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U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing Programs
For Period Ending September 27, 2013

MAKING HOME AFFORDABLE PROGRAM
Servicer Modifying Borrowers' Loans
Name of Institution

Date
4/13/2009

Adjustment Details
City

Select Portfolio Servicing

Salt Lake City

State

Transaction
Type

UT

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

1

376,000,000

Pricing
Mechanism
N/A

O'Fallon

10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722

MO

Purchase

Financial Instrument for Home Loan Modifications

$

2,071,000,000

N/A

(100,000) $

$

(6,805) $

$

(100,000) $

815,999,605 Transfer of cap due to servicing transfer

$

(200,000) $

815,799,605 Transfer of cap due to servicing transfer

$

(100,000) $

815,699,605 Transfer of cap due to servicing transfer

$

(100,000) $

815,599,605 Transfer of cap due to servicing transfer

$

200,000 $

815,799,605 Transfer of cap due to servicing transfer

$

24,800,000 $

840,599,605 Transfer of cap due to servicing transfer

$

1,900,000 $

842,499,605 Transfer of cap due to servicing transfer

$

80,000 $

842,579,605 Transfer of cap due to servicing transfer

$

8,710,000 $

$

(5,176) $

$

2,430,000 $

853,714,429 Transfer of cap due to servicing transfer

$

2,310,000 $

$

(13,961) $

856,024,429 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
856,010,468 reallocation

$

126,940,000 $

982,950,468 Transfer of cap due to servicing transfer

$

9,990,000 $

992,940,468 Transfer of cap due to servicing transfer

$

10,650,000 $

$

(2,663) $

1,003,590,468 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,003,587,805 reallocation

$

18,650,000 $

1,022,237,805 Transfer of cap due to servicing transfer

$

10,290,000 $

1,032,527,805 Transfer of cap due to servicing transfer

$

4,320,000 $

$

(10,116) $

1,036,847,805 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,036,837,689 reallocation

$

840,000 $

1,037,677,689 Transfer of cap due to servicing transfer

$

1,330,000 $

1,039,007,689 Transfer of cap due to servicing transfer

$

3,620,000 $

$

(3,564) $

1,042,627,689 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,042,624,125 reallocation

$

105,080,000 $

1,147,704,125 Transfer of cap due to servicing transfer

$

10,000 $

1,147,714,125 Transfer of cap due to servicing transfer

$

98,610,000 $

9/27/2013

10310

$

9/16/2013

10310

816,206,410 Transfer of cap due to servicing transfer

8/15/2013

10310

400,000 $

7/16/2013

10310

$

6/27/2013

10310

815,806,410 Transfer of cap due to servicing transfer

6/14/2013

10310

(100,000) $

5/16/2013

10310

$

4/16/2013

10310

(735) $

3/25/2013

10310

$

3/14/2013

10310

3,600,000 $

2/14/2013

10310

$

1/16/2013

10310

812,307,145 Transfer of cap due to servicing transfer

12/27/2012

10310

100,000 $

12/14/2012

10310

$

11/15/2012

10310

812,207,145 Transfer of cap due to servicing transfer

10/16/2012

10310

(2,300,000) $

9/27/2012

10310

$

8/16/2012

10310

814,507,145 Updated portfolio data from servicer

7/16/2012

10310

(639) $

6/28/2012

10310

$

6/14/2012

10310

814,507,784 Updated portfolio data from servicer

5/16/2012

10310

64,400,000 $

4/16/2012

10310

$

3/15/2012

10310

(700,000) $

1/13/2012

10310

$

11/16/2011

10310

59,807,784 $

10/14/2011

10310

$

9/15/2011

10310

4,000,000 $

8/16/2011

10310

$

6/29/2011

10310

687,000,000 Updated portfolio data from servicer

6/16/2011

10310

128,690,000 $

5/13/2011

10310

$

4/13/2011

10310

558,310,000 Updated portfolio data from servicer

3/30/2011

10310

(355,530,000) $

3/16/2011

10310

$

2/16/2011

10310

131,340,000 $

1/13/2011

10310

$

1/6/2011

10310

121,910,000 $

12/15/2010

10310

$

11/16/2010

10310

284,590,000 $

9/30/2010

10310

$

9/30/2010

10310

6/12/2009

7/14/2010

10310

10722

Reason for Adjustment

3/26/2010

10310

10722

Adjusted Cap

12/30/2009

10310

CitiMortgage, Inc.

Cap Adjustment Amount

9/30/2009

10310

4/13/2009

Note

Adjustment
Date

660,590,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
782,500,000 cap
Updated portfolio data from servicer & HAFA initial
913,840,000 cap

$

(1,541) $

6/12/2009

$

(991,580,000) $

9/30/2009

$

1,010,180,000 $

12/30/2009

$

(105,410,000) $

3/26/2010

$

(199,300,000) $

4/19/2010

$

(230,000) $

5/14/2010

$

(3,000,000) $

6/16/2010

$

(12,280,000) $

7/14/2010

$

(757,680,000) $

7/16/2010

$

(7,110,000) $

8/13/2010

$

(6,300,000) $

9/15/2010

$

(8,300,000) $

1,011,700,000 Updated portfolio data from servicer
Transfer of cap to multiple servicers due to
1,004,590,000 servicing transfer
Transfer of cap to multiple servicers due to
998,290,000 servicing transfer
Transfer of cap to multiple servicers due to
989,990,000 servicing transfer

9/30/2010

$

32,400,000 $

1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

101,287,484 $

10/15/2010

$

(1,400,000) $

1,122,277,484 Transfer of cap due to servicing transfer

11/16/2010

$

(3,200,000) $

1,119,077,484 Transfer of cap due to servicing transfer

1/6/2011

$

(981) $

1/13/2011

$

(10,500,000) $

1,108,576,503 Transfer of cap due to servicing transfer

2/16/2011

$

(4,600,000) $

1,103,976,503 Transfer of cap due to servicing transfer

691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap
750,807,784 Updated portfolio data from servicer
750,107,784 Transfer of cap due to servicing transfer

815,907,145 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
815,906,410 reallocation

816,106,410 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
816,099,605 reallocation

851,289,605 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
851,284,429 reallocation

1,246,324,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,246,322,584 reallocation
1,079,420,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
2,089,600,000 cap
Updated portfolio data from servicer & HAFA initial
1,984,190,000 cap
Updated portfolio data from servicer & 2MP initial
1,784,890,000 cap
Transfer of cap to Service One, Inc. due to
1,784,660,000 servicing transfer
Transfer of cap to Specialized Loan Servicing, LLC
1,781,660,000 due to servicing transfer
Transfer of cap to multiple servicers due to
1,769,380,000 servicing transfer

1,123,677,484 Updated portfolio data from servicer

1,119,076,503 Updated portfolio data from servicer

Page 1 of 37

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10722

10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423

IA

Purchase

Financial Instrument for Home Loan Modifications

$

2,873,000,000

N/A

$

(900,000) $

1,056,966,341 Transfer of cap due to servicing transfer

$

(1,100,000) $

1,055,866,341 Transfer of cap due to servicing transfer

$

(1,700,000) $

1,054,166,341 Transfer of cap due to servicing transfer

$

(600,000) $

1,053,566,341 Transfer of cap due to servicing transfer

$

(340,000) $

1,053,226,341 Transfer of cap due to servicing transfer

$

(2,880,000) $

$

(5,498) $

$

(298,960,000) $

751,380,843 Transfer of cap due to servicing transfer

$

263,550,000 $

1,014,930,843 Transfer of cap due to servicing transfer

$

30,000 $

$

(12,722) $

$

(4,020,000) $

1,010,928,121 Transfer of cap due to servicing transfer

$

(1,460,000) $

1,009,468,121 Transfer of cap due to servicing transfer

$

(6,000,000) $

$

(1,916) $

1,003,468,121 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,003,466,205 reallocation

$

(8,450,000) $

995,016,205 Transfer of cap due to servicing transfer

$

(1,890,000) $

$

(6,606) $

993,126,205 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
993,119,599 reallocation

$

(3,490,000) $

989,629,599 Transfer of cap due to servicing transfer

$

(3,630,000) $

$

(2,161) $

985,999,599 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
985,997,438 reallocation

$

(26,880,000) $

959,117,438 Transfer of cap due to servicing transfer

$

(12,160,000) $

9/27/2013
Des Moines

1,057,866,341 Transfer of cap due to servicing transfer

9/16/2013

10722

(5,000,000) $

7/16/2013

10722

$

6/27/2013

10722

1,062,866,341 Transfer of cap due to servicing transfer

6/14/2013

10722

(2,900,000) $

4/16/2013

10722

$

3/25/2013

10722

1,065,766,341 Transfer of cap due to servicing transfer

3/14/2013

10722

15,200,000 $

2/14/2013

10722

$

12/27/2012

10722

1,050,566,341 Transfer of cap due to servicing transfer

12/14/2012

10722

700,000 $

11/15/2012

10722

$

10/16/2012

10722

1,049,866,341 Transfer of cap due to servicing transfer

9/27/2012

10722

(1,600,000) $

8/16/2012

10722

$

7/27/2012

10722

1,051,466,341 Transfer of cap due to servicing transfer

7/16/2012

10722

(14,500,000) $

6/28/2012

10722

$

6/14/2012

10722

(9,131) $

5/16/2012

10722

$

4/16/2012

10722

(400,000) $

3/15/2012

10722

$

2/16/2012

10722

1,066,375,472 Transfer of cap due to servicing transfer

1/13/2012

10722

(7,200,000) $

12/15/2011

10722

$

11/16/2011

10722

1,073,575,472 Transfer of cap due to servicing transfer

10/14/2011

10722

100,000 $

9/15/2011

10722

$

8/16/2011

10722

(1,031) $

7/14/2011

10722

$

6/29/2011

10722

(30,500,000) $

6/16/2011

10722

$

5/13/2011

10722

10423

Reason for Adjustment

4/13/2011

10722

10423

Adjusted Cap

3/30/2011

10722

Wells Fargo Bank, NA

Cap Adjustment Amount

3/16/2011

10722

4/13/2009

Note

Adjustment
Date

1,073,476,503 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,073,475,472 reallocation

$

(610) $

946,957,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
946,956,828 reallocation

6/17/2009

$

(462,990,000) $

9/30/2009

$

65,070,000 $

12/30/2009

$

1,213,310,000 $

2/17/2010

$

2,050,236,344 $

3/12/2010

$

54,767 $

3/19/2010

$

668,108,890 $

6,406,790,000 Initial 2MP cap

3/26/2010

$

683,130,000 $

7,089,920,000 Updated portfolio data from servicer

7/14/2010

$

(2,038,220,000) $

5,051,700,000 Updated portfolio data from servicer

9/30/2010

$

(287,348,828) $

9/30/2010

$

344,000,000 $

4,764,351,172 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
5,108,351,172 initial RD-HAMP

12/3/2010

$

8,413,225 $

5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010

$

22,200,000 $

5,138,964,397 Updated portfolio data from servicer

1/6/2011

$

(6,312) $

5,138,958,085 Updated portfolio data from servicer

1/13/2011

$

(100,000) $

5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011

$

(100,000) $

3/30/2011

$

(7,171) $

5,138,758,085 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,138,750,914 reallocation

4/13/2011

$

(9,800,000) $

5,128,950,914 Transfer of cap due to servicing transfer

5/13/2011

$

100,000 $

5,129,050,914 Transfer of cap due to servicing transfer

6/16/2011

$

(600,000) $

6/29/2011

$

(63,856) $

7/14/2011

$

(2,300,000) $

5,126,087,058 Transfer of cap due to servicing transfer

8/16/2011

$

(1,100,000) $

5,124,987,058 Transfer of cap due to servicing transfer

9/15/2011

$

1,400,000 $

5,126,387,058 Transfer of cap due to servicing transfer

10/14/2011

$

200,000 $

5,126,587,058 Transfer of cap due to servicing transfer

11/16/2011

$

(200,000) $

5,126,387,058 Transfer of cap due to servicing transfer

12/15/2011

$

(200,000) $

5,126,187,058 Transfer of cap due to servicing transfer

1/13/2012

$

(300,000) $

5,125,887,058 Transfer of cap due to servicing transfer

2/16/2012

$

(200,000) $

5,125,687,058 Transfer of cap due to servicing transfer

3/15/2012

$

(1,000,000) $

5,124,687,058 Transfer of cap due to servicing transfer

4/16/2012

$

(800,000) $

5,123,887,058 Transfer of cap due to servicing transfer

5/16/2012

$

(610,000) $

5,123,277,058 Transfer of cap due to servicing transfer

6/14/2012

$

(2,040,000) $

6/28/2012

$

(39,923) $

8/16/2012

$

(120,000) $

9/27/2012

$

(104,111) $

1,065,975,472 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,065,966,341 reallocation

1,050,346,341 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,050,340,843 reallocation

1,014,960,843 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,014,948,121 reallocation

2,410,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
2,475,080,000 cap
Updated portfolio data from servicer & HAFA initial
3,688,390,000 cap
Transfer of cap (from Wachovia Mortgage, FSB)
5,738,626,344 due to merger
Transfer of cap (from Wachovia Mortgage, FSB)
5,738,681,110 due to merger

5,128,450,914 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,128,387,058 reallocation

5,121,237,058 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,121,197,135 reallocation
5,121,077,135 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,120,973,024 reallocation

Page 2 of 37

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10423

10315
10315
10315
10315
10315
10315
Irving
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458

TX

Purchase

Financial Instrument for Home Loan Modifications

$

407,000,000

N/A

(881,530,000) $

$

(3,700,000) $

$

119,200,000 $

1,182,200,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,301,400,000 initial 2MP cap

$

216,998,139 $

1,518,398,139 Updated portfolio data from servicer

$

(500,000) $

1,517,898,139 Updated portfolio data from servicer

$

(1,734) $

1,517,896,405 Updated portfolio data from servicer

$

(100,000) $

$

(2,024) $

$

(800,000) $

$

(17,900,000) $

$

(18,457) $

$

(200,000) $

1,498,875,924 Transfer of cap due to servicing transfer

$

3,400,000 $

1,502,275,924 Transfer of cap due to servicing transfer

$

200,000 $

1,502,475,924 Transfer of cap due to servicing transfer

$

(800,000) $

1,501,675,924 Transfer of cap due to servicing transfer

$

(200,000) $

1,501,475,924 Transfer of cap due to servicing transfer

$

2,600,000 $

1,504,075,924 Transfer of cap due to servicing transfer

$

(1,600,000) $

1,502,475,924 Transfer of cap due to servicing transfer

$

(400,000) $

1,502,075,924 Transfer of cap due to servicing transfer

$

(100,000) $

1,501,975,924 Transfer of cap due to servicing transfer

$

(800,000) $

1,501,175,924 Transfer of cap due to servicing transfer

$

(990,000) $

$

(12,463) $

1,500,185,924 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,173,461 reallocation

$

10,000 $

$

(33,210) $

$

(1,200,000) $

$

40,000 $

$

(5,432) $

1,498,990,251 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,984,819 reallocation

$

60,000 $

1,499,044,819 Transfer of cap due to servicing transfer

$

(30,000) $

1,499,014,819 Transfer of cap due to servicing transfer

$

(80,000) $

$

(19,838) $

1,498,934,819 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,914,981 reallocation

$

30,000 $

$

(7,105) $

$

(66,500,000) $

9/27/2013

10315

$

9/16/2013

10315

1,880,000 $

6/27/2013

10315

$

6/14/2013

10315

190,180,000 $

3/25/2013

10315

$

3/14/2013

10315

(1,679,520,000) $

2/14/2013

10315

$

1/16/2013

10315

2,537,240,000 $

12/27/2012

10315

$

12/14/2012

10315

384,650,000 $

11/15/2012

10315

$

9/27/2012

10315

6/12/2009

8/16/2012

10315

(6,701) $

6/28/2012

10315

$

6/14/2012

10315

(10,760,000) $

5/16/2012

10315

$

4/16/2012

10315

5,102,937,327 Transfer of cap due to servicing transfer

3/15/2012

10315

(30,000) $

1/13/2012

10315

$

12/15/2011

10315

5,102,967,327 Transfer of cap due to servicing transfer

11/16/2011

10315

(1,200,000) $

10/14/2011

10315

$

9/15/2011

10315

(20,596) $

8/16/2011

10315

$

5,104,187,923 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,104,167,327 reallocation

7/14/2011

10315

(1,260,000) $

6/29/2011

10315

$

5/13/2011

10315

5,105,447,923 Transfer of cap due to servicing transfer

4/13/2011

10315

(5,320,000) $

3/30/2011

10315

$

3/16/2011

10315

5,110,767,923 Transfer of cap due to servicing transfer

1/6/2011

10315

(40,000) $

12/15/2010

10315

$

9/30/2010

10315

(58,709) $

9/30/2010

10315

$

5,110,866,632 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,110,807,923 reallocation

8/13/2010

N/A

(270,000) $

7/14/2010

633,000,000

$

5/14/2010

$

5,111,136,632 Transfer of cap due to servicing transfer

3/26/2010

Financial Instrument for Home Loan Modifications

(820,000) $

12/30/2009

Purchase

$

9/30/2009

PA

5,111,956,632 Transfer of cap due to servicing transfer

9/27/2013
Ft. Washington

(3,350,000) $

9/16/2013

10423

$

8/15/2013

10423

(16,392) $

7/16/2013

10423

$

5,115,323,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,115,306,632 reallocation

6/27/2013

10423

(1,150,000) $

6/14/2013

10423

$

5/16/2013

10423

5,116,473,024 Transfer of cap due to servicing transfer

4/16/2013

10423

(2,910,000) $

3/25/2013

10423

$

3/14/2013

10423

5,119,383,024 Transfer of cap due to servicing transfer

2/14/2013

10423

(1,590,000) $

1/16/2013

10423

$

12/27/2012

10423

Saxon Mortgage Services, Inc.

Reason for Adjustment

12/14/2012

10423

4/13/2009

Adjusted Cap

11/15/2012

10423

GMAC Mortgage, Inc.

Cap Adjustment Amount

10/16/2012

10423

4/13/2009

Note

Adjustment
Date

$

(2,430) $

6/17/2009

$

225,040,000 $

9/30/2009

$

254,380,000 $

12/30/2009

$

355,710,000 $

3/26/2010

$

(57,720,000) $

6/16/2010

$

(156,050,000) $

7/14/2010

$

(513,660,000) $

7/16/2010

$

(22,980,000) $

9/15/2010

$

1,800,000 $

493,520,000 Transfer of cap due to servicing transfer

9/30/2010

$

9,800,000 $

503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

116,222,668 $

10/15/2010

$

100,000 $

12/15/2010

$

8,900,000 $

628,542,668 Updated portfolio data from servicer

1/6/2011

$

(556) $

628,542,112 Updated portfolio data from servicer

1/13/2011

$

2,300,000 $

5,092,177,327 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,092,170,626 reallocation
1,017,650,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
3,554,890,000 cap
Updated portfolio data from servicer & HAFA initial
1,875,370,000 cap
2,065,550,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
2,067,430,000 due to servicing transfer
1,185,900,000 Updated portfolio data from servicer

1,517,796,405 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,517,794,381 reallocation
1,516,994,381 Transfer of cap due to servicing transfer
1,499,094,381 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,499,075,924 reallocation

1,500,183,461 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,150,251 reallocation
1,498,950,251 Transfer of cap due to servicing transfer

1,498,944,981 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,937,876 reallocation
1,432,437,876 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,435,446 reallocation
632,040,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
886,420,000 cap
Updated portfolio data from servicer & HAFA initial
1,242,130,000 cap
1,184,410,000 Updated portfolio data from servicer
Transfer of cap to Ocwen Financial Corporation,
1,028,360,000 Inc. due to servicing transfer
514,700,000 Updated portfolio data from servicer
491,720,000 Transfer of cap due to multiple servicing transfers

619,542,668 Updated portfolio data from servicer
619,642,668 Transfer of cap due to servicing transfer

630,842,112 Transfer of cap due to servicing transfer

Page 3 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10458

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

3/16/2011

10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
Simi Valley
10512
10512
10512
10512
10512

CA

Purchase

Financial Instrument for Home Loan Modifications

$

798,900,000

N/A

7/31/2009

$

(3,552,000,000) $

- Termination of SPA

6/12/2009

$

(105,620,000) $

$

102,580,000 $

$

277,640,000 $

$

46,860,000 $

$

156,050,000 $

$

(191,610,000) $

$

23,710,000 $

$

100,000 $

$

3,742,740 $

$

170,800,000 $

$

(1,020) $

$

900,000 $

$

(1,114) $

$

(10,044) $

$

(100,000) $

1,144,040,562 Transfer of cap due to servicing transfer

$

194,800,000 $

1,338,840,562 Transfer of cap due to servicing transfer

$

400,000 $

1,339,240,562 Transfer of cap due to servicing transfer

$

100,000 $

1,339,340,562 Transfer of cap due to servicing transfer

$

123,530,000 $

1,462,870,562 Transfer of cap due to servicing transfer

$

354,290,000 $

$

(6,308) $

1,817,160,562 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,817,154,254 reallocation

$

10,080,000 $

$

8,390,000 $

$

(10,733) $

$

14,560,000 $

1,850,173,521 Transfer of cap due to servicing transfer

$

13,240,000 $

1,863,413,521 Transfer of cap due to servicing transfer

$

2,080,000 $

$

(1,015) $

$

410,000 $

1,865,902,506 Transfer of cap due to servicing transfer

$

960,000 $

1,866,862,506 Transfer of cap due to servicing transfer

$

83,880,000 $

$

(1,877) $

$

157,237,929 $

1,950,742,506 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,950,740,629 reallocation
Transfer of cap (from Saxon Mortgage Services,
2,107,978,558 Inc ) due to servicing transfer

$

620,860,000 $

2,728,838,558 Transfer of cap due to servicing transfer

$

18,970,000 $

2,747,808,558 Transfer of cap due to servicing transfer

$

(190,000) $

$

(2,817) $

$

14,710,000 $

2,762,325,741 Transfer of cap due to servicing transfer

$

66,170,000 $

9/27/2013

10500

100,807,086 Termination of SPA

9/16/2013

10500

(157,237,929) $

7/16/2013

10500

$

6/27/2013

10500

4/9/2013

6/14/2013

10500

(2,979) $

5/16/2013

10500

$

4/16/2013

10500

(610,000) $

4/9/2013

10500

$

3/25/2013

10500

(788) $

3/14/2013

10500

$

2/14/2013

10500

60,000 $

1/16/2013

10500

$

12/27/2012

10500

258,598,782 Transfer of cap due to servicing transfer

12/14/2012

10500

(30,000) $

11/15/2012

10500

$

10/16/2012

10500

258,628,782 Transfer of cap due to servicing transfer

9/27/2012

10500

(9,220,000) $

8/16/2012

10500

$

7/16/2012

10500

(4,701) $

6/28/2012

N/A

$

6/14/2012

659,000,000

(10,000) $

5/16/2012

$

$

3/15/2012

Financial Instrument for Home Loan Modifications

(10,120,000) $

2/16/2012

Purchase

$

1/13/2012

FL

(1,831) $

10/14/2011

West Palm Beach

$

6/29/2011

Ocwen Loan Servicing LLC

(354,290,000) $

3/30/2011

4/16/2009

2

$

2/16/2011

N/A

632,275,314 Transfer of cap due to servicing transfer

1/6/2011

3,552,000,000

(760,000) $

10/15/2010

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

633,035,314 Transfer of cap due to servicing transfer

9/15/2010

Purchase

(17,500,000) $

7/16/2010

NJ

$

7/14/2010

Iselin

650,535,314 Transfer of cap due to servicing transfer

6/16/2010

Chase Home Finance, LLC

100,000 $

3/26/2010

4/13/2009

$

12/30/2009

16

650,435,314 Transfer of cap due to servicing transfer

9/30/2009

10458

(100,000) $

3/25/2013

10458

$

1/16/2013

rbc

650,535,314 Transfer of cap due to servicing transfer

12/27/2012

10458

17,500,000 $

12/14/2012

10458

$

11/15/2012

10458

633,035,314 Transfer of cap due to servicing transfer

10/16/2012

10458

(700,000) $

9/27/2012

10458

$

8/16/2012

10458

633,735,314 Transfer of cap due to servicing transfer

7/16/2012

10458

(100,000) $

6/28/2012

10458

$

6/14/2012

10458

633,835,314 Transfer of cap due to servicing transfer

5/16/2012

10458

200,000 $

4/16/2012

10458

$

3/15/2012

10458

(6,144) $

2/16/2012

10458

$

12/15/2011

10458

2,100,000 $

9/15/2011

10458

$

8/16/2011

10458

(654) $

7/14/2011

10458

$

6/29/2011

10458

700,000 $

4/13/2011

10458

$

3/30/2011

10458

4/17/2009 as amended Bank of America, N.A.
on 1/26/2010

Adjustment
Date

631,542,112 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
631,541,458 reallocation

$

(276) $

2,828,495,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,828,495,465 reallocation

6/12/2009

$

5,540,000 $

9/30/2009

$

162,680,000 $

12/30/2009

$

665,510,000 $

804,440,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
967,120,000 cap
Updated portfolio data from servicer & HAFA initial
1,632,630,000 cap

1/26/2010

$

800,390,000 $

2,433,020,000 Initial 2MP cap

3/26/2010

$

(829,370,000) $

1,603,650,000 Updated portfolio data from servicer

7/14/2010

$

(366,750,000) $

1,236,900,000 Updated portfolio data from servicer

633,641,458 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
633,635,314 reallocation

277,985,314 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
277,983,483 reallocation
267,863,483 Transfer of cap due to servicing transfer
267,853,483 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
267,848,782 reallocation

258,658,782 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
258,657,994 reallocation
258,047,994 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
258,045,015 reallocation

553,380,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
655,960,000 cap
Updated portfolio data from servicer & HAFA initial
933,600,000 cap
980,460,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
1,136,510,000 Inc. due to servicing transfer
944,900,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
968,610,000 Inc. due to servicing transfer
968,710,000 Initial FHA-HAMP cap
972,452,740 Updated portfolio data from servicer
1,143,252,740 Transfer of cap due to servicing transfer
1,143,251,720 Updated portfolio data from servicer
1,144,151,720 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,144,150,606 reallocation
Updated due to quarterly assessment and
1,144,140,562 reallocation

1,827,234,254 Transfer of cap due to servicing transfer
1,835,624,254 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,835,613,521 reallocation

1,865,493,521 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,865,492,506 reallocation

2,747,618,558 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,747,615,741 reallocation

Page 4 of 37

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10512

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,332,200,000 initial RD-HAMP

9/30/2010

10,280,000 $

$

286,510,000 $

$

(1,787,300,000) $

$

105,500,000 $

$

(614,527,362) $

6,111,772,638 Updated portfolio data from servicer

$

236,000,000 $

6,347,772,638 Updated portfolio data from servicer

$

(8,012) $

6,347,764,626 Updated portfolio data from servicer

$

1,800,000 $

$

100,000 $

$

(9,190) $

$

200,000 $

6,349,855,436 Transfer of cap due to servicing transfer

$

300,000 $

6,350,155,436 Transfer of cap due to servicing transfer

$

(1,000,000) $

$

(82,347) $

$

(200,000) $

6,348,873,089 Transfer of cap due to servicing transfer

$

(3,400,000) $

6,345,473,089 Transfer of cap due to servicing transfer

$

(1,400,000) $

6,344,073,089 Transfer of cap due to servicing transfer

$

120,600,000 $

$

317,956,289 $

$

800,000 $

6,783,429,378 Transfer of cap due to servicing transfer

$

(17,600,000) $

6,765,829,378 Transfer of cap due to servicing transfer

$

(2,100,000) $

6,763,729,378 Transfer of cap due to servicing transfer

$

(23,900,000) $

6,739,829,378 Transfer of cap due to servicing transfer

$

(63,800,000) $

6,676,029,378 Transfer of cap due to servicing transfer

$

20,000 $

6,676,049,378 Transfer of cap due to servicing transfer

6/14/2012

$

(8,860,000) $

6/28/2012

$

(58,550) $

7/16/2012

$

(6,840,000) $

8/10/2012

$

1,401,716,594 $

8/16/2012

$

(4,780,000) $

9/27/2012

$

(205,946) $

10/16/2012

$

(153,220,000) $

7,903,801,476 Transfer of cap due to servicing transfer

11/15/2012

$

(27,300,000) $

7,876,501,476 Transfer of cap due to servicing transfer

12/14/2012

$

(50,350,000) $

12/27/2012

$

(33,515) $

7,826,151,476 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,826,117,961 reallocation

1/16/2013

$

(27,000,000) $

7,799,117,961 Transfer of cap due to servicing transfer

2/14/2013

$

(41,830,000) $

7,757,287,961 Transfer of cap due to servicing transfer

3/14/2013

$

(5,900,000) $

3/25/2013

$

(122,604) $

4/16/2013

$

(1,410,000) $

7,749,855,357 Transfer of cap due to servicing transfer

5/16/2013

$

(940,000) $

7,748,915,357 Transfer of cap due to servicing transfer

6/14/2013

$

(16,950,000) $

6/27/2013

$

(45,103) $

7/16/2013

$

(25,580,000) $

7,706,340,254 Transfer of cap due to servicing transfer

8/15/2013

$

(6,730,000) $

7,699,610,254 Transfer of cap due to servicing transfer

9/16/2013

$

(290,640,000) $

9/27/2013

1000832

$

8,111,310,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
8,121,590,000 due to servicing transfer
Transfer of cap from Wilshire Credit Corporation
8,408,100,000 due to servicing transfer

5/16/2012

1000832

905,010,000 $

4/16/2012

1000832

$

3/15/2012

1000832

7,206,300,000 Initial 2MP cap

2/16/2012

1000832

450,100,000 $

12/15/2011

1000832

$

11/16/2011

1000832

2,290,780,000 $

10/19/2011

1000832

$

10/14/2011

1000832

(717,420,000) $

9/15/2011

1000832

$

8/16/2011

1000832

3,318,840,000 $

7/14/2011

1000832

$

6/29/2011

1000832

6/12/2009

6/16/2011

1000832

(1,401,716,594) $

5/13/2011

1000832

$

4/13/2011

1000832

8/10/2012

3/30/2011

1000832

(17,893) $

3/16/2011

1000832

$

1,433,013,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,995,107 reallocation
Update of cap due to termination of SPA and
31,278,513 merger with BAC Home Loans, LP

2/16/2011

1000832

(200,000) $

1/6/2011

1000832

$

12/15/2010

1000832

1,433,213,000 Transfer of cap due to servicing transfer

9/30/2010

N/A

(900,000) $

9/30/2010

1,864,000,000

$

7/14/2010

$

1,434,113,000 Transfer of cap due to servicing transfer

6/16/2010

Financial Instrument for Home Loan Modifications

(120,700,000) $

4/19/2010

Purchase

$

3/26/2010

CA

1,554,813,000 Transfer of cap due to servicing transfer

1/26/2010

Simi Valley
4/17/2009 as amended Bank of America, N.A. (BAC Home Loans Servicing, LP)
on 1/26/2010
1000832

(300,000) $

12/30/2009

13

$

9/30/2009

10512

(23,337) $

6/28/2012

10512

$

5/16/2012

10512

(2,548) $

11/16/2011

10512

$

10/14/2011

10512

(2,199) $

8/16/2011

10512

$

6/29/2011

10512

222,941,084 $

3/30/2011

10512

$

1/6/2011

10512

95,300,000 $

9/30/2010

10512

$

$

(15,411) $

6/12/2009

$

128,300,000 $

9/30/2009

$

46,730,000 $

12/30/2009

$

145,820,000 $

447,300,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
494,030,000 cap
Updated portfolio data from servicer & HAFA initial
639,850,000 cap

3/26/2010

$

(17,440,000) $

622,410,000 Updated portfolio data from servicer

7/14/2010

$

(73,010,000) $

549,400,000 Updated portfolio data from servicer

9/30/2010

$

6,700,000 $

9/30/2010

$

(77,126,410) $

1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
4/20/2009

Home Loan Services, Inc.

