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U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing Programs
For Period Ending November 14, 2013

MAKING HOME AFFORDABLE PROGRAM
Servicer Modifying Borrowers' Loans

4/13/2009

City

Name of Institution

Date

Adjustment Details

Select Portfolio Servicing

Salt Lake City

State

Transaction
Type

UT

Purchase

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description
Financial Instrument for Home Loan Modifications

$

376,000,000

Pricing
Mechanism
N/A

O'Fallon

10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722

MO

Purchase

Financial Instrument for Home Loan Modifications

$

2,071,000,000

N/A

(6,805) $

$

(100,000) $

815,999,605 Transfer of cap due to servicing transfer

$

(200,000) $

815,799,605 Transfer of cap due to servicing transfer

$

(100,000) $

815,699,605 Transfer of cap due to servicing transfer

$

(100,000) $

815,599,605 Transfer of cap due to servicing transfer

$

200,000 $

815,799,605 Transfer of cap due to servicing transfer

$

24,800,000 $

840,599,605 Transfer of cap due to servicing transfer

$

1,900,000 $

842,499,605 Transfer of cap due to servicing transfer

$

80,000 $

842,579,605 Transfer of cap due to servicing transfer

$

8,710,000 $

$

(5,176) $

$

2,430,000 $

853,714,429 Transfer of cap due to servicing transfer

$

2,310,000 $

$

(13,961) $

856,024,429 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
856,010,468 reallocation

$

126,940,000 $

982,950,468 Transfer of cap due to servicing transfer

$

9,990,000 $

992,940,468 Transfer of cap due to servicing transfer

$

10,650,000 $

$

(2,663) $

1,003,590,468 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,003,587,805 reallocation

$

18,650,000 $

1,022,237,805 Transfer of cap due to servicing transfer

$

10,290,000 $

1,032,527,805 Transfer of cap due to servicing transfer

$

4,320,000 $

$

(10,116) $

1,036,847,805 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,036,837,689 reallocation

$

840,000 $

1,037,677,689 Transfer of cap due to servicing transfer

$

1,330,000 $

1,039,007,689 Transfer of cap due to servicing transfer

$

3,620,000 $

$

(3,564) $

1,042,627,689 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,042,624,125 reallocation

$

105,080,000 $

1,147,704,125 Transfer of cap due to servicing transfer

$

10,000 $

1,147,714,125 Transfer of cap due to servicing transfer

$

98,610,000 $

$

(1,541) $

$

1,280,000 $

1,247,602,584 Transfer of cap due to servicing transfer

11/14/2013

10310

$

10/15/2013

10310

(100,000) $

9/27/2013

10310

$

9/16/2013

10310

816,206,410 Transfer of cap due to servicing transfer

8/15/2013

10310

400,000 $

7/16/2013

10310

$

6/27/2013

10310

815,806,410 Transfer of cap due to servicing transfer

6/14/2013

10310

(100,000) $

5/16/2013

10310

$

4/16/2013

10310

(735) $

3/25/2013

10310

$

3/14/2013

10310

3,600,000 $

2/14/2013

10310

$

1/16/2013

10310

812,307,145 Transfer of cap due to servicing transfer

12/27/2012

10310

100,000 $

12/14/2012

10310

$

11/15/2012

10310

812,207,145 Transfer of cap due to servicing transfer

10/16/2012

10310

(2,300,000) $

9/27/2012

10310

$

8/16/2012

10310

814,507,145 Updated portfolio data from servicer

7/16/2012

10310

(639) $

6/28/2012

10310

$

6/14/2012

10310

814,507,784 Updated portfolio data from servicer

5/16/2012

10310

64,400,000 $

4/16/2012

10310

$

3/15/2012

10310

(700,000) $

1/13/2012

10310

$

11/16/2011

10310

59,807,784 $

10/14/2011

10310

$

9/15/2011

10310

4,000,000 $

8/16/2011

10310

$

6/29/2011

10310

687,000,000 Updated portfolio data from servicer

6/16/2011

10310

128,690,000 $

5/13/2011

10310

$

4/13/2011

10310

558,310,000 Updated portfolio data from servicer

3/30/2011

10310

(355,530,000) $

3/16/2011

10310

$

2/16/2011

10310

131,340,000 $

1/13/2011

10310

$

1/6/2011

10310

121,910,000 $

12/15/2010

10310

$

11/16/2010

10310

284,590,000 $

9/30/2010

10310

$

9/30/2010

10310

6/12/2009

7/14/2010

10310

10722

Reason for Adjustment

3/26/2010

10310

10722

Adjusted Cap

12/30/2009

10310

CitiMortgage, Inc.

Cap Adjustment Amount

9/30/2009

10310

4/13/2009

Note

Adjustment
Date

660,590,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
782,500,000 cap
Updated portfolio data from servicer & HAFA initial
913,840,000 cap

$

15,130,000 $

1,262,732,584 Transfer of cap due to servicing transfer

6/12/2009

$

(991,580,000) $

9/30/2009

$

1,010,180,000 $

12/30/2009

$

(105,410,000) $

3/26/2010

$

(199,300,000) $

4/19/2010

$

(230,000) $

5/14/2010

$

(3,000,000) $

6/16/2010

$

(12,280,000) $

7/14/2010

$

(757,680,000) $

7/16/2010

$

(7,110,000) $

8/13/2010

$

(6,300,000) $

9/15/2010

$

(8,300,000) $

1,011,700,000 Updated portfolio data from servicer
Transfer of cap to multiple servicers due to
1,004,590,000 servicing transfer
Transfer of cap to multiple servicers due to
998,290,000 servicing transfer
Transfer of cap to multiple servicers due to
989,990,000 servicing transfer

9/30/2010

$

32,400,000 $

1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

101,287,484 $

10/15/2010

$

(1,400,000) $

1,122,277,484 Transfer of cap due to servicing transfer

11/16/2010

$

(3,200,000) $

1,119,077,484 Transfer of cap due to servicing transfer

1/6/2011

$

(981) $

691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap
750,807,784 Updated portfolio data from servicer
750,107,784 Transfer of cap due to servicing transfer

815,907,145 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
815,906,410 reallocation

816,106,410 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
816,099,605 reallocation

851,289,605 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
851,284,429 reallocation

1,246,324,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,246,322,584 reallocation

1,079,420,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
2,089,600,000 cap
Updated portfolio data from servicer & HAFA initial
1,984,190,000 cap
Updated portfolio data from servicer & 2MP initial
1,784,890,000 cap
Transfer of cap to Service One, Inc. due to
1,784,660,000 servicing transfer
Transfer of cap to Specialized Loan Servicing, LLC
1,781,660,000 due to servicing transfer
Transfer of cap to multiple servicers due to
1,769,380,000 servicing transfer

1,123,677,484 Updated portfolio data from servicer

1,119,076,503 Updated portfolio data from servicer

Page 1 of 38

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10722

10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423

IA

Purchase

Financial Instrument for Home Loan Modifications

$

2,873,000,000

N/A

$

(5,000,000) $

1,057,866,341 Transfer of cap due to servicing transfer

$

(900,000) $

1,056,966,341 Transfer of cap due to servicing transfer

$

(1,100,000) $

1,055,866,341 Transfer of cap due to servicing transfer

$

(1,700,000) $

1,054,166,341 Transfer of cap due to servicing transfer

$

(600,000) $

1,053,566,341 Transfer of cap due to servicing transfer

$

(340,000) $

1,053,226,341 Transfer of cap due to servicing transfer

$

(2,880,000) $

$

(5,498) $

$

(298,960,000) $

751,380,843 Transfer of cap due to servicing transfer

$

263,550,000 $

1,014,930,843 Transfer of cap due to servicing transfer

$

30,000 $

$

(12,722) $

$

(4,020,000) $

1,010,928,121 Transfer of cap due to servicing transfer

$

(1,460,000) $

1,009,468,121 Transfer of cap due to servicing transfer

$

(6,000,000) $

$

(1,916) $

1,003,468,121 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,003,466,205 reallocation

$

(8,450,000) $

995,016,205 Transfer of cap due to servicing transfer

$

(1,890,000) $

$

(6,606) $

993,126,205 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
993,119,599 reallocation

$

(3,490,000) $

989,629,599 Transfer of cap due to servicing transfer

$

(3,630,000) $

$

(2,161) $

985,999,599 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
985,997,438 reallocation

$

(26,880,000) $

959,117,438 Transfer of cap due to servicing transfer

$

(12,160,000) $

$

(610) $

946,957,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
946,956,828 reallocation

11/14/2013
Des Moines

1,062,866,341 Transfer of cap due to servicing transfer

9/27/2013

10722

(2,900,000) $

9/16/2013

10722

$

7/16/2013

10722

1,065,766,341 Transfer of cap due to servicing transfer

6/27/2013

10722

15,200,000 $

6/14/2013

10722

$

4/16/2013

10722

1,050,566,341 Transfer of cap due to servicing transfer

3/25/2013

10722

700,000 $

3/14/2013

10722

$

2/14/2013

10722

1,049,866,341 Transfer of cap due to servicing transfer

12/27/2012

10722

(1,600,000) $

12/14/2012

10722

$

11/15/2012

10722

1,051,466,341 Transfer of cap due to servicing transfer

10/16/2012

10722

(14,500,000) $

9/27/2012

10722

$

8/16/2012

10722

(9,131) $

7/27/2012

10722

$

7/16/2012

10722

(400,000) $

6/28/2012

10722

$

6/14/2012

10722

1,066,375,472 Transfer of cap due to servicing transfer

5/16/2012

10722

(7,200,000) $

4/16/2012

10722

$

3/15/2012

10722

1,073,575,472 Transfer of cap due to servicing transfer

2/16/2012

10722

100,000 $

1/13/2012

10722

$

12/15/2011

10722

(1,031) $

11/16/2011

10722

$

10/14/2011

10722

(30,500,000) $

9/15/2011

10722

$

8/16/2011

10722

1,103,976,503 Transfer of cap due to servicing transfer

7/14/2011

10722

(4,600,000) $

6/29/2011

10722

$

6/16/2011

10722

1,108,576,503 Transfer of cap due to servicing transfer

5/13/2011

10722

(10,500,000) $

4/13/2011

10722

$

3/30/2011

10722

10423

Reason for Adjustment

3/16/2011

10722

10423

Adjusted Cap

2/16/2011

10722

Wells Fargo Bank, NA

Cap Adjustment Amount

1/13/2011

10722

4/13/2009

Note

Adjustment
Date

$

(38,950,000) $

6/17/2009

$

(462,990,000) $

9/30/2009

$

65,070,000 $

12/30/2009

$

1,213,310,000 $

2/17/2010

$

2,050,236,344 $

3/12/2010

$

54,767 $

3/19/2010

$

668,108,890 $

6,406,790,000 Initial 2MP cap

3/26/2010

$

683,130,000 $

7,089,920,000 Updated portfolio data from servicer

7/14/2010

$

(2,038,220,000) $

5,051,700,000 Updated portfolio data from servicer

9/30/2010

$

(287,348,828) $

9/30/2010

$

344,000,000 $

4,764,351,172 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
5,108,351,172 initial RD-HAMP

12/3/2010

$

8,413,225 $

5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010

$

22,200,000 $

5,138,964,397 Updated portfolio data from servicer

1/6/2011

$

(6,312) $

5,138,958,085 Updated portfolio data from servicer

1/13/2011

$

(100,000) $

5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011

$

(100,000) $

3/30/2011

$

(7,171) $

5,138,758,085 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,138,750,914 reallocation

4/13/2011

$

(9,800,000) $

5,128,950,914 Transfer of cap due to servicing transfer

5/13/2011

$

100,000 $

5,129,050,914 Transfer of cap due to servicing transfer

6/16/2011

$

(600,000) $

6/29/2011

$

(63,856) $

7/14/2011

$

(2,300,000) $

5,126,087,058 Transfer of cap due to servicing transfer

8/16/2011

$

(1,100,000) $

5,124,987,058 Transfer of cap due to servicing transfer

9/15/2011

$

1,400,000 $

5,126,387,058 Transfer of cap due to servicing transfer

10/14/2011

$

200,000 $

5,126,587,058 Transfer of cap due to servicing transfer

11/16/2011

$

(200,000) $

5,126,387,058 Transfer of cap due to servicing transfer

12/15/2011

$

(200,000) $

5,126,187,058 Transfer of cap due to servicing transfer

1/13/2012

$

(300,000) $

5,125,887,058 Transfer of cap due to servicing transfer

2/16/2012

$

(200,000) $

5,125,687,058 Transfer of cap due to servicing transfer

3/15/2012

$

(1,000,000) $

5,124,687,058 Transfer of cap due to servicing transfer

4/16/2012

$

(800,000) $

5,123,887,058 Transfer of cap due to servicing transfer

5/16/2012

$

(610,000) $

5,123,277,058 Transfer of cap due to servicing transfer

6/14/2012

$

(2,040,000) $

5,121,237,058 Transfer of cap due to servicing transfer

1,073,476,503 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,073,475,472 reallocation

1,065,975,472 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,065,966,341 reallocation

1,050,346,341 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,050,340,843 reallocation

1,014,960,843 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,014,948,121 reallocation

908,006,828 Transfer of cap due to servicing transfer
2,410,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
2,475,080,000 cap
Updated portfolio data from servicer & HAFA initial
3,688,390,000 cap
Transfer of cap (from Wachovia Mortgage, FSB)
5,738,626,344 due to merger
Transfer of cap (from Wachovia Mortgage, FSB)
5,738,681,110 due to merger

5,128,450,914 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,128,387,058 reallocation

Page 2 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10423

10315
10315
10315
10315
10315
10315
Irving
10458
10458
10458
10458
10458
10458

TX

Purchase

Financial Instrument for Home Loan Modifications

$

407,000,000

N/A

$

190,180,000 $

$

1,880,000 $

$

(881,530,000) $

$

(3,700,000) $

$

119,200,000 $

1,182,200,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,301,400,000 initial 2MP cap

$

216,998,139 $

1,518,398,139 Updated portfolio data from servicer

$

(500,000) $

1,517,898,139 Updated portfolio data from servicer

$

(1,734) $

1,517,896,405 Updated portfolio data from servicer

$

(100,000) $

$

(2,024) $

$

(800,000) $

$

(17,900,000) $

$

(18,457) $

$

(200,000) $

1,498,875,924 Transfer of cap due to servicing transfer

$

3,400,000 $

1,502,275,924 Transfer of cap due to servicing transfer

$

200,000 $

1,502,475,924 Transfer of cap due to servicing transfer

$

(800,000) $

1,501,675,924 Transfer of cap due to servicing transfer

$

(200,000) $

1,501,475,924 Transfer of cap due to servicing transfer

$

2,600,000 $

1,504,075,924 Transfer of cap due to servicing transfer

$

(1,600,000) $

1,502,475,924 Transfer of cap due to servicing transfer

$

(400,000) $

1,502,075,924 Transfer of cap due to servicing transfer

$

(100,000) $

1,501,975,924 Transfer of cap due to servicing transfer

$

(800,000) $

1,501,175,924 Transfer of cap due to servicing transfer

$

(990,000) $

$

(12,463) $

1,500,185,924 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,173,461 reallocation

$

10,000 $

$

(33,210) $

$

(1,200,000) $

$

40,000 $

$

(5,432) $

1,498,990,251 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,984,819 reallocation

$

60,000 $

1,499,044,819 Transfer of cap due to servicing transfer

$

(30,000) $

1,499,014,819 Transfer of cap due to servicing transfer

$

(80,000) $

$

(19,838) $

1,498,934,819 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,914,981 reallocation

$

30,000 $

$

(7,105) $

$

(66,500,000) $

$

(2,430) $

$

(197,220,000) $

1,235,215,446 Transfer of cap due to servicing transfer

11/14/2013

10315

(1,679,520,000) $

10/15/2013

10315

$

9/27/2013

10315

2,537,240,000 $

9/16/2013

10315

$

6/27/2013

10315

384,650,000 $

6/14/2013

10315

$

3/25/2013

10315

6/12/2009

3/14/2013

10315

5,091,330,626 Transfer of cap due to servicing transfer

2/14/2013

10315

(60,000) $

1/16/2013

10315

$

12/27/2012

10315

5,091,390,626 Transfer of cap due to servicing transfer

12/14/2012

10315

(780,000) $

11/15/2012

10315

$

9/27/2012

10315

(6,701) $

8/16/2012

10315

$

6/28/2012

10315

(10,760,000) $

6/14/2012

10315

$

5/16/2012

10315

5,102,937,327 Transfer of cap due to servicing transfer

4/16/2012

10315

(30,000) $

3/15/2012

10315

$

1/13/2012

10315

5,102,967,327 Transfer of cap due to servicing transfer

12/15/2011

10315

(1,200,000) $

11/16/2011

10315

$

10/14/2011

10315

(20,596) $

9/15/2011

10315

$

5,104,187,923 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,104,167,327 reallocation

8/16/2011

10315

(1,260,000) $

7/14/2011

10315

$

6/29/2011

10315

5,105,447,923 Transfer of cap due to servicing transfer

5/13/2011

10315

(5,320,000) $

4/13/2011

10315

$

3/30/2011

10315

5,110,767,923 Transfer of cap due to servicing transfer

3/16/2011

10315

(40,000) $

1/6/2011

10315

$

12/15/2010

10315

(58,709) $

9/30/2010

10315

$

5,110,866,632 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,110,807,923 reallocation

9/30/2010

10315

(270,000) $

8/13/2010

N/A

$

7/14/2010

633,000,000

5,111,136,632 Transfer of cap due to servicing transfer

5/14/2010

$

(820,000) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

5,111,956,632 Transfer of cap due to servicing transfer

9/30/2009

PA

(3,350,000) $

11/14/2013
Ft. Washington

$

10/15/2013

10423

(16,392) $

9/27/2013

10423

$

5,115,323,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,115,306,632 reallocation

9/16/2013

10423

(1,150,000) $

8/15/2013

10423

$

7/16/2013

10423

5,116,473,024 Transfer of cap due to servicing transfer

6/27/2013

10423

(2,910,000) $

6/14/2013

10423

$

5/16/2013

10423

5,119,383,024 Transfer of cap due to servicing transfer

4/16/2013

10423

(1,590,000) $

3/25/2013

10423

$

3/14/2013

10423

(104,111) $

2/14/2013

10423

$

1/16/2013

10423

(120,000) $

12/27/2012

10423

$

12/14/2012

10423

(39,923) $

11/15/2012

10423

$

10/16/2012

10423

Saxon Mortgage Services, Inc.

