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U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report
For Period Ending January 30, 2009
CAPITAL PURCHASE PROGRAM

Seller
Date
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008

Name of Institution
Bank of America Corporation
Bank of New York Mellon Corporation
Citigroup Inc.
The Goldman Sachs Group, Inc.
JPMorgan Chase & Co.
Morgan Stanley
State Street Corporation
Wells Fargo & Company
Bank of Commerce Holdings
1st FS Corporation
UCBH Holdings, Inc.
Northern Trust Corporation
SunTrust Banks, Inc.
Broadway Financial Corporation
Washington Federal Inc.
BB&T Corp.
Provident Bancshares Corp.
Umpqua Holdings Corp.
Comerica Inc.
Regions Financial Corp.
Capital One Financial Corporation
First Horizon National Corporation
Huntington Bancshares
KeyCorp
Valley National Bancorp
Zions Bancorporation
Marshall & Ilsley Corporation
U.S. Bancorp
TCF Financial Corporation
First Niagara Financial Group
HF Financial Corp.
Centerstate Banks of Florida Inc.
City National Corporation
First Community Bankshares Inc.
Western Alliance Bancorporation
Webster Financial Corporation
Pacific Capital Bancorp
Heritage Commerce Corp.
Ameris Bancorp
Porter Bancorp Inc.

City
Charlotte
New York
New York
New York
New York
New York
Boston
San Francisco
Redding
Hendersonville
San Francisco
Chicago
Atlanta
Los Angeles
Seattle
Winston-Salem
Baltimore
Portland
Dallas
Birmingham
McLean
Memphis
Columbus
Cleveland
Wayne
Salt Lake City
Milwaukee
Minneapolis
Wayzata
Lockport
Sioux Falls
Davenport
Beverly Hills
Bluefield
Las Vegas
Waterbury
Santa Barbara
San Jose
Moultrie
Louisville

State
NC
NY
NY
NY
NY
NY
MA
CA
CA
NC
CA
IL
GA
CA
WA
NC
MD
OR
TX
AL
VA
TN
OH
OH
NJ
UT
WI
MN
MN
NY
SD
FL
CA
VA
NV
CT
CA
CA
GA
KY

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

Price Paid
$15,000,000,000
$3,000,000,000
$25,000,000,000
$10,000,000,000
$25,000,000,000
$10,000,000,000
$2,000,000,000
$25,000,000,000
$17,000,000
$16,369,000
$298,737,000
$1,576,000,000
$3,500,000,000
$9,000,000
$200,000,000
$3,133,640,000
$151,500,000
$214,181,000
$2,250,000,000
$3,500,000,000
$3,555,199,000
$866,540,000
$1,398,071,000
$2,500,000,000
$300,000,000
$1,400,000,000
$1,715,000,000
$6,599,000,000
$361,172,000
$184,011,000
$25,000,000
$27,875,000
$400,000,000
$41,500,000
$140,000,000
$400,000,000
$180,634,000
$40,000,000
$52,000,000
$35,000,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller
Date
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008

Name of Institution
Banner Corporation
Cascade Financial Corporation
Columbia Banking System, Inc.
Heritage Financial Corporation
First PacTrust Bancorp, Inc.
Severn Bancorp, Inc.
Boston Private Financial Holdings, Inc.
Associated Banc-Corp
Trustmark Corporation
First Community Corporation
Taylor Capital Group
Nara Bancorp, Inc.
Midwest Banc Holdings, Inc.
MB Financial Inc.
First Midwest Bancorp, Inc.
United Community Banks, Inc.
Wesbanco Bank Inc.
Encore Bancshares Inc.
Manhattan Bancorp
Iberiabank Corporation
Eagle Bancorp, Inc.
Sandy Spring Bancorp, Inc.
Coastal Banking Company, Inc.
East West Bancorp
South Financial Group, Inc.
Great Southern Bancorp
Cathay General Bancorp
Southern Community Financial Corp.
CVB Financial Corp
First Defiance Financial Corp.
First Financial Holdings Inc.
Superior Bancorp Inc.
Southwest Bancorp, Inc.
Popular, Inc.
Blue Valley Ban Corp
Central Federal Corporation
Bank of Marin Bancorp
Bank of North Carolina
Central Bancorp, Inc.
Southern Missouri Bancorp, Inc.
State Bancorp, Inc.
TIB Financial Corp
Unity Bancorp, Inc.
Old Line Bancshares, Inc.
FPB Bancorp, Inc.
Sterling Financial Corporation
Oak Valley Bancorp
Old National Bancorp
Capital Bank Corporation
Pacific International Bancorp
SVB Financial Group

