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UNITED STATES DEPARTMENT OF THE TREASURY
SECTION 105(a) TROUBLED ASSETS RELIEF PROGRAM
REPORT TO CONGRESS
FOR THE PERIOD
JUNE 1, 2009 TO JUNE 30, 2009
I. OVERVIEW
During the reporting period of June 1 to June 30, 2009, the Department of the Treasury
(Treasury) continued to refine and implement a number of programs under the
Troubled Assets Relief Program (TARP) pursuant to the goals of the Emergency Economic
Stabilization Act of 2008 (EESA). Treasury’s comprehensive approach to restoring stability to
the financial system includes actions to stabilize systemically important institutions, promote the
availability of credit to consumers and small businesses by investing in viable financial
institutions, reduce preventable foreclosures, and promote the transparency of programs under
the TARP. Given the critical role that financial institutions and markets play in the U.S.
economy, financial stability is a necessary precondition to the resumption and later, the
continuity, of economic growth. Specifically, during this reporting period, Treasury took the
following steps toward promoting financial stability:
•

Auto Industry Financing Program (AIFP) – Treasury committed to invest $30.1 billion in
General Motors Corporation (GM) to support GM during its restructuring period.

•

Capital Purchase Program (CPP) – Through the CPP, Treasury continued to invest in
viable financial institutions with the goal of stabilizing the financial system and restoring
the flow of credit. Treasury also invested in 10 small banks in June under the newly
announced CPP terms for small banks. In total, for this period, Treasury provided capital
to 36 institutions and continues to review applications. Treasury also received a number
of repayments of CPP investments. Notably, on June 9, 2009, Treasury announced that
10 of the largest U.S. financial institutions participating in the CPP and subject to the
Supervisory Capital Assessment Program (SCAP) exercise had met the requirements for
repayment established by the primary federal banking supervisors. Treasury received
approximately $68.5 billion in repayments from those 10 financial institutions on June
17, 2009.

•

Homeowner Affordability and Stability Plan – Treasury continued to build its network of
servicers participating in the Home Affordable Modification Program, entering into
agreements with eight new servicers.

Treasury continues to implement all programs under the TARP and the Financial Stability Plan
with a high degree of transparency and accountability. On June 15, 2009, Treasury released the
Monthly Lending and Intermediation Survey and Snapshot for April with data from the top 21
recipients of government investments through the CPP. The April lending survey results show
that overall outstanding loan balances fell one percent from March to April. Total consumer
outstanding loan balances also fell by one percent in April. Households are facing growing
pressures from a weakening labor market and further declines in their wealth. In this context,

consumers focused on paying down debt, driving the decreases in outstanding consumer
balances held by major banks.
In addition, banks reported that demand by businesses for commercial and industrial (C&I) loans
was well below normal levels and the outstanding stock of total C&I loans to businesses fell one
percent in April. The decline was attributed to lower demand among businesses for capital
expenditure loans and for loans to finance acquisitions, plants, equipment, inventories, and
accounts receivables. As firms continue to downsize, cut costs, and reduce inventories, banks
anticipate that lower levels of demand for C&I loans will persist through the second quarter of
2009.
In the commercial real estate (CRE) category, the April survey results point to continuing poor
market conditions and general caution by businesses. While total CRE loan balances were flat,
banks reported that demand for CRE loans remained well below normal levels, as businesses
continue to focus on strengthening their balance sheets, reserving for future losses, and
downsizing.
Originations in nearly all categories of loans decreased in April from their March levels. The
median growth in total loan originations was -8 percent in April, with six banks reporting
increases in loan originations and 15 banks reporting declines. The April survey also collected
new information on small business lending. Respondents reported that in April 2009,
outstanding balances for small business loans totaled roughly $267 billion, while small business
loan originations totaled roughly $8 billion.
On June 1, 2009, Treasury published its first CPP Monthly Lending Report, which includes data
on all participants in the CPP, regardless of size. Specifically, the Report makes available three
data points reported by banks on a monthly basis: average outstanding balances of consumer
loans, average outstanding balances of commercial loans, and average outstanding balances of
total loans from all CPP participants. The Report showed that the total average outstanding loan
balance for all CPP participants was $5,279 billion in February 2009 and $5,237 billion in March
2009. A second Report was issued on June 19, 2009, which showed that the total average
outstanding loan balance for all CPP participants was $5,151 billion in April 2009. The number
of reporting institutions varies from month to month; therefore, the total average outstanding
loan balances are not directly comparable. Going forward, this Report will be published around
the 20th of each month.
On June 15, 2009, Treasury published the Interim Final Rule on TARP Standards for
Compensation and Corporate Governance, which establishes certain standards for executive
compensation practices at firms receiving TARP assistance in order to protect the interests of
taxpayers and maximize shareholder value. The Interim Final Rule: (1) limits executive
compensation for certain executives and highly compensated employees at companies receiving
TARP assistance, (2) provides for the appointment of a Special Master to review compensation
plans at firms receiving exceptional assistance, (3) implements and expands on key provisions of
the American Recovery and Reinvestment Act of 2009 consistent with Treasury’s February 4,
2009 proposals, and (4) establishes additional compensation and governance standards to
improve accountability and disclosure. Details on the Interim Final Rule on TARP Standards for
2

Compensation and Corporate Governance are available at:
http://www.financialstability.gov/latest/tg_0609b2009.html.
II. REPORTING REQUIREMENTS
This is Treasury’s eighth Section 105(a) Troubled Assets Relief Program Report to Congress
(TARP Report) required by the EESA. Pursuant to EESA section 105(a), this TARP Report
provides the following regarding activities that occurred in June:
•
•
•

An overview of actions taken by the Secretary, including the considerations required by
section 103 and the efforts under section 109.
The actual obligation and expenditure of the funds provided for administrative expenses
by section 118.
A detailed financial statement with respect to the exercise of authority, including:
1. all agreements made or renewed;
2. all insurance contracts entered into pursuant to section 102;
3. all transactions occurring during the reporting period, including the types of
parties involved;
4. the nature of the assets purchased;
5. all projected costs and liabilities;
6. operating expenses, including compensation for financial agents;
7. the valuation or pricing method used for each transaction; and
8. a description of the vehicles established to exercise such authority.

III. PROGRAMS AND INITIATIVES
Automotive Industry Financing Program (AIFP)
The objective of the AIFP is to prevent a significant disruption of the American automotive
industry, which would have a negative effect on the economy of the United States. The program
requires participating institutions to implement plans that will achieve long-term viability.
Treasury continues to support domestic automakers as they restructure for a viable future. On
June 3, 2009, Treasury committed to invest $30.1 billion in General Motors Corporation (GM) to
support GM as it undergoes restructuring, of which $8.5 billion has been funded and the balance
will be funded on or before the closing of the sale of GM assets to the new GM.
Treasury received $1.589 million in dividend and interest payments from participants in the
AIFP in June. As of June 30, 2009, Treasury had received a total of $361.3 million in dividends
and interest from participants in the AIFP since the inception of the program.
Details about the AIFP are available on Treasury’s website at:
http://www.financialstability.gov/roadtostability/autoprogram.html.
Capital Purchase Program (CPP)
Treasury established the CPP in October 2008 to stabilize the financial system by building the
3

capital base of viable U.S. financial institutions, enabling them to continue to lend to businesses
and consumers during this unprecedented financial crisis and financial downturn. Under the
CPP, Treasury has purchased senior preferred shares from qualifying U.S. controlled banks,
savings associations, and holding companies. Treasury has also purchased subordinated
debentures from financial institutions that are Subchapter S corporations. The following table
describes CPP transactions for both the reporting period and total CPP transactions to date.
CPP Activity

Investment Amount

June 1, 2009 to June 30, 2009
Investment Activity
$3,790,393,000

October 28, 2008 to June 30,
2009
$203,193,201,000

Number of Institutions That
36
649
Received CPP Investment
Quarterly Dividends Received
$440,780,318
$4,938,546,228
on Principal Investment
Senior Preferred Shares Repayment Activity
Senior Preferred Shares
$68,352,729,000
$70,124,589,000*
Repurchased
Accrued and Unpaid
$304,289,907
$316,121,512
Dividends Associated with
Repurchase
Number of Institutions That
12
32
Repurchased Shares
Warrant Repayment Activity for Public Institutions
Warrants Repurchased
$6,965,000
$18,690,000
Number of Public Institutions
6
11
That Repurchased Warrants
Warrant Repayment Activity for Private Institutions
Preferred Shares Associated
0
$1,595,000
with the Exercise of Warrants
Repurchased
Accrued and Unpaid
Dividends Associated with the
0
$17,154
Exercise of Warrants
Repurchased
Number of Private Institutions
That Repurchased Shares
Associated with the Exercise
of Warrants
* - includes redemption

0

3

On June 26, 2009, in continuing to enhance transparency, Treasury announced its policy on the
disposition of warrants received in connection with investments in publicly traded institutions
4

under the CPP. When Treasury invests in publicly traded institutions, it receives warrants to
purchase common shares that it does not exercise immediately. When a publicly traded
institution repays Treasury’s CPP investment, the institution may repurchase the warrants at fair
market value, which is determined via an independent valuation process. That process includes
five steps: (1) Within 15 days of repayment, the institution submits a determination of fair
market value to Treasury; (2) Treasury ensures that taxpayers’ interests are protected by
implementing an appraisal procedure (described below) to determine whether to accept the
institution’s initial determination (under the contract, Treasury has 10 days to respond to the
initial determination); (3) If Treasury objects to the institution’s determination and cannot reach
an agreement with the institution regarding the fair market value, the appraisal procedure, as
outlined in the transaction documents, may be invoked at the option of either the institution or
Treasury, to reach a final price: the institution and Treasury each select an independent appraiser,
who conduct their own valuations and attempt to agree on the fair market value; and (4) If the
appraisers fail to agree, a third appraiser is hired, and subject to certain limitations, a composite
valuation of the three appraisals is used to establish the fair market value. Finally, (5) if an issuer
chooses not to repurchase the warrants, Treasury will sell the warrants through an auction
process over the next few months. Treasury is currently establishing guidelines for these
auctions, which it will publish on www.financialstability.gov.
Details about the warrant and disposition process for the CPP are available on Treasury’s website
at: http://www.financialstability.gov/docs/CPP/Warrant-Statement.pdf.
Details about the CPP are available on Treasury’s website at:
http://www.financialstability.gov/roadtostability/capitalpurchaseprogram.html.
Homeowner Affordability and Stability Plan
The Obama Administration introduced the Homeowner Affordability and Stability Plan (HASP)
on February 18, 2009, as a critical part of its comprehensive Financial Stability Plan, to restore
stability to the U.S. housing market. The HASP includes Making Home Affordable (MHA), a
program offering broad assistance to struggling homeowners to reduce preventable foreclosures.
The Home Affordable Modification Program (HAMP) is one of the central components of MHA.
The HAMP is a $75 billion (including $50 billion from TARP funds) mortgage modification
program to reduce avoidable foreclosures by modifying mortgages to sustainably affordable
levels for homeowners at imminent risk of default on their mortgages. As of June 30, 2009, 23
servicers have signed servicer participation agreements to modify loans in accordance with the
HAMP. Between loans covered by these servicers and loans owned or guaranteed by the GSEs,
more than 80% of eligible loans in the U.S. are now covered by the program. Treasury continues
to expand the number of servicers participating in the Home Affordable Modification Program
(HAMP). Treasury entered into agreements with eight new HAMP servicers in June. As of June
29, 2009, over 200,000 trial modification offers had been extended under the program and tens
of thousands of trial modifications were already underway.
On June 26, 2009, the Administration began an outreach effort to local communities to educate
at-risk borrowers about available options and prepare borrowers to work more efficiently with
their servicers. The outreach effort will include foreclosure prevention workshops at a number
5

of cities around the country and will engage local housing counseling agencies, community
organizations, elected officials, and other advisors in housing markets that have been
significantly impacted by foreclosures. The first outreach event was held in Miami during the
last week of June.
Details about Making Home Affordable are available on Treasury’s website at:
http://makinghomeaffordable.gov/ and
http://www.financialstability.gov/roadtostability/homeowner.html.