Reason for Adjustment
Updated due to quarterly assessment and
5,121,197,135 reallocation

9/27/2012

10423

4/13/2009

Adjusted Cap

8/16/2012

10423

GMAC Mortgage, Inc.

Cap Adjustment Amount

6/28/2012

10423

4/13/2009

Note

Adjustment
Date

$

(30,000) $

1,235,185,446 Transfer of cap due to servicing transfer

6/17/2009

$

225,040,000 $

9/30/2009

$

254,380,000 $

12/30/2009

$

355,710,000 $

3/26/2010

$

(57,720,000) $

6/16/2010

$

(156,050,000) $

7/14/2010

$

(513,660,000) $

7/16/2010

$

(22,980,000) $

5,121,077,135 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,120,973,024 reallocation

5,092,177,327 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,092,170,626 reallocation

1,017,650,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
3,554,890,000 cap
Updated portfolio data from servicer & HAFA initial
1,875,370,000 cap
2,065,550,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
2,067,430,000 due to servicing transfer
1,185,900,000 Updated portfolio data from servicer

1,517,796,405 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,517,794,381 reallocation
1,516,994,381 Transfer of cap due to servicing transfer
1,499,094,381 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,499,075,924 reallocation

1,500,183,461 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,150,251 reallocation
1,498,950,251 Transfer of cap due to servicing transfer

1,498,944,981 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,937,876 reallocation
1,432,437,876 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,435,446 reallocation

632,040,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
886,420,000 cap
Updated portfolio data from servicer & HAFA initial
1,242,130,000 cap
1,184,410,000 Updated portfolio data from servicer
Transfer of cap to Ocwen Financial Corporation,
1,028,360,000 Inc. due to servicing transfer
514,700,000 Updated portfolio data from servicer
491,720,000 Transfer of cap due to multiple servicing transfers

Page 3 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10458

16

4/13/2009

Chase Home Finance, LLC

Iselin

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

3,552,000,000

N/A

4/16/2009

Ocwen Loan Servicing LLC

West Palm Beach

FL

Purchase

Financial Instrument for Home Loan Modifications

$

659,000,000

N/A

10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500

2

$

200,000 $

633,835,314 Transfer of cap due to servicing transfer

$

(100,000) $

633,735,314 Transfer of cap due to servicing transfer

$

(700,000) $

633,035,314 Transfer of cap due to servicing transfer

$

17,500,000 $

650,535,314 Transfer of cap due to servicing transfer

$

(100,000) $

650,435,314 Transfer of cap due to servicing transfer

$

100,000 $

650,535,314 Transfer of cap due to servicing transfer

$

(17,500,000) $

633,035,314 Transfer of cap due to servicing transfer

$

(760,000) $

632,275,314 Transfer of cap due to servicing transfer

$

(354,290,000) $

$

(1,831) $

$

(10,120,000) $

$

(10,000) $

$

(4,701) $

$

(9,220,000) $

258,628,782 Transfer of cap due to servicing transfer

$

(30,000) $

258,598,782 Transfer of cap due to servicing transfer

$

60,000 $

$

(788) $

$

(610,000) $

3/25/2013

10458

(6,144) $

1/16/2013

10458

$

12/27/2012

10458

2,100,000 $

12/14/2012

10458

$

11/15/2012

10458

(654) $

10/16/2012

10458

$

9/27/2012

10458

700,000 $

8/16/2012

10458

$

7/16/2012

10458

2,300,000 $

6/28/2012

10458

$

6/14/2012

10458

628,542,112 Updated portfolio data from servicer

5/16/2012

10458

(556) $

4/16/2012

10458

$

3/15/2012

10458

628,542,668 Updated portfolio data from servicer

2/16/2012

10458

8,900,000 $

12/15/2011

10458

$

9/15/2011

10458

100,000 $

8/16/2011

10458

$

7/14/2011

10458

116,222,668 $

6/29/2011

10458

$

4/13/2011

10458

503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

3/30/2011

10458

9,800,000 $

3/16/2011

10458

$

1/13/2011

10458

493,520,000 Transfer of cap due to servicing transfer

1/6/2011

10458

1,800,000 $

12/15/2010

10458

$

10/15/2010

10458

10500

Reason for Adjustment

9/30/2010

10458

10500

Adjusted Cap

9/30/2010

10458

10500

Cap Adjustment Amount

9/15/2010

10458

10500

Adjustment
Date

$

(2,979) $

4/9/2013

$

(157,237,929) $

100,807,086 Termination of SPA

7/31/2009

$

(3,552,000,000) $

- Termination of SPA

6/12/2009

$

(105,620,000) $

9/30/2009

$

102,580,000 $

12/30/2009

$

277,640,000 $

3/26/2010

$

46,860,000 $

6/16/2010

$

156,050,000 $

7/14/2010

$

(191,610,000) $

7/16/2010

$

23,710,000 $

9/15/2010

$

100,000 $

9/30/2010

$

3,742,740 $

10/15/2010

$

170,800,000 $

1/6/2011

$

(1,020) $

2/16/2011

$

900,000 $

3/30/2011

$

(1,114) $

6/29/2011

$

(10,044) $

10/14/2011

$

(100,000) $

1,144,040,562 Transfer of cap due to servicing transfer

1/13/2012

$

194,800,000 $

1,338,840,562 Transfer of cap due to servicing transfer

2/16/2012

$

400,000 $

1,339,240,562 Transfer of cap due to servicing transfer

3/15/2012

$

100,000 $

1,339,340,562 Transfer of cap due to servicing transfer

5/16/2012

$

123,530,000 $

1,462,870,562 Transfer of cap due to servicing transfer

6/14/2012

$

354,290,000 $

6/28/2012

$

(6,308) $

1,817,160,562 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,817,154,254 reallocation

7/16/2012

$

10,080,000 $

8/16/2012

$

8,390,000 $

9/27/2012

$

(10,733) $

10/16/2012

$

14,560,000 $

1,850,173,521 Transfer of cap due to servicing transfer

11/15/2012

$

13,240,000 $

1,863,413,521 Transfer of cap due to servicing transfer

12/14/2012

$

2,080,000 $

12/27/2012

$

(1,015) $

1/16/2013

$

410,000 $

1,865,902,506 Transfer of cap due to servicing transfer

2/14/2013

$

960,000 $

1,866,862,506 Transfer of cap due to servicing transfer

3/14/2013

$

83,880,000 $

3/25/2013

$

(1,877) $

4/9/2013

$

157,237,929 $

1,950,742,506 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,950,740,629 reallocation
Transfer of cap (from Saxon Mortgage Services,
2,107,978,558 Inc ) due to servicing transfer

4/16/2013

$

620,860,000 $

2,728,838,558 Transfer of cap due to servicing transfer

5/16/2013

$

18,970,000 $

2,747,808,558 Transfer of cap due to servicing transfer

6/14/2013

$

(190,000) $

6/27/2013

$

(2,817) $

7/16/2013

$

14,710,000 $

2,762,325,741 Transfer of cap due to servicing transfer

9/16/2013

$

66,170,000 $

2,828,495,741 Transfer of cap due to servicing transfer

619,542,668 Updated portfolio data from servicer
619,642,668 Transfer of cap due to servicing transfer

630,842,112 Transfer of cap due to servicing transfer
631,542,112 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
631,541,458 reallocation
633,641,458 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
633,635,314 reallocation

277,985,314 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
277,983,483 reallocation
267,863,483 Transfer of cap due to servicing transfer
267,853,483 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
267,848,782 reallocation

258,658,782 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
258,657,994 reallocation
258,047,994 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
258,045,015 reallocation

553,380,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
655,960,000 cap
Updated portfolio data from servicer & HAFA initial
933,600,000 cap
980,460,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
1,136,510,000 Inc. due to servicing transfer
944,900,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
968,610,000 Inc. due to servicing transfer
968,710,000 Initial FHA-HAMP cap
972,452,740 Updated portfolio data from servicer
1,143,252,740 Transfer of cap due to servicing transfer
1,143,251,720 Updated portfolio data from servicer
1,144,151,720 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,144,150,606 reallocation
Updated due to quarterly assessment and
1,144,140,562 reallocation

1,827,234,254 Transfer of cap due to servicing transfer
1,835,624,254 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,835,613,521 reallocation

1,865,493,521 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,865,492,506 reallocation

2,747,618,558 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,747,615,741 reallocation

Page 4 of 38

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10500

Adjusted Cap

Reason for Adjustment
Updated due to quarterly assessment and
2,828,495,465 reallocation

6/12/2009

10512
10512
10512
10512
10512
10512
10512

13

10512

13

Bank of America, N.A. (BAC Home Loans Servicing, LP)
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832

Simi Valley

CA

Purchase

Financial Instrument for Home Loan Modifications

$

1,864,000,000

N/A

$

(829,370,000) $

1,603,650,000 Updated portfolio data from servicer

$

(366,750,000) $

$

95,300,000 $

1,236,900,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,332,200,000 initial RD-HAMP

$

222,941,084 $

$

(2,199) $

$

(2,548) $

$

(23,337) $

$

(300,000) $

1,554,813,000 Transfer of cap due to servicing transfer

$

(120,700,000) $

1,434,113,000 Transfer of cap due to servicing transfer

$

(900,000) $

1,433,213,000 Transfer of cap due to servicing transfer

$

(200,000) $

6/28/2012

10512

2,433,020,000 Initial 2MP cap

5/16/2012

10512

800,390,000 $

11/16/2011

10512

$

10/14/2011

10512

665,510,000 $

8/16/2011

10512

$

6/29/2011

10512

162,680,000 $

3/30/2011

10512

$

804,440,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
967,120,000 cap
Updated portfolio data from servicer & HAFA initial
1,632,630,000 cap

1/6/2011

10512

5,540,000 $

9/30/2010

10512

$

9/30/2010

N/A

3,100,365,465 Transfer of cap due to servicing transfer

7/14/2010

798,900,000

4,290,000 $

3/26/2010

$

$

1/26/2010

Financial Instrument for Home Loan Modifications

3,096,075,465 Transfer of cap due to servicing transfer

12/30/2009

Purchase

267,580,000 $

9/30/2009

CA

$

11/14/2013
Simi Valley

(276) $

$

(17,893) $

8/10/2012

$

(1,401,716,594) $

10/16/2013

$

(260,902) $

1,433,013,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,995,107 reallocation
Update of cap due to termination of SPA and
31,278,513 merger with BAC Home Loans, LP
Update of cap due to termination of SPA and
31,017,611 merger with BAC Home Loans, LP

6/12/2009

$

3,318,840,000 $

9/30/2009

$

(717,420,000) $

12/30/2009

$

2,290,780,000 $

1/26/2010

$

450,100,000 $

7,206,300,000 Initial 2MP cap

3/26/2010

$

905,010,000 $

4/19/2010

$

10,280,000 $

6/16/2010

$

286,510,000 $

8,111,310,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
8,121,590,000 due to servicing transfer
Transfer of cap from Wilshire Credit Corporation
8,408,100,000 due to servicing transfer

7/14/2010

$

(1,787,300,000) $

9/30/2010

$

105,500,000 $

9/30/2010

$

(614,527,362) $

6,111,772,638 Updated portfolio data from servicer

12/15/2010

$

236,000,000 $

6,347,772,638 Updated portfolio data from servicer

1/6/2011

$

(8,012) $

6,347,764,626 Updated portfolio data from servicer

2/16/2011

$

1,800,000 $

3/16/2011

$

100,000 $

3/30/2011

$

(9,190) $

4/13/2011

$

200,000 $

6,349,855,436 Transfer of cap due to servicing transfer

5/13/2011

$

300,000 $

6,350,155,436 Transfer of cap due to servicing transfer

6/16/2011

$

(1,000,000) $

6/29/2011

$

(82,347) $

7/14/2011

$

(200,000) $

6,348,873,089 Transfer of cap due to servicing transfer

8/16/2011

$

(3,400,000) $

6,345,473,089 Transfer of cap due to servicing transfer

9/15/2011

$

(1,400,000) $

6,344,073,089 Transfer of cap due to servicing transfer

10/14/2011

$

120,600,000 $

10/19/2011

Bank of America, N.A.

$

10/15/2013

10500

4/17/2009 as amended
on 1/26/2010

Cap Adjustment Amount

9/27/2013

10500

4/17/2009 as amended
on 1/26/2010

Adjustment
Date

$

317,956,289 $

11/16/2011

$

800,000 $

6,783,429,378 Transfer of cap due to servicing transfer

12/15/2011

$

(17,600,000) $

6,765,829,378 Transfer of cap due to servicing transfer

2/16/2012

$

(2,100,000) $

6,763,729,378 Transfer of cap due to servicing transfer

3/15/2012

$

(23,900,000) $

6,739,829,378 Transfer of cap due to servicing transfer

4/16/2012

$

(63,800,000) $

6,676,029,378 Transfer of cap due to servicing transfer

5/16/2012

$

20,000 $

6,676,049,378 Transfer of cap due to servicing transfer

6/14/2012

$

(8,860,000) $

6/28/2012

$

(58,550) $

7/16/2012

$

(6,840,000) $

8/10/2012

$

1,401,716,594 $

8/16/2012

$

(4,780,000) $

9/27/2012

$

(205,946) $

10/16/2012

$

(153,220,000) $

7,903,801,476 Transfer of cap due to servicing transfer

11/15/2012

$

(27,300,000) $

7,876,501,476 Transfer of cap due to servicing transfer

12/14/2012

$

(50,350,000) $

12/27/2012

$

(33,515) $

7,826,151,476 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,826,117,961 reallocation

1/16/2013

$

(27,000,000) $

7,799,117,961 Transfer of cap due to servicing transfer

2/14/2013

$

(41,830,000) $

7,757,287,961 Transfer of cap due to servicing transfer

3/14/2013

$

(5,900,000) $

3/25/2013

$

(122,604) $

4/16/2013

$

(1,410,000) $

7,749,855,357 Transfer of cap due to servicing transfer

5/16/2013

$

(940,000) $

7,748,915,357 Transfer of cap due to servicing transfer

6/14/2013

$

(16,950,000) $

6/27/2013

$

(45,103) $

7/16/2013

$

(25,580,000) $

1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832

1,555,141,084 Updated portfolio data from servicer
1,555,138,885 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,555,136,337 reallocation
Updated due to quarterly assessment and
1,555,113,000 reallocation

5,182,840,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
4,465,420,000 cap
Updated portfolio data from servicer & HAFA initial
6,756,200,000 cap

6,620,800,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
6,726,300,000 initial RD-HAMP

6,349,564,626 Transfer of cap due to servicing transfer
6,349,664,626 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,655,436 reallocation

