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CAPITAL PURCHASE PROGRAM
Transaction Report
Updated on November 25, 2008; 4:30 PM
Seller
Date

1/

Name of Institution

City

State

Price Paid

Pricing
Mechanism

10/28/2008 Bank of America Corporation

Charlotte

NC

Purchase

Description
Preferred Stock w/Warrants

10/28/2008 Bank of New York Mellon Corporation
10/28/2008 Citigroup Inc.

New York

NY

Purchase

Preferred Stock w/Warrants

$3,000,000,000 Par

New York

NY

Purchase

Preferred Stock w/Warrants

$25,000,000,000 Par

10/28/2008 The Goldman Sachs Group, Inc.
10/28/2008 JPMorgan Chase & Co.

New York

NY

Purchase

Preferred Stock w/Warrants

$10,000,000,000 Par

New York

NY

Purchase

Preferred Stock w/Warrants

$25,000,000,000 Par

10/28/2008 Morgan Stanley
10/28/2008 State Street Corporation

New York

NY

Purchase

Preferred Stock w/Warrants

$10,000,000,000 Par

Boston

MA

Purchase

Preferred Stock w/Warrants

$2,000,000,000 Par

San Francisco

CA

Purchase

Preferred Stock w/Warrants

$25,000,000,000 Par

10/28/2008 Wells Fargo & Company
10/28/2008 Merrill Lynch & Co., Inc.

Transaction Type

$15,000,000,000 Par

New York

NY

Purchase

Preferred Stock w/Warrants

$10,000,000,000 Par

Redding

CA

Purchase

Preferred Stock w/Warrants

$17,000,000 Par

Hendersonville

NC

Purchase

Preferred Stock w/Warrants

$16,369,000 Par

11/14/2008 UCBH Holdings, Inc.
11/14/2008 Northern Trust Corporation

San Francisco

CA

Purchase

Preferred Stock w/Warrants

$298,737,000 Par

Chicago

IL

Purchase

Preferred Stock w/Warrants

$1,576,000,000 Par

11/14/2008 SunTrust Banks, Inc.
11/14/2008 Broadway Financial Corporation

Atlanta

GA

Purchase

Preferred Stock w/Warrants

$3,500,000,000 Par

Los Angeles

CA

Purchase

Preferred Stock w/Warrants

$9,000,000 Par

11/14/2008 Washington Federal Inc.
11/14/2008 BB&T Corp.

Seattle

WA

Purchase

Preferred Stock w/Warrants

$200,000,000 Par

Winston-Salem

NC

Purchase

Preferred Stock w/Warrants

$3,133,640,000 Par

11/14/2008 Provident Bancshares Corp.
11/14/2008 Umpqua Holdings Corp.

Baltimore

MD

Purchase

Preferred Stock w/Warrants

$151,500,000 Par

Portland

OR

Purchase

Preferred Stock w/Warrants

$214,181,000 Par

11/14/2008 Comerica Inc.
11/14/2008 Regions Financial Corp.

Dallas

TX

Purchase

Preferred Stock w/Warrants

$2,250,000,000 Par

11/14/2008 Bank of Commerce Holdings
11/14/2008 1st FS Corporation

Birmingham

AL

Purchase

Preferred Stock w/Warrants

$3,500,000,000 Par

11/14/2008 Capital One Financial Corporation
11/14/2008 First Horizon National Corporation

McLean

VA

Purchase

Preferred Stock w/Warrants

$3,555,199,000 Par

Memphis

TN

Purchase

Preferred Stock w/Warrants

$866,540,000 Par

11/14/2008 Huntington Bancshares
11/14/2008 KeyCorp

Columbus

OH

Purchase

Preferred Stock w/Warrants

$1,398,071,000 Par

Cleveland

OH

Purchase

Preferred Stock w/Warrants

$2,500,000,000 Par

11/14/2008 Valley National Bancorp
11/14/2008 Zions Bancorporation

Wayne

NJ

Purchase

Preferred Stock w/Warrants

$300,000,000 Par

Salt Lake City

UT

Purchase

Preferred Stock w/Warrants

$1,400,000,000 Par

11/14/2008 Marshall & Ilsley Corporation
11/14/2008 U.S. Bancorp

Milwaukee

WI

Purchase

Preferred Stock w/Warrants

$1,715,000,000 Par

Minneapolis

MN

Purchase

Preferred Stock w/Warrants

$6,599,000,000 Par

11/14/2008 TCF Financial Corporation
11/21/2008 First Niagara Financial Group

Wayzata

MN

Purchase

Preferred Stock w/Warrants

$361,172,000 Par

Lockport

NY

Purchase

Preferred Stock w/Warrants

$184,011,000 Par

11/21/2008 HF Financial Corp.
11/21/2008 Centerstate Banks of Florida Inc.