6

United States Department of Treasury
Office of Financial Stability
Troubled Asset Relief Program
Report of Administrative Obligations and Expenditures [Section 105(a)(2)]

For Period Ending
June 30, 2009

PERSONNEL SERVICES
NON-PERSONNEL
SERVICES

Budget
Object Class
(BOC)
1100 & 1200
2100
2200
2300
2400
2500
2600
3100
3200

For Period Ending
July 31, 2009

Budget Object Class Title
PERSONNEL COMPENSATION & BENEFITS
PERSONNEL SERVICES Total:
TRAVEL & TRANSPORTATION OF PERSONS
TRANSPORTATION OF THINGS
RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES
PRINTING & REPRODUCTION
OTHER SERVICES
SUPPLIES AND MATERIALS
EQUIPMENT
LAND & STRUCTURES
NON-PERSONNEL SERVICES Total:

Obligations
$7,897,655
$7,897,655
$107,630
24,105
80,659
395
54,516,949
81,783
81 783
222,966
$55,034,487

Expenditures
$7,186,531
$7,186,531
$75,975
105
30,435
395
19,953,191
81,783
81 783
217,857
$20,359,741

Projected
Obligations
$9,500,000
$9,500,000
$140,000
25,000
85,000
400
60,000,000
90,000
90 000
230,000
$60,570,400

Projected
Expenditures
$9,000,000
$9,000,000
$105,000
1,000
35,000
400
24,000,000
90,000
90 000
230,000
$24,461,400

GRAND TOTAL:

$62,932,142

$27,546,272

$70,070,400

$33,461,400

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Agreements Under TARP [Section 105(a)(3)(A)]
For Period Ending June 30, 2009
Date
Approved
or Renewed
10/10/2008
10/11/2008
10/14/2008
10/16/2008
10/18/2008
10/23/2008
10/29/2008
10/29/2008
10/31/2008
11/7/2008
11/14/2008
11/14/2008
12/3/2008
12/5/2008
12/5/2008
12/10/2008
12/12/2008
12/15/2008
12/24/2008
1/6/2009
1/6/2009
1/7/2009
1/9/2009
1/27/2009
1/27/2009
2/2/2009
2/9/2009
2/12/2009
2/18/2009
2/18/2009
2/20/2009
2/20/2009
2/22/2009
3/6/2009
3/16/2009
3/23/2009
3/30/2009
3/30/2009
3/30/2009
3/30/2009
3/31/2009
4/3/2009
4/17/2009
4/17/2009
4/21/2009
4/21/2009
4/21/2009
5/14/2009
5/26/2009
5/26/2009
6/8/2009
6/29/2009

Type of
Transaction
BPA
BPA
Financial Agent
BPA
BPA
IAA
BPA
BPA
Contract
BPA
IAA
Procurement
IAA
IAA
Procurement
BPA
IAA
IAA
Procurement
IAA
IAA
Procurement
IAA
BPA
Procurement
IAA
Contract
Contract
Financial Agent
Financial Agent
IAA
Contract
Contract
Contract
Financial Agent
Procurement
Contract
Contract
Contract
Contract
BPA
Procurement
Procurement
IAA
Financial Agent
Financial Agent
Financial Agent
Contract
Contract
Contract
IAA
IAA

Vendor
Simpson, Thacher & Bartlett
EnnisKnupp
Bank of New York Mellon
PricewaterhouseCoopers
Ernst & Young
GSA - Turner Consulting*
Hughes Hubbard & Reed
Squire Sanders & Dempsey
Lindholm & Associates*
Thacher Proffitt & Wood**
Securities and Exchange Commission
CSC Systems and Solutions
Trade and Tax Bureau - Treasury
Department of Housing and Urban Development
Washington Post
Thacher Proffitt & Wood**
Pension Benefit Guaranty Corp.
Office of Thrift Supervision
Cushman and Wakefield of VA, Inc.
Office of the Controller of the Currency
State Department
Colonial Parking
Internal Revenue Service
Cadwalader Wickersham & Taft, LLP
Whitaker Brothers Bus. Machines*
Government Accountability Office
Pat Taylor and Associates, Inc*
Locke Lord Bissell & Lidell LLP
Freddie Mac
Fannie Mae
Congressional Oversight Panel
Simpson, Thacher & Bartlett
Venable LLP
Boston Consulting Group
EARNEST Partners
Heery International Inc.
McKee Nelson, LLP
Sonnenschein Nath & Rosenthal
Cadwalader Wickersham & Taft, LLP
Haynes and Boone LLP
FI Consulting*
American Furniture Rentals*
Herman Miller
Bureau of Printing and Engraving
AllianceBernstein
FSI Group
Piedmont Investment Advisors
Phacil Inc.*
Anderson, McCoy & Orta, LLP*
Simpson, Thacher & Bartlett
Department of Treasury
Department of Interior

* Small or Women-, or Minority-Owned Small Business
**Contract responsibilities assumed by Sonnenschein Nath & Rosenthal via novation.

Purpose
Legal Services
Investment and Advisory Services
Custodian and Cash Management
Internal Control Services
Accounting Services
Archiving Services
Legal Services
Legal Services
Human Resources Services
Legal Services
Detailees
IT Services
IT Services
Detailees
Vacancy Announcement
Legal Services
Legal Services
Detailees
Painting
Detailees
Detailees
Parking
Detailees
Legal Services
Office Machines
Oversight
Temporary Employee Services
Legal Services
Homeownership Program
Homeownership Program
Oversight
Legal Services
Legal Services
Management Consulting Support
Asset Management Services
Architects
Legal Services
Legal Services
Legal Services
Legal Services
Modeling and Analysis
Office Furniture
Office Furniture
Detailee
Asset Management Services
Asset Management Services
Asset Management Services
FOIA Services
Legal Services
Legal Services
IT Services
Website Testing

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Insurance Contracts [Section 105(a)(3)(B)]
For Period Ending June 30, 2009

Name
Citigroup

Amount
$5,000,000,000

The subsidy rate for this insurance contract is determined
to be -0.25 percent. Per EESA section 102(c)(3),
premiums shall be set at a level necessary to meet
anticipated claims. To ensure that the guarantee remains
compliant with section 102(c)(3), the Master Agreement
provides for post-signing adjustments including additional
Citigroup preferred stock, a reduction of the covered asset
pool, and/or an increased Citigroup deductible (section 5.2
of the Master Agreement) Under this section of the
Agreement).
agreement, the subsidy rate will be reassessed once the
loan pools are finalized and details are provided to
Treasury (changes in the composition of assets are
expected). Citigroup must either transfer more preferred
stock or absorb more in first losses (it is unlikely the size of
the asset pool would be reduced), if it is found that the
risks of the assets in the loan pool exceed those estimated
today and would not meet the requirements of EESA
section 102(c)(3). This “true-up” would occur over the next
3 months.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report [Section 105(a)(3)(C, D, G)]
For Period Ending June 30, 2009
CAPITAL PURCHASE PROGRAM

Seller

Purchase Details

Capital Repayment

11
12

Purchase
Name of Institution
Date
10/28/2008 Bank of America Corporation

Charlotte

NC

Preferred Stock w/ Warrants

$

15,000,000,000

New York

NY

10/28/2008 Citigroup Inc.

New York

NY

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$

3,000,000,000
12,500,000,000
12,500,000,000

Par
Par
Par

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par

10/28/2008 Bank of New York Mellon Corporation

Footnote

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

City

State

Investment Description

Investment Amount

Pricing Mechanism Capital Repayment Date
6/17/2009

4

4

10/28/2008 The Goldman Sachs Group, Inc.

New York

NY

Preferred Stock w/ Warrants

$

10,000,000,000

Par

6/17/2009

10/28/2008 JPMorgan Chase & Co.

New York

NY

Preferred Stock w/ Warrants

$

25,000,000,000

Par

6/17/2009

10/28/2008
10/28/2008
10/28/2008
11/14/2008
11/14/2008
11/14/2008

New York
Boston
San Francisco
Redding
Hendersonville
San Francisco

NY
MA
CA
CA
NC
CA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$

10,000,000,000
2,000,000,000
25,000,000,000
17,000,000
16,369,000
,
,
298,737,000

Par
Par
Par
Par
Par
Par

6/17/2009
6/17/2009 5

Chicago
Atlanta
Los Angeles

IL
GA
CA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$

1,576,000,000
3,500,000,000
9,000,000

Par
Par
Par

6/17/2009

Morgan Stanley
State Street Corporation
Wells Fargo & Company
Bank of Commerce Holdings
1st FS Corporation
g ,
UCBH Holdings, Inc.

11/14/2008 Northern Trust Corporation
11/14/2008 SunTrust Banks, Inc.
11/14/2008 Broadway Financial Corporation

4

11/14/2008 Washington Federal Inc.

Seattle

WA

Preferred Stock w/ Warrants

$

200,000,000

Par

5/27/2009

11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008

BB&T Corp.
Provident Bancshares Corp.
Umpqua Holdings Corp.
Comerica Inc.
Regions Financial Corp.