6,349,155,436 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,073,089 reallocation

6,464,673,089 Transfer of cap due to servicing transfer
Transfer of cap (from Home Loan Services, Inc.
and Wilshire Credit Corporation due to merger.)
6,782,629,378

6,667,189,378 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,667,130,828 reallocation
6,660,290,828 Transfer of cap due to servicing transfer
Transfer of cap (from Bank of America, N.A.) due
8,062,007,423 to merger
8,057,227,423 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,057,021,476 reallocation

7,751,387,961 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,751,265,357 reallocation

7,731,965,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,731,920,254 reallocation
7,706,340,254 Transfer of cap due to servicing transfer

Page 5 of 38

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000832

10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
4/24/2009

Green Tree Servicing LLC

13
Saint Paul

10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309

MN

Purchase

Financial Instrument for Home Loan Modifications

$

156,000,000

N/A

(314,900,000) $

164,073,590 Updated portfolio data from servicer

$

(233) $

164,073,357 Updated portfolio data from servicer

$

(1,900,000) $

$

(400,000) $

$

(278) $

$

(400,000) $

$

(2,625) $

10/19/2011

$

(155,061,221) $

$

87,130,000 $

$

(249,670,000) $

$

119,700,000 $

$

52,270,000 $

$

(10,280,000) $

$

(1,880,000) $

$

(286,510,000) $

$

19,540,000 $

$

(210,000) $

96,300,000 Updated portfolio data from servicer
Transfer of cap to Green Tree Servicing LLC due
96,090,000 to servicing transfer

$

(100,000) $

95,990,000 Transfer of cap due to servicing transfer

$

68,565,782 $

$

(247) $

$

(294) $

6/29/2011

N/A

$

3/30/2011

366,000,000

478,973,590 Updated portfolio data from servicer

1/6/2011

$

(77,126,410) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

8/13/2010

Purchase

6,700,000 $

7/16/2010

OR

$

7/14/2010

Beaverton

549,400,000 Updated portfolio data from servicer

6/16/2010

13

(73,010,000) $

5/14/2010

10316

$

4/19/2010

10316

622,410,000 Updated portfolio data from servicer

3/26/2010

10316

(17,440,000) $

12/30/2009

10316

$

9/30/2009

10316

145,820,000 $

6/12/2009

10316

$

6/29/2011

10316

46,730,000 $

5/13/2011

10316

$

447,300,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
494,030,000 cap
Updated portfolio data from servicer & HAFA initial
639,850,000 cap

3/30/2011

10316

128,300,000 $

3/16/2011

10316

$

2/16/2011

10316

(14,600,000) $

1/6/2011

10316

$

12/15/2010

10316

260,902 $

9/30/2010

10316

$

6/12/2009

N/A

(79,200,000) $

9/30/2010

319,000,000

$

7/14/2010

$

(15,411) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

(290,640,000) $

9/30/2009

PA

$

11/14/2013
Pittsburgh

(6,730,000) $

10/16/2013

1000832

$

10/15/2013

1000832

Wilshire Credit Corporation

Reason for Adjustment

9/27/2013

1000832

4/20/2009

Adjusted Cap

9/16/2013

1000832

Home Loan Services, Inc.

Cap Adjustment Amount

8/15/2013

1000832

4/20/2009

Adjustment
Date

7,699,610,254 Transfer of cap due to servicing transfer

$

(2,779) $

10/19/2011

$

(162,895,068) $

6/17/2009

$

(64,990,000) $

9/30/2009

$

130,780,000 $

12/30/2009

$

(116,750,000) $

3/26/2010

$

13,080,000 $

7/14/2010

$

(24,220,000) $

7/16/2010

$

210,000 $

8/13/2010

$

2,200,000 $

9/10/2010

$

34,600,000 $

9/30/2010

$

5,600,000 $

136,510,000 Initial FHA-2LP cap and FHA-HAMP

9/30/2010

$

10,185,090 $

146,695,090 Updated portfolio data from servicer

10/15/2010

$

400,000 $

1/6/2011

$

(213) $

3/30/2011

$

(250) $

5/13/2011

$

1,200,000 $

6/16/2011

$

100,000 $

6/29/2011

$

(2,302) $

7/14/2011

$

1,900,000 $

150,292,325 Transfer of cap due to servicing transfer

9/15/2011

$

200,000 $

150,492,325 Transfer of cap due to servicing transfer

10/14/2011

$

200,000 $

150,692,325 Transfer of cap due to servicing transfer

11/16/2011

$

400,000 $

151,092,325 Transfer of cap due to servicing transfer

2/16/2012

$

900,000 $

151,992,325 Transfer of cap due to servicing transfer

3/15/2012

$

100,000 $

152,092,325 Transfer of cap due to servicing transfer

5/16/2012

$

3,260,000 $

155,352,325 Transfer of cap due to servicing transfer

6/14/2012

$

920,000 $

6/28/2012

$

(1,622) $

7/16/2012

$

110,000 $

8/16/2012

$

5,120,000 $

9/27/2012

$

(4,509) $

10/16/2012

$

8,810,000 $

170,306,194 Transfer of cap due to servicing transfer

11/15/2012

$

2,910,000 $

12/27/2012

$

(802) $

173,216,194 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
173,215,392 reallocation

2/14/2013

$

10,210,000 $

3/25/2013

$

(3,023) $

5/16/2013

$

140,000 $

6/27/2013

$

(1,077) $

7,408,970,254 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,408,954,843 reallocation
7,329,754,843 Transfer of cap due to servicing transfer
Transfer of cap (from Bank of America, N.A.) due
7,330,015,745 to merger
7,315,415,745 Transfer of cap due to servicing transfer

556,100,000 Initial FHA-2LP cap

162,173,357 Transfer of cap due to servicing transfer
161,773,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,773,079 reallocation
161,373,079 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,370,454 reallocation
6,309,233 Termination of SPA
453,130,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
203,460,000 cap
Updated portfolio data from servicer & HAFA initial
323,160,000 cap
375,430,000 Updated portfolio data from servicer
Transfer of cap to Countrywide Home Loans due to
365,150,000 servicing transfer
Transfer of cap to GMAC Mortgage, Inc. due to
363,270,000 servicing transfer
Transfer of cap to Countrywide Home Loans due to
76,760,000 servicing transfer

164,555,782 Updated portfolio data from servicer
164,555,535 Updated portfolio data from servicer
Updated due to quarterly assessment and
164,555,241 reallocation
Updated due to quarterly assessment and
164,552,462 reallocation
1,657,394 Termination of SPA
91,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
221,790,000 cap
Updated portfolio data from servicer & HAFA initial
105,040,000 cap
118,120,000 Updated portfolio data from servicer
93,900,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
94,110,000 due to servicing transfer
96,310,000 Transfer of cap due to servicing transfer
130,910,000 Initial 2MP cap

147,095,090 Transfer of cap due to servicing transfer
147,094,877 Updated portfolio data from servicer
Updated due to quarterly assessment and
147,094,627 reallocation
148,294,627 Transfer of cap due to servicing transfer
148,394,627 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
148,392,325 reallocation

156,272,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,270,703 reallocation
156,380,703 Transfer of cap due to servicing transfer
161,500,703 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,496,194 reallocation

183,425,392 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
183,422,369 reallocation
183,562,369 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
183,561,292 reallocation

Page 6 of 38

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10309

Aurora Loan Services, LLC

10231
10231
10231
10231
10231
10231
10231
10231
10231
10231
10231
10231
10231

17
Lewisville

TX

Purchase

Financial Instrument for Home Loan Modifications

$

101,000,000

N/A

$

1,690,000 $

$

(30,000) $

$

(6,632) $

$

2,880,000 $

298,180,232 Transfer of cap due to servicing transfer

$

1,500,000 $

299,680,232 Transfer of cap due to servicing transfer

$

2,040,000 $

$

(1,103) $

301,720,232 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
301,719,129 reallocation

$

(10,000) $

301,709,129 Transfer of cap due to servicing transfer

$

4,960,000 $

306,669,129 Transfer of cap due to servicing transfer

$

(30,000) $

$

(4,179) $

$

(70,000) $

306,564,950 Transfer of cap due to servicing transfer

$

1,570,000 $

308,134,950 Transfer of cap due to servicing transfer

$

(1,880,000) $

$

(1,522) $

$

270,000 $

$

5,370,000 $

$

(525) $

$

(240,000) $

311,652,903 Transfer of cap due to servicing transfer

$

2,000,000 $

313,652,903 Transfer of cap due to servicing transfer

$

(338,450,000) $

$

(11,860,000) $

$

21,330,000 $

$

9,150,000 $

478,170,000 Updated portfolio data from servicer

$

(76,870,000) $

401,300,000 Updated portfolio data from servicer

$

400,000 $

$

(8,454,269) $

$

(342) $

$

(374) $

$

18,000,000 $

$

(3,273) $

$

(200,000) $

411,041,742 Transfer of cap due to servicing transfer

$

100,000 $

411,141,742 Transfer of cap due to servicing transfer

$

(500,000) $

$

(1,768) $

$

(90,000) $

410,549,974 Transfer of cap due to servicing transfer

$

(134,230,000) $

276,319,974 Transfer of cap due to servicing transfer

$

(166,976,849) $

$

1 $

109,343,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,343,126 reallocation

$

(230,000) $

$

(1) $

$

(20,000) $

109,093,125 Transfer of cap due to servicing transfer

$

(50,000) $

6/27/2013

10231

(2,520) $

6/14/2013

10231

$

5/16/2013

10231

2,240,000 $

3/25/2013

10231

$

11/15/2012

10231

291,409,384 Transfer of cap due to servicing transfer

9/27/2012

10231

850,000 $

8/23/2012

10231

$

8/16/2012

10231

290,559,384 Transfer of cap due to servicing transfer

7/16/2012

10231

100,000 $

6/28/2012

10231

$

4/16/2012

10231

290,459,384 Transfer of cap due to servicing transfer

3/15/2012

N/A

1,100,000 $

10/14/2011

798,000,000

$

6/29/2011

$

289,359,384 Transfer of cap due to servicing transfer

5/13/2011

Financial Instrument for Home Loan Modifications

1,000,000 $

3/30/2011

Purchase

$

1/6/2011

CO

288,359,384 Transfer of cap due to servicing transfer

9/30/2010

Littleton

100,000 $

9/1/2010

10503

$

7/14/2010

10503

288,259,384 Transfer of cap due to servicing transfer

3/26/2010

10503

1,800,000 $

12/30/2009

10503

$

9/30/2009

10503

(3,592) $

6/17/2009

10503

$

11/14/2013

10503

(384) $

10/15/2013

10503

$

9/27/2013

10503

2,400,000 $

9/16/2013

10503

$

7/16/2013

10503

284,063,360 Updated portfolio data from servicer

6/27/2013

10503

(325) $

6/14/2013

10503

$

5/16/2013

10503

284,063,685 Updated portfolio data from servicer

4/16/2013

10503

300,000 $

3/25/2013

10503

$

3/14/2013

10503

283,763,685 Updated portfolio data from servicer

2/14/2013

10503

3,763,685 $

1/16/2013

RBS

$

12/27/2012

10503

280,000,000 Transfer of cap due to servicing transfer

12/14/2012

10503

1,100,000 $

11/15/2012

10503

$

10/16/2012

10503

278,900,000 Updated portfolio data from servicer

9/27/2012

10503

(75,610,000) $

7/16/2012

10503

$

6/28/2012

10503

354,510,000 Updated portfolio data from servicer

6/14/2012

10503

74,520,000 $

5/16/2012

10503

$

4/16/2012

10503

57,980,000 $

2/16/2012

10503

$

11/16/2011

10503

90,990,000 $

9/15/2011

10503

$

131,020,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
222,010,000 cap
Updated portfolio data from servicer & HAFA initial
279,990,000 cap

8/16/2011

10503

(63,980,000) $

6/29/2011

10503

$

3/30/2011

10503

200,790,904 Transfer of cap due to servicing transfer

1/13/2011

10503

(320,000) $

1/6/2011

10503

$

12/15/2010

10503

201,110,904 Transfer of cap due to servicing transfer

9/30/2010

10503

3,610,000 $

6/17/2009

N/A

$

8/13/2010

195,000,000

(388) $

7/14/2010

$

$

197,501,292 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
197,500,904 reallocation

3/26/2010

Financial Instrument for Home Loan Modifications

6,730,000 $

12/30/2009

Purchase

$

9/30/2009

CA

190,771,292 Transfer of cap due to servicing transfer

11/14/2013
Santa Ana

7,210,000 $

8/16/2012

Carrington Mortgage Services, LLC

$

10/15/2013

10309

Nationstar Mortgage LLC

Reason for Adjustment

9/27/2013

10309

5/28/2009

Adjusted Cap

8/15/2013

10309

5/1/2009

Cap Adjustment Amount

7/16/2013

10309

4/27/2009

Adjustment
Date

$

(15) $

109,043,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,043,110 reallocation

7/9/2013

$

(23,179,591) $

6/12/2009

$

16,140,000 $

286,463,360 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
286,462,976 reallocation
Updated due to quarterly assessment and
286,459,384 reallocation

293,649,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
293,646,864 reallocation
295,336,864 Transfer of cap due to servicing transfer
295,306,864 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
295,300,232 reallocation

306,639,129 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
306,634,950 reallocation

306,254,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
306,253,428 reallocation
306,523,428 Transfer of cap due to servicing transfer
311,893,428 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
311,892,903 reallocation

459,550,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP initial
447,690,000 cap
Updated portfolio data from servicer & HAFA initial
469,020,000 cap

401,700,000 Initial FHA-HAMP cap
393,245,731 Updated portfolio data from servicer
393,245,389 Updated portfolio data from servicer
Updated due to quarterly assessment and
393,245,015 reallocation
411,245,015 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
411,241,742 reallocation

410,641,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
410,639,974 reallocation

109,113,126 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,113,125 reallocation

85,863,519 Termination of SPA
117,140,000 Updated portfolio data from servicer

Page 7 of 38

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
Transaction
Type

1

Pricing
Mechanism

9/30/2009

10406
10406
10406
10406
Residential Credit Solutions, Inc.

