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U.S. Department of the Treasury, Office of Financial Stability, published on 11/12/2013. This copy of the report is subject to the terms and conditions of download as stated at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/default.aspx. The official version from the U.S. Department of the Treasury, Office of Financial Stability is available as a PDF file at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Dividends-and-Interest-Reports.aspx Cumulative Dividends, Interest and Distributions Report as of Thursday, October 31, 2013 Total October Payments: Program $500,266 CITIGROUP INC. Preferred Stock with Warrants 6 Dividend - Cumulative AGP CITIGROUP INC. Subordinated Notes 99 Interest N/A N/A N/A $402,300 AGP CITIGROUP INC. Trust Preferred Securities with Warrants 15, 6, 97 Dividend - Cumulative N/A N/A N/A $467,623,301 AIFP ALLY FINANCIAL, INC. (GMAC INC.) Convertible Preferred Stock with Exercised Warrants 8 Dividend - Cumulative Quarterly N/A N/A $2,863,265,625 AIFP ALLY FINANCIAL, INC. (GMAC INC.) Preferred Stock Dividend - Cumulative N/A N/A N/A $264,062,500 N/A AIFP ALLY FINANCIAL, INC. (GMAC INC.) Trust Preferred Securities 49, 50, 8 Dividend - Cumulative N/A N/A N/A $251,938,896 N/A AIFP Debt Obligation with Additional Note 32 Interest N/A N/A N/A $7,405,894 N/A AIFP CHRYSLER FINANCIAL SERVICES AMERICAS LLC CHRYSLER GROUP, LLC. Debt Obligation with Additional Note 28 Interest N/A N/A N/A $1,116,026,229 N/A AIFP CGI HOLDING LLC Debt Obligation with Additional Note 23, 24, 26 Interest N/A N/A N/A $55,237,713 N/A AIFP GENERAL MOTORS COMPANY Debt Obligation 29, 32 Interest N/A N/A N/A $343,140,731 N/A AIFP GENERAL MOTORS COMPANY Preferred Stock 32, 9 Dividend - Cumulative N/A N/A N/A $270,047,669 N/A AIFP MOTORS LIQUIDATION COMPANY (OLD GM) Debt Obligation with Additional Note 30 Interest N/A N/A N/A $143,526,108 N/A AIFP GMAC LLC Preferred Stock Dividend - Cumulative N/A N/A N/A $159,611,111 N/A AIG/SSFI AMERICAN INTERNATIONAL GROUP, INC. Preferred Stock with Warrants 5 Interest/Investment Income N/A N/A N/A AIG/SSFI AMERICAN INTERNATIONAL GROUP, INC. Preferred Units 5 Interest/Investment Income N/A N/A N/A $768,381,327 N/A ASSP CHRYSLER RECEIVABLES SPV LLC Debt Obligation with Additional Note 32 Interest N/A N/A N/A $5,787,176 N/A ASSP GM SUPPLIER RECEIVABLES LLC Debt Obligation with Additional Note 32 Interest N/A N/A N/A $9,087,808 CDCI ALTERNATIVES FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $129,200 11/15/2013 CDCI AMERICAN BANCORP OF ILLINOIS, INC. Subordinated Debentures Interest Quarterly N/A N/A $492,464 11/15/2013 CDCI ATLANTIC CITY FEDERAL CREDIT UNION Subordinated Debentures Interest N/A N/A N/A $100,278 N/A CDCI BAINBRIDGE BANCSHARES, INC. Preferred Stock Dividend - Cumulative Quarterly N/A N/A $195,014 11/15/2013 CDCI BANCORP OF OKOLONA, INC. Subordinated Debentures 1e Interest N/A N/A N/A $250,975 CDCI BANCPLUS CORPORATION Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $4,657,050 CDCI BANKASIANA Preferred Stock Dividend - Non Cumulative N/A N/A 10/1/2013 $315,583 N/A CDCI BETHEX FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $28,893 11/15/2013 CDCI BORDER FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $187,631 11/15/2013 CDCI BREWERY CREDIT UNION Subordinated Debentures Interest N/A N/A N/A $44,388 N/A CDCI Subordinated Debentures Interest Quarterly N/A N/A $17,250 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $8,386 11/15/2013 CDCI BROOKLYN COOPERATIVE FEDERAL CREDIT UNION BUFFALO COOPERATIVE FEDERAL CREDIT UNION BUTTE FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $57,833 11/15/2013 CDCI CARTER FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $336,350 11/15/2013 CDCI CARVER BANCORP, INC. Preferred Stock Dividend - Cumulative N/A N/A N/A $446,507 N/A CDCI CFBANC CORPORATION Preferred Stock Dividend - Cumulative Quarterly N/A N/A $336,583 11/15/2013 CDCI CITIZENS BANCSHARES CORPORATION Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $703,504 11/15/2013 CDCI COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANK OF THE BAY Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $3,142,533 11/15/2013 Preferred Stock 42 Dividend - Non Cumulative Quarterly N/A N/A $213,376 11/15/2013 COMMUNITY FIRST GUAM FEDERAL CREDIT UNION COMMUNITY PLUS FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $153,258 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $25,900 11/15/2013 COOPERATIVE CENTER FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $161,876 11/15/2013 CDCI CDCI CDCI Notes Payment Type $23,262,434,172 AGP CDCI Instrument Type Total Life-to-Date Payments: Payment Frequency N/A CDCI Institution 1c 1c 42, 71 Expected Payment Date N/A Actual Payment Date N/A Payment This Month Life-To-Date Payments $174,806,667 Next Scheduled Payment Date N/A N/A N/A 11/15/2013 N/A $13,417 N/A N/A 11/15/2013 CDCI D.C. FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $87,600 11/15/2013 CDCI Subordinated Debentures Interest Quarterly N/A N/A $403 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $5,756 11/15/2013 CDCI EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION EPISCOPAL COMMUNITY FEDERAL CREDIT UNION FAIRFAX COUNTY FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $465,211 11/15/2013 CDCI FAITH BASED FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $1,727 11/15/2013 CDCI FIDELIS FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $806 11/15/2013 CDCI FIRST AMERICAN INTERNATIONAL CORP. Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $1,037,976 11/15/2013 CDCI FIRST CHOICE BANK Preferred Stock 1d, 42 Dividend - Non Cumulative N/A N/A N/A $267,878 N/A CDCI FIRST EAGLE BANCSHARES, INC. Subordinated Debentures 42 Interest Quarterly N/A N/A $710,675 11/15/2013 CDCI FIRST LEGACY COMMUNITY CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $57,556 11/15/2013 CDCI FIRST M&F CORPORATION Preferred Stock 2d, 42 Dividend - Cumulative N/A N/A N/A $1,751,667 CDCI FIRST VERNON BANCSHARES, INC. Preferred Stock 14d, 42 Dividend - Cumulative Quarterly 5/15/2013 10/31/2013 CDCI FREEDOM FIRST FEDERAL CREDIT UNION Subordinated Debentures 1e Interest N/A N/A CDCI Subordinated Debentures 1c Interest N/A N/A CDCI GATEWAY COMMUNITY FEDERAL CREDIT UNION GENESEE CO-OP FEDERAL CREDIT UNION Interest Quarterly CDCI GREATER KINSTON CREDIT UNION Subordinated Debentures 1c Interest N/A CDCI GUARANTY CAPITAL CORPORATION Subordinated Debentures 42 Interest CDCI HILL DISTRICT FEDERAL CREDIT UNION Subordinated Debentures CDCI HOPE FEDERAL CREDIT UNION Subordinated Debentures CDCI IBC BANCORP, INC. Subordinated Debentures CDCI IBW FINANCIAL CORPORATION Preferred Stock CDCI Subordinated Debentures CDCI INDEPENDENT EMPLOYERS GROUP FEDERAL CREDIT UNION KILMICHAEL BANCORP, INC. CDCI LAFAYETTE BANCORP, INC. Preferred Stock CDCI LIBERTY COUNTY TEACHERS FEDERAL CREDIT Subordinated Debentures UNION LIBERTY FINANCIAL SERVICES, INC. Preferred Stock CDCI CDCI CDCI N/A $336,926 11/15/2013 N/A $501,527 N/A N/A $68,397 N/A N/A N/A $17,467 11/15/2013 N/A N/A $10,714 Quarterly N/A N/A $1,320,083 11/15/2013 Interest Quarterly N/A N/A $5,756 11/15/2013 Interest Quarterly N/A N/A $263,164 11/15/2013 42 Interest Quarterly N/A N/A $734,591 11/15/2013 42 Dividend - Cumulative Quarterly N/A N/A $354,000 11/15/2013 Interest Quarterly N/A N/A $40,174 11/15/2013 Subordinated Debentures Subordinated Debentures 42 42 $320,967 N/A Interest Quarterly N/A N/A $288,433 11/15/2013 Dividend - Cumulative Quarterly N/A N/A $261,935 11/15/2013 Interest Quarterly N/A N/A $25,158 11/15/2013 Dividend - Cumulative Quarterly N/A N/A $655,483 11/15/2013 Interest Quarterly N/A N/A $51,934 11/15/2013 CDCI LOWER EAST SIDE PEOPLE'S FEDERAL CREDIT Subordinated Debentures UNION M&F BANCORP, INC. Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $700,840 11/15/2013 CDCI MISSION VALLEY BANCORP Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $608,154 11/15/2013 CDCI Subordinated Debentures Interest Quarterly N/A N/A $16,368 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $18,706 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $20,242 11/15/2013 CDCI NEIGHBORHOOD TRUST FEDERAL CREDIT UNION NORTH SIDE COMMUNITY FEDERAL CREDIT UNION NORTHEAST COMMUNITY FEDERAL CREDIT UNION OPPORTUNITIES CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $62,793 11/15/2013 CDCI PGB HOLDINGS, INC. Preferred Stock Dividend - Cumulative Quarterly N/A N/A $30,333 11/15/2013 CDCI PHENIX PRIDE FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $8,849 11/15/2013 CDCI PRINCE KUHIO FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $15,789 11/15/2013 CDCI PSB FINANCIAL CORPORATION Preferred Stock Dividend - Cumulative N/A N/A N/A $437,489 N/A CDCI PYRAMID FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $144,583 11/15/2013 CDCI Subordinated Debentures Interest Quarterly N/A N/A $1,784 11/15/2013 CDCI RENAISSANCE COMMUNITY DEVELOPMENT CREDIT UNION SANTA CRUZ COMMUNITY CREDIT UNION Interest Quarterly N/A N/A $163,553 11/15/2013 CDCI SECURITY CAPITAL CORPORATION Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $1,030,820 11/15/2013 CDCI SECURITY FEDERAL CORPORATION Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $1,266,222 11/15/2013 CDCI CDCI 42 1d, 42 Subordinated Debentures CDCI SHREVEPORT FEDERAL CREDIT UNION Subordinated Debentures CDCI SOUTHERN BANCORP, INC. Preferred Stock CDCI Subordinated Debentures CDCI SOUTHERN CHAUTAUQUA FEDERAL CREDIT UNION SOUTHSIDE CREDIT UNION Subordinated Debentures 2c CDCI STATE CAPITAL CORP. Preferred Stock 42 CDCI THE FIRST BANCSHARES, INC. Preferred Stock 42 CDCI THE MAGNOLIA STATE CORPORATION Subordinated Debentures CDCI Subordinated Debentures CDCI THURSTON UNION OF LOW INCOME PEOPLE (TULIP) COOPERATIVE CREDIT UNION TONGASS FEDERAL CREDIT UNION CDCI TRI-STATE BANK OF MEMPHIS Preferred Stock CDCI TULANE-LOYOLA FEDERAL CREDIT UNION CDCI 42 Subordinated Debentures Interest Quarterly N/A N/A $152,292 11/15/2013 Dividend - Cumulative Quarterly N/A N/A $2,044,900 11/15/2013 Interest Quarterly N/A N/A $98,362 11/15/2013 Interest N/A N/A 10/30/2013 $67,894 N/A Dividend - Cumulative Quarterly N/A N/A $906,500 11/15/2013 Dividend - Cumulative Quarterly N/A N/A $985,524 11/15/2013 Interest Quarterly N/A N/A $706,730 11/15/2013 Interest Quarterly N/A N/A $4,338 11/15/2013 $4,583 Interest Quarterly N/A N/A $92,533 11/15/2013 Dividend - Non Cumulative Quarterly N/A N/A $168,011 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $24,521 11/15/2013 Subordinated Debentures Interest Quarterly N/A N/A $578 11/15/2013 CDCI UNION BAPTIST CHURCH FEDERAL CREDIT UNION UNION SETTLEMENT FEDERAL CREDIT UNION Interest Quarterly N/A N/A $16,979 11/15/2013 CDCI UNITED BANCORPORATION OF ALABAMA, INC. Preferred Stock 42 Dividend - Cumulative Quarterly N/A N/A $607,700 11/15/2013 CDCI UNIVERSITY FINANCIAL CORP. Subordinated Debentures 42 Interest N/A N/A N/A $1,595,843 CDCI UNO FEDERAL CREDIT UNION Subordinated Debentures 2c Interest N/A N/A N/A $43,754 N/A CDCI VIGO COUNTY FEDERAL CREDIT UNION Subordinated Debentures Interest Quarterly N/A N/A $70,736 11/15/2013 CDCI VIRGINIA COMMUNITY CAPITAL, INC. Subordinated Debentures Interest Quarterly N/A N/A $110,751 11/15/2013 CDCI Subordinated Debentures 1c Interest N/A N/A N/A $2,822 N/A CPP UNITEHERE FEDERAL CREDIT UNION (WORKERS UNITED FEDERAL CREDIT UNION) 1ST CONSTITUTION BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,106,667 N/A CPP 1ST ENTERPRISE BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,128,156 N/A CPP 1ST FINANCIAL SERVICES CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $1,229,949 11/15/2013 CPP 1ST SOURCE CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $10,730,000 N/A CPP 1ST UNITED BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $370,903 N/A CPP AB&T FINANCIAL CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $360,694 11/15/2013 CPP ADBANC, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,715,769 N/A CPP ALARION FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $998,057 N/A CPP ALASKA PACIFIC BANCSHARES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $913,405 N/A CPP ALLIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $611,060 N/A CPP ALLIANCE FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $538,360 N/A CPP ALLIANCE FINANCIAL SERVICES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $388,742 N/A CPP ALLIED FIRST BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $409,753 11/15/2013 CPP ALPINE BANKS OF COLORADO Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $13,407,114 N/A CPP AMB FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $529,576 N/A CPP AMERIBANK HOLDING COMPANY, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $343,021 N/A CPP AMERICAN EXPRESS COMPANY Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $74,367,308 N/A CPP AMERICAN PREMIER BANCORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $162,682 N/A CPP AMERICAN STATE BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $920,142 N/A CPP AMERIS BANCORP Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $9,302,107 N/A CPP AMERISERV FINANCIAL, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $2,776,667 N/A CPP AMFIRST FINANCIAL SERVICES, INC Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,511,380 N/A CPP ASSOCIATED BANC-CORP Preferred Stock with Warrants Dividend - Cumulative N/A N/A N/A $68,104,167 CPP ATLANTIC BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $122,725 CPP AVENUE FINANCIAL HOLDINGS Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,028,415 N/A CPP BANCINDEPENDENT, INCORPORATED Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,686,411 N/A 42 Subordinated Debentures N/A N/A 11/15/2013 CPP BANCORP FINANCIAL, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,516,737 N/A CPP BANCORP RHODE ISLAND, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $941,667 N/A CPP BANCPLUS CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $4,207,399 N/A CPP BANCSTAR, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,908,670 N/A CPP BANCTRUST FINANCIAL GROUP, INC. Preferred Stock with Warrants 101 Dividend - Cumulative N/A N/A N/A $10,436,156 N/A CPP BANK FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $183,244 N/A CPP BANK OF AMERICA Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,293,750,000 N/A CPP BANK OF COMMERCE Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $510,473 N/A CPP BANK OF COMMERCE HOLDINGS Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,439,028 N/A CPP BANK OF GEORGE Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $279,991 N/A CPP BANK OF MARIN BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $451,111 N/A CPP BANK OF NEW YORK MELLON Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $95,416,667 N/A CPP BANK OF THE CAROLINAS CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $1,039,677 11/15/2013 CPP BANK OF THE OZARKS, INC. Preferred Stock with Warrants Dividend - Cumulative N/A N/A N/A $3,354,167 N/A CPP BANKERS' BANK OF THE WEST BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $3,253,651 11/15/2013 CPP BANKFIRST CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,217,469 N/A CPP BANKGREENVILLE FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $203,773 N/A CPP BANNER CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $20,873,747 N/A CPP BANNER COUNTY BAN CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $107,411 N/A CPP BAR HARBOR BANKSHARES Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,036,514 N/A CPP BB&T CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $92,703,517 N/A CPP BBCN BANCORP, INC. Preferred Stock with Warrants 100, 1a, 74 Dividend - Cumulative N/A N/A N/A $23,237,328 CPP BCB HOLDING COMPANY, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $173,508 CPP BCSB BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,129,500 N/A CPP BEACH BUSINESS BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $963,317 N/A CPP BERKSHIRE HILLS BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $877,778 N/A CPP BERN BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $137,063 N/A CPP BIRMINGHAM BLOOMFIELD BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $342,023 N/A CPP BISCAYNE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,896,838 N/A CPP BLACKHAWK BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,980,211 N/A CPP BLACKRIDGE FINANCIAL, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $877,326 N/A CPP BLUE RIDGE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,427,244 N/A CPP BLUE RIVER BANCSHARES, INC. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $529,105 N/A CPP BLUE VALLEY BAN CORP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $211,458 N/A CPP BNB FINANCIAL SERVICES CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,901,052 N/A CPP BNC BANCORP Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,835,061 N/A CPP BNC FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $636,921 CPP BNCCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $5,315,784 11/15/2013 CPP BOH HOLDINGS, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $1,283,777 N/A CPP BOSCOBEL BANCORP, INC. Subordinated Debentures with Exercised Warrants Interest N/A N/A N/A $468,624 N/A CPP BOSTON PRIVATE FINANCIAL HOLDINGS INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $11,022,222 N/A CPP BRIDGE CAPITAL HOLDINGS Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,613,582 N/A CPP BRIDGEVIEW BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $2,393,156 11/15/2013 CPP BROADWAY FINANCIAL CORPORATION Preferred Stock with Warrants 110, 78 Dividend - Cumulative N/A N/A N/A $810,417 N/A CPP BROGAN BANKSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $402,720 N/A CPP BROTHERHOOD BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,295,586 N/A 1a 65 N/A 11/15/2013 N/A CPP BUSINESS BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,957,709 N/A CPP BUTLER POINT, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $87,124 N/A CPP C&F FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,902,778 N/A CPP CACHE VALLEY BANKING COMPANY Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,029,334 N/A CPP CADENCE FINANCIAL CORPORATION Preferred Stock with Warrants 51 Dividend - Cumulative N/A N/A N/A $3,984,063 N/A CPP CALIFORNIA BANK OF COMMERCE Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $555,900 N/A CPP CALIFORNIA OAKS STATE BANK Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $337,219 N/A CPP CALVERT FINANCIAL CORPORATION Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $215,443 11/15/2013 CPP CALWEST BANCORP Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $396,164 11/15/2013 CPP CAPITAL BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $517,281 N/A CPP CAPITAL BANK CORPORATION Preferred Stock with Warrants 46 Dividend - Cumulative N/A N/A N/A $3,973,104 CPP CAPITAL COMMERCE BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $304,973 CPP CAPITAL ONE FINANCIAL CORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $105,174,638 N/A CPP CAPITAL PACIFIC BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $845,369 N/A CPP CARDINAL BANCORP II, INC. Subordinated Debentures with Exercised Warrants 66 Interest N/A N/A N/A $983,480 N/A CPP CAROLINA BANK HOLDINGS, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,329,805 N/A CPP CAROLINA TRUST BANK Preferred Stock with Warrants 92 Dividend - Non Cumulative N/A N/A N/A $613,320 N/A CPP CARROLLTON BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,974,364 N/A CPP CARVER BANCORP, INC. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $1,531,581 N/A CPP CASCADE FINANCIAL CORPORATION Preferred Stock with Warrants 63 Dividend - Cumulative N/A N/A N/A $1,428,900 N/A CPP CATHAY GENERAL BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $58,766,667 N/A CPP CATSKILL HUDSON BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $685,071 N/A CPP CB HOLDING CORP. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $271,580 N/A CPP CBB BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $799,528 N/A CPP CBS BANC-CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $4,548,137 CPP CECIL BANCORP, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $516,989 11/15/2013 CPP CEDARSTONE BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $878,846 11/15/2013 CPP CENTER BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,341,667 CPP CENTERBANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $429,355 N/A CPP CENTERSTATE BANKS OF FLORIDA INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,196,303 N/A CPP CENTRA FINANCIAL HOLDINGS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $172,938 N/A CPP CENTRAL BANCORP, INC. - MA Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $1,361,111 N/A CPP CENTRAL BANCORP, INC. - TX Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $2,411,625 11/15/2013 CPP CENTRAL BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $769,177 N/A CPP CENTRAL COMMUNITY CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $4,566,167 N/A CPP CENTRAL FEDERAL CORPORATION Preferred Stock with Warrants 93 Dividend - Cumulative N/A N/A N/A $612,118 N/A CPP CENTRAL JERSEY BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,084,486 N/A CPP CENTRAL PACIFIC FINANCIAL CORP. Preferred Stock with Warrants 48, 62 Dividend - Cumulative N/A N/A N/A $2,362,500 N/A CPP CENTRAL VALLEY COMMUNITY BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $892,500 N/A CPP CENTRAL VIRGINIA BANKSHARES, INC. Preferred Stock with Warrants 111 Dividend - Cumulative N/A N/A N/A $450,656 N/A CPP CENTRIC FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $501,822 N/A CPP CENTRIX BANK & TRUST Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,012,791 CPP CENTRUE FINANCIAL CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative Quarterly N/A N/A $571,690 CPP CENTURY FINANCIAL SERVICES CORPORATION Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $2,938,871 N/A CPP CHAMBERS BANCSHARES, INC. Subordinated Debentures with Exercised Warrants Interest Quarterly N/A N/A $5,754,675 11/15/2013 CPP CHICAGO SHORE CORPORATION Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,541,896 11/15/2013 CPP CIT GROUP INC. Preferred Stock with Warrants 13b, 19 Dividend - Cumulative N/A N/A N/A $43,687,500 N/A CPP CITIGROUP INC. Preferred Stock with Warrants 6 Dividend - Cumulative N/A N/A N/A $932,291,667 N/A N/A 11/15/2013 N/A N/A N/A 11/15/2013 CPP CITIZENS & NORTHERN CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,049,100 N/A CPP CITIZENS BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $223,571 N/A CPP CITIZENS BANCSHARES CO. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $628,033 N/A CPP CITIZENS BANCSHARES CORPORATION Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $535,813 N/A CPP Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $412,383 11/15/2013 CPP CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS COMMERCE BANCSHARES, INC. 11/15/2013 CPP CITIZENS COMMUNITY BANK Preferred Stock with Exercised Warrants CPP CITIZENS FIRST CORPORATION Preferred Stock with Warrants CPP CITIZENS SOUTH BANKING CORPORATION Preferred Stock with Warrants CPP CITY HOLDING COMPANY Preferred Stock with Warrants CPP CITY NATIONAL BANCSHARES CORPORATION Preferred Stock CPP CITY NATIONAL CORPORATION Preferred Stock with Warrants CPP CLOVER COMMUNITY BANKSHARES, INC. Preferred Stock with Exercised Warrants CPP COASTAL BANKING COMPANY, INC. Preferred Stock with Warrants CPP COASTALSOUTH BANCSHARES, INC. Preferred Stock with Exercised Warrants CPP COBIZ FINANCIAL INC. Preferred Stock with Warrants CPP CODORUS VALLEY BANCORP, INC. Preferred Stock with Warrants CPP COLOEAST BANKSHARES, INC. CPP Dividend - Cumulative Quarterly N/A N/A $180,259 Dividend - Non Cumulative N/A N/A N/A $424,646 Dividend - Cumulative Quarterly N/A N/A $1,683,886 11/15/2013 66 Dividend - Cumulative N/A N/A N/A $2,847,222 N/A 98 Dividend - Cumulative N/A N/A N/A $2,563,720 N/A Dividend - Cumulative Quarterly N/A N/A $281,859 Dividend - Cumulative N/A N/A N/A $23,916,667 N/A Dividend - Cumulative N/A N/A N/A $610,864 N/A Dividend - Cumulative N/A N/A N/A $1,434,038 N/A Dividend - Cumulative N/A N/A N/A $1,235,449 N/A 66 Dividend - Cumulative N/A N/A N/A $8,763,410 N/A 65 Dividend - Cumulative N/A N/A N/A $2,151,875 N/A Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,229,278 N/A COLONIAL AMERICAN BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $65,143 N/A CPP COLONY BANKCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,990,000 N/A CPP COLUMBIA BANKING SYSTEM, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,621,772 N/A CPP COLUMBINE CAPITAL CORP. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $316,479 N/A CPP COMERICA INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $150,937,500 N/A CPP COMMERCE NATIONAL BANK Preferred Stock with Warrants 1a Dividend - Non Cumulative N/A N/A N/A $36,111 N/A CPP COMMONWEALTH BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $5,529,295 N/A CPP COMMONWEALTH BUSINESS BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $838,268 N/A CPP COMMUNITY 1ST BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $221,660 N/A CPP COMMUNITY BANCSHARES OF KANSAS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $91,742 N/A CPP Preferred Stock with Exercised Warrants 42, 80, 86 Dividend - Cumulative N/A N/A N/A $3,193,250 N/A CPP COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES, INC. Dividend - Cumulative Quarterly N/A N/A $828,129 11/15/2013 CPP COMMUNITY BANK OF THE BAY Preferred Stock 42 Dividend - Non Cumulative N/A N/A N/A $76,189 N/A CPP COMMUNITY BANK SHARES OF INDIANA, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,233,412 N/A CPP COMMUNITY BANKERS TRUST CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $4,194,333 11/15/2013 CPP COMMUNITY BUSINESS BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $814,455 CPP COMMUNITY FINANCIAL SHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $947,194 CPP COMMUNITY FIRST BANCSHARES, INC. - AR Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $3,028,240 CPP COMMUNITY FIRST BANCSHARES, INC. - TN Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $2,628,111 N/A CPP COMMUNITY FIRST, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,908,453 11/15/2013 CPP COMMUNITY INVESTORS BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $565,616 N/A CPP COMMUNITY PARTNERS BANCORP Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,138,750 N/A CPP COMMUNITY PRIDE BANK CORPORATION Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $448,253 N/A CPP COMMUNITY TRUST FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $3,259,100 N/A CPP COMMUNITY WEST BANCSHARES Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $2,461,333 N/A CPP COMMUNITYONE BANCORP (FNB UNITED CORP.) CONGAREE BANCSHARES, INC. Preferred Stock with Warrants 67 Dividend - Cumulative N/A N/A N/A $2,589,305 N/A Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $691,286 N/A CPP Preferred Stock with Exercised Warrants 65 1a 92 Preferred Stock with Exercised Warrants 65 N/A 11/15/2013 N/A N/A 11/15/2013 CPP CORNING SAVINGS AND LOAN ASSOCIATION Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $132,065 CPP COUNTRY BANK SHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,570,840 N/A CPP COVENANT FINANCIAL CORPORATION Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,151,614 11/15/2013 CPP Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $757,928 11/15/2013 104, 73 Dividend - Cumulative Quarterly N/A N/A $9,897,161 11/15/2013 CPP CRAZY WOMAN CREEK BANCORP INCORPORATED VANTAGESOUTH BANCSHARES, INC. (CRESCENT FINANCIAL BANCSHARES, INC.) CROSSTOWN HOLDING COMPANY 92 Dividend - Cumulative N/A N/A N/A $2,610,550 CPP CSRA BANK CORP. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $180,940 11/15/2013 CPP CUSTOMERS BANCORP, INC. Preferred Stock with Exercised Warrants 1a, 69 Dividend - Cumulative N/A N/A N/A $407,478 N/A CPP CVB FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,739,583 N/A CPP D.L. EVANS BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,800,592 N/A CPP DEERFIELD FINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $512,339 N/A CPP DELMAR BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $832,488 N/A CPP DESOTO COUNTY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $577,206 N/A CPP DIAMOND BANCORP, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $5,541,380 N/A CPP DICKINSON FINANCIAL CORPORATION II Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,631,197 N/A CPP DISCOVER FINANCIAL SERVICES Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $67,690,844 N/A CPP DNB FINANCIAL CORPORATION Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,475,278 N/A CPP DUKE FINANCIAL GROUP, INC. Subordinated Debentures with Exercised Warrants 22 Interest Quarterly N/A N/A $4,334,673 11/15/2013 CPP EAGLE BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $3,817,732 N/A CPP EAST WEST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $31,676,420 N/A CPP EASTERN VIRGINIA BANKSHARES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $2,220,000 N/A CPP EMCLAIRE FINANCIAL CORP. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $994,792 N/A CPP ENCORE BANCSHARES INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $4,778,889 N/A CPP ENTERPRISE FINANCIAL SERVICES CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,795,833 N/A CPP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $480,206 N/A CPP ENTERPRISE FINANCIAL SERVICES GROUP, INC. EQUITY BANCSHARES, INC. Preferred Stock with Exercised Warrants 65, 94 Dividend - Cumulative Quarterly N/A N/A $4,782,701 11/15/2013 CPP EXCHANGE BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $7,980,919 N/A CPP F & M BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,584,421 N/A CPP F & M FINANCIAL CORPORATION - NC Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,355,971 N/A CPP F&C BANCORP. INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $872,778 N/A CPP F&M FINANCIAL CORPORATION - TN Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,388,249 N/A CPP F.N.B. CORPORATION Preferred Stock with Warrants 1a, 76 Dividend - Cumulative N/A N/A N/A $9,632,884 N/A CPP FARMERS & MERCHANTS BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,913,405 11/15/2013 CPP Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $102,609 CPP FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS BANK, WINDSOR, VIRGINIA Dividend - Non Cumulative Quarterly N/A N/A $2,083,851 11/15/2013 CPP FARMERS CAPITAL BANK CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,166,600 N/A CPP FARMERS ENTERPRISES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $3,423,094 N/A CPP FARMERS STATE BANKSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $90,174 N/A CPP FBHC HOLDING COMPANY Subordinated Debentures with Exercised Warrants 52 Interest N/A N/A N/A $154,592 N/A CPP FC HOLDINGS, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $156,090 N/A CPP FCB BANCORP, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,397,234 N/A CPP FFW CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,567,852 N/A CPP Preferred Stock with Warrants Preferred Stock with Exercised Warrants 92 Preferred Stock with Exercised Warrants N/A N/A N/A CPP FIDELITY BANCORP, INC. - LA Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $1,265,924 N/A CPP FIDELITY FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $7,228,349 N/A CPP FIDELITY SOUTHERN CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,528,883 N/A CPP FIFTH THIRD BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $355,946,667 N/A CPP FINANCIAL INSTITUTIONS, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,192,649 N/A CPP FINANCIAL SECURITY CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $664,597 N/A CPP FINANCIAL SERVICES OF WINGER, INC. Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $633,322 N/A CPP FIRST ADVANTAGE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $227,945 N/A CPP FIRST ALLIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $538,231 N/A CPP FIRST AMERICAN BANK CORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $13,058,531 N/A CPP FIRST AMERICAN INTERNATIONAL CORP. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $1,204,167 N/A CPP FIRST BANCORP - NC Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $8,594,444 N/A CPP FIRST BANCORP - PR Mandatory Convertible Preferred with Warrants 40 Dividend - Cumulative N/A N/A N/A $26,388,275 N/A CPP FIRST BANCORP - PR Preferred Stock with Warrants 40 Dividend - Cumulative N/A N/A N/A $6,611,111 N/A CPP FIRST BANCTRUST CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,332,517 N/A CPP FIRST BANK OF CHARLESTON, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $448,105 N/A CPP FIRST BANKERS TRUSTSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,441,222 N/A CPP FIRST BANKS, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $6,037,238 N/A CPP FIRST BUSEY CORPORATION Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $12,347,222 N/A CPP Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $752,663 N/A CPP BANK OF SOUTHERN CALIFORNIA, N.A. (FIRST BUSINESS BANK, N.A.) FIRST CALIFORNIA FINANCIAL GROUP, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $3,211,806 N/A CPP FIRST CAPITAL BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $1,759,344 N/A CPP FIRST CHOICE BANK Preferred Stock with Exercised Warrants 42 Dividend - Non Cumulative N/A N/A N/A $300,643 N/A CPP FIRST CITIZENS BANC CORP Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $3,992,877 N/A CPP FIRST COLEBROOK BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $614,488 N/A CPP FIRST COMMUNITY BANCSHARES INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,308,403 N/A CPP Preferred Stock with Warrants 53 Dividend - Cumulative N/A N/A N/A $744,982 N/A CPP FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $2,140,686 N/A CPP FIRST COMMUNITY FINANCIAL PARTNERS, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,320,656 N/A CPP FIRST DEFIANCE FINANCIAL CORP. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $6,546,862 N/A CPP FIRST EAGLE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 42 Interest N/A N/A N/A $639,738 N/A CPP FIRST EXPRESS OF NEBRASKA, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $824,313 N/A CPP Preferred Stock with Warrants 58 Dividend - Cumulative N/A N/A N/A $570,625 N/A CPP FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FINANCIAL BANCORP Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $4,677,778 N/A CPP FIRST FINANCIAL BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $694,280 N/A CPP FIRST FINANCIAL HOLDINGS INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $10,815,494 N/A CPP FIRST FINANCIAL SERVICE CORPORATION Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $1,600,000 N/A CPP FIRST FREEDOM BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,320,735 N/A CPP FIRST GOTHENBURG BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,517,766 N/A CPP FIRST GUARANTY BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,330,477 N/A CPP FIRST HORIZON NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $91,227,406 N/A CPP FIRST INDEPENDENCE CORPORATION Preferred Stock 92 Dividend - Cumulative N/A N/A N/A $533,582 N/A CPP FIRST INTERCONTINENTAL BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $757,454 N/A CPP FIRST LITCHFIELD FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $659,722 N/A CPP FIRST M&F CORPORATION Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $2,383,333 N/A CPP FIRST MANITOWOC BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $237,983 N/A CPP FIRST MENASHA BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $676,865 N/A CPP FIRST MERCHANTS CORPORATION Preferred Stock with Warrants 38, 66 Dividend - Cumulative N/A N/A N/A $12,167,111 N/A CPP FIRST MERCHANTS CORPORATION Trust Preferred Securities with Warrants 38, 66 Dividend - Cumulative N/A N/A N/A $2,848,444 N/A CPP FIRST MIDWEST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $28,628,333 N/A CPP FIRST NATIONAL CORPORATION Preferred Stock with Exercised Warrants 80 Dividend - Cumulative N/A N/A N/A $2,621,903 N/A CPP FIRST NBC BANK HOLDING COMPANY Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,305,990 N/A CPP FIRST NIAGARA FINANCIAL GROUP Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $4,753,618 N/A CPP FIRST NORTHERN COMMUNITY BANCORP Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,178,580 N/A CPP FIRST PACTRUST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,994,333 N/A CPP FIRST PLACE FINANCIAL CORP. Preferred Stock with Warrants 13a Dividend - Cumulative N/A N/A N/A $7,009,095 N/A CPP FIRST PRIORITY FINANCIAL CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,711,259 N/A CPP FIRST RELIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $2,042,406 N/A CPP FIRST RESOURCE BANK Preferred Stock with Exercised Warrants 66 Dividend - Non Cumulative N/A N/A N/A $584,794 N/A CPP FIRST SECURITY GROUP, INC. Preferred Stock with Warrants 105 Dividend - Cumulative N/A N/A N/A $1,402,500 N/A CPP FIRST SOUND BANK Preferred Stock with Warrants 103 Dividend - Non Cumulative N/A N/A N/A $330,944 N/A CPP FIRST SOUTH BANCORP, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $12,932,451 N/A CPP FIRST SOUTHERN BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $818,468 N/A CPP FIRST SOUTHWEST BANCORPORATION, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $207,327 N/A CPP FIRST TEXAS BHC, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $1,862,389 N/A CPP FIRST TRUST CORPORATION Subordinated Debentures with Exercised Warrants Interest N/A N/A N/A $1,046,896 N/A CPP FIRST ULB CORP. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $66,021 CPP FIRST UNITED CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $2,312,500 CPP FIRST VERNON BANCSHARES, INC. Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $417,770 N/A CPP FIRST WESTERN FINANCIAL, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,768,965 N/A CPP FIRSTBANK CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,651,360 N/A CPP FIRSTMERIT CORPORATION Preferred Stock with Warrants 106, 1a Dividend - Cumulative N/A N/A N/A $71,033,631 N/A CPP FLAGSTAR BANCORP, INC. Preferred Stock with Warrants Dividend - Cumulative N/A N/A N/A $37,220,872 N/A CPP FLORIDA BANK GROUP, INC. Preferred Stock with Exercised Warrants 109 Dividend - Cumulative N/A N/A N/A $1,180,793 N/A CPP FLORIDA BUSINESS BANCGROUP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,339,751 N/A CPP FLUSHING FINANCIAL CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $3,004,167 N/A CPP FNB BANCORP Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,667,700 N/A CPP FORESIGHT FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,920,292 N/A CPP FORT LEE FEDERAL SAVINGS BANK, FSB Preferred Stock with Exercised Warrants 13c Dividend - Non Cumulative N/A N/A N/A $87,185 N/A CPP FORTUNE FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $413,928 N/A CPP FPB BANCORP, INC. Preferred Stock with Warrants 13c Dividend - Cumulative N/A N/A N/A $273,889 N/A CPP FPB FINANCIAL CORP. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $221,722 N/A CPP FRANKLIN BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $965,344 N/A CPP FREEPORT BANCSHARES, INC. Subordinated Debentures with Exercised Warrants Interest Quarterly N/A N/A $1,074,618 11/15/2013 CPP FREMONT BANCORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $9,046,066 N/A CPP FRESNO FIRST BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $371,100 N/A CPP FRONTIER BANCSHARES, INC Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $258,192 N/A CPP FULTON FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $29,335,625 N/A CPP GATEWAY BANCSHARES, INC. Preferred Stock with Exercised Warrants 81 Dividend - Cumulative N/A N/A N/A $960,795 N/A 65 1a N/A 11/15/2013 Dividend - Cumulative N/A N/A N/A Dividend - Non Cumulative Quarterly N/A N/A 92 Dividend - Cumulative N/A N/A N/A $988,890 N/A 13c Dividend - Non Cumulative N/A N/A N/A $53,860 N/A Dividend - Cumulative N/A N/A N/A $318,055,555 N/A Dividend - Non Cumulative Quarterly N/A N/A $145,750 Dividend - Cumulative N/A N/A N/A $517,145 N/A Interest Quarterly N/A N/A $797,111 11/15/2013 Dividend - Cumulative Quarterly N/A N/A Dividend - Cumulative N/A N/A N/A $1,856,917 Interest Quarterly N/A N/A $759,575 66 Dividend - Cumulative N/A N/A N/A $7,838,056 N/A 68 Dividend - Cumulative N/A N/A N/A $5,942,858 N/A Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $516,021 N/A GREEN CITY BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $49,037 N/A CPP GREER BANCSHARES INCORPORATED Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $975,831 11/15/2013 CPP GREGG BANCSHARES, INC. Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $45,190 N/A CPP GUARANTY BANCORP, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $969,040 N/A CPP GUARANTY CAPITAL CORPORATION Subordinated Debentures 42 Interest N/A N/A N/A $913,299 N/A CPP GUARANTY FEDERAL BANCSHARES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,390,721 N/A CPP GULFSOUTH PRIVATE BANK Preferred Stock with Exercised Warrants 13c, 33, 39 Dividend - Non Cumulative N/A N/A N/A $444,656 N/A CPP GULFSOUTH PRIVATE BANK Subordinated Debentures with Exercised Warrants 13c, 33 Interest N/A N/A N/A $312,724 N/A CPP GULFSTREAM BANCSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $876,542 N/A CPP HAMILTON STATE BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $819,166 N/A CPP HAMPTON ROADS BANKSHARES, INC. Preferred Stock with Warrants 43 Dividend - Cumulative N/A N/A N/A $2,510,844 N/A CPP HARBOR BANKSHARES CORPORATION Preferred Stock Dividend - Cumulative Quarterly N/A N/A $282,744 11/15/2013 CPP HAVILAND BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $41,524 N/A CPP HAWTHORN BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,054,505 N/A CPP HCSB FINANCIAL CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $1,090,702 11/15/2013 CPP HEARTLAND BANCSHARES, INC. Preferred Stock with Exercised Warrants 85 Dividend - Cumulative N/A N/A N/A $1,073,471 N/A CPP HEARTLAND FINANCIAL USA, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $11,188,087 N/A CPP HERITAGE BANKSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $947,284 N/A CPP HERITAGE COMMERCE CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,761,267 N/A CPP HERITAGE FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,503,333 N/A CPP HERITAGE OAKS BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,666,335 N/A CPP HF FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $666,667 N/A CPP HIGHLANDS BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $303,954 N/A CPP HIGHLANDS BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $302,972 N/A CPP HIGHLANDS INDEPENDENT BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $617,712 11/15/2013 CPP HILLTOP COMMUNITY BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $267,050 N/A CPP HMN FINANCIAL, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $2,462,778 N/A CPP HOME BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,180,556 N/A CPP HOMETOWN BANCORP OF ALABAMA, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $801,202 N/A CPP HOMETOWN BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $393,196 N/A CPP HOMETOWN BANKSHARES CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,702,400 N/A CPP HOPFED BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,697,889 N/A CPP HORIZON BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $3,106,771 N/A CPP GEORGIA COMMERCE BANCSHARES, INC. Preferred Stock with Exercised Warrants CPP GEORGIA PRIMARY BANK Preferred Stock with Exercised Warrants 1a CPP GERMANTOWN CAPITAL CORPORATION Preferred Stock with Exercised Warrants CPP GOLD CANYON BANK Preferred Stock with Exercised Warrants CPP GOLDMAN SACHS GROUP, INC. Preferred Stock with Warrants 1a CPP GOLDWATER BANK, N.A. Preferred Stock with Exercised Warrants CPP GRAND CAPITAL CORPORATION Preferred Stock with Exercised Warrants CPP GRAND FINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants CPP GRAND MOUNTAIN BANCSHARES, INC. Preferred Stock with Exercised Warrants CPP GRANDSOUTH BANCORPORATION Preferred Stock with Exercised Warrants CPP GREAT RIVER HOLDING COMPANY Subordinated Debentures with Exercised Warrants CPP GREAT SOUTHERN BANCORP Preferred Stock with Warrants CPP GREEN BANKSHARES, INC. Preferred Stock with Warrants CPP GREEN CIRCLE INVESTMENTS, INC. CPP 65 66 $961,471 N/A 11/15/2013 11/15/2013 11/15/2013 N/A 11/15/2013 CPP HOWARD BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $837,793 N/A CPP HPK FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,596,555 N/A CPP HUNTINGTON BANCSHARES Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $147,185,809 N/A CPP HYPERION BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $327,666 N/A CPP IA BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $916,227 11/15/2013 CPP IBC BANCORP, INC. Subordinated Debentures 42 Interest N/A N/A N/A $427,216 N/A CPP IBERIABANK CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,450,000 N/A CPP IBT BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $526,463 N/A CPP IBW FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $453,067 N/A CPP ICB FINANCIAL Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,194,458 CPP IDAHO BANCORP Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $124,306 CPP ILLINOIS STATE BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A CPP INDEPENDENCE BANK Preferred Stock with Exercised Warrants 2a Dividend - Non Cumulative N/A N/A 10/16/2013 CPP INDEPENDENT BANK CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A CPP INDEPENDENT BANK CORPORATION Mandatory Convertible Preferred with Warrants 35 Dividend - Cumulative N/A N/A CPP INDEPENDENT BANK CORPORATION Preferred Stock with Warrants 35 Dividend - Cumulative N/A CPP INDIANA BANK CORP. Preferred Stock with Exercised Warrants 13a Dividend - Cumulative CPP INDIANA COMMUNITY BANCORP Preferred Stock with Warrants 1a CPP INTEGRA BANK CORPORATION Preferred Stock with Warrants 13c CPP INTERMOUNTAIN COMMUNITY BANCORP Preferred Stock with Warrants CPP INTERNATIONAL BANCSHARES CORPORATION Preferred Stock with Warrants CPP INTERVEST BANCSHARES CORPORATION CPP CPP INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. JPMORGAN CHASE & CO. CPP KATAHDIN BANKSHARES CORP. CPP N/A 11/15/2013 $1,158,113 N/A $276,723 N/A N/A $1,118,094 N/A N/A $6,574,000 N/A N/A N/A $2,430,000 N/A N/A N/A N/A $165,139 N/A Dividend - Cumulative N/A N/A N/A $4,031,250 N/A Dividend - Cumulative N/A N/A N/A $1,950,340 N/A Dividend - Cumulative Quarterly N/A N/A $6,588,634 11/15/2013 1a Dividend - Cumulative N/A N/A N/A $41,520,139 N/A Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $6,028,056 N/A Subordinated Debentures with Exercised Warrants 13c Interest N/A N/A N/A $174,325 N/A Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $795,138,889 N/A Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,452,047 N/A KEYCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $297,222,222 N/A CPP KIRKSVILLE BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $112,975 11/15/2013 CPP KS BANCORP, INC Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $713,937 N/A CPP LAFAYETTE BANCORP, INC. Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $267,135 N/A CPP LAKELAND BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $6,460,833 N/A CPP LAKELAND FINANCIAL CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $3,596,156 N/A CPP LAYTON PARK FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $481,858 N/A CPP LCNB CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $524,833 N/A CPP LEADER BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $609,961 N/A CPP LEGACY BANCORP, INC. Preferred Stock 13c Dividend - Cumulative N/A N/A N/A $355,079 N/A CPP LIBERTY BANCSHARES, INC. - AR Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $7,816,966 N/A CPP LIBERTY BANCSHARES, INC. - MO Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $3,000,452 N/A CPP LIBERTY BANCSHARES, INC. - TX Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,266,816 11/15/2013 CPP LIBERTY FINANCIAL SERVICES, INC. Preferred Stock Dividend - Cumulative N/A N/A N/A $461,009 CPP LIBERTY SHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,399,560 11/15/2013 CPP LINCOLN NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $46,180,555 N/A CPP LNB BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $4,438,492 CPP LONE STAR BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A CPP LSB CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $700,000 N/A CPP M&F BANCORP, INC. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $674,763 N/A CPP M&T BANK CORPORATION Preferred Stock with Warrants 57, 90 Dividend - Cumulative N/A N/A N/A $155,027,270 N/A CPP MACKINAC FINANCIAL CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $1,840,923 CPP MADISON FINANCIAL CORPORATION Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $169,422 CPP MAGNA BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative N/A N/A N/A $1,661,468 42 65 $9,831 N/A N/A 11/15/2013 N/A 11/15/2013 N/A CPP MAINLINE BANCORP, INC. Preferred Stock with Exercised Warrants 79 Dividend - Cumulative N/A N/A N/A $538,188 N/A CPP MAINSOURCE FINANCIAL GROUP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $9,159,773 N/A CPP MANHATTAN BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $66,347 N/A CPP MANHATTAN BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $770,044 N/A CPP MARINE BANK & TRUST COMPANY Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $235,713 11/15/2013 CPP MARKET BANCORPORATION, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $138,778 11/15/2013 CPP MARKET STREET BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $5,535,303 N/A CPP MARQUETTE NATIONAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $7,072,587 N/A CPP MARSHALL & ILSLEY CORPORATION Preferred Stock with Warrants 59 Dividend - Cumulative N/A N/A N/A $226,522,917 CPP MARYLAND FINANCIAL BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $313,466 CPP MB FINANCIAL INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $32,095,000 N/A CPP MCLEOD BANCSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $570,433 N/A CPP MEDALLION BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $2,317,675 N/A CPP MERCANTILE BANK CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,166,021 N/A CPP MERCANTILE CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $475,815 N/A CPP MERCHANTS & PLANTERS BANCSHARES, INC. Preferred Stock with Exercised Warrants 70 Dividend - Cumulative N/A N/A N/A $256,560 N/A CPP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $424,668 N/A CPP MERCHANTS AND MANUFACTURERS BANK CORPORATION MERIDIAN BANK Dividend - Non Cumulative Quarterly N/A N/A $2,687,363 11/15/2013 CPP METRO CITY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,574,888 N/A CPP METROCORP BANCSHARES, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $7,828,900 N/A CPP METROPOLITAN BANK GROUP, INC. Preferred Stock with Exercised Warrants 55 Dividend - Cumulative N/A N/A N/A $3,786,441 CPP METROPOLITAN CAPITAL BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $921,944 CPP MID PENN BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,012,500 N/A CPP MID-WISCONSIN FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $2,344,226 N/A CPP MIDDLEBURG FINANCIAL CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $986,944 N/A CPP MIDLAND STATES BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $508,989 N/A CPP MIDSOUTH BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $2,627,778 N/A CPP MIDTOWN BANK & TRUST COMPANY Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $275,105 CPP MIDWEST BANC HOLDINGS, INC. Mandatory Convertible Preferred with Warrants Dividend - Cumulative N/A N/A N/A CPP MIDWEST BANC HOLDINGS, INC. Preferred Stock with Warrants Dividend - Cumulative N/A N/A N/A $824,289 N/A CPP MIDWEST REGIONAL BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $28,294 N/A CPP MIDWESTONE FINANCIAL GROUP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,933,333 N/A CPP MILLENNIUM BANCORP, INC. Preferred Stock with Exercised Warrants 84 Dividend - Cumulative N/A N/A N/A $1,392,562 N/A CPP MISSION COMMUNITY BANCORP Preferred Stock 1a Dividend - Cumulative N/A N/A N/A $759,584 N/A CPP MISSION VALLEY BANCORP Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $456,042 N/A CPP MONADNOCK BANCORP, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $413,349 N/A CPP MONARCH COMMUNITY BANCORP, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $262,919 11/15/2013 CPP MONARCH FINANCIAL HOLDINGS, INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $743,167 N/A CPP MONEYTREE CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,299,481 N/A CPP MONUMENT BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $652,959 N/A CPP MORGAN STANLEY Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $318,055,555 N/A CPP MORRILL BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,779,122 N/A CPP MOSCOW BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,276,377 N/A CPP MOUNTAIN VALLEY BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $687,941 N/A CPP MS FINANCIAL, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,097,290 N/A CPP MUTUALFIRST FINANCIAL, INC. Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $4,326,595 N/A CPP NAPLES BANCORP, INC. Preferred Stock with Exercised Warrants 91 Dividend - Cumulative N/A N/A N/A $356,067 N/A Preferred Stock with Exercised Warrants 13a, 34 N/A 11/15/2013 N/A 11/15/2013 11/15/2013 N/A CPP NATIONAL BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $2,307,492 N/A CPP NATIONAL PENN BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $16,958,333 N/A CPP NATIONWIDE BANKSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $176,190 N/A CPP NCAL BANCORP Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,311,028 CPP NEMO BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $752,347 N/A CPP NEW HAMPSHIRE THRIFT BANCSHARES, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,304,167 N/A CPP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $66,156,006 N/A CPP NEW YORK PRIVATE BANK & TRUST CORPORATION NEWBRIDGE BANCORP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $11,471,039 N/A CPP NICOLET BANKSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,192,843 N/A CPP NORTH CENTRAL BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,494,583 N/A CPP NORTHEAST BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $837,181 N/A CPP NORTHERN STATE BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $349,782 N/A CPP NORTHERN STATES FINANCIAL CORPORATION Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $418,323 11/15/2013 CPP NORTHERN TRUST CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $46,623,333 N/A CPP NORTHWAY FINANCIAL, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,430,625 N/A CPP NORTHWEST BANCORPORATION, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $575,430 N/A CPP NORTHWEST COMMERCIAL BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $288,393 N/A CPP OAK RIDGE FINANCIAL SERVICES, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $1,444,854 N/A CPP OAK VALLEY BANCORP Preferred Stock with Warrants 66 Dividend - Cumulative N/A N/A N/A $1,811,250 N/A CPP OCEANFIRST FINANCIAL CORP. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $1,828,122 N/A CPP OJAI COMMUNITY BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $470,759 N/A CPP OLD LINE BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $213,889 N/A CPP OLD NATIONAL BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,513,889 N/A CPP OLD SECOND BANCORP, INC. Preferred Stock with Warrants Dividend - Cumulative N/A N/A N/A $5,769,028 N/A CPP OMEGA CAPITAL CORP. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $50,311 N/A CPP ONE GEORGIA BANK Preferred Stock with Exercised Warrants 13c Dividend - Non Cumulative N/A N/A N/A CPP ONE UNITED BANK Preferred Stock Dividend - Non Cumulative Quarterly N/A N/A $93,823 11/15/2013 CPP ONEFINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants Interest Quarterly N/A N/A $3,782,991 11/15/2013 CPP OREGON BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A 10/18/2013 $1,099 CPP OREGON BANCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A 10/21/2013 $31,049 CPP OSB FINANCIAL SERVICES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $1,257,315 CPP PACIFIC CAPITAL BANCORP Preferred Stock with Warrants 41 Dividend - Cumulative N/A N/A N/A $2,107,397 CPP PACIFIC CITY FINANCIAL CORPORATION Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $358,065 CPP PACIFIC COAST BANKERS' BANCSHARES Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $1,641,964 N/A CPP PACIFIC COAST NATIONAL BANCORP Preferred Stock with Exercised Warrants 13b Dividend - Cumulative N/A N/A N/A $18,088 N/A CPP PACIFIC COMMERCE BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $387,223 11/15/2013 CPP PARK BANCORPORATION, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $4,351,643 N/A CPP PARK NATIONAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $16,694,444 N/A CPP PARKE BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,119,532 N/A CPP PASCACK BANCORP, INC. Preferred Stock with Exercised Warrants 12, 1a Dividend - Cumulative N/A N/A N/A $394,655 N/A CPP PASCACK BANCORP, INC. Preferred Stock with Exercised Warrants 12, 1a Dividend - Non Cumulative N/A N/A N/A $158,658 N/A CPP PATAPSCO BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $377,867 11/15/2013 CPP PATHFINDER BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $667,696 N/A CPP PATHWAY BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $77,852 CPP PATRIOT BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $2,704,136 11/15/2013 N/A $787,355 N/A N/A N/A N/A 11/15/2013 N/A 11/15/2013 CPP PATTERSON BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $817,023 N/A CPP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,280,740 N/A Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,372,276 N/A CPP PEAPACK-GLADSTONE FINANCIAL CORPORATION AVIDBANK HOLDINGS, INC (PENINSULA BANK HOLDING CO.) PENN LIBERTY FINANCIAL CORP. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,287,689 N/A CPP PEOPLES BANCORP - WA Preferred Stock with Exercised Warrants 70 Dividend - Cumulative N/A N/A N/A $2,425,250 N/A CPP PEOPLES BANCORP OF NORTH CAROLINA, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $4,419,331 N/A CPP PEOPLES BANCORP, INC. - OH Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,725,833 N/A CPP PEOPLES BANCORPORATION, INC. Preferred Stock with Exercised Warrants 83 Dividend - Cumulative N/A N/A N/A $2,069,910 N/A CPP PEOPLES BANCSHARES OF TN, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $768,149 N/A CPP PEOPLESSOUTH BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $3,044,995 N/A CPP PFSB BANCORPORATION, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $159,163 N/A CPP PGB HOLDINGS, INC. Preferred Stock 42 Dividend - Cumulative N/A N/A N/A $227,917 N/A CPP PIERCE COUNTY BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $207,948 N/A CPP PINNACLE BANK HOLDING COMPANY, INC. Preferred Stock with Exercised Warrants 87 Dividend - Cumulative Quarterly N/A N/A $284,999 11/15/2013 CPP PINNACLE FINANCIAL PARTNERS, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $16,163,194 N/A CPP PLAINS CAPITAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $13,239,940 N/A CPP PLATO HOLDINGS INC. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $534,286 N/A CPP PLUMAS BANCORP Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $622,344 N/A CPP POPULAR, INC. Preferred Stock with Warrants 10 Dividend - Cumulative N/A N/A N/A $20,777,778 N/A CPP POPULAR, INC. Trust Preferred Securities with Warrants 10 Dividend - Cumulative Quarterly N/A N/A $185,831,250 11/15/2013 CPP PORTER BANCORP, INC.(PBI) LOUISVILLE, KY Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $4,783,333 11/15/2013 CPP PRAIRIE STAR BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $132,253 11/15/2013 CPP PREMIER BANCORP, INC. Subordinated Debentures 42 Interest N/A N/A N/A $660,215 N/A CPP PREMIER BANK HOLDING COMPANY Preferred Stock with Exercised Warrants 13b Dividend - Cumulative N/A N/A N/A $467,413 N/A CPP PREMIER FINANCIAL BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,203,018 N/A CPP PREMIER FINANCIAL CORP. Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $522,263 N/A CPP PREMIER SERVICE BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $54,500 11/15/2013 CPP PREMIERWEST BANCORP Preferred Stock with Warrants 107 Dividend - Cumulative N/A N/A N/A $1,046,500 N/A CPP PRESIDIO BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,740,944 N/A CPP PRINCETON NATIONAL BANCORP, INC. Preferred Stock with Warrants 13c Dividend - Cumulative N/A N/A N/A $2,271,405 N/A CPP PRIVATE BANCORPORATION, INC. Preferred Stock with Exercised Warrants 56 Dividend - Cumulative Quarterly N/A N/A $498,860 CPP PRIVATEBANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $45,512,133 CPP PROVIDENCE BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $421,312 N/A CPP PROVIDENT COMMUNITY BANCSHARES, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $543,091 11/15/2013 CPP PSB FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $802,802 N/A CPP PUGET SOUND BANK Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $630,157 N/A CPP PULASKI FINANCIAL CORP. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $5,635,509 N/A CPP QCR HOLDINGS, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $4,949,567 N/A CPP RANDOLPH BANK & TRUST COMPANY Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $650,593 N/A CPP RCB FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $893,934 N/A CPP REDWOOD CAPITAL BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $520,626 N/A CPP REDWOOD FINANCIAL, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $425,811 N/A CPP REGENT BANCORP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $784,282 11/15/2013 CPP REGENT CAPITAL CORPORATION, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $347,328 N/A CPP REGENTS BANCSHARES, INC. Preferred Stock with Exercised Warrants 77 Dividend - Cumulative N/A N/A N/A $1,513,339 N/A CPP REGIONAL BANKSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $305,660 N/A CPP 11/15/2013 N/A CPP REGIONS FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $593,055,556 N/A CPP RELIANCE BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,827,111 N/A CPP RIDGESTONE FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $277,224 N/A CPP RISING SUN BANCORP Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $195,637 11/15/2013 CPP RIVER VALLEY BANCORPORATION, INC. Subordinated Debentures with Exercised Warrants Interest N/A N/A N/A $4,178,275 CPP RIVERSIDE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants Interest Quarterly N/A N/A $346,088 11/15/2013 CPP ROGERS BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $738,021 N/A CPP ROYAL BANCSHARES OF PENNSYLVANIA, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $358,971 11/15/2013 CPP S&T BANCORP, INC. Preferred Stock with Warrants $15,712,738 CPP SAIGON NATIONAL BANK Preferred Stock with Exercised Warrants CPP SALISBURY BANCORP, INC. Preferred Stock with Warrants CPP SANDY SPRING BANCORP, INC. Preferred Stock with Warrants CPP SANTA CLARA VALLEY BANK, N.A Preferred Stock with Exercised Warrants CPP SANTA LUCIA BANCORP Preferred Stock with Warrants 72 CPP SBT BANCORP, INC. Preferred Stock with Exercised Warrants CPP SCBT FINANCIAL CORPORATION CPP SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST COMMERCE BANK CPP 1a 13a 1a N/A Dividend - Cumulative N/A N/A N/A Dividend - Non Cumulative Quarterly N/A N/A N/A 65 Dividend - Cumulative N/A N/A N/A $1,079,960 N/A 1a Dividend - Cumulative N/A N/A N/A $7,593,868 N/A Dividend - Non Cumulative N/A N/A N/A $158,928 N/A Dividend - Cumulative N/A N/A N/A $331,111 N/A 65 Dividend - Cumulative N/A N/A N/A $517,145 N/A Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,115,639 N/A Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,585,770 N/A 11/15/2013 Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $263,780 N/A 92 Dividend - Cumulative N/A N/A N/A $449,073 N/A CPP SECURITY BANCSHARES OF PULASKI COUNTY, Preferred Stock with Exercised Warrants INC. SECURITY BUSINESS BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $795,018 N/A CPP SECURITY CALIFORNIA BANCORP Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $996,698 N/A CPP SECURITY CAPITAL CORPORATION Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $1,153,111 N/A CPP SECURITY FEDERAL CORPORATION Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $1,600,000 N/A CPP SECURITY STATE BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,763,680 N/A CPP SECURITY STATE BANK HOLDING COMPANY Subordinated Debentures with Exercised Warrants 92 Interest N/A N/A N/A $1,414,005 N/A CPP SEVERN BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,781,869 N/A CPP SHORE BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $333,333 N/A CPP SIGNATURE BANCSHARES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $209,588 N/A CPP SIGNATURE BANK Preferred Stock with Warrants 1a Dividend - Non Cumulative N/A N/A N/A $1,816,667 N/A CPP SOMERSET HILLS BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $127,686 N/A CPP SONOMA VALLEY BANCORP Preferred Stock with Exercised Warrants 13c Dividend - Cumulative N/A N/A N/A $347,164 N/A CPP SOUND BANKING COMPANY Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $643,399 N/A CPP SOUTHCREST FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $933,494 N/A CPP SOUTHERN BANCORP, INC. Preferred Stock 42 Dividend - Non Cumulative N/A N/A N/A $855,556 N/A CPP SOUTHERN COMMUNITY FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $8,338,046 N/A CPP SOUTHERN FIRST BANCSHARES, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $2,897,640 N/A CPP SOUTHERN HERITAGE BANCSHARES, INC. Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $613,111 N/A CPP SOUTHERN ILLINOIS BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $705,472 N/A CPP SOUTHERN MISSOURI BANCORP, INC. Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,254,764 CPP SOUTHFIRST BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $364,796 CPP SOUTHWEST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $12,960,373 N/A CPP SOVEREIGN BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,506,669 N/A CPP SPIRIT BANKCORP, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,261,750 CPP ST. JOHNS BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $723,033 CPP STANDARD BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $12,757,163 CPP 102 N/A 11/15/2013 N/A 11/15/2013 N/A CPP STATE BANK OF BARTLEY, THE Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $282,299 N/A CPP STATE BANKSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $5,508,472 N/A CPP STATE CAPITAL CORP. Preferred Stock with Exercised Warrants 42 Dividend - Cumulative N/A N/A N/A $1,330,709 N/A CPP STATE STREET CORPORATION Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $63,611,111 N/A CPP STEARNS FINANCIAL SERVICES, INC. Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $5,350,442 N/A CPP STEELE STREET BANK CORPORATION Subordinated Debentures with Exercised Warrants 66 Interest N/A N/A N/A $1,728,673 N/A CPP STELLARONE CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,271,875 N/A CPP STERLING BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,923,333 N/A CPP STERLING BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,486,571 N/A CPP STERLING FINANCIAL CORPORATION Common Stock 36, 89 N/A N/A N/A N/A $860,796 N/A CPP STERLING FINANCIAL CORPORATION Preferred Stock with Warrants 36 Dividend - Cumulative N/A N/A N/A $6,733,333 N/A CPP STEWARDSHIP FINANCIAL CORPORATION Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $1,293,055 N/A CPP STOCKMENS FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,755,554 N/A CPP STONEBRIDGE FINANCIAL CORP. Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $634,609 CPP SUBURBAN ILLINOIS BANCORP, INC. Subordinated Debentures with Exercised Warrants 60 Interest Quarterly N/A N/A $2,083,520 11/15/2013 CPP SUMMIT STATE BANK Preferred Stock with Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,115,625 N/A CPP SUN BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,103,971 N/A CPP SUNTRUST BANKS, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $567,986,111 N/A CPP SUPERIOR BANCORP INC. Preferred Stock with Warrants 13c, 17 Dividend - Cumulative N/A N/A N/A $3,507,500 N/A CPP SUPERIOR BANCORP INC. Trust Preferred Securities with Warrants 13c, 17 Dividend - Cumulative N/A N/A N/A $1,475,833 N/A CPP SURREY BANCORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $214,972 N/A CPP SUSQUEHANNA BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $23,722,222 N/A CPP SV FINANCIAL, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $521,383 N/A CPP SVB FINANCIAL GROUP Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $12,109,028 N/A CPP SWORD FINANCIAL CORPORATION Subordinated Debentures with Exercised Warrants 65 Interest N/A N/A N/A $2,693,234 N/A CPP SYNOVUS FINANCIAL CORP. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $222,744,526 CPP SYRINGA BANCORP Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $253,122 CPP TAYLOR CAPITAL GROUP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $18,751,438 N/A CPP TCB CORPORATION/COUNTY BANK Subordinated Debentures with Exercised Warrants 66 Interest N/A N/A N/A $1,599,381 N/A CPP TCB HOLDING COMPANY Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $690,832 CPP TCF FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $7,925,719 N/A CPP TCNB FINANCIAL CORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $284,611 N/A CPP TENNESSEE COMMERCE BANCORP, INC. Preferred Stock with Warrants 13c Dividend - Cumulative N/A N/A N/A $3,233,333 N/A CPP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $146,242 N/A CPP TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TEXAS CAPITAL BANCSHARES, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,218,750 N/A CPP TEXAS NATIONAL BANCORPORATION INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $295,308 N/A CPP THE ANB CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,234,500 N/A CPP THE BANCORP, INC. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $2,813,689 N/A CPP THE BANK OF CURRITUCK Preferred Stock with Exercised Warrants 45 Dividend - Non Cumulative N/A N/A N/A $169,834 N/A CPP THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BARABOO BANCORPORATION, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $3,940,694 N/A Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $3,766,127 N/A THE CONNECTICUT BANK AND TRUST COMPANY THE ELMIRA SAVINGS BANK, FSB Preferred Stock with Warrants 82 Dividend - Non Cumulative N/A N/A N/A $662,083 N/A Preferred Stock with Warrants 65 Dividend - Non Cumulative N/A N/A N/A $1,219,575 N/A CPP CPP CPP N/A N/A 11/15/2013 11/15/2013 CPP THE FIRST BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,332,986 N/A CPP THE FIRST BANCSHARES, INC. Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $411,806 N/A CPP THE FIRST STATE BANK OF MOBEETIE Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $45,087 N/A CPP THE FREEPORT STATE BANK Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $63,459 N/A CPP 1a Dividend - Cumulative N/A N/A N/A $129,861,111 N/A CPP THE HARTFORD FINANCIAL SERVICES GROUP, Preferred Stock with Warrants INC. THE LANDRUM COMPANY Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,830,292 N/A CPP THE LITTLE BANK, INCORPORATED Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,575,992 N/A CPP THE PNC FINANCIAL SERVICES GROUP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $421,066,667 N/A CPP THE PRIVATE BANK OF CALIFORNIA Preferred Stock with Exercised Warrants 65 Dividend - Non Cumulative N/A N/A N/A $751,752 N/A CPP THE QUEENSBOROUGH COMPANY Preferred Stock with Exercised Warrants Dividend - Cumulative N/A N/A N/A $882,900 N/A CPP THE SOUTH FINANCIAL GROUP, INC. Preferred Stock with Warrants 37 Dividend - Cumulative N/A N/A N/A $16,386,111 N/A CPP THE VICTORY BANCORP, INC. Preferred Stock with Exercised Warrants 12, 65 Dividend - Cumulative N/A N/A N/A $194,055 N/A CPP THE VICTORY BANCORP, INC. Preferred Stock with Exercised Warrants 12, 65 Dividend - Non Cumulative N/A N/A N/A $21,128 N/A CPP THREE SHORES BANCORPORATION, INC. Preferred Stock with Exercised Warrants 12, 80 Dividend - Cumulative N/A N/A N/A $923,092 N/A CPP THREE SHORES BANCORPORATION, INC. Preferred Stock with Exercised Warrants 12, 80 Dividend - Non Cumulative N/A N/A N/A $250,966 N/A CPP TIB FINANCIAL CORP Preferred Stock with Warrants 44 Dividend - Cumulative N/A N/A N/A $1,284,722 N/A CPP TIDELANDS BANCSHARES, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $1,195,973 11/15/2013 CPP TIFTON BANKING COMPANY Preferred Stock with Exercised Warrants 13a Dividend - Non Cumulative N/A N/A N/A $223,208 N/A CPP TIMBERLAND BANCORP, INC. Preferred Stock with Warrants 92 Dividend - Cumulative N/A N/A N/A $3,346,629 N/A CPP TITONKA BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $346,490 N/A CPP TODD BANCSHARES, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $1,010,672 N/A CPP TOWNEBANK Preferred Stock with Warrants 66 Dividend - Non Cumulative N/A N/A N/A $10,619,167 N/A CPP TREATY OAK BANCORP, INC. Preferred Stock with Exercised Warrants 47 Dividend - Cumulative N/A N/A N/A $192,415 N/A CPP TRI-COUNTY FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $2,336,116 N/A CPP TRI-STATE BANK OF MEMPHIS Preferred Stock 42 Dividend - Non Cumulative N/A N/A N/A $190,215 N/A CPP TRIAD BANCORP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $501,325 N/A CPP TRINITY CAPITAL CORPORATION Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $6,592,186 N/A CPP TRISTATE CAPITAL HOLDINGS, INC. Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A N/A $4,492,402 N/A CPP TRISUMMIT BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A N/A N/A $1,172,766 N/A CPP TRUSTMARK CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $11,287,500 N/A CPP TWO RIVERS FINANCIAL GROUP, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,475,133 N/A CPP U.S. BANCORP Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $195,220,417 CPP U.S. CENTURY BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A $745,312 CPP UBT BANCSHARES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $1,234,912 N/A CPP UCBH HOLDINGS INC. Preferred Stock with Warrants 13a Dividend - Cumulative N/A N/A N/A $7,509,920 N/A CPP UMPQUA HOLDINGS CORP. Preferred Stock with Warrants 3 Dividend - Cumulative N/A N/A N/A $13,475,555 N/A CPP UNION BANK & TRUST COMPANY Preferred Stock with Exercised Warrants 66 Dividend - Non Cumulative N/A N/A N/A $680,292 N/A CPP UNION FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 2a Dividend - Cumulative N/A N/A 10/2/2013 $395,873 N/A CPP Preferred Stock 1a, 21 Dividend - Cumulative N/A N/A N/A $3,417,970 N/A 21 Dividend - Non Cumulative N/A N/A N/A $1,821,889 N/A 21, 3 Dividend - Cumulative N/A N/A N/A $2,695,972 N/A CPP UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNITED AMERICAN BANK Dividend - Non Cumulative Quarterly N/A N/A CPP UNITED BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $3,527,704 N/A CPP UNITED BANCORPORATION OF ALABAMA, INC. Preferred Stock with Warrants 42 Dividend - Cumulative N/A N/A N/A $872,639 N/A CPP UNITED BANK CORPORATION Subordinated Debentures with Exercised Warrants 1a Interest N/A N/A N/A $3,762,080 N/A CPP CPP Preferred Stock with Exercised Warrants Preferred Stock with Warrants Preferred Stock with Exercised Warrants $11,071 N/A 11/15/2013 11/15/2013 CPP UNITED COMMUNITY BANKS, INC. 92 Dividend - Cumulative N/A N/A N/A $38,843,350 N/A CPP UNITED FINANCIAL BANKING COMPANIES, INC. Preferred Stock with Exercised Warrants 65 Dividend - Cumulative N/A N/A N/A $708,964 N/A CPP UNITY BANCORP, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,657,501 N/A CPP UNIVERSAL BANCORP Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,278,067 N/A CPP UNIVERSITY FINANCIAL CORP. Subordinated Debentures 42 Interest N/A N/A N/A $1,022,886 N/A CPP US METRO BANK Preferred Stock with Exercised Warrants Dividend - Non Cumulative Quarterly N/A N/A CPP UWHARRIE CAPITAL CORP Preferred Stock with Exercised Warrants 2a Dividend - Cumulative N/A N/A 10/16/2013 CPP VALLEY COMMERCE BANCORP Preferred Stock with Exercised Warrants 1a Dividend - Cumulative N/A N/A CPP VALLEY COMMUNITY BANK Preferred Stock with Exercised Warrants 92 Dividend - Non Cumulative N/A CPP VALLEY FINANCIAL CORPORATION Preferred Stock with Warrants 2a Dividend - Cumulative CPP VALLEY FINANCIAL GROUP, LTD. Preferred Stock with Exercised Warrants 65 CPP VALLEY NATIONAL BANCORP Preferred Stock with Warrants CPP VERITEX HOLDINGS, INC. Preferred Stock with Exercised Warrants CPP VILLAGE BANK AND TRUST FINANCIAL CORP. Preferred Stock with Warrants CPP VIRGINIA COMMERCE BANCORP Preferred Stock with Warrants 1a CPP VIRGINIA COMPANY BANK Preferred Stock with Exercised Warrants CPP VISION BANK - TEXAS CPP Preferred Stock with Warrants $432,678 11/15/2013 $2,416,041 N/A N/A $1,318,401 N/A N/A N/A $629,476 N/A N/A N/A 10/16/2013 $3,744,779 N/A Dividend - Cumulative N/A N/A N/A $124,775 N/A 1a Dividend - Cumulative N/A N/A N/A $18,551,519 N/A 54, 65 Dividend - Cumulative N/A N/A N/A $353,796 N/A Dividend - Cumulative Quarterly N/A N/A $1,318,232 11/15/2013 Dividend - Cumulative N/A N/A N/A $14,190,139 N/A 92 Dividend - Non Cumulative N/A N/A N/A $786,987 N/A Preferred Stock with Exercised Warrants 1a Dividend - Non Cumulative N/A N/A N/A $323,259 N/A VIST FINANCIAL CORP. Preferred Stock with Warrants 88 Dividend - Cumulative N/A N/A N/A $4,520,833 N/A CPP W.T.B. FINANCIAL CORPORATION Preferred Stock with Exercised Warrants 66 Dividend - Cumulative N/A N/A N/A $15,736,874 CPP WACHUSETT FINANCIAL SERVICES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $158,218 11/15/2013 CPP WACHUSETT FINANCIAL SERVICES, INC. Preferred Stock with Warrants Dividend - Cumulative Quarterly N/A N/A $1,893,750 11/15/2013 CPP WAINWRIGHT BANK & TRUST COMPANY Preferred Stock with Warrants 1a Dividend - Non Cumulative N/A N/A N/A $1,023,611 N/A CPP WASHINGTON BANKING COMPANY Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,623,344 N/A CPP WASHINGTON FEDERAL, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $5,361,111 N/A CPP WASHINGTONFIRST BANKSHARES, INC. Preferred Stock with Exercised Warrants 12, 65 Dividend - Cumulative N/A N/A N/A $1,314,489 N/A CPP WASHINGTONFIRST BANKSHARES, INC. Preferred Stock with Exercised Warrants 12, 65 Dividend - Non Cumulative N/A N/A N/A $195,829 N/A CPP WAUKESHA BANKSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $1,071,380 N/A CPP WEBSTER FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $36,944,444 N/A CPP WELLS FARGO & CO. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,440,972,222 N/A CPP WESBANCO, INC. Preferred Stock with Warrants 1a, 95 Dividend - Cumulative N/A N/A N/A $4,242,500 N/A CPP WEST BANCORPORATION, INC. Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $4,495,000 N/A CPP WESTAMERICA BANCORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $2,755,981 N/A CPP WESTERN ALLIANCE BANCORPORATION Preferred Stock with Warrants 65 Dividend - Cumulative N/A N/A N/A $19,950,000 CPP WESTERN COMMUNITY BANCSHARES, INC. Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $554,083 CPP WESTERN ILLINOIS BANCSHARES, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $2,102,189 CPP WESTERN RESERVE BANCORP, INC. Preferred Stock with Exercised Warrants 96 Dividend - Cumulative N/A N/A N/A $907,198 CPP WHITE RIVER BANCSHARES COMPANY Preferred Stock with Exercised Warrants Dividend - Cumulative Quarterly N/A N/A $1,589,583 11/15/2013 CPP WHITNEY HOLDING CORPORATION Preferred Stock with Warrants 61 Dividend - Cumulative N/A N/A N/A $36,833,333 N/A CPP WILSHIRE BANCORP, INC. Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $10,282,176 N/A CPP WINTRUST FINANCIAL CORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $25,104,167 N/A CPP WORTHINGTON FINANCIAL HOLDINGS, INC. Preferred Stock with Exercised Warrants 92 Dividend - Cumulative N/A N/A N/A $370,600 N/A CPP WSFS FINANCIAL CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,405,558 N/A CPP YADKIN VALLEY FINANCIAL CORPORATION Preferred Stock with Warrants 80 Dividend - Cumulative N/A N/A N/A $8,820,923 N/A CPP YORK TRADITIONS BANK Preferred Stock with Exercised Warrants 66 Dividend - Non Cumulative N/A N/A N/A $590,022 N/A CPP ZIONS BANCORPORATION Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $253,361,111 N/A PPIP AG GECC PPIF MASTER FUND, L.P. Debt Obligation with Contingent Proceeds Interest N/A N/A N/A $65,609,187 N/A PPIP AG GECC PPIF MASTER FUND, L.P. Membership Interest Distribution N/A N/A N/A $217,486,944 N/A PPIP ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P. ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P. Debt Obligation with Contingent Proceeds Interest N/A N/A N/A $58,441,691 N/A Distribution N/A N/A N/A $193,934,465 N/A PPIP Membership Interest 20, 20b 20, 20b $26,755 $81,494 N/A N/A 11/15/2013 N/A N/A PPIP BLACKROCK PPIF, L.P. Debt Obligation with Contingent Proceeds PPIP BLACKROCK PPIF, L.P. Membership Interest PPIP Debt Obligation with Contingent Proceeds PPIP INVESCO LEGACY SECURITIES MASTER FUND, L.P. INVESCO LEGACY SECURITIES MASTER FUND, L.P. MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P. MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P. OAKTREE PPIP FUND, L.P. PPIP OAKTREE PPIP FUND, L.P. Membership Interest PPIP Debt Obligation with Contingent Proceeds SBA7A RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P. RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P. UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P. WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP COASTAL SECURITIES, INC. SBA7A SHAY FINANCIAL SERVICES, INC. PPIP PPIP PPIP PPIP PPIP PPIP PPIP Membership Interest Interest N/A N/A N/A $34,314,855 N/A Distribution N/A N/A N/A $38,120,869 N/A Interest N/A N/A N/A $18,212,424 N/A Distribution N/A N/A N/A $81,552,317 N/A Interest N/A N/A N/A $27,857,368 N/A 20 Distribution N/A N/A N/A $49,638,801 N/A Interest N/A N/A N/A $17,037,864 N/A 20, 20b Distribution N/A N/A N/A $49,610,553 N/A Interest N/A N/A N/A $37,401,896 N/A 20, 20b Distribution N/A N/A N/A $124,103,879 N/A 16 Interest N/A N/A N/A $342,176 N/A Interest N/A N/A N/A $60,686,989 N/A 20, 20a 20, 20b Debt Obligation with Contingent Proceeds Membership Interest Debt Obligation with Contingent Proceeds Membership Interest Debt Obligation with Contingent Proceeds Debt Obligation with Contingent Proceeds Membership Interest 20 Distribution N/A N/A N/A $168,418,795 N/A Floating Rate SBA 7A 75 Principal and Interest N/A N/A N/A $35,213,318 N/A Floating Rate SBA 7A 75 Principal and Interest N/A N/A N/A $7,152,327 N/A TALF LLC Debt Obligation with Additional Note 31 Interest N/A N/A N/A $13,407,761 N/A TIP BANK OF AMERICA Preferred Stock with Warrants 1a Dividend - Cumulative N/A N/A N/A $1,435,555,556 N/A TIP CITIGROUP INC. Preferred Stock with Warrants 6 Dividend - Cumulative N/A N/A N/A $933,333,333 N/A TIP CITIGROUP INC. Trust Preferred Securities 1a Dividend - Cumulative N/A N/A N/A $635,555,556 N/A TALF Notes to the Cumulative Dividends, Interest, and Distribution Report: 1a This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same 1b This institution repaid Treasury pursuant to Section 5.2 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 1c This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 1d This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 1e This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend 1f This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 2a This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future 2b This institution repaid Treasury pursuant to Section 5.2 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2c This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2d This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2e This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 2f This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports. 3 This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports. 4 This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports. 5 On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non-Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E preferred shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an equity capital facility, under which AIG may draw up to $29.8 billion in exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 6 Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative perpetual preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares of common stock. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP Shares) “dollar for dollar” for trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are required. The life to date amount for the preferred stock will remain the same on future reports. Citigroup has agreed that until Treasury ceases to own any debt or equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock other than quarterly cash dividends of not more than $0.01 per share. GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in GMAC LLC. On 12/30/2009, Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $ On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM). 7 8 9 10 13a On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a $13 million exchange fee in connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports. In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the rights to 9.9% of the common equity in New Chrysler. This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. As of month-end, this institution is in bankruptcy proceedings. 13b This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports. 13c As of month-end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank. 11 12 14a Payment made after month-end. 14b Payment made in a prior period with respect to a payment scheduled in this month. 14c Payment with respect to a payment scheduled for next month. 14d Payment made with respect to non-current payments. 15 16 On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred securities, and the life-to-date payment amount will remain the same on future reports. On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. As of February 28, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the 17 On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18 Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment. 19 20 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met. For a PPIP fund membership interest, amount (if any) reflects pro-rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership 20a Life-To-Date Payment reflects the $278,904.85 distribution made in January 2010. 20b 22 Life-to-date payment amount has been adjusted to reflect only the pro-rata equity distributions to Treasury of gross investment proceeds from the fund, made from time to time in accordance with the terms of the fund's Limited Partnership and Loan Agreements. All other equity capital repayments and/or distributions in excess of total paid in capital are now displayed on the Transactions Report. On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror (now known as Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment. Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon). 23 Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding). 24 On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports. 25 The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26. 26 Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of debt from CGI Holding issued to Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding received from Chrysler Financial equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 27 On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment. 28 29 On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note, thereafter interest is due to be paid quarterly. On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury. 30 General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note. 31 Although interest accrues monthly, payment is not due until the maturity date of the note. 32 The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports. 33 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. (See Note 13c.) On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement. 21 34 35 36 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was 37 38 On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. The life-to-date payment amount will remain the same on future reports. On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 39 In June 2010, this institution prepaid the next four quarterly dividend payments. 40 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 41 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in t f it k d $393in121 t f Development it t Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. This institution qualified tto participate thei Community 42 43 44 45 46 47 48 49 50 51 52 53 54 55 On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life-to-date payment amount will remain the same on future reports. On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Currituck at an aggregate purchase price of $1,752,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. The life-to-date payment amount will remain the same on future reports. Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. The life-to-date payment amount will remain the same on future reports. On 2/15/2011, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement On 2/18/11, Treasury completed the exchange of its $135,000,000 of Preferred Stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. The life-to-date payment amount will remain the same on future reports. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 49, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. On 3/9/2011, Treasury completed the sale of all Subordinated Debentures (including the Subordinated Debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. On 5/31/2011, Treasury completed the sale of all Preferred Stock and Warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 56 Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend. 57 On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation Preferred Stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation Warrant for an equivalent Warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2010. 58 59 60 61 62 63 On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. Preferred Stock and Warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011. On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend. On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. On 6/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 3/29/2012, Treasury executed an underwriting agreement for the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17. 64 On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation Preferred Stock held by Treasury and the related Warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/30/2011. Accrued interest received with respect to the sale of a SBA 7(A) security. 65 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 66 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending 67 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. Preferred Stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 68 69 70 71 72 73 74 75 76 77 78 79 80 81 On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. This SBA 7a security was sold in a prior period and all trailing principal and interest payments have been received. The life to date payment amount will remain the same on future reports. On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Parkvale Financial Corporation (“Parkvale”) by Treasury for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective On 1/27/2012, Treasury completed the sale of all of the preferred stock and exercised warrants that had been issued to Treasury by Regents Bancshares, Inc. (“Regents”) to Grandpoint Capital, Inc. (“Grandpoint”) for an aggregate purchase price of $13,214,858.00, pursuant to the terms of the agreement between Treasury and Grandpoint entered into on 1/27/2012. On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. Treasury completed a secondary public offering for this institution in which the preferred stock issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends were paid with respect to the secondary public offering. No future dividend payments are required. The life to date payment amount will remain the same on future reports. On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012. 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012. On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012. On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012. On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012. As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012. On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement executed on 8/17/2012. On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012. Treasury completed a sale to qualified buyers for this institution in which the preferred stock or subordinated debentures issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends are collected with respect to the auctions of issuers that are current on dividend payments. No future dividend payments are required. The life to date payment amount will remain the same on future reports. On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012. On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. On 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto. 106 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation 107 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 108 On 6/28/2013, Treasury completed the sale to MBG Investors I, L.P. of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Metropolitan Bank Group, Inc. to Treasury for an aggregate purchase price of $26,000,000.00, pursuant to the terms of the agreement among Treasury, MBG Investors I, L.P. and Metropolitan Bank Group, Inc. entered into on 6/26/2013. On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13. 