Winston-Salem
Baltimore
Portland
Dallas
Birmingham

NC
MD
OR
TX
AL

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$

3,133,640,000
151,500,000
214,181,000
2,250,000,000
3,500,000,000

Par
Par
Par
Par
Par

6/17/2009

11/14/2008
11/14/2008
11/14/2008
11/14/2008

Capital One Financial Corporation
First Horizon National Corporation
Huntington Bancshares
KeyCorp

McLean
Memphis
Columbus
Cleveland

VA
TN
OH
OH

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$

3,555,199,000
866,540,000
1,398,071,000
2,500,000,000

Par
Par
Par
Par

6/17/2009

Wayne
Salt Lake City
Milwaukee

NJ
UT
WI

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$

300,000,000
1,400,000,000
1,715,000,000

Par
Par
Par

6/3/2009

11/14/2008 Valley National Bancorp
11/14/2008 Zions Bancorporation
11/14/2008 Marshall & Ilsley Corporation

4

4

4
4

4

4

11/14/2008 U.S. Bancorp

Minneapolis

MN

Preferred Stock w/ Warrants

$

6,599,000,000

Par

6/17/2009

11/14/2008 TCF Financial Corporation

Wayzata

MN

Preferred Stock w/ Warrants

$

361,172,000

Par

4/22/2009

11/21/2008 First Niagara Financial Group

Lockport

NY

Preferred Stock w/ Warrants

$

184,011,000

Par

5/27/2009

11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008

HF Financial Corp.
Centerstate Banks of Florida Inc.
City National Corporation
First Community Bankshares Inc.
Western Alliance Bancorporation
Webster Financial Corporation
Pacific Capital Bancorp
Heritage Commerce Corp.
Ameris Bancorp
Porter Bancorp Inc.
Banner Corporation
Cascade Financial Corporation
Columbia Banking System, Inc.
Heritage Financial Corporation
First PacTrust Bancorp, Inc.
Severn Bancorp, Inc.
Boston Private Financial Holdings, Inc.
Associated Banc-Corp
Trustmark Corporation
First Community Corporation
Taylor Capital Group
Nara Bancorp, Inc.
Midwest Banc Holdings, Inc.
MB Financial Inc.
First Midwest Bancorp, Inc.
United Community Banks, Inc.
Wesbanco Bank Inc.
Encore Bancshares Inc.
Manhattan Bancorp

Sioux Falls
Davenport
Beverly Hills
Bluefield
Las Vegas
Waterbury
Santa Barbara
San Jose
Moultrie
Louisville
Walla Walla
Everett
Tacoma
Olympia
Chula Vista
Annapolis
Boston
Green Bay
Jackson
Lexington
Rosemont
Los Angeles
Melrose Park
Chicago
Itasca
Blairsville
Wheeling
Houston
El Segundo

SD
FL
CA
VA
NV
CT
CA
CA
GA
KY
WA
WA
WA
WA
CA
MD
MA
WI
MS
SC
IL
CA
IL
IL
IL
GA
WV
TX
CA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

25,000,000
27,875,000
400,000,000
41,500,000
140,000,000
400,000,000
180,634,000
40,000,000
52,000,000
35,000,000
124,000,000
38,970,000
76,898,000
24,000,000
19,300,000
23,393,000
154,000,000
525,000,000
215,000,000
11,350,000
104,823,000
67,000,000
84,784,000
196,000,000
193,000,000
180,000,000
75,000,000
34,000,000
1,700,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

6/3/2009

12/5/2008
12/5/2008
12/5/2008
12/5/2008

Iberiabank Corporation
Eagle Bancorp, Inc.
Sandy Spring Bancorp, Inc.
Coastal Banking Company, Inc.

Lafayette
Bethesda
Olney
Fernandina Beach

LA
MD
MD
FL

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$

90,000,000
38,235,000
83,094,000
9,950,000

Par
Par
Par
Par

3/31/2009

4
4
5

4

5

Amount

6

Remaining Capital Amount

$

3,000,000,000

$

0

Warrants

$

10,000,000,000

$

0

Warrants

$

25,000,000,000

$

0

Warrants

$
$

10,000,000,000
2,000,000,000

$
$

0
0

Warrants
Warrants

$

1,576,000,000

$

0

Warrants

$

200,000,000

$

0

Warrants

$

3,133,640,000

$

0

Warrants

$

3,555,199,000

$

0

Warrants

$

75,000,000

$

$

6,599,000,000

$

0

Warrants

$

361,172,000

$

0

Warrants

$

184,011,000

$

0

Warrants

6/24/2009

Warrants

$

2,700,000

$

25,000,000

$

0

Warrants

6/30/2009

Warrants

$

650,000

$

90,000,000

$

0

Warrants

5/20/2009

$

1,200,000

225,000,000

Preferred Stock w/ Warrants

Warrants

9

Page 4 of 18

Seller

Footnote

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details
Capital Repayment

Purchase
Date
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008

East West Bancorp
South Financial Group, Inc.
Great Southern Bancorp
Cathay General Bancorp
Southern Community Financial Corp.
CVB Financial Corp
First Defiance Financial Corp.
First Financial Holdings Inc.
Superior Bancorp Inc.
Southwest Bancorp, Inc.
Popular, Inc.
Blue Valley Ban Corp
Central Federal Corporation

Pasadena
Greenville
Springfield
Los Angeles
Winston-Salem
Ontario
Defiance
Charleston
Birmingham
Stillwater
San Juan
Overland Park
Fairlawn

CA
SC
MO
CA
NC
CA
OH
SC
AL
OK
PR
KS
OH

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$

306,546,000
347,000,000
58,000,000
258,000,000
42,750,000
130,000,000
37,000,000
65,000,000
69,000,000
70,000,000
935,000,000
21,750,000
7,225,000

Bank of Marin Bancorp
Bank of North Carolina
Central Bancorp, Inc.
Southern Missouri Bancorp, Inc.
State Bancorp, Inc.
TIB Financial Corp
Unity Bancorp, Inc.
Old Line Bancshares, Inc.
FPB Bancorp, Inc.
Sterling Financial Corporation
Oak Valley Bancorp

Novato
Thomasville
Somerville
Poplar Bluff
Jericho
Naples
Clinton
Bowie
Port St. Lucie
Spokane
Oakdale

CA
NC
MA
MO
NY
FL
NJ
MD
FL
WA
CA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$

28,000,000
31,260,000
10,000,000
9,550,000
36,842,000
37,000,000
20,649,000
7,000,000
5,800,000
303,000,000
13,500,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

3/31/2009

12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008

Old National Bancorp
Capital Bank Corporation
Pacific International Bancorp
SVB Financial Group
LNB Bancorp Inc.
Wilmington Trust Corporation
Susquehanna Bancshares, Inc

Evansville
Raleigh
R l i h
Seattle
Santa Clara
Lorain
Wilmington
Lititz

IN
NC
WA
CA
OH
DE
PA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$

100,000,000
41,279,000
6,500,000
235,000,000
25,223,000
330,000,000
300,000,000

Par
Par
Par
Par
Par
Par
Par

3/31/2009

12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008

Signature Bank
HopFed Bancorp
Citizens Republic Bancorp, Inc.
Indiana Community Bancorp
Bank of the Ozarks, Inc.
Center Financial Corporation
NewBridge Bancorp

New York
Hopkinsville
Flint
Columbus
Little Rock
Los Angeles
Greensboro

NY
KY
MI
IN
AR
CA
NC

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$

120,000,000
18,400,000
300,000,000
21,500,000
75,000,000
55,000,000
52,372,000

Par
Par
Par
Par
Par
Par
Par

3/31/2009

12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008

Sterling Bancshares, Inc.
The Bancorp, Inc.
TowneBank
Wilshire Bancorp, Inc.
Valley Financial Corporation
Independent Bank Corporation
Pinnacle Financial Partners, Inc.
First Litchfield Financial Corporation
National Penn Bancshares, Inc.
Northeast Bancorp
Citizens South Banking Corporation
Virginia Commerce Bancorp
Fidelity Bancorp, Inc.
LSB Corporation
Intermountain Community Bancorp
Community West Bancshares
Synovus Financial Corp.
Tennessee Commerce Bancorp, Inc.
Community Bankers Trust Corporation
BancTrust Financial Group, Inc.
Enterprise Financial Services Corp.
Mid Penn Bancorp, Inc.
Summit State Bank
VIST Financial Corp.
Wainwright Bank & Trust Company
Whitney Holding Corporation
The Connecticut Bank and Trust Company
CoBiz Financial Inc.
Santa Lucia Bancorp
Seacoast Banking Corporation of Florida
Horizon Bancorp
Fidelity Southern Corporation
Community Financial Corporation

Houston
Wilmington
Portsmouth
Los Angeles
Roanoke
Ionia
Nashville
Litchfield
Boyertown
Lewiston
Gastonia
Arlington
Pittsburgh
North Andover
Sandpoint
Goleta
Columbus
Franklin
Glen Allen
Mobile
St. Louis
Millersburg
Santa Rosa
Wyomissing
Boston
New Orleans
Hartford
Denver
Atascadero
Stuart
Michigan City
Atlanta
Staunton

TX
DE
VA
CA
VA
MI
TN
CT
PA
ME
NC
VA
PA
MA
ID
CA
GA
TN
VA
AL
MO
PA
CA
PA
MA
LA
CT
CO
CA
FL
IN
GA
VA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

125,198,000
45,220,000
76,458,000
62,158,000
16,019,000
72,000,000
95,000,000
10,000,000
150,000,000
4,227,000
20,500,000
71,000,000
7,000,000
15,000,000
27,000,000
15,600,000
967,870,000
30,000,000
17,680,000
50,000,000
35,000,000
10,000,000
8,500,000
8 500 000
25,000,000
22,000,000
300,000,000
5,448,000
64,450,000
4,000,000
50,000,000
25,000,000
48,200,000
12,643,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

5/5/2009

12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008

Berkshire Hills Bancorp, Inc.
First California Financial Group, Inc
AmeriServ Financial, Inc
Security Federal Corporation
Wintrust Financial Corporation
Flushing Financial Corporation
Monarch Financial Holdings, Inc.
StellarOne Corporation
Union Bankshares Corporation

Pittsfield
Westlake Village
Johnstown
Aiken
Lake Forest
Lake Success
Chesapeake
Charlottesville
Bowling Green

MA
CA
PA
SC
IL
NY
VA
VA
VA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$

40,000,000
25,000,000
21,000,000
18,000,000
250,000,000
70,000,000
14,700,000
30,000,000
59,000,000

Par
Par
Par
Par
Par
Par
Par
Par
Par

5/27/2009

Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

5/8/2009

Warrants

$

1,200,000

6/24/2009

Warrants

$

1,040,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008

Remaining Investment
Description

Final Disposition

Name of Institution

City

State

Investment Description

Investment Amount

Pricing Mechanism Capital Repayment Date

4

4

4

4

4

Amount

6

Remaining Capital Amount

$

28,000,000

$

0

Warrants

$

100,000,000

$

0

Warrants

$

120,000,000

$

0

Warrants

$

125,198,000

$

0

Warrants

$

40,000,000

$

0

Warrants

Page 5 of 18

Seller

Footnote

2
2
2
3
2
2
2
2
2
2
2
2
2
2

2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
1

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details
Capital Repayment

Purchase
Date
12/19/2008
12/19/2008
12/19/2008
12/19/2008

Tidelands Bancshares, Inc
Bancorp Rhode Island, Inc.
Hawthorn Bancshares, Inc.
The Elmira Savings Bank, FSB