Fort Worth
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326

TX

Purchase

Financial Instrument for Home Loan Modifications

$

19,400,000

N/A

$

(100,000) $

403,273,950 Transfer of cap due to servicing transfer

$

90,000 $

403,363,950 Transfer of cap due to servicing transfer

$

(2,380,000) $

$

(2,957) $

$

(2,580,000) $

398,400,993 Transfer of cap due to servicing transfer

$

131,450,000 $

529,850,993 Transfer of cap due to servicing transfer

$

166,976,849 $

$

(12,806) $

696,827,842 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
696,815,036 reallocation

$

160,000 $

696,975,036 Transfer of cap due to servicing transfer

$

50,000 $

$

(1,882) $

$

(10,000) $

$

(280,000) $

$

(6,437) $

696,733,154 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
696,726,717 reallocation

$

30,000 $

696,756,717 Transfer of cap due to servicing transfer

$

(1,510,000) $

695,246,717 Transfer of cap due to servicing transfer

$

(1,070,000) $

$

(2,099) $

$

23,179,591 $

694,176,717 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
694,174,618 reallocation
Transfer of cap (from Aurora Loan Services LLC )
717,354,209 due to servicing transfer

$

490,000 $

$

289,070,000 $

$

(1,118) $

$

63,440,000 $

11/14/2013

10406

403,373,950 Transfer of cap due to servicing transfer

10/15/2013

10406

100,000 $

9/27/2013

10406

$

9/16/2013

10406

(4,248) $

7/16/2013

10406

$

7/9/2013

10406

20,077,503 $

6/27/2013

10406

$

6/14/2013

10406

(428) $

5/16/2013

10406

$

4/16/2013

10406

29,800,000 $

3/25/2013

10406

$

3/14/2013

10406

900,000 $

2/14/2013

10406

$

12/27/2012

10406

352,501,123 Updated portfolio data from servicer

12/14/2012

10406

(363) $

11/15/2012

10406

$

9/27/2012

10406

352,501,486 Updated portfolio data from servicer

8/23/2012

10406

1,700,000 $

8/16/2012

10406

$

7/16/2012

10406

700,000 $

6/28/2012

10406

$

6/14/2012

10406

33,801,486 $

5/16/2012

10406

$

3/15/2012

10406

2,900,000 $

11/16/2011

10406

$

6/29/2011

10406

100,000 $

5/26/2011

10406

$

3/30/2011

10406

313,300,000 Updated portfolio data from servicer

3/16/2011

10406

(85,900,000) $

2/16/2011

10406

$

1/6/2011

10406

399,200,000 Updated portfolio data from servicer

12/15/2010

10406

67,250,000 $

11/16/2010

10406

$

9/30/2010

10406

80,250,000 $

9/30/2010

10406

Note

$

8/13/2010

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

134,560,000 $

7/14/2010

Investment Description

Reason for Adjustment
Updated portfolio data from servicer & HPDP initial
251,700,000 cap
Updated portfolio data from servicer & HAFA initial
331,950,000 cap

3/26/2010

State

$

12/30/2009

City
10406

6/12/2009

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

$

5,060,000 $

9/30/2009

$

(1,860,000) $

12/30/2009

$

27,920,000 $

3/26/2010

$

(1,390,000) $

7/14/2010

$

(13,870,000) $

9/30/2010

$

400,000 $

30,200,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
30,600,000 initial 2MP cap

9/30/2010

$

586,954 $

31,186,954 Updated portfolio data from servicer

1/6/2011

$

(34) $

3/30/2011

$

(37) $

4/13/2011

$

100,000 $

6/29/2011

$

(329) $

9/15/2011

$

(1,900,000) $

29,386,554 Transfer of cap due to servicing transfer

11/16/2011

$

2,800,000 $

32,186,554 Transfer of cap due to servicing transfer

5/16/2012

$

420,000 $

32,606,554 Transfer of cap due to servicing transfer

6/14/2012

$

8,060,000 $

6/28/2012

$

(313) $

7/16/2012

$

2,160,000 $

9/27/2012

$

(911) $

10/16/2012

$

5,690,000 $

11/15/2012

$

20,000 $

12/27/2012

$

(178) $

2/14/2013

$

3,190,000 $

51,725,152 Transfer of cap due to servicing transfer

3/14/2013

$

(260,000) $

3/25/2013

$

(713) $

51,465,152 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
51,464,439 reallocation

4/16/2013

$

1,330,000 $

52,794,439 Transfer of cap due to servicing transfer

5/16/2013

$

100,000 $

52,894,439 Transfer of cap due to servicing transfer

6/14/2013

$

20,000 $

6/27/2013

$

(264) $

7/16/2013

$

6,080,000 $

9/16/2013

$

(2,130,000) $

9/27/2013

$

(101) $

10/15/2013

$

6,910,000 $

313,400,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, initial
316,300,000 RD-HAMP, and initial 2MP cap
350,101,486 Updated portfolio data from servicer
350,801,486 Transfer of cap due to servicing transfer

353,401,123 Transfer of cap due to servicing transfer
383,201,123 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
383,200,695 reallocation
403,278,198 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
403,273,950 reallocation

400,983,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
400,980,993 reallocation

697,025,036 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
697,023,154 reallocation
697,013,154 Transfer of cap due to servicing transfer

717,844,209 Transfer of cap due to servicing transfer
1,006,914,209 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,006,913,091 reallocation
1,070,353,091 Transfer of cap due to servicing transfer
1,075,413,091 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP initial
17,540,000 cap
Updated portfolio data from servicer & HAFA initial
45,460,000 cap
44,070,000 Updated portfolio data from servicer

31,186,920 Updated portfolio data from servicer
Updated due to quarterly assessment and
31,186,883 reallocation
31,286,883 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,286,554 reallocation

40,666,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,666,241 reallocation
42,826,241 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
42,825,330 reallocation
48,515,330 Transfer of cap due to servicing transfer
48,535,330 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
48,535,152 reallocation

52,914,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
52,914,175 reallocation
58,994,175 Transfer of cap due to servicing transfer
56,864,175 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
56,864,074 reallocation
63,774,074 Transfer of cap due to servicing transfer

Page 8 of 38

Servicer Modifying Borrowers' Loans
Name of Institution

Date
6/17/2009

Adjustment Details
City

CCO Mortgage, a division of RBS Citizens NA

Glen Allen

State

Transaction
Type

VA

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

1

16,520,000

Pricing
Mechanism

Note

N/A

6/19/2009

Wescom Central Credit Union

12

10126

9

10126
6/26/2009

Citizens First Wholesale Mortgage Company

The Villages

FL

Purchase

Financial Instrument for Home Loan Modifications

$

30,000

N/A

10002
10002
10002
10002
10002
6/26/2009

Technology Credit Union

San Jose

CA

Purchase

Financial Instrument for Home Loan Modifications

$

70,000

N/A

10014
10014
10014
10014
10014
10014
10014
10014
10014
10014
10014
10014
6/26/2009

National City Bank

Miamisburg
10349
10349
10349
10349
10349
10349

OH

Purchase

Financial Instrument for Home Loan Modifications

$

294,980,000

N/A

$

(462) $

$

(1,270) $

$

(214) $

$

(812) $

$

(306) $

$

(110) $

$

2,020,000 $

$

11,370,000 $

$

(14,160,000) $

$

330,000 $

$

16,490,000 $

$

(14,260,000) $

3,100,000 Updated portfolio data from servicer

$

(1,800,000) $

1,300,000 Updated portfolio data from servicer

$

1,500,000 $

2,800,000 Updated portfolio data from servicer

$

1,551,668 $

4,351,668 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(1,800,000) $

6/3/2011

$

(1,872,787) $

6/14/2012

$

990,000 $

$

372,177 $

9/30/2009

$

(10,000) $

$

590,000 $

$

(580,000) $

30,000 Updated portfolio data from servicer

$

70,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

12/30/2009

$

2,180,000 $

$

(720,000) $

1,530,000 Updated portfolio data from servicer

$

(430,000) $

1,100,000 Updated portfolio data from servicer

$

60,445 $

1,160,445 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(12) $

$

(9) $

$

(23) $

$

(4) $

$

(13) $

$

(5) $

9/27/2013

10126

(616) $

6/27/2013

10126

$

3/25/2013

10126

(65) $

12/27/2012

10126

$

9/27/2012

10126

(51) $

6/28/2012

10126

$

6/29/2011

10126

37,040,846 Updated portfolio data from servicer

3/30/2011

10126

(4,300,000) $

1/6/2011

10126

$

9/30/2010

N/A

41,340,846 Updated portfolio data from servicer

7/14/2010

540,000

(4,459,154) $

3/26/2010

$

$

2/17/2011

Financial Instrument for Home Loan Modifications

45,800,000 Updated portfolio data from servicer

9/30/2010

Purchase

(8,860,000) $

7/14/2010

CA

$

3/26/2010

Anaheim

54,660,000 Updated portfolio data from servicer

12/30/2009

10224

(14,470,000) $

9/27/2012

10224

$

5/13/2011

N/A

69,130,000 Updated portfolio data from servicer

3/30/2011

770,000

65,640,000 $

1/6/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

(42,210,000) $

7/30/2010

Purchase

$

7/14/2010

WA

(11,300,000) $

3/26/2010

Port Angeles

$

12/30/2009

10131

(62) $

9/30/2009

10131

$

5/26/2010

10131

(175) $

3/26/2010

10131

$

12/30/2009

10131

(475) $

9/27/2013

10131

$

6/27/2013

10131

(131) $

3/25/2013

10131

$

12/27/2012

10131

(807) $

9/27/2012

10131

$

6/28/2012

10131

(309) $

6/29/2011

10131

$

3/30/2011

10131

(452) $

1/6/2011

10131

$

12/15/2010

10131

(55) $

9/30/2009

N/A

$

9/30/2010

57,000,000

(46) $

7/14/2010

$

$

4/9/2010

Financial Instrument for Home Loan Modifications

42,646,346 Updated portfolio data from servicer

3/26/2010

Purchase

7,846,346 $

12/30/2009

PR

$

9/27/2013
San Juan

34,800,000 Updated portfolio data from servicer

6/27/2013

10052

(23,350,000) $

3/25/2013

10052

$

12/27/2012

10052

58,150,000 Updated portfolio data from servicer

9/27/2012

10052

(116,950,000) $

6/28/2012

10052

$

6/29/2011

10052

145,510,000 $

3/30/2011

10052

$

1/6/2011

10052

13,070,000 $

9/30/2010

10052

$

7/14/2010

10052

First Federal Savings and Loan

Reason for Adjustment
Updated portfolio data from servicer & HPDP initial
29,590,000 cap
Updated portfolio data from servicer & HAFA initial
175,100,000 cap

3/26/2010

10052

6/19/2009

Adjusted Cap

12/30/2009

10052

RG Mortgage Corporation

Cap Adjustment Amount

9/30/2009

10052

6/17/2009

Adjustment
Date

$

(2) $

9/30/2009

$

315,170,000 $

12/30/2009

$

90,280,000 $

3/26/2010

$

(18,690,000) $

7/14/2010

$

(272,640,000) $

9/30/2010

$

80,600,000 $

409,100,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
489,700,000 initial 2MP cap

9/30/2010

$

71,230,004 $

560,930,004 Updated portfolio data from servicer

1/6/2011

$

(828) $

560,929,176 Updated portfolio data from servicer

42,646,300 Updated portfolio data from servicer
Updated due to quarterly assessment and
42,646,245 reallocation
Updated due to quarterly assessment and
42,645,793 reallocation
Updated due to quarterly assessment and
42,645,484 reallocation
Updated due to quarterly assessment and
42,644,677 reallocation
Updated due to quarterly assessment and
42,644,546 reallocation
Updated due to quarterly assessment and
42,644,071 reallocation
Updated due to quarterly assessment and
42,643,896 reallocation
Updated due to quarterly assessment and
42,643,834 reallocation
Updated portfolio data from servicer & HPDP initial
45,700,000 cap
Updated portfolio data from servicer & HAFA initial
3,490,000 cap

37,040,795 Updated portfolio data from servicer
Updated due to quarterly assessment and
37,040,730 reallocation
Updated due to quarterly assessment and
37,040,114 reallocation
Updated due to quarterly assessment and
37,039,652 reallocation
Updated due to quarterly assessment and
37,038,382 reallocation
Updated due to quarterly assessment and
37,038,168 reallocation
Updated due to quarterly assessment and
37,037,356 reallocation
Updated due to quarterly assessment and
37,037,050 reallocation
Updated due to quarterly assessment and
37,036,940 reallocation
Updated portfolio data from servicer & HAFA initial
2,790,000 cap
14,160,000 Updated portfolio data from servicer
- Termination of SPA
Updated portfolio data from servicer & HPDP initial
870,000 cap
Updated portfolio data from servicer & HAFA initial
17,360,000 cap

4,351,666 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,351,664 reallocation
2,551,664 Transfer of cap due to servicing transfer
678,877 Termination of SPA
1,668,877 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,041,054 reallocation
Updated portfolio data from servicer & HPDP initial
20,000 cap
Updated portfolio data from servicer & HAFA initial
610,000 cap

- Termination of SPA
Updated portfolio data from servicer & HAFA initial
2,250,000 cap

1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,431 reallocation
Updated due to quarterly assessment and
1,160,422 reallocation
Updated due to quarterly assessment and
1,160,399 reallocation
Updated due to quarterly assessment and
1,160,395 reallocation
Updated due to quarterly assessment and
1,160,382 reallocation
Updated due to quarterly assessment and
1,160,377 reallocation
Updated due to quarterly assessment and
1,160,375 reallocation
Updated portfolio data from servicer & HPDP initial
610,150,000 cap
Updated portfolio data from servicer & HAFA initial
700,430,000 cap
681,740,000 Updated portfolio data from servicer

Page 9 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10349

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

2/16/2011

Wachovia Mortgage, FSB

7/1/2009

Bayview Loan Servicing, LLC

1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
7/10/2009

Lake National Bank

Mentor
10355
10355
10355
10355
10355
10355
10355

OH

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

34,540,000 $

$

1,010,000 $

$

(34,250,000) $

$

600,000 $

$

(15,252,303) $

$

(70) $

$

(86) $

$

400,000 $

98,747,541 Transfer of cap due to servicing transfer

$

100,000 $

$

(771) $

98,847,541 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
98,846,770 reallocation

$

600,000 $

99,446,770 Transfer of cap due to servicing transfer

$

(18,900,000) $

80,546,770 Transfer of cap due to servicing transfer

$

900,000 $

81,446,770 Transfer of cap due to servicing transfer

$

2,400,000 $

83,846,770 Transfer of cap due to servicing transfer

$

(100,000) $

83,746,770 Transfer of cap due to servicing transfer

$

200,000 $

83,946,770 Transfer of cap due to servicing transfer

$

30,000 $

83,976,770 Transfer of cap due to servicing transfer

$

1,810,000 $

$

(508) $

$

2,660,000 $

$

(1,249) $

$

160,000 $

88,605,013 Transfer of cap due to servicing transfer

$

6,970,000 $

95,575,013 Transfer of cap due to servicing transfer

$

13,590,000 $

$

(298) $

109,165,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,164,715 reallocation

$

90,000 $

109,254,715 Transfer of cap due to servicing transfer

$

3,250,000 $

112,504,715 Transfer of cap due to servicing transfer

$

830,000 $

$

(1,023) $

$

1,490,000 $

114,823,692 Transfer of cap due to servicing transfer

$

660,000 $

115,483,692 Transfer of cap due to servicing transfer

$

7,470,000 $

$

(308) $

$

21,430,000 $

144,383,384 Transfer of cap due to servicing transfer

$

11,730,000 $

$

(91) $

156,113,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,113,293 reallocation

$

5,430,000 $

11/14/2013

1000667

$

10/15/2013

1000667

43,590,000 $

9/27/2013

1000667

$

9/16/2013

1000667

23,850,000 $

7/16/2013

1000667

$

6/27/2013

1000667

9/30/2009

6/14/2013

1000667

(54,767) $

5/16/2013

1000667

$

4/16/2013

1000667

3/12/2010

3/25/2013

1000667

(2,050,236,344) $

3/14/2013

1000667

$

2/14/2013

1000667

692,640,000 $

1/16/2013

1000667

$

12/27/2012

1000667

723,880,000 $

12/14/2012

1000667

$

10/16/2012

1000667

(1,565) $

9/27/2012

1000667

$

7/16/2012

1000667

(4,393) $

6/28/2012

1000667

$

6/14/2012

1000667

(11,713) $

5/16/2012

1000667

$

4/16/2012

1000667

(3,105) $

3/15/2012

1000667

$

2/16/2012

N/A

(18,467) $

1/13/2012

44,260,000

$

10/14/2011

$

(6,771) $

9/15/2011

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

(10,000) $

5/13/2011

FL

$

4/13/2011

Coral Gables

558,618,998 Transfer of cap due to servicing transfer

3/30/2011

3

200,000 $

1/6/2011

1000642

$

9/30/2010

1000642

558,418,998 Transfer of cap due to servicing transfer

9/30/2010

1000642

(100,000) $

9/30/2009

N/A

$

7/14/2010

634,010,000

558,518,998 Transfer of cap due to servicing transfer

5/7/2010

$

200,000 $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

558,318,998 Transfer of cap due to servicing transfer

2/17/2010

IA

(300,000) $

12/30/2009

Des Moines

$

11/15/2012

7/1/2009

558,618,998 Transfer of cap due to servicing transfer

9/27/2013

10349

300,000 $

6/27/2013

10349

$

3/25/2013

10349

(9,197) $

12/27/2012

10349

$

558,328,195 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,318,998 reallocation

9/27/2012

10349

(200,000) $

6/28/2012

10349

$

6/14/2012

10349

558,528,195 Transfer of cap due to servicing transfer

3/15/2012

10349

(200,000) $

2/16/2012

10349

$

1/13/2012

10349

558,728,195 Transfer of cap due to servicing transfer

11/16/2011

10349

(2,300,000) $

10/14/2011

10349

$

6/29/2011

10349

(981) $

6/16/2011

10349

$

5/13/2011

10349

(100,000) $

4/13/2011

10349

$

3/30/2011

10349

200,000 $

3/16/2011

10349

$

561,129,176 Transfer of cap due to servicing transfer

$

20,900,000 $

9/30/2009

$

150,000 $

12/30/2009

$

130,000 $

3/26/2010

$

50,000 $

430,000 Updated portfolio data from servicer

7/14/2010

$

(30,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

35,167 $

435,167 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(6) $

561,029,176 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
561,028,195 reallocation