City
State
Walla Walla
WA
Everett
WA
Tacoma
WA
Olympia
WA
Chula Vista
CA
Annapolis
MD
Boston
MA
Green Bay
WI
Jackson
MS
Lexington
SC
Rosemont
IL
Los Angeles
CA
Melrose Park
IL
Chicago
IL
Itasca
IL
Blairsville
GA
Wheeling
WV
Houston
TX
El Segundo
CA
Lafayette
LA
Bethesda
MD
Olney
MD
Fernandina Beach FL
Pasadena
CA
Greenville
SC
Springfield
MO
Los Angeles
CA
Winston-Salem
NC
Ontario
CA
Defiance
OH
Charleston
SC
Birmingham
AL
Stillwater
OK
San Juan
PR
Overland Park
KS
Fairlawn
OH
Novato
CA
Thomasville
NC
Somerville
MA
Poplar Bluff
MO
Jericho
NY
Naples
FL
Clinton
NJ
Bowie
MD
Port St. Lucie
FL
Spokane
WA
Oakdale
CA
Evansville
IN
Raliegh
NC
Seattle
WA
Santa Clara
CA

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

Price Paid
$124,000,000
$38,970,000
$76,898,000
$24,000,000
$19,300,000
$23,393,000
$154,000,000
$525,000,000
$215,000,000
$11,350,000
$104,823,000
$67,000,000
$84,784,000
$196,000,000
$193,000,000
$180,000,000
$75,000,000
$34,000,000
$1,700,000
$90,000,000
$38,235,000
$83,094,000
$9,950,000
$306 546 000
$306,546,000
$347,000,000
$58,000,000
$258,000,000
$42,750,000
$130,000,000
$37,000,000
$65,000,000
$69,000,000
$70,000,000
$935,000,000
$21,750,000
$7,225,000
$28,000,000
$31,260,000
$10,000,000
$9,550,000
$36,842,000
$37,000,000
$20,649,000
$7,000,000
$5,800,000
$303,000,000
$13,500,000
$100,000,000
$41,279,000
$6,500,000
$235,000,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller
Date
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008

Name of Institution
LNB Bancorp Inc.
Wilmington Trust Corporation
Susquehanna Bancshares, Inc
Signature Bank
HopFed Bancorp
Citizens Republic Bancorp, Inc.
Indiana Community Bancorp
Bank of the Ozarks, Inc.
Center Financial Corporation
NewBridge Bancorp
Sterling Bancshares, Inc.
The Bancorp, Inc.
TowneBank
Wilshire Bancorp, Inc.
Valley Financial Corporation
Independent Bank Corporation
Pinnacle Financial Partners, Inc.
First Litchfield Financial Corporation
National Penn Bancshares, Inc.
Northeast Bancorp
Citizens South Banking Corporation
Virginia Commerce Bancorp
Fidelity Bancorp, Inc.
LSB Corporation
Intermountain Community Bancorp
Community West Bancshares
Synovus Financial Corp.
Tennessee Commerce Bancorp, Inc.
Community Bankers Trust Corporation
BancTrust Financial Group, Inc.
Enterprise Financial Services Corp.
Mid Penn Bancorp, Inc.
Summit State Bank
VIST Financial Corp.
Wainwright Bank & Trust Company
Whitney Holding Corporation
The Connecticut Bank and Trust Company
CoBiz Financial Inc.
Santa Lucia Bancorp
Seacoast Banking Corporation of Florida
Horizon Bancorp
Fidelity Southern Corporation
Community Financial Corporation
Berkshire Hills Bancorp, Inc.
First California Financial Group, Inc
AmeriServ Financial, Inc
Security Federal Corporation
Wintrust Financial Corporation
Flushing Financial Corporation
Monarch Financial Holdings, Inc.
StellarOne Corporation