Mt. Pleasant
Providence
Lee's Summit
Elmira

SC
RI
MO
NY

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$

14,448,000
30,000,000
30,255,000
9,090,000

Alliance Financial Corporation
Heartland Financial USA, Inc.
Citizens First Corporation
FFW Corporation
Plains Capital Corporation
Tri-County Financial Corporation
OneUnited Bank
Patriot Bancshares, Inc.
Pacific City Financial Corporation
Marquette National Corporation
Exchange Bank
Monadnock Bancorp, Inc.
Bridgeview Bancorp, Inc.
Fidelity Financial Corporation
Patapsco Bancorp, Inc.
NCAL Bancorp
FCB Bancorp, Inc.
First Financial Bancorp
Bridge Capital Holdings
International Bancshares Corporation
First Sound Bank
M&T Bank Corporation
Emclaire Financial Corp.
Park National Corporation
Green Bankshares, Inc.
Cecil Bancorp, Inc.
Financial Institutions, Inc.
Fulton Financial Corporation
United Bancorporation of Alabama, Inc.
MutualFirst Financial, Inc.
BCSB Bancorp, Inc.
HMN Financial, Inc.
First Community Bank Corporation of America
Sterling Bancorp
Intervest Bancshares Corporation
Peoples Bancorp of North Carolina, Inc.
Parkvale Financial Corporation
Timberland Bancorp, Inc.
1st Constitution Bancorp
Central Jersey Bancorp
Western Illinois Bancshares Inc.
Saigon National Bank
Capital Pacific Bancorp
Uwharrie Capital Corp
Mission Valley Bancorp
The Little Bank, Incorporated
Pacific Commerce Bank
Citizens Community Bank
Seacoast Commerce Bank
TCNB Financial Corp.
Leader Bancorp, Inc.
Nicolet Bankshares, Inc.
Magna Bank
Western Community Bancshares, Inc.
Community Investors Bancorp, Inc.
Capital Bancorp, Inc.
Cache Valley Banking Company
Citizens Bancorp
Tennessee Valley Financial Holdings, Inc.
Pacific Coast Bankers' Bancshares
SunTrust Banks, Inc.
The PNC Financial Services Group Inc.
Fifth Third Bancorp
Hampton Roads Bankshares, Inc.
CIT Group Inc.
West Bancorporation, Inc.
First Banks, Inc.
Bank of America Corporation

Syracuse
Dubuque
Bowling Green
Wabash
Dallas
Waldorf
Boston
Houston
Los Angeles
Chicago
Santa Rosa
Peterborough
Bridgeview
Wichita
Dundalk
Los Angeles
Louisville
Cincinnati
San Jose
Laredo
Seattle
Buffalo
Emlenton
Newark
Greeneville
Elkton
Warsaw
Lancaster
Atmore
Muncie
Baltimore
Rochester
Pinellas Park
New York
New York
Newton
Monroeville
Hoquiam
Cranbury
Oakhurst
Monmouth
Westminster
Portland
Albemarle
Sun Valley
Kinston
Los Angeles
South Hill
Chula Vista
Dayton
Arlington
Green Bay
Memphis
Palm Desert
Bucyrus
Rockville
Logan
Nevada City
Oak Ridge
San Francisco
Atlanta
Pittsburgh
Cincinnati
Norfolk
New York
West Des Moines
Clayton
Charlotte

NY
IA
KY
IN
TX
MD
MA
TX
CA
IL
CA
NH
IL
KS
MD
CA
KY
OH
CA
TX
WA
NY
PA
OH
TN
MD
NY
PA
AL
IN
MD
MN
FL
NY
NY
NC
PA
WA
NJ
NJ
IL
CA
OR
NC
CA
NC
CA
VA
CA
OH
MA
WI
TN
CA
OH
MD
UT
CA
TN
CA
GA
PA
OH
VA
NY
IA
MO
NC

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

26,918,000
81,698,000
8,779,000
7,289,000
87,631,000
15,540,000
12,063,000
26,038,000
16,200,000
35,500,000
43,000,000
1,834,000
38,000,000
36,282,000
6,000,000
10,000,000
9,294,000
80,000,000
23,864,000
216,000,000
7,400,000
600,000,000
600 000 000
7,500,000
100,000,000
72,278,000
11,560,000
37,515,000
376,500,000
10,300,000
32,382,000
10,800,000
26,000,000
10,685,000
42,000,000
25,000,000
25,054,000
31,762,000
16,641,000
12,000,000
11,300,000
6,855,000
1,549,000
4,000,000
10,000,000
5,500,000
7,500,000
4,060,000
3,000,000
1,800,000
2,000,000
5,830,000
14,964,000
13,795,000
7,290,000
2,600,000
4,700,000
4,767,000
10,400,000
10 400 000
3,000,000
11,600,000
1,350,000,000
7,579,200,000
3,408,000,000
80,347,000
2,330,000,000
36,000,000
295,400,000
10,000,000,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

5/13/2009

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009

FirstMerit Corporation
Farmers Capital Bank Corporation
Peapack-Gladstone Financial Corporation
Commerce National Bank
The First Bancorp, Inc.

Akron
Frankfort
Gladstone
Newport Beach
Damariscotta

OH
KY
NJ
CA
ME

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$

125,000,000
30,000,000
28,685,000
5,000,000
25,000,000

Par
Par
Par
Par
Par

4/22/2009

1/9/2009
1/9/2009

Sun Bancorp, Inc.
Crescent Financial Corporation

Vineland
Cary

NJ
NC

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$

89,310,000
24,900,000

Par
Par

4/8/2009

Remaining Investment
Description

Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par

12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
1/9/2009

Final Disposition

1/9/2009

Name of Institution

American Express Company

City

New York

State

NY

Investment Description

Preferred Stock w/ Warrants

Investment Amount

$

3,388,890,000

Pricing Mechanism Capital Repayment Date

Par

4

4

4

6/17/2009

4

Amount

6

Remaining Capital Amount

$

26,918,000

$

0

Warrants

6/17/2009

Warrants

$

900,000

$

125,000,000

$

0

Warrants

5/27/2009

Warrants

$

5,025,000

$

89,310,000

$

0

Warrants

5/27/2009

Warrants

$

2,100,000

$

3,388,890,000

$

0

Warrants

Page 6 of 18

Seller

Purchase Details

Capital Repayment

2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2

Purchase
Date
1/9/2009
1/9/2009
1/9/2009
1/9/2009

Central Pacific Financial Corp.
Centrue Financial Corporation
Eastern Virginia Bankshares, Inc.
Colony Bankcorp, Inc.

Honolulu
St. Louis
Tappahannock
Fitzgerald

HI
MO
VA
GA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$

135,000,000
32,668,000
24,000,000
28,000,000

Independent Bank Corp.
Cadence Financial Corporation
LCNB Corp.
Center Bancorp, Inc.
F.N.B. Corporation
C&F Financial Corporation
North Central Bancshares, Inc.
Carolina Bank Holdings, Inc.
First Bancorp
First Financial Service Corporation
Codorus Valley Bancorp, Inc.
MidSouth Bancorp, Inc.
First Security Group, Inc.

Rockland
Starkville
Lebanon
Union
Hermitage
West Point
Fort Dodge
Greensboro
Troy
Elizabethtown
York
Lafayette
Chattanooga

MA
MS
OH
NJ
PA
VA
IA
NC
NC
KY
PA
LA
TN

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$

78,158,000
44,000,000
13,400,000
10,000,000
100,000,000
20,000,000
10,200,000
16,000,000
65,000,000
20,000,000
16,500,000
20,000,000
33,000,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

4/22/2009

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009

Shore Bancshares, Inc.
The Queensborough Company
American State Bancshares, Inc.
Security California Bancorp
Security Business Bancorp
Sound Banking Company
Mission Community Bancorp
Redwood Financial Inc.
Surrey Bancorp
Independence Bank
Valley Community Bank
Rising Sun Bancorp
Community Trust Financial Corporation
GrandSouth Bancorporation
Texas National Bancorporation
Congaree Bancshares, Inc.
New York Private Bank & Trust Corporation
Home Bancshares, Inc.
Washington Banking Company/ Whidbey Island Bank
New Hampshire Thrift Bancshares, Inc.
Bar Harbor Bankshares/Bar Harbor Bank & Trust

Easton
Louisville
Great Bend
Riverside
San Diego
Morehead City
San Luis Obispo
Redwood Falls
Mount Ai
Airy
M
East Greenwich
Pleasanton
Rising Sun
Ruston
Greenville
Jacksonville
Cayce
New York
Conway
Oak Harbor
Newport
Bar Harbor

MD
GA
KS
CA
CA
NC
CA
MN
NC
RI
CA
MD
LA
SC
TX
SC
NY
AR
WA
NH
ME

Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

25,000,000
12,000,000
6,000,000
6,815,000
5,803,000
3,070,000
5,116,000
2,995,000
2,000,000
1,065,000
5,500,000
5,983,000
24,000,000
9,000,000
3,981,000
3,285,000
267,274,000
50,000,000
26,380,000
10,000,000
18,751,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

4/15/2009

Name of Institution

City

State

Investment Description

Investment Amount

Pricing Mechanism Capital Repayment Date

1/16/2009

Somerset Hills Bancorp

Bernardsville

NJ

Preferred Stock w/ Warrants

$

7,414,000

Par

5/20/2009

1/16/2009
1/16/2009
1/16/2009
1/16/2009

SCBT Financial Corporation
S&T Bancorp
ECB Bancorp, Inc./East Carolina Bank
First BanCorp

Columbia
Indiana
Engelhard
San Juan

SC
PA
NC
PR

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$

64,779,000
108,676,000
17,949,000
400,000,000

Par
Par
Par
Par

5/20/2009

Texas Capital Bancshares, Inc.
Yadkin Valley Financial Corporation
Carver Bancorp, Inc
Citizens & Northern Corporation
MainSource Financial Group, Inc.
MetroCorp Bancshares, Inc.
United Bancorp, Inc.
Old Second Bancorp, Inc.
Pulaski Financial Corp
OceanFirst Financial Corp.
Community 1st Bank
TCB Holding Company, Texas Community Bank

Dallas
Elkin
New York
Wellsboro
Greensburg
Houston
Tecumseh
Aurora
Creve Coeur
Toms River
Roseville
The Woodlands

TX
NC
NY
PA
IN
TX
MI
IL
MO
NJ
CA
TX

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$
$
$

75,000,000
36,000,000
18,980,000
26,440,000
57,000,000
45,000,000
20,600,000
73,000,000
32,538,000
38,263,000
2,550,000
11,730,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

5/13/2009

2
2

1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009

2
2
2
3
2
2
2
2
2
2
2
2
2
2

1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009

Centra Financial Holdings, Inc./Centra Bank, Inc.
First Bankers Trustshares, Inc.
Pacific Coast National Bancorp
Community Bank of the Bay
Redwood Capital Bancorp
Syringa Bancorp
Idaho Bancorp
Puget Sound Bank
United Financial Banking Companies, Inc.
Dickinson Financial Corporation II
The Baraboo Bancorporation
Bank of Commerce
State Bankshares, Inc.
BNCCORP, Inc.