558,608,998 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,602,227 reallocation
Updated due to quarterly assessment and
558,583,760 reallocation
Updated due to quarterly assessment and
558,580,655 reallocation
Updated due to quarterly assessment and
558,568,942 reallocation
Updated due to quarterly assessment and
558,564,549 reallocation
Updated due to quarterly assessment and
558,562,984 reallocation
Updated portfolio data from servicer & HPDP initial
1,357,890,000 cap
Updated portfolio data from servicer & HAFA initial
2,050,530,000 cap
Transfer of cap (to Wells Fargo Bank) due to
293,656 merger
Transfer of cap (to Wells Fargo Bank) due to
238,890 merger
Updated portfolio data from servicer & HPDP initial
68,110,000 cap
Updated portfolio data from servicer & HAFA initial
111,700,000 cap
146,240,000 Updated portfolio data from servicer
147,250,000 Initial 2MP cap
113,000,000 Updated portfolio data from servicer
113,600,000 Initial FHA-2LP cap
98,347,697 Updated portfolio data from servicer
98,347,627 Updated portfolio data from servicer
Updated due to quarterly assessment and
98,347,541 reallocation

85,786,770 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
85,786,262 reallocation
88,446,262 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
88,445,013 reallocation

113,334,715 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
113,333,692 reallocation

122,953,692 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
122,953,384 reallocation

161,543,293 Transfer of cap due to servicing transfer
182,443,293 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP initial
250,000 cap
Updated portfolio data from servicer & HAFA initial
380,000 cap

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation

Page 10 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10355

IBM Southeast Employees' Federal Credit Union

PNC Bank, National Association

1000834
1000834
7/17/2009

Farmers State Bank

West Salem

OH

Purchase

Financial Instrument for Home Loan Modifications

$

170,000

N/A

10612
10612
10612
10612
10612
7/17/2009

ShoreBank

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

1,410,000

N/A

10257
10257
10257
10257
10257
10257
10257
10257
10257
10257
10257
10257
10257
7/22/2009

Homeward Residential, Inc. (American Home Mortgage
Servicing, Inc)
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727

12
Coppell

TX

Purchase

Financial Instrument for Home Loan Modifications

$

1,272,490,000

N/A

(20,077,503) $

$

(36,240,000) $

$

19,280,000 $

$

2,470,000 $

39,980,000 Updated portfolio data from servicer

$

(17,180,000) $

22,800,000 Updated portfolio data from servicer

$

35,500,000 $

58,300,000 Initial FHA-2LP cap and initial 2MP cap

$

23,076,191 $

81,376,191 Updated portfolio data from servicer

$

(123) $

$

(147) $

$

(100,000) $

$

(1,382) $

$

(300,000) $

$

(1,003) $

$

(2,745) $

$

(460) $

$

(1,740) $

$

60,000 $

$

(656) $

$

(234) $

$

(90,000) $

$

50,000 $

$

100,000 $

230,000 Updated portfolio data from servicer

$

(130,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

$

890,000 $

$

1,260,000 $

$

(20,000) $

3,540,000 Updated portfolio data from servicer

$

(240,000) $

3,300,000 Updated portfolio data from servicer

$

471,446 $

3,771,446 Updated portfolio data from servicer

$

(3) $

$

(4) $

$

(1,100,000) $

$

(38) $

$

(29) $

$

(79) $

$

(13) $

3/25/2013

1000834

$

12/27/2012

1000834

5/26/2011

9/27/2012

1000834

(34) $

6/28/2012

1000834

$

6/29/2011

1000834

(29,400,000) $

4/13/2011

1000834

$

3/30/2011

1000834

54,105,702 Updated portfolio data from servicer

1/6/2011

1000834

(37) $

9/30/2010

1000834

$

7/14/2010

1000834

54,105,739 Updated portfolio data from servicer

3/26/2010

1000834

(8,194,261) $

12/30/2009

1000834

$

9/30/2009

1000834

62,300,000 Updated portfolio data from servicer

5/20/2011

1000834

(22,580,000) $

9/30/2010

1000834

$

9/30/2009

N/A

84,880,000 Updated portfolio data from servicer

7/14/2010

54,470,000

18,360,000 $

3/26/2010

$

$

12/30/2009

Financial Instrument for Home Loan Modifications

24,510,000 $

9/27/2013

Purchase

$

6/27/2013

PA

18,530,000 $

4/9/2013

Pittsburgh

$

48,589 Termination of SPA
Updated portfolio data from servicer & HPDP initial
42,010,000 cap
Updated portfolio data from servicer & HAFA initial
66,520,000 cap

3/25/2013

11

(821,722) $

12/27/2012

1000957

$

9/27/2012

1000957

9/14/2012

6/28/2012

1000957

(9) $

10/14/2011

1000957

$

6/29/2011

1000957

(12) $

5/13/2011

1000957

$

3/30/2011

1000957

(1) $

1/6/2011

1000957

$

9/30/2009

N/A

(1) $

9/30/2010

23,480,000

$

9/30/2010

$

870,334 Updated portfolio data from servicer

7/14/2010

Financial Instrument for Home Loan Modifications

170,334 $

3/26/2010

Purchase

$

12/30/2009

IN

700,000 Updated portfolio data from servicer

3/30/2011

Evansville

(400,000) $

3/16/2011

12

$

1/6/2011

10029

1,100,000 Updated portfolio data from servicer

9/30/2010

10029

(10,000) $

7/14/2010

10029

$

3/26/2010

10029

250,000 $

12/30/2009

10029

$

9/30/2009

10029

(10,000) $

6/28/2012

10029

$

10,651 Termination of SPA
Updated portfolio data from servicer & HPDP initial
860,000 cap
Updated portfolio data from servicer & HAFA initial
1,110,000 cap

6/29/2011

N/A

(424,504) $

3/30/2011

870,000

$

1/6/2011

$

8/23/2012

9/30/2010

Financial Instrument for Home Loan Modifications

(4) $

7/14/2010

Purchase

$

3/26/2010

FL

10029

7/17/2009

Reason for Adjustment
Updated due to quarterly assessment and
435,155 reallocation

12/30/2009

Delray Beach

MorEquity, Inc.

Adjusted Cap

9/30/2009

12

10029

7/17/2009

Cap Adjustment Amount

6/28/2012

10355
7/10/2009

Adjustment
Date

$

(50) $

4/9/2013

$

(2,324,244) $

9/30/2009

$

(53,670,000) $

12/30/2009

$

250,450,000 $

346,986 Termination of SPA
Updated portfolio data from servicer & HPDP initial
1,218,820,000 cap
Updated portfolio data from servicer & HAFA initial
1,469,270,000 cap

3/26/2010

$

124,820,000 $

1,594,090,000 Updated portfolio data from servicer

7/14/2010

$

(289,990,000) $

1,304,100,000 Updated portfolio data from servicer

9/30/2010

$

1,690,508 $

1,305,790,508 Updated portfolio data from servicer

10/15/2010

$

300,000 $

1,306,090,508 Transfer of cap due to servicing transfer

11/16/2010

$

(100,000) $

1,305,990,508 Transfer of cap due to servicing transfer

1/6/2011

$

(1,173) $

2/16/2011

$

(500,000) $

3/30/2011

$

(1,400) $

4/13/2011

$

3,100,000 $

6/29/2011

$

(12,883) $

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,311 reallocation

24,705,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
24,705,668 reallocation
Termination of SPA
4,628,165 (remaining cap equals distribution amount)
Updated portfolio data from servicer & HPDP initial
18,230,000 cap
Updated portfolio data from servicer & HAFA initial
37,510,000 cap

81,376,068 Updated portfolio data from servicer
Updated due to quarterly assessment and
81,375,921 reallocation
81,275,921 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
81,274,539 reallocation
80,974,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
80,973,536 reallocation
Updated due to quarterly assessment and
80,970,791 reallocation
Updated due to quarterly assessment and
80,970,331 reallocation
Updated due to quarterly assessment and
80,968,591 reallocation
Transfer of cap (from RBC bank (USA) ) due to
81,028,591 merger
Updated due to quarterly assessment and
81,027,935 reallocation
Updated due to quarterly assessment and
81,027,701 reallocation
Updated portfolio data from servicer & HPDP initial
80,000 cap
Updated portfolio data from servicer & HAFA initial
130,000 cap

- Termination of SPA
Updated portfolio data from servicer & HPDP initial
2,300,000 cap
Updated portfolio data from servicer & HAFA initial
3,560,000 cap

3,771,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,771,439 reallocation
2,671,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,671,401 reallocation
Updated due to quarterly assessment and
2,671,372 reallocation
Updated due to quarterly assessment and
2,671,293 reallocation
Updated due to quarterly assessment and
2,671,280 reallocation
Updated due to quarterly assessment and
2,671,230 reallocation

1,305,989,335 Updated portfolio data from servicer
1,305,489,335 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,487,935 reallocation
1,308,587,935 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,308,575,052 reallocation

Page 11 of 38

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10727

1000455
7/29/2009

FIRST BANK

St. Louis

MO

Purchase

Financial Instrument for Home Loan Modifications

$

6,460,000

N/A

10455
10455
10455
10455
10455
10455
10455
10455
10455
10455
10455
10455
7/29/2009

Purdue Employees Federal Credit Union

West Lafayette
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505

IN

Purchase

Financial Instrument for Home Loan Modifications

$

1,090,000

N/A

1,780,000 $

$

2,840,000 $

$

2,800,000 $

11,630,000 Updated portfolio data from servicer

$

(5,730,000) $

5,900,000 Updated portfolio data from servicer

$

2,658,280 $

8,558,280 Updated portfolio data from servicer

$

(12) $

$

(14) $

$

(129) $

$

(94) $

$

(256) $

$

(43) $

$

(162) $

$

(60) $

$

(21) $

9/30/2009

$

(490,000) $

$

6,750,000 $

$

(6,340,000) $

780,000 Updated portfolio data from servicer

$

(180,000) $

600,000 Updated portfolio data from servicer

$

125,278 $

$

(1) $

$

(4) $

$

(1) $

$

(1) $

$

47,663 $

9/30/2009

$

(1,530,000) $

$

680,000 $

$

2,460,000 $

8,070,000 Updated portfolio data from servicer

$

(2,470,000) $

5,600,000 Updated portfolio data from servicer

$

2,523,114 $

8,123,114 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(15) $

$

(3) $

$

(5) $

$

(1) $

$

(5) $

6/27/2013

1000455

$

3/25/2013

1000455

9/30/2009

12/27/2012

1000455

(655) $

9/27/2012

1000455

$

6/28/2012

1000455

(14,870,000) $

6/29/2011

1000455

$

3/30/2011

1000455

(1,947) $

1/6/2011

1000455

$

9/30/2010

N/A

(19,120,000) $

7/14/2010

860,000

$

3/26/2010

$

(621,110,000) $

12/30/2009

Financial Instrument for Home Loan Modifications

$

3/25/2013

Purchase

(12,821) $

9/27/2012

CA

$

6/28/2012

San Diego

(84,160,000) $

6/29/2011

10439

$

3/30/2011

10439

1,305,380,504 Transfer of cap due to servicing transfer

9/30/2010

10439

20,000 $

7/14/2010

10439

$

3/26/2010

10439

1,305,360,504 Transfer of cap due to servicing transfer

12/30/2009

10439

(80,000) $

9/27/2013

10439

$

6/27/2013

10439

(3,676) $

3/25/2013

10439

$

1,305,444,180 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,440,504 reallocation

12/27/2012

10439

(50,000) $

9/27/2012

10439

$

6/28/2012

10439

1,305,494,180 Transfer of cap due to servicing transfer

6/29/2011

10439

(30,000) $

3/30/2011

N/A

$

1/6/2011

4,210,000

1,305,524,180 Transfer of cap due to servicing transfer

9/30/2010

$

(260,000) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(22,494) $

12/30/2009

MI

$

9/27/2013
Southfield

(80,000) $

7/16/2013

10727

$

6/27/2013

10727

(470,000) $

5/16/2013

10727

$

4/16/2013

10727

(8,378) $

3/25/2013

10727

$

3/14/2013

10727

(10,000) $

2/14/2013

10727

$

1/16/2013

10727

1,306,375,052 Transfer of cap due to servicing transfer

12/27/2012

10727

(1,100,000) $

12/14/2012

10727

$

11/15/2012

10727

1,307,475,052 Transfer of cap due to servicing transfer

10/16/2012

10727

(100,000) $

9/27/2012

10727

$

8/16/2012

10727

1,307,575,052 Transfer of cap due to servicing transfer

7/16/2012

10727

(1,000,000) $

6/28/2012

10727

$

5/16/2012

10727

Mission Federal Credit Union

Reason for Adjustment

11/16/2011

10727

7/22/2009

Adjusted Cap

10/14/2011

10727

Mortgage Center, LLC

Cap Adjustment Amount

9/15/2011

10727

7/22/2009

Note

Adjustment
Date

$

(1) $

9/30/2009

$

(60,000) $

12/30/2009

$

1,260,000 $

8,123,112 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,123,110 reallocation
Updated due to quarterly assessment and
8,123,095 reallocation
Updated due to quarterly assessment and
8,123,092 reallocation
Updated due to quarterly assessment and
8,123,087 reallocation
Updated due to quarterly assessment and
8,123,086 reallocation
Updated due to quarterly assessment and
8,123,081 reallocation
Updated due to quarterly assessment and
8,123,080 reallocation
Updated portfolio data from servicer & HPDP initial
1,030,000 cap
Updated portfolio data from servicer & HAFA initial
2,290,000 cap

3/26/2010

$

2,070,000 $

4,360,000 Updated portfolio data from servicer

7/14/2010

$

(3,960,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

180,222 $

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

6/28/2012

$

(6) $

9/27/2012

$

(17) $

12/27/2012

$

(3) $

3/25/2013

$

(11) $

6/27/2013

$

(4) $

1,306,365,052 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,306,356,674 reallocation
1,305,886,674 Transfer of cap due to servicing transfer
1,305,806,674 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,784,180 reallocation

1,221,220,504 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,221,207,683 reallocation
600,097,683 Transfer of cap due to servicing transfer
580,977,683 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
580,975,736 reallocation
566,105,736 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
566,105,081 reallocation
Updated portfolio data from servicer & HPDP initial
5,990,000 cap
Updated portfolio data from servicer & HAFA initial
8,830,000 cap

8,558,268 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,558,254 reallocation
Updated due to quarterly assessment and
8,558,125 reallocation
Updated due to quarterly assessment and
8,558,031 reallocation
Updated due to quarterly assessment and
8,557,775 reallocation
Updated due to quarterly assessment and
8,557,732 reallocation
Updated due to quarterly assessment and
8,557,570 reallocation
Updated due to quarterly assessment and
8,557,510 reallocation
Updated due to quarterly assessment and
8,557,489 reallocation
Updated portfolio data from servicer & HPDP initial
370,000 cap
Updated portfolio data from servicer & HAFA initial
7,120,000 cap

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,273 reallocation
Updated due to quarterly assessment and
725,272 reallocation
Updated due to quarterly assessment and
725,271 reallocation
Updated due to quarterly assessment and
772,934 reallocation
Updated portfolio data from servicer & HPDP initial
4,930,000 cap
Updated portfolio data from servicer & HAFA initial
5,610,000 cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation

Page 12 of 38

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000505
7/29/2009

Wachovia Bank, N.A.