City

State
Lorain
OH
Wilmington
DE
Lititz
PA
New York
NY
Hopkinsville
KY
Flint
MI
Columbus
IN
Little Rock
AR
Los Angeles
CA
Greensboro
NC
Houston
TX
Wilmington
DE
Portsmouth
VA
Los Angeles
CA
Roanoke
VA
Ionia
MI
Nashville
TN
Litchfield
CT
Boyertown
PA
Lewiston
ME
Gastonia
NC
Arlington
VA
Pittsburgh
PA
North Andover
MA
Sandpoint
ID
Goleta
CA
Columbus
GA
Franklin
TN
Glen Allen
VA
Mobile
AL
St. Louis
MO
Millersburg
PA
Santa Rosa
CA
Wyomissing
PA
Boston
MA
New Orleans
LA
Hartford
CT
Denver
CO
Atascadero
CA
Stuart
FL
Michigan City
IN
Atlanta
GA
Staunton
VA
Pittsfield
MA
Westlake Village CA
Johnstown
PA
Aiken
SC
Lake Forest
IL
Lake Success
NY
Chesapeake
VA
Charlottesville
VA

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

Price Paid
$25,223,000
$330,000,000
$300,000,000
$120,000,000
$18,400,000
$300,000,000
$21,500,000
$75,000,000
$55,000,000
$52,372,000
$125,198,000
$45,220,000
$76,458,000
$62,158,000
$16,019,000
$72,000,000
$95,000,000
$10,000,000
$150,000,000
$4,227,000
$20,500,000
$71,000,000
$7,000,000
$15 000 000
$15,000,000
$27,000,000
$15,600,000
$967,870,000
$30,000,000
$17,680,000
$50,000,000
$35,000,000
$10,000,000
$8,500,000
$25,000,000
$22,000,000
$300,000,000
$5,448,000
$64,450,000
$4,000,000
$50,000,000
$25,000,000
$48,200,000
$12,643,000
$40,000,000
$25,000,000
$21,000,000
$18,000,000
$250,000,000
$70,000,000
$14,700,000
$30,000,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller

2/
2/
2/
3/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/

2/
2/
2/
2/
3/
2/

Date
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008

Name of Institution
Union Bankshares Corporation
Tidelands Bancshares, Inc
Bancorp Rhode Island, Inc.
Hawthorn Bancshares, Inc.
The Elmira Savings Bank, FSB
Alliance Financial Corporation
Heartland Financial USA, Inc.
Citizens First Corporation
FFW Corporation
Plains Capital Corporation
Tri-County Financial Corporation
OneUnited Bank
Patriot Bancshares, Inc.
Pacific City Finacial Corporation
Marquette National Corporation
Exchange Bank
Monadnock Bancorp, Inc.
Bridgeview Bancorp, Inc.
Fidelity Financial Corporation
Patapsco Bancorp, Inc.
NCAL Bancorp
FCB Bancorp, Inc.
First Financial Bancorp
Bridge Capital Holdings
International Bancshares Corporation
First Sound Bank
M&T Bank Corporation
Emclaire Financial Corp.
Park National Corporation
Green Bankshares, Inc.
Cecil Bancorp, Inc.
Financial Institutions, Inc.
Fulton Financial Corporation
United Bancorporation of Alabama, Inc.
MutualFirst Financial, Inc.
BCSB Bancorp, Inc.
HMN Financial, Inc.
First Community Bank Corporation of America
Sterling Bancorp
Intervest Bancshares Corporation
Peoples Bancorp of North Carolina, Inc.
Parkvale Financial Corporation
Timberland Bancorp, Inc.
1st Constitution Bancorp
Central Jersey Bancorp
Western Illinois Bancshares Inc.
Saigon National Bank
Capital Pacific Bancorp
Uwharrie Capital Corp
Mission Valley Bancorp
The Little Bank, Incorporated

City
Bowling Green
Mt. Pleasant
Providence
Lee's Summit
Elmira
Syracuse
Dubuque
Bowling Green
Wabash
Dallas
Waldorf
Boston
Houston
Los Angeles
Chicago
Santa Rosa
Peterborough
Bridgeview
Wichita
Dundalk
Los Angeles
Louisville
Cincinnati
San Jose
Laredo
Seattle
Buffalo
Emlenton
Newark
Greeneville
Elkton
Warsaw
Lancaster
Atmore
Muncie
Baltimore
Rochester
Pinellas Park
New York
New York
Newton
Monroeville
Hoquiam
Cranbury
Oakhurst
Monmouth
Westminster
Portland
Albemarle
Sun Valley
Kinston