Morgantown
Quincy
San Clemente
Oakland
Eureka
Boise
Boise
Bellevue
Vienna
Kansas City
Baraboo
Charlotte
Fargo
Bismarck

WV
IL
CA
CA
CA
ID
ID
WA
VA
MO
WI
NC
ND
ND

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$

15,000,000
10,000,000
4,120,000
1,747,000
3,800,000
3 800 000
8,000,000
6,900,000
4,500,000
5,658,000
146,053,000
20,749,000
3,000,000
50,000,000
20,093,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

3/31/2009

2
3
2
2

1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009

First Manitowoc Bancorp, Inc.
Southern Bancorp, Inc.
Morrill Bancshares, Inc.
Treaty Oak Bancorp, Inc.
1st Source Corporation
Princeton National Bancorp, Inc.
AB&T Financial Corporation
First Citizens Banc Corp
WSFS Financial Corporation
Commonwealth Business Bank

Manitowoc
Arkadelphia
Merriam
Austin
South Bend
Princeton
Gastonia
Sandusky
Wilmington
Los Angeles

WI
AR
KS
TX
IN
IL
NC
OH
DE
CA

Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$

12,000,000
11,000,000
13,000,000
3,268,000
111,000,000
25,083,000
3,500,000
23,184,000
52,625,000
7,701,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

5/27/2009

3

2

Final Disposition

Remaining Investment
Description

Final Disposition
Date

Disposition Investment Description

5/27/2009

Warrants

Final Disposition
Proceeds

Par
Par
Par
Par

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009

Footnote

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

4

4

4
4

4

4

4

Amount

6

Remaining Capital Amount

$

78,158,000

$

0

Warrants

$

25,000,000

$

0

Warrants

$

7,414,000

$

0

Warrants

6/24/2009

Warrants

$

275,000

$

64,779,000

$

0

Warrants

6/24/2009

Warrants

$

1,400,000

$

75,000,000

$

0

Warrants

$

15,000,000

$

0

Preferred Stock

$

750,000

$

12,000,000

$

0

Preferred Stock

$

600,000

2

2

4/15/2009

Preferred Stock

5/27/2009

Preferred Stock

$

2, 7

2, 7

2,200,000

Page 7 of 18

Seller

Footnote
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

3
2
2
2
2
2
2
3
2
2
2
2
2
2
2
2

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details
Capital Repayment

Purchase
Date
1/23/2009
1/23/2009
1/23/2009

Seaside National Bank & Trust
CalWest Bancorp
Fresno First Bank

Orlando
Rancho Santa Margarita
Fresno

FL
CA
CA

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$

5,677,000
4,656,000
1,968,000

First ULB Corp.
Alarion Financial Services, Inc.
Midland States Bancorp, Inc.
Moscow Bancshares, Inc.
Farmers Bank
California Oaks State Bank
Pierce County Bancorp
Calvert Financial Corporation
Liberty Bancshares, Inc.
Crosstown Holding Company
BankFirst Capital Corporation
Southern Illinois Bancorp, Inc.
FPB Financial Corp.
Stonebridge Financial Corp.
Peoples Bancorp Inc.
Anchor BanCorp Wisconsin Inc.
Parke Bancorp, Inc.
Central Virginia Bankshares, Inc.
Flagstar Bancorp, Inc.
Middleburg Financial Corporation
Peninsula Bank Holding Co.
PrivateBancorp, Inc.
Central Valley Community Bancorp
Plumas Bancorp
Stewardship Financial Corporation
Oak Ridge Financial Services, Inc.
First United Corporation
Community Partners Bancorp
Guaranty Federal Bancshares, Inc.
Annapolis Bancorp, Inc.
DNB Financial Corporation
Firstbank Corporation
Valley Commerce Bancorp
Greer Bancshares Incorporated
Ojai Community Bank
Adbanc, Inc
Beach Business Bank
Legacy Bancorp, Inc.
First Southern Bancorp, Inc.
Country Bank Shares, Inc.
Katahdin Bankshares Corp.
Rogers Bancshares, Inc.
UBT Bancshares, Inc.
Bankers' Bank of the West Bancorp, Inc.
W.T.B. Financial Corporation
AMB Financial Corp.
Goldwater Bank, N.A.
Equity Bancshares, Inc.
WashingtonFirst Bank
Central Bancshares, Inc.
Hilltop Community Bancorp, Inc.
Northway Financial, Inc.
Monument Bank
Metro City Bank
F & M Bancshares, Inc.
First Resource Bank
MidWestOne Financial Group, Inc.
Lakeland Bancorp, Inc.
Monarch Community Bancorp Inc
Bancorp, Inc.
The First Bancshares, Inc.
Carolina Trust Bank
Alaska Pacific Bancshares, Inc.
PGB Holdings, Inc.
The Freeport State Bank
Stockmens Financial Corporation
US Metro Bank
First Express of Nebraska, Inc.
Mercantile Capital Corp.
Citizens Commerce Bancshares, Inc.
Liberty Financial Services, Inc.
Lone Star Bank
First Market Bank, FSB
Banner County Ban Corporation
Centrix Bank & Trust
Todd Bancshares, Inc.
Georgia Commerce Bancshares, Inc.
First Bank of Charleston, Inc.
F & M Financial Corporation

Oakland
Ocala
Effingham
Moscow
Windsor
Thousand Oaks
Tacoma
Ashland
Jonesboro
Blaine
Macon
Carmi
Hammond
West Chester
Marietta
Madison
Sewell
Powhatan
Troy
Middleburg
Palo Alto
Chicago
Fresno
Quincy
Midland Park
Oak Ridge
Oakland
Middletown
Springfield
Annapolis
Downingtown
Alma
Visalia
Greer
Ojai
Ogallala
Manhattan Beach
Milwaukee
Boca Raton
Milford
Houlton
Little Rock
Marysville
Denver
Spokane
Munster
Scottsdale
Wichita
Reston
Houston
Summit
Berlin
Bethesda
Doraville
Trezevant
Exton
Iowa City
Oak Ridge
Coldwater
Hattiesburg
Lincolnton
Juneau
Chicago
Harper
Rapid City
Garden Grove
Gering
Boston
Versailles
New Orleans
Houston
Richmond
Harrisburg
Bedford
Hopkinsville
Atlanta
Charleston
Salisbury

CA
FL
IL
TN
VA
CA
WA
MO
AR
MN
MS
IL
LA
PA
OH
WI
NJ
VA
MI
VA
CA
IL
CA
CA
NJ
NC
MD
NJ
MO
MD
PA
MI
CA
SC
CA
NE
CA
WI
FL
NE
ME
AR
KS
CO
WA
IN
AZ
KS
VA
TX
NJ
NH
MD
GA
TN
PA
IA
NJ
MI
MS
NC
AK
IL
KS
SD
CA
NE
MA
KY
LA
TX
VA
NE
NH
KY
GA
WV
NC

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

4,900,000
6,514,000
10,189,000
6,216,000
8,752,000
3,300,000
6,800,000
1,037,000
57,500,000
10,650,000
15,500,000
5,000,000
3,240,000
10,973,000
39,000,000
110,000,000
16,288,000
11,385,000
266,657,000
22,000,000
6,000,000
243,815,000
7,000,000
7 000 000
11,949,000
10,000,000
7,700,000
30,000,000
9,000,000
17,000,000
8,152,000
11,750,000
33,000,000
7,700,000
9,993,000
2,080,000
12,720,000
6,000,000
5,498,000
10,900,000
7,525,000
10,449,000
25,000,000
8,950,000
12,639,000
110,000,000
3,674,000
2,568,000
8,750,000
6,633,000
5,800,000
4,000,000
10,000,000
4,734,000
7,700,000
4,609,000
2,600,000
16,000,000
59,000,000
6,785,000
6 785 000
5,000,000
4,000,000
4,781,000
3,000,000
301,000
15,568,000
2,861,000
5,000,000
3,500,000
6,300,000
5,645,000
3,072,000
33,900,000
795,000
7,500,000
4,000,000
8,700,000
3,345,000
17,000,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Remaining Investment
Description

Final Disposition
Date

Final Disposition
Proceeds

Par
Par
Par

1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009

Final Disposition

Name of Institution

City

State

Investment Description

Investment Amount

Pricing Mechanism Capital Repayment Date

4/22/2009

4

Amount

$

6

4,900,000

Remaining Capital Amount

$

0

Preferred Stock

2

4/22/2009

Disposition Investment Description

Preferred Stock

2, 7

$

245,000

Page 8 of 18

Seller

Footnote
2
2
2
2
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

Purchase
Date
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details
Capital Repayment

Name of Institution
The Bank of Currituck
CedarStone Bank
Community Holding Company of Florida, Inc.
Hyperion Bank
Pascack Community Bank
First Western Financial, Inc.
QCR Holdings, Inc.
Westamerica Bancorporation
The Bank of Kentucky Financial Corporation
PremierWest Bancorp
Carrollton Bancorp
FNB United Corp.
First Menasha Bancshares, Inc.
1st Enterprise Bank
DeSoto County Bank
Security Bancshares of Pulaski County, Inc.
State Capital Corporation
BankGreenville
Corning Savings and Loan Association
Financial Security Corporation
ColoEast Bankshares, Inc.
Santa Clara Valley Bank, N.A.
Reliance Bancshares, Inc.
Regional Bankshares, Inc.
Peoples Bancorp
First Choice Bank
Gregg Bancshares, Inc.
Hometown Bancshares, Inc.
Midwest Regional Bancorp, Inc.
Bern Bancshares, Inc.
Northwest Bancorporation, Inc.
Liberty Bancshares, Inc.
F&M Financial Corporation
Meridian Bank
Northwest Commercial Bank
Royal Bancshares of Pennsylvania, Inc.
First Merchants Corporation
Northern States Financial Corporation
Sonoma Valley Bancorp
Guaranty Bancorp, Inc.
The Private Bank of California
Lafayette Bancorp, Inc.
Liberty Shares, Inc.
White River Bancshares Company
United American Bank
Crazy Woman Creek Bancorp, Inc.
First Priority Financial Corp.
Mid-Wisconsin Financial Services, Inc.
Market Bancorporation, Inc.
Hometown Bancorp of Alabama, Inc.
Security State Bancshares, Inc.
CBB Bancorp
BancPlus Corporation
Central Community Corporation
First BancTrust Corporation
Premier Service Bank
Florida Business BancGroup, Inc.
Hamilton State Bancshares
Lakeland Financial Corporation
First M&F Corporation
Southern First Bancshares, Inc.
Integra Bank Corporation
Community First Inc.
BNC Financial Group, Inc.
California Bank of Commerce
Columbine Capital Corp.
National Bancshares, Inc.
First State Bank of Mobeetie
Ridgestone Financial Services, Inc.
Community Business Bank
D.L. Evans Bancorp
TriState Capital Holdings, Inc.
Green City Bancshares, Inc.
First Gothenburg Bancshares, Inc.
Green Circle Investments, Inc.
Private Bancorporation, Inc.
Regent Capital Corporation
Central Bancorp, Inc.
Medallion Bank
PSB Financial Corporation
Avenue Financial Holdings, Inc.
Howard Bancorp, Inc.