109 110 111 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock upon the receipt of certain shareholder approvals. On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013. CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS AS OF OCTOBER 31, 2013 Total CPP Investment Amount (Note 24) Outstanding CPP Investment Amount as of October $204,894,726,320 Total CPP Dividends/Interest Paid as of October 31, 2013 (Note 1) $12,025,539,072 $3,207,799,658 Non-Current CPP Dividends/Interest (Note 3) $123,893,212 31, 2013 Notes Institution Name Portfolio? Purchase Amount (Note 6) Non-Current Cumulative Dividends: $93,854,500 Non-Current Non-Cumulative Dividends: $21,379,040 Non-Current S-Corp Interest: $8,659,672 Unpaid Dividends/Interest (Note 2) Payments Made Later (Note 4) Non-Current Dividends/Interest (Note 3) Number of Missed Payments (Note 5) CUMULATIVE DIVIDENDS: 15 1ST FINANCIAL SERVICES CORPORATION Y $16,369,000 $2,659,963 $0 $2,659,963 13 AB&T FINANCIAL CORPORATION Y $3,500,000 $437,500 $0 $437,500 10 45 ALARION FINANCIAL SERVICES, INC. N $6,514,000 $532,560 $0 $0 6 42 ALASKA PACIFIC BANCSHARES, INC. N $4,781,000 $119,525 $119,525 $0 0 ALLIED FIRST BANCORP, INC. Y $3,652,000 $447,908 $0 $447,908 9 ALPINE BANKS OF COLORADO N $70,000,000 $3,815,000 $3,815,000 $0 0 ANCHOR BANCORP WISCONSIN, INC. N $110,000,000 $23,604,167 $0 $0 17 45 7, 28, 61 ATLANTIC BANCSHARES, INC. Y $2,000,000 $272,050 $0 $272,050 10 51 BANCTRUST FINANCIAL GROUP, INC. N $50,000,000 $1,875,000 $1,875,000 $0 0 15 BANK OF THE CAROLINAS CORPORATION Y $13,179,000 $1,812,113 $0 $1,812,113 11 BANKERS' BANK OF THE WEST BANCORP, INC. Y $12,639,000 $1,549,868 $1,549,868 $0 0 BBCN BANCORP, INC. N $128,500,000 $812,500 $812,500 $0 0 37, 52 BCB HOLDING COMPANY, INC. Y $1,706,000 $232,375 $0 $232,375 10 45 BLUE RIDGE BANCSHARES, INC. N $12,000,000 $327,000 $327,000 $0 0 7 BLUE RIVER BANCSHARES, INC. N $5,000,000 $204,375 $0 $0 3 BLUE VALLEY BAN CORP N $21,750,000 $4,893,750 $0 $0 18 BNB FINANCIAL SERVICES CORPORATION N $7,500,000 $1,328,438 $1,328,438 $0 0 BNCCORP, INC. Y $20,093,000 $3,285,300 $3,285,300 $0 0 BRIDGEVIEW BANCORP, INC. Y $38,000,000 $7,248,500 $0 $7,248,500 14 BROADWAY FINANCIAL CORPORATION Y $15,000,000 $2,137,500 $2,137,500 $0 0 CADENCE FINANCIAL CORPORATION N $44,000,000 $550,000 $550,000 $0 0 CALVERT FINANCIAL CORPORATION Y $1,037,000 $42,398 $0 $42,398 3 27, 45 27 15, 36, 60 22 CALWEST BANCORP Y $4,656,000 $761,310 $0 $761,310 12 CAPITAL COMMERCE BANCORP, INC. Y $5,100,000 $903,338 $0 $903,338 13 CAROLINA BANK HOLDINGS, INC. N $16,000,000 $1,200,000 $1,200,000 $0 0 CARROLLTON BANCORP N $9,201,000 $920,100 $920,100 $0 0 35 CASCADE FINANCIAL CORPORATION N $38,970,000 $3,409,875 $0 $0 7 7 CB HOLDING CORP. N $4,114,000 $224,240 $0 $0 4 45 CBS BANC-CORP. N $24,300,000 $1,655,438 $1,655,438 $0 0 15 CECIL BANCORP, INC. Y $11,560,000 $2,167,500 $0 $2,167,500 15 15 CENTRAL BANCORP, INC. - TX Y $22,500,000 $3,065,625 $0 $3,065,625 10 49 CENTRAL FEDERAL CORPORATION N $7,225,000 $722,500 $0 $0 8 8, 21, 46 CENTRAL PACIFIC FINANCIAL CORP. N $135,000,000 $10,125,000 $10,125,000 $0 0 37, 62 CENTRAL VIRGINIA BANKSHARES, INC. N $11,385,000 $2,134,688 $0 $0 15 28, 45 17 45 CENTRUE FINANCIAL CORPORATION Y $32,668,000 $6,941,950 $0 $6,941,950 7b CIT GROUP INC. N $2,330,000,000 $29,125,000 $0 $0 1 7 CITIZENS BANCORP N $10,400,000 $1,275,300 $0 $0 9 CITIZENS BANCSHARES CO. N $24,990,000 $4,086,000 $0 $0 12 CITIZENS COMMERCE BANCSHARES, INC. Y $6,300,000 $1,373,400 $0 $1,373,400 16 CITY NATIONAL BANCSHARES CORPORATION Y $9,439,000 $1,769,813 $0 $1,769,813 15 45 CLOVER COMMUNITY BANKSHARES, INC. N $3,000,000 $204,375 $204,375 $0 0 45 COASTAL BANKING COMPANY, INC. N $9,950,000 $995,000 $248,750 $0 6 45 COASTALSOUTH BANCSHARES, INC. N $16,015,000 $1,687,900 $0 $0 8 45 COLOEAST BANKSHARES, INC. N $10,000,000 $1,090,000 $0 $0 8 45 COLONY BANKCORP, INC. N $28,000,000 $1,400,000 $0 $0 4 COMMUNITY BANCSHARES, INC. Y $3,872,000 $51,010 $51,010 $0 0 COMMUNITY BANKERS TRUST CORPORATION Y $17,680,000 $1,547,000 $1,547,000 $0 0 COMMUNITY FINANCIAL SHARES, INC. N $6,970,000 $759,820 $329,605 $0 5 27, 45 37 15 COMMUNITY FIRST, INC. Y $17,806,000 $2,426,000 $0 $2,426,000 10 45 COMMUNITY WEST BANCSHARES N $15,600,000 $585,000 $0 $0 3 COMMUNITYONE BANCORP (FNB UNITED CORP ) CONGAREE BANCSHARES, INC. Y $51,500,000 $3,862,500 $3,862,500 $0 0 N $3,285,000 $223,763 $223,763 $0 0 COVENANT FINANCIAL CORPORATION Y $5,000,000 $272,500 $272,500 $0 0 VANTAGESOUTH BANCSHARES, INC. (CRESCENT FINANCIAL BANCSHARES, INC.) Y $42,849,000 $1,556,250 $1,556,250 $0 0 8, 15, 33 45 34 CSRA BANK CORP. Y $2,400,000 $392,400 $0 $392,400 12 30 CUSTOMERS BANCORP, INC. N $2,892,000 $197,063 $197,063 $0 0 45 DELMAR BANCORP N $9,000,000 $613,125 $0 $0 5 45 DICKINSON FINANCIAL CORPORATION II N $146,053,000 $27,859,720 $0 $0 14 45 EASTERN VIRGINIA BANKSHARES, INC. N $24,000,000 $3,300,000 $0 $0 11 50 EQUITY BANCSHARES, INC. Y $23,550,000 $2,016,500 $2,016,500 $0 0 FARMERS & MERCHANTS BANCSHARES, INC. Y $11,000,000 $899,250 $149,875 $749,375 5 45 FC HOLDINGS, INC. N $21,042,000 $4,013,730 $0 $0 14 45 FIDELITY FEDERAL BANCORP N $6,657,000 $1,229,924 $0 $0 14 45 FIRST ALLIANCE BANCSHARES, INC. N $3,422,000 $93,245 $0 $0 2 FIRST BANCORP - PR Y $400,000,000 $42,681,526 $42,681,526 $0 0 FIRST BANKS, INC. N $295,400,000 $64,543,063 $0 $0 17 FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST FEDERAL BANCSHARES OF ARKANSAS, N $10,685,000 $534,250 $0 $0 4 N $16,500,000 $1,031,250 $0 $0 5 INC FIRST FINANCIAL SERVICE CORPORATION N $20,000,000 $2,500,000 $0 $0 10 45 FIRST GOTHENBURG BANCSHARES, INC. N $7,570,000 $103,153 $103,153 $0 0 7 FIRST PLACE FINANCIAL CORP. N $72,927,000 $5,469,525 $0 $0 6 45 FIRST RELIANCE BANCSHARES, INC. N $15,349,000 $1,254,720 $0 $0 6 FIRST SECURITY GROUP, INC. N $33,000,000 $5,362,500 $5,362,500 $0 0 45 FIRST SOUTHWEST BANCORPORATION, INC. N $5,500,000 $974,188 $0 $0 13 15 FIRST UNITED CORPORATION Y $30,000,000 $4,500,000 $0 $4,500,000 12 FIRSTMERIT CORPORATION N $425,000,000 $48,750,000 $48,750,000 $0 0 45 FLAGSTAR BANCORP, INC. N $266,657,000 $16,666,063 $0 $0 5 59 FLORIDA BANK GROUP, INC. N $20,471,000 $3,068,203 $0 $0 11 7 FPB BANCORP, INC. N $5,800,000 $435,000 $0 $0 6 38 GATEWAY BANCSHARES, INC. N $6,000,000 $163,500 $163,500 $0 0 45 GERMANTOWN CAPITAL CORPORATION N $4,967,000 $67,668 $67,668 $0 0 15 GRAND MOUNTAIN BANCSHARES, INC. Y $3,076,000 $706,035 $0 $706,035 17 29 GREEN BANKSHARES, INC. N $72,278,000 $3,613,900 $0 $0 4 GREEN CIRCLE INVESTMENTS, INC. N $2,400,000 $32,700 $32,700 $0 0 8, 12, 15 28, 45 26 25 28, 55 28, 56 GREER BANCSHARES INCORPORATED Y $9,993,000 $1,497,788 $0 $1,497,788 11 7 GREGG BANCSHARES, INC. N $825,000 $101,115 $0 $0 9 16 HAMPTON ROADS BANKSHARES, INC. Y $80,347,000 $4,017,350 $0 $0 0 HARBOR BANKSHARES CORPORATION Y $6,800,000 $1,275,000 $170,000 $1,105,000 13 15 HCSB FINANCIAL CORPORATION Y $12,895,000 $1,773,063 $0 $1,773,063 11 41 HEARTLAND BANCSHARES, INC. N $7,000,000 $372,320 $372,320 $0 0 HERITAGE COMMERCE CORP. N $40,000,000 $3,500,000 $3,500,000 $0 0 HERITAGE OAKS BANCORP N $21,000,000 $2,362,500 $2,362,500 $0 0 HIGHLANDS INDEPENDENT BANCSHARES, INC. Y $6,700,000 $1,004,163 $0 $1,004,163 11 45 HMN FINANCIAL, INC. N $26,000,000 $2,600,000 $0 $0 8 45 HOMETOWN BANKSHARES CORPORATION N $10,000,000 $800,490 $800,490 $0 0 IA BANCORP, INC. Y $5,976,000 $393,638 $78,728 $314,910 4 IDAHO BANCORP Y $6,900,000 $1,598,213 $0 $1,598,213 17 15 8, 9 INDEPENDENT BANK CORPORATION N $72,000,000 $14,193,996 $8,029,577 $0 8 7 INDIANA BANK CORP. N $1,312,000 $107,310 $0 $0 6 7 INTEGRA BANK CORPORATION N $83,586,000 $7,313,775 $0 $0 7 37 INTERMOUNTAIN COMMUNITY BANCORP Y $27,000,000 $4,050,000 $4,050,000 $0 0 28, 45 0 INTERVEST BANCSHARES CORPORATION N $25,000,000 $4,375,000 $4,375,000 $0 7 LEGACY BANCORP, INC. N $5,498,000 $206,175 $0 $0 3 15 LIBERTY SHARES, INC. Y $17,280,000 $2,825,280 $0 $2,825,280 12 MADISON FINANCIAL CORPORATION Y $3,370,000 $642,985 $0 $642,985 14 MARKET BANCORPORATION, INC. Y $2,060,000 $364,878 $0 $364,878 13 MERCANTILE BANK CORPORATION N $21,000,000 $1,312,500 $1,312,500 $0 0 METROCORP BANCSHARES, INC. N $45,000,000 $2,812,500 $2,812,500 $0 0 METROPOLITAN BANK GROUP, INC. N $78,406,000 $12,716,368 $3,204,825 $0 9 MID-WISCONSIN FINANCIAL SERVICES, INC. N $10,000,000 $1,090,000 $1,090,000 $0 0 7, 8 MIDWEST BANC HOLDINGS, INC. N $84,784,000 $4,239,200 $4,239,200 $0 0 44 MILLENNIUM BANCORP, INC. N $7,260,000 $989,175 $989,175 $0 0 MONADNOCK BANCORP, INC. N $1,834,000 $199,960 $199,960 $0 0 MONARCH COMMUNITY BANCORP, INC. Y $6,785,000 $1,272,188 $0 $1,272,188 15 42 8, 23, 58 MS FINANCIAL, INC. N $7,723,000 $526,113 $526,113 $0 0 47 NAPLES BANCORP, INC. N $4,000,000 $327,000 $0 $0 6 45 NATIONAL BANCSHARES, INC. N $24,664,000 $3,024,383 $0 $0 9 15 NCAL BANCORP Y $10,000,000 $1,226,250 $0 $1,226,250 9 15 NORTHERN STATES FINANCIAL CORPORATION Y $17,211,000 $3,442,200 $0 $3,442,200 16 45 12 NORTHWEST BANCORPORATION, INC. N $10,500,000 $1,716,750 $0 $0 27, 45 OLD SECOND BANCORP, INC. N $73,000,000 $9,125,000 $0 $0 10 37, 45 OMEGA CAPITAL CORP. N $2,816,000 $575,588 $0 $0 15 PACIFIC CAPITAL BANCORP N $180,634,000 $13,547,550 $13,547,550 $0 0 PACIFIC CITY FINANCIAL CORPORATION Y $16,200,000 $3,752,325 $0 $3,752,325 17 PACIFIC COAST NATIONAL BANCORP N $4,120,000 $112,270 $0 $0 2 13 7b PATAPSCO BANCORP, INC. Y $6,000,000 $1,144,500 $0 $1,144,500 14 45 PATHWAY BANCORP N $3,727,000 $761,588 $0 $0 15 15 PATRIOT BANCSHARES, INC. Y $26,038,000 $3,902,470 $0 $3,902,470 11 PATTERSON BANCSHARES, INC. N $3,690,000 $201,150 $201,150 $0 0 PENINSULA BANK HOLDING CO. N $6,000,000 $312,500 $312,500 $0 0 PIERCE COUNTY BANCORP N $6,800,000 $370,600 $0 $0 4 PINNACLE BANK HOLDING COMPANY, INC. Y $4,389,000 $777,270 $0 $777,270 13 45 PLUMAS BANCORP N $11,949,000 $1,792,350 $0 $0 12 15 PORTER BANCORP, INC.(PBI) LOUISVILLE, KY Y $35,000,000 $3,500,000 $0 $3,500,000 8 PRAIRIE STAR BANCSHARES, INC. Y $2,800,000 $534,100 $0 $534,100 14 7 7 PREMIER BANK HOLDING COMPANY N $9,500,000 $1,164,938 $0 $0 9 45 PREMIER FINANCIAL BANCORP, INC. N $22,252,000 $556,300 $556,300 $0 0 PREMIERWEST BANCORP N $41,400,000 $7,245,000 $0 $0 14 PRINCETON NATIONAL BANCORP, INC. N $25,083,000 $2,194,763 $0 $0 7 PRIVATE BANCORPORATION, INC. Y $8,222,000 $1,300,260 $0 $1,300,260 12 PROVIDENT COMMUNITY BANCSHARES, INC. Y $9,266,000 $1,505,725 $0 $1,505,725 13 RCB FINANCIAL CORPORATION N $8,900,000 $1,055,520 $0 $0 9 REDWOOD CAPITAL BANCORP N $3,800,000 $51,775 $51,775 $0 0 REGENT BANCORP, INC. Y $9,982,000 $1,632,030 $0 $1,632,030 12 45 RELIANCE BANCSHARES, INC. N $40,000,000 $5,995,000 $0 $0 11 45 RIDGESTONE FINANCIAL SERVICES, INC. N $10,900,000 $2,079,175 $0 $0 14 37 RISING SUN BANCORP Y $5,983,000 $1,304,240 $0 $1,304,240 16 ROGERS BANCSHARES, INC. N $25,000,000 $5,109,375 $0 $0 15 28, 57 7 45 7, 28 28 ROYAL BANCSHARES OF PENNSYLVANIA, INC. Y $30,407,000 $6,461,488 $0 $6,461,488 17 32 SANTA LUCIA BANCORP N $4,000,000 $200,000 $0 $0 4 42 SEACOAST BANKING CORPORATION OF FLORIDA SEVERN BANCORP, INC. N $50,000,000 $5,625,000 $5,625,000 $0 0 45 N $23,393,000 $1,754,475 $0 $0 6 7 SONOMA VALLEY BANCORP N $8,653,000 $353,715 $0 $0 3 45 SOUTHCREST FINANCIAL GROUP, INC. N $12,900,000 $1,581,863 $0 $0 9 SOUTHERN COMMUNITY FINANCIAL CORP. N $42,750,000 $3,740,625 $3,740,625 $0 0 SOUTHFIRST BANCSHARES, INC. Y $2,760,000 $263,235 $0 $263,235 7 SOUTHWEST BANCORP, INC. N $70,000,000 $3,500,000 $3,500,000 $0 0 45 SPIRIT BANKCORP, INC. N $30,000,000 $4,905,000 $0 $0 12 53 STANDARD BANCSHARES, INC. N $60,000,000 $4,905,000 $4,905,000 $0 0 STERLING FINANCIAL CORPORATION N $303,000,000 $18,937,500 $0 $0 0 45 STONEBRIDGE FINANCIAL CORP. N $10,973,000 $1,794,180 $0 $0 12 7 SUPERIOR BANCORP INC. N $69,000,000 $2,587,500 $0 $0 3 15 SYRINGA BANCORP Y $8,000,000 $1,744,000 $0 $1,744,000 16 15 TCB HOLDING COMPANY Y $11,730,000 $2,237,655 $0 $2,237,655 14 7 TENNESSEE COMMERCE BANCORP, INC. N $30,000,000 $1,125,000 $0 $0 3 45 TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. N $3,000,000 $531,375 $0 $0 13 45 THE BARABOO BANCORPORATION, INC. N $20,749,000 $565,390 $0 $0 2 45 THE QUEENSBOROUGH COMPANY N $12,000,000 $1,798,500 $0 $0 11 11 THE SOUTH FINANCIAL GROUP, INC. N $347,000,000 $13,012,500 $0 $0 0 17 TIB FINANCIAL CORP N $37,000,000 $1,850,000 $0 $0 4 15 12 10, 14, 48 TIDELANDS BANCSHARES, INC. Y $14,448,000 $2,167,200 $0 $2,167,200 37, 43, 45 TIMBERLAND BANCORP, INC. N $16,641,000 $1,872,113 $1,872,113 $0 0 20 TREATY OAK BANCORP, INC. N $3,268,000 $133,553 $0 $0 3 45 TRINITY CAPITAL CORPORATION N $35,539,000 $1,452,660 $1,452,660 $0 0 TRISTATE CAPITAL HOLDINGS, INC. N $23,000,000 $313,375 $313,375 $0 0 7 UCBH HOLDINGS INC. N $298,737,000 $3,734,213 $0 $0 1 45 UNITED COMMUNITY BANKS, INC. N $180,000,000 $2,250,000 $2,250,000 $0 0 VALLEY FINANCIAL CORPORATION N $16,019,000 $1,001,188 $1,001,188 $0 0 VILLAGE BANK AND TRUST FINANCIAL CORP. Y $14,738,000 $1,842,250 $0 $1,842,250 10 15 WESTERN COMMUNITY BANCSHARES, INC. Y $7,290,000 $1,291,388 $0 $1,291,388 13 37 WHITE RIVER BANCSHARES COMPANY Y $16,800,000 $2,517,900 $0 $2,517,900 11 45 WORTHINGTON FINANCIAL HOLDINGS, INC. N $2,720,000 $222,360 $0 $0 6 42 YADKIN VALLEY FINANCIAL CORPORATION N $49,312,000 $3,082,000 $3,082,000 $0 0 NON-CUMULATIVE DIVIDENDS: 45 BANK OF COMMERCE N $3,000,000 $122,625 $0 $0 3 45 BANK OF GEORGE N $2,672,000 $364,150 $0 $0 10 BEACH BUSINESS BANK N $6,000,000 $163,500 $163,500 $0 0 45 CAROLINA TRUST BANK N $4,000,000 $150,000 $0 $0 3 37 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 194 COLONIAL AMERICAN BANK Y $2,400,000 $163,500 $0 $163,500 5 N $574,000 $15,655 $0 $0 2 COMMERCE NATIONAL BANK N $5,000,000 $150,000 $0 $0 3 COMMONWEALTH BUSINESS BANK N $7,701,000 $1,049,250 $0 $0 10 COMMUNITY 1ST BANK N $2,550,000 $323,994 $0 $0 10 COMMUNITY BANK OF THE BAY N $1,747,000 $72,549 $0 $0 0 DESOTO COUNTY BANK N $2,681,000 $25,624 $25,624 $0 0 45 EXCHANGE BANK N $43,000,000 $585,875 $0 $0 1 45 FIRST INTERCONTINENTAL BANK N $6,398,000 $697,400 $0 $0 8 54 FIRST SOUND BANK N $7,400,000 $1,202,500 $0 $0 13 7 FORT LEE FEDERAL SAVINGS BANK, FSB N $1,300,000 $106,275 $0 $0 6 FRESNO FIRST BANK N $1,968,000 $33,357 $0 $0 2 15 GEORGIA PRIMARY BANK Y $4,500,000 $1,051,850 $0 $1,051,850 17 7 GOLD CANYON BANK N $1,607,000 $254,010 $0 $0 12 GOLDWATER BANK, N.A. Y $2,568,000 $489,720 $0 $489,720 14 7 GULFSOUTH PRIVATE BANK N $7,500,000 $494,063 $0 $0 5 15 LONE STAR BANK Y $3,072,000 $757,757 $0 $757,757 18 MARINE BANK & TRUST COMPANY Y $3,000,000 $490,500 $0 $490,500 12 MARYLAND FINANCIAL BANK Y $1,700,000 $92,650 $0 $92,650 4 MIDTOWN BANK & TRUST COMPANY Y $5,222,000 $996,065 $0 $996,065 14 NORTHWEST COMMERCIAL BANK N $1,992,000 $135,750 $0 $0 5 OJAI COMMUNITY BANK N $2,080,000 $56,680 $0 $0 2 ONE GEORGIA BANK N $5,500,000 $605,328 $0 $0 8 37, 45 19 7 15 ONE UNITED BANK Y $12,063,000 $2,714,175 $0 $2,714,175 18 PACIFIC COMMERCE BANK Y $4,060,000 $695,771 $55,318 $640,454 12 15 PREMIER SERVICE BANK Y $4,000,000 $923,472 $0 $923,472 17 45 PRESIDIO BANK N $10,800,000 $703,656 $703,656 $0 0 RANDOLPH BANK & TRUST COMPANY N $6,229,000 $678,880 $0 $0 8 37 SAIGON NATIONAL BANK Y $1,549,000 $391,898 $0 $391,898 19 45 SANTA CLARA VALLEY BANK, N.A N $2,900,000 $474,150 $0 $0 12 SEACOAST COMMERCE BANK N $1,800,000 $14,170 $14,170 $0 0 18 THE BANK OF CURRITUCK N $4,021,000 $219,140 $0 $0 4 40 THE CONNECTICUT BANK AND TRUST COMPANY THE FREEPORT STATE BANK N $5,448,000 $246,673 $0 $0 4 N $301,000 $36,900 $36,900 $0 0 7 TIFTON BANKING COMPANY N $3,800,000 $51,775 $0 $0 1 15 U.S. CENTURY BANK Y $50,236,000 $10,267,050 $0 $10,267,050 15 UNITED AMERICAN BANK Y $8,700,000 $2,127,090 $0 $2,127,090 18 US METRO BANK Y $2,861,000 $272,860 $0 $272,860 7 45 VALLEY COMMUNITY BANK N $5,500,000 $749,375 $0 $0 10 45 VIRGINIA COMPANY BANK N $4,700,000 $185,903 $0 $0 3 12 S-CORPORATION INTEREST: 37, 45 ALLIANCE FINANCIAL SERVICES, INC. N $12,000,000 $3,020,400 $0 $0 45 BISCAYNE BANCSHARES, INC. N $6,400,000 $130,238 $130,238 $0 0 45 BOSCOBEL BANCORP, INC. N $5,586,000 $1,288,716 $0 $0 11 45 BROGAN BANKSHARES, INC. N $2,400,000 $352,380 $0 $0 7 CHAMBERS BANCSHARES, INC. Y $19,817,000 $1,247,000 $0 $1,247,000 3 COMMUNITY PRIDE BANK CORPORATION N $4,400,000 $803,286 $0 $0 9 DUKE FINANCIAL GROUP, INC. Y $12,000,000 $1,761,900 $1,761,900 $0 0 FBHC HOLDING COMPANY N $3,035,000 $123,127 $0 $0 2 FIRST TRUST CORPORATION N $17,969,000 $4,522,611 $0 $0 12 GREAT RIVER HOLDING COMPANY Y $8,400,000 $2,114,280 $0 $2,114,280 12 INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTYCORPORATION INC ONEFINANCIAL N $4,000,000 $922,900 $0 $0 11 Y $17,300,000 $2,105,997 $0 $2,105,997 6 OSB FINANCIAL SERVICES, INC. N $6,100,000 $383,843 $383,843 $0 0 45 PLATO HOLDINGS INC. N $2,500,000 $207,266 $0 $0 4 45 PREMIER FINANCIAL CORP. N $6,349,000 $1,597,857 $0 $0 12 45 31 28, 45 7 RIVERSIDE BANCSHARES, INC. Y $1,100,000 $46,145 $0 $46,145 2 45 SECURITY STATE BANK HOLDING COMPANY N $10,750,000 $2,931,481 $676,496 $0 10 15 SUBURBAN ILLINOIS BANCORP, INC. Y $15,000,000 $3,146,250 $0 $3,146,250 10 CAPITAL PURCHASE PROGRAM (CPP) PORTFOLIO MISSED DIVIDENDS & INTEREST PAYMENTS AS OF OCTOBER 31, 2013 Total CPP Investment Amount (Note 24) Outstanding CPP Investment Amount as of October $204,894,726,320 Total CPP Dividends/Interest Paid as of October 31, 2013 (Note 1) $12,025,539,072 $3,207,799,658 Non-Current CPP Dividends/Interest (Note 3) $123,893,212 31, 2013 Notes Institution Name Purchase Amount (Note 6) Unpaid Dividends/Interest (Note 2) Non-Current Cumulative Dividends: $93,854,500 Non-Current Non-Cumulative Dividends: $21,379,040 Non-Current S-Corp Interest: $8,659,672 Payments Made Later (Note 4) Non-Current Dividends/Interest (Note 3) Number of Missed Payments (Note 5) CUMULATIVE DIVIDENDS: 15 15 27 1ST FINANCIAL SERVICES CORPORATION $16,369,000 $2,659,963 $0 $2,659,963 13 AB&T FINANCIAL CORPORATION $3,500,000 $437,500 $0 $437,500 10 ALLIED FIRST BANCORP, INC. $3,652,000 $447,908 $0 $447,908 9 ATLANTIC BANCSHARES, INC. $2,000,000 $272,050 $0 $272,050 10 BANK OF THE CAROLINAS CORPORATION $13,179,000 $1,812,113 $0 $1,812,113 11 BCB HOLDING COMPANY, INC. $1,706,000 $232,375 $0 $232,375 10 BRIDGEVIEW BANCORP, INC. $38,000,000 $7,248,500 $0 $7,248,500 14 CALVERT FINANCIAL CORPORATION $1,037,000 $42,398 $0 $42,398 3 CALWEST BANCORP $4,656,000 $761,310 $0 $761,310 12 CAPITAL COMMERCE BANCORP, INC. $5,100,000 $903,338 $0 $903,338 13 15 CECIL BANCORP, INC. $11,560,000 $2,167,500 $0 $2,167,500 15 15 CENTRAL BANCORP, INC. - TX $22,500,000 $3,065,625 $0 $3,065,625 10 CENTRUE FINANCIAL CORPORATION $32,668,000 $6,941,950 $0 $6,941,950 17 CITIZENS COMMERCE BANCSHARES, INC. $6,300,000 $1,373,400 $0 $1,373,400 16 CITY NATIONAL BANCSHARES CORPORATION $9,439,000 $1,769,813 $0 $1,769,813 15 $17,806,000 $2,426,000 $0 $2,426,000 10 $2,400,000 $392,400 $0 $392,400 12 FARMERS & MERCHANTS BANCSHARES, INC. $11,000,000 $899,250 $149,875 $749,375 5 15 FIRST UNITED CORPORATION $30,000,000 $4,500,000 $0 $4,500,000 12 15 GRAND MOUNTAIN BANCSHARES, INC. $3,076,000 $706,035 $0 $706,035 17 GREER BANCSHARES INCORPORATED $9,993,000 $1,497,788 $0 $1,497,788 11 HARBOR BANKSHARES CORPORATION $6,800,000 $1,275,000 $170,000 $1,105,000 13 28, 45 15 COMMUNITY FIRST, INC. CSRA BANK CORP. 15 HCSB FINANCIAL CORPORATION $12,895,000 $1,773,063 $0 $1,773,063 11 HIGHLANDS INDEPENDENT BANCSHARES, INC. $6,700,000 $1,004,163 $0 $1,004,163 11 IA BANCORP, INC. $5,976,000 $393,638 $78,728 $314,910 4 15 IDAHO BANCORP $6,900,000 $1,598,213 $0 $1,598,213 17 15 LIBERTY SHARES, INC. $17,280,000 $2,825,280 $0 $2,825,280 12 MADISON FINANCIAL CORPORATION $3,370,000 $642,985 $0 $642,985 14 MARKET BANCORPORATION, INC. $2,060,000 $364,878 $0 $364,878 13 MONARCH COMMUNITY BANCORP, INC. $6,785,000 $1,272,188 $0 $1,272,188 15 15 NCAL BANCORP $10,000,000 $1,226,250 $0 $1,226,250 9 15 NORTHERN STATES FINANCIAL CORPORATION $17,211,000 $3,442,200 $0 $3,442,200 16 PACIFIC CITY FINANCIAL CORPORATION $16,200,000 $3,752,325 $0 $3,752,325 17 $6,000,000 $1,144,500 $0 $1,144,500 14 $26,038,000 $3,902,470 $0 $3,902,470 11 $4,389,000 $777,270 $0 $777,270 13 $35,000,000 $3,500,000 $0 $3,500,000 8 PRAIRIE STAR BANCSHARES, INC. $2,800,000 $534,100 $0 $534,100 14 PRIVATE BANCORPORATION, INC. $8,222,000 $1,300,260 $0 $1,300,260 12 PROVIDENT COMMUNITY BANCSHARES, INC. $9,266,000 $1,505,725 $0 $1,505,725 13 REGENT BANCORP, INC. $9,982,000 $1,632,030 $0 $1,632,030 12 37 RISING SUN BANCORP $5,983,000 $1,304,240 $0 $1,304,240 16 28 ROYAL BANCSHARES OF PENNSYLVANIA, INC. $30,407,000 $6,461,488 $0 $6,461,488 17 $2,760,000 $263,235 $0 $263,235 7 PATAPSCO BANCORP, INC. 15 PATRIOT BANCSHARES, INC. PINNACLE BANK HOLDING COMPANY, INC. 15 PORTER BANCORP, INC.(PBI) LOUISVILLE, KY SOUTHFIRST BANCSHARES, INC. 15 SYRINGA BANCORP $8,000,000 $1,744,000 $0 $1,744,000 16 15 TCB HOLDING COMPANY $11,730,000 $2,237,655 $0 $2,237,655 14 15 TIDELANDS BANCSHARES, INC. $14,448,000 $2,167,200 $0 $2,167,200 12 15 VILLAGE BANK AND TRUST FINANCIAL CORP. $14,738,000 $1,842,250 $0 $1,842,250 10 $7,290,000 $1,291,388 $0 $1,291,388 13 $16,800,000 $2,517,900 $0 $2,517,900 11 WESTERN COMMUNITY BANCSHARES, INC. 37 WHITE RIVER BANCSHARES COMPANY NON-CUMULATIVE DIVIDENDS: 37 15 15 15 CITIZENS BANK & TRUST COMPANY, S S PRIMARY 19 BANK GEORGIA $2,400,000 $163,500 $0 $163,500 5 $4,500,000 $1,051,850 $0 $1,051,850 17 GOLDWATER BANK, N.A. $2,568,000 $489,720 $0 $489,720 14 LONE STAR BANK $3,072,000 $757,757 $0 $757,757 18 MARINE BANK & TRUST COMPANY $3,000,000 $490,500 $0 $490,500 12 MARYLAND FINANCIAL BANK $1,700,000 $92,650 $0 $92,650 4 MIDTOWN BANK & TRUST COMPANY $5,222,000 $996,065 $0 $996,065 14 $12,063,000 $2,714,175 $0 $2,714,175 18 ONE UNITED BANK PACIFIC COMMERCE BANK $4,060,000 $695,771 $55,318 $640,454 12 15 PREMIER SERVICE BANK $4,000,000 $923,472 $0 $923,472 17 37 SAIGON NATIONAL BANK $1,549,000 $391,898 $0 $391,898 19 15 U.S. CENTURY BANK $50,236,000 $10,267,050 $0 $10,267,050 15 UNITED AMERICAN BANK $8,700,000 $2,127,090 $0 $2,127,090 18 US METRO BANK $2,861,000 $272,860 $0 $272,860 7 $19,817,000 $1,247,000 $0 $1,247,000 3 $8,400,000 $2,114,280 $0 $2,114,280 12 $17,300,000 $2,105,997 $0 $2,105,997 6 $1,100,000 $46,145 $0 $46,145 2 $15,000,000 $3,146,250 $0 $3,146,250 10 S-CORPORATION INTEREST: CHAMBERS BANCSHARES, INC. GREAT RIVER HOLDING COMPANY ONEFINANCIAL CORPORATION RIVERSIDE BANCSHARES, INC. 15 SUBURBAN ILLINOIS BANCORP, INC. Notes 1 "Dividends and Interest Paid" includes amounts paid in respect of exercised warrants. 2 3 "Unpaid Dividends/Interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Unpaid Dividends/Interest" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership. "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) exited their investment in the Capital Purchase Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings. 4 "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s). 5 "Number of Missed Payments" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership. 6 "Purchase Amount" includes the investment amount for child institutions from mergers, acquisitions. 7 This institution has entered bankruptcy or its bank subsidiary was placed into receivership. 7b This institution has completed bankruptcy proceedings and Treasurys investment was extinguished. 8 This institution repaid dividends by way of capitalization at the time of exchange. 9 For information related to the exchange of treasurys investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 10 For information related to the exchange agreement for Treasurys investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 11 For information related to the sale of Treasurys investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 12 For information related to the exchange of Treasurys investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 13 For information related to the exchange agreement for Treasurys investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 14 This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock. 15 As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned. 16 For information related to the exchange of Treasurys investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 17 For information related to the sale of Treasurys investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 18 For information related to the sale of Treasurys investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 19 This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero. 20 For information related to the sale of Treasurys investment, please see footnote 47 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 21 For information related to the exchange of Treasurys investment, please see footnote 48 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 22 For information related to the exchange of Treasurys investment, please see footnote 51 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 23 For information related to the exchange of Treasurys investment, please see footnote 55 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 24 Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8. 25 For information related to the sale of Treasurys investment, please see footnote 58 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 26 For information related to the sale of Treasurys investment, please see footnote 53 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 27 Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed one director to the board of directors of this institution. 28 Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed two directors to the board of directors of this institution. 29 For information related to the sale of Treasurys investment, please see footnote 68 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 30 For information related to the exchange of Treasurys investment, please see footnote 69 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 31 For information related to the sale of Treasurys investment, please see footnote 52 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 32 For information related to the sale of Treasurys investment, please see footnote 72 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 33 For information related to the exchange of Treasurys investment, please see footnote 67 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 34 For information related to the exchange of Treasurys investment, please see footnote 73 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 35 For information related to the sale of Treasurys investment, please see footnote 63 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 36 For information related to the exchange of Treasurys investment, please see footnote 78 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 37 As of the date of this report, this institution has declined Treasurys request to have a Treasury observer attend board of directors meetings. 38 For information related to the sale of Treasurys investment, please see footnote 86 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 39 For information related to the sale of Treasurys investment, please see footnote 83 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 40 For information related to the sale of Treasurys investment, please see footnote 82 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 41 For information related to the sale of Treasurys investment, please see footnote 85 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 42 For information related to the sale of Treasurys investment, please see footnote 80 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 43 44 This institution has repaid some or all prior missed dividends, but still owes accrued interest on prior missed dividends. The number of missed payments will be reduced only when the institution pays the prior missed dividend plus any additional accrued interest thereon. For information related to the sale of Treasurys investment, please see footnote 84 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 45 For information related to the sale of Treasurys investment, please see footnote 92 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 46 For information related to the sale of Treasurys investment, please see footnote 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 47 For information related to the sale of Treasurys investment, please see footnote 91 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 48 For information related to the sale of Treasurys investment, please see footnote 89 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 49 For information related to the sale of Treasurys investment, please see footnote 93 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 50 For information related to the sale of Treasurys investment, please see footnote 94 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 51 For information related to the sale of Treasury's investment, please see footnote 101 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 52 For information related to the sale of Treasury's investment, please see footnote 100 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 53 For information related to the sale of Treasury's investment, please see footnote 102 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 54 For information related to the sale of Treasury's investment, please see footnote 103 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 55 For information related to the sale of Treasury's investment, please see footnote 105 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 56 For information related to the sale of Treasury's investment, please see footnote 106 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 57 For information related to the sale of Treasury's investment, please see footnote 107 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 58 For information related to the sale of Treasury's investment, please see footnote 108 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 59 For information related to the sale of Treasury's investment, please see footnote 109 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 60 For information related to the sale of Treasury's investment, please see footnote 110 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 61 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On 9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013. 62 For information related to the sale of Treasury's investment, please see footnote 111 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS AS OF OCTOBER 31, 2013 Total CDCI Investment Amount $570,073,000 Total CDCI Dividends/Interest Paid as of October 31, 2013 Outstanding CDCI Investment Amount as of $475,170,095 Non-Current CDCI Dividends/Interest (Note 1) $33,555,121 $201,525 October 31, 2013 Notes 2, 3 5 Institution Name Purchase Amount $181,225 Non-Current Non-Cumulative Dividends: $20,300 Non-Current S-Corp Interest: $0 Non-Current Credit Union Interest: $0 Unpaid Dividends/Interest (Note 1) Payments Made Later (Note 2) Non-Current Dividends/Interest (Note 1,4) Number of Missed Payments CUMULATIVE DIVIDENDS: CARVER BANCORP, INC. Y $18,980,000 $284,700 $284,700 $0 0 FIRST AMERICAN INTERNATIONAL CORP. Y $17,000,000 $765,000 $765,000 $0 0 FIRST VERNON BANCSHARES, INC. Y $6,000,000 $343,475 $312,250 $31,225 2 PGB HOLDINGS, INC. Y $3,000,000 $150,000 $0 $150,000 10 NON-CUMULATIVE DIVIDENDS: COMMUNITY BANK OF THE BAY Y $4,060,000 $20,300 $0 $20,300 1 TRI-STATE BANK OF MEMPHIS Y $2,795,000 $27,950 $27,950 $0 0 S-CORPORATION INTEREST: PREMIER BANCORP, INC. N $6,784,000 $316,624 $0 $0 6 Y $283,000 $4,245 $4,245 $0 0 N $57,000 $570 $570 $0 0 CREDIT UNION INTEREST: NEIGHBORHOOD TRUST FEDERAL CREDIT UNION 2 Portfolio? Non-Current Cumulative Dividends: UNITEHERE FEDERAL CREDIT UNION (WORKERS UNITED FEDERAL CREDIT UNION) Notes 1 "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. 2 "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s). 3 For information related to the exchange of Treasury's investment, please see footnote 71 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table. 4 "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Community Development Capital Initiative Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings. 5 "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Community Development Capital Initiative or (ii) entered bankruptcy or its bank subsidiary was placed into receivership.