State
VA
SC
RI
MO
NY
NY
IA
KY
IN
TX
MD
MA
TX
CA
IL
CA
NH
IL
KS
MD
CA
KY
OH
CA
TX
WA
NY
PA
OH
TN
MD
NY
PA
AL
IN
MD
MN
FL
NY
NY
NC
PA
WA
NJ
NJ
IL
CA
OR
NC
CA
NC

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants

Price Paid
$59,000,000
$14,448,000
$30,000,000
$30,255,000
$9,090,000
$26,918,000
$81,698,000
$8,779,000
$7,289,000
$87,631,000
$15,540,000
$12,063,000
$26,038,000
$16,200,000
$35,500,000
$43,000,000
$1,834,000
$38,000,000
$36,282,000
$6,000,000
$10,000,000
$9,294,000
$80,000,000
$23 864 000
$23,864,000
$216,000,000
$7,400,000
$600,000,000
$7,500,000
$100,000,000
$72,278,000
$11,560,000
$37,515,000
$376,500,000
$10,300,000
$32,382,000
$10,800,000
$26,000,000
$10,685,000
$42,000,000
$25,000,000
$25,054,000
$31,762,000
$16,641,000
$12,000,000
$11,300,000
$6,855,000
$1,549,000
$4,000,000
$10,000,000
$5,500,000
$7,500,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller

2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/

2/
1/

2/
2/
2/

Date
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009

Name of Institution
Pacific Commerce Bank
Citizens Community Bank
Seacoast Commerce Bank
TCNB Financial Corp.
Leader Bancorp, Inc.
Nicolet Bankshares, Inc.
Magna Bank
Western Community Bancshares, Inc.
Community Investors Bancorp, Inc.
Capital Bancorp, Inc.
Cache Valley Banking Company
Citizens Bancorp
Tennessee Valley Financial Holdings, Inc.
Pacific Coast Bankers' Bancshares
SunTrust Banks, Inc.
The PNC Financial Services Group Inc.
Fifth Third Bancorp
Hampton Roads Bankshares, Inc.
CIT Group Inc.
West Bancorporation, Inc.
First Banks, Inc.
Bank of America Corporation
FirstMerit Corporation
Farmers Capital Bank Corporation
Peapack-Gladstone Financial Corporation
Commerce National Bank
The First Bancorp, Inc.
Sun Bancorp, Inc.
Crescent Financial Corporation
American Express Company
Central Pacific Financial Corp.
Centrue Financial Corporation
Eastern Virginia Bankshares, Inc.
Colony Bankcorp, Inc.
Independent Bank Corp.
Cadence Financial Corporation
LCNB Corp.
Center Bancorp, Inc.
F.N.B. Corporation
C&F Financial Corporation
North Central Bancshares, Inc.
Carolina Bank Holdings, Inc.
First Bancorp
First Financial Service Corporation
Codorus Valley Bancorp, Inc.
MidSouth Bancorp, Inc.
First Security Group, Inc.
Shore Bancshares, Inc.
The Queensborough Company
American State Bancshares, Inc.
Security California Bancorp

City
Los Angeles
South Hill
Chula Vista
Dayton
Arlington
Green Bay
Memphis
Palm Desert
Bucyrus
Rockville
Logan
Nevada City
Oak Ridge
San Francisco
Atlanta
Pittsburgh
Cincinnati
Norfolk
New York
West Des Moines
Clayton
Charlotte
Akron
Frankfort
Gladstone
Newport Beach
Damariscotta
Vineland
Cary
New York
Honolulu
St. Louis
Tappahannock
Fitzgerald
Rockland
Starkville
Lebanon
Union
Hermitage
West Point
Fort Dodge
Greensboro
Troy
Elizabethtown
York
Lafayette
Chattanooga
Easton
Louisville
Great Bend
Riverside

State
CA
VA
CA
OH
MA
WI
TN
CA
OH
MD
UT
CA
TN
CA
GA
PA
OH
VA
NY
IA
MO
NC
OH
KY
NJ
CA
ME
NJ
NC
NY
HI
MO
VA
GA
MA
MS
OH
NJ
PA
VA
IA
NC
NC
KY
PA
LA
TN
MD
GA
KS
CA