City
Moyock
Lebanon
Miramar Beach
Philadelphia
Westwood
Denver
Moline
San Rafael
Crestview Hills
Medford
Baltimore
Asheboro
Neenah
Los Angeles
Horn Lake
Waynesville
Greenwood
Greenville
Corning
Basin
Lamar
Santa Paula
Frontenac
Hartsville
Lynden
Cerritos
Ozark
Corbin
Festus
Bern
Spokane
Springfield
Clarksville
Devon
Lakewood
Narberth
Muncie
Waukegan
Sonoma
Woodsville
Los Angeles
Oxford
Hinesville
Fayetteville
San Mateo
Buffalo
Malvern
Medford
New Market
Oneonta
Charleston
Cartersville
Ridgeland
Temple
Paris
Riverside
Tampa
Hoschton
Warsaw
Kosciusko
Greenville
Evansville
Columbia
New Canaan
Lafayette
Buena Vista
Bettendorf
Mobeetie
Brookfield
West Sacramento
Burley
Pittsburgh
Green City
Gothenburg
Clive
Minneapolis
Nowata
Garland
Salt Lake City
Many
Nashville
Ellicott City

State
NC
TN
FL
PA
NJ
CO
IL
CA
KY
OR
MD
NC
WI
CA
MS
MO
MS
SC
AR
WY
CO
CA
MO
SC
WA
CA
MO
KY
MO
KS
WA
MO
TN
PA
WA
PA
IN
IL
CA
NH
CA
MS
GA
AR
CA
WY
PA
WI
MN
AL
MO
GA
MS
TX
IL
CA
FL
GA
IN
MS
SC
IN
TN
CT
CA
CO
IA
TX
WI
CA
ID
PA
MO
NE
IA
MN
OK
TX
UT
LA
TN
MD

Investment Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

4,021,000
3,564,000
1,050,000
1,552,000
3,756,000
8,559,000
38,237,000
83,726,000
34,000,000
41,400,000
9,201,000
51,500,000
4,797,000
4,400,000
1,173,000
2,152,000
15,000,000
1,000,000
638,000
5,000,000
10,000,000
2,900,000
40,000,000
1,500,000
18,000,000
2,200,000
825,000
1,900,000
700,000
985,000
10,500,000
21,900,000
17,243,000
6,200,000
1,992,000
30,407,000
116,000,000
17,211,000
8,653,000
6,920,000
5,450,000
1,998,000
17,280,000
16,800,000
8,700,000
3,100,000
4,579,000
10,000,000
2,060,000
3,250,000
12,500,000
2,644,000
48,000,000
22,000,000
7,350,000
4,000,000
9,495,000
7,000,000
56,044,000
30,000,000
17,299,000
83,586,000
17,806,000
4,797,000
4,000,000
2,260,000
24,664,000
731,000
10,900,000
3,976,000
19,891,000
23,000,000
651,000
7,570,000
2,400,000
4,960,000
2,655,000
22,500,000
11,800,000
9,270,000
7,400,000
5,983,000

Pricing Mechanism Capital Repayment Date

Amount

6

Remaining Capital Amount

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Page 9 of 18

Seller

Footnote
2
2
2
2

3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2, 3
2
2
2
2
2
2
2
2
3
2
2

Purchase
Date
2/27/2009
2/27/2009
2/27/2009
2/27/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/10/2009
4/10/2009
4/10/2009

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details
Capital Repayment

Name of Institution
FNB Bancorp
The Victory Bank
Catskill Hudson Bancorp, Inc
Midtown Bank & Trust Company
HCSB Financial Corporation
First Busey Corporation
First Federal Bancshares of Arkansas, Inc.
Citizens Bancshares Corporation
ICB Financial
First Texas BHC, Inc.
Farmers & Merchants Bancshares, Inc.
Blue Ridge Bancshares, Inc.
First Reliance Bancshares, Inc.
Merchants and Planters Bancshares, Inc.
First Southwest Bancorporation, Inc.
Germantown Capital Corporation, Inc.
BOH Holdings, Inc.
AmeriBank Holding Company
Highlands Independent Bancshares, Inc.
Pinnacle Bank Holding Company, Inc.
Blue River Bancshares, Inc.
Marine Bank & Trust Company
Community Bancshares of Kansas, Inc.
Regent Bancorp, Inc.
Park Bancorporation, Inc.
PeoplesSouth Bancshares, Inc.
First Place Financial Corp.
Salisbury Bancorp, Inc.
First Northern Community Bancorp
Discover Financial Services
Provident Community Bancshares, Inc.
First American International Corp.
BancIndependent, Inc.
Haviland Bancshares, Inc.
1st United Bancorp, Inc.
Madison Financial Corporation
First National Corporation
St. Johns Bancshares, Inc.
Blackhawk Bancorp, Inc.
IBW Financial Corporation
Butler Point, Inc.
Bank of George
Moneytree Corporation
Sovereign Bancshares, Inc.
First Intercontinental Bank
Heritage Oaks Bancorp
Community First Bancshares Inc.
First NBC Bank Holding Company
First Colebrook Bancorp, Inc.
Kirksville Bancorp, Inc.
Peoples Bancshares of TN, Inc
Premier Bank Holding Company
Citizens Bank & Trust Company
Farmers & Merchants Financial Corporation
Farmers State Bankshares, Inc.
SBT Bancorp, Inc.
CSRA Bank Corp.
Trinity Capital Corporation
Clover Community Bankshares, Inc.
Pathway Bancorp
Colonial American Bank
MS Financial, Inc.
Triad Bancorp, Inc.
Alpine Banks of Colorado
Naples Bancorp, Inc.
CBS Banc-Corp.
IBT Bancorp, Inc.
Spirit BankCorp, Inc.
Maryland Financial Bank
First Capital Bancorp, Inc.
Tri-State Bank of Memphis
Fortune Financial Corporation
BancStar, Inc.
Titonka Bancshares, Inc
Millennium Bancorp, Inc.
TriSummit Bank
Prairie Star Bancshares, Inc.
Community First Bancshares, Inc.
BCB Holding Company, Inc.
City National Bancshares Corporation
First Business Bank, N.A.
SV Financial, Inc.

City
South San Francisco
Limerick
Rock Hill
Atlanta
Loris
Urbana
Harrison
Atlanta
Ontario
Fort Worth
Houston
Independence
Florence
Toone
Alamosa
Germantown
Houston
Collinsville
Sebring
Orange City
Shelbyville
Vero Beach
Goff
Davie
Madison
Colquitt
Warren
Lakeville
Dixon
Riverwoods
Rock Hill
Brooklyn
Sheffield
Haviland
Boca Raton
Richmond
Strasburg
St. Louis
Beloit
Washington
Catlin
Las Vegas
Lenoir City
Dallas
Doraville
Paso Robles
Union City
New Orleans
Colebrook
Kirksville
Madisonville
Tallahassee
Covington
Argonia
Holton
Simsbury
Wrens
Los Alamos
Clover
Cairo
West Conshohocken
Kingwood
Frontenac
Glenwood Springs
Naples
Russellville
Irving
Bristow
Towson
Glen Ellen
Memphis
Arnold
Festus
Titonka
Edwards
Kingsport
Olathe
Harrison
Theodore
Newark
San Diego
Sterling

State
CA
PA
NY
GA
SC
IL
AR
GA
CA
TX
TX
MO
SC
TN
CO
TN
TX
OK
FL
FL
IN
FL
KS
FL
WI
GA
OH
CT
CA
IL
SC
NY
AL
KS
FL
KY
VA
MO
WI
DC
IL
NV
TN
TX
GA
CA
TN
LA
NH
MO
TN
FL
LA
KS
KS
CT
GA
NM
SC
NE
PA
TX
MO
CO
FL
AL
TX
OK
MD
VA
TN
MO
MO
IA
CO
TN
KS
AR
AL
NJ
CA
IL

Investment Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

12,000,000
541,000
3,000,000
5,222,000
12,895,000
100,000,000
16,500,000
7,462,000
6,000,000
13,533,000
11,000,000
12,000,000
15,349,000
1,881,000
5,500,000
4,967,000
10,000,000
2,492,000
6,700,000
4,389,000
5,000,000
3,000,000
500,000
9,982,000
23,200,000
12,325,000
72,927,000
8,816,000
17,390,000
1,224,558,000
9,266,000
17,000,000
21,100,000
425,000
10,000,000
3,370,000
13,900,000
3,000,000
10,000,000
6,000,000
607,000
2,672,000
9,516,000
18,215,000
6,398,000
21,000,000
20,000,000
17,836,000
4,500,000
470,000
3,900,000
9,500,000
2,400,000
442,000
700,000
4,000,000
2,400,000
35,539,000
3,000,000
3,727,000
574,000
7,723,000
3,700,000
70,000,000
4,000,000
24,300,000
2,295,000
30,000,000
1,700,000
10,958,000
2,795,000
3,100,000
8,600,000
2,117,000
7,260,000
2,765,000
2,800,000
12,725,000
1,706,000
9,439,000
2,211,000
4,000,000

Pricing Mechanism Capital Repayment Date

Amount

6

Remaining Capital Amount

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Page 10 of 18

Seller

Purchase Details

Capital Repayment

Purchase
Date
4/10/2009
4/10/2009
4/17/2009
4/17/2009
4/17/2009
4/17/2009
4/17/2009
4/17/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009

Capital Commerce Bancorp, Inc.
Metropolitan Capital Bancorp, Inc.
Bank of the Carolinas Corporation
Penn Liberty Financial Corp.
Tifton Banking Company
Patterson Bancshares, Inc
BNB Financial Services Corporation
Omega Capital Corp.
Mackinac Financial Corporation / mBank
Birmingham Bloomfield Bancshares, Inc
Vision Bank - Texas
Oregon Bancorp, Inc.
Peoples Bancorporation, Inc.
Indiana Bank Corp.
Business Bancshares, Inc.
Standard Bancshares, Inc.
York Traditions Bank
Grand Capital Corporation
Allied First Bancorp, Inc.

Milwaukee
Chicago
Mocksville
Wayne
Tifton
Patterson
New York
Lakewood
Manistique
Birmingham
Richardson
Salem
Easley
Dana
Clayton
Hickory Hills
York
Tulsa
Oswego

WI
IL
NC
PA
GA
LA
NY
CO
MI
MI
TX
OR
SC
IN
MO
IL
PA
OK
IL

2
2
2
2

4/24/2009
5/1/2009
5/1/2009
5/1/2009
5/1/2009
5/1/2009

Frontier Bancshares, Inc.
Village Bank and Trust Financial Corp
CenterBank
Georgia Primary Bank
Union Bank & Trust Company
HPK Financial Corporation

Austin
Midlothian
Milford
Atlanta
Oxford
Chicago

TX
VA
OH
GA
NC
IL

8

5/1/2009

OSB Financial Services, Inc.

Orange

TX

8
2
2
2

5/1/2009
5/8/2009
5/8/2009
5/8/2009

Security State Bank Holding-Company
Highlands State Bank
One Georgia Bank
Gateway Bancshares, Inc.

Jamestown
Vernon
Atlanta
Ringgold

ND
NJ
GA
GA

8

5/8/2009

Freeport Bancshares, Inc.

Freeport

IL

8

5/8/2009

Investors Financial Corporation of Pettis County, Inc.

Sedalia

MO

8
3, 8

5/8/2009
5/8/2009
5/15/2009
5/15/2009
5/15/2009
5/15/2009
5/15/2009
5/15/2009
5/15/2009
5/15/2009
5/15/2009

Sword Financial Corporation
Premier Bancorp, Inc.
Mercantile Bank Corporation
Northern State Bank
Western Reserve Bancorp, Inc
Community Financial Shares, Inc.
Worthington Financial Holdings, Inc.
First Community Bancshares, Inc
Southern Heritage Bancshares, Inc.
Foresight Financial Group, Inc.
IBC Bancorp, Inc.

Horicon
Wilmette
Grand Rapids
Closter
Medina
Glen Ellyn
Huntsville
Overland Park
Cleveland
Rockford
Chicago

WI
IL
MI
NJ
OH
IL
AL
KS
TN
IL
IL

Footnote
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
8

2
2
2
2
2
2
2
3, 8

Name of Institution

City

State

8

5/15/2009

Boscobel Bancorp, Inc

Boscobel

WI

8

5/15/2009

Brogan Bankshares, Inc.

Kaukauna

WI

8

5/15/2009

Riverside Bancshares, Inc.