Pittsburgh
10316
10316
10316
10316
10316
10316

PA

Purchase

Financial Instrument for Home Loan Modifications

$

319,000,000

N/A

1,555,141,084 Updated portfolio data from servicer
1,555,138,885 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,555,136,337 reallocation
Updated due to quarterly assessment and
1,555,113,000 reallocation

5,182,840,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
4,465,420,000 cap
Updated portfolio data from servicer & HAFA initial
6,756,200,000 cap

6,620,800,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
6,726,300,000 initial RD-HAMP

6,349,564,626 Transfer of cap due to servicing transfer
6,349,664,626 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,655,436 reallocation

6,349,155,436 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,073,089 reallocation

6,464,673,089 Transfer of cap due to servicing transfer
Transfer of cap (from Home Loan Services, Inc.
and Wilshire Credit Corporation due to merger.)
6,782,629,378

6,667,189,378 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,667,130,828 reallocation
6,660,290,828 Transfer of cap due to servicing transfer
Transfer of cap (from Bank of America, N.A.) due
8,062,007,423 to merger
8,057,227,423 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,057,021,476 reallocation

7,751,387,961 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,751,265,357 reallocation

7,731,965,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,731,920,254 reallocation

7,408,970,254 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,408,954,843 reallocation

556,100,000 Initial FHA-2LP cap
478,973,590 Updated portfolio data from servicer

Page 5 of 37

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10316

10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
4/27/2009

Carrington Mortgage Services, LLC

Santa Ana
10503
10503
10503
10503
10503
10503
10503
10503
10503

CA

Purchase

Financial Instrument for Home Loan Modifications

$

195,000,000

N/A

$

130,780,000 $

$

(116,750,000) $

$

13,080,000 $

$

(24,220,000) $

$

210,000 $

$

2,200,000 $

$

34,600,000 $

$

5,600,000 $

136,510,000 Initial FHA-2LP cap and FHA-HAMP

$

10,185,090 $

146,695,090 Updated portfolio data from servicer

$

400,000 $

$

(213) $

$

(250) $

$

1,200,000 $

$

100,000 $

$

(2,302) $

$

1,900,000 $

150,292,325 Transfer of cap due to servicing transfer

$

200,000 $

150,492,325 Transfer of cap due to servicing transfer

$

200,000 $

150,692,325 Transfer of cap due to servicing transfer

$

400,000 $

151,092,325 Transfer of cap due to servicing transfer

$

900,000 $

151,992,325 Transfer of cap due to servicing transfer

$

100,000 $

152,092,325 Transfer of cap due to servicing transfer

$

3,260,000 $

155,352,325 Transfer of cap due to servicing transfer

$

920,000 $

$

(1,622) $

$

110,000 $

$

5,120,000 $

$

(4,509) $

$

8,810,000 $

170,306,194 Transfer of cap due to servicing transfer

$

2,910,000 $

$

(802) $

173,216,194 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
173,215,392 reallocation

$

10,210,000 $

$

(3,023) $

$

140,000 $

$

(1,077) $

$

7,210,000 $

190,771,292 Transfer of cap due to servicing transfer

$

6,730,000 $

9/27/2013

10309

(64,990,000) $

8/15/2013

10309

$

7/16/2013

10309

6/17/2009

6/27/2013

10309

(162,895,068) $

5/16/2013

10309

$

3/25/2013

10309

10/19/2011

2/14/2013

10309

(2,779) $

12/27/2012

10309

$

11/15/2012

10309

(294) $

10/16/2012

10309

$

9/27/2012

10309

(247) $

8/16/2012

10309

$

7/16/2012

10309

68,565,782 $

6/28/2012

10309

$

6/14/2012

10309

95,990,000 Transfer of cap due to servicing transfer

5/16/2012

10309

(100,000) $

3/15/2012

10309

$

2/16/2012

10309

(210,000) $

11/16/2011

10309

$

96,300,000 Updated portfolio data from servicer
Transfer of cap to Green Tree Servicing LLC due
96,090,000 to servicing transfer

10/14/2011

10309

19,540,000 $

9/15/2011

10309

$

7/14/2011

N/A

(286,510,000) $

6/29/2011

156,000,000

$

6/16/2011

$

(1,880,000) $

5/13/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(10,280,000) $

1/6/2011

MN

$

10/15/2010

Saint Paul

52,270,000 $

9/30/2010

13

$

9/30/2010

10205

119,700,000 $

9/10/2010

10205

$

8/13/2010

10205

(249,670,000) $

7/16/2010

10205

$

7/14/2010

10205

87,130,000 $

3/26/2010

10205

$

12/30/2009

10205

(155,061,221) $

9/30/2009

10205

$

6/29/2011

10205

10/19/2011

3/30/2011

10205

(2,625) $

1/6/2011

10205

$

9/30/2010

10205

(400,000) $

8/13/2010

10205

$

7/16/2010

10205

(278) $

7/14/2010

N/A

$

6/16/2010

366,000,000

(400,000) $

5/14/2010

$

$

4/19/2010

Financial Instrument for Home Loan Modifications

(1,900,000) $

3/26/2010

Purchase

$

12/30/2009

OR

164,073,357 Updated portfolio data from servicer

9/30/2009

Beaverton

(233) $

6/12/2009

13

$

6/29/2011

10316

164,073,590 Updated portfolio data from servicer

5/13/2011

10316

(314,900,000) $

3/30/2011

10316

$

3/16/2011

10316

Green Tree Servicing LLC

Reason for Adjustment

2/16/2011

10316

4/24/2009

Adjusted Cap

1/6/2011

10316

Wilshire Credit Corporation

Cap Adjustment Amount

12/15/2010

10316

4/20/2009

Adjustment
Date

$

(388) $

197,501,292 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
197,500,904 reallocation

6/17/2009

$

(63,980,000) $

9/30/2009

$

90,990,000 $

12/30/2009

$

57,980,000 $

131,020,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
222,010,000 cap
Updated portfolio data from servicer & HAFA initial
279,990,000 cap

3/26/2010

$

74,520,000 $

354,510,000 Updated portfolio data from servicer

7/14/2010

$

(75,610,000) $

278,900,000 Updated portfolio data from servicer

8/13/2010

$

1,100,000 $

280,000,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,763,685 $

283,763,685 Updated portfolio data from servicer

12/15/2010

$

300,000 $

284,063,685 Updated portfolio data from servicer

1/6/2011

$

(325) $

284,063,360 Updated portfolio data from servicer

1/13/2011

$

2,400,000 $

162,173,357 Transfer of cap due to servicing transfer
161,773,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,773,079 reallocation
161,373,079 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,370,454 reallocation
6,309,233 Termination of SPA
453,130,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
203,460,000 cap
Updated portfolio data from servicer & HAFA initial
323,160,000 cap
375,430,000 Updated portfolio data from servicer
Transfer of cap to Countrywide Home Loans due to
365,150,000 servicing transfer
Transfer of cap to GMAC Mortgage, Inc. due to
363,270,000 servicing transfer
Transfer of cap to Countrywide Home Loans due to
76,760,000 servicing transfer

164,555,782 Updated portfolio data from servicer
164,555,535 Updated portfolio data from servicer
Updated due to quarterly assessment and
164,555,241 reallocation
Updated due to quarterly assessment and
164,552,462 reallocation
1,657,394 Termination of SPA
91,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
221,790,000 cap
Updated portfolio data from servicer & HAFA initial
105,040,000 cap
118,120,000 Updated portfolio data from servicer
93,900,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
94,110,000 due to servicing transfer
96,310,000 Transfer of cap due to servicing transfer
130,910,000 Initial 2MP cap

147,095,090 Transfer of cap due to servicing transfer
147,094,877 Updated portfolio data from servicer
Updated due to quarterly assessment and
147,094,627 reallocation
148,294,627 Transfer of cap due to servicing transfer
148,394,627 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
148,392,325 reallocation

156,272,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,270,703 reallocation
156,380,703 Transfer of cap due to servicing transfer
161,500,703 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,496,194 reallocation

183,425,392 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
183,422,369 reallocation
183,562,369 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
183,561,292 reallocation

286,463,360 Transfer of cap due to servicing transfer

Page 6 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10503

Adjusted Cap

Reason for Adjustment
Updated due to quarterly assessment and
286,462,976 reallocation
Updated due to quarterly assessment and
286,459,384 reallocation

Aurora Loan Services, LLC

10231
10231
10231
10231
10231
10231
Nationstar Mortgage LLC

17
Lewisville

10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406

TX

Purchase

Financial Instrument for Home Loan Modifications

$

101,000,000

N/A

$

(4,179) $

$

(70,000) $

306,564,950 Transfer of cap due to servicing transfer

$

1,570,000 $

308,134,950 Transfer of cap due to servicing transfer

$

(1,880,000) $

$

(1,522) $

$

270,000 $

$

5,370,000 $

$

(525) $

$

(338,450,000) $

$

(11,860,000) $

$

21,330,000 $

$

9,150,000 $

478,170,000 Updated portfolio data from servicer

$

(76,870,000) $

401,300,000 Updated portfolio data from servicer

$

400,000 $

$

(8,454,269) $

$

(342) $

$

(374) $

$

18,000,000 $

$

(3,273) $

$

(200,000) $

411,041,742 Transfer of cap due to servicing transfer

$

100,000 $

411,141,742 Transfer of cap due to servicing transfer

$

(500,000) $

$

(1,768) $

$

(90,000) $

410,549,974 Transfer of cap due to servicing transfer

$

(134,230,000) $

276,319,974 Transfer of cap due to servicing transfer

$

(166,976,849) $

$

1 $

109,343,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,343,126 reallocation

$

(230,000) $

$

(1) $

$

(20,000) $

109,093,125 Transfer of cap due to servicing transfer

$

(50,000) $

6/27/2013

10231

(30,000) $

6/14/2013

10231

$

5/16/2013

10231

306,669,129 Transfer of cap due to servicing transfer

3/25/2013

10231

4,960,000 $

11/15/2012

10231

$

9/27/2012

10231

301,709,129 Transfer of cap due to servicing transfer

8/23/2012

10231

(10,000) $

8/16/2012

10231

$

7/16/2012

10231

(1,103) $

6/28/2012

10231

$

301,720,232 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
301,719,129 reallocation

4/16/2012

10231

2,040,000 $

3/15/2012

10231

$

10/14/2011

10231

299,680,232 Transfer of cap due to servicing transfer

6/29/2011

10231

1,500,000 $

5/13/2011

10231

$

3/30/2011

10231

298,180,232 Transfer of cap due to servicing transfer

1/6/2011

10231

2,880,000 $

9/30/2010

10231

$

6/17/2009

N/A

(6,632) $

9/1/2010

798,000,000

$

7/14/2010

$

(30,000) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

1,690,000 $

9/30/2009

CO

$

9/27/2013
Littleton

(2,520) $

9/16/2013

10503

$

7/16/2013

10503

2,240,000 $

6/27/2013

10503

$

6/14/2013

10503

291,409,384 Transfer of cap due to servicing transfer

5/16/2013

10503

850,000 $

4/16/2013

10503

$

3/25/2013

10503

290,559,384 Transfer of cap due to servicing transfer

3/14/2013

10503

100,000 $

2/14/2013

10503

$

1/16/2013

10503

290,459,384 Transfer of cap due to servicing transfer

12/27/2012

10503

1,100,000 $

12/14/2012

10503

$

11/15/2012

10503

289,359,384 Transfer of cap due to servicing transfer

10/16/2012

10503

1,000,000 $

9/27/2012

10503

$

8/16/2012
10503

288,359,384 Transfer of cap due to servicing transfer

7/16/2012

RBS

100,000 $

6/28/2012

10503

$

6/14/2012

10503

288,259,384 Transfer of cap due to servicing transfer

5/16/2012

10503

1,800,000 $

4/16/2012

10503

$

2/16/2012

10503

(3,592) $

11/16/2011

10503

$

9/15/2011

10503

(384) $

8/16/2011

10503

$

6/29/2011

10503

5/28/2009

Cap Adjustment Amount

3/30/2011

10503

5/1/2009

Adjustment
Date

$

(15) $

109,043,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,043,110 reallocation

7/9/2013

$

(23,179,591) $

6/12/2009

$

16,140,000 $

9/30/2009

$

134,560,000 $

12/30/2009

$

80,250,000 $

117,140,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
251,700,000 cap
Updated portfolio data from servicer & HAFA initial
331,950,000 cap

3/26/2010

$

67,250,000 $

399,200,000 Updated portfolio data from servicer

7/14/2010

$

(85,900,000) $

313,300,000 Updated portfolio data from servicer

8/13/2010

$

100,000 $

9/30/2010

$

2,900,000 $

9/30/2010

$

33,801,486 $

11/16/2010

$

700,000 $

12/15/2010

$

1,700,000 $

352,501,486 Updated portfolio data from servicer

1/6/2011

$

(363) $

352,501,123 Updated portfolio data from servicer

2/16/2011

$

900,000 $

3/16/2011

$

29,800,000 $

3/30/2011

$

(428) $

5/26/2011

$

20,077,503 $

6/29/2011

$

(4,248) $

11/16/2011

$

100,000 $

403,373,950 Transfer of cap due to servicing transfer

3/15/2012

$

(100,000) $

403,273,950 Transfer of cap due to servicing transfer

293,649,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
293,646,864 reallocation
295,336,864 Transfer of cap due to servicing transfer
295,306,864 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
295,300,232 reallocation

306,639,129 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
306,634,950 reallocation

306,254,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
306,253,428 reallocation
306,523,428 Transfer of cap due to servicing transfer
311,893,428 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
311,892,903 reallocation
459,550,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
447,690,000 cap
Updated portfolio data from servicer & HAFA initial
469,020,000 cap

401,700,000 Initial FHA-HAMP cap
393,245,731 Updated portfolio data from servicer
393,245,389 Updated portfolio data from servicer
Updated due to quarterly assessment and
393,245,015 reallocation
411,245,015 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
411,241,742 reallocation

410,641,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
410,639,974 reallocation

109,113,126 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,113,125 reallocation

85,863,519 Termination of SPA

313,400,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, initial
316,300,000 RD-HAMP, and initial 2MP cap
350,101,486 Updated portfolio data from servicer
350,801,486 Transfer of cap due to servicing transfer

353,401,123 Transfer of cap due to servicing transfer
383,201,123 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
383,200,695 reallocation
403,278,198 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
403,273,950 reallocation

Page 7 of 37

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10406

10052
10052
10052
10052
10052
10052
10052
10052
10052
10052
10052
10052
10052
6/17/2009

RG Mortgage Corporation

San Juan
10131
10131
10131
10131
10131

PR

Purchase

Financial Instrument for Home Loan Modifications

$

57,000,000

N/A

586,954 $

31,186,954 Updated portfolio data from servicer

$

(34) $

$

(37) $

$

100,000 $

$

(329) $

$

(1,900,000) $

29,386,554 Transfer of cap due to servicing transfer

$

2,800,000 $

32,186,554 Transfer of cap due to servicing transfer

$

420,000 $

32,606,554 Transfer of cap due to servicing transfer

$

8,060,000 $

$

(313) $

$

2,160,000 $

$

(911) $

$

5,690,000 $

$

20,000 $

$

(178) $

$

3,190,000 $

51,725,152 Transfer of cap due to servicing transfer

$

(260,000) $

$

(713) $

51,465,152 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
51,464,439 reallocation

$

1,330,000 $

52,794,439 Transfer of cap due to servicing transfer

$

100,000 $

52,894,439 Transfer of cap due to servicing transfer

$

20,000 $

$

(264) $

$

6,080,000 $

$

(2,130,000) $

$

(101) $

9/30/2009

$

13,070,000 $

$

145,510,000 $

$

(116,950,000) $

58,150,000 Updated portfolio data from servicer

$

(23,350,000) $

34,800,000 Updated portfolio data from servicer

$

7,846,346 $

42,646,346 Updated portfolio data from servicer

$

(46) $

$

(55) $

$

(452) $

$

(309) $

$

(807) $

$

(131) $

$

(475) $

$

(175) $

9/27/2013

N/A

$

6/27/2013

16,520,000

400,000 $

3/25/2013

$

$

30,200,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
30,600,000 initial 2MP cap

12/27/2012

Financial Instrument for Home Loan Modifications

(13,870,000) $

9/27/2012

Purchase

$

6/28/2012

VA

(1,390,000) $

6/29/2011

Glen Allen

$

3/30/2011

10326

27,920,000 $

1/6/2011

10326

$

9/30/2010

10326

(1,860,000) $

7/14/2010

10326

$

3/26/2010

10326

9/30/2009

12/30/2009

10326

(1,118) $

9/27/2013

10326

$

9/16/2013

10326

289,070,000 $

7/16/2013

10326

$

6/27/2013

10326

490,000 $

6/14/2013

10326

$

5/16/2013

10326

23,179,591 $

4/16/2013

10326

$

3/25/2013

10326

(2,099) $

3/14/2013

10326

$

694,176,717 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
694,174,618 reallocation
Transfer of cap (from Aurora Loan Services LLC )
717,354,209 due to servicing transfer

2/14/2013

10326

(1,070,000) $

12/27/2012

10326

$

11/15/2012

10326

695,246,717 Transfer of cap due to servicing transfer

10/16/2012

10326

(1,510,000) $

9/27/2012

10326

$

7/16/2012

10326

696,756,717 Transfer of cap due to servicing transfer

6/28/2012

10326

30,000 $

6/14/2012

10326

$

5/16/2012

10326

(6,437) $

11/16/2011

10326

$

696,733,154 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
696,726,717 reallocation

9/15/2011

10326

(280,000) $

6/29/2011

10326

$

4/13/2011

10326

(10,000) $

3/30/2011

10326

$

1/6/2011

N/A

(1,882) $

9/30/2010

19,400,000

$

9/30/2010

$

50,000 $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

696,975,036 Transfer of cap due to servicing transfer

12/30/2009

TX

160,000 $

9/27/2013
Fort Worth

$

9/16/2013

10406

(12,806) $

7/16/2013

10406

$

696,827,842 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
696,815,036 reallocation

7/9/2013

10406

166,976,849 $

6/27/2013

10406

$

6/14/2013

10406

529,850,993 Transfer of cap due to servicing transfer

5/16/2013

10406

131,450,000 $

4/16/2013

10406

$

3/25/2013

10406

398,400,993 Transfer of cap due to servicing transfer

3/14/2013

10406

(2,580,000) $

2/14/2013

10406

$

12/27/2012

10406

(2,957) $

12/14/2012

10406

$

11/15/2012

10406

(2,380,000) $

9/27/2012

10406

$

8/23/2012

10406

90,000 $

8/16/2012

10406

$

7/16/2012

10406

CCO Mortgage, a division of RBS Citizens NA

Reason for Adjustment

6/28/2012

10406

6/17/2009

Adjusted Cap

6/14/2012

10406

Residential Credit Solutions, Inc.

Cap Adjustment Amount

5/16/2012

10406

6/12/2009

Note

Adjustment
Date

403,363,950 Transfer of cap due to servicing transfer

$

(62) $

9/30/2009

$

(11,300,000) $

12/30/2009

$

(42,210,000) $

3/26/2010

$

65,640,000 $

69,130,000 Updated portfolio data from servicer

4/9/2010

$

(14,470,000) $

54,660,000 Updated portfolio data from servicer

7/14/2010

$

(8,860,000) $

45,800,000 Updated portfolio data from servicer

9/30/2010

$

(4,459,154) $

41,340,846 Updated portfolio data from servicer

400,983,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
400,980,993 reallocation

697,025,036 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
697,023,154 reallocation
697,013,154 Transfer of cap due to servicing transfer

717,844,209 Transfer of cap due to servicing transfer
1,006,914,209 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,006,913,091 reallocation
Updated portfolio data from servicer & HPDP initial
17,540,000 cap
Updated portfolio data from servicer & HAFA initial
45,460,000 cap
44,070,000 Updated portfolio data from servicer

31,186,920 Updated portfolio data from servicer
Updated due to quarterly assessment and
31,186,883 reallocation
31,286,883 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,286,554 reallocation

40,666,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,666,241 reallocation
42,826,241 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
42,825,330 reallocation
48,515,330 Transfer of cap due to servicing transfer
48,535,330 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
48,535,152 reallocation

52,914,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
52,914,175 reallocation
58,994,175 Transfer of cap due to servicing transfer
56,864,175 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
56,864,074 reallocation
Updated portfolio data from servicer & HPDP initial
29,590,000 cap
Updated portfolio data from servicer & HAFA initial
175,100,000 cap

42,646,300 Updated portfolio data from servicer
Updated due to quarterly assessment and
42,646,245 reallocation
Updated due to quarterly assessment and
42,645,793 reallocation
Updated due to quarterly assessment and
42,645,484 reallocation
Updated due to quarterly assessment and
42,644,677 reallocation
Updated due to quarterly assessment and
42,644,546 reallocation
Updated due to quarterly assessment and
42,644,071 reallocation
Updated due to quarterly assessment and
42,643,896 reallocation
Updated due to quarterly assessment and
42,643,834 reallocation
Updated portfolio data from servicer & HPDP initial
45,700,000 cap
Updated portfolio data from servicer & HAFA initial
3,490,000 cap

Page 8 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10131

6/26/2009

Citizens First Wholesale Mortgage Company

6/26/2009

Technology Credit Union

10014
10014
10014
10014
6/26/2009

National City Bank

Miamisburg

OH

Purchase

Financial Instrument for Home Loan Modifications

$

294,980,000

N/A

10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
7/1/2009

Wachovia Mortgage, FSB

Des Moines

IA

Purchase

Financial Instrument for Home Loan Modifications

$

634,010,000

N/A

$

(580,000) $

30,000 Updated portfolio data from servicer

$

70,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

12/30/2009

$

2,180,000 $

$

(720,000) $

1,530,000 Updated portfolio data from servicer

$

(430,000) $

1,100,000 Updated portfolio data from servicer

$

60,445 $

1,160,445 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(12) $

$

(9) $

$

(23) $

$

(4) $

$

(13) $

$

(5) $

$

(2) $

9/30/2009

$

315,170,000 $

$

90,280,000 $

$

(18,690,000) $

$

(272,640,000) $

$

80,600,000 $

409,100,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
489,700,000 initial 2MP cap

$

71,230,004 $

560,930,004 Updated portfolio data from servicer

$

(828) $

560,929,176 Updated portfolio data from servicer

$

200,000 $

$

(100,000) $

$

(981) $

$

(2,300,000) $

558,728,195 Transfer of cap due to servicing transfer

$

(200,000) $

558,528,195 Transfer of cap due to servicing transfer

$

(200,000) $

$

(9,197) $

558,328,195 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,318,998 reallocation