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Price Paid
$4,060,000
$3,000,000
$1,800,000
$2,000,000
$5,830,000
$14,964,000
$13,795,000
$7,290,000
$2,600,000
$4,700,000
$4,767,000
$10,400,000
$3,000,000
$11,600,000
$1,350,000,000
$7,579,200,000
$3,408,000,000
$80,347,000
$2,330,000,000
$36,000,000
$295,400,000
$10,000,000,000
$125,000,000
$30 000 000
$30,000,000
$28,685,000
$5,000,000
$25,000,000
$89,310,000
$24,900,000
$3,388,890,000
$135,000,000
$32,668,000
$24,000,000
$28,000,000
$78,158,000
$44,000,000
$13,400,000
$10,000,000
$100,000,000
$20,000,000
$10,200,000
$16,000,000
$65,000,000
$20,000,000
$16,500,000
$20,000,000
$33,000,000
$25,000,000
$12,000,000
$6,000,000
$6,815,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller

2/
2/
3/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/

3/

2/
2/
2/
2/
2/
3/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
3/
2/

Date
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009

Name of Institution
Security Business Bancorp
Sound Banking Company
Mission Community Bancorp
Redwood Financial Inc.
Surrey Bancorp
Independence Bank
Valley Community Bank
Rising Sun Bancorp
Community Trust Financial Corporation
GrandSouth Bancorporation
Texas National Bancorporation
Congaree Bancshares, Inc.
New York Private Bank & Trust Corporation
Home Bancshares, Inc.
Washington Banking Company/ Whidbey Island Bank
New Hampshire Thrift Bancshares, Inc.
Bar Harbor Bankshares/Bar Harbor Bank & Trust
Somerset Hills Bancorp
SCBT Financial Corporation
S&T Bancorp
ECB Bancorp, Inc./East Carolina Bank
First BanCorp
Texas Capital Bancshares, Inc.
Yadkin Valley Financial Corporation
Carver Bancorp, Inc
Citizens & Northern Corporation
MainSource Financial Group, Inc.
MetroCorp Bancshares, Inc.
United Bancorp, Inc.
Old Second Bancorp, Inc.
Pulaski Financial Corp
OceanFirst Financial Corp.
Community 1st Bank
TCB Holding Company, Texas Community Bank
Centra Financial Holdings, Inc./Centra Bank, Inc.
First Bankers Trustshares, Inc.
Pacific Coast National Bancorp
Community Bank of the Bay
Redwood Capital Bancorp
Syringa Bancorp
Idaho Bancorp
Puget Sound Bank
United Financial Banking Companies, Inc.
Dickinson Financial Corporation II
The Baraboo Bancorporation
Bank of Commerce
State Bankshares, Inc.
BNCCORP, Inc.
First Manitowoc Bancorp, Inc.
Southern Bancorp, Inc.
Morrill Bancshares, Inc.

City
San Diego
Morehead City
San Luis Obispo
Redwood Falls
Mount Airy
East Greenwich
Pleasanton
Rising Sun
Ruston
Greenville
Jacksonville
Cayce
New York
Conway
Oak Harbor
Newport
Bar Harbor
Bernardsville
Columbia
Indiana
Engelhard
San Juan
Dallas
Elkin
New York
Wellsboro
Greensburg
Houston
Tecumseh
Aurora
Creve Coeur
Toms River
Roseville
The Woodlands
Morgantown
Quincy
San Clemente
Oakland
Eureka
Boise
Boise
Bellevue
Vienna
Kansas City
Baraboo
Charlotte
Fargo
Bismarck
Manitowoc
Arkadelphia
Merriam

State
CA
NC
CA
MN
NC
RI
CA
MD
LA
SC
TX
SC
NY
AR
WA
NH
ME
NJ
SC
PA
NC
PR
TX
NC
NY
PA
IN
TX
MI
IL
MO
NJ
CA
TX
WV
IL
CA
CA
CA
ID
ID
WA
VA
MO
WI
NC
ND
ND
WI
AR
KS

