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ABBOTT, Charles C , Chairman
"The Changing Outlook for Investment Banking"
(Abstract), THE AMERICAN ECONOMIC REVIEW, XXXII, No, 1,
Part 2, March, 1942, pp. 212, p. 212.
Topics discussed:
the maintenance of existing federal
security regulation;
the development of new sources for equity
capital—especially for small and growing
companies
types of business available to investment
bankers during the war if new capital
issues disappear
BERLE, A. A., Jr,
High Finance: Master or Servant, YALE REVIEW,
Vol. XXIII,
BIDDLE, C. P. and BATES, G. E.
INVESTMENT BANKING.
McGraw-Hill, 1931.
New York:
BIDDLE, C. P. and BATES, G. E.
INVESTMENT BANKING; A CASE BOOK. New Tork:
1931. Pp. xri, 621.
Author F i l e
BOGEN, J u l e s
"Investment Banking," i n THE ENCYCLOPAEDIA OF
THE SOCIAL SCIENCES. New York: The Macmillan Co., 1937.
VII, pp. 268-77.
BOGEN, Jules I.
Investment banking in ENCYCLOPAEDIA OF THE
SOCIAL SCIENCES, edited by E.R.A. Seligman, Vol, VIII.
New York:
1932, pp. 268-277-
DEWING, A. S.
THE FINANCIAL POLICY OF CORPORATIONS.
New York:
3d edition, 1934.
Investment banking:
Book V, chaps. 3-10.
HALSTOH, A.
SECURITY SYNDICATE OPERATIONS. New York:
Ronald Press, rev. ed., e. 1928.
Investment Banking.
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A.
Security
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O p e r a t i o n s . • AJew
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HARVARD UNIVERSITX=
ADMINISTRATION
GRADUATE SCHOOL OF BUSINiSS
Problems in Investment Banking.
Cambridge, Mass.:
1927. 2 vols. *typescript in folders]
HAVEN, T. Kenneth
INVESTMENT BANKING UNDER THE SECURITIES AND
EXCHANGE COMMISSION. "Michigan Business Studies."
Vol. IX, No. 3. Ann Arbor: School of Business
Administration, Bureau of Business Research, University
of Michigan, 1940. Pp. 154.
HAVEN, T. Kenneth
INVESTMENT BANKING UNDER THE SECURITIES AND EXCHANGE
COMMISSION. "Michigan Business Studies,*1 Vol. IX, No.
3* Ann Arbor: University of Michigan, 1940. Pp. 154Review: by Chelcie C. Bosland, JOURNAL OF POLITICAL
ECONOMY, Vol. L, October, 1942, pp. 780-1.
factual and statistical
analysis of how investment banks
have fared under regulations 1933-38
HAVEN, T. Kenneth
INVESTMENT BANKING UNDER THE SECURITIES AND
EXCHANGE COMMISSION ("Michigan Business Studies,"
Vol. IX, No. 3). Ann Arbor: University of
Michigan, 1940, Pp. 154.
Reviewed by C. C. Bosland, JPE, L, Oct. 1942, pp. 780-1
HAIES, H. R.
Some public aspects of modern investment banking.
An address delivered at the finance group session of
the annual meeting of the Chamber of Commerce of the
U.S.A., Washington, D.C., 1928.
Washington:
1928.
16 pp.
HOWELL, Paul L.
Competition in investment banking, JOURNAL OF
FINANCE, VIII, No. 2, May, 1953, pp. 278-282.
For a more complete version of this paper, see
HARVARD BUSINESS REVIEW,
May-June, 1953.
HOWELL, Paul L.
Competition in Investment Banking, JOURNAL OF
FINANCE, VIII, May, 1953, pp. 278-282.
Complete text of this paper (revised to include trii
developments to April 1, 1953) published in HARVARD
BUSINESS REVIEW,
May-June, 1953 •
Ours* 1/ of
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ILLINOIS, University of.
BUREAU OF BUSINESS RESEARCH.
INVESTMENT BANKING IN CHICAGO, B u l l e t i n No. 39.
Urbana.* University of I l l i n o i s , 1931. Pp. 63.
Review: by Stuart P. Meech, JOURNAL OF POLITICAL ECONOMI,
vol. 4 1 , Oct., 1933, pp. 714-15.
evaluation of Chicago investment
banking, 1902-30.; i n s t i t u t i o n a l and functiona.
development of Chicago investment s t r u c t u r e
since 1921 ( q u a n t i t a t i v e a s p e c t s ) .
ILLINOIS, University of
INVESTMENT BANKING IN CHICAGO.
(Univ. of Illinois Bureau of Business Research
Bulletin No. 39). Urbana:
1931.
INVESTMENT BANKERS ASSOCIATION
FUNDAMENTALS OF INVESTMENT BANKING.
York, P r e n t i c e - H a l l , 1 9 4 9 .
New
LEFFINGWELL, R. C.
"Memorandum prepared by R. C. Leffingwell,
partner in J. P. Morgan & Company, supplementing
his testimony before the investment banking study
of the Temporary National Economic Committee,H
pp. 1233S-12342, Part 23: Investigation of concentration of economic power, HEARINGS before the T*N.E.C.
U.S. Congress, 7th Session. Washington: GPO, 1940.
Private banking firm
LION, H*
The vork of an investment banking house,
THE AIINALS of the American Academy of Political &
Social Science,
March, 1920.
McCLINTOCK, Franklin T.
COMPETITIVE BIDDING FOR NEW ISSUES OF
SECURITIES. New York: Harriman Ripley & Co.,
I n c . , 1939. Pp. 7 3 .