$

300,000 $

558,618,998 Transfer of cap due to servicing transfer

$

(300,000) $

558,318,998 Transfer of cap due to servicing transfer

$

200,000 $

558,518,998 Transfer of cap due to servicing transfer

$

(100,000) $

558,418,998 Transfer of cap due to servicing transfer

$

200,000 $

558,618,998 Transfer of cap due to servicing transfer

$

(10,000) $

$

(6,771) $

$

(18,467) $

$

(3,105) $

$

(11,713) $

$

(4,393) $

9/27/2013

10014

590,000 $

6/27/2013

10014

$

3/25/2013

10014

(10,000) $

12/27/2012

10014

$

9/27/2012

10014

9/30/2009

6/28/2012

10014

372,177 $

6/14/2012

10014

$

3/15/2012

10014

990,000 $

2/16/2012

N/A

$

1/13/2012

70,000

6/14/2012

11/16/2011

$

(1,872,787) $

10/14/2011

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

6/3/2011

6/16/2011

CA

(1,800,000) $

5/13/2011

San Jose

$

4/13/2011

10002

(2) $

3/30/2011

10002

$

3/16/2011

10002

(2) $

2/16/2011

10002

$

1/6/2011

10002

4,351,668 Updated portfolio data from servicer

9/30/2010

N/A

1,551,668 $

9/30/2010

30,000

$

7/14/2010

$

2,800,000 Updated portfolio data from servicer

3/26/2010

Financial Instrument for Home Loan Modifications

1,500,000 $

12/30/2009

Purchase

$

9/27/2013

FL

1,300,000 Updated portfolio data from servicer

6/27/2013

The Villages

(1,800,000) $

3/25/2013

10126

$

12/27/2012

9

3,100,000 Updated portfolio data from servicer

9/27/2012

10126

(14,260,000) $

6/28/2012

12

$

6/29/2011

10126

16,490,000 $

3/30/2011

10126

$

1/6/2011

10126

330,000 $

9/30/2010

10126

$

7/14/2010

10126

(14,160,000) $

3/26/2010

10126

$

2/17/2011

10126

11,370,000 $

9/30/2010

10126

$

7/14/2010

10126

2,020,000 $

3/26/2010

N/A

$

12/30/2009

540,000

(110) $

9/27/2012

$

$

5/13/2011

Financial Instrument for Home Loan Modifications

(306) $

3/30/2011

Purchase

$

1/6/2011

CA

(812) $

9/30/2010

Anaheim

$

7/30/2010

10224

(214) $

9/30/2009

10224

$

12/30/2009

N/A

(1,270) $

7/14/2010

770,000

$

3/26/2010

$

(462) $

12/30/2009

Financial Instrument for Home Loan Modifications

$

5/26/2010

Purchase

(616) $

3/26/2010

WA

$

9/27/2013
Port Angeles

(65) $

6/27/2013

10131

$

3/25/2013

10131

(51) $

12/27/2012

10131

$

9/27/2012

10131

(4,300,000) $

6/28/2012

10131

$

6/29/2011

10131

Wescom Central Credit Union

Reason for Adjustment

3/30/2011

10131

6/19/2009

Adjusted Cap

1/6/2011

10131

First Federal Savings and Loan

Cap Adjustment Amount

12/15/2010

10131

6/19/2009

Adjustment
Date

37,040,846 Updated portfolio data from servicer

$

(1,565) $

9/30/2009

$

723,880,000 $

37,040,795 Updated portfolio data from servicer
Updated due to quarterly assessment and
37,040,730 reallocation
Updated due to quarterly assessment and
37,040,114 reallocation
Updated due to quarterly assessment and
37,039,652 reallocation
Updated due to quarterly assessment and
37,038,382 reallocation
Updated due to quarterly assessment and
37,038,168 reallocation
Updated due to quarterly assessment and
37,037,356 reallocation
Updated due to quarterly assessment and
37,037,050 reallocation
Updated due to quarterly assessment and
37,036,940 reallocation
Updated portfolio data from servicer & HAFA initial
2,790,000 cap
14,160,000 Updated portfolio data from servicer
- Termination of SPA
Updated portfolio data from servicer & HPDP initial
870,000 cap
Updated portfolio data from servicer & HAFA initial
17,360,000 cap

4,351,666 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,351,664 reallocation
2,551,664 Transfer of cap due to servicing transfer
678,877 Termination of SPA
1,668,877 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,041,054 reallocation
Updated portfolio data from servicer & HPDP initial
20,000 cap
Updated portfolio data from servicer & HAFA initial
610,000 cap

- Termination of SPA
Updated portfolio data from servicer & HAFA initial
2,250,000 cap

1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,431 reallocation
Updated due to quarterly assessment and
1,160,422 reallocation
Updated due to quarterly assessment and
1,160,399 reallocation
Updated due to quarterly assessment and
1,160,395 reallocation
Updated due to quarterly assessment and
1,160,382 reallocation
Updated due to quarterly assessment and
1,160,377 reallocation
Updated due to quarterly assessment and
1,160,375 reallocation
Updated portfolio data from servicer & HPDP initial
610,150,000 cap
Updated portfolio data from servicer & HAFA initial
700,430,000 cap
681,740,000 Updated portfolio data from servicer

561,129,176 Transfer of cap due to servicing transfer
561,029,176 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
561,028,195 reallocation

558,608,998 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,602,227 reallocation
Updated due to quarterly assessment and
558,583,760 reallocation
Updated due to quarterly assessment and
558,580,655 reallocation
Updated due to quarterly assessment and
558,568,942 reallocation
Updated due to quarterly assessment and
558,564,549 reallocation
Updated due to quarterly assessment and
558,562,984 reallocation
Updated portfolio data from servicer & HPDP initial
1,357,890,000 cap

Page 9 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000642

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment
Updated portfolio data from servicer & HAFA initial
cap
Transfer of cap (to Wells Fargo Bank) due to
merger
Transfer of cap (to Wells Fargo Bank) due to
merger
Updated portfolio data from servicer & HPDP initial
cap
Updated portfolio data from servicer & HAFA initial
cap

12/30/2009

Bayview Loan Servicing, LLC

9/30/2009

7/10/2009

Lake National Bank

7/10/2009

IBM Southeast Employees' Federal Credit Union

FL

Purchase

Financial Instrument for Home Loan Modifications

$

870,000

N/A

10029
10029
10029
10029
10029
10029
10029
10029
10029
7/17/2009

MorEquity, Inc.

12
Evansville

IN

Purchase

Financial Instrument for Home Loan Modifications

$

23,480,000

N/A

1000957
1000957
1000957
1000957
1000957
1000957
1000957
1000957
7/17/2009

PNC Bank, National Association

11
Pittsburgh

PA

Purchase

Financial Instrument for Home Loan Modifications

$

54,470,000

N/A

2,660,000 $

$

(1,249) $

$

160,000 $

88,605,013 Transfer of cap due to servicing transfer

$

6,970,000 $

95,575,013 Transfer of cap due to servicing transfer

$

13,590,000 $

$

(298) $

109,165,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,164,715 reallocation

$

90,000 $

109,254,715 Transfer of cap due to servicing transfer

$

3,250,000 $

112,504,715 Transfer of cap due to servicing transfer

$

830,000 $

$

(1,023) $

$

1,490,000 $

114,823,692 Transfer of cap due to servicing transfer

$

660,000 $

115,483,692 Transfer of cap due to servicing transfer

$

7,470,000 $

$

(308) $

$

21,430,000 $

144,383,384 Transfer of cap due to servicing transfer

$

11,730,000 $

$

(91) $

$

150,000 $

$

130,000 $

156,113,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,113,293 reallocation
Updated portfolio data from servicer & HPDP initial
250,000 cap
Updated portfolio data from servicer & HAFA initial
380,000 cap

$

50,000 $

430,000 Updated portfolio data from servicer

$

(30,000) $

400,000 Updated portfolio data from servicer

$

35,167 $

435,167 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(6) $

$

(4) $

8/23/2012

$

(424,504) $

$

(10,000) $

$

250,000 $

10,651 Termination of SPA
Updated portfolio data from servicer & HPDP initial
860,000 cap
Updated portfolio data from servicer & HAFA initial
1,110,000 cap

$

(10,000) $

1,100,000 Updated portfolio data from servicer

$

(400,000) $

700,000 Updated portfolio data from servicer

$

170,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(12) $

$

(9) $

9/14/2012

$

(821,722) $

$

18,530,000 $

$

24,510,000 $

48,589 Termination of SPA
Updated portfolio data from servicer & HPDP initial
42,010,000 cap
Updated portfolio data from servicer & HAFA initial
66,520,000 cap

$

18,360,000 $

84,880,000 Updated portfolio data from servicer

$

(22,580,000) $

62,300,000 Updated portfolio data from servicer

$

(8,194,261) $

54,105,739 Updated portfolio data from servicer

$

(37) $

54,105,702 Updated portfolio data from servicer

$

(29,400,000) $

3/30/2011

Delray Beach

$

3/16/2011

12

(508) $

1/6/2011

10355

$

9/30/2010

10355

1,810,000 $

7/14/2010

10355

$

3/26/2010

10355

83,976,770 Transfer of cap due to servicing transfer

12/30/2009

10355

30,000 $

9/30/2009

10355

$

6/28/2012

10355

83,946,770 Transfer of cap due to servicing transfer

6/29/2011

10355

200,000 $

3/30/2011

10355

$

9/30/2009

N/A

83,746,770 Transfer of cap due to servicing transfer

1/6/2011

100,000

(100,000) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

83,846,770 Transfer of cap due to servicing transfer

3/26/2010

Purchase

2,400,000 $

12/30/2009

OH

$

6/28/2012

Mentor

81,446,770 Transfer of cap due to servicing transfer

6/29/2011

1000667

900,000 $

3/30/2011

1000667

$

1/6/2011

1000667

80,546,770 Transfer of cap due to servicing transfer

9/30/2010

1000667

(18,900,000) $

7/14/2010

1000667

$

3/26/2010

1000667

99,446,770 Transfer of cap due to servicing transfer

12/30/2009

1000667

600,000 $

9/30/2009

1000667

$

9/27/2013

1000667

(771) $

9/16/2013

1000667

$

98,847,541 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
98,846,770 reallocation

7/16/2013

1000667

100,000 $

6/27/2013

1000667

$

6/14/2013

1000667

98,747,541 Transfer of cap due to servicing transfer

5/16/2013

1000667

400,000 $

4/16/2013

1000667

$

3/25/2013

1000667

(86) $

3/14/2013

1000667

$

2/14/2013

1000667

(70) $

1/16/2013

1000667

$

12/27/2012

1000667

(15,252,303) $

12/14/2012

1000667

$

10/16/2012

1000667

600,000 $

9/27/2012

1000667

$

7/16/2012

1000667

(34,250,000) $

6/28/2012

1000667

$

6/14/2012

1000667

1,010,000 $

5/16/2012

1000667

$

4/16/2012

1000667

146,240,000 Updated portfolio data from servicer

3/15/2012

1000667

34,540,000 $

2/16/2012

1000667

$

1/13/2012

1000667

111,700,000

10/14/2011

1000667

43,590,000 $

9/15/2011

1000667

$

6/29/2011

1000667

68,110,000

5/13/2011

1000667

23,850,000 $

4/13/2011

1000667

$

3/30/2011

N/A

238,890

1/6/2011

44,260,000

(54,767) $

9/30/2010

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

3/12/2010

7/14/2010

Purchase

293,656

5/7/2010

FL

(2,050,236,344) $

3/26/2010

Coral Gables

$

11/15/2012

7/1/2009

3

2,050,530,000

12/30/2009

1000642

692,640,000 $

2/17/2010

1000642

$

$

(34) $

5/26/2011

$

(20,077,503) $

9/30/2009

$

(36,240,000) $

147,250,000 Initial 2MP cap
113,000,000 Updated portfolio data from servicer
113,600,000 Initial FHA-2LP cap
98,347,697 Updated portfolio data from servicer
98,347,627 Updated portfolio data from servicer
Updated due to quarterly assessment and
98,347,541 reallocation

85,786,770 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
85,786,262 reallocation
88,446,262 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
88,445,013 reallocation

113,334,715 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
113,333,692 reallocation

122,953,692 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
122,953,384 reallocation

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,311 reallocation

24,705,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
24,705,668 reallocation
Termination of SPA
4,628,165 (remaining cap equals distribution amount)
Updated portfolio data from servicer & HPDP initial
18,230,000 cap

Page 10 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000834

7/22/2009

Homeward Residential, Inc. (American Home Mortgage
Servicing, Inc)

10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
7/22/2009

Mortgage Center, LLC

Southfield

MI

Purchase

Financial Instrument for Home Loan Modifications

$

4,210,000

N/A

471,446 $

3,771,446 Updated portfolio data from servicer

$

(3) $

$

(4) $

$

(1,100,000) $

$

(38) $

$

(29) $

$

(79) $

$

(13) $

$

(50) $

4/9/2013

$

(2,324,244) $

9/30/2009

$

(53,670,000) $

$

250,450,000 $

346,986 Termination of SPA
Updated portfolio data from servicer & HPDP initial
1,218,820,000 cap
Updated portfolio data from servicer & HAFA initial
1,469,270,000 cap

$

124,820,000 $

1,594,090,000 Updated portfolio data from servicer

$

(289,990,000) $

1,304,100,000 Updated portfolio data from servicer

$

1,690,508 $

1,305,790,508 Updated portfolio data from servicer

$

300,000 $

1,306,090,508 Transfer of cap due to servicing transfer

$

(100,000) $

1,305,990,508 Transfer of cap due to servicing transfer

$

(1,173) $

$

(500,000) $

$

(1,400) $

$

3,100,000 $

$

(12,883) $

$

(1,000,000) $

1,307,575,052 Transfer of cap due to servicing transfer

$

(100,000) $

1,307,475,052 Transfer of cap due to servicing transfer

$

(1,100,000) $

1,306,375,052 Transfer of cap due to servicing transfer

$

(10,000) $

$

(8,378) $

$

(470,000) $

$

(80,000) $

$

(22,494) $

$

(260,000) $

1,305,524,180 Transfer of cap due to servicing transfer

$

(30,000) $

1,305,494,180 Transfer of cap due to servicing transfer

$

(50,000) $

$

(3,676) $

1,305,444,180 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,440,504 reallocation

$

(80,000) $

1,305,360,504 Transfer of cap due to servicing transfer

$

20,000 $

1,305,380,504 Transfer of cap due to servicing transfer

$

(84,160,000) $

$

(12,821) $

$

(621,110,000) $

$

(19,120,000) $

$

(1,947) $

$

(14,870,000) $

9/27/2013

10727

$

7/16/2013

10727

3,300,000 Updated portfolio data from servicer

6/27/2013

10727

(240,000) $

5/16/2013

10727

$

4/16/2013

10727

3,540,000 Updated portfolio data from servicer

3/25/2013

10727

(20,000) $

3/14/2013

10727

$

2/14/2013

10727

1,260,000 $

1/16/2013

10727

$

12/27/2012

10727

890,000 $

12/14/2012

10727

$

11/15/2012

10727

(145,056) $

10/16/2012

N/A

$

9/27/2012

1,272,490,000

145,056 Updated portfolio data from servicer

8/16/2012

$

45,056 $

7/16/2012

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

100,000 Updated portfolio data from servicer

5/16/2012

TX

(130,000) $

11/16/2011

Coppell

$

10/14/2011

12

230,000 Updated portfolio data from servicer

9/15/2011

10257

100,000 $

6/29/2011

10257

$

4/13/2011

10257

50,000 $

3/30/2011

10257

$

2/16/2011

10257

(90,000) $

1/6/2011

10257

$

11/16/2010

10257

(234) $

10/15/2010

10257

$

9/30/2010

10257

(656) $

7/14/2010

10257

$

3/26/2010

10257

60,000 $

12/30/2009

10257

$

3/25/2013

10257

(1,740) $

12/27/2012

N/A

$

9/27/2012

1,410,000

(460) $

6/28/2012

$

$

6/29/2011

Financial Instrument for Home Loan Modifications

(2,745) $

4/13/2011

Purchase

$

3/30/2011

IL

(1,003) $

1/6/2011

Chicago

$

9/30/2010

10612

(300,000) $

7/14/2010

10612

$

3/26/2010

10612

(1,382) $

12/30/2009

10612

$

9/30/2009

10612

(100,000) $

9/30/2009

N/A

$

5/20/2011

170,000

(147) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(123) $

3/26/2010

Purchase

$

12/30/2009

OH

81,376,191 Updated portfolio data from servicer

9/27/2013
West Salem

23,076,191 $

6/27/2013

1000834

$

4/9/2013

1000834

58,300,000 Initial FHA-2LP cap and initial 2MP cap

3/25/2013

1000834

35,500,000 $

12/27/2012

1000834

$

9/27/2012

1000834

22,800,000 Updated portfolio data from servicer

6/28/2012

1000834

(17,180,000) $

10/14/2011

1000834

$

6/29/2011

1000834

39,980,000 Updated portfolio data from servicer

5/13/2011

1000834

2,470,000 $

3/30/2011

1000834

$

1/6/2011

1000834

19,280,000 $

9/30/2010

1000834

$

9/30/2010

1000834

ShoreBank

Reason for Adjustment
Updated portfolio data from servicer & HAFA initial
37,510,000 cap

7/14/2010

1000834

7/17/2009

Adjusted Cap

3/26/2010

1000834

Farmers State Bank

Cap Adjustment Amount

12/30/2009

1000834

7/17/2009

Adjustment
Date

$

(655) $

9/30/2009

$

1,780,000 $

81,376,068 Updated portfolio data from servicer
Updated due to quarterly assessment and
81,375,921 reallocation
81,275,921 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
81,274,539 reallocation
80,974,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
80,973,536 reallocation
Updated due to quarterly assessment and
80,970,791 reallocation
Updated due to quarterly assessment and
80,970,331 reallocation
Updated due to quarterly assessment and
80,968,591 reallocation
Transfer of cap (from RBC bank (USA) ) due to
81,028,591 merger
Updated due to quarterly assessment and
81,027,935 reallocation
Updated due to quarterly assessment and
81,027,701 reallocation
Updated portfolio data from servicer & HPDP initial
80,000 cap
Updated portfolio data from servicer & HAFA initial
130,000 cap

- Termination of SPA
Updated portfolio data from servicer & HPDP initial
2,300,000 cap
Updated portfolio data from servicer & HAFA initial
3,560,000 cap

3,771,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,771,439 reallocation
2,671,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,671,401 reallocation
Updated due to quarterly assessment and
2,671,372 reallocation
Updated due to quarterly assessment and
2,671,293 reallocation
Updated due to quarterly assessment and
2,671,280 reallocation
Updated due to quarterly assessment and
2,671,230 reallocation

1,305,989,335 Updated portfolio data from servicer
1,305,489,335 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,487,935 reallocation
1,308,587,935 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,308,575,052 reallocation

1,306,365,052 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,306,356,674 reallocation
1,305,886,674 Transfer of cap due to servicing transfer
1,305,806,674 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,784,180 reallocation

1,221,220,504 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,221,207,683 reallocation
600,097,683 Transfer of cap due to servicing transfer
580,977,683 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
580,975,736 reallocation
566,105,736 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
566,105,081 reallocation
Updated portfolio data from servicer & HPDP initial
5,990,000 cap

Page 11 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10439

7/29/2009

Purdue Employees Federal Credit Union

1,090,000

N/A

1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
7/29/2009

Wachovia Bank, N.A.

Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

85,020,000

N/A

1000902
1000902
1000902
1000902
1000902
7/31/2009

JP Morgan Chase Bank, NA

Lewisville
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706

TX

Purchase

Financial Instrument for Home Loan Modifications

$

2,699,720,000

N/A

$

(1) $

$

47,663 $

9/30/2009

$

(1,530,000) $

$

680,000 $

$

2,460,000 $

8,070,000 Updated portfolio data from servicer

$

(2,470,000) $

5,600,000 Updated portfolio data from servicer

$

2,523,114 $

8,123,114 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(15) $

$

(3) $

$

(5) $

$

(1) $

$

(5) $

$

(1) $

9/30/2009

$

(60,000) $

$

1,260,000 $

8,123,112 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,123,110 reallocation
Updated due to quarterly assessment and
8,123,095 reallocation
Updated due to quarterly assessment and
8,123,092 reallocation
Updated due to quarterly assessment and
8,123,087 reallocation
Updated due to quarterly assessment and
8,123,086 reallocation
Updated due to quarterly assessment and
8,123,081 reallocation
Updated due to quarterly assessment and
8,123,080 reallocation
Updated portfolio data from servicer & HPDP initial
1,030,000 cap
Updated portfolio data from servicer & HAFA initial
2,290,000 cap

$

2,070,000 $

4,360,000 Updated portfolio data from servicer

$

(3,960,000) $

400,000 Updated portfolio data from servicer

$

180,222 $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(6) $

$

(17) $

$

(3) $

$

(11) $

$

(4) $

$

(1) $

9/30/2009

$

(37,700,000) $

$

26,160,000 $

$

9,820,000 $

83,300,000 Updated portfolio data from servicer

$

(46,200,000) $

37,100,000 Updated portfolio data from servicer

$

(28,686,775) $

8,413,225 Updated portfolio data from servicer

12/3/2010

$

(1) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

(4) $

3/26/2010

IN

$

12/30/2009

West Lafayette

(1) $

9/27/2013

10455

$

6/27/2013

10455

125,278 $

3/25/2013

10455

$

12/27/2012

10455

600,000 Updated portfolio data from servicer

9/27/2012

10455

(180,000) $

6/28/2012

10455

$

6/29/2011

10455

780,000 Updated portfolio data from servicer

3/30/2011

10455

(6,340,000) $

1/6/2011

10455

$

9/30/2010

10455

6,750,000 $

7/14/2010

10455

$

3/26/2010

10455

(490,000) $

12/30/2009

N/A

$

6/27/2013

6,460,000

9/30/2009

3/25/2013

$

(21) $

12/27/2012

Financial Instrument for Home Loan Modifications

$

9/27/2012

Purchase

(60) $

6/28/2012

MO

$

6/29/2011

St. Louis

(162) $

3/30/2011

1000455

$

1/6/2011

1000455

(43) $

9/30/2010

1000455

$

7/14/2010

1000455

(256) $

3/26/2010

1000455

$

12/30/2009

1000455

(94) $

3/25/2013

1000455

$

9/27/2012

1000455

(129) $

6/28/2012

1000455

$

6/29/2011

N/A

(14) $

3/30/2011

860,000

$

9/30/2010

$

(12) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

8,558,280 Updated portfolio data from servicer

12/30/2009

CA

2,658,280 $

9/27/2013
San Diego

$

6/27/2013

10439

5,900,000 Updated portfolio data from servicer

3/25/2013

10439

(5,730,000) $

12/27/2012

10439

$

9/27/2012

10439

11,630,000 Updated portfolio data from servicer

6/28/2012

10439

2,800,000 $

6/29/2011

10439

$

3/30/2011

10439

2,840,000 $

1/6/2011

10439

$

9/30/2010

10439

FIRST BANK

Reason for Adjustment
Updated portfolio data from servicer & HAFA initial
8,830,000 cap

7/14/2010

10439

7/29/2009

Adjusted Cap

3/26/2010

10439

Mission Federal Credit Union

Cap Adjustment Amount

12/30/2009

10439

7/22/2009

Note

Adjustment
Date

$

(8,413,225) $

9/30/2009

$

(14,850,000) $

12/30/2009

$

1,178,180,000 $

3/26/2010

$

1,006,580,000 $

7/14/2010

$

(1,934,230,000) $

9/30/2010

$

72,400,000 $

9/30/2010

$

215,625,536 $

3,223,425,536 Updated portfolio data from servicer

1/6/2011

$

(3,636) $

3,223,421,900 Updated portfolio data from servicer

3/16/2011

$

(100,000) $

3/30/2011

$

(3,999) $

4/13/2011

$

(200,000) $

5/13/2011

$

122,700,000 $

6/29/2011

$

(34,606) $

3,345,817,901 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,345,783,295 reallocation

7/14/2011

$

600,000 $

3,346,383,295 Transfer of cap due to servicing transfer

8/16/2011

$

(400,000) $

3,345,983,295 Transfer of cap due to servicing transfer

9/15/2011

$

(100,000) $

3,345,883,295 Transfer of cap due to servicing transfer

8,558,268 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,558,254 reallocation
Updated due to quarterly assessment and
8,558,125 reallocation
Updated due to quarterly assessment and
8,558,031 reallocation
Updated due to quarterly assessment and
8,557,775 reallocation
Updated due to quarterly assessment and
8,557,732 reallocation
Updated due to quarterly assessment and
8,557,570 reallocation
Updated due to quarterly assessment and
8,557,510 reallocation
Updated due to quarterly assessment and
8,557,489 reallocation
Updated portfolio data from servicer & HPDP initial
370,000 cap
Updated portfolio data from servicer & HAFA initial
7,120,000 cap

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,273 reallocation
Updated due to quarterly assessment and
725,272 reallocation
Updated due to quarterly assessment and
725,271 reallocation
Updated due to quarterly assessment and
772,934 reallocation
Updated portfolio data from servicer & HPDP initial
4,930,000 cap
Updated portfolio data from servicer & HAFA initial
5,610,000 cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
Updated portfolio data from servicer & HPDP initial
47,320,000 cap
Updated portfolio data from servicer & HAFA initial
73,480,000 cap

- Termination of SPA
Updated portfolio data from servicer & HPDP initial
2,684,870,000 cap
Updated portfolio data from servicer & HAFA initial
3,863,050,000 cap
Updated portfolio data from servicer & 2MP initial
4,869,630,000 cap
2,935,400,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
3,007,800,000 initial RD-HAMP

3,223,321,900 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,223,317,901 reallocation
3,223,117,901 Transfer of cap due to servicing transfer

Page 12 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10706

1000840
1000840
1000840
1000840
8/5/2009

Oakland Municipal Credit Union

Oakland

CA

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

N/A

1000609
1000609
1000609
1000609
1000609
1000609
1000609
1000609
1000609
8/5/2009

HomEq Servicing

12
North Highlands

10717
10717
10717
10717

CA

Purchase

Financial Instrument for Home Loan Modifications

$

674,000,000

N/A

3,622,928,448 Transfer of cap due to servicing transfer

$

(20,000) $

3,622,908,448 Transfer of cap due to servicing transfer

$

(99,960,000) $

$

(724) $

$

(10,000) $

$

502,430,000 $

$

(134,560,000) $

$

(392,140,000) $

$

(630,000) $

$

13,100,000 $

695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap

$

(8,006,457) $

687,563,543 Updated portfolio data from servicer

$

(100,000) $

$

(4,400,000) $

683,063,543 Updated portfolio data from servicer

$

(802) $

683,062,741 Updated portfolio data from servicer

$

(900,000) $

$

(4,000,000) $

$

(925) $

$

(122,900,000) $

$

(8,728) $

$

(600,000) $

10/19/2011

$

(519,211,309) $

$

180,000 $

$

(350,000) $

$

20,000 $

270,000 Updated portfolio data from servicer

$

(70,000) $

200,000 Updated portfolio data from servicer

$

90,111 $

$

(3) $

$

(2) $

$

(7) $

$

(1) $

$

(4) $

$

(2) $

$

(1) $

$

290,000 $

$

210,000 $

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
Updated portfolio data from servicer & HPDP initial
430,000 cap
Updated portfolio data from servicer & HAFA initial
640,000 cap

$

170,000 $

810,000 Updated portfolio data from servicer

$

(10,000) $

800,000 Updated portfolio data from servicer

$

(74,722) $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(200,000) $

6/29/2011

1000840

(103,240,000) $

4/13/2011

1000840

$

3/30/2011

1000840

(3,778) $

1/6/2011

1000840

$

9/30/2010

1000840

(50,000) $

7/14/2010

1000840

$

3/26/2010

1000840

3,726,222,226 Transfer of cap due to servicing transfer

9/30/2009

N/A

(120,000) $

12/30/2009

420,000

$

9/27/2013

$

3,726,342,226 Transfer of cap due to servicing transfer

6/27/2013

Financial Instrument for Home Loan Modifications

(110,000) $

3/25/2013

Purchase

$

12/27/2012

IN

(14,310) $

9/27/2012

Warsaw

$

6/28/2012

14

(90,000) $

6/29/2011

1001020

$

9/30/2010

1001020

3,726,556,536 Transfer of cap due to servicing transfer

7/14/2010

1001020

(520,000) $

3/26/2010

1001020

$

12/30/2009

1001020

3,727,076,536 Transfer of cap due to servicing transfer

9/30/2009

1001020

(60,000) $

7/14/2011

1001020

$

6/29/2011

1001020

(4,535) $

5/13/2011

1001020

$

3/30/2011

1001020

(180,000) $

3/16/2011

1001020

$

2/16/2011

1001020

3,727,321,071 Transfer of cap due to servicing transfer

1/6/2011

1001020

(3,770,000) $

12/15/2010

1001020

$

10/15/2010

1001020

3,731,091,071 Transfer of cap due to servicing transfer

9/30/2010

1001020

(1,130,000) $

9/30/2009

N/A

$

9/30/2010

707,380,000

(37,341) $

7/16/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(20,000) $

3/26/2010

Purchase

$

12/30/2009

TX

(2,300,000) $

9/27/2013
Lewisville

$

9/16/2013

10706

(16,192) $

8/15/2013

10706

$

7/16/2013

10706

(1,620,000) $

6/27/2013

10706

$

6/14/2013

10706

3,736,214,604 Transfer of cap due to servicing transfer

5/16/2013

10706

(126,080,000) $

4/16/2013

10706

$

3/25/2013

10706

3,862,294,604 Transfer of cap due to servicing transfer

3/14/2013

10706

(100,000) $

2/14/2013

10706

$

1/16/2013

10706

3,862,394,604 Transfer of cap due to servicing transfer

12/27/2012

10706

(100,000) $

12/14/2012

10706

$

11/15/2012

10706

3,862,494,604 Transfer of cap due to servicing transfer

10/16/2012

10706

(2,800,000) $

9/27/2012

10706

$

8/16/2012

10706

3,865,294,604 Transfer of cap due to servicing transfer

7/16/2012

10706

519,211,309 $

6/28/2012

10706

$

6/14/2012

10706

3,346,083,295 Transfer of cap due to servicing transfer

5/16/2012

10706

200,000 $

2/16/2012

10706

$

1/13/2012

10706

Lake City Bank

Reason for Adjustment

11/16/2011

10706

8/5/2009

Adjusted Cap

10/19/2011

10706

EMC Mortgage Corporation

Cap Adjustment Amount

10/14/2011

10706

7/31/2009

Adjustment
Date

$

(7) $

7/22/2011

$

(515,201) $

9/30/2009

$

(121,190,000) $

12/30/2009

$

(36,290,000) $

10,068 Termination of SPA
Updated portfolio data from servicer & HPDP initial
552,810,000 cap
Updated portfolio data from servicer & HAFA initial
516,520,000 cap

3/26/2010

$

199,320,000 $

715,840,000 Updated portfolio data from servicer

7/14/2010

$

(189,040,000) $

526,800,000 Updated portfolio data from servicer

9/30/2010

$

38,626,728 $

565,426,728 Updated portfolio data from servicer

3,734,594,604 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,734,578,412 reallocation
3,732,278,412 Transfer of cap due to servicing transfer
3,732,258,412 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,732,221,071 reallocation

3,727,141,071 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,727,136,536 reallocation

3,726,466,536 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,726,452,226 reallocation

3,726,172,226 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,726,168,448 reallocation

3,522,948,448 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,522,947,724 reallocation
Updated portfolio data from servicer & HPDP initial
707,370,000 cap
Updated portfolio data from servicer & HAFA initial
1,209,800,000 cap
Updated portfolio data from servicer & 2MP initial
1,075,240,000 cap
683,100,000 Updated portfolio data from servicer
682,470,000 Transfer of cap to Saxon Mortgage Services, Inc.