N/A

1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
8/5/2009

Lake City Bank

14
Warsaw

1000840
1000840

IN

Purchase

Financial Instrument for Home Loan Modifications

$

420,000

N/A

$

(100,000) $

3,862,394,604 Transfer of cap due to servicing transfer

$

(100,000) $

3,862,294,604 Transfer of cap due to servicing transfer

$

(126,080,000) $

3,736,214,604 Transfer of cap due to servicing transfer

$

(1,620,000) $

$

(16,192) $

$

(2,300,000) $

$

(20,000) $

$

(37,341) $

$

(1,130,000) $

3,731,091,071 Transfer of cap due to servicing transfer

$

(3,770,000) $

3,727,321,071 Transfer of cap due to servicing transfer

$

(180,000) $

$

(4,535) $

$

(60,000) $

3,727,076,536 Transfer of cap due to servicing transfer

$

(520,000) $

3,726,556,536 Transfer of cap due to servicing transfer

$

(90,000) $

$

(14,310) $

$

(110,000) $

3,726,342,226 Transfer of cap due to servicing transfer

$

(120,000) $

3,726,222,226 Transfer of cap due to servicing transfer

$

(50,000) $

$

(3,778) $

$

(103,240,000) $

3,622,928,448 Transfer of cap due to servicing transfer

$

(20,000) $

3,622,908,448 Transfer of cap due to servicing transfer

$

(99,960,000) $

$

(724) $

$

(77,990,000) $

3,444,957,724 Transfer of cap due to servicing transfer

$

(15,610,000) $

$

(10,000) $

$

502,430,000 $

$

(134,560,000) $

3,429,347,724 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP initial
707,370,000 cap
Updated portfolio data from servicer & HAFA initial
1,209,800,000 cap
Updated portfolio data from servicer & 2MP initial
1,075,240,000 cap

$

(392,140,000) $

$

(630,000) $

$

13,100,000 $

695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap

$

(8,006,457) $

687,563,543 Updated portfolio data from servicer

$

(100,000) $

$

(4,400,000) $

683,063,543 Updated portfolio data from servicer

$

(802) $

683,062,741 Updated portfolio data from servicer

$

(900,000) $

$

(4,000,000) $

$

(925) $

$

(122,900,000) $

$

(8,728) $

7/14/2011

707,380,000

3,862,494,604 Transfer of cap due to servicing transfer

6/29/2011

$

(2,800,000) $

5/13/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

3,865,294,604 Transfer of cap due to servicing transfer

3/16/2011

TX

519,211,309 $

2/16/2011

Lewisville

$

1/6/2011

10706

3,346,083,295 Transfer of cap due to servicing transfer

12/15/2010

10706

200,000 $

10/15/2010

10706

$

9/30/2010

10706

3,345,883,295 Transfer of cap due to servicing transfer

9/30/2010

10706

(100,000) $

7/16/2010

10706

$

7/14/2010

10706

3,345,983,295 Transfer of cap due to servicing transfer

3/26/2010

10706

(400,000) $

12/30/2009

10706

$

9/30/2009

10706

3,346,383,295 Transfer of cap due to servicing transfer

11/14/2013

10706

600,000 $

10/15/2013

10706

$

9/27/2013

10706

(34,606) $

9/16/2013

10706

$

3,345,817,901 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,345,783,295 reallocation

8/15/2013

10706

122,700,000 $

7/16/2013

10706

$

6/27/2013

10706

(200,000) $

6/14/2013

10706

$

5/16/2013

10706

(3,999) $

4/16/2013

10706

$

3/25/2013

10706

(100,000) $

3/14/2013

10706

$

2/14/2013

10706

3,223,421,900 Updated portfolio data from servicer

1/16/2013

10706

(3,636) $

12/27/2012

10706

$

12/14/2012

10706

3,223,425,536 Updated portfolio data from servicer

11/15/2012

10706

215,625,536 $

10/16/2012

10706

$

9/27/2012

10706

72,400,000 $

8/16/2012

10706

$

7/16/2012

10706

(1,934,230,000) $

6/28/2012

10706

$

6/14/2012

10706

1,006,580,000 $

5/16/2012

10706

$

2/16/2012

10706

1,178,180,000 $

1/13/2012

10706

$

11/16/2011

10706

(14,850,000) $

10/19/2011

10706

$

10/14/2011

10706

(8,413,225) $

9/15/2011

10706

$

8/16/2011

10706

8,413,225 Updated portfolio data from servicer

7/14/2011

10706

(28,686,775) $

6/29/2011

10706

$

5/13/2011

N/A

37,100,000 Updated portfolio data from servicer

4/13/2011

2,699,720,000

(46,200,000) $

3/30/2011

$

$

3/16/2011

Financial Instrument for Home Loan Modifications

83,300,000 Updated portfolio data from servicer

1/6/2011

Purchase

9,820,000 $

9/30/2010

TX

$

9/30/2010

Lewisville

26,160,000 $

7/14/2010

1000902

$

3/26/2010

1000902

(37,700,000) $

9/30/2009

N/A

$

12/30/2009

85,020,000

9/30/2009

12/3/2010

$

(1) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

1000902

EMC Mortgage Corporation

Reason for Adjustment
Updated due to quarterly assessment and
580,170 reallocation
Updated portfolio data from servicer & HPDP initial
47,320,000 cap
Updated portfolio data from servicer & HAFA initial
73,480,000 cap

3/26/2010

NC

1000902

7/31/2009

Adjusted Cap

12/30/2009

Charlotte

JP Morgan Chase Bank, NA

Cap Adjustment Amount

9/27/2013

1000902

7/31/2009

Adjustment
Date

$

(600,000) $

10/19/2011

$

(519,211,309) $

9/30/2009

$

180,000 $

12/30/2009

$

(350,000) $

3/26/2010

$

20,000 $

- Termination of SPA
Updated portfolio data from servicer & HPDP initial
2,684,870,000 cap
Updated portfolio data from servicer & HAFA initial
3,863,050,000 cap
Updated portfolio data from servicer & 2MP initial
4,869,630,000 cap
2,935,400,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
3,007,800,000 initial RD-HAMP

3,223,321,900 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,223,317,901 reallocation
3,223,117,901 Transfer of cap due to servicing transfer

3,734,594,604 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,734,578,412 reallocation
3,732,278,412 Transfer of cap due to servicing transfer
3,732,258,412 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,732,221,071 reallocation

3,727,141,071 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,727,136,536 reallocation

3,726,466,536 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,726,452,226 reallocation

3,726,172,226 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,726,168,448 reallocation

3,522,948,448 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,522,947,724 reallocation

683,100,000 Updated portfolio data from servicer
682,470,000 Transfer of cap to Saxon Mortgage Services, Inc.

687,463,543 Transfer of cap due to servicing transfer

682,162,741 Transfer of cap due to servicing transfer
678,162,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
678,161,816 reallocation
555,261,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
555,253,088 reallocation
554,653,088 Transfer of cap due to servicing transfer
35,441,779 Termination of SPA
Updated portfolio data from servicer & HPDP initial
600,000 cap
Updated portfolio data from servicer & HAFA initial
250,000 cap
270,000 Updated portfolio data from servicer

Page 13 of 38

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000840

8/12/2009

Litton Loan Servicing, LP

10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
8/12/2009

PennyMac Loan Services, LLC

Calasbasa
1000744

CA

Purchase

Financial Instrument for Home Loan Modifications

$

6,210,000

N/A

(549) $

372,426,179 Updated portfolio data from servicer

$

(900,000) $

$

(653) $

$

(6,168) $

$

(4,634) $

$

(430,000) $

$

(12,728) $

$

(20,000) $

$

(2,148) $

$

(8,137) $

$

(3,071) $

$

(1,101) $

$

(10,000) $

9/30/2009

$

313,050,000 $

$

275,370,000 $

371,027,539 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP initial
1,087,950,000 cap
Updated portfolio data from servicer & HAFA initial
1,363,320,000 cap

$

278,910,000 $

1,642,230,000 Updated portfolio data from servicer

$

(474,730,000) $

1,167,500,000 Updated portfolio data from servicer

$

(700,000) $

1,166,800,000 Transfer of cap to due to servicing transfer

$

(1,000,000) $

1,165,800,000 Transfer of cap to due to servicing transfer

$

(115,017,236) $

$

(800,000) $

$

800,000 $

1,050,782,764 Updated portfolio data from servicer

$

(1,286) $

1,050,781,478 Updated portfolio data from servicer

$

8,800,000 $

$

(1,470) $

$

(3,300,000) $

1,056,280,008 Transfer of cap due to servicing transfer

$

(300,000) $

1,055,980,008 Transfer of cap due to servicing transfer

$

(700,000) $

$

(13,097) $

1,055,280,008 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,055,266,911 reallocation

$

(200,000) $

1,055,066,911 Transfer of cap due to servicing transfer

$

(2,900,000) $

1,052,166,911 Transfer of cap due to servicing transfer

$

(300,000) $

1,051,866,911 Transfer of cap due to servicing transfer

$

(500,000) $

1,051,366,911 Transfer of cap due to servicing transfer

$

(2,600,000) $

1,048,766,911 Transfer of cap due to servicing transfer

$

(194,800,000) $

853,966,911 Transfer of cap due to servicing transfer

$

(400,000) $

$

(9,728) $

$

(7,990,000) $

$

(26,467) $

$

(4,466) $

$

(16,922) $

$

(6,386) $

9/27/2013

10438

$

6/27/2013

10438

372,426,728 Updated portfolio data from servicer

3/25/2013

10438

(22,200,000) $

12/27/2012

10438

$

9/27/2012

10438

(170,800,000) $

8/16/2012

10438

$

6/28/2012

10438

565,426,728 Updated portfolio data from servicer

2/16/2012

10438

38,626,728 $

1/13/2012

N/A

$

12/15/2011

774,900,000

526,800,000 Updated portfolio data from servicer

11/16/2011

$

(189,040,000) $

10/14/2011

Financial Instrument for Home Loan Modifications

$

9/15/2011

Purchase

715,840,000 Updated portfolio data from servicer

7/14/2011

TX

199,320,000 $

6/29/2011

Houston

$

6/16/2011

10717

(36,290,000) $

5/13/2011

10717

$

4/13/2011

10717

(121,190,000) $

3/30/2011

10717

$

3/16/2011

10717

9/30/2009

10,068 Termination of SPA
Updated portfolio data from servicer & HPDP initial
552,810,000 cap
Updated portfolio data from servicer & HAFA initial
516,520,000 cap

1/6/2011

10717

(515,201) $

12/15/2010

10717

$

10/15/2010

10717

7/22/2011

9/30/2010

10717

(7) $

9/15/2010

10717

$

8/13/2010

10717

(200,000) $

7/14/2010

10717

$

3/26/2010

10717

(1) $

12/30/2009

10717

$

11/14/2013

10717

(1) $

9/27/2013

10717

$

6/27/2013

10717

725,278 Updated portfolio data from servicer

3/25/2013

10717

(74,722) $

12/27/2012

10717

$

12/14/2012

N/A

800,000 Updated portfolio data from servicer

9/27/2012

674,000,000

(10,000) $

8/16/2012

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

810,000 Updated portfolio data from servicer

6/29/2011

Purchase

170,000 $

3/30/2011

CA

$

2/16/2011

North Highlands

210,000 $

1/6/2011

12

$

12/15/2010

1000609

290,000 $

10/15/2010

1000609

$

9/30/2010

1000609

(1) $

7/14/2010

1000609

$

3/26/2010

1000609

(2) $

12/30/2009

1000609

$

6/29/2011

1000609

(4) $

4/13/2011

1000609

$

3/30/2011

1000609

(1) $

9/30/2009

N/A

$

1/6/2011

140,000

(7) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(2) $

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
Updated portfolio data from servicer & HPDP initial
430,000 cap
Updated portfolio data from servicer & HAFA initial
640,000 cap

3/26/2010

Purchase

$

12/30/2009

CA

(3) $

9/27/2013
Oakland

$

6/27/2013

1000840

90,111 $

3/25/2013

1000840

$

12/27/2012

1000840

(70,000) $

9/27/2012

1000840

$

6/28/2012

1000840

HomEq Servicing

Reason for Adjustment

6/29/2011

1000840

8/5/2009

Adjusted Cap

9/30/2010

1000840

Oakland Municipal Credit Union

Cap Adjustment Amount

7/14/2010

1000840

8/5/2009

Adjustment
Date

200,000 Updated portfolio data from servicer

$

(2,289) $

9/30/2009

$

(1,200,000) $

12/30/2009

$

30,800,000 $

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
525,276 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
525,269 reallocation

394,626,728 Transfer of cap due to servicing transfer

371,526,179 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,525,526 reallocation
Updated due to quarterly assessment and
371,519,358 reallocation
Updated due to quarterly assessment and
371,514,724 reallocation
371,084,724 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,071,996 reallocation
371,051,996 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,049,848 reallocation
Updated due to quarterly assessment and
371,041,711 reallocation
Updated due to quarterly assessment and
371,038,640 reallocation
Updated due to quarterly assessment and
371,037,539 reallocation

1,050,782,764 Updated portfolio data from servicer
1,049,982,764 Transfer of cap due to servicing transfer

1,059,581,478 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,059,580,008 reallocation

853,566,911 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
853,557,183 reallocation
845,567,183 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
845,540,716 reallocation
Updated due to quarterly assessment and
845,536,250 reallocation
Updated due to quarterly assessment and
845,519,328 reallocation
Updated due to quarterly assessment and
845,512,942 reallocation
Updated due to quarterly assessment and
845,510,653 reallocation
Updated portfolio data from servicer & HPDP initial
5,010,000 cap
Updated portfolio data from servicer & HAFA initial
35,810,000 cap

Page 14 of 38

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000744

10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454

PA

Purchase

Financial Instrument for Home Loan Modifications

$

29,730,000

N/A

$

(100,000) $

60,856,637 Transfer of cap due to servicing transfer

$

5,800,000 $

66,656,637 Transfer of cap due to servicing transfer

$

600,000 $

$

(812) $

$

2,500,000 $

69,755,825 Transfer of cap due to servicing transfer

$

2,800,000 $

72,555,825 Transfer of cap due to servicing transfer

$

300,000 $

72,855,825 Transfer of cap due to servicing transfer

$

900,000 $

73,755,825 Transfer of cap due to servicing transfer

$

800,000 $

74,555,825 Transfer of cap due to servicing transfer

$

200,000 $

74,755,825 Transfer of cap due to servicing transfer

$

1,900,000 $

76,655,825 Transfer of cap due to servicing transfer

$

200,000 $

76,855,825 Transfer of cap due to servicing transfer

$

1,340,000 $

$

(340) $

$

2,930,000 $

$

890,000 $

$

(974) $

$

1,800,000 $

83,814,511 Transfer of cap due to servicing transfer

$

3,860,000 $

$

(154) $

87,674,511 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
87,674,357 reallocation

$

2,980,000 $

$

(506) $

$

2,160,000 $

92,813,851 Transfer of cap due to servicing transfer

$

2,440,000 $

$

(128) $

$

(7) $

95,253,851 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,253,723 reallocation
Updated due to quarterly assessment and
95,253,716 reallocation

10/15/2013
Titusville

(94) $

9/27/2013

1000744

$

60,956,731 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
60,956,637 reallocation

6/27/2013

1000744

4,000,000 $

6/14/2013

1000744

$

4/16/2013

1000744

56,956,731 Transfer of cap due to servicing transfer

3/25/2013

1000744

(100,000) $

2/14/2013

1000744

$

12/27/2012

1000744

57,056,731 Transfer of cap due to servicing transfer

12/14/2012

1000744

4,100,000 $

10/16/2012

1000744

$

9/27/2012

1000744

52,956,731 Updated portfolio data from servicer

8/16/2012

1000744

(72) $

7/16/2012

1000744

$

6/28/2012

1000744

52,956,803 Updated portfolio data from servicer

6/14/2012

1000744

(100,000) $

4/16/2012

1000744

$

3/15/2012

1000744

53,056,803 Transfer of cap due to servicing transfer

1/13/2012

1000744

1,400,000 $

12/15/2011

1000744

$

11/16/2011

1000744

(1,423,197) $

10/14/2011

1000744

$

9/15/2011

1000744

53,080,000 Initial FHA-HAMP cap and 2MP initial cap

7/14/2011

1000744

200,000 $

6/29/2011

1000744

$

6/16/2011

1000744

52,880,000 Transfer of cap to due to servicing transfer

5/13/2011

1000744

(100,000) $

4/13/2011

1000744

$

3/30/2011

1000744

52,980,000 Transfer of cap to due to servicing transfer

3/16/2011

1000744

2,600,000 $

2/16/2011

1000744

$

1/13/2011

1000744

6,680,000 $

1/6/2011

1000744

$

43,700,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
50,380,000 servicing transfer

12/15/2010

1000744

(18,020,000) $

11/16/2010

1000744

$

9/30/2010

1000744

2,710,000 $

9/30/2010

1000744

$

9/15/2010

1000744

23,200,000 $

8/13/2010

1000744

$

7/16/2010

1000744

10454

Reason for Adjustment

7/14/2010

1000744

10454

Adjusted Cap

6/16/2010

1000744

Servis One, Inc., dba BSI Financial Services, Inc.

