet been developed for
the infant at biflfja afld jm the neonatal period. The tests that have
been developed ainapplicable at 3 months at the earliest.


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REEXAMINATIONS DURING AND AT THE END OF
NEONATAL PERIOD
The methods of appraisal of the newborn infant that have been
discussed apply to the entire neonatal period, which is ordinarily
considered as including the first month of life. Too frequently an
appraisal is made at or shortly after birth and no further observa­
tions OTl examinations are made, particularly if the weight chart
shows that the infant is making satisfactory gains. This neglect of
the infant by the physician in the neonatal period has often led to
serious results. I t is wise to keep the infant under close observation
even if he appears to be well. The neonatal period is a dangerous
period, not alone because of the many physiologic adjustments
that are taking place but because certain serious conditions, such
as icterus gravis and erythroblastosis occur in this period. Early
diagnosis is of the greatest importance if proper treatment is to be
instituted.
As a^rule it is unwise to call the parents’ attention in the first few
days of hfe to minor abnormalities or suspected major abnormalities
until sufficient time has elapsed to make sure of their significance.
Reexamination of the infant in the neonatal period is important be­
cause certain findings present at birth, such as heart murmurs, may
disappear or change in such a way as to alter earlier impressions.
As already stated, another complete examination should be made at
the end of the neonatal period.
24


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