Little Rock

AR

8

5/15/2009

Deerfield Financial Corporation

Deerfield

WI

8
2
2
2
2
2
2
2

5/15/2009
5/22/2009
5/22/2009
5/22/2009
5/22/2009
5/22/2009
5/22/2009
5/22/2009

Market Street Bancshares, Inc.
The Landrum Company
First Advantage Bancshares Inc.
Fort Lee Federal Savings Bank
Blackridge Financial, Inc.
Illinois State Bancorp, Inc.
Universal Bancorp
Franklin Bancorp, Inc.

Mt. Vernon
Columbia
Coon Rapids
Fort Lee
Fargo
Chicago
Bloomfield
Washington

IL
MO
MN
NJ
ND
IL
IN
MO

8

5/22/2009

Commonwealth Bancshares, Inc.

Louisville

KY

8

5/22/2009

Premier Financial Corp

Dubuque

IA

8

5/22/2009

F & C Bancorp, Inc.

Holden

MO

8

5/22/2009

Diamond Bancorp, Inc.

Washington

MO

8

5/22/2009
5/29/2009
5/29/2009
5/29/2009
5/29/2009

United Bank Corporation
Community Bank Shares of Indiana, Inc.
American Premier Bancorp
CB Holding Corp.
Citizens Bancshares Co.

Barnesville
New Albany
Arcadia
Aledo
Chillicothe

GA
IN
CA
IL
MO

2
2
2

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Investment Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Investment Amount

Pricing Mechanism Capital Repayment Date

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

5,100,000
2,040,000
13,179,000
9,960,000
3,800,000
3,690,000
7,500,000
2,816,000
11,000,000
1,635,000
1,500,000
3,216,000
12,660,000
1,312,000
15,000,000
60,000,000
4,871,000
4,000,000
3,652,000
3,000,000
14,738,000
2,250,000
4,500,000
3,194,000
4,000,000
6,100,000
10,750,000
3,091,000
5,500,000
6,000,000
3,000,000
4,000,000
13,644,000
6,784,000
21,000,000
1,341,000
4,700,000
6,970,000
2,720,000
14,800,000
4,862,000
15,000,000
4,205,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

$

5,586,000

Par

$

2,400,000

Par

$

1,100,000

Par

$

2,639,000

Par

$
$
$
$
$
$
$
$

20,300,000
15,000,000
1,177,000
1,300,000
5,000,000
6,272,000
9,900,000
5,097,000

Par
Par
Par
Par
Par
Par
Par
Par

$

20,400,000

Par

$

6,349,000

Par

$

2,993,000

Par

$

20,445,000

Par

$
$
$
$
$

14,400,000
19,468,000
1,800,000
4,114,000
24,990,000

Final Disposition
Proceeds

Par

$
$
$
$
$
$
$
$
$
$
$

Disposition Investment Description

Par

$

Final Disposition
Date

Par
Par
Par
Par

$

Remaining Investment
Description

Par

$
$
$
$

Remaining Capital Amount

Par
Par
Par
Par
Par
Par

$

6

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

$
$
$
$
$
$

Amount

Final Disposition

Par
Par
Par
Par
Par

Page 11 of 18

Seller

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details
Capital Repayment

Footnote
2
2

Purchase
Date
5/29/2009
5/29/2009

Grand Mountain Bancshares, Inc.
Two Rivers Financial Group

8

5/29/2009

Fidelity Bancorp, Inc

Baton Rouge

LA

8
2

5/29/2009
6/5/2009

Chambers Bancshares, Inc.
Covenant Financial Corporation

Danville
Clarksdale

AR
MS

8

6/5/2009

First Trust Corporation

New Orleans

LA

8, 10
2
2, 10
2
2, 10
2

6/5/2009
6/12/2009
6/12/2009
6/12/2009
6/12/2009
6/12/2009

OneFinancial Corporation
Berkshire Bancorp, Inc.
First Vernon Bancshares, Inc.
SouthFirst Bancshares, Inc.
Virginia Company Bank
Enterprise Financial Services Group, Inc.

Little Rock
Wyomissing
Vernon
Sylacauga
Newport News
Allison Park

AR
PA
AL
AL
VA
PA

8, 10

6/12/2009

First Financial Bancshares, Inc.

Lawrence

KS

8
2
2, 10

6/12/2009
6/19/2009
6/19/2009

River Valley Bancorporation, Inc.
Merchants and Manufacturers Bank Corporation
RCB Financial Corporation

Wausau
Joliet
Rome

WI
IL
GA

Name of Institution

City
Granby
Burlington

State
CO
IA

8

6/19/2009

Manhattan Bancshares, Inc.

Manhattan

IL

8,10

6/19/2009

Biscayne Bancshares, Inc.

Coconut Grove

FL

8

6/19/2009

Duke Financial Group, Inc.

Minneapolis

MN

8

6/19/2009

Farmers Enterprises, Inc.

Great Bend

KS

8

6/19/2009

Century Financial Services Corporation

Santa Fe

NM

8
3, 8

6/19/2009
6/19/2009

NEMO Bancshares Inc.
University Financial Corp, Inc.

Madison
St. Paul

MO
MN

8
2
2,10
2
2,10
2
2
2,10
2,3,10
2
2

6/19/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009
6/26/2009

Suburban Illinois Bancorp, Inc.
Hartford Financial Services Group, Inc.
Fidelity Resources Company
Waukesha Bankshares, Inc.
FC Holdings, Inc.
Security Capital Corporation
First Alliance Bancshares, Inc.
Gulfstream Bancshares, Inc.
Gold Canyon Bank
M&F Bancorp, Inc.
Metropolitan Bank Group, Inc.
NC Bancorp, Inc.

Elmhurst
Hartford
Plano
Waukesha
Houston
Batesville
Cordova
Stuart
Gold Canyon
Durham
Chicago
Chicago

IL
CT
TX
WI
TX
MS
TN
FL
AZ
NC
IL
IL

2

6/26/2009

Alliance Bancshares, Inc.

Dalton

GA

8

6/26/2009

Stearns Financial Services, Inc.

St. Cloud

MN

Investment Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures
Subordinated Debentures w/ Exercised
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Investment Amount
$
$

3,076,000
12,000,000

Pricing Mechanism Capital Repayment Date

6/26/2009

Signature Bancshares, Inc.

Dallas

TX

8

6/26/2009

Fremont Bancorporation

Fremont

CA

8

6/26/2009

Alliance Financial Services Inc.

Saint Paul

MN

6

Remaining Capital Amount

Remaining Investment
Description

Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par

$

3,942,000

Par

$
$

19,817,000
5,000,000

Par
Par

$

17,969,000

Par

$
$
$
$
$
$

17,300,000
2,892,000
6,000,000
2,760,000
4,700,000
4,000,000

Par
Par
Par
Par
Par
Par

$

3,756,000

Par

$
$
$

15,000,000
3,510,000
8,900,000

Par
Par
Par

$

2,639,000

Par

$

6,400,000

Par

$

12,000,000

Par

$

12,000,000

Par

$

10,000,000

Par

$
$

2,330,000
11,926,000

Par
Par

$
$
$
$
$
$
$
$
$
$
$
$

15,000,000
3,400,000,000
3,000,000
5,625,000
21,042,000
17,388,000
3,422,000
7,500,000
1,607,000
11,735,000
71,526,000
6,880,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants
Subordinated Debentures w/ Exercised
Warrants

$

2,986,000

Par

$

24,900,000

Par

Total Purchase Amount

8

Amount

Final Disposition

$

1,700,000

Par

$

35,000,000

Par

$

12,000,000

Par

$

203,193,201,000

TOTAL TREASURY CPP INVESTMENT AMOUNT

Total Capital Repayment Amount

$

$

70,124,589,000

133,068,612,000

1/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009.
2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately.
3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less.
4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009.
5/ Redemption pursuant to a qualified equity offering.
6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment.
7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends.
8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately.
9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half.
10/ This institution participated in the expansion of CPP for small banks.
11/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $50 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $12.5 Billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private Exchange Offering. The closing of the Exchange is contingent on specified
closing conditions, including regulatory approvals or waivers and the concurrent consummation of the other private shareholders’ exchange. Treasury will initially exchange the CPP shares for Series M Common Stock Equivalent (“Interim Stock”) and a warrant to purchase shares of common stock. Series M automatically converts to common stock and the associated warrant terminates upon receipt of certain shareholder approvals.
12/ As stated in Footnote 11, on 6/9/2009, Treasury entered into an agreement with Citigroup to exchange Treasury's total investment. In addition to the conditions in Footnote 11, Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) will be exchanged "dollar for dollar" up to $25 billion as a result of Citigroup's Private and Public Exchange Offerings. The closing of the Public Exchange is
contingent on specified closing conditions, including regulatory approvals or waivers and the concurrent consummation of the other public shareholders’ exchange. Treasury will initially exchange the CPP shares for Series M Common Stock Equivalent (“Interim Stock”) and a warrant to purchase shares of common stock. Series M automatically converts to common stock and the associated warrant terminates upon receipt of certain
shareholder approvals. If any CPP Shares remain following the Private and Public Exchanges, Treasury will exchange those remaining CPP shares “dollar for dollar” for Trust Preferred Securities.

Page 12 of 18

AUTOMOTIVE INDUSTRY FINANCING PROGRAM
Seller

Purchase Details
State

Transaction
Type

Detroit
Detroit

MI
MI

Purchase
Purchase

General Motors Corporation
Chrysler Holding LLC

Detroit
Auburn Hills

MI
MI

Purchase
Purchase

1/16/2009
4/22/2009
4/29/2009
4/29/2009
5/1/2009
5/20/2009
5/20/2009
5/21/2009

Chrysler Financial Services Americas LLC
General Motors Corporation
Chrysler Holding LLC
Chrysler Holding LLC
Chrysler LLC
Chrysler LLC
General Motors Corporation
GMAC LLC

Farmington Hills
Detroit
Auburn Hills
Auburn Hills
Wilmington
Wilmington
Detroit
Detroit

MI
MI
MI
MI
DE
DE
MI
MI

Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

5/27/2009
5/27/2009
6/3/2009

New CarCo Acquisition LLC
General Motors Corporation
General Motors Corporation

Wilmington
Detroit
Detroit

DE
MI
MI

Purchase
Purchase
Purchase

Footnote

Date

Name of Institution

1

12/29/2008
12/29/2008

GMAC LLC
General Motors Corporation

14

12/31/2008
1/2/2009

2
3
4, 5
4, 6
7
8
9

10
11
13

City

Investment Description
Preferred Stock w/ Exercised Warrants
Debt Obligation
Debt Obligation w/ Warrants and
Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Preferred Stock w/ Exercised Warrants
Debt Obligation w/ Additional Note,
Equity Interest
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note

TOTAL

Exchange Details

Investment Amount

Pricing Mechanism

Date

Transaction
Type

Investment Description

5/29/2009

Exchange

Equity Interest in GMAC 12

$
$

5,000,000,000
884,024,131

Par
N/A

$
$

13,400,000,000
4,000,000,000

N/A
N/A

$
$
$
$
$
$
$
$

1,500,000,000
2,000,000,000
500,000,000
280,130,642
3,043,143,000
756,857,000
4,000,000,000
7,500,000,000