Cap Adjustment Amount

3/26/2010

1000744

8/12/2009

Note

Adjustment
Date

59,010,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
61,720,000 servicing transfer

$

4,450,000 $

9/30/2009

$

(25,510,000) $

12/30/2009

$

520,000 $

3/26/2010

$

4,330,000 $

4/19/2010

$

230,000 $

5/19/2010

$

850,000 $

7/14/2010

$

(850,000) $

9/15/2010

$

100,000 $

9,400,000 Transfer of cap to due to servicing transfer

9/30/2010

$

100,000 $

9,500,000 Initial FHA-HAMP cap

9/30/2010

$

16,755,064 $

10/15/2010

$

100,000 $

26,355,064 Transfer of cap due to servicing transfer

12/15/2010

$

100,000 $

26,455,064 Updated portfolio data from servicer

1/6/2011

$

(40) $

26,455,024 Updated portfolio data from servicer

1/13/2011

$

300,000 $

26,755,024 Transfer of cap due to servicing transfer

2/16/2011

$

100,000 $

26,855,024 Transfer of cap due to servicing transfer

3/16/2011

$

2,200,000 $

3/30/2011

$

(52) $

4/13/2011

$

1,500,000 $

30,554,972 Transfer of cap due to servicing transfer

5/13/2011

$

1,000,000 $

31,554,972 Transfer of cap due to servicing transfer

6/16/2011

$

100,000 $

6/29/2011

$

(534) $

8/16/2011

$

700,000 $

32,354,438 Transfer of cap due to servicing transfer

9/15/2011

$

(600,000) $

31,754,438 Transfer of cap due to servicing transfer

10/14/2011

$

4,000,000 $

35,754,438 Transfer of cap due to servicing transfer

11/16/2011

$

600,000 $

36,354,438 Transfer of cap due to servicing transfer

12/15/2011

$

200,000 $

36,554,438 Transfer of cap due to servicing transfer

1/13/2012

$

100,000 $

36,654,438 Transfer of cap due to servicing transfer

2/16/2012

$

1,300,000 $

37,954,438 Transfer of cap due to servicing transfer

3/15/2012

$

1,100,000 $

39,054,438 Transfer of cap due to servicing transfer

4/16/2012

$

800,000 $

39,854,438 Transfer of cap due to servicing transfer

51,656,803 Updated portfolio data from servicer

67,256,637 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
67,255,825 reallocation

78,195,825 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
78,195,485 reallocation
81,125,485 Transfer of cap due to servicing transfer
82,015,485 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
82,014,511 reallocation

90,654,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
90,653,851 reallocation

99,703,716 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP initial
4,220,000 cap
Updated portfolio data from servicer & HAFA initial
4,740,000 cap
9,070,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
9,300,000 servicing transfer
10,150,000 Initial 2MP cap
9,300,000 Updated portfolio data from servicer

26,255,064 Updated portfolio data from servicer

29,055,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
29,054,972 reallocation

31,654,972 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,654,438 reallocation

Page 15 of 38

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10454

8/28/2009

RoundPoint Mortgage Servicing Corporation

N/A

1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
9/2/2009

Horicon Bank

Horicon
1001018
1001018
1001018
1001018

WI

Purchase

Financial Instrument for Home Loan Modifications

$

560,000

N/A

$

1,355,930,000 $

$

121,180,000 $

2,291,350,000 Updated portfolio data from servicer

$

(408,850,000) $

1,882,500,000 Updated portfolio data from servicer

$

5,500,000 $

$

(51,741,163) $

$

(2,282) $

$

(2,674) $

$

(24,616) $

$

(15,481) $

$

(40,606) $

$

(6,688) $

$

(24,811) $

$

(9,058) $

$

(3,154) $

$

(500,000) $

1,835,629,467 Transfer of cap due to servicing transfer

$

(4,440,000) $

1,831,189,467 Transfer of cap due to servicing transfer

10/2/2009

$

70,000 $

$

2,680,000 $

$

350,000 $

3,400,000 Updated portfolio data from servicer

$

(1,900,000) $

1,500,000 Updated portfolio data from servicer

$

(1,209,889) $

290,111 Updated portfolio data from servicer

$

(290,111) $

10/2/2009

$

130,000 $

$

(310,000) $

$

2,110,000 $

2,500,000 Updated portfolio data from servicer

$

8,300,000 $

10,800,000 Updated portfolio data from servicer

$

5,301,172 $

16,101,172 Updated portfolio data from servicer

$

(22) $

16,101,150 Updated portfolio data from servicer

$

(400,000) $

$

(25) $

$

(232) $

$

(174) $

$

(479) $

$

(350,000) $

$

(82) $

$

(308) $

$

80,000 $

15,429,850 Transfer of cap due to servicing transfer

$

20,000 $

$

(108) $

15,449,850 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,449,742 reallocation

$

30,000 $

$

640,000 $

9/27/2013

570,000

145,800,000 $

9/16/2013

$

$

7/16/2013

Financial Instrument for Home Loan Modifications

10/2/2009

6/27/2013

Purchase

55,831,008 Transfer of cap due to servicing transfer

6/14/2013

NC

30,000 $

4/16/2013

Charlotte

$

3/25/2013

1000576

55,801,008 Transfer of cap due to servicing transfer

12/27/2012

1000576

270,000 $

11/15/2012

1000576

$

9/27/2012

1000576

(135) $

6/28/2012

1000576

$

6/29/2011

N/A

2,600,000 $

3/30/2011

300,000

$

3/16/2011

$

52,931,143 Transfer of cap due to servicing transfer

1/6/2011

Financial Instrument for Home Loan Modifications

10,000 $

9/30/2010

Purchase

$

7/14/2010

CA

52,921,143 Transfer of cap due to servicing transfer

3/26/2010

Palo Alto

2,030,000 $

12/30/2009

10008

$

3/23/2010

10008

(359) $

9/30/2010

10008

$

7/14/2010

10008

1,620,000 $

3/26/2010

10008

$

12/30/2009

10008

49,271,502 Transfer of cap due to servicing transfer

11/14/2013

10008

(60,000) $

10/15/2013

10008

$

9/27/2013

10008

49,331,502 Transfer of cap due to servicing transfer

6/27/2013

10008

410,000 $

3/25/2013

10008

$

12/27/2012

10008

(960) $

9/27/2012

10008

$

48,922,462 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
48,921,502 reallocation

6/28/2012

10008

1,920,000 $

6/29/2011

10008

$

3/30/2011

10008

47,002,462 Transfer of cap due to servicing transfer

1/6/2011

N/A

1,790,000 $

9/30/2010

668,440,000

$

9/30/2010

$

45,212,462 Transfer of cap due to servicing transfer

7/14/2010

Financial Instrument for Home Loan Modifications

210,000 $

3/26/2010

Purchase

$

12/30/2009

CA

(239) $

11/14/2013
Pasadena

$

45,002,701 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
45,002,462 reallocation

10/15/2013

10454

1,160,000 $

9/27/2013

10454

$

9/16/2013

10454

43,842,701 Transfer of cap due to servicing transfer

8/15/2013

10454

1,340,000 $

7/16/2013

10454

$

6/27/2013

10454

42,502,701 Transfer of cap due to servicing transfer

6/14/2013

10454

2,100,000 $

5/16/2013

10454

$

4/16/2013

10454

(1,272) $

3/25/2013

10454

$

3/14/2013

10454

70,000 $

2/14/2013

10454

$

1/16/2013

10454

(465) $

12/27/2012

10454

$

12/14/2012

10454

1,560,000 $

11/15/2012

10454

$

10/16/2012

10454

(1,080,000) $

9/27/2012

10454

$

8/16/2012

10454

Stanford Federal Credit Union

Reason for Adjustment

6/28/2012

10454

8/28/2009

Adjusted Cap

6/14/2012

10454

OneWest Bank

Cap Adjustment Amount

5/16/2012

10454

8/28/2009

Note

Adjustment
Date

38,774,438 Transfer of cap due to servicing transfer

$

(40) $

10/2/2009

$

130,000 $

12/30/2009

$

1,040,000 $

3/26/2010

$

(1,680,000) $

50,000 Updated portfolio data from servicer

5/12/2010

$

1,260,000 $

1,310,000 Updated portfolio data from servicer

7/14/2010

$

(1,110,000) $

200,000 Updated portfolio data from servicer

40,334,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,333,973 reallocation
40,403,973 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,402,701 reallocation

50,891,502 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
50,891,143 reallocation

55,531,143 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
55,531,008 reallocation

814,240,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
2,170,170,000 cap

1,888,000,000 2MP initial cap
1,836,258,837 Updated portfolio data from servicer
1,836,256,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,836,253,881 reallocation
Updated due to quarterly assessment and
1,836,229,265 reallocation
Updated due to quarterly assessment and
1,836,213,784 reallocation
Updated due to quarterly assessment and
1,836,173,178 reallocation
Updated due to quarterly assessment and
1,836,166,490 reallocation
Updated due to quarterly assessment and
1,836,141,679 reallocation
Updated due to quarterly assessment and
1,836,132,621 reallocation
Updated due to quarterly assessment and
1,836,129,467 reallocation

370,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
3,050,000 cap

- Termination of SPA
700,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
390,000 cap

15,701,150 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,701,125 reallocation
Updated due to quarterly assessment and
15,700,893 reallocation
Updated due to quarterly assessment and
15,700,719 reallocation
Updated due to quarterly assessment and
15,700,240 reallocation
15,350,240 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,350,158 reallocation
Updated due to quarterly assessment and
15,349,850 reallocation

15,479,742 Transfer of cap due to servicing transfer
16,119,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,119,702 reallocation
690,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
1,730,000 cap

Page 16 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001018

9/9/2009

U.S. Bank National Association

Owensboro

KY

Purchase

Financial Instrument for Home Loan Modifications

$

114,220,000

N/A

10305
10305
10305
10305
10305
10305
10305
10305
10305
10305
10305
10305
10305
9/9/2009

CUC Mortgage Corporation

Albany
1000483
1000483

NY

Purchase

Financial Instrument for Home Loan Modifications

$

4,350,000

N/A

100,000 $

$

(147) $

15,217,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,217,392 reallocation

$

(10,000) $

$

(413) $

$

(40,000) $

$

(71) $

$

(770,000) $

$

(20,000) $

$

(256) $

$

(620,000) $

13,756,652 Transfer of cap due to servicing transfer

$

40,000 $

13,796,652 Transfer of cap due to servicing transfer

$

10,000 $

$

(95) $

13,806,652 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,806,557 reallocation

$

(290,000) $

$

(34) $

10/2/2009

$

280,000 $

$

(750,000) $

$

120,000 $

900,000 Updated portfolio data from servicer

$

(300,000) $

600,000 Updated portfolio data from servicer

$

270,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(5) $

$

21,717 $

$

190,077 $

$

35,966 $

$

59,464 $

$

35,438 $

$

26,926 $

10/2/2009

$

24,920,000 $

$

49,410,000 $

139,140,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
188,550,000 cap

$

41,830,000 $

230,380,000 Updated portfolio data from servicer

$

(85,780,000) $

144,600,000 Updated portfolio data from servicer

$

36,574,444 $

181,174,444 Updated portfolio data from servicer

$

(160) $

$

(172) $

$

(1,431) $

$

(746) $

$

(1,926) $

$

(308) $

$

(1,135) $

$

(418) $

9/27/2013

1000890

$

6/27/2013

1000890

15,117,539 Transfer of cap due to servicing transfer

3/25/2013

1000890

100,000 $

12/27/2012

1000890

$

9/27/2012

1000890

15,017,539 Transfer of cap due to servicing transfer

6/28/2012

1000890

300,000 $

6/29/2011

1000890

$

3/30/2011

1000890

(189) $

1/6/2011

1000890

$

9/30/2010

1000890

300,000 $

7/14/2010

1000890

$

3/26/2010

1000890

(19) $

12/30/2009

1000890

$

9/27/2013

N/A

1,800,000 $

6/27/2013

1,250,000

$

3/25/2013

$

700,000 $

12/27/2012

Financial Instrument for Home Loan Modifications

$

9/27/2012

Purchase

11,917,747 Updated portfolio data from servicer

6/28/2012

FL

(17) $

6/29/2011

Lake Mary

$

3/30/2011

10354

11,917,764 Updated portfolio data from servicer

1/6/2011

10354

2,700,000 $

9/30/2010

10354

$

7/14/2010

10354

9,217,764 Transfer of cap due to servicing transfer

3/26/2010

10354

800,000 $

12/30/2009

10354

$

9/27/2013

10354

8,417,764 Updated portfolio data from servicer

7/16/2013

10354

117,764 $

6/27/2013

10354

$

6/14/2013

10354

8,300,000 Transfer of cap due to servicing transfer

5/16/2013

10354

4,700,000 $

4/16/2013

10354

$

3/25/2013

10354

3,600,000 Updated portfolio data from servicer

3/14/2013

10354

(730,000) $

2/14/2013

10354

$

12/27/2012

10354

4,330,000 Updated portfolio data from servicer

11/15/2012

10354

410,000 $

9/27/2012

10354

$

7/16/2012

10354

(3,390,000) $

6/28/2012

10354

$

10/14/2011

10354

1,310,000 $

9/15/2011

10354

$

8/16/2011

10354

10/2/2009

6/29/2011

10354

(1) $

4/13/2011

10354

$

3/30/2011

10354

(2) $

2/16/2011

10354

$

1/13/2011

10354

(4) $

1/6/2011

10354

$

12/15/2010

10354

10

(1) $

11/16/2010

N/A

$

9/30/2010

6,000,000

(7) $

9/15/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(2) $

3/26/2010

Purchase

$

12/30/2009

TX

(3) $

9/27/2013
Plano

$

6/27/2013

1001018

(9,889) $

3/25/2013

1001018

$

12/27/2012

1001018

100,000 $

9/27/2012

1001018

$

6/28/2012

1001018

Central Florida Educators Federal Credit Union

Reason for Adjustment

6/29/2011

1001018

9/9/2009

Adjusted Cap

9/30/2010

1001018

Vantium Capital, Inc.dba Acqura Loan Services

Cap Adjustment Amount

9/30/2010

1001018

9/2/2009 as amended
on 8/27/2010

Adjustment
Date

300,000 Initial RD-HAMP

$

(139) $

10/2/2009

$

950,000 $

12/30/2009

$

5,700,000 $

3/26/2010

$

740,000 $

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
7,310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
3,920,000 cap

12,617,747 Transfer of cap due to servicing transfer
14,417,747 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,417,728 reallocation
14,717,728 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,717,539 reallocation

15,207,392 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,206,979 reallocation
15,166,979 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,166,908 reallocation
14,396,908 Transfer of cap due to servicing transfer
14,376,908 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,376,652 reallocation

13,516,557 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,516,523 reallocation
1,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
780,000 cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,327 reallocation
Updated due to quarterly assessment and
892,044 reallocation
Updated due to quarterly assessment and
1,082,121 reallocation
Updated due to quarterly assessment and
1,118,087 reallocation
Updated due to quarterly assessment and
1,177,551 reallocation
Updated due to quarterly assessment and
1,212,989 reallocation
Updated due to quarterly assessment and
1,239,915 reallocation

181,174,284 Updated portfolio data from servicer
Updated due to quarterly assessment and
181,174,112 reallocation
Updated due to quarterly assessment and
181,172,681 reallocation
Updated due to quarterly assessment and
181,171,935 reallocation
Updated due to quarterly assessment and
181,170,009 reallocation
Updated due to quarterly assessment and
181,169,701 reallocation
Updated due to quarterly assessment and
181,168,566 reallocation
Updated due to quarterly assessment and
181,168,148 reallocation
Updated due to quarterly assessment and
181,168,009 reallocation
5,300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
11,000,000 cap
11,740,000 Updated portfolio data from servicer

Page 17 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000483

9/11/2009

Metropolitan National Bank

9/11/2009

Franklin Credit Management Corporation

Financial Instrument for Home Loan Modifications

$

27,510,000

N/A

1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
9/16/2009

Bay Federal Credit Union

Capitola

CA

Purchase

Financial Instrument for Home Loan Modifications

$

410,000

N/A

1001037
1001037
1001037
1001037
1001037
1001037
1001037
1001037
9/23/2009

AMS Servicing, LLC

Buffalo
1001184
1001184
1001184
1001184

NY

Purchase

Financial Instrument for Home Loan Modifications

$

4,390,000

N/A

$

60,000 $

$

(80,000) $

310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
230,000 cap

$

280,000 $

510,000 Updated portfolio data from servicer

$

(410,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

10/2/2009

$

70,000 $

$

620,000 $

$

100,000 $

1,070,000 Updated portfolio data from servicer

$

(670,000) $

400,000 Updated portfolio data from servicer

$

35,167 $

435,167 Updated portfolio data from servicer

$

(1) $

435,166 Updated portfolio data from servicer

$

(435,166) $

10/2/2009

$

6,010,000 $

$

(19,750,000) $

$

(4,780,000) $

8,990,000 Updated portfolio data from servicer

$

(2,390,000) $

6,600,000 Updated portfolio data from servicer

$

2,973,670 $

9,573,670 Updated portfolio data from servicer

$

(3) $

9,573,667 Updated portfolio data from servicer

$

(1,800,000) $

$

(6) $

$

(61) $

$

(100,000) $

$

(58) $

$

(164) $

$

(29) $

$

(110) $

$

(42) $

$

(15) $

10/2/2009

$

90,000 $

$

1,460,000 $

$

160,000 $

2,120,000 Updated portfolio data from servicer

$

(120,000) $

2,000,000 Updated portfolio data from servicer

$

(1,419,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

1/25/2012

Purchase

10/2/2009

6/29/2011

NJ

(20) $

3/30/2011

Jersey City

$

1/6/2011

1000747

(56) $

9/30/2010

1000747

$

7/14/2010

1000747

(149) $

3/26/2010

1000747

$

12/30/2009

1000747

(40) $

9/27/2013

1000747

$

6/27/2013

N/A

(236) $

3/25/2013

280,000

$

12/27/2012

$

(86) $

9/27/2012

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

(115) $

10/14/2011

AR

$

6/29/2011

Little Rock

(12) $

3/30/2011

1001029

$

2/16/2011

1001029

(10) $

1/6/2011

1001029

$

9/30/2010

1001029

6,817,613 Updated portfolio data from servicer

7/14/2010

1001029

1,817,613 $

3/26/2010

1001029

$

12/30/2009

1001029

5,000,000 Updated portfolio data from servicer

1/26/2011

1001029

(13,540,000) $

1/6/2011

N/A

$

9/30/2010

250,000

18,540,000 Updated portfolio data from servicer

7/14/2010

$

13,280,000 $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

2,730,000 $

3/25/2013

FL

$

9/27/2012

Ocala

460,000 $

6/28/2012

1000467

$

6/29/2011

1000467

10/2/2009

9/30/2010

1000467

(9) $

7/14/2010

1000467

$

3/26/2010

1000467

(26) $

12/30/2009

1000467

$

9/27/2013

1000467

(69) $

6/27/2013

1000467

$

3/25/2013

1000467

(18) $

12/27/2012

1000467

$

9/27/2012

1000467

(107) $

6/28/2012

1000467

$

6/29/2011

1000467

(38) $

3/30/2011

N/A

$

1/6/2011

2,070,000

(52) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(6) $

3/26/2010

Purchase

$

12/30/2009

TN

(5) $

9/27/2013
Oak Ridge

$

6/27/2013

1000483

3,626,390 Updated portfolio data from servicer

3/25/2013

1000483

(6,673,610) $

12/27/2012

1000483

$

9/27/2012

1000483

10,300,000 Updated portfolio data from servicer

6/28/2012

1000483

(1,440,000) $

6/29/2011

1000483

$

3/30/2011

1000483

Allstate Mortgage Loans & Investments, Inc.