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants

Price Paid
$5,803,000
$3,070,000
$5,116,000
$2,995,000
$2,000,000
$1,065,000
$5,500,000
$5,983,000
$24,000,000
$9,000,000
$3,981,000
$3,285,000
$267,274,000
$50,000,000
$26,380,000
$10,000,000
$18,751,000
$7,414,000
$64,779,000
$108,676,000
$17,949,000
$400,000,000
$75,000,000
$36 000 000
$36,000,000
$18,980,000
$26,440,000
$57,000,000
$45,000,000
$20,600,000
$73,000,000
$32,538,000
$38,263,000
$2,550,000
$11,730,000
$15,000,000
$10,000,000
$4,120,000
$1,747,000
$3,800,000
$8,000,000
$6,900,000
$4,500,000
$5,658,000
$146,053,000
$20,749,000
$3,000,000
$50,000,000
$20,093,000
$12,000,000
$11,000,000
$13,000,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller

2/

2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/

2/
2/
2/
2/
2/
3/
2/
2/

Date
1/16/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009

Name of Institution
Treaty Oak Bancorp, Inc.
1st Source Corporation
Princeton National Bancorp, Inc.
AB&T Financial Corporation
First Citizens Banc Corp
WSFS Financial Corporation
Commonwealth Business Bank
Seaside National Bank & Trust

1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009

CalWest Bancorp
Fresno First Bank
First ULB Corp.
Alarion Financial Services, Inc.
Midland States Bancorp, Inc.
Moscow Bancshares, Inc.
Farmers Bank
California Oaks State Bank
Pierce County Bancorp
Calvert Financial Corporation
Liberty Bancshares, Inc.
Crosstown Holding Company
BankFirst Capital Corporation
Southern Illinois Bancorp, Inc.
FPB Financial Corp.
p
Stonebridge Financial Corp.
Peoples Bancorp Inc.
Anchor BanCorp Wisconsin Inc.
Parke Bancorp, Inc.
Central Virginia Bankshares, Inc.
Flagstar Bancorp, Inc.
Middleburg Financial Corporation
Peninsula Bank Holding Co.
PrivateBancorp, Inc.
Central Valley Community Bancorp
Plumas Bancorp
Stewardship Financial Corporation
Oak Ridge Financial Services, Inc.
First United Corporation
Community Partners Bancorp
Guaranty Federal Bancshares, Inc.
Annapolis Bancorp, Inc.
DNB Financial Corporation
Firstbank Corporation
Valley Commerce Bancorp
Greer Bancshares Incorporated
Ojai Community Bank
Adbanc, Inc
Beach Business Bank
Legacy Bancorp, Inc.
First Southern Bancorp, Inc.
Country Bank Shares, Inc.

City
Austin
South Bend
Princeton
Gastonia
Sandusky
Wilmington
Los Angeles
Orlando
Rancho Santa
Margarita

Fresno
Oakland
Ocala
Effingham
Moscow
Windsor
Thousand Oaks
Tacoma
Ashland
Jonesboro
Blaine
Macon
Carmi
Hammond
West Chester
Marietta
Madison
Sewell
Powhatan
Troy
Middleburg
Palo Alto
Chicago
Fresno
Quincy
Midland Park
Oak Ridge
Oakland
Middletown
Springfield
Annapolis
Downingtown
Alma
Visalia
Greer
Ojai
Ogallala
Manhattan Beach
Milwaukee
Boca Raton
Milford

State
TX
IN
IL
NC
OH
DE
CA
FL

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Price Paid
$3,268,000
$111,000,000
$25,083,000
$3,500,000
$23,184,000
$52,625,000
$7,701,000
$5,677,000

CA
CA
CA
FL
IL
TN
VA
CA
WA
MO
AR
MN
MS
IL
LA
PA
OH
WI
NJ
VA
MI
VA
CA
IL
CA
CA
NJ
NC
MD
NJ
MO
MD
PA
MI
CA
SC
CA
NE
CA
WI
FL
NE

Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$4,656,000
$1,968,000
$4,900,000
$6,514,000
$10,189,000
$6,216,000
$8,752,000
$3,300,000
$6,800,000
$1,037,000
$57,500,000
$10,650,000
$15,500,000
$5,000,000
$3,240,000
$
,
,
$10,973,000
$39,000,000
$110,000,000
$16,288,000
$11,385,000
$266,657,000
$22,000,000
$6,000,000
$243,815,000
$7,000,000
$11,949,000
$10,000,000
$7,700,000
$30,000,000
$9,000,000
$17,000,000
$8,152,000
$11,750,000
$33,000,000
7,700,000
9,993,000
$2,080,000
$12,720,000
$6,000,000
$5,498,000
$10,900,000
$7,525,000