N/A
N/A
N/A
N/A
N/A
N/A
N/A
Par

$
$
$

6,642,000,000
360,624,198
30,100,000,000

N/A
N/A
N/A

$

Pricing
Investment Amount Mechanism

79,966,778,971

$

884,024,131

Par

1/ Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate level of funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding.
2/ The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler Financial. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded.
3/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brought the total loan amount to $15,400,000,000.
4/ This transaction is an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding LLC, increasing the total loan amount to $4,780,130,642.
5/ The loan may be incrementally funded.
6/ The loan will be used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Chrysler LLC.
7/ The terms of this transaction, first reported based on a binding term sheet fully executed on 5/1/2009 but made effective as of 4/30/2009, are now finalized and reflected in a credit agreement fully executed on 5/5/2009. Under the terms of the credit agreement, all commitment amounts were adjusted
as follows: Treasury’s commitment amount is $3.04 billion of the total $4.1 billion debtor-in-possession (DIP) credit facility. The amount of $1.4 billion, of which Treasury’s share is $1.04 billion, is available in weekly disbursements under the terms of the Bankruptcy Court’s interim order approving the
DIP credit facility; the balance will be available in weekly disbursements after certain Bankruptcy Court milestones are met.
8/ This transaction is an amendment to Treasury's DIP credit agreement with Chrysler LLC dated 5/5/2009 and increases Treasury's commitment to $3,800,000,000. The amendment was fully
executed on 5/20/2009, but was made effective as of 5/15/2009.
9/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brought the total loan amount to $19,400,000,000, including the 4/22/2009 amendment.
10/ The terms of this transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, are now finalized and reflected in a credit agreement fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to
New CarCo Acquisition LLC (renamed Chrysler Group LLC on or about 6/10/2009) of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed from Treasury’s 1/2/2009 credit agreement with Chrysler Holding LLC. The debt obligations will be
secured by a first priority lien on the assets of New CarCo Acquisition LLC (the company that purchased Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code).
11/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brings the total loan amount to $19,760,624,198, including the 4/22/2009 and 5/20/2009 amendments. The $360 million loan will be used to capitalize GM Warranty LLC, a special
purpose vehicle created by General Motors Corporation.
12/ Pursuant to its rights under the loan agreement with General Motors Corporation (GM) reported on 12/29/2009, Treasury exchanged its $884 million loan to GM for a portion of GM’s common equity interest in GMAC LLC. As a result of the exchange, Treasury holds a 35.4% common equity interest
in GMAC LLC.
13/ Under the terms of the $33.3 billion debtor-in-possession (DIP) credit agreement, Treasury's commitment amount is $30.1 billion. Up to $15 billion is available pursuant to the interim order the Bankruptcy Court entered approving the DIP credit facility, of which Treasury's share is $12.8 billion;
the balance will be available shortly after the Bankruptcy Court's final and non-appealable order approving the DIP credit facility.
14/ Pursuant to the agreement originally reported on 5/27/2009 and fully executed on 6/10/2009 (explained in Footnote 10), $500 million of this deal's debt will be assumed under that fully executed agreement.

AUTOMOTIVE SUPPLIER SUPPORT PROGRAM

Footnote
1
2

Date
4/9/2009
4/9/2009

Seller
Name of Institution
GM S
Supplier Receivables LLC
li R
i bl
Chrysler Receivables SPV LLC

City
Wilmington
Wil i
Wilmington

State
DE
DE

Transaction
Type
Purchase
P h
Purchase

Investment Description
Debt Obligation w/ Additional Note
D bt Obli ti
/ Additi
lN t
Debt Obligation w/ Additional Note
TOTAL

Investment Amount
$
3,500,000,000
3 00 000 000
$
1,500,000,000
$

Pricing Mechanism
N/A
N/A

5,000,000,000

1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum
loan amount. The loan will be incrementally funded. The agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009.
2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount.
The loan will be incrementally funded. The agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009.

Page 13 of 18

TARGETED INVESTMENT PROGRAM
Seller
Footnote
1

Date
12/31/2008
1/16/2009

Name of Institution
Citigroup Inc.
Bank of America Corporation

City
New York
Charlotte

State
NY
NC

Transaction
Type
Purchase
Purchase

Investment Description
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

Investment Amount
$
20,000,000,000
$
20,000,000,000
$

TOTAL

Pricing Mechanism
Par
Par

40,000,000,000

1/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $50 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange
all of Treasury’s investments. Following the Private Exchange and the Public Exchange (see footnotes 11 and 12 in the CPP section), Treasury will exchange Fixed Rate Cumulative Perpetual Preferred
Stock, Series I (TIP) “dollar for dollar” for Trust Preferred Securities.

ASSET GUARANTEE PROGRAM

Footnote
1

1/16/2009

Seller
Name of Institution

Date

Citigroup Inc.

City
New York

State

Transaction
Type

NY

Guarantee

Investment Description
Second-Loss Guarantee on Asset Pool

Guarantee Limit
$

5,000,000,000

$

TOTAL

Premium Received
Preferred Stock and
Warrants

5,000,000,000

1/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $50 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange
all of Treasury’s investments. Following the Private Exchange and the Public Exchange (see Footnotes 11 and 12 in the CPP section), Treasury will exchange Fixed Rate Cumulative Perpetual Preferred
Stock Series G (AGP), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities.

CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM

Footnote
1

Date
3/3/2009

Seller
Name of Institution
TALF LLC

City
Wilmington

State
DE

Transaction
Type
Purchase

Investment Description
Debt Obligation w/ Additional Note
TOTAL

Investment Amount
$
20,000,000,000
$

Pricing Mechanism
N/A

20,000,000,000

1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York. The amount of $20,000,000,000 represents the maximum loan
amount. The loan will be incrementally funded.

SYSTEMICALLY SIGNIFICANT FAILING INSTITUTIONS
Seller
Footnote
3

Date
11/25/2008
4/17/2009

Name of Institution
AIG
AIG

Purchase Details
City
New York
New York

State
NY
NY

Transaction
Type
Purchase
Purchase

Investment Description
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
TOTAL

Exchange Details

Investment Amount
$
40,000,000,000
$
29,835,000,000
$

Pricing Mechanism
Par
Par 2

Date
4/17/2009

Transaction
Type
Exchange

Pricing
Investment Amount Mechanism

Investment Description
Preferred Stock w/ Warrants

1

$

40,000,000,000

Par

69,835,000,000

1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it has an additional
obligation to Treasury of $1 604 576 000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date
$1,604,576,000
date.
2/ The investment price reflects Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009.
3/ This transaction does not include AIG's commitment fee of an additional $165 million scheduled to be paid from its operating income in three equal installments over the five-year life of the facility.

Page 14 of 18

HOME AFFORDABLE MODIFICATION PROGRAM
Servicer Modifying Borrowers' Loans

Date
4/13/2009
4/13/2009
4/13/2009
4/13/2009
4/13/2009
4/13/2009
4/16/2009
4/17/2009
4/17/2009
4/20/2009
4/20/2009
4/24/2009
4/27/2009
5/1/2009
5/28/2009
6/12/2009
6/17/2009
6/17/2009
6/19/2009
6/19/2009
6/26/2009
6/26/2009
6/26/2009

Name of Institution
Select Portfolio Servicing
CitiMortgage, Inc.
Wells Fargo Bank, NA
GMAC Mortgage, Inc.
Saxon Mortgage Services, Inc.
Chase Home Finance, LLC
Ocwen Financial Corporation, Inc.
Bank of America, N.A.
Countrywide Home Loans Servicing LP
Home Loan Services, Inc.
Wilshire Credit Corporation
Green Tree Servicing LLC
Carrington Mortgage Services, LLC
Aurora Loan Services, LLC
Nationstar Mortgage LLC
Residential Credit Solutions
CCO Mortgage
RG Mortgage Corporation
First Federal Savings and Loan
Wescom Central Credit Union
Citizens First Wholesale Mortgage Company
Technology Credit Union
National City Bank

City
Salt Lake City
O'Fallon
Des Moines
Ft. Washington
Irving
Iselin
West Palm Beach
Simi Valley
Simi Valley
Pittsburgh
Beaverton
Saint Paul
Santa Ana
Littleton
Lewisville
Fort Worth
Glen Allen
San Juan
Port Angeles
Anaheim
The Villages
San Jose
Miamisburg

Adjustment Details

State
UT
MO
IA
PA
TX
NJ
FL
CA
CA
PA
OR
MN
CA
CO
TX
TX
VA
PR
WA
CA
FL
CA
OH

Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications

Total Initial Cap

Cap of Incentive Payments
on Behalf of Borrowers and
to Servicers &
Pricing
Lenders/Investors (Cap) 1 Mechanism
$
376,000,000
N/A
$
2,071,000,000
N/A
$
2,873,000,000
N/A
$
633,000,000
N/A
$
407,000,000
N/A
$
3,552,000,000
N/A
$
659,000,000
N/A
$
798,900,000
N/A
$
1,864,000,000
N/A
$
319,000,000
N/A
$
366,000,000
N/A
$
156,000,000
N/A
$
195,000,000
N/A
$
798,000,000
N/A
$
101 000 000
N/A
101,000,000
$
19,400,000
N/A
$
16,520,000
N/A
$
57,000,000
N/A
$
770,000
N/A
$
540,000
N/A
$
30,000
N/A
$
70,000
N/A
$
294,980,000
N/A

$

15,558,210,000

Adjustment
Date
6/12/2009
6/12/2009
6/17/2009
6/12/2009
6/17/2009

Cap Adjustment Amount
$
284,590,000
$
(991,580,000)
$
(462,990,000)
$
384,650,000
$
225,040,000

$
$
$
$
$

Adjusted Cap
660,590,000
1,079,420,000
2,410,010,000
1,017,650,000
632,040,000

Reason for Adjustment
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer

6/12/2009
6/12/2009
6/12/2009
6/12/2009
6/12/2009
6/17/2009
6/17/2009
6/17/2009
6/12/2009

$
$
$
$
$
$
$
$
$

(105,620,000)
5,540,000
3,318,840,000
128,300,000
87,130,000
(64,990,000)
(63,980,000)
(338,450,000)
16 140 000
16,140,000

$
$
$
$
$
$
$
$
$

553,380,000
804,440,000
5,182,840,000
447,300,000
453,130,000
91,010,000
131,020,000
459,550,000
117 140 000
117,140,000

Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer
Updated portfolio data from servicer

Total Cap Adjustments

$

2,422,620,000

$

17,980,830,000

TOTAL CAP

1 / The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors.
The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

Page 15 of 18

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Projected Costs and Liabilities [Section 105(a)(3)(E)]
For Period Ending June 30, 2009

Type of Expense/Liability

Amount

None

Note: Treasury interprets this reporting requirement as
applicable to costs and liabilities related to insurance contracts
entered into under the provisions of section 102 of the EESA;
and the single insurance contract with Citigroup is structured
such that no costs are anticipated, i.e. the currently
anticipated cash inflows of the contract slightly exceed
anticipated cash outflows.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Programmatic Operating Expenses [Section 105(a)(3)(F)]
For Period Ending June 30, 2009

Type of Expense
Compensation for financial agents
and legal firms

Amount

$64,040,821

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Description of Vehicles Established [Section 105(a)(3)(H)]
For Period Ending June 30, 2009

Date

Vehicle
None

Description


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102