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BALLANTINE, A. A.
Amending the Federal Securities Act, 20 American
Bar Association Journal 85, February, 195^»




Securities regulation

BANE, B. B.
The Securities Act of 1955* Proceedings, 16th
Annual Convention, National Association of Securities
Commissioners, 1955 •




Securities Regulation

BATES, 8 . B.
The Federal Securities Act end the English
Companies Act, HARVARD BUSINESS SCHOOL ALUMNI
BULLETIN,
November, 1955.




BERLE, A. A., Jr.
High Finance:
Autumn, 1955 •




Master or Servant, YALE REVIEW,

Securities Regulation

u
Securities act of 1933
Brownsll, Beorge A
The Federal securities act of 1933, how it
was adopted, how it operates and what some of its
effects may be# (In: Barr%*«/g,July 10,1933,p# 1,9)
Clipped and filed in v.f• Securities act of
1933




BULLOCK, C.J.
The Securities Act of 1955, REVIEW OF ECONOMIC
STATISTICS,
January 15, 1934.




CHEERINGTON, Homer V.
THE INVESTOR AND THE SECURITIES ACT.
Washington: American Council on Public Affairs,
1942. Pp. x, 253.
Review:
by Rudolph L. Weissman, AMERICAN ECONOMIC
REVIEW, XXXII, June, 1942, pp. 386-87.




SEC

BEAN, Arthur H.
The Federal Securities Acts
and Effects, FORTUNE,
At«ust, 1955-




Legal Opinion

Securities Regulation

II
„v.f #
Securities act of 1935
Sccuri- Dean, Arthur H.
tiefl act
Economic and legal aspects of the securities
of 19rS act of 1935.
(In: Investiaant Banking,Oct.7 f 1933f
p.18-31)
An address before the 16th annual convention
of the Hational Association of Securities Commissioners, in Milwaukee, Wis*,on Sept. 19,1933*
Clipped and f i l e d in v # f.




DEAN, Arthur H.
Economic and Legal Aspects of the Federal
Securities Act of 1955* PROCEEDINGS, 16th Annual
Convention, National Association of Securities
Commissioners, 1955*




DOIGLAS, W. 0.
Protecting the Investor, YALE REVIEW,
Sjurin*, 1954.




DOUGLAS,

and BATES,

Some Effects of the Securities Act upon
Investment Banking, 1 University of Chicago Law
Review 285* November, 1955.




DO ID LAS,

and BATES,

The Federal S e c u r i t i e s Act of 1935, *5 TALE
LAW JOURNAL 171, Deoember, 1935.




DULLES, John Poster
The Securities Act and Foreign Lending, FOREIGN
AFFAIRS,
October, 1955*




M
Securities act of 1933
Dulles, John Foster
The securities act and foreign lending.
Foreign Affairs, October 1933, p.33-45.)

(In:

Suggesting that a comparison of yeilds between foreign and domestic bonds leads to the conclusion that foreign bond holders have really suffered more loss than domestic holders*




EDWARDS, G. W.
Control of the Security Investment System,
HARVARD BUSINESS REVIEW,
October, 1955•




FELDMAN, G . J .
The new Federal S e c u r i t i e s Act, 14 BOSTON
UNIVERSITY LAW REVIEW 1, January, 1934.




FER3US0N, G. A., J r .
The Federal S e c u r i t i e s Act of 1935, 1 FEDERAL
BAR ASSOCIATION JOURNAL, 2 3 , October, 1935.




4

Ftt,.

lis*.




M
Securities act of 1933
Flynn, John T.
the marines^land in Wall street,
Harper's magazine,July 1935,p.148-155)

(In:

Kr•Eugene Black,Messrs.Pecora,Corcoran and
Cohen and a few others went into conference about
the revision of the Securities Exchange act of
1934 end took out of the bill almost all of its
teeth.
Clipped and filed in v.f.




M
f
.
Securities
exchange
act of 1934
vSec.TSxoh Fly^n, John T.
act of
^ e marines land in Wall street*
3934
Harperfs magazine,July 1935,p#148-155)

(In:i

Mr.Euge ne BlackfMessra.Pecora,Corcoran and
Cohen and a few others went into conference about
the jpevision of the Securities Exchange act of
1934 and tood out of the bill almost all of its
teeth.
Clipped and filed in v.f.