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Seller

2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/
2/

Date
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009

Name of Institution
Katahdin Bankshares Corp.
Rogers Bancshares, Inc.
UBT Bancshares, Inc.
Bankers' Bank of the West Bancorp, Inc.
W.T.B. Financial Corporation
AMB Financial Corp.
Goldwater Bank, N.A.
Equity Bancshares, Inc.
WashingtonFirst Bank
Central Bancshares, Inc.
Hilltop Community Bancorp, Inc.
Northway Financial, Inc.
Monument Bank
Metro City Bank
F & M Bancshares, Inc.
First Resource Bank

City
Houlton
Little Rock
Marysville
Denver
Spokane
Munster
Scottsdale
Wichita
Reston
Houston
Summit
Berlin
Bethesda
Doraville
Trezevant
Exton

State
ME
AR
KS
CO
WA
IN
AZ
KS
VA
TX
NJ
NH
MD
GA
TN
PA

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

TOTAL

Price Paid
$10,449,000
$25,000,000
$8,950,000
$12,639,000
$110,000,000
$3,674,000
$2,568,000
$8,750,000
$6,633,000
$5,800,000
$4,000,000
$10,000,000
$4,734,000
$7,700,000
$4,609,000
$2,600,000

$195,328,219,000

1/ This transaction was included in p
previous Transaction Reports
p
with Merrill Lynch
y
& Co., Inc. listed as the q
qualifying
y g institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was
deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009.
2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock, which it exercised immediately.
3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less.

Pricing
Mechanism
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

SYSTEMICALLY SIGNIFICANT FAILING INSTITUTIONS

Seller
Date
11/25/2008 AIG

Name of Institution

City
New York

State
NY

Transaction Type
Purchase

Description
Preferred Stock w/ Warrants

Pricing
Mechanism
Price Paid
$40,000,000,000 Par

AUTOMOTIVE INDUSTRY FINANCING PROGRAM

Seller
Date

1/
2/
3/

12/29/2008
12/29/2008
12/31/2008
1/2/2009
1/16/2009

Name of Institution
GMAC LLC
General Motors Corporation
General Motors Corporation
Chrysler Holding LLC

City

State

Detroit
Detroit
Detroit
Auburn Hills

Chrysler Financial Services Americas LLC

MI
MI
MI
MI
Farmington Hills MI

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase

Description
Preferred Stock w/ Exercised Warrants
Debt Obligation
Debt Obligation w/ Warrants and Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
TOTAL

Pricing
Mechanism
Liquidation
$5,000,000,000 Preference
$884,024,131 N/A
$9,400,000,000 N/A
$4,000,000,000 N/A
$1,500,000,000 N/A
Amount

$20,784,024,131

1/ Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate level of funding was dependent upon the level of investor participation in GMAC LLC's rights offering.
The Amount has been updated to reflect the final level of funding.
2/ The Amount includes $4,000,000,000 funded on December 31, 2008, and $5,400,000,000 funded on January 21, 2009; it does not include an additional loan of $4,000,000,000, which is contingent
on Treasury
Treasury's
s authority under section 115(a) of EESA.
3/ The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler Financial. The Amount of $1,500,000,000 represents the maximum loan amount. The loan
will be incrementally funded.
TARGETED INVESTMENT PROGRAM

Seller
Date
Name of Institution
12/31/2008 Citigroup Inc.
1/16/2009 Bank of America Corporation

City
New York
Charlotte

State
NY
NC

Transaction Type
Purchase
Purchase

Description
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
TOTAL

Pricing
Mechanism
Price Paid
$20,000,000,000 Par
$20,000,000,000 Par
$40,000,000,000

ASSET GUARANTEE PROGRAM

Seller
Date

Name of Institution

1/16/2009 Citigroup Inc.

City
New York

State
NY

Transaction Type
Guarantee

Description
Second-Loss Guarantee on Asset Pool
TOTAL

Premium
Received
Preferred Stock
$5,000,000,000 and Warrants

Guarantee Limit

$5,000,000,000