687,463,543 Transfer of cap due to servicing transfer

682,162,741 Transfer of cap due to servicing transfer
678,162,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
678,161,816 reallocation
555,261,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
555,253,088 reallocation
554,653,088 Transfer of cap due to servicing transfer
35,441,779 Termination of SPA
Updated portfolio data from servicer & HPDP initial
600,000 cap
Updated portfolio data from servicer & HAFA initial
250,000 cap

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
525,276 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
525,269 reallocation

Page 13 of 37

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10717

10438
10438
10438
10438
10438
10438
Calasbasa
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744

CA

Purchase

Financial Instrument for Home Loan Modifications

$

6,210,000

N/A

(474,730,000) $

1,167,500,000 Updated portfolio data from servicer

$

(700,000) $

1,166,800,000 Transfer of cap to due to servicing transfer

$

(1,000,000) $

1,165,800,000 Transfer of cap to due to servicing transfer

$

(115,017,236) $

$

(800,000) $

$

800,000 $

1,050,782,764 Updated portfolio data from servicer

$

(1,286) $

1,050,781,478 Updated portfolio data from servicer

$

8,800,000 $

$

(1,470) $

$

(3,300,000) $

1,056,280,008 Transfer of cap due to servicing transfer

$

(300,000) $

1,055,980,008 Transfer of cap due to servicing transfer

$

(700,000) $

$

(13,097) $

1,055,280,008 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,055,266,911 reallocation

$

(200,000) $

1,055,066,911 Transfer of cap due to servicing transfer

$

(2,900,000) $

1,052,166,911 Transfer of cap due to servicing transfer

$

(300,000) $

1,051,866,911 Transfer of cap due to servicing transfer

$

(500,000) $

1,051,366,911 Transfer of cap due to servicing transfer

$

(2,600,000) $

1,048,766,911 Transfer of cap due to servicing transfer

$

(194,800,000) $

853,966,911 Transfer of cap due to servicing transfer

$

(400,000) $

$

(9,728) $

$

(7,990,000) $

$

(26,467) $

$

(4,466) $

$

(16,922) $

$

(6,386) $

9/27/2013

10438

$

6/27/2013

10438

1,642,230,000 Updated portfolio data from servicer

3/25/2013

10438

278,910,000 $

12/27/2012

10438

$

9/27/2012

10438

275,370,000 $

8/16/2012

10438

$

6/28/2012

10438

313,050,000 $

2/16/2012

10438

$

1/13/2012

10438

9/30/2009

12/15/2011

10438

(1,101) $

11/16/2011

10438

$

10/14/2011

10438

(3,071) $

9/15/2011

10438

$

7/14/2011

10438

(8,137) $

6/29/2011

10438

$

6/16/2011

10438

(2,148) $

5/13/2011

10438

$

371,051,996 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,049,848 reallocation
Updated due to quarterly assessment and
371,041,711 reallocation
Updated due to quarterly assessment and
371,038,640 reallocation
Updated due to quarterly assessment and
371,037,539 reallocation
Updated portfolio data from servicer & HPDP initial
1,087,950,000 cap
Updated portfolio data from servicer & HAFA initial
1,363,320,000 cap

4/13/2011

10438

(20,000) $

3/30/2011

10438

$

3/16/2011

10438

(12,728) $

1/6/2011

10438

$

12/15/2010

10438

(430,000) $

10/15/2010

10438

$

9/30/2010

N/A

(4,634) $

9/15/2010

774,900,000

$

8/13/2010

$

(6,168) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(653) $

12/30/2009

TX

$

9/27/2013
Houston

(900,000) $

6/27/2013

10717

$

3/25/2013

10717

372,426,179 Updated portfolio data from servicer

12/27/2012

10717

(549) $

12/14/2012

10717

$

9/27/2012

10717

372,426,728 Updated portfolio data from servicer

8/16/2012

10717

(22,200,000) $

6/28/2012

10717

$

6/29/2011

10717

(170,800,000) $

3/30/2011

10717

$

2/16/2011

10717

PennyMac Loan Services, LLC

Reason for Adjustment

1/6/2011

10717

8/12/2009

Adjusted Cap

12/15/2010

10717

Litton Loan Servicing, LP

Cap Adjustment Amount

10/15/2010

10717

8/12/2009

Note

Adjustment
Date

394,626,728 Transfer of cap due to servicing transfer

$

(2,289) $

9/30/2009

$

(1,200,000) $

12/30/2009

$

30,800,000 $

3/26/2010

$

23,200,000 $

6/16/2010

$

2,710,000 $

7/14/2010

$

(18,020,000) $

7/16/2010

$

6,680,000 $

43,700,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
50,380,000 servicing transfer

8/13/2010

$

2,600,000 $

52,980,000 Transfer of cap to due to servicing transfer

9/15/2010

$

(100,000) $

52,880,000 Transfer of cap to due to servicing transfer

9/30/2010

$

200,000 $

53,080,000 Initial FHA-HAMP cap and 2MP initial cap

9/30/2010

$

(1,423,197) $

11/16/2010

$

1,400,000 $

53,056,803 Transfer of cap due to servicing transfer

12/15/2010

$

(100,000) $

52,956,803 Updated portfolio data from servicer

1/6/2011

$

(72) $

52,956,731 Updated portfolio data from servicer

1/13/2011

$

4,100,000 $

57,056,731 Transfer of cap due to servicing transfer

2/16/2011

$

(100,000) $

56,956,731 Transfer of cap due to servicing transfer

3/16/2011

$

4,000,000 $

3/30/2011

$

(94) $

60,956,731 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
60,956,637 reallocation

4/13/2011

$

(100,000) $

60,856,637 Transfer of cap due to servicing transfer

5/13/2011

$

5,800,000 $

66,656,637 Transfer of cap due to servicing transfer

6/16/2011

$

600,000 $

6/29/2011

$

(812) $

7/14/2011

$

2,500,000 $

69,755,825 Transfer of cap due to servicing transfer

9/15/2011

$

2,800,000 $

72,555,825 Transfer of cap due to servicing transfer

10/14/2011

$

300,000 $

72,855,825 Transfer of cap due to servicing transfer

11/16/2011

$

900,000 $

73,755,825 Transfer of cap due to servicing transfer

12/15/2011

$

800,000 $

74,555,825 Transfer of cap due to servicing transfer

1/13/2012

$

200,000 $

74,755,825 Transfer of cap due to servicing transfer

371,526,179 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,525,526 reallocation
Updated due to quarterly assessment and
371,519,358 reallocation
Updated due to quarterly assessment and
371,514,724 reallocation
371,084,724 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,071,996 reallocation

1,050,782,764 Updated portfolio data from servicer
1,049,982,764 Transfer of cap due to servicing transfer

1,059,581,478 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,059,580,008 reallocation

853,566,911 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
853,557,183 reallocation
845,567,183 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
845,540,716 reallocation
Updated due to quarterly assessment and
845,536,250 reallocation
Updated due to quarterly assessment and
845,519,328 reallocation
Updated due to quarterly assessment and
845,512,942 reallocation
Updated due to quarterly assessment and
845,510,653 reallocation
Updated portfolio data from servicer & HPDP initial
5,010,000 cap
Updated portfolio data from servicer & HAFA initial
35,810,000 cap
59,010,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
61,720,000 servicing transfer

51,656,803 Updated portfolio data from servicer

67,256,637 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
67,255,825 reallocation

Page 14 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000744

10454
10454
10454
10454
10454
10454
Pasadena
10008
10008
10008
10008

CA

Purchase

Financial Instrument for Home Loan Modifications

$

668,440,000

N/A

100,000 $

26,455,064 Updated portfolio data from servicer

$

(40) $

26,455,024 Updated portfolio data from servicer

$

300,000 $

26,755,024 Transfer of cap due to servicing transfer

$

100,000 $

26,855,024 Transfer of cap due to servicing transfer

$

2,200,000 $

$

(52) $

$

1,500,000 $

30,554,972 Transfer of cap due to servicing transfer

$

1,000,000 $

31,554,972 Transfer of cap due to servicing transfer

$

100,000 $

$

(534) $

$

700,000 $

32,354,438 Transfer of cap due to servicing transfer

$

(600,000) $

31,754,438 Transfer of cap due to servicing transfer

$

4,000,000 $

35,754,438 Transfer of cap due to servicing transfer

$

600,000 $

36,354,438 Transfer of cap due to servicing transfer

$

200,000 $

36,554,438 Transfer of cap due to servicing transfer

$

100,000 $

36,654,438 Transfer of cap due to servicing transfer

$

1,300,000 $

37,954,438 Transfer of cap due to servicing transfer

$

1,100,000 $

39,054,438 Transfer of cap due to servicing transfer

$

800,000 $

39,854,438 Transfer of cap due to servicing transfer

$

(1,080,000) $

38,774,438 Transfer of cap due to servicing transfer

$

1,560,000 $

$

(465) $

$

70,000 $

$

(1,272) $

$

2,100,000 $

42,502,701 Transfer of cap due to servicing transfer

$

1,340,000 $

43,842,701 Transfer of cap due to servicing transfer

$

1,160,000 $

$

(239) $

45,002,701 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
45,002,462 reallocation

$

210,000 $

45,212,462 Transfer of cap due to servicing transfer

$

1,790,000 $

47,002,462 Transfer of cap due to servicing transfer

$

1,920,000 $

$

(960) $

48,922,462 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
48,921,502 reallocation

$

410,000 $

49,331,502 Transfer of cap due to servicing transfer

$

(60,000) $

49,271,502 Transfer of cap due to servicing transfer

$

1,620,000 $

$

(359) $

$

2,030,000 $

52,921,143 Transfer of cap due to servicing transfer

$

10,000 $

52,931,143 Transfer of cap due to servicing transfer

$

2,600,000 $

9/27/2013

10454

$

9/16/2013

10454

26,355,064 Transfer of cap due to servicing transfer

8/15/2013

10454

100,000 $

7/16/2013

10454

$

6/27/2013

10454

16,755,064 $

6/14/2013

10454

$

5/16/2013

10454

9,500,000 Initial FHA-HAMP cap

4/16/2013

10454

100,000 $

3/25/2013

10454

$

3/14/2013

10454

9,400,000 Transfer of cap to due to servicing transfer

2/14/2013

10454

100,000 $

1/16/2013

10454

$

12/27/2012

10454

(850,000) $

12/14/2012

10454

$

11/15/2012

10454

850,000 $

10/16/2012

10454

$

9/27/2012

10454

230,000 $

8/16/2012

10454

$

6/28/2012

10454

4,330,000 $

6/14/2012

10454

$

5/16/2012

10454

520,000 $

4/16/2012

10454

$

3/15/2012

10454

(25,510,000) $

2/16/2012

10454

$

1/13/2012

10454

9/30/2009

12/15/2011

10454

(7) $

11/16/2011

10454

$

10/14/2011

10454

(128) $

9/15/2011

10454

$

95,253,851 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,253,723 reallocation
Updated due to quarterly assessment and
95,253,716 reallocation
Updated portfolio data from servicer & HPDP initial
4,220,000 cap
Updated portfolio data from servicer & HAFA initial
4,740,000 cap

8/16/2011

10454

2,440,000 $

6/29/2011

10454

$

6/16/2011

10454

92,813,851 Transfer of cap due to servicing transfer

5/13/2011

10454

2,160,000 $

4/13/2011

10454

$

3/30/2011

10454

(506) $

3/16/2011

10454

$

2/16/2011

10454

2,980,000 $

1/13/2011

10454

$

1/6/2011

10454

(154) $

12/15/2010

10454

$

87,674,511 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
87,674,357 reallocation

10/15/2010

10454

3,860,000 $

9/30/2010

10454

$

9/30/2010

10454

83,814,511 Transfer of cap due to servicing transfer

9/15/2010

N/A

1,800,000 $

7/14/2010

29,730,000

$

5/19/2010

$

(974) $

4/19/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

890,000 $

12/30/2009

PA

$

9/27/2013
Titusville

2,930,000 $

6/27/2013

1000744

$

6/14/2013

1000744

(340) $

4/16/2013

1000744

$

3/25/2013

1000744

1,340,000 $

2/14/2013

1000744

$

12/27/2012

1000744

76,855,825 Transfer of cap due to servicing transfer

12/14/2012

1000744

200,000 $

10/16/2012

1000744

$

9/27/2012

1000744

76,655,825 Transfer of cap due to servicing transfer

8/16/2012

1000744

1,900,000 $

7/16/2012

1000744

$

6/28/2012

1000744

OneWest Bank

Reason for Adjustment

6/14/2012

1000744

8/28/2009

Adjusted Cap

4/16/2012

1000744

Servis One, Inc., dba BSI Financial Services, Inc.

Cap Adjustment Amount

3/15/2012

1000744

8/12/2009

Note

Adjustment
Date

$

(135) $

10/2/2009

$

145,800,000 $

12/30/2009

$

1,355,930,000 $

3/26/2010

$

121,180,000 $

2,291,350,000 Updated portfolio data from servicer

7/14/2010

$

(408,850,000) $

1,882,500,000 Updated portfolio data from servicer

9/30/2010

$

5,500,000 $

78,195,825 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
78,195,485 reallocation
81,125,485 Transfer of cap due to servicing transfer
82,015,485 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
82,014,511 reallocation

90,654,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
90,653,851 reallocation

9,070,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
9,300,000 servicing transfer
10,150,000 Initial 2MP cap
9,300,000 Updated portfolio data from servicer

26,255,064 Updated portfolio data from servicer

29,055,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
29,054,972 reallocation

31,654,972 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,654,438 reallocation

40,334,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,333,973 reallocation
40,403,973 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,402,701 reallocation

50,891,502 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
50,891,143 reallocation

55,531,143 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
55,531,008 reallocation
814,240,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
2,170,170,000 cap

1,888,000,000 2MP initial cap

Page 15 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10008

9/2/2009

Horicon Bank

Financial Instrument for Home Loan Modifications

$

560,000

N/A

1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
9/2/2009 as amended
on 8/27/2010

Vantium Capital, Inc.dba Acqura Loan Services

Plano
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354

TX

Purchase

Financial Instrument for Home Loan Modifications

$

6,000,000

N/A

10

5,301,172 $

16,101,172 Updated portfolio data from servicer

$

(22) $

16,101,150 Updated portfolio data from servicer

$

(400,000) $

$

(25) $

$

(232) $

$

(174) $

$

(479) $

$

(350,000) $

$

(82) $

$

(308) $

$

80,000 $

15,429,850 Transfer of cap due to servicing transfer

$

20,000 $

$

(108) $

15,449,850 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,449,742 reallocation

$

30,000 $

$

640,000 $

$

(40) $

$

130,000 $

$

1,040,000 $

$

(1,680,000) $

50,000 Updated portfolio data from servicer

$

1,260,000 $

1,310,000 Updated portfolio data from servicer

$

(1,110,000) $

200,000 Updated portfolio data from servicer

$

100,000 $

$

(9,889) $

$

(3) $

$

(2) $

$

(7) $

$

(1) $

$

(4) $

$

(2) $

9/27/2013

Purchase

$

6/27/2013

WI

10,800,000 Updated portfolio data from servicer

3/25/2013

Horicon

8,300,000 $

12/27/2012

1001011

$

9/27/2012

1001011

2,500,000 Updated portfolio data from servicer

6/28/2012

1001011

2,110,000 $

6/29/2011

1001011

$

9/30/2010

1001011

(310,000) $

9/30/2010

1001011

$

7/14/2010

1001011

130,000 $

5/12/2010

1001011

$

3/26/2010

1001011

(290,111) $

12/30/2009

1001011

$

10/2/2009

1001011

290,111 Updated portfolio data from servicer

9/27/2013

1001011

(1,209,889) $

9/16/2013

1001011

$

7/16/2013

1001011

1,500,000 Updated portfolio data from servicer

6/27/2013

1001011

(1,900,000) $

6/14/2013

1001011

$

4/16/2013

1001011

3,400,000 Updated portfolio data from servicer

3/25/2013

1001011

350,000 $

12/27/2012

1001011

$

11/15/2012

N/A

2,680,000 $

9/27/2012

570,000

$

6/28/2012

$

70,000 $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(3,154) $

3/16/2011

NC

$

1/6/2011

Charlotte

(9,058) $

9/30/2010

1000576

$

7/14/2010

1000576

(24,811) $

3/26/2010

1000576

$

12/30/2009

1000576

(6,688) $

10/2/2009

1000576

$

10/2/2009

N/A

(40,606) $

3/23/2010

300,000

$

9/30/2010

$

(15,481) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(24,616) $

12/30/2009

CA

$

9/27/2013
Palo Alto

(2,674) $

6/27/2013

10008

$

3/25/2013

10008

(2,282) $

12/27/2012

10008

$

9/27/2012

10008

(51,741,163) $

6/28/2012

10008

$

6/29/2011

10008

RoundPoint Mortgage Servicing Corporation

Reason for Adjustment

3/30/2011

10008

8/28/2009

Adjusted Cap

1/6/2011

10008

Stanford Federal Credit Union

Cap Adjustment Amount

9/30/2010

10008

8/28/2009

Adjustment
Date

1,836,258,837 Updated portfolio data from servicer

$

(1) $

10/2/2009

$

1,310,000 $

12/30/2009

$

(3,390,000) $

3/26/2010

$

410,000 $

4,330,000 Updated portfolio data from servicer

7/14/2010

$

(730,000) $

3,600,000 Updated portfolio data from servicer

9/15/2010

$

4,700,000 $

8,300,000 Transfer of cap due to servicing transfer

9/30/2010

$

117,764 $

8,417,764 Updated portfolio data from servicer

11/16/2010

$

800,000 $

9,217,764 Transfer of cap due to servicing transfer

12/15/2010

$

2,700,000 $

11,917,764 Updated portfolio data from servicer

1/6/2011

$

(17) $

11,917,747 Updated portfolio data from servicer

1/13/2011

$

700,000 $

2/16/2011

$

1,800,000 $

3/30/2011

$

(19) $

4/13/2011

$

300,000 $

6/29/2011

$

(189) $

8/16/2011

$

300,000 $

15,017,539 Transfer of cap due to servicing transfer

9/15/2011

$

100,000 $

15,117,539 Transfer of cap due to servicing transfer

10/14/2011

$

100,000 $

6/28/2012

$

(147) $

15,217,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,217,392 reallocation

7/16/2012

$

(10,000) $

9/27/2012

$

(413) $

11/15/2012

$

(40,000) $

1,836,256,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,836,253,881 reallocation
Updated due to quarterly assessment and
1,836,229,265 reallocation
Updated due to quarterly assessment and
1,836,213,784 reallocation
Updated due to quarterly assessment and
1,836,173,178 reallocation
Updated due to quarterly assessment and
1,836,166,490 reallocation
Updated due to quarterly assessment and
1,836,141,679 reallocation
Updated due to quarterly assessment and
1,836,132,621 reallocation
Updated due to quarterly assessment and
1,836,129,467 reallocation
370,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
3,050,000 cap

- Termination of SPA
700,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
390,000 cap

15,701,150 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,701,125 reallocation
Updated due to quarterly assessment and
15,700,893 reallocation
Updated due to quarterly assessment and
15,700,719 reallocation
Updated due to quarterly assessment and
15,700,240 reallocation
15,350,240 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,350,158 reallocation
Updated due to quarterly assessment and
15,349,850 reallocation

15,479,742 Transfer of cap due to servicing transfer
16,119,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,119,702 reallocation
690,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
1,730,000 cap

300,000 Initial RD-HAMP
290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
7,310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
3,920,000 cap

12,617,747 Transfer of cap due to servicing transfer
14,417,747 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,417,728 reallocation
14,717,728 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,717,539 reallocation

15,207,392 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,206,979 reallocation
15,166,979 Transfer of cap due to servicing transfer

Page 16 of 37

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10354

9/9/2009

CUC Mortgage Corporation

1000483
1000483
1000483
1000483
1000483
1000483
1000483
9/11/2009

ORNL Federal Credit Union

Oak Ridge

TN

Purchase

Financial Instrument for Home Loan Modifications

$

2,070,000

N/A

1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
9/11/2009

Allstate Mortgage Loans & Investments, Inc.

Ocala
1001029
1001029
1001029
1001029

FL

Purchase

Financial Instrument for Home Loan Modifications

$

250,000

N/A

49,410,000 $

$

41,830,000 $

230,380,000 Updated portfolio data from servicer

$

(85,780,000) $

144,600,000 Updated portfolio data from servicer

$

36,574,444 $

181,174,444 Updated portfolio data from servicer

$

(160) $

$

(172) $

$

(1,431) $

$

(746) $

$

(1,926) $

$

(308) $

$

(1,135) $

$

(418) $

$

(139) $

10/2/2009

$

950,000 $

$

5,700,000 $

$

740,000 $

11,740,000 Updated portfolio data from servicer

$

(1,440,000) $

10,300,000 Updated portfolio data from servicer

$

(6,673,610) $

3,626,390 Updated portfolio data from servicer

$

(5) $

$

(6) $

$

(52) $

$

(38) $

$

(107) $

$

(18) $

$

(69) $

$

(26) $

$

(9) $

10/2/2009

$

460,000 $

$

2,730,000 $

$

13,280,000 $

18,540,000 Updated portfolio data from servicer

$

(13,540,000) $

5,000,000 Updated portfolio data from servicer

$

1,817,613 $

6,817,613 Updated portfolio data from servicer

$

(10) $

$

(12) $

$

(115) $

$

(86) $

$

(236) $

$

(40) $

$

(149) $

$

(56) $

9/27/2013

1000483

$

139,140,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
188,550,000 cap

6/27/2013

1000483

24,920,000 $

3/25/2013

1000483

$

12/27/2012

1000483

10/2/2009

9/27/2012

1000483

26,926 $

6/28/2012

1000483

$

6/29/2011

N/A

35,438 $

3/30/2011

4,350,000

$

1/6/2011

$

59,464 $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

35,966 $

3/26/2010

NY

$

12/30/2009

Albany

190,077 $

9/27/2013

10305

$

6/27/2013

10305

21,717 $

3/25/2013

10305

$

12/27/2012

10305

(5) $

9/27/2012

10305

$

6/28/2012

10305

(1) $

6/29/2011

10305

$

3/30/2011

10305

(1) $

1/6/2011

10305

$

9/30/2010

10305

870,334 Updated portfolio data from servicer

7/14/2010

10305

270,334 $

3/26/2010

10305

$

12/30/2009

10305

600,000 Updated portfolio data from servicer

9/27/2013

N/A

(300,000) $

6/27/2013

114,220,000

$

3/25/2013

$

900,000 Updated portfolio data from servicer

12/27/2012

Financial Instrument for Home Loan Modifications

120,000 $

9/27/2012

Purchase

$

6/28/2012

KY

(750,000) $

6/29/2011

Owensboro

$

3/30/2011

1000890

280,000 $

1/6/2011

1000890

$

9/30/2010

1000890

10/2/2009

7/14/2010

1000890

(34) $

3/26/2010

1000890

$

12/30/2009

1000890

(290,000) $

9/27/2013

1000890

$

6/27/2013

1000890

(95) $

3/25/2013

1000890

$

13,806,652 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,806,557 reallocation

12/27/2012

1000890

10,000 $

9/27/2012

1000890

$

6/28/2012

1000890

13,796,652 Transfer of cap due to servicing transfer

6/29/2011

1000890

40,000 $

3/30/2011

N/A

$

1/6/2011

1,250,000

13,756,652 Transfer of cap due to servicing transfer

9/30/2010

$

(620,000) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(256) $

12/30/2009

FL

$

9/27/2013
Lake Mary

(20,000) $

7/16/2013

10354

$

6/27/2013

10354

(770,000) $

6/14/2013

10354

$

5/16/2013

10354

(71) $

4/16/2013

10354

$

3/25/2013

10354

U.S. Bank National Association

Reason for Adjustment
Updated due to quarterly assessment and
15,166,908 reallocation

3/14/2013

10354

9/9/2009

Adjusted Cap

2/14/2013

10354

Central Florida Educators Federal Credit Union

Cap Adjustment Amount

12/27/2012

10354

9/9/2009

Note

Adjustment
Date

$

(20) $

10/2/2009

$

60,000 $

12/30/2009

$

(80,000) $

310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
230,000 cap

3/26/2010

$

280,000 $

510,000 Updated portfolio data from servicer

7/14/2010

$

(410,000) $

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056 $

145,056 Updated portfolio data from servicer

14,396,908 Transfer of cap due to servicing transfer
14,376,908 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,376,652 reallocation

13,516,557 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,516,523 reallocation
1,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
780,000 cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,327 reallocation
Updated due to quarterly assessment and
892,044 reallocation
Updated due to quarterly assessment and
1,082,121 reallocation
Updated due to quarterly assessment and
1,118,087 reallocation
Updated due to quarterly assessment and
1,177,551 reallocation
Updated due to quarterly assessment and
1,212,989 reallocation
Updated due to quarterly assessment and
1,239,915 reallocation

181,174,284 Updated portfolio data from servicer
Updated due to quarterly assessment and
181,174,112 reallocation
Updated due to quarterly assessment and
181,172,681 reallocation
Updated due to quarterly assessment and
181,171,935 reallocation
Updated due to quarterly assessment and
181,170,009 reallocation
Updated due to quarterly assessment and
181,169,701 reallocation
Updated due to quarterly assessment and
181,168,566 reallocation
Updated due to quarterly assessment and
181,168,148 reallocation
Updated due to quarterly assessment and
181,168,009 reallocation
5,300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
11,000,000 cap

3,626,385 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,626,379 reallocation
Updated due to quarterly assessment and
3,626,327 reallocation
Updated due to quarterly assessment and
3,626,289 reallocation
Updated due to quarterly assessment and
3,626,182 reallocation
Updated due to quarterly assessment and
3,626,164 reallocation
Updated due to quarterly assessment and
3,626,095 reallocation
Updated due to quarterly assessment and
3,626,069 reallocation
Updated due to quarterly assessment and
3,626,060 reallocation
2,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
5,260,000 cap

6,817,603 Updated portfolio data from servicer
Updated due to quarterly assessment and
6,817,591 reallocation
Updated due to quarterly assessment and
6,817,476 reallocation
Updated due to quarterly assessment and
6,817,390 reallocation
Updated due to quarterly assessment and
6,817,154 reallocation
Updated due to quarterly assessment and
6,817,114 reallocation
Updated due to quarterly assessment and
6,816,965 reallocation
Updated due to quarterly assessment and
6,816,909 reallocation
Updated due to quarterly assessment and
6,816,889 reallocation