Review:
by George A. Eddy, JOURNAL OF POLITICAL
ECONOMY, XLVIII, D e c , 1940, p . 920.
investment banking
McDougall, J* L*
"Economic Equilibriuni and the Investment Banker,"
PAPERS AND PEOCEEDINGS of the fifth annuel meeting
of the Canadi»n Political Science Association, Ottawa,
Mey, 1933* Vol* V. Kingston, Ont.: Canadian
Politics! Science Association, 1933*
MEAD, E. S., JEEEMIAH, D. B. and WARRINGTON, V.E.
THE BUSINESS CORPORATIOM, ITS FINANCIAL
ORGANIZATION AND OPERATION.
New Tork:
Investment banking, chaps. 20-22
M
Moore, Terris
Security affiliates versus private investment
banker-a study in security originations! (In:
Harvard Business Review,July 1934,p.478-484•)
Banks have decidedly not performed the security origination function any better than have the
private investment bankers•
Banks and banking-Affiliates
HOORE, T.
Security affiliates versus private investment
banker—a study in security organizations,
HARVARD BUSINESS REVIEW,
July, 1934.
Pp. 7.
Ch
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NASH, B. D.
INVESTMENT BANKING IN ENGLAND.
New York:
1924. Pp. x, 1L4.
Chicago and
NAVIN, Thomas R.
Investment Banking Since 1900: An Unexplored
Field in American Financial History, BULLETIN OF THE
BUSINESS HISTORICAL SOCIETY, Vol. XXVII, no. 1,
March, 1953, pp. 60-65.
NORTH, D. C.
Life insurance and investment banking at the
tirie of the Armstrong Investigation of 1905-1906.
JOURNAL rtF ECONOMIC HISTOEY,
Summer, 1954.
Pp. 20.
NORTH Douglass C.
Life insurance and investment banking
at the time of the Armstrong investigation of 19051906, JOURNAL OF ECONOMIC HISTORY, XIV, Summer,
1954, pp. 209-228,
NORTH, D. C.
Life Insurance and Investment Banking a t the
Time of the Armstrong Investigation of 1905-1906,
JOURNAL OF ECOMOMIC HISTORY, XIV, No. 3, Summer, 1954.
PEASE, Robert H. and CHERRINGTON, Homer V.
MORTGAGE BANKING.
Company, 1953*
New York:
McGraw-Hill Book
PROCHNOW, Herbert V.
AMERICAN FINANCIAL INSTITUTIONS. New
York, Prentice-Hall, 1951.
pp. 339-436. Investment banking in US
STEFFEN, R.
The investment bankers1 case: some observations,
TALE LAW JOURNAL,
December, 195426 pp.
"WHITNEY, W. D.: The investment bankers1 caseincluding a reply to Professor Steffen, ibid.,
January, 1955*
26 pp.
STEINER, W. H.
The functions of the investment banker, THE ANNALS
of the American Academy of P o l i t i c a l & Social Science,
Vol. 171, January, 1952*, pp. 65-72.
Investment banking
fi
r> tvsts
¥tlh V
Chap. VI: Investment Banking
Chap. VII: Operation of the Banking
System (differences and s i m i l a r i t i e s
-. &A>**6o Unt„ b ^ I f n commercial and
invVslmenT financing)
WARBUBG, Paul M.
Some problems of the investment banker,
New York:
1919. 9 pp.
VJESTON, J. F.
THE ECONOMICS OF COMPETITIVE BIDDING IN THE
SALE OF SECURITIES. Chicago: University of
Chicago Press, 1943. Pp. ix, 51.
"Studies in Business Administration," Vol. VIII,no.I.
Review: by C. A. Dice, SOUTHERN ECONOMIC JOURNAL, X,
July, 1943, PP. 70-2.
See especially ch. 3s Economic problems
raised by the existence of non-competitive pracpractices in the investment banking industry
VESTON, J. F.
THE ECONOMICS OF OTMPETITI7E BIDDHC IN THE SALE
OF SECURITIES, Studies in Bueineas Administration, No*
Vol. 13, no. 1. Chicago: University of Chicago Press,
1942.
investment banking
institutional policies and practices
u
Willie, H# Parker
Federal control of investment banking urged:
facts and proposed plans*
(In: Th* Annalist,June
13,1931, p.1057-,66.)
Thsrs ?s P. general business deiaand for. great
broadening of Federal porsrsr over bn^king e»ad espec
i a l l y over investment banking*
Banks and banking-Affiliates.
Investment trusts*
WILLIS, H. Parker and BOGEN, Jules I.
INVESTMENT BANKING.
New York: Harper, 1st ed., 1929.
Review:
American Economic Review. XX,
1930, p. 122.
2nd (revised) ed., 1936. Pp. xiv, 66!?.
Review:
by W. Bayard Taylor, American Economic
Review. XXVII, June, 1937, pp. 337-837"
Covers laws 193>1936 covering investment banking
WILLIS, H. P. and BOGM, Jules I.
INVESTMENT BANKING. Nev York and London:
Harper,
1929. Pp. xii, 529.
2d rev. ed., 1936. Pp. xiv, 667.
o r
***?£
% V June,
; B ^ ? 1937,
t ? y l pp.
' 387-88.
* • * * « » Economic Review,'
v o l . 27,
BY R. W. Goldschmidt, JOURNAL OF POLITICAL
ECONOMY, Vol. 39, June, 1931, pp. 4 M - 1 5 .
WOOLFSON, A. P.
Should the government take over
investment banking, BANKERS MAGAZINE,
September, 1938,
Pp. 6.
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