FRANKFURTER, E.
The Federal S e c u r i t i e s Act: S o c i a l Consequences,
FORTUNE,
August, 1955• Reprinted 78 CONGRESSIONAL
RECORD, 907.




v«f,

M
Securities act of 1933
Guaranty Trust Company of New York
Business recovery and the g&suritiee act. (In:
Guaranty Survey, November 27,1933.)
Filed in v.f # Securities act of 1933
Analysis and criticism of the act




HANNA, J. and TURLINGTON, E.
The Securities Act of 1955, 28 ILLINOIS LAW
REVIEW 482, Becember, 1955*




HERLANDS, W. B.
Criminal Law Aspects of the Securities Act of
1955. 9 SCRAPS 1, Aigust 26, 1955; reprinted
61 UNITED STATES LAW REVIEW 562, November, and
December, 1955*




ISAACS, N.
The Seeuritiee Act and the Constitution,
43 TALE LAW SOURNAL 218, Seoember, 1933.




LANDIS, J . M.
Landis Interprets S e c u r i t i e s Act, WALL STREET
JOURNAL, November 1, 1955.




Maclntyre, ML A.
Criminal Provisions of the Securities Act and
Analogies to Similar Criminal Statutes, 45 TALE
LAW JOURNAL 254, December, 1955-




MAY, George 0.
The Position of Accountants under the Securities
Act, JOURNAL OF ACCOUNTANCY,
January, 1954.




McFAFLMB, V.B., Jr.
National Securities Act of 1933. NEW MEXICO
BUSINESS REVIEW,
November, 1933.
Pp. 15.




MEAD, J.
Amend the Securities Act! ECONOMIC FORUM,
Autunn, 1955*




M
v # f.
Securities Act of 1933
Bee*Sxch. Meyer, Charles H.
Bet 19?4
The Investorfs Sword is Sharpened.
Economic Forum, Winter, 1935, p.437-448)

(In:

Investors have not yet realized the extensive
nature of the rights which the Act confers on them
Until its provisions become more generally known,
litigation under it is likely to be light.
Clipped and filed in v # f #

Securities Exchange Act, 1934




POWELL, T. R.
Unconstitutionality, HARVARD BUSINESS SCHOOL
ALUMNI BULLETIN,

July, 1955.




Iff
v#f•
Securities act of 1933
Security Riohmond, Henry
act of
Exchanges come under Federal control, how
1933
new margin requirements and other regulatory provisions affect: the investor, trader, broker,
listed company business» (In: Mag* of lall St«,
Ifay 26,1934,pai?-119*
Sketchy estimate of the effects of the act
Clipped and filed in v.f#

no author cd#




Ins e c u r i t i e s act of 1933
As amended the f e d e r a l s e c u r i t i e s a c t . • • a
l e g a l opinion upon the requirements of t h i s amend* >
ed l e g i s l a t i o n , whose s u c c e s s i s v i t a l to the
American c a p i t a l market, by Arthur H. D e a n . • • ( I n :
Fortune ,nSeptember 1 9 3 4 , p . 8 0 - 8 2 . )
Index at end of a r t i c l e




H
Securitiee act of 1933
The eecuritiee act; an interim report.
Fortune, December 1933,p»24-5 )

(In:

Some comparisons between the American act and
the Britieh Companies act.




The

?roUel0

* W o i l ,

H




gf

llMesUe^t

filler

S.

* *>*"» Y"*

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2 - £ ^ .

SHULMAN, H.
Civil Liability and the Securities Act, 43
YALE LAW JOURNAL 227, December, 1935.




THOMPSON, H.
Regulation of the Sale of Securitiea in Interstate Commerce, 9 AMERICAN BAR ASSOCIATION JOURNAL 157,

March, 1955*




Iff
Tucker, R*
S,
Government control of investments and speculation. (In: American Economic Review, suppl.
March.lS^p.140-155*)
Discussion and criticism of the Securities
%ct of 1933#fThe author reoommends that investment should be made by investor's own money and
not provided by bank funds*

Securities act of 1933.




M
Securities act of 1933
Tucker, fl.S.
Government control of investments and speculation. (In: American Economic Beview,suppl.
March 1935,p.140-155.)
Discussion and criticism of the Securities
act of 1933.The author recommends that investment should be made by investor's own money and
not provided by bank funds.







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