Page 17 of 37

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001029

9/16/2009

Bay Federal Credit Union

9/23/2009

AMS Servicing, LLC

1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
9/23/2009

Schools Financial Credit Union

Sacramento
1001045
1001045

CA

Purchase

Financial Instrument for Home Loan Modifications

$

390,000

N/A

$

(29) $

$

(110) $

$

(42) $

$

(15) $

10/2/2009

$

90,000 $

$

1,460,000 $

$

160,000 $

2,120,000 Updated portfolio data from servicer

$

(120,000) $

2,000,000 Updated portfolio data from servicer

$

(1,419,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(580,212) $

10/2/2009

$

960,000 $

$

(3,090,000) $

$

230,000 $

2,490,000 Updated portfolio data from servicer

$

5,310,000 $

7,800,000 Updated portfolio data from servicer

$

323,114 $

8,123,114 Updated portfolio data from servicer

$

(12) $

8,123,102 Updated portfolio data from servicer

$

600,000 $

$

(16) $

$

200,000 $

8,923,086 Transfer of cap due to servicing transfer

$

100,000 $

$

(153) $

9,023,086 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
9,022,933 reallocation

$

100,000 $

9,122,933 Transfer of cap due to servicing transfer

$

100,000 $

9,222,933 Transfer of cap due to servicing transfer

$

1,100,000 $

10,322,933 Transfer of cap due to servicing transfer

$

650,000 $

$

(136) $

$

(347) $

$

250,000 $

11,222,450 Transfer of cap due to servicing transfer

$

30,000 $

11,252,450 Transfer of cap due to servicing transfer

$

(10,000) $

$

(59) $

$

20,000 $

11,262,391 Transfer of cap due to servicing transfer

$

290,000 $

11,552,391 Transfer of cap due to servicing transfer

$

10,000 $

$

(220) $

$

(60,000) $

11,502,171 Transfer of cap due to servicing transfer

$

50,000 $

11,552,171 Transfer of cap due to servicing transfer

$

10,000 $

$

(79) $

11,562,171 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,562,092 reallocation

$

(90,000) $

11,472,092 Transfer of cap due to servicing transfer

$

310,000 $

9/27/2013

1001184

(164) $

9/16/2013

1001184

$

7/16/2013

1001184

(58) $

6/27/2013

1001184

$

6/14/2013

N/A

(100,000) $

5/16/2013

4,390,000

$

4/16/2013

$

(61) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

3/14/2013

Purchase

(6) $

2/14/2013

NY

$

1/16/2013

Buffalo

(1,800,000) $

12/27/2012

1001037

$

12/14/2012

1001037

9,573,667 Updated portfolio data from servicer

11/15/2012

1001037

(3) $

10/16/2012

1001037

$

9/27/2012

1001037

9,573,670 Updated portfolio data from servicer

6/28/2012

1001037

2,973,670 $

6/14/2012

1001037

$

4/16/2012

1001037

6,600,000 Updated portfolio data from servicer

11/16/2011

N/A

(2,390,000) $

9/15/2011

410,000

$

6/29/2011

$

8,990,000 Updated portfolio data from servicer

5/13/2011

Financial Instrument for Home Loan Modifications

(4,780,000) $

4/13/2011

Purchase

$

3/30/2011

CA

(19,750,000) $

3/16/2011

Capitola

$

1/6/2011

1000955

6,010,000 $

9/30/2010

1000955

$

7/14/2010

1000955

10/2/2009

3/26/2010

1000955

(435,166) $

12/30/2009

1000955

$

1/25/2012

1000955

435,166 Updated portfolio data from servicer

6/29/2011

1000955

(1) $

3/30/2011

1000955

$

1/6/2011

1000955

435,167 Updated portfolio data from servicer

9/30/2010

1000955

35,167 $

7/14/2010

1000955

$

3/26/2010

1000955

400,000 Updated portfolio data from servicer

12/30/2009

1000955

(670,000) $

9/27/2013

1000955

$

6/27/2013

1000955

1,070,000 Updated portfolio data from servicer

3/25/2013

N/A

100,000 $

12/27/2012

27,510,000

$

9/27/2012

$

620,000 $

6/28/2012

Financial Instrument for Home Loan Modifications

$

10/14/2011

Purchase

70,000 $

6/29/2011

NJ

$

3/30/2011

Jersey City

10/2/2009

2/16/2011

1000747

145,051

1/6/2011

1000747

(1) $

9/30/2010

1000747

$

7/14/2010

1000747

145,052

3/26/2010

1000747

(2) $

12/30/2009

1000747

$

1/26/2011

N/A

145,054

1/6/2011

280,000

(1) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

145,055

3/26/2010

Purchase

(1) $

12/30/2009

AR

$

3/25/2013
Little Rock

Franklin Credit Management Corporation

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

9/27/2012

1001029

9/11/2009

Adjusted Cap

6/28/2012

1001029

Metropolitan National Bank

Cap Adjustment Amount

6/29/2011

1001029

9/11/2009

Note

Adjustment
Date

$

(28) $

11,782,092 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,782,064 reallocation

10/2/2009

$

90,000 $

12/30/2009

$

940,000 $

3/26/2010

$

(980,000) $

350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
970,000 cap

- Termination of SPA
33,520,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
13,770,000 cap

7,773,667 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,773,661 reallocation
Updated due to quarterly assessment and
7,773,600 reallocation
7,673,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,673,542 reallocation
Updated due to quarterly assessment and
7,673,378 reallocation
Updated due to quarterly assessment and
7,673,349 reallocation
Updated due to quarterly assessment and
7,673,239 reallocation
Updated due to quarterly assessment and
7,673,197 reallocation
Updated due to quarterly assessment and
7,673,182 reallocation
500,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
1,960,000 cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA
5,350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
2,260,000 cap

8,723,102 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,723,086 reallocation

10,972,933 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,972,797 reallocation
Updated due to quarterly assessment and
10,972,450 reallocation

11,242,450 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,242,391 reallocation

11,562,391 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,562,171 reallocation

480,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
1,420,000 cap
440,000 Updated portfolio data from servicer

Page 18 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001045

9/23/2009

Yadkin Valley Bank

9/25/2009

SEFCU

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

1000924
1000924
1000924
1000924
1000924
1000924
10/14/2009

Great Lakes Credit Union

North Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

570,000

N/A

1001122
1001122
1001122
1001122
1001122
1001122
1001122
1001122
1001122
1001122
1001122
1001122
10/14/2009

Mortgage Clearing Corporation

Tulsa

OK

Purchase

Financial Instrument for Home Loan Modifications

$

4,860,000

N/A

1001180
1001180
1001180
1001180
10/21/2009

United Bank Mortgage Corporation

Grand Rapids
1000073
1000073
1000073

MI

Purchase

Financial Instrument for Home Loan Modifications

$

410,000

N/A

10,000 $

170,000 Updated portfolio data from servicer

$

(70,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

10/2/2009

$

60,000 $

$

350,000 $

$

1,360,000 $

2,010,000 Updated portfolio data from servicer

$

(1,810,000) $

200,000 Updated portfolio data from servicer

$

235,167 $

435,167 Updated portfolio data from servicer

$

(1) $

$

(4) $

$

(3) $

$

(7) $

$

(1) $

$

(5) $

$

(2) $

$

(1) $

10/2/2009

$

100,000 $

$

20,000 $

$

(290,000) $

270,000 Updated portfolio data from servicer

$

(70,000) $

200,000 Updated portfolio data from servicer

$

(54,944) $

$

(1) $

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

$

(145,055) $

12/30/2009

$

1,030,000 $

$

(880,000) $

720,000 Updated portfolio data from servicer

$

(320,000) $

400,000 Updated portfolio data from servicer

$

180,222 $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(6) $

$

(17) $

$

(3) $

$

(11) $

$

(4) $

$

(1) $

12/30/2009

$

(2,900,000) $

$

(1,600,000) $

360,000 Updated portfolio data from servicer

$

(260,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

3/9/2011

NY

$

9/30/2010

Albany

120,000 $

7/14/2010

1001000

$

3/26/2010

1001000

10,000 $

9/27/2013

1001000

$

6/27/2013

1001000

10/2/2009

3/25/2013

1001000

(1) $

12/27/2012

1001000

$

9/27/2012

1001000

(2) $

6/28/2012

1001000

$

6/29/2011

1001000

(4) $

3/30/2011

1001000

$

1/6/2011

1001000

(1) $

9/30/2010

1001000

$

7/14/2010

N/A

(7) $

3/26/2010

240,000

$

4/11/2012

$

(2) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

(3) $

7/14/2010

NC

$

3/26/2010

Elkin

(9,889) $

12/30/2009

10149

$

9/27/2013

10149

300,000 Updated portfolio data from servicer

6/27/2013

10149

(110,000) $

3/25/2013

10149

$

12/27/2012

10149

410,000 Updated portfolio data from servicer

9/27/2012

N/A

130,000 $

6/28/2012

30,000

$

6/29/2011

$

(10,000) $

1/6/2011

Financial Instrument for Home Loan Modifications

$

290,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
280,000 cap

9/30/2010

Purchase

60,000 $

7/14/2010

NJ

$

3/26/2010

Woodbridge

10/2/2009

12/30/2009

10716

(4) $

10/29/2010

10716

$

9/30/2010

10716

(11) $

7/14/2010

10716

$

3/26/2010

10716

(28) $

12/30/2009

10716

$

9/27/2013

10716

(7) $

6/27/2013

10716

$

3/25/2013

10716

(44) $

12/27/2012

10716

$

9/27/2012

10716

(16) $

6/28/2012

N/A

$

6/29/2011

230,000

(22) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(2) $

3/26/2010

Purchase

$

12/30/2009

OH

(2) $

9/27/2013
Maumee

$

6/27/2013

1001045

1,450,556 Updated portfolio data from servicer

3/25/2013

1001045

1,150,556 $

12/27/2012

1001045

$

9/27/2012

1001045

300,000 Updated portfolio data from servicer

6/28/2012

1001045

(140,000) $

6/29/2011

1001045

$

3/30/2011

1001045

Central Jersey Federal Credit Union

Reason for Adjustment

1/6/2011

1001045

9/23/2009

Adjusted Cap

9/30/2010

1001045

Glass City Federal Credit Union

Cap Adjustment Amount

7/14/2010

1001045

9/23/2009

Note

Adjustment
Date

$

(145,056) $

1/22/2010

$

20,000 $

3/26/2010

$

400,000 $

830,000 Updated portfolio data from servicer

7/14/2010

$

(430,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

180,222 $

580,222 Updated portfolio data from servicer

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,530 reallocation
Updated due to quarterly assessment and
1,450,514 reallocation
Updated due to quarterly assessment and
1,450,470 reallocation
Updated due to quarterly assessment and
1,450,463 reallocation
Updated due to quarterly assessment and
1,450,435 reallocation
Updated due to quarterly assessment and
1,450,424 reallocation
Updated due to quarterly assessment and
1,450,420 reallocation

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
40,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
160,000 cap

- Termination of SPA
300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
650,000 cap

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,162 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,152 reallocation
Updated due to quarterly assessment and
435,151 reallocation
Updated due to quarterly assessment and
435,146 reallocation
Updated due to quarterly assessment and
435,144 reallocation
Updated due to quarterly assessment and
435,143 reallocation
540,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
560,000 cap

- Termination of SPA
Updated portfolio data from servicer & HAFA initial
1,600,000 cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
Updated portfolio data from servicer & HAFA initial
1,960,000 cap

- Termination of SPA
430,000 Updated HPDP cap & HAFA initial cap

Page 19 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000073

Financial Instrument for Home Loan Modifications

$

1,070,000

N/A

10/28/2009

Members Mortgage Company, Inc

Woburn

MA

Purchase

Financial Instrument for Home Loan Modifications

$

510,000

N/A

10/30/2009

DuPage Credit Union

Naperville

IL

Purchase

Financial Instrument for Home Loan Modifications

$

70,000

N/A

1000585
1000585
1000585
1000585
1000585
1000585
11/6/2009

Los Alamos National Bank

Los Alamos

NM

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1000676
1000676
1000676
1000676
1000676
1000676
1000676
1000676
1000676
1000676
1000676
1000676
11/18/2009

Quantum Servicing Corporation

Tampa
1001271
1001271
1001271
1001271
1001271
1001271

FL

Purchase

Financial Instrument for Home Loan Modifications

$

18,960,000

N/A

$

(48) $

$

(40,000) $

$

(14) $

1/22/2010

$

40,000 $

$

(760,000) $

40,000 Updated portfolio data from servicer

$

2,630,000 $

2,670,000 Updated portfolio data from servicer

$

(770,000) $

1,900,000 Updated portfolio data from servicer

$

565,945 $

2,465,945 Updated portfolio data from servicer

$

(4) $

$

(4) $

$

(40) $

$

(29) $

$

(80) $

$

(14) $

$

(52) $

$

(19) $

$

(7) $

4/21/2010

$

(1,070,000) $

- Termination of SPA

4/21/2010

$

(510,000) $

- Termination of SPA

1/22/2010

$

10,000 $

80,000 Updated HPDP cap & HAFA initial cap

$

10,000 $

90,000 Updated portfolio data from servicer

$

10,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

$

(1) $

$

(1) $

$

(1) $

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,053 reallocation

1/22/2010

$

40,000 $

740,000 Updated HPDP cap & HAFA initial cap

$

50,000 $

790,000 Updated portfolio data from servicer

$

1,310,000 $

2,100,000 Updated portfolio data from servicer

$

75,834 $

2,175,834 Updated portfolio data from servicer

$

(3) $

$

(4) $

$

(35) $

$

(26) $

$

(70) $

$

(12) $

$

(45) $

$

(17) $

9/27/2013

Purchase

(610,000) $

6/27/2013

PA

$

3/25/2013

Harleysville

(142) $

12/27/2012

Harleysville National Bank & Trust Company

$

9/27/2012

10/28/2009

(2,670,000) $

6/28/2012

1000740

$

6/29/2011

1000740

(65) $

3/30/2011

1000740

$

1/6/2011

1000740

(549) $

9/30/2010

1000740

$

7/14/2010

1000740

(277) $

3/26/2010

1000740

$

3/25/2013

1000740

(1,400,000) $

9/27/2012

1000740

$

6/29/2011

1000740

(773) $

9/30/2010

1000740

$

7/14/2010

1000740

(88) $

3/26/2010

1000740

$

9/27/2013

N/A

(9,900,000) $

6/27/2013

760,000

$

3/25/2013

$

107,050,956 Updated portfolio data from servicer

12/27/2012

Financial Instrument for Home Loan Modifications

(77) $

9/27/2012

Purchase

$

6/28/2012

MA

107,051,033 Updated portfolio data from servicer

6/29/2011

Fitchburg

1,751,033 $

3/30/2011

10048

$

1/6/2011

10048

105,300,000 Updated portfolio data from servicer

9/30/2010

10048

(16,610,000) $

7/14/2010

10048

$

5/12/2010

10048

121,910,000 Updated portfolio data from servicer

3/26/2010

10048

23,880,000 $

9/27/2013

10048

$

9/16/2013

10048

4,370,000 $

6/27/2013

10048

$

5/16/2013

10048

1/22/2010

3/25/2013

10048

(1) $

2/14/2013

10048

$

12/27/2012

10048

(2) $

9/27/2012

10048

$

6/28/2012

10048

(7) $

3/15/2012

10048

$

6/29/2011

10048

(2) $

3/30/2011

N/A

$

3/16/2011

93,660,000

(11) $

1/6/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

(4) $

7/14/2010

Purchase

$

3/26/2010

FL

(5) $

9/27/2013
Miami Lakes

$

6/27/2013

1000073

(1) $

3/25/2013

1000073

$

12/27/2012

1000073

(1) $

9/27/2012

1000073

$

6/28/2012

1000073

IC Federal Credit Union

Reason for Adjustment

6/29/2011

1000073

10/23/2009

Adjusted Cap

3/30/2011

1000073

Bank United

Cap Adjustment Amount

1/6/2011

1000073

10/23/2009

Note

Adjustment
Date

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,215 reallocation
Updated due to quarterly assessment and
580,211 reallocation
Updated due to quarterly assessment and
580,200 reallocation
Updated due to quarterly assessment and
580,198 reallocation
Updated due to quarterly assessment and
580,191 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,188 reallocation

$

(6) $

1/22/2010

$

890,000 $

3/26/2010

$

3,840,000 $

23,690,000 Updated portfolio data from servicer

7/14/2010

$

(2,890,000) $

20,800,000 Updated portfolio data from servicer

9/30/2010

$

9,661,676 $

30,461,676 Updated portfolio data from servicer

1/6/2011

$

(46) $

30,461,630 Updated portfolio data from servicer

1/13/2011

$

1,600,000 $

32,061,630 Transfer of cap due to servicing transfer

2/16/2011

$

1,400,000 $

33,461,630 Transfer of cap due to servicing transfer

98,030,000 Updated HPDP cap & HAFA initial cap

97,150,956 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
97,150,868 reallocation
Updated due to quarterly assessment and
97,150,095 reallocation
95,750,095 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,749,818 reallocation
Updated due to quarterly assessment and
95,749,269 reallocation
Updated due to quarterly assessment and
95,749,204 reallocation
93,079,204 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
93,079,062 reallocation
92,469,062 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
92,469,014 reallocation
92,429,014 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
92,429,000 reallocation
800,000 Updated HPDP cap & HAFA initial cap

2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,868 reallocation
Updated due to quarterly assessment and
2,465,788 reallocation
Updated due to quarterly assessment and
2,465,774 reallocation
Updated due to quarterly assessment and
2,465,722 reallocation
Updated due to quarterly assessment and
2,465,703 reallocation
Updated due to quarterly assessment and
2,465,696 reallocation

2,175,831 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,827 reallocation
Updated due to quarterly assessment and
2,175,792 reallocation
Updated due to quarterly assessment and
2,175,766 reallocation
Updated due to quarterly assessment and
2,175,696 reallocation
Updated due to quarterly assessment and
2,175,684 reallocation
Updated due to quarterly assessment and
2,175,639 reallocation
Updated due to quarterly assessment and
2,175,622 reallocation
Updated due to quarterly assessment and
2,175,616 reallocation
19,850,000 Updated HPDP cap & HAFA initial cap

Page 20 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001271

Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

20,000

N/A

1001304
1001304
1001304
1001304
1001304
1001304
11/25/2009

Marix Servicing, LLC

Phoenix
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412

AZ

Purchase

Financial Instrument for Home Loan Modifications

$

20,360,000

N/A

$

(187) $

$

(707) $

$

(240,000) $

$

(268) $

$

10,000 $

$

(96) $

1/22/2010

$

80,000 $

$

330,000 $

2,080,000 Updated portfolio data from servicer

$

(1,080,000) $

1,000,000 Updated portfolio data from servicer

$

160,445 $

1,160,445 Updated portfolio data from servicer

$

(1) $

$

(2) $

$

(16) $

$

(12) $

$

(33) $

$

(6) $

$

(21) $

$

(8) $

$

(3) $

3/26/2010

$

(10,000) $

10,000 Updated portfolio data from servicer

$

90,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

3/25/2013

1000443

(980,000) $

9/27/2012

1000443

$

6/28/2012

1000443

(1,910,000) $

6/29/2011

1000443

$

9/30/2010

1000443

(1,184) $

7/14/2010

1000443

$

9/27/2013

1000443

(428) $

6/27/2013

1000443

$

35,491,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
35,490,585 reallocation
Updated due to quarterly assessment and
35,489,401 reallocation

3/25/2013

1000443

330,000 $

12/27/2012

1000443

$

9/27/2012

1000443

35,161,013 Transfer of cap due to servicing transfer

6/28/2012

1000443

100,000 $

6/29/2011

N/A

$

3/30/2011

1,670,000

35,061,013 Transfer of cap due to servicing transfer

1/6/2011

$

100,000 $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

34,961,013 Transfer of cap due to servicing transfer

3/26/2010

MI

200,000 $

9/27/2013
Hillsdale

$

7/16/2013

1001271

34,761,013 Transfer of cap due to servicing transfer

6/27/2013

1001271

300,000 $

4/16/2013

1001271

$

3/25/2013

1001271

(559) $

12/27/2012

1001271

$

34,461,572 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,461,013 reallocation

11/15/2012

1001271

800,000 $

10/16/2012

1001271

$

9/27/2012

1001271

33,661,572 Transfer of cap due to servicing transfer

6/28/2012

1001271

100,000 $

6/14/2012

1001271

$

1/13/2012

1001271

33,561,572 Transfer of cap due to servicing transfer

9/15/2011

1001271

100,000 $

8/16/2011

1001271

$

7/14/2011

1001271

(58) $

6/29/2011

1001271

$

6/16/2011

1001271

QLending, Inc.

Reason for Adjustment
Updated due to quarterly assessment and
33,461,572 reallocation

5/13/2011

1001271

11/18/2009

Adjusted Cap

4/13/2011

1001271

Hillsdale County National Bank

Cap Adjustment Amount

3/30/2011

1001271

11/18/2009

Note

Adjustment
Date

$

(1) $

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

1/22/2010

$

950,000 $

3/26/2010

$

(17,880,000) $

6/16/2010

$

1,030,000 $

7/14/2010

$

(1,160,000) $

8/13/2010

$

800,000 $

4,100,000 Transfer of cap due to servicing transfer

9/30/2010

$

200,000 $

4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

9/30/2010

$

1,357,168 $

5,657,168 Updated portfolio data from servicer

1/6/2011

$

(1) $

5,657,167 Updated portfolio data from servicer

3/16/2011

$

5,700,000 $

3/30/2011

$

(6) $

4/13/2011

$

7,300,000 $

18,657,161 Transfer of cap due to servicing transfer

5/13/2011

$

300,000 $

18,957,161 Transfer of cap due to servicing transfer

6/16/2011

$

900,000 $

6/29/2011

$

(154) $

19,857,161 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,857,007 reallocation

7/14/2011

$

100,000 $

19,957,007 Transfer of cap due to servicing transfer

8/16/2011

$

300,000 $

20,257,007 Transfer of cap due to servicing transfer

1/13/2012

$

(1,500,000) $

18,757,007 Transfer of cap due to servicing transfer

2/16/2012

$

(2,100,000) $

16,657,007 Transfer of cap due to servicing transfer

4/16/2012

$

(1,300,000) $

15,357,007 Transfer of cap due to servicing transfer

6/14/2012

$

(8,350,000) $

6/28/2012

$

(38) $

8/16/2012

$

(90,000) $

9/27/2012

$

(103) $

10/16/2012

$

(1,020,000) $

11/15/2012

$

170,000 $

12/27/2012

$

(15) $

2/14/2013

$

(100,000) $

5,966,851 Transfer of cap due to servicing transfer

3/14/2013

$

(490,000) $

3/25/2013

$

(61) $

5,476,851 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,476,790 reallocation

4/16/2013

$

(10,000) $

33,579,401 Transfer of cap due to servicing transfer
32,599,401 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,599,214 reallocation
Updated due to quarterly assessment and
32,598,507 reallocation
32,358,507 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,358,239 reallocation
32,368,239 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,368,143 reallocation
1,750,000 Updated HPDP cap & HAFA initial cap

1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,442 reallocation
Updated due to quarterly assessment and
1,160,426 reallocation
Updated due to quarterly assessment and
1,160,414 reallocation
Updated due to quarterly assessment and
1,160,381 reallocation
Updated due to quarterly assessment and
1,160,375 reallocation
Updated due to quarterly assessment and
1,160,354 reallocation
Updated due to quarterly assessment and
1,160,346 reallocation
Updated due to quarterly assessment and
1,160,343 reallocation

21,310,000 Updated HPDP cap & HAFA initial cap
3,430,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
4,460,000 servicing transfer
3,300,000 Updated portfolio data from servicer

11,357,167 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,357,161 reallocation

7,007,007 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,006,969 reallocation
6,916,969 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,916,866 reallocation
5,896,866 Transfer of cap due to servicing transfer
6,066,866 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,066,851 reallocation

5,466,790 Transfer of cap due to servicing transfer

Page 21 of 37

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10412

1/22/2010

10223
10223
10223
12/9/2009

Spirit of Alaska Federal Credit Union

Fairbanks

AK

Purchase

Financial Instrument for Home Loan Modifications

$

360,000

N/A

1000475
1000475
1000475
1000475
1000475
1000475
12/9/2009

American Eagle Federal Credit Union

East Hartford

CT

Purchase

Financial Instrument for Home Loan Modifications

$

1,590,000

N/A

1001228
1001228
1001228
1001228
1001228
1001228
1001228
12/9/2009

Silver State Schools Credit Union

Las Vegas

NV

Purchase

Financial Instrument for Home Loan Modifications

$

1,880,000

N/A

1001075
1001075
1001075
1001075
1001075
1001075
1001075
1001075
1001075
1001075
1001075
1001075
12/9/2009

Fidelity Homestead Savings Bank

12
New Orleans

1001269
1001269
1001269
1001269
1001269
1001269
1001269

LA

Purchase

Financial Instrument for Home Loan Modifications

$

2,940,000

N/A

$

14,480,000 $

24,350,000 Updated portfolio data from servicer

$

(24,200,000) $

150,000 Updated portfolio data from servicer

$

150,000 $

300,000 Updated portfolio data from servicer

$

(9,889) $

$

(3) $

$

(2) $

$

(6) $

$

(1) $

$

(3) $

$

(1) $

$

10,000 $

$

850,000 $

1,220,000 Updated portfolio data from servicer

$

(120,000) $

1,100,000 Updated portfolio data from servicer

$

100,000 $

1,200,000 Initial FHA-HAMP cap

$

105,500 $

1,305,500 Updated portfolio data from servicer

$

(2) $

1,305,498 Updated portfolio data from servicer

$

(1,305,498) $

$

70,000 $

$

(290,000) $

1,370,000 Updated portfolio data from servicer

$

(570,000) $

800,000 Updated portfolio data from servicer

$

70,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(13) $

$

(870,319) $

$

90,000 $

$

1,110,000 $

3,080,000 Updated portfolio data from servicer

$

(1,180,000) $

1,900,000 Updated portfolio data from servicer

$

275,834 $

2,175,834 Updated portfolio data from servicer

$

(2) $

$

(3) $

$

(26) $

$

(21) $

$

(57) $

$

(10) $

$

(37) $

6/27/2013

10223

440,000 $

3/25/2013

10223

$

12/27/2012

10223

(1) $

9/27/2012

10223

$

6/28/2012

10223

(2) $

6/29/2011

10223

$

3/30/2011

10223

(1) $

1/22/2010

N/A

$

1/6/2011

9,430,000

(1) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

45,056 $

3/26/2010

Purchase

$

1/25/2012

ID

100,000 Updated portfolio data from servicer

6/29/2011

Boise

(810,000) $

3/30/2011

1000978

$

1/6/2011

1000978

910,000 Updated portfolio data from servicer

9/30/2010

1000978

520,000 $

7/14/2010

1000978

$

3/26/2010

1000978

10,000 $

1/22/2010

1000978

$

2/17/2011

1000978

(1,335,614) $

1/22/2010

N/A

$

1/6/2011

380,000

7/22/2011

9/30/2010

$

(21) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

(100,000) $

3/26/2010

PA

$

6/27/2013

Clarks Summit

(2) $

3/25/2013

12

$

12/27/2012

10519

(2) $

9/27/2012

10519

$

6/28/2012

10519

1,450,556 Updated portfolio data from servicer

6/29/2011

10519

50,556 $

9/30/2010

10519

$

7/14/2010

10519

1,400,000 Updated portfolio data from servicer

5/26/2010

10519

(950,000) $

1/22/2010

10519

$

1/22/2010

N/A

2,350,000 Updated portfolio data from servicer

3/26/2010

1,280,000

1,020,000 $

3/25/2013

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

50,000 $

6/28/2012

Purchase

$

6/29/2011

PA

(230,000) $

9/30/2010

Media

$

7/14/2010

First Keystone Bank

(8) $

3/26/2010

11/25/2009

$

4/21/2010

N/A

(20,000) $

6/29/2011

230,000

$

6/16/2011

$

(23) $

3/30/2011

Financial Instrument for Home Loan Modifications

$

5,426,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,426,767 reallocation

1/6/2011

Purchase

(10,000) $

9/30/2010

FL

$

7/14/2010

Coral Gables

5,436,790 Transfer of cap due to servicing transfer

3/26/2010

Home Financing Center, Inc

(30,000) $

9/27/2013

11/25/2009

$

7/16/2013

10412

Idaho Housing and Finance Association

Reason for Adjustment

6/27/2013

10412

12/4/2009

Adjusted Cap

6/14/2013

10412

Community Bank & Trust Company

Cap Adjustment Amount

5/16/2013

10412

12/4/2009

Adjustment
Date

$

(15) $

7/9/2013

$

(1,889,819) $

1/22/2010

$

140,000 $

3/26/2010

$

6,300,000 $

9,380,000 Updated portfolio data from servicer

7/14/2010

$

(1,980,000) $

7,400,000 Updated portfolio data from servicer

9/30/2010

$

(6,384,611) $

1,015,389 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(2) $

6/29/2011

$

(16) $

6/28/2012

$

(12) $

5,406,767 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,406,759 reallocation
- Termination of SPA
1,330,000 Updated HPDP cap & HAFA initial cap

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
1,350,552 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,350,531 reallocation
14,917 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
9,870,000 Updated HPDP cap & HAFA initial cap

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,100 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,096 reallocation
Updated due to quarterly assessment and
290,095 reallocation
370,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
1,660,000 Updated HPDP cap & HAFA initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
- Termination of SPA
1,970,000 Updated HPDP cap & HAFA initial cap

2,175,832 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,829 reallocation
Updated due to quarterly assessment and
2,175,803 reallocation
Updated due to quarterly assessment and
2,175,782 reallocation
Updated due to quarterly assessment and
2,175,725 reallocation
Updated due to quarterly assessment and
2,175,715 reallocation
Updated due to quarterly assessment and
2,175,678 reallocation
Updated due to quarterly assessment and
2,175,663 reallocation
285,844 Termination of SPA
3,080,000 Updated HPDP cap & HAFA initial cap

1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,386 reallocation
Updated due to quarterly assessment and
1,015,370 reallocation
Updated due to quarterly assessment and
1,015,358 reallocation

Page 22 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001269

The Golden 1 Credit Union

Sterling Savings Bank

HomeStar Bank & Financial Services

10125
12
12/11/2009

Glenview State Bank

Glenview

IL

Purchase

Financial Instrument for Home Loan Modifications

$

370,000

N/A

1000558
1000558
12/11/2009

Verity Credit Union

Seattle

WA

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

10139
10139
10139
10139
10139
12/11/2009

Hartford Savings Bank

Hartford

WI

Purchase

Financial Instrument for Home Loan Modifications

$

630,000

N/A

1000753
1000753
1000753
1000753
1000753
1000753
1000753
1000753
1000753
1000753
1000753
1000753
12/11/2009

The Bryn Mawr Trust Co.