Sioux Falls

SD

Purchase

Preferred Stock w/Warrants

$25,000,000 Par

Davenport

FL

Purchase

Preferred Stock w/Warrants

$27,875,000 Par

11/21/2008 City National Corporation

Beverly Hills

CA

Purchase

Preferred Stock w/Warrants

$400,000,000 Par

CAPITAL PURCHASE PROGRAM
Transaction Report
Updated on November 25, 2008; 4:30 PM
Seller
Date

Name of Institution

City

State

Transaction Type

Description

Price Paid

Pricing
Mechanism

11/21/2008 First Community Bankshares Inc.
11/21/2008 Western Alliance Bancorporation

Bluefield

VA

Purchase

Preferred Stock w/Warrants

$41,500,000 Par

Las Vegas

NV

Purchase

Preferred Stock w/Warrants

$140,000,000 Par

11/21/2008 Webster Financial Corporation
11/21/2008 Pacific Capital Bancorp

Waterbury

CT

Purchase

Preferred Stock w/Warrants

$400,000,000 Par

Santa Barbara

CA

Purchase

Preferred Stock w/Warrants

$180,634,000 Par

11/21/2008 Heritage Commerce Corp.
11/21/2008 Ameris Bancorp

San Jose

CA

Purchase

Preferred Stock w/Warrants

$40,000,000 Par

Moultrie

GA

Purchase

Preferred Stock w/Warrants

$52,000,000 Par
$35,000,000 Par

11/21/2008 Porter Bancorp Inc.
11/21/2008 Banner Corporation

Louisville

KY

Purchase

Preferred Stock w/Warrants

Walla Walla

WA

Purchase

Preferred Stock w/Warrants

$124,000,000 Par

11/21/2008 Cascade Financial Corporation
11/21/2008 Columbia Banking System, Inc.

Everett

WA

Purchase

Preferred Stock w/Warrants

$38,970,000 Par

Tacoma

WA

Purchase

Preferred Stock w/Warrants

$76,898,000 Par

11/21/2008 Heritage Financial Corporation
11/21/2008 First PacTrust Bancorp, Inc.

Olympia

WA

Purchase

Preferred Stock w/Warrants

$24,000,000 Par

Chula Vista

CA

Purchase

Preferred Stock w/Warrants

$19,300,000 Par

11/21/2008 Severn Bancorp, Inc.

Annapolis

MD

Purchase

Preferred Stock w/Warrants

$23,393,000 Par
$154,000,000 Par

11/21/2008 Boston Private Financial Holdings, Inc.
11/21/2008 Associated Banc-Corp

Boston

MA

Purchase

Preferred Stock w/Warrants

Green Bay

WI

Purchase

Preferred Stock w/Warrants

$525,000,000 Par

11/21/2008 Trustmark Corporation
11/21/2008 First Community Corporation

Jackson

MS

Purchase

Preferred Stock w/Warrants

$215,000,000 Par

Lexington

SC

Purchase

Preferred Stock w/Warrants

$11,350,000 Par

11/21/2008 Taylor Capital Group
11/21/2008 Nara Bancorp, Inc.

Rosemont

IL

Purchase

Preferred Stock w/Warrants

$104,823,000 Par

Los Angeles

CA

Purchase

Preferred Stock w/Warrants

$67,000,000 Par

TOTAL
1/ Settlement deferred pending merger

KEY
Date

When payment is authorized

Seller

Name, City and State of Qualified Institution

Transaction Type

Purchase or Sale

Description

e.g. Preferred Stock w/Warrants, Preferred Stock w/Senior Debt

Price Paid

Total Purchase Amount

Pricing Mechanism

e.g. Priced at par, auction price

$161,471,163,000

SYSTEMICALLY SIGNIFICANT FAILING INSTITUTION
Transaction Report
Updated on November 26, 2008; 4:30 PM
Seller
Name of Institution

Date
11/25/2008 AIG

City
New York

State
NY

KEY
Date

When payment is authorized

Seller

Name, City and State of Qualified Institution

Transaction Type

Purchase or Sale

Description

e.g. Preferred Stock w/Warrants, Preferred Stock w/Senior Debt

Price Paid

Total Purchase Amount

Pricing Mechanism

e.g. Priced at par, auction price

Transaction Type
Purchase

Description
Preferred Stock w/Warrants

Price Paid

Pricing
Mechanism

$40,000,000,000 Par