View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

CAPITAL PURCHASE PROGRAM
Transaction Report
Updated on November 17, 2008; 4:30 PM
Seller
Date

Name of Institution

City

State

Price Paid

Pricing
Mechanism

10/28/2008 Bank of America Corporation

Charlotte

NC

Purchase

Description
Preferred Stock w/Warrants

10/28/2008 Bank of New York Mellon Corporation
10/28/2008 Citigroup Inc.

New York

NY

Purchase

Preferred Stock w/Warrants

$3,000,000,000 Par

New York

NY

Purchase

Preferred Stock w/Warrants

$25,000,000,000 Par

10/28/2008 The Goldman Sachs Group, Inc.
10/28/2008 JPMorgan Chase & Co.

New York

NY

Purchase

Preferred Stock w/Warrants

$10,000,000,000 Par

New York

NY

Purchase

Preferred Stock w/Warrants

$25,000,000,000 Par

10/28/2008 Morgan Stanley
10/28/2008 State Street Corporation

New York

NY

Purchase

Preferred Stock w/Warrants

$10,000,000,000 Par

Boston

MA

Purchase

Preferred Stock w/Warrants

$2,000,000,000 Par

San Francisco

CA

Purchase

Preferred Stock w/Warrants

$25,000,000,000 Par

10/28/2008 Wells Fargo & Company
10/28/2008 Merrill Lynch & Co., Inc.

Transaction Type

$15,000,000,000 Par

New York

NY

Purchase

Preferred Stock w/Warrants

$10,000,000,000 Par

11/14/2008 Bank of Commerce Holdings
11/14/2008 1st FS Corporation

Redding

CA

Purchase

Preferred Stock w/Warrants

$17,000,000 Par

Hendersonville

NC

Purchase

Preferred Stock w/Warrants

$16,369,000 Par

11/14/2008 UCBH Holdings, Inc.
11/14/2008 Northern Trust Corporation

San Francisco

CA

Purchase

Preferred Stock w/Warrants

$298,737,000 Par

Chicago

IL

Purchase

Preferred Stock w/Warrants

$1,576,000,000 Par

11/14/2008 SunTrust Banks, Inc.
11/14/2008 Broadway Financial Corporation

Atlanta

GA

Purchase

Preferred Stock w/Warrants

$3,500,000,000 Par

Los Angeles

CA

Purchase

Preferred Stock w/Warrants

$9,000,000 Par

11/14/2008 Washington Federal Inc.
11/14/2008 BB&T Corp.

Seattle

WA

Purchase

Preferred Stock w/Warrants

$200,000,000 Par

Winston-Salem

NC

Purchase

Preferred Stock w/Warrants

$3,133,640,000 Par

11/14/2008 Provident Bancshares Corp.
11/14/2008 Umpqua Holdings Corp.

Baltimore

MD

Purchase

Preferred Stock w/Warrants

$151,500,000 Par

Portland

OR

Purchase

Preferred Stock w/Warrants

$214,181,000 Par

11/14/2008 Comerica Inc.
11/14/2008 Regions Financial Corp.

Dallas

TX

Purchase

Preferred Stock w/Warrants

$2,250,000,000 Par

Birmingham

AL

Purchase

Preferred Stock w/Warrants

$3,500,000,000 Par

11/14/2008 Capital One Financial Corporation
11/14/2008 First Horizon National Corporation

McLean

VA

Purchase

Preferred Stock w/Warrants

$3,555,199,000 Par

Memphis

TN

Purchase

Preferred Stock w/Warrants

$866,540,000 Par

11/14/2008 Huntington Bancshares
11/14/2008 KeyCorp

Columbus

OH

Purchase

Preferred Stock w/Warrants

$1,398,071,000 Par

Cleveland

OH

Purchase

Preferred Stock w/Warrants

$2,500,000,000 Par

11/14/2008 Valley National Bancorp
11/14/2008 Zions Bancorporation

Wayne

NJ

Purchase

Preferred Stock w/Warrants

$300,000,000 Par

Salt Lake City

UT

Purchase

Preferred Stock w/Warrants

$1,400,000,000 Par

11/14/2008 Marshall & Ilsley Corporation
11/14/2008 U.S. Bancorp

Milwaukee

WI

Purchase

Preferred Stock w/Warrants

$1,715,000,000 Par

Minneapolis

MN

Purchase

Preferred Stock w/Warrants

$6,599,000,000 Par

11/14/2008 TCF Financial Corporation

1/

Wayzata

MN

Purchase

Preferred Stock w/Warrants

$361,172,000 Par

1/ Settlement deferred pending merger

KEY
Date

When payment is authorized

Seller

Name, City and State of Qualified Institution

Transaction Type

Purchase or Sale

Description

e.g. Preferred Stock w/Warrants, Preferred Stock w/Senior Debt

Price Paid

Total Purchase Amount

Pricing Mechanism

e.g. Priced at par, auction price


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102