Bryn Mawr

PA

Purchase

Financial Instrument for Home Loan Modifications

$

150,000

N/A

1000631
12/16/2009

Citizens First National Bank

9
Spring Valley

1000438

IL

Purchase

Financial Instrument for Home Loan Modifications

$

620,000

N/A

$

(710,000) $

900,000 Updated portfolio data from servicer

$

550,556 $

1,450,556 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

30,907 $

$

58,688 $

$

235,175 $

$

84,191 $

$

13,786 $

1,450,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,543 reallocation
Updated due to quarterly assessment and
1,481,450 reallocation
Updated due to quarterly assessment and
1,540,138 reallocation
Updated due to quarterly assessment and
1,775,313 reallocation
Updated due to quarterly assessment and
1,859,504 reallocation
Updated due to quarterly assessment and
1,873,290 reallocation

$

20,000 $

330,000 Updated HPDP cap & HAFA initial cap

$

820,000 $

1,150,000 Updated portfolio data from servicer

$

(350,000) $

800,000 Updated portfolio data from servicer

$

70,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(13) $

$

(10) $

7/6/2012

$

(856,986) $

$

20,000 $

$

1,250,000 $

$

(1,640,000) $

$

30,000 $

$

400,000 $

1,030,000 Updated portfolio data from servicer

$

(330,000) $

700,000 Updated portfolio data from servicer

$

25,278 $

725,278 Updated portfolio data from servicer

$

(1) $

725,277 Updated portfolio data from servicer

$

(725,277) $

$

30,000 $

$

800,000 $

1,460,000 Updated portfolio data from servicer

$

(360,000) $

1,100,000 Updated portfolio data from servicer

$

60,445 $

1,160,445 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(18) $

$

(14) $

$

(37) $

$

(6) $

$

(24) $

$

(9) $

$

(3) $

4/21/2010

10125

1,610,000 Updated portfolio data from servicer

9/27/2013

10125

(740,000) $

6/27/2013

10125

$

3/25/2013

10125

100,000 $

12/27/2012

10125

$

9/27/2012

10125

(1) $

6/28/2012

N/A

$

6/29/2011

310,000

(4) $

3/30/2011

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

(8) $

9/30/2010

Purchase

$

7/14/2010

IL

(2) $

3/26/2010

Manteno

$

1/22/2010

1000638

(14) $

2/17/2011

1000638

$

1/6/2011

1000638

(9) $

9/30/2010

1000638

$

7/14/2010

1000638

(35) $

3/26/2010

1000638

$

1/22/2010

techno

(4) $

5/26/2010

1000638

$

3/26/2010

1000638

(4) $

1/22/2010

1000638

$

6/28/2012

1000638

4,206,612 Updated portfolio data from servicer

1/22/2010

N/A

606,612 $

6/29/2011

2,250,000

$

3/30/2011

$

3,600,000 Updated portfolio data from servicer

1/6/2011

Financial Instrument for Home Loan Modifications

(2,890,000) $

9/30/2010

Purchase

$

7/14/2010

WA

6,490,000 Updated portfolio data from servicer

3/26/2010

Spokane

40,000 $

9/27/2013

1001226

$

6/27/2013

1001226

290,000 $

3/25/2013

1001226

$

12/27/2012

1001226

(580,222) $

9/27/2012

1001226

$

6/29/2011

1001226

580,222 Updated portfolio data from servicer

1/6/2011

1001226

(19,778) $

9/30/2010

1001226

$

7/14/2010

1001226

600,000 Updated portfolio data from servicer

3/26/2010

1001226

(80,000) $

1/22/2010

1001226

$

9/27/2013

1001226

680,000 Updated portfolio data from servicer

6/27/2013

N/A

440,000 $

3/25/2013

6,160,000

$

12/27/2012

$

10,000 $

9/27/2012

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

1,015,289

6/29/2011

CA

(3) $

3/30/2011

Sacramento

$

1/6/2011

10141

1,015,292

9/30/2010

10141

(8) $

7/14/2010

10141

$

1/22/2010

10141

1,015,300

1/22/2010

N/A

(21) $

3/26/2010

230,000

$

10/15/2010

$

1,015,321

9/30/2010

Financial Instrument for Home Loan Modifications

(5) $

7/14/2010

Purchase

$

3/26/2010

FL

1,015,326

9/27/2013
Tampa

(32) $

3/30/2011

Bay Gulf Credit Union

$

6/27/2013

1001269

12/11/2009

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

3/25/2013

1001269

12/9/2009

Adjusted Cap

12/27/2012

1001269

12/9/2009

Cap Adjustment Amount

9/27/2012

1001269

12/9/2009

Adjustment
Date

$

(150,000) $

6/16/2011

$

100,000 $

100,000 Transfer of cap due to servicing transfer

1/22/2010

$

30,000 $

650,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

(580,000) $

240,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
6,450,000 Updated HPDP cap & HAFA initial cap

4,206,608 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,206,604 reallocation
Updated due to quarterly assessment and
4,206,569 reallocation
Updated due to quarterly assessment and
4,206,560 reallocation
Updated due to quarterly assessment and
4,206,546 reallocation
Updated due to quarterly assessment and
4,206,544 reallocation
Updated due to quarterly assessment and
4,206,536 reallocation
Updated due to quarterly assessment and
4,206,532 reallocation
Updated due to quarterly assessment and
4,206,531 reallocation
2,350,000 Updated HPDP cap & HAFA initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
Updated due to quarterly assessment and
870,309 reallocation
13,323 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap
1,640,000 Updated portfolio data from servicer
- Termination of SPA
630,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
660,000 Updated HPDP cap & HAFA initial cap

1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Updated due to quarterly assessment and
1,160,409 reallocation
Updated due to quarterly assessment and
1,160,372 reallocation
Updated due to quarterly assessment and
1,160,366 reallocation
Updated due to quarterly assessment and
1,160,342 reallocation
Updated due to quarterly assessment and
1,160,333 reallocation
Updated due to quarterly assessment and
1,160,330 reallocation
- Termination of SPA

70,000 Updated portfolio data from servicer

Page 23 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000438

12/16/2009

Sound Community Bank

12/16/2009

Horizon Bank, NA

12/16/2009

Park View Federal Savings Bank

760,000

N/A

10025
10025
10025
10025
10025
10025
10025
10025
12/23/2009

Iberiabank

12
Sarasota

FL

Purchase

Financial Instrument for Home Loan Modifications

$

4,230,000

N/A

1001411
1001411
1001411
1001411
1001411
1001411
1001411
12/23/2009

Grafton Suburban Credit Union

12
North Grafton

MA

Purchase

Financial Instrument for Home Loan Modifications

$

340,000

N/A

1001192
1001192
1001192
1001192
1001192
1001192
1001192
12/23/2009

Eaton National Bank & Trust Company

Eaton

OH

Purchase

Financial Instrument for Home Loan Modifications

$

60,000

N/A

1001078
1001078
1001078
12/23/2009

Tempe Schools Credit Union

Tempe

AZ

Purchase

Financial Instrument for Home Loan Modifications

$

110,000

N/A

1000703
1000703
1000703
1/13/2010

Fresno County Federal Credit Union

Fresno
10507
10507
10507
10507
10507

CA

Purchase

Financial Instrument for Home Loan Modifications

$

260,000

N/A

1,740,000 $

2,470,000 Updated portfolio data from servicer

$

(1,870,000) $

600,000 Updated portfolio data from servicer

$

850,556 $

1,450,556 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(23) $

$

(17) $

$

(1,450,512) $

$

40,000 $

$

140,000 $

940,000 Updated portfolio data from servicer

$

(140,000) $

800,000 Updated portfolio data from servicer

$

70,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(12) $

$

(10) $

9/14/2012

$

(816,373) $

$

200,000 $

$

(1,470,000) $

2,960,000 Updated portfolio data from servicer

$

(1,560,000) $

1,400,000 Updated portfolio data from servicer

$

5,852,780 $

7,252,780 Updated portfolio data from servicer

$

(11) $

$

(13) $

$

(300,000) $

6/3/2011

$

(6,927,254) $

1/22/2010

$

20,000 $

$

(320,000) $

40,000 Updated portfolio data from servicer

$

760,000 $

800,000 Updated portfolio data from servicer

$

(74,722) $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

(725,265) $

3/26/2010

$

90,000 $

150,000 Updated portfolio data from servicer

$

50,000 $

200,000 Updated portfolio data from servicer

$

(54,944) $

145,056 Updated portfolio data from servicer

$

(145,056) $

3/26/2010

$

(20,000) $

90,000 Updated portfolio data from servicer

$

10,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

12/8/2010

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

30,000 $

7/14/2010

Purchase

$

5/20/2011

OH

(1,500,000) $

9/30/2010

Solon

$

7/14/2010

1000825

1,500,000 Updated portfolio data from servicer

1/25/2012

1000825

(390,000) $

6/29/2011

1000825

$

3/30/2011

1000825

1,890,000 Updated portfolio data from servicer

1/6/2011

1000825

1,430,000 $

9/30/2010

1000825

$

7/14/2010

1000825

20,000 $

3/26/2010

1000825

$

1/22/2010

N/A

(3,620,000) $

4/13/2011

700,000

$

3/30/2011

$

160,000 $

1/6/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

(290,111) $

7/14/2010

IN

$

3/26/2010

Michigan City

290,111 Updated portfolio data from servicer

6/28/2012

10524

90,111 $

6/29/2011

10524

$

3/30/2011

10524

200,000 Updated portfolio data from servicer

1/22/2010

N/A

(10,000) $

1/6/2011

440,000

$

9/30/2010

$

210,000 Updated portfolio data from servicer

7/14/2010

Financial Instrument for Home Loan Modifications

30,000 $

3/26/2010

Purchase

$

9/21/2012

WA

180,000 Updated HPDP cap & HAFA initial cap

6/28/2012

Seattle

10,000 $

6/29/2011

1000828

$

1/22/2010

N/A

(4) $

3/30/2011

3,460,000

$

1/6/2011

$

(11) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

(30) $

3/26/2010

OH

$

9/8/2010

Lakewood

(8) $

7/14/2010

1001397

$

3/26/2010

1001397

(45) $

1/22/2010

1001397

$

1/22/2010

1001397

(16) $

1/22/2010

N/A

$

4/21/2010

170,000

(24) $

2/17/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

(3) $

7/14/2010

Purchase

$

3/26/2010

KS

(2) $

9/27/2013
Garden City

$

6/27/2013

1000438

1,595,612 Updated portfolio data from servicer

3/25/2013

1000438

95,612 $

12/27/2012

1000438

$

9/27/2012

1000438

1,500,000 Updated portfolio data from servicer

6/28/2012

1000438

1,430,000 $

6/29/2011

1000438

$

3/30/2011

1000438

First Federal Savings and Loan Association of Lakewood

Reason for Adjustment

1/6/2011

1000438

12/16/2009

Adjusted Cap

9/30/2010

1000438

Golden Plains Credit Union

Cap Adjustment Amount

7/14/2010

1000438

12/16/2009

Adjustment
Date

$

(145,056) $

3/26/2010

$

480,000 $

740,000 Updated portfolio data from servicer

7/14/2010

$

(140,000) $

600,000 Updated portfolio data from servicer

9/30/2010

$

(19,778) $

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

1,595,610 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,595,607 reallocation
Updated due to quarterly assessment and
1,595,583 reallocation
Updated due to quarterly assessment and
1,595,567 reallocation
Updated due to quarterly assessment and
1,595,522 reallocation
Updated due to quarterly assessment and
1,595,514 reallocation
Updated due to quarterly assessment and
1,595,484 reallocation
Updated due to quarterly assessment and
1,595,473 reallocation
Updated due to quarterly assessment and
1,595,469 reallocation

- Termination of SPA
3,620,000 Updated HPDP cap & HAFA initial cap
- Termination of SPA
460,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
730,000 Updated HPDP cap & HAFA initial cap

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation
- Termination of SPA
800,000 Updated HPDP cap & HAFA initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation
53,937 Termination of SPA
4,430,000 Updated HPDP cap & HAFA initial cap

7,252,769 Updated portfolio data from servicer
Updated due to quarterly assessment and
7,252,756 reallocation
6,952,756 Transfer of cap due to servicing transfer
25,502 Termination of SPA
360,000 Updated HPDP cap & HAFA initial cap

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
- Termination of SPA

- Termination of SPA

- Termination of SPA

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation

Page 24 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10507

Roebling Bank

Specialized Loan Servicing, LLC

1000635
1000635
1000635
1000635
1000635
1000635
1000635
1/13/2010

Greater Nevada Mortgage Services

Carson City

NV

Purchase

Financial Instrument for Home Loan Modifications

$

770,000

N/A

10517
10517
10517
10517
10517
10517
10517
10517
10517
10517
10517
1/15/2010

Digital Federal Credit Union

Marlborough

MA

Purchase

Financial Instrument for Home Loan Modifications

$

3,050,000

N/A

$

(36) $

32,734,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,734,106 reallocation

$

1,000,000 $

33,734,106 Transfer of cap due to servicing transfer

$

100,000 $

33,834,106 Transfer of cap due to servicing transfer

$

300,000 $

$

(332) $

34,134,106 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,133,774 reallocation

$

100,000 $

34,233,774 Transfer of cap due to servicing transfer

$

300,000 $

34,533,774 Transfer of cap due to servicing transfer

$

300,000 $

34,833,774 Transfer of cap due to servicing transfer

$

(1,700,000) $

33,133,774 Transfer of cap due to servicing transfer

$

1,600,000 $

34,733,774 Transfer of cap due to servicing transfer

$

100,000 $

34,833,774 Transfer of cap due to servicing transfer

$

100,000 $

34,933,774 Transfer of cap due to servicing transfer

$

77,600,000 $

112,533,774 Transfer of cap due to servicing transfer

$

40,000 $

112,573,774 Transfer of cap due to servicing transfer

$

(350,000) $

$

(1,058) $

$

4,430,000 $

$

(1,280,000) $

$

(3,061) $

$

5,600,000 $

120,969,655 Transfer of cap due to servicing transfer

$

880,000 $

121,849,655 Transfer of cap due to servicing transfer

$

24,180,000 $

$

(663) $

$

2,410,000 $

148,438,992 Transfer of cap due to servicing transfer

$

6,650,000 $

155,088,992 Transfer of cap due to servicing transfer

$

(1,450,000) $

$

(2,584) $

$

(750,000) $

152,886,408 Transfer of cap due to servicing transfer

$

(1,250,000) $

151,636,408 Transfer of cap due to servicing transfer

$

3,670,000 $

$

(985) $

$

(3,720,000) $

$

(180,000) $

$

(346) $

3/26/2010

$

8,680,000 $

9,450,000 Updated portfolio data from servicer

$

(8,750,000) $

700,000 Updated portfolio data from servicer

$

170,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(4) $

$

(10) $

$

(2) $

$

(7) $

$

(2) $

9/27/2013

1000635

7,100,000 $

6/27/2013

1000635

$

3/25/2013

1000635

25,634,142 Transfer of cap due to servicing transfer

12/27/2012

1000635

1,500,000 $

9/27/2012

1000635

$

6/28/2012

1000635

(32) $

6/29/2011

1000635

$

3/30/2011

1000635

200,000 $

1/6/2011

1000635

$

9/30/2010

1000635

(1,695,826) $

7/14/2010

1000635

$

9/27/2013

1000635

25,630,000 Transfer of cap due to servicing transfer

9/16/2013

1000635

200,000 $

7/16/2013

1000635

$

6/27/2013

1000635

25,430,000 Transfer of cap due to servicing transfer

6/14/2013

1000635

700,000 $

5/16/2013

1000635

$

4/16/2013

1000635

330,000 $

3/25/2013

1000635

$

24,400,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
24,730,000 servicing transfer

3/14/2013

1000635

3,630,000 $

2/14/2013

1000635

$

1/16/2013

1000635

4,860,000 $

12/27/2012

1000635

$

12/14/2012

1000635

3,000,000 $

11/15/2012

1000635

$

10/16/2012

1000635

(51,240,000) $

9/27/2012

1000635

$

8/16/2012

1000635

3/26/2010

7/16/2012

1000635

(290,111) $

6/28/2012

1000635

$

6/14/2012

1000635

290,111 Updated portfolio data from servicer

5/16/2012

1000635

(9,889) $

4/16/2012

1000635

$

3/15/2012

1000635

300,000 Updated portfolio data from servicer

2/16/2012

1000635

10,000 $

1/13/2012

1000635

$

12/15/2011

1000635

290,000 Updated portfolio data from servicer

10/14/2011

1000635

150,000 $

9/15/2011

N/A

$

8/16/2011

64,150,000

3/26/2010

6/29/2011

$

(870,333) $

6/16/2011

Financial Instrument for Home Loan Modifications

$

5/13/2011

Purchase

870,333 Updated portfolio data from servicer

4/13/2011

CO

(1) $

3/30/2011

Highlands Ranch

$

3/16/2011

1000901

870,334 Updated portfolio data from servicer

1/13/2011

1000901

(29,666) $

1/6/2011

1000901

$

11/16/2010

N/A

900,000 Updated portfolio data from servicer

9/30/2010

140,000

50,000 $

9/15/2010

$

$

8/13/2010

Financial Instrument for Home Loan Modifications

850,000 Updated portfolio data from servicer

7/16/2010

Purchase

610,000 $

7/14/2010

IL

$

6/16/2010

Grant Park

3/26/2010

5/14/2010

1001235

(555,252) $

1/26/2011

N/A

$

9/30/2010

240,000

7/6/2012

7/14/2010

$

(6) $

3/23/2011

Financial Instrument for Home Loan Modifications

$

1/6/2011

Purchase

1001235

1/13/2010

Reason for Adjustment
Updated due to quarterly assessment and
580,206 reallocation

9/30/2010

NJ

1001235

First National Bank of Grant Park

Adjusted Cap

7/14/2010

Roebling
1001235

1/13/2010

Cap Adjustment Amount

6/28/2012
12

1/13/2010

Adjustment
Date

$

(1) $

3/26/2010

$

12,190,000 $

24,954 Termination of SPA

- Termination of SPA

- Termination of SPA
12,910,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
15,910,000 servicing transfer
Transfer of cap from CitiMortgage, Inc. due to
20,770,000 servicing transfer

23,934,174 Updated portfolio data from servicer
24,134,174 Transfer of cap due to servicing transfer
24,134,142 Updated portfolio data from servicer

112,223,774 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
112,222,716 reallocation
116,652,716 Transfer of cap due to servicing transfer
115,372,716 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
115,369,655 reallocation

146,029,655 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
146,028,992 reallocation

153,638,992 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
153,636,408 reallocation

155,306,408 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
155,305,423 reallocation
151,585,423 Transfer of cap due to servicing transfer
151,405,423 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
151,405,077 reallocation

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,324 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation
Updated due to quarterly assessment and
870,308 reallocation
Updated due to quarterly assessment and
870,301 reallocation
Updated due to quarterly assessment and
870,299 reallocation
Updated due to quarterly assessment and
870,298 reallocation
15,240,000 Updated portfolio data from servicer

Page 25 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10416
1/29/2010

iServe Residential Lending, LLC

3/5/2010

iServe Servicing, Inc.

1001384
1001384
1001384
1001384
1001384
3/10/2010

Navy Federal Credit Union

Vienna

VA

Purchase

Financial Instrument for Home Loan Modifications

$

60,780,000

N/A

1000494
1000494
1000494
1000494
1000494
1000494
1000494
1000494
1000494
1000494
3/10/2010

VIST Financial Corp

Wyomissing

PA

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

1000468
1000468
1000468
1000468
1000468
1000468
1000468
1000468
1000468
1000468
4/14/2010

Midwest Bank and Trust Co.

Elmwood Park
1001521
1001521
1001521
1001521

IL

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

$

(5) $

$

(2) $

7/14/2010

$

4,440,000 $

$

(5,500,000) $

5/26/2010

$

120,000 $

$

(12,660,000) $

$

100,000 $

$

(3,125,218) $

$

800,000 $

$

(20) $

$

(24) $

$

(221) $

$

(169) $

$

(465) $

$

(78) $

$

(297) $

$

(112) $

$

(10,000) $

$

(40) $

7/14/2010

$

(44,880,000) $

15,900,000 Updated portfolio data from servicer

$

1,071,505 $

16,971,505 Updated portfolio data from servicer

$

(23) $

$

(26) $

$

(238) $

$

(145) $

$

(374) $

$

(58) $

$

(199) $

$

(68) $

$

(22) $

7/14/2010

$

400,000 $

700,000 Updated portfolio data from servicer

$

25,278 $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

(8) $

$

(22) $

$

(4) $

$

(14) $

$

(5) $

9/27/2013

1001384

(14) $

6/27/2013

1001384

$

3/25/2013

1001384

(4) $

12/27/2012

1001384

$

9/27/2012

1001384

(22) $

6/28/2012

1001384

$

6/29/2011

1001384

(8) $

3/30/2011

1001384

$

1/6/2011

1001384

(11) $

9/30/2010

N/A

$

9/27/2013

28,040,000

(1) $

6/27/2013

$

$

3/25/2013

Financial Instrument for Home Loan Modifications

(1) $

12/27/2012

Purchase

$

9/27/2012

TX

725,278 Updated portfolio data from servicer

6/28/2012

Irving

25,278 $

6/29/2011

1001435

$

3/30/2011

N/A

700,000 Updated portfolio data from servicer

1/6/2011

1,060,000

160,000 $

9/30/2010

$

$

9/27/2013

Financial Instrument for Home Loan Modifications

3/26/2010

7/16/2013

Purchase

(1) $

6/27/2013

FL

$

3/25/2013

Lake Mary

(4) $

12/27/2012

1000893

$

9/27/2012

1000893

(10) $

6/28/2012

1000893

$

6/29/2011

1000893

(3) $

3/30/2011

1000893

$

1/6/2011

1000893

(15) $

11/16/2010

1000893

$

9/30/2010

1000893

(6) $

9/30/2010

1000893

$

7/14/2010

1000893

(7) $

9/24/2010

N/A

$

9/27/2013

540,000

(1) $

6/27/2013

$

$

3/25/2013

Financial Instrument for Home Loan Modifications

(1) $

12/27/2012

Purchase

$

9/27/2012

GA

100,000 $

6/28/2012

Griffin

$

6/29/2011

1001415

(364,833) $

3/30/2011

1001415

$

1/6/2011

1001415

800,000 Initial FHA-HAMP cap and initial 2MP cap

9/30/2010

1001415

200,000 $

9/27/2013

1001415

$

6/27/2013

1001415

600,000 Updated portfolio data from servicer

3/25/2013

1001415

370,000 $

12/27/2012

1001415

$

9/27/2012

1001415

230,000 Updated portfolio data from servicer

6/28/2012

1001415

(730,000) $

6/29/2011

N/A

$

3/30/2011

960,000

3/26/2010

1/6/2011

$

(15,240,000) $

11/16/2010

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

1001415

Urban Trust Bank

Reason for Adjustment

9/30/2010

CA

1001415

3/3/2010

Adjusted Cap

7/14/2010

San Diego

United Bank

Cap Adjustment Amount

5/14/2010

1001415

1/29/2010

Note

Adjustment
Date

- Termination of SPA

$

(2) $

7/14/2010

$

300,000 $

600,000 Updated portfolio data from servicer

9/30/2010

$

(19,778) $

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

435,167 Updated portfolio data from servicer
535,167 Transfer of cap due to servicing transfer
535,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
535,165 reallocation
Updated due to quarterly assessment and
535,158 reallocation
Updated due to quarterly assessment and
535,152 reallocation
Updated due to quarterly assessment and
535,137 reallocation
Updated due to quarterly assessment and
535,134 reallocation
Updated due to quarterly assessment and
535,124 reallocation
Updated due to quarterly assessment and
535,120 reallocation
Updated due to quarterly assessment and
535,119 reallocation

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
Updated due to quarterly assessment and
725,235 reallocation
Updated due to quarterly assessment and
725,231 reallocation
Updated due to quarterly assessment and
725,217 reallocation
Updated due to quarterly assessment and
725,212 reallocation
Updated due to quarterly assessment and
725,210 reallocation
5,500,000 Updated portfolio data from servicer
- Termination of SPA
28,160,000 Initial 2MP cap
15,500,000 Updated portfolio data from servicer
15,600,000 Initial FHA-HAMP cap
12,474,782 Updated portfolio data from servicer
13,274,782 Transfer of cap due to servicing transfer
13,274,762 Updated portfolio data from servicer
Updated due to quarterly assessment and
13,274,738 reallocation
Updated due to quarterly assessment and
13,274,517 reallocation
Updated due to quarterly assessment and
13,274,348 reallocation
Updated due to quarterly assessment and
13,273,883 reallocation
Updated due to quarterly assessment and
13,273,805 reallocation
Updated due to quarterly assessment and
13,273,508 reallocation
Updated due to quarterly assessment and
13,273,396 reallocation
13,263,396 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,263,356 reallocation

16,971,482 Updated portfolio data from servicer
Updated due to quarterly assessment and
16,971,456 reallocation
Updated due to quarterly assessment and
16,971,218 reallocation
Updated due to quarterly assessment and
16,971,073 reallocation
Updated due to quarterly assessment and
16,970,699 reallocation
Updated due to quarterly assessment and
16,970,641 reallocation
Updated due to quarterly assessment and
16,970,442 reallocation
Updated due to quarterly assessment and
16,970,374 reallocation
Updated due to quarterly assessment and
16,970,352 reallocation

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
Updated due to quarterly assessment and
725,235 reallocation
Updated due to quarterly assessment and
725,231 reallocation
Updated due to quarterly assessment and
725,217 reallocation
Updated due to quarterly assessment and
725,212 reallocation
Updated due to quarterly assessment and
725,210 reallocation

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation

Page 26 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1001521
4/14/2010

Wealthbridge Mortgage Corp

1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
8/4/2010

Suburban Mortgage Company of New Mexico

Albuquerque

NM

Purchase

Financial Instrument for Home Loan Modifications

$

880,000

N/A

1000602
1000602
1000602
1000602
1000602
8/20/2010

Bramble Savings Bank

Cincinanati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1001708
1001708
1001708
1001708
8/25/2010

Pathfinder Bank

Oswego
1001240
1001240
1001240
1001240
1001240
1001240
1001240
1001240
1001240

NY

Purchase

Financial Instrument for Home Loan Modifications

$

1,300,000

N/A

$

3,300,000

6,980,000 Transfer of cap due to servicing transfer

$

3,043,831 $

10,023,831 Updated portfolio data from servicer

$

1,400,000 $

11,423,831 Transfer of cap due to servicing transfer

$

(17) $

$

2,100,000 $

$

(24) $

$

2,900,000 $

16,423,790 Transfer of cap due to servicing transfer

$

(200,000) $

$

(273) $

16,223,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,223,517 reallocation

$

100,000 $

16,323,517 Transfer of cap due to servicing transfer

$

1,100,000 $

17,423,517 Transfer of cap due to servicing transfer

$

200,000 $

17,623,517 Transfer of cap due to servicing transfer

$

10,000 $

17,633,517 Transfer of cap due to servicing transfer

$

(300,000) $

$

(218) $

$

40,000 $

$

480,000 $

$

(600) $

$

70,000 $

$

(102) $

$

90,000 $

$

(384) $

$

(30,000) $

$

(146) $

$

170,000 $

$

(52) $

9/30/2010

$

1,585,945 $

$

(4) $

$

(4) $

$

(40) $

$

(30) $

$

(2,465,867) $

9/30/2010

$

1,040,667 $

$

(2) $

$

(3) $

$

(28) $

8/10/2011

1001460

3,680,000 $

6/29/2011

1001460

$

3/30/2011

1001460

6/16/2010

1/6/2011

1001460

(1) $

8/10/2012

1001460

$

6/28/2012

1001460

(3) $

6/29/2011

1001460

$

3/30/2011

1001460

(1) $

1/6/2011

1001460

$

9/27/2013

1001460

(5) $

7/16/2013

1001460

$

6/27/2013

1001460

(2) $

5/16/2013

1001460

$

3/25/2013

1001460

59,889 $

3/14/2013

1001460

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
350,000 reallocation
Updated due to quarterly assessment and
349,998 reallocation
Updated due to quarterly assessment and
349,993 reallocation
Updated due to quarterly assessment and
349,992 reallocation
Updated due to quarterly assessment and
349,989 reallocation
Updated due to quarterly assessment and
349,988 reallocation
Transfer of cap from CitiMortgage, Inc. due to
3,680,000 servicing transfer

12/27/2012

1001460

9

250,111 $

11/15/2012

N/A

$

9/27/2012

-

30,000 $

8/16/2012

$

$

7/16/2012

Financial Instrument for Home Loan Modifications

5/26/2010

6/28/2012

Purchase

(2) $

6/14/2012

TX

$

5/16/2012

Houston

(5) $

4/16/2012

10425

$

11/16/2011

10425

(12) $

10/14/2011

10425

$

6/29/2011

10425

(3) $

6/16/2011

10425

$

4/13/2011

10425

(19) $

3/30/2011

10425

$

3/16/2011

4, 8

(7) $

1/6/2011

N/A

$

10/15/2010

10,000

(9) $

9/30/2010

$

$

8/13/2010

Financial Instrument for Home Loan Modifications

(3,000,000) $

6/27/2013

Purchase

$

3/25/2013

NJ

(6) $

12/27/2012

Marlton

$

9/27/2012

1000657

(5) $

6/28/2012

1000657

$

6/29/2011

1000657

(4,352,173) $

9/30/2010

1000657

$

9/27/2013

1000657

8,000,000 Transfer of cap due to servicing transfer

6/27/2013

1000657

1,600,000 $

3/25/2013

1000657

$

12/27/2012

1000657

6,400,000 Updated portfolio data from servicer

9/27/2012

1000657

(150,000) $

6/28/2012

N/A

$

6/29/2011

6,550,000

7/14/2010

4/13/2011

$

(580,212) $

3/30/2011

Financial Instrument for Home Loan Modifications

$

1/6/2011

Purchase

1000657

Selene Finance LP

Reason for Adjustment

9/30/2010

OR

1000657

6/16/2010

Adjusted Cap

9/15/2010

Beaverton

Aurora Financial Group, Inc.

Cap Adjustment Amount

7/14/2011

1000657

5/21/2010

Adjustment
Date

$

(1,740,634) $

9/30/2010

$

2,181,334 $

1/6/2011

$

(5) $

3/30/2011

$

(6) $

6/29/2011

$

(58) $

6/28/2012

$

(43) $

9/27/2012

$

(119) $

12/27/2012

$

(20) $

3/25/2013

$

(76) $

6/27/2013

$

(29) $

9/27/2013

$

(10) $

$

- Termination of SPA

3,647,827 Updated portfolio data from servicer
3,647,822 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,647,816 reallocation
647,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
647,807 reallocation
Updated due to quarterly assessment and
647,800 reallocation
Updated due to quarterly assessment and
647,781 reallocation
Updated due to quarterly assessment and
647,778 reallocation
Updated due to quarterly assessment and
647,766 reallocation
Updated due to quarterly assessment and
647,761 reallocation
Updated due to quarterly assessment and
647,759 reallocation
40,000 Updated FHA-HAMP cap

11,423,814 Updated portfolio data from servicer
13,523,814 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,523,790 reallocation

17,333,517 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,333,299 reallocation
17,373,299 Transfer of cap due to servicing transfer
17,853,299 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,852,699 reallocation
17,922,699 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,922,597 reallocation
18,012,597 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,012,213 reallocation
17,982,213 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,982,067 reallocation
18,152,067 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,152,015 reallocation
2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
- Termination of SPA
1,740,667 Updated portfolio data from servicer
1,740,665 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,740,662 reallocation
Updated due to quarterly assessment and
1,740,634 reallocation
- Termination of SPA
3,481,334 Updated portfolio data from servicer
3,481,329 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,481,323 reallocation
Updated due to quarterly assessment and
3,481,265 reallocation
Updated due to quarterly assessment and
3,481,222 reallocation
Updated due to quarterly assessment and
3,481,103 reallocation
Updated due to quarterly assessment and
3,481,083 reallocation
Updated due to quarterly assessment and
3,481,007 reallocation
Updated due to quarterly assessment and
3,480,978 reallocation
Updated due to quarterly assessment and
3,480,968 reallocation

Page 27 of 37

Servicer Modifying Borrowers' Loans
Name of Institution

Date
8/27/2010

Adjustment Details
City

First Financial Bank, N.A.

Terre Haute

State

Transaction
Type

ID

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

Pricing
Mechanism

1

4,300,000

Note

N/A

9/15/2010

Caliber Home Loans, Inc (Vericrest Financial, Inc.)

$

-

N/A

1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557
9/15/2010

Midwest Community Bank

Freeport
1000879
1000879

IL

Purchase

Financial Instrument for Home Loan Modifications

$

400,000

N/A

9

11,367,999 Transfer of cap due to servicing transfer

$

1,600,000 $

12,967,999 Transfer of cap due to servicing transfer

$

40,000 $

13,007,999 Transfer of cap due to servicing transfer

$

(210,000) $

$

(105) $

$

50,000 $

12,847,894 Transfer of cap due to servicing transfer

$

90,000 $

$

(294) $

12,937,894 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,937,600 reallocation

$

1,810,000 $

$

(61) $

$

30,000 $

14,777,539 Transfer of cap due to servicing transfer

$

(590,000) $

14,187,539 Transfer of cap due to servicing transfer

$

(80,000) $

$

(214) $

$

200,000 $

14,307,325 Transfer of cap due to servicing transfer

$

3,710,000 $

18,017,325 Transfer of cap due to servicing transfer

$

1,760,000 $

$

(86) $

19,777,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,777,239 reallocation

$

6,650,000 $

26,427,239 Transfer of cap due to servicing transfer

$

20,000 $

26,447,239 Transfer of cap due to servicing transfer

$

4,840,000 $

$

(54) $

9/15/2010

$

1,000,000 $

$

450,556 $

1,450,556 Updated portfolio data from servicer

$

(2) $

1,450,554 Updated portfolio data from servicer

$

3,000,000 $

4,450,554 Transfer of cap due to servicing transfer

$

10,200,000 $

$

(24) $

$

(227) $

14,650,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,650,530 reallocation
Updated due to quarterly assessment and
14,650,303 reallocation

$

12,000,000 $

26,650,303 Transfer of cap due to servicing transfer

$

4,100,000 $

30,750,303 Transfer of cap due to servicing transfer

$

900,000 $

31,650,303 Transfer of cap due to servicing transfer

$

300,000 $

$

(266) $

$

(689) $

31,950,303 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,950,037 reallocation
Updated due to quarterly assessment and
31,949,348 reallocation

$

720,000 $

$

(114) $

$

8,020,000 $

$

(591) $

$

(40,000) $

$

(223) $

9/27/2013

Financial Instrument for Home Loan Modifications

1,700,000 $

6/27/2013

Purchase

$

5/16/2013

OK

9,667,999 Transfer of cap due to servicing transfer

3/25/2013

Oklahoma City

200,000 $

1/16/2013

1001727

$

12/27/2012

1001727

9,467,999 Transfer of cap due to servicing transfer

11/15/2012

1001727

100,000 $

9/27/2012

1001727

$

6/28/2012

1001727

9,367,999 Transfer of cap due to servicing transfer

4/16/2012

1001727

700,000 $

1/13/2012

1001727

$

12/15/2011

1001727

(143) $

7/14/2011

1001727

$

6/29/2011

1001727

400,000 $

3/30/2011

1001727

$

3/16/2011

1001727

(15) $

2/16/2011

1001727

$

1/6/2011

1001727

(12) $

9/30/2010

1001727

$

9/27/2013

1001727

5,168,169 $

9/16/2013

1001727

$

8/15/2013

1001727

(60,000) $

7/16/2013

1001727

$

6/27/2013

1001727

4/9/2013

6/14/2013

1001727

60,000 Transfer of cap due to servicing transfer

5/16/2013

1001727

(10,000) $

4/16/2013

1001727

$

3/25/2013

1001727

70,000 Transfer of cap due to servicing transfer

3/14/2013

1001727

(200,000) $

2/14/2013

1001727

$

1/16/2013

1001727

50,000 $

12/27/2012

1001727

$

10/16/2012

1001727

40,000 $

9/27/2012

N/A

$

180,000 Updated portfolio data from servicer
Updated due to quarterly assessment and
220,000 reallocation
Updated due to quarterly assessment and
270,000 reallocation

8/16/2012

3,100,000

34,944 $

7/16/2012

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

145,056 Updated portfolio data from servicer

6/14/2012

Purchase

45,056 $

5/16/2012

IL

$

4/16/2012

Chicago

9/30/2010

12/15/2011

15

(34) $

11/16/2011

1001421

$

10/14/2011

1001421

(95) $

9/15/2011

1001421

$

6/29/2011

1001421

(253) $

4/13/2011

1001421

$

3/30/2011

1001421

(67) $

9/30/2010

4, 8

$

1/6/2011

N/A

(396) $

6/14/2012

100,000

$

3/15/2012

$

(144) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(192) $

1/6/2011

NC

$

9/27/2013
Raleigh

(20) $

6/27/2013

1000951

$

3/25/2013

1000951

(17) $

12/27/2012

1000951

$

9/27/2012

1000951

7,014,337 $

6/28/2012

1000951

$

6/29/2011

1000951

Fay Servicing, LLC

Reason for Adjustment

3/30/2011

1000951

9/3/2010

Adjusted Cap

1/6/2011

1000951

RBC Bank (USA)

Cap Adjustment Amount

9/30/2010

1000951

9/1/2010

Adjustment
Date

11,314,337 Updated portfolio data from servicer

$

(80) $

9/30/2010

$

180,222 $

1/6/2011

$

(1) $

3/30/2011

$

(1) $

11,314,320 Updated portfolio data from servicer
Updated due to quarterly assessment and
11,314,300 reallocation
Updated due to quarterly assessment and
11,314,108 reallocation
Updated due to quarterly assessment and
11,313,964 reallocation
Updated due to quarterly assessment and
11,313,568 reallocation
Updated due to quarterly assessment and
11,313,501 reallocation
Updated due to quarterly assessment and
11,313,248 reallocation
Updated due to quarterly assessment and
11,313,153 reallocation
Updated due to quarterly assessment and
11,313,119 reallocation

- Termination of SPA
8,268,169 Updated portfolio data from servicer
8,268,157 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,268,142 reallocation
8,668,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,667,999 reallocation

12,797,999 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,797,894 reallocation

14,747,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,747,539 reallocation

14,107,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,107,325 reallocation

31,287,239 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,287,185 reallocation
1,000,000 Transfer of cap due to servicing transfer

32,669,348 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,669,234 reallocation
40,689,234 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,688,643 reallocation
40,648,643 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,648,420 reallocation
Updated due to quarterly assessment and
40,648,340 reallocation
580,222 Updated portfolio data from servicer
580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation

Page 28 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000879

9/30/2010

AgFirst Farm Credit Bank

9/30/2010

Amarillo National Bank

9/30/2010

American Financial Resources Inc.

9/30/2010

Banco Popular de Puerto Rico

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
9/30/2010

Capital International Financial, Inc.

Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001930
1001930
1001930
1001930
9/24/2010

Citizens Community Bank

Freeburg

IL

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

1001848
1001848
9/30/2010

Community Credit Union of Florida

Rockledge

FL

Purchase

Financial Instrument for Home Loan Modifications

$

2,000,000

N/A

6

8
8
8
8
8
9/30/2010

CU Mortgage Services, Inc.

12
New Brighton

MN

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10616
10616
10616
10616
9/30/2010

First Federal Bank of Florida

Lake City

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10364
10364
10364
10364
9/30/2010

First Mortgage Corporation

Diamond Bar

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10253
10253
10253
10253
9/30/2010

First Safety Bank

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

400,000

N/A

1000487
1000487
9/30/2010

Flagstar Capital Markets Corporation

Troy
10228
10228

MI

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

7, 8

(1) $

$

(2) $

$

(1) $

9/30/2010

$

765,945 $

$

(3) $

$

(4) $

$

(36) $

$

(30) $

$

(83) $

$

(14) $

$

(53) $

$

(20) $

$

460,000 $

$

(7) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

$

360,445 $

1,160,445 Updated portfolio data from servicer

$

(2) $

1,160,443 Updated portfolio data from servicer

$

(1,160,443) $

9/30/2010

$

901,112 $

$

(4) $

$

(5) $

$

(48) $

$

(36) $

9/14/2012

$

(2,888,387) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

4, 5, 8

$

$

180,222 $

580,222 Updated portfolio data from servicer

$

(1) $

580,221 Updated portfolio data from servicer

3/23/2011

PR

(1) $

1/6/2011

San Juan

$

3/25/2013

1001726

45,056 $

9/27/2012

1001726

$

6/28/2012

1001726

9/30/2010

6/29/2011

1001726

(1) $

3/25/2013

4, 8

$

9/27/2012

N/A

(2) $

6/28/2012

100,000

$

6/29/2011

$

(1) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

9/27/2012

Purchase

(1) $

6/28/2012

NJ

$

6/29/2011

Parsippany

45,056 $

6/28/2012

1000478

$

6/29/2011

1000478

9/30/2010

3/30/2011

1000478

(145,056) $

1/6/2011

1000478

$

9/30/2010

4, 8

45,056 $

3/23/2011

N/A

$

1/6/2011

100,000

(2,756,052) $

3/25/2013

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

2,756,052 Updated portfolio data from servicer

6/28/2012

Purchase

(4) $

6/29/2011

TX

$

9/27/2013

Amarillo

2,756,056 Updated portfolio data from servicer

9/16/2013

1001220

856,056 $

6/27/2013

N/A

$

3/25/2013

100,000

(145,056) $

12/27/2012

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

45,056 $

6/28/2012

Purchase

$

6/29/2011

SC

580,170

3/30/2011

Columbia

(1) $

1/6/2011

10204

$

3/25/2013

10204

580,171

9/30/2010

N/A

(4) $

9/27/2012

1,900,000

$

6/28/2012

$

580,175

6/29/2011

Financial Instrument for Home Loan Modifications

(11) $

3/25/2013

Purchase

$

9/27/2012

IL

580,186

6/28/2012

Ottawa

(3) $

9/30/2010

1000704

$

9/30/2010

N/A

580,189

6/29/2011

100,000

(17) $

3/23/2011

$

$

3/9/2011

Financial Instrument for Home Loan Modifications

580,206

1/6/2011

Purchase

(6) $

2/2/2011

CA

$

9/27/2013
Pasadena

580,212

6/27/2013

1000879

(8) $

3/25/2013

1000879

$

12/27/2012

1000879

Centrue Bank

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

9/27/2012

1000879

9/24/2010

Adjusted Cap

6/28/2012

1000879

American Finance House LARIBA

Cap Adjustment Amount

6/29/2011

1000879

9/24/2010

Adjustment
Date

$

(580,221) $

9/30/2010

$

360,445 $

1/6/2011

$

(2) $

3/30/2011

$

(2) $

145,056 Updated portfolio data from servicer
- Termination of SPA

- Termination of SPA
145,056 Updated portfolio data from servicer
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
2,465,945 Updated portfolio data from servicer
2,465,942 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,938 reallocation
Updated due to quarterly assessment and
2,465,902 reallocation
Updated due to quarterly assessment and
2,465,872 reallocation
Updated due to quarterly assessment and
2,465,789 reallocation
Updated due to quarterly assessment and
2,465,775 reallocation
Updated due to quarterly assessment and
2,465,722 reallocation
Updated due to quarterly assessment and
2,465,702 reallocation
2,925,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,925,695 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

- Termination of SPA
2,901,112 Updated portfolio data from servicer
2,901,108 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,901,103 reallocation
Updated due to quarterly assessment and
2,901,055 reallocation
Updated due to quarterly assessment and
2,901,019 reallocation
12,632 Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

- Termination of SPA
1,160,445 Updated portfolio data from servicer
1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation

Page 29 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10228

Gateway Mortgage Group, LLC

9/30/2010

GFA Federal Credit Union

9/30/2010

Guaranty Bank

10350
9/24/2010

James B. Nutter & Company

Kansas City

MO

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

4, 8

1000492
1000492
1000492
1000492
1000492
1000492
1000492
1000492
1000492
9/30/2010

Liberty Bank and Trust Co

New Orleans

LA

Purchase

Financial Instrument for Home Loan Modifications

$

1,000,000

N/A

1001010
1001010
1001010
1001010
1001010
1001010
1001010
1001010
1001010
9/30/2010

M&T Bank

Buffalo

NY

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

4, 8

10529
10529
10529
10529
10529
10529
10529
10529
10529
9/30/2010

Magna Bank

Germantown
1000645
1000645
1000645
1000645
1000645
1000645
1000645
1000645

TN

Purchase

Financial Instrument for Home Loan Modifications

$

1,400,000

N/A

5

(2) $

$

(1) $

$

45,056 $

$

(145,056) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

$

135,167 $

$

(1) $

$

(1) $

$

(6) $

$

(4) $

$

(12) $

$

(2) $

$

(8) $

$

(3) $

$

(1) $

$

450,556 $

$

(2) $

$

(2) $

$

(23) $

$

(17) $

$

(48) $

$

(8) $

$

(30) $

$

(11) $

$

(4) $

9/30/2010

$

315,389 $

$

(1) $

$

(1) $

$

(11) $

$

(11) $

$

(30) $

$

(5) $

$

(20) $

$

(7) $

9/27/2013

10350

$

6/27/2013

10350

(1) $

3/25/2013

10350

$

12/27/2012

4, 8

(1) $

9/27/2012

N/A

$

6/28/2012

100,000

45,056 $

6/29/2011

$

$

3/30/2011

Financial Instrument for Home Loan Modifications

9/30/2010

1/6/2011

Purchase

(7) $

9/27/2013

MN

$

6/27/2013

Saint Paul

(20) $

3/25/2013

1001637

$

9/30/2010

N/A

(10,000) $

12/27/2012

100,000

$

9/27/2012

$

(53) $

6/28/2012

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

(14) $

3/30/2011

MA

$

1/6/2011

Gardner

(83) $

9/27/2013

1001744

$

6/27/2013

1001744

(30) $

3/25/2013

1001744

$

12/27/2012

1001744

(40) $

9/27/2012

4, 8

$

6/28/2012

N/A

(4) $

6/29/2011

100,000

$

3/30/2011

$

(4) $

1/6/2011

Financial Instrument for Home Loan Modifications

$

3/25/2013

Purchase

765,945 $

9/27/2012

OK

$

6/28/2012

Tulsa

9/30/2010

6/29/2011

1000773

1,160,330

3/23/2011

1000773

(3) $

9/30/2010

1000773

$

3/25/2013

1000773

1,160,333

9/27/2012

1000773

(9) $

6/28/2012

1000773

$

6/29/2011

1000773

1,160,342

9/27/2013

1000773

(24) $

6/27/2013

1000773

$

6/14/2013

1000773

1,160,366

3/25/2013

4

(6) $

12/27/2012

N/A

$

9/27/2012

1,700,000

1,160,372

6/28/2012

$

(37) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

1,160,409

1/6/2011

OH

(14) $

9/27/2013
Cincinnati

$

6/27/2013

10228

1,160,423

3/25/2013

10228

(18) $

12/27/2012

10228

$

9/27/2012

10228

9/30/2010

Adjusted Cap

6/28/2012

10228

Franklin Savings

Cap Adjustment Amount

6/29/2011

10228

9/30/2010

Adjustment
Date

$

(3) $

9/30/2010

$

630,778 $

1/6/2011

$

(3) $

3/30/2011

$

(3) $

6/29/2011

$

(33) $

6/28/2012

$

(25) $

9/27/2012

$

(68) $

12/27/2012

$

(11) $

3/25/2013

$

(44) $

6/27/2013

$

(16) $

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
Updated due to quarterly assessment and
2,465,784 reallocation
Updated due to quarterly assessment and
2,465,770 reallocation
Updated due to quarterly assessment and
2,465,717 reallocation
2,455,717 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,455,697 reallocation
Updated due to quarterly assessment and
2,455,690 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
435,167 Updated portfolio data from servicer
435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation
Updated due to quarterly assessment and
435,143 reallocation
Updated due to quarterly assessment and
435,141 reallocation
Updated due to quarterly assessment and
435,133 reallocation
Updated due to quarterly assessment and
435,130 reallocation
Updated due to quarterly assessment and
435,129 reallocation
1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation
Updated due to quarterly assessment and
1,450,464 reallocation
Updated due to quarterly assessment and
1,450,456 reallocation
Updated due to quarterly assessment and
1,450,426 reallocation
Updated due to quarterly assessment and
1,450,415 reallocation
Updated due to quarterly assessment and
1,450,411 reallocation
1,015,389 Updated portfolio data from servicer
1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,387 reallocation
Updated due to quarterly assessment and
1,015,376 reallocation
Updated due to quarterly assessment and
1,015,365 reallocation
Updated due to quarterly assessment and
1,015,335 reallocation
Updated due to quarterly assessment and
1,015,330 reallocation
Updated due to quarterly assessment and
1,015,310 reallocation
Updated due to quarterly assessment and
1,015,303 reallocation
Updated due to quarterly assessment and
1,015,300 reallocation
2,030,778 Updated portfolio data from servicer
2,030,775 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,030,772 reallocation
Updated due to quarterly assessment and
2,030,739 reallocation
Updated due to quarterly assessment and
2,030,714 reallocation
Updated due to quarterly assessment and
2,030,646 reallocation
Updated due to quarterly assessment and
2,030,635 reallocation
Updated due to quarterly assessment and
2,030,591 reallocation
Updated due to quarterly assessment and
2,030,575 reallocation

Page 30 of 37

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1000645
9/30/2010

Mainstreet Credit Union

9/30/2010

Mid America Mortgage, Inc. (Schmidt Mortgage Company)

9/30/2010

Stockman Bank of Montana

1000818
1000818
9/30/2010

University First Federal Credit Union

Salt Lake City

UT

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

1001721
1001721
9/30/2010

Weststar Mortgage, Inc.

Woodbridge

VA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001893
1001893
1001893
1001893
12/15/2010

Statebridge Company, LLC

Denver

CO

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
1001754
12/15/2010

Scotiabank de Puerto Rico

San Juan

PR

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1000991
1000991
1000991
1000991
1000991
1000991
1000991
1000991
4/13/2011

New York Community Bank (AmTrust Bank)

Cleveland

OH

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

$

270,334 $

870,334 Updated portfolio data from servicer

$

(1) $

870,333 Updated portfolio data from servicer

$

(870,333) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

12/15/2010

$

5,000,000 $

5,000,000 Updated portfolio data from servicer

$

(7) $

4,999,993 Updated portfolio data from servicer

$

500,000 $

5,499,993 Transfer of cap due to servicing transfer

$

100,000 $

$

(9) $

$

(85) $

5,599,993 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,599,984 reallocation
Updated due to quarterly assessment and
5,599,899 reallocation

$

(2,500,000) $

$

200,000 $

$

(40) $

$

(100) $

$

170,000 $

3,469,759 Transfer of cap due to servicing transfer

$

(30,000) $

3,439,759 Transfer of cap due to servicing transfer

$

(80,000) $

$

(17) $

3,359,759 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,359,742 reallocation

$

50,000 $

3,409,742 Transfer of cap due to servicing transfer

$

1,240,000 $

4,649,742 Transfer of cap due to servicing transfer

$

90,000 $

$

(90) $

$

(10,000) $

$

(34) $

$

(13) $

12/15/2010

$

4,300,000 $

$

(4) $

$

(5) $

$

(23) $

$

(63) $

$

(11) $

$

(41) $

$

(16) $

9/27/2013

1000818

$

6/27/2013

1000818

(2) $

3/25/2013

4, 8

$

12/27/2012

N/A

(1) $

9/27/2012

100,000

$

6/28/2012

$

(1) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

1/6/2011

Purchase

45,056 $

9/27/2013

MT

$

6/27/2013

Miles City

9/30/2010

4/16/2013

1001163

(199) $

3/25/2013

1001163

$

3/14/2013

1001163

(593) $

2/14/2013

1001163

$

1/16/2013

4, 8

(1,729) $

12/27/2012

N/A

$

12/14/2012

100,000

(507) $

11/15/2012

$

$

10/16/2012

Financial Instrument for Home Loan Modifications

(3,170) $

9/27/2012

Purchase

$

6/28/2012

OH

(263,550,000) $

3/15/2012

Rocky River

$

11/16/2011

10457

294,540,000 $

6/29/2011

10457

$

3/30/2011

10457

(797) $

3/16/2011

10457

$

2/16/2011

10457

(1,223) $

1/6/2011

10457

$

3/25/2013

10457

(139) $

9/27/2012

10457

$

6/28/2012

10457

(125) $

6/29/2011

10457

$

2/17/2011

10457

49,915,806 $

9/30/2010

4, 5

$

1/6/2011

N/A

9/30/2010

3/25/2013

43,500,000

(1) $

9/27/2012

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

(1) $

6/29/2011

Purchase

$

3/25/2013

OK

(1) $

9/27/2012

Oklahoma City

$

6/28/2012

1001907

(1) $

6/29/2011

1001907

$

9/27/2013

1001907

45,056 $

6/27/2013

1001907

$

3/25/2013

4, 8

9/30/2010

12/27/2012

N/A

(725,277) $

9/27/2012

100,000

$

7/27/2012

$

725,277 Updated portfolio data from servicer

7/16/2012

Financial Instrument for Home Loan Modifications

(1) $

6/28/2012

Purchase

$

6/29/2011

NC

725,278 Updated portfolio data from servicer

3/30/2011

N/A

225,278 $

1/6/2011

500,000

$

3/25/2013

$

9/30/2010

9/27/2012

Financial Instrument for Home Loan Modifications

(6) $

6/28/2012

Purchase

$

6/29/2011

Charlotte

Midland Mortgage Company

Reason for Adjustment
Updated due to quarterly assessment and
2,030,569 reallocation

3/9/2011

KS

1001636

9/30/2010

Adjusted Cap

1/6/2011

Lexena

Marsh Associates, Inc.

Cap Adjustment Amount

9/27/2013

1001636

9/30/2010

Adjustment
Date

$

(6) $

4/13/2011

$

200,000 $

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,053 reallocation
Updated due to quarterly assessment and
145,052 reallocation
93,415,806 Updated portfolio data from servicer
93,415,681 Updated portfolio data from servicer
Updated due to quarterly assessment and
93,415,542 reallocation
Updated due to quarterly assessment and
93,414,319 reallocation
Updated due to quarterly assessment and
93,413,522 reallocation
387,953,522 Transfer of cap due to servicing transfer
124,403,522 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
124,400,352 reallocation
Updated due to quarterly assessment and
124,399,845 reallocation
Updated due to quarterly assessment and
124,398,116 reallocation
Updated due to quarterly assessment and
124,397,523 reallocation
Updated due to quarterly assessment and
124,397,324 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

3,099,899 Transfer of cap due to servicing transfer
3,299,899 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,299,859 reallocation
Updated due to quarterly assessment and
3,299,759 reallocation

4,739,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,739,652 reallocation
4,729,652 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,729,618 reallocation
Updated due to quarterly assessment and
4,729,605 reallocation
4,300,000 Updated portfolio data from servicer
4,299,996 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,299,991 reallocation
Updated due to quarterly assessment and
4,299,968 reallocation
Updated due to quarterly assessment and
4,299,905 reallocation
Updated due to quarterly assessment and
4,299,894 reallocation
Updated due to quarterly assessment and
4,299,853 reallocation
Updated due to quarterly assessment and
4,299,837 reallocation
Updated due to quarterly assessment and
4,299,831 reallocation
200,000 Transfer of cap due to servicing transfer

Page 31 of 37

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

10151

4/13/2011

Western Federal Credit Union

5/13/2011

FCI Lender Services, Inc.

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
7/14/2011

Gregory Funding, LLC

Beaverton
1002041
1002041
1002041
1002041
1002041
1002041
1002041
1002041
1002041
1002041
1002041
1002041
1002041

OR

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

(7) $

$

(3) $

$

(1) $

4/13/2011

$

200,000 $

$

17,687 $

$

(1) $

$

(1) $

5/13/2011

$

500,000 $

500,000 Transfer of cap due to servicing transfer

$

100,000 $

$

(9) $

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

$

200,000 $

799,991 Transfer of cap due to servicing transfer

$

100,000 $

899,991 Transfer of cap due to servicing transfer

$

2,500,000 $

3,399,991 Transfer of cap due to servicing transfer

$

1,510,000 $

4,909,991 Transfer of cap due to servicing transfer

$

450,000 $

$

(66) $

$

250,000 $

$

90,000 $

$

(191) $

$

140,000 $

5,839,734 Transfer of cap due to servicing transfer

$

70,000 $

5,909,734 Transfer of cap due to servicing transfer

$

40,000 $

$

(34) $

5,949,734 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,949,700 reallocation

$

40,000 $

5,989,700 Transfer of cap due to servicing transfer

$

50,000 $

6,039,700 Transfer of cap due to servicing transfer

$

360,000 $

$

(135) $

$

(10,000) $

6,389,565 Transfer of cap due to servicing transfer

$

40,000 $

6,429,565 Transfer of cap due to servicing transfer

$

200,000 $

$

(53) $

$

20,000 $

9/27/2013

CA

(2) $

7/16/2013

Anaheim Hills

$

6/27/2013

1001231

(10) $

6/14/2013

1001231

$

5/16/2013

1001231

(3) $

4/16/2013

9

$

3/25/2013

N/A

100,000 $

3/14/2013

-

$

2/14/2013

$

233,268 $

1/16/2013

Financial Instrument for Home Loan Modifications

$

12/27/2012

Purchase

1,000,000 $

12/14/2012

CA

$

11/15/2012

Hawthorne

4/13/2011

10/16/2012

1001970

10,000 $

9/27/2012

1001970

$

8/16/2012

1001970

(1) $

7/16/2012

1001970

$

220,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
219,999 reallocation

6/28/2012

1001970

120,000 $

6/14/2012

1001970

$

5/16/2012

1001970

100,000 Transfer of cap due to servicing transfer

11/16/2011

1001970

100,000 $

9/15/2011

9

$

7/14/2011

N/A

4/13/2011

6/29/2011

-

(2) $

6/16/2011

$

$

3/25/2013

Financial Instrument for Home Loan Modifications

150,000 $

9/27/2012

Purchase

$

6/29/2011

IL

(5) $

9/27/2013

Chicago

$

6/27/2013

10012

(12) $

3/25/2013

10012

$

12/27/2012

10012

(3) $

9/27/2012

9

$

6/28/2012

N/A

(19) $

11/16/2011

-

$

6/29/2011

$

(7) $

7/16/2013

Financial Instrument for Home Loan Modifications

$

6/27/2013

Purchase

200,000 $

6/14/2013

VA

$

9/27/2013
Richmond

(9) $

7/16/2013

10151

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

6/27/2013

10151

300,000 $

3/25/2013

10151

$

12/27/2012

10151

300,000 Transfer of cap due to servicing transfer

9/27/2012

10151

100,000 $

6/28/2012

10151

$

8/16/2011

10151

Urban Partnership Bank

Reason for Adjustment

6/29/2011

10151

4/13/2011

Adjusted Cap

6/16/2011

10151

SunTrust Mortgage, Inc.

Cap Adjustment Amount

5/13/2011

10151

4/13/2011

Adjustment
Date

$

(19) $

7/14/2011

$

200,000 $

200,000 Transfer of cap due to servicing transfer

11/16/2011

$

900,000 $

1,100,000 Transfer of cap due to servicing transfer

1/13/2012

$

100,000 $

6/28/2012

$

(9) $

1,200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,199,991 reallocation

8/16/2012

$

20,000 $

9/27/2012

$

(26) $

10/16/2012

$

50,000 $

1,269,965 Transfer of cap due to servicing transfer

12/14/2012

$

10,000 $

12/27/2012

$

(5) $

1,279,965 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,279,960 reallocation

1/16/2013

$

130,000 $

1,409,960 Transfer of cap due to servicing transfer

2/14/2013

$

120,000 $

3/25/2013

$

(20) $

1,529,960 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,529,940 reallocation

5/16/2013

$

80,000 $

1,609,940 Transfer of cap due to servicing transfer

6/14/2013

$

420,000 $

2,029,940 Transfer of cap due to servicing transfer

799,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,984 reallocation
Updated due to quarterly assessment and
799,965 reallocation
Updated due to quarterly assessment and
799,962 reallocation
Updated due to quarterly assessment and
799,950 reallocation
Updated due to quarterly assessment and
799,945 reallocation
949,945 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
949,943 reallocation

229,999 Transfer of cap due to servicing transfer
1,000,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,233,268 reallocation
1,333,268 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,333,265 reallocation
Updated due to quarterly assessment and
1,333,255 reallocation
Updated due to quarterly assessment and
1,333,253 reallocation
Updated due to quarterly assessment and
1,333,246 reallocation
Updated due to quarterly assessment and
1,333,243 reallocation
Updated due to quarterly assessment and
1,333,242 reallocation
200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
217,687 reallocation
Updated due to quarterly assessment and
217,686 reallocation
Updated due to quarterly assessment and
217,685 reallocation

5,359,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,359,925 reallocation
5,609,925 Transfer of cap due to servicing transfer
5,699,925 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,699,734 reallocation

6,399,700 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,399,565 reallocation

6,629,565 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,629,512 reallocation
6,649,512 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,649,493 reallocation

1,219,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,219,965 reallocation

Page 32 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1002041

1002097
1002097
1002097
1002097
1002097
1002097
1002097
1/13/2012

Sun West Mortgage Company, Inc

Cerritos

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

3/15/2012

PrimeWest Mortgage Corporation

Lubbock

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

6/14/2012

Resurgent Capital Solutions, LP

Greenville

SC

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
Orange

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002292
1002292
1002292
1002292
1002292
1002292
1002292
12/14/2012

Quicken Loans Inc

Detroit

MI

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001579
2/14/2013

Home Servicing, LLC

Baton Rouge
1002324

LA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

(5) $

$

990,000 $

3,399,979 Transfer of cap due to servicing transfer

$

600,000 $

3,999,979 Transfer of cap due to servicing transfer

$

1,980,000 $

$

(77) $

$

340,000 $

6,319,902 Transfer of cap due to servicing transfer

$

1,520,000 $

7,839,902 Transfer of cap due to servicing transfer

$

2,740,000 $

$

(53) $

10,579,902 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,579,849 reallocation

$

2,570,000 $

$

(26) $

1/13/2012

$

100,000 $

100,000 Transfer of cap due to servicing transfer

3/15/2012

$

100,000 $

100,000 Transfer of cap due to servicing transfer

6/14/2012

$

940,000 $

$

205,242 $

$

(3) $

$

(1) $

940,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,145,242 reallocation
Updated due to quarterly assessment and
1,145,239 reallocation
Updated due to quarterly assessment and
1,145,238 reallocation

$

10,000 $

1,155,238 Transfer of cap due to servicing transfer

$

8,690,000 $

9,845,238 Transfer of cap due to servicing transfer

$

1,390,000 $

$

(219) $

11,235,238 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,235,019 reallocation

$

620,000 $

11,855,019 Transfer of cap due to servicing transfer

$

990,000 $

$

(96) $

12,845,019 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,844,923 reallocation

$

5,780,000 $

$

(50) $

11/15/2012

$

30,000 $

30,000 Transfer of cap due to servicing transfer

$

70,000 $

100,000 Transfer of cap due to servicing transfer

$

(10,000) $

90,000 Transfer of cap due to servicing transfer

$

(10,000) $

80,000 Transfer of cap due to servicing transfer

$

(10,000) $

70,000 Transfer of cap due to servicing transfer

$

130,000 $

200,000 Transfer of cap due to servicing transfer

$

(50,000) $

150,000 Transfer of cap due to servicing transfer

$

(20,000) $

130,000 Transfer of cap due to servicing transfer

12/14/2012

$

10,000 $

10,000 Transfer of cap due to servicing transfer

8/15/2013

1002097

230,000 $

7/16/2013

1002097

$

6/14/2013

1002097

1,270,000 $

5/16/2013

1002097

$

4/16/2013

1002097

(13) $

2/14/2013

1002097

$

1/16/2013

1002097

110,000 $

12/14/2012

1002097

$

9/27/2013

1002097

(3) $

7/16/2013

1002097

$

6/27/2013

9

800,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,997 reallocation

6/14/2013

N/A

600,000 $

5/16/2013

-

$

3/25/2013

$

200,000 Transfer of cap due to servicing transfer

3/14/2013

Financial Instrument for Home Loan Modifications

200,000 $

2/14/2013

Purchase

$

1/16/2013

CA

12/15/2011

12/27/2012

Irvine

(20) $

9/27/2012

10107

$

6/28/2012

10107

5,850,000 $

9/27/2013

10107

$

9/16/2013

10107

(11) $

6/27/2013

10107

$

6/14/2013

10107

(30) $

5/16/2013

10107

$

4/16/2013

10107

(8) $

3/25/2013

9

$

3/14/2013

N/A

140,000 $

2/14/2013

-

$

1/16/2013

$

(42) $

12/27/2012

Financial Instrument for Home Loan Modifications

$

11/15/2012

Purchase

(15) $

10/16/2012

NJ

$

9/27/2012

Mt. Laurel

1,300,000 $

8/16/2012

PHH Mortgage Corporation

$

6/28/2012

9/15/2011

9/15/2011

4/16/2012

9

100,000 $

9/27/2013

N/A

$

7/16/2013

-

9/15/2011

6/27/2013

$

(4) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

12/27/2012

Purchase

(10) $

10/16/2012

ME

$

9/27/2012

Bangor

Kondaur Capital Corporation

Reason for Adjustment
Updated due to quarterly assessment and
2,029,930 reallocation
Updated due to quarterly assessment and
2,029,926 reallocation

6/28/2012

Bangor Savings Bank

11/15/2012

Adjusted Cap

9/27/2013

9/15/2011

Rushmore Loan Management Services LLC

Cap Adjustment Amount

6/27/2013

1002041

12/15/2011

Adjustment
Date

$

10,000 $

20,000 Transfer of cap due to servicing transfer

2/14/2013

$

510,000 $

3/25/2013

$

(9) $

510,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
509,991 reallocation

100,000 Transfer of cap due to servicing transfer
1,300,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,299,985 reallocation
Updated due to quarterly assessment and
1,299,943 reallocation
1,439,943 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,439,935 reallocation
Updated due to quarterly assessment and
1,439,905 reallocation
Updated due to quarterly assessment and
1,439,894 reallocation
7,289,894 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,289,874 reallocation

909,997 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
909,984 reallocation
2,179,984 Transfer of cap due to servicing transfer
2,409,984 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,409,979 reallocation

5,979,979 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,979,902 reallocation

13,149,849 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,149,823 reallocation

18,624,923 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,624,873 reallocation

Page 33 of 37

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1002324

Adjusted Cap

Reason for Adjustment

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002367
5/16/2013

ViewPoint Bank

Plano

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

6/14/2013

Cheviot Savings Bank

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002040
7/16/2013

Everbank

Jacksonville

FL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

7/16/2013

Bridgelock Capital dba Peak Loan Servicing

Woodland Hills

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Total Initial Cap

$

23,831,570,000

(4) $

$

(120,000) $

$

(2) $

3/14/2013

$

130,000 $

$

(1) $

5/16/2013

$

50,000 $

50,000 Transfer of cap due to servicing transfer

6/14/2013

$

10,000 $

6/27/2013

Purchase

$

3/25/2013

TN

40,000 $

9/27/2013
Knoxville

$

7/16/2013

1002324

200,000 $

6/27/2013

1002324

$

5/16/2013

1002324

21st Mortgage Corporation

Cap Adjustment Amount

4/16/2013

1002324

3/14/2013

Adjustment
Date

$

1,344 $

10,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,344 reallocation

7/16/2013

$

60,000 $

60,000 Transfer of cap due to servicing transfer

7/16/2013

$

10,000 $

10,000 Transfer of cap due to servicing transfer

Total Cap Adjustments

TOTAL CAP

$

749,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
749,987 reallocation
629,987 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
629,985 reallocation
130,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
129,999 reallocation

6,035,239,941

$

709,991 Transfer of cap due to servicing transfer

29,866,809,941.31

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors.
The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.
4/ Initial cap amount includes FHA-HAMP.
5/ Initial cap amount includes RD-HAMP.
6/ Initial cap amount includes 2MP.
7/ Initial cap amount includes FHA-2LP.
8/ Initial cap does not include HAMP.
9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
10/ The amendment reflects a change in the legal name of the institution.
11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.
12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.
13/ Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger.
14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.
15/ RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger.
16/ On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations.
17/ As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations.
As used in this table:
"HAFA" means the Home Affordable Foreclosure Alternatives program.
"HPDP" means the Home Price Decline Protection program.
"2MP" means the Second Lien Modification Program.
"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.
"FHA-2LP" means the FHA Second Lien Program

Page 34 of 37

Supplemental Information [Not Required by EESA ยง114(a)]
Making Home Affordable Program
Non-GSE Incentive Payments (through September 2013)

Name of Institution
21st Mortgage Corporation
Allstate Mortgage Loans & Investments, Inc.
AMS Servicing, LLC
Aurora Financial Group, Inc
Aurora Loan Services LLC
Bank of America, N.A.
Bank of America, National Association
BankUnited
Bayview Loan Servicing LLC
Caliber Home Loans, Inc.
Carrington Mortgage Services, LLC.
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
Cheviot Savings Bank
CitiMortgage Inc
Citizens First National Bank
Community Credit Union of Florida
CUC Mortgage Corporation
DuPage Credit Union
EMC Mortgage Corporation
Fay Servicing, LLC
FCI Lender Services, Inc.
Fidelity Homestead Savings Bank
FIRST BANK
First Keystone Bank
First Mortgage Corporation
Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union
Greater Nevada Mortgage Services
Green Tree Servicing LLC
Gregory Funding, LLC
Guaranty Bank
Hillsdale County National Bank
Home Loan Services, Inc.
Home Servicing, LLC
HomEqServicing
HomeStar Bank and Financial Services
Homeward Residential, Inc.
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
IC Federal Credit Union
Idaho Housing and Finance Association
James B.Nutter and Company
JPMorgan Chase Bank, NA
Kondaur Capital Corporation
Lake City Bank
Lake National Bank
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
Midland Mortgage Co.
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
National City Bank
Nationstar Mortgage LLC
Navy Federal Credit Union
New York Community Bank
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
OneWest Bank
ORNL Federal Credit Union
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC
PHH Mortgage Corporation
PNC Bank, National Association
Purdue Employees Federal Credit Union
Quantum Servicing Corporation
Residential Credit Solutions, Inc.
Resurgent Capital Services L.P.
RG Mortgage
RoundPoint Mortgage Servicing Corporation
Rushmore Loan Management Services LLC
Saxon Mortgage Services Inc
Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Servis One, Inc., dba BSI Financial Services, Inc.
ShoreBank
Silver State Schools Credit Union
Specialized Loan Servicing LLC
Statebridge Company, LLC
Sterling Savings Bank
Technology Credit Union
The Bryn Mawr Trust Company
The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
Vantium Capital, Inc. d/b/a Acqura Loan Services
ViewPoint Bank
Wachovia Mortgage, FSB
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank

Grand Total

Borrowers
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

479.17
5,035.81
26,366.28
24,689.43
15,997,418.00
4,267,061.97
276,443,029.11
7,250,507.18
8,116,924.18
743,347.20
9,013,400.84
1,888,376.89
100,096.59
63,897,792.71
21,062.89
3,000.00
51,054.57
6,028.28
7,569,459.20
812,953.09
24,908.09
868,546.22
2,775.62
2,000.00
333,554.36
1,750.00
3,833.34
4,000.00
56,522,363.60
8,833.34
58,683.87
2,637,669.01
66,242.83
916.67
29,419.74
169,857.80
7,867.05
1,916.66
51,757,481.72
7,265.13
9,000.00
19,333.34
21,091.84
8,170.81
262,053,865.44
6,243.60
3,000.00
13,441,220.42
25,054.17
40,230.37
352,195.77
9,687.97
4,373,170.98
1,000.00
60,093.07
345,841.21
137,602.72
2,832,001.09
34,829,080.42
516,133.67
12,344.17
117,628,617.53
56,326,072.48
12,230.46
11,000.00
4,883.58
5,681,857.20
11,919.54
126,229.32
2,000.00
133,393.34
1,468,621.83
89,553.56
164,852.94
200,353.52
154,260.95
19,655,074.77
20,666.70
404,921.34
66,958,390.10
66,521.66
797,811.74
49,915.10
40,355.90
3,848,421.48
17,251.02
160,089.36
43,000.00
10,196.51
279,782.23
11,293,758.03
2,000.00
34,449.39
134,839.96
240,971.70

$
$
$
$
$
$

$

Lenders / Investors
$
$
$

11,009.19
9,743.17
123,504.94

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

41,236,849.69
17,852,011.77
563,129,124.05
20,527,401.75
15,334,273.34
2,082,831.30
24,068,649.98
4,611,001.18
169,424.82
62.33
206,298,350.97
55,940.26
4,631.53
135,246.64
27,914.19
11,592,937.05
1,642,743.09
43,250.11
1,822,937.97
3,423.27

$
$
$
$
$
$
$
$
$

637,485.87
3,864.59
13,204.31
2,473.84
140,711,285.05
16,230.84
137,157.55
10,915,404.03
151,332.88

$
$
$
$
$
$
$
$
$
$
$

37,173.58
2,440,767.73
13,545.46
3,036,319.34
5,572.90
133,880,474.08
16,803.60
10,502.00
23,589.08
39,216.37
22,743.42

$
$
$
$
$
$

635,257,909.09
6,902.64
3,651.45
35,353,125.99
33,206.98

$

970,196.74

204,892,075.22
207,459.98
15,416.67
22,828.50

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

1,066,139.69
1,817.60
162,254.71
2,305,003.00
238,486.03
8,599,783.00
72,970,907.69
1,253,944.73
31,779.17
3,568.11
354,251,909.36
188,473,659.66
26,489.97
23,936.55
7,152.88
12,841,687.82
22,585.01
756,103.32
1,789.29
331,713.72
4,063,011.01
248,799.25
227,582.28
488,436.94
566,912.36
41,738,413.24
53,918.51
593,424.99
131,806,834.06
179,024.44
1,182,899.30
153,906.17
176,298.89
7,182,036.57
52,822.34
343,663.78
167,902.48
12,667.71
873,370.35
27,770,080.74
2,002.94
69,675.63
276,294.84
489,045.63
445.26
76,889.58
501,152,918.16
652,831.55
42,857.27
490,394.10
27,426.94

1,319,056,373.11

$

3,239,056,900.62

Servicer
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

11,500.00
8,035.81
79,574.66
27,843.67
28,629,251.10
9,159,438.92
345,571,228.00
11,197,925.37
11,452,470.30
1,701,349.12
16,815,567.92
3,339,112.66
208,299.02
103,663,748.49
40,729.55
5,000.00
93,769.62
11,328.28
16,279,383.05
771,693.85
28,612.38
4,000.00
1,415,819.80
8,717.90
2,000.00
737,023.67
4,000.00
7,916.67
6,000.00
90,378,530.02
12,100.00
93,824.29
5,806,966.64
72,791.38
1,000.00
54,400.46
3,698,606.99
8,783.72
5,272,500.00
5,833.34
94,835,607.23
12,169.53
15,000.00
16,000.00
32,600.00
28,219.76
8,614.92
358,678,931.83
400.00
18,434.56
4,000.00
27,530,413.93
43,267.67
44,460.74
839,632.77
10,649.38
5,325,726.58
2,000.00
104,026.39
1,977,320.74
272,468.64
5,119,647.43
48,893,903.64
1,013,974.60
21,003.56
6,500.00
185,375,321.70
81,586,507.72
35,996.08
19,000.00
9,606.28
6,872,232.60
12,594.68
430,750.00
3,000.00
179,984.09
2,405,492.09
146,811.37
401,333.81
389,912.31
182,716.56
39,413,598.23
35,500.00
418,008.60
95,027,270.15
85,883.51
870,115.42
143,165.10
69,189.24
6,015,303.12
17,901.22
280,078.94
68,216.67
8,435.80
519,259.13
20,423,591.03
5,600.00
57,835.23
135,918.87
392,135.86

$
$
$
$
$
$

162,000.00
307,442,065.70
312,225.08
18,916.67
1,167,000.00
42,428.50

$

1,952,724,551.91

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Total Payments to Date
22,988.36
22,814.79
229,445.88
52,533.10
85,863,518.79
31,278,512.66
1,185,143,381.16
38,975,834.30
34,903,667.82
4,527,527.62
49,897,618.74
9,838,490.73
477,820.43
62.33
373,859,892.17
117,732.70
12,631.53
280,070.83
45,270.75
35,441,779.30
3,227,390.03
96,770.58
4,000.00
4,107,303.99
14,916.79
4,000.00
1,708,063.90
9,614.59
24,954.32
12,473.84
287,612,178.67
37,164.18
289,665.71
19,360,039.68
290,367.09
1,916.67
120,993.78
6,309,232.52
30,196.23
8,308,819.34
13,322.90
280,473,563.03
36,238.26
25,502.00
48,589.08
91,149.71
72,055.02
16,785.73
1,255,990,706.36
400.00
31,580.80
10,651.45
76,324,760.34
101,528.82
84,691.11
2,162,025.28
20,337.35
10,765,037.25
4,817.60
326,374.17
4,628,164.95
648,557.39
16,551,431.52
156,693,891.75
2,784,053.00
65,126.90
10,068.11
657,255,848.59
326,386,239.86
74,716.51
53,936.55
21,642.74
25,395,777.62
47,099.23
1,313,082.64
6,789.29
645,091.15
7,937,124.93
485,164.18
793,769.03
1,078,702.77
903,889.87
100,807,086.24
110,085.21
1,416,354.93
293,792,494.31
331,429.61
2,850,826.46
346,986.37
285,844.03
17,045,761.17
87,974.58
783,832.08
279,119.15
31,300.02
1,672,411.71
59,487,429.80
9,602.94
161,960.25
547,053.67
1,122,153.19
445.26
238,889.58
1,013,487,059.08
1,172,516.61
77,190.61
1,657,394.10
92,683.94
6,510,837,825.64

Page 35 of 37

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
2
3
2
3
2
3
3
2
3
2
3
2
3
2
3
2
3
2
3
3
3
3
3
3
3
3
3
3

Date
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010

Name of Institution
Nevada Affordable Housing Assistance Corporation

City
Reno

State
NV

CalHFA Mortgage Assistance Corporation

Sacramento

CA

Florida Housing Finance Corporation

Tallahassee

FL

Arizona (Home) Foreclosure Prevention Funding Corporation

Phoenix

AZ

Michigan Homeowner Assistance Nonprofit Housing Corporation

Lansing

MI

North Carolina Housing Finance Agency

Raleigh

NC

Ohio Homeowner Assistance LLC

Columbus

OH

Oregon Affordable Housing Assistance Corporation

Salem

OR

Rhode Island Housing and Mortgage Finance Corporation

Providence

RI

SC Housing Corp

Columbia

SC

Alabama Housing Finance Authority

Montgomery

AL

Kentucky Housing Corporation

Frankfort

KY

Mississippi Home Corporation

Jackson

MS

GHFA Affordable Housing, Inc.

Atlanta

GA

Indiana Housing and Community Development Authority

Indianapolis

IN

Illinois Housing Development Authority

Chicago

IL

New Jersey Housing and Mortgage Finance Agency

Trenton

NJ

District of Columbia Housing Finance Agency

Washington

DC

Tennessee Housing Development Agency

Nashville

TN

Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program

Initial Investment
Additional
Amount
Investment Amount
$
102,800,000
$
34,056,581
$
57,169,659
$
699,600,000
$
476,257,070
$
799,477,026
$
418,000,000
$
238,864,755
$
400,974,381
$
125,100,000
$
142,666,006
$
154,500,000
$
128,461,559
$
215,644,179
$
159,000,000
$
120,874,221
$
202,907,565
$
172,000,000
$
148,728,864
$
249,666,235
$
88,000,000
$
49,294,215
$
82,748,571
$
43,000,000
$
13,570,770
$
22,780,803
$
138,000,000
$
58,772,347
$
98,659,200
$
60,672,471
$
101,848,874
$
55,588,050
$
93,313,825
$
38,036,950
$
63,851,373
$
126,650,987
$
212,604,832
$
82,762,859
$
138,931,280
$
166,352,726
$
279,250,831
$
112,200,637
$
188,347,507
$
7,726,678
$
12,970,520
$
81,128,260
$
136,187,333
TOTAL INVESTMENT AMOUNT

Investment Amount
1

$

194,026,240

$

1,975,334,096

$

1,057,839,136

$

267,766,006

$

498,605,738

$

482,781,786

$

570,395,099

$

220,042,786

$

79,351,573

$

295,431,547

$

162,521,345

$

148,901,875

$

101,888,323

$

339,255,819

$

221,694,139

$

445,603,557

$

300,548,144

$

20,697,198

$

217,315,593

$

Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

7,600,000,000

1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Page 36 of 37

FHA SHORT REFINANCE PROGRAM

State

Transaction
Type

NY

Purchase

Seller
Footnote

Date

1

9/3/2010

2

3/4/2013

Name
Citigroup, Inc.

City
New York

Initial Investment
Amount

Investment Description
Facility Purchase Agreement

$

Investment Adjustments

8,117,000,000
-

$

Investment Amount
$

1,025,000,000

N/A
N/A

(7,092,000,000)

TOTAL INVESTMENT AMOUNT

Pricing Mechanism

$

1,025,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year
letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at
the then-current level. Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million.
2/ On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of
time Treasury has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability
and usage of the L/C will not exceed $25 million.

Page 37 of 37


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