Reason for Adjustment

1/6/2011

1000483

9/11/2009

Adjusted Cap

9/30/2010

1000483

ORNL Federal Credit Union

Cap Adjustment Amount

7/14/2010

1000483

9/11/2009

Note

Adjustment
Date

$

(580,212) $

10/2/2009

$

960,000 $

12/30/2009

$

(3,090,000) $

3/26/2010

$

230,000 $

2,490,000 Updated portfolio data from servicer

7/14/2010

$

5,310,000 $

7,800,000 Updated portfolio data from servicer

9/30/2010

$

323,114 $

8,123,114 Updated portfolio data from servicer

3,626,385 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,626,379 reallocation
Updated due to quarterly assessment and
3,626,327 reallocation
Updated due to quarterly assessment and
3,626,289 reallocation
Updated due to quarterly assessment and
3,626,182 reallocation
Updated due to quarterly assessment and
3,626,164 reallocation
Updated due to quarterly assessment and
3,626,095 reallocation
Updated due to quarterly assessment and
3,626,069 reallocation
Updated due to quarterly assessment and
3,626,060 reallocation
2,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
5,260,000 cap

6,817,603 Updated portfolio data from servicer
Updated due to quarterly assessment and
6,817,591 reallocation
Updated due to quarterly assessment and
6,817,476 reallocation
Updated due to quarterly assessment and
6,817,390 reallocation
Updated due to quarterly assessment and
6,817,154 reallocation
Updated due to quarterly assessment and
6,817,114 reallocation
Updated due to quarterly assessment and
6,816,965 reallocation
Updated due to quarterly assessment and
6,816,909 reallocation
Updated due to quarterly assessment and
6,816,889 reallocation

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
970,000 cap

- Termination of SPA
33,520,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
13,770,000 cap

7,773,667 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,773,661 reallocation
Updated due to quarterly assessment and
7,773,600 reallocation
7,673,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,673,542 reallocation
Updated due to quarterly assessment and
7,673,378 reallocation
Updated due to quarterly assessment and
7,673,349 reallocation
Updated due to quarterly assessment and
7,673,239 reallocation
Updated due to quarterly assessment and
7,673,197 reallocation
Updated due to quarterly assessment and
7,673,182 reallocation
500,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
1,960,000 cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA
5,350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
2,260,000 cap

Page 18 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001184

10716
10716
10716
10716
10716
10716
10716
10716
9/23/2009

Central Jersey Federal Credit Union

Woodbridge

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

30,000

N/A

10149
10149
10149
10149
10149
9/23/2009

Yadkin Valley Bank

Elkin
1001000
1001000
1001000
1001000
1001000
1001000
1001000
1001000
1001000

NC

Purchase

Financial Instrument for Home Loan Modifications

$

240,000

N/A

$

10,000 $

$

(79) $

11,562,171 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,562,092 reallocation

$

(90,000) $

11,472,092 Transfer of cap due to servicing transfer

$

310,000 $

$

(28) $

11,782,092 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,782,064 reallocation

$

230,000 $

12,012,064 Transfer of cap due to servicing transfer

$

120,000 $

12,132,064 Transfer of cap due to servicing transfer

10/2/2009

$

90,000 $

$

940,000 $

$

(980,000) $

440,000 Updated portfolio data from servicer

$

(140,000) $

300,000 Updated portfolio data from servicer

$

1,150,556 $

1,450,556 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(22) $

$

(16) $

$

(44) $

$

(7) $

$

(28) $

$

(11) $

$

(4) $

10/2/2009

$

60,000 $

$

(10,000) $

290,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
280,000 cap

$

130,000 $

410,000 Updated portfolio data from servicer

$

(110,000) $

300,000 Updated portfolio data from servicer

$

(9,889) $

$

(3) $

$

(2) $

$

(7) $

$

(1) $

$

(4) $

$

(2) $

$

(1) $

10/2/2009

$

10,000 $

$

120,000 $

$

10,000 $

170,000 Updated portfolio data from servicer

$

(70,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

10/29/2010

10716

11,552,171 Transfer of cap due to servicing transfer

9/30/2010

10716

50,000 $

7/14/2010

10716

$

3/26/2010

N/A

11,502,171 Transfer of cap due to servicing transfer

12/30/2009

230,000

(60,000) $

9/27/2013

$

$

6/27/2013

Financial Instrument for Home Loan Modifications

(220) $

3/25/2013

Purchase

$

12/27/2012

OH

10,000 $

9/27/2012

Maumee

$

6/28/2012

1001045

11,552,391 Transfer of cap due to servicing transfer

6/29/2011

1001045

290,000 $

9/30/2010

1001045

$

7/14/2010

1001045

11,262,391 Transfer of cap due to servicing transfer

3/26/2010

1001045

20,000 $

12/30/2009

1001045

$

9/27/2013

1001045

(59) $

6/27/2013

1001045

$

3/25/2013

1001045

(10,000) $

12/27/2012

1001045

$

9/27/2012

1001045

11,252,450 Transfer of cap due to servicing transfer

6/28/2012

1001045

30,000 $

6/29/2011

1001045

$

3/30/2011

N/A

11,222,450 Transfer of cap due to servicing transfer

1/6/2011

390,000

250,000 $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(347) $

3/26/2010

Purchase

$

12/30/2009

CA

(136) $

11/14/2013
Sacramento

$

10/15/2013

1001184

650,000 $

9/27/2013

1001184

$

9/16/2013

1001184

10,322,933 Transfer of cap due to servicing transfer

7/16/2013

1001184

1,100,000 $

6/27/2013

1001184

$

6/14/2013

1001184

9,222,933 Transfer of cap due to servicing transfer

5/16/2013

1001184

100,000 $

4/16/2013

1001184

$

3/25/2013

1001184

9,122,933 Transfer of cap due to servicing transfer

3/14/2013

1001184

100,000 $

2/14/2013

1001184

$

1/16/2013

1001184

(153) $

12/27/2012

1001184

$

9,023,086 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
9,022,933 reallocation

12/14/2012

1001184

100,000 $

11/15/2012

1001184

$

10/16/2012

1001184

8,923,086 Transfer of cap due to servicing transfer

9/27/2012

1001184

200,000 $

6/28/2012

1001184

$

6/14/2012

1001184

(16) $

4/16/2012

1001184

$

11/16/2011

1001184

600,000 $

9/15/2011

1001184

$

6/29/2011

1001184

(12) $

5/13/2011

1001184

$

4/13/2011

1001184

Glass City Federal Credit Union

Reason for Adjustment

3/30/2011

1001184

9/23/2009

Adjusted Cap

3/16/2011

1001184

Schools Financial Credit Union

Cap Adjustment Amount

1/6/2011

1001184

9/23/2009

Note

Adjustment
Date

8,123,102 Updated portfolio data from servicer

$

(145,056) $

10/2/2009

$

60,000 $

12/30/2009

$

350,000 $

3/26/2010

$

1,360,000 $

2,010,000 Updated portfolio data from servicer

7/14/2010

$

(1,810,000) $

200,000 Updated portfolio data from servicer

9/30/2010

$

235,167 $

435,167 Updated portfolio data from servicer

1/6/2011

$

(1) $

6/29/2011

$

(4) $

6/28/2012

$

(3) $

9/27/2012

$

(7) $

12/27/2012

$

(1) $

8,723,102 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,723,086 reallocation

10,972,933 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,972,797 reallocation
Updated due to quarterly assessment and
10,972,450 reallocation

11,242,450 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,242,391 reallocation

11,562,391 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,562,171 reallocation

480,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
1,420,000 cap

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,530 reallocation
Updated due to quarterly assessment and
1,450,514 reallocation
Updated due to quarterly assessment and
1,450,470 reallocation
Updated due to quarterly assessment and
1,450,463 reallocation
Updated due to quarterly assessment and
1,450,435 reallocation
Updated due to quarterly assessment and
1,450,424 reallocation
Updated due to quarterly assessment and
1,450,420 reallocation

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
40,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
160,000 cap

- Termination of SPA
300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
650,000 cap

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,162 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,152 reallocation
Updated due to quarterly assessment and
435,151 reallocation

Page 19 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001000

10/14/2009

Mortgage Clearing Corporation

10/21/2009

United Bank Mortgage Corporation

1000073
1000073
1000073
1000073
1000073
1000073
1000073
1000073
1000073
10/23/2009

Bank United

Miami Lakes

FL

Purchase

Financial Instrument for Home Loan Modifications

$

93,660,000

N/A

10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10048
10/23/2009

IC Federal Credit Union

Fitchburg
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740

MA

Purchase

Financial Instrument for Home Loan Modifications

$

760,000

N/A

$

(1) $

12/30/2009

$

(2,900,000) $

$

(1,600,000) $

360,000 Updated portfolio data from servicer

$

(260,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

1/22/2010

$

20,000 $

$

400,000 $

830,000 Updated portfolio data from servicer

$

(430,000) $

400,000 Updated portfolio data from servicer

$

180,222 $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(5) $

$

(4) $

$

(11) $

$

(2) $

$

(7) $

$

(2) $

$

(1) $

1/22/2010

$

4,370,000 $

$

23,880,000 $

121,910,000 Updated portfolio data from servicer

$

(16,610,000) $

105,300,000 Updated portfolio data from servicer

$

1,751,033 $

107,051,033 Updated portfolio data from servicer

$

(77) $

107,050,956 Updated portfolio data from servicer

$

(9,900,000) $

$

(88) $

$

(773) $

$

(1,400,000) $

$

(277) $

$

(549) $

$

(65) $

$

(2,670,000) $

$

(142) $

$

(610,000) $

$

(48) $

$

(40,000) $

$

(14) $

11/14/2013

1000073

(4) $

9/27/2013

1000073

$

9/16/2013

1000073

(11) $

6/27/2013

N/A

$

5/16/2013

410,000

(3) $

3/25/2013

$

$

2/14/2013

Financial Instrument for Home Loan Modifications

(17) $

12/27/2012

Purchase

$

9/27/2012

MI

(6) $

6/28/2012

Grand Rapids

$

3/15/2012

1001180

(8) $

6/29/2011

1001180

$

3/30/2011

1001180

(1) $

3/16/2011

1001180

$

1/6/2011

N/A

(1) $

9/30/2010

4,860,000

$

7/14/2010

$

580,222 Updated portfolio data from servicer

3/26/2010

Financial Instrument for Home Loan Modifications

180,222 $

9/27/2013

Purchase

$

6/27/2013

OK

400,000 Updated portfolio data from servicer

3/25/2013

Tulsa

(320,000) $

12/27/2012

1001122

$

9/27/2012

1001122

720,000 Updated portfolio data from servicer

6/28/2012

1001122

(880,000) $

6/29/2011

1001122

$

3/30/2011

1001122

1,030,000 $

1/6/2011

1001122

$

9/30/2010

1001122

12/30/2009

7/14/2010

1001122

(145,055) $

3/26/2010

1001122

$

3/9/2011

1001122

(1) $

9/30/2010

1001122

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

7/14/2010

1001122

(54,944) $

3/26/2010

N/A

$

9/27/2013

570,000

200,000 Updated portfolio data from servicer

6/27/2013

$

(70,000) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

12/27/2012

Purchase

270,000 Updated portfolio data from servicer

9/27/2012

IL

(290,000) $

6/28/2012

North Chicago

$

6/29/2011

1000924

20,000 $

3/30/2011

1000924

$

1/6/2011

1000924

100,000 $

9/30/2010

1000924

$

7/14/2010

1000924

10/2/2009

3/26/2010

N/A

(1) $

4/11/2012

440,000

$

6/29/2011

$

(2) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

(5) $

3/26/2010

NY

$

12/30/2009

Albany

Great Lakes Credit Union

Reason for Adjustment
Updated due to quarterly assessment and
435,146 reallocation
Updated due to quarterly assessment and
435,144 reallocation
Updated due to quarterly assessment and
435,143 reallocation

9/27/2013

1000924

10/14/2009

Adjusted Cap

6/27/2013

1001000
SEFCU

Cap Adjustment Amount

3/25/2013

1001000

9/25/2009

Note

Adjustment
Date

$

(30,000) $

1/22/2010

$

40,000 $

3/26/2010

$

(760,000) $

40,000 Updated portfolio data from servicer

5/12/2010

$

2,630,000 $

2,670,000 Updated portfolio data from servicer

7/14/2010

$

(770,000) $

1,900,000 Updated portfolio data from servicer

9/30/2010

$

565,945 $

2,465,945 Updated portfolio data from servicer

1/6/2011

$

(4) $

3/30/2011

$

(4) $

6/29/2011

$

(40) $

6/28/2012

$

(29) $

9/27/2012

$

(80) $

540,000 HPDP initial cap
Updated portfolio data from servicer & HAFA initial
560,000 cap

- Termination of SPA
Updated portfolio data from servicer & HAFA initial
1,600,000 cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
Updated portfolio data from servicer & HAFA initial
1,960,000 cap

- Termination of SPA
430,000 Updated HPDP cap & HAFA initial cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,215 reallocation
Updated due to quarterly assessment and
580,211 reallocation
Updated due to quarterly assessment and
580,200 reallocation
Updated due to quarterly assessment and
580,198 reallocation
Updated due to quarterly assessment and
580,191 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,188 reallocation
98,030,000 Updated HPDP cap & HAFA initial cap

97,150,956 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
97,150,868 reallocation
Updated due to quarterly assessment and
97,150,095 reallocation
95,750,095 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,749,818 reallocation
Updated due to quarterly assessment and
95,749,269 reallocation
Updated due to quarterly assessment and
95,749,204 reallocation
93,079,204 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
93,079,062 reallocation
92,469,062 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
92,469,014 reallocation
92,429,014 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
92,429,000 reallocation
92,399,000 Transfer of cap due to servicing transfer
800,000 Updated HPDP cap & HAFA initial cap

2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,868 reallocation
Updated due to quarterly assessment and
2,465,788 reallocation

Page 20 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000740

N/A

1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
11/18/2009

Hillsdale County National Bank

Hillsdale

MI

Purchase

Financial Instrument for Home Loan Modifications

$

1,670,000

N/A

1000443
1000443
1000443
1000443
1000443
1000443
1000443
1000443
1000443
1000443
1000443
1000443
11/18/2009

QLending, Inc.

Coral Gables
1001304
1001304

FL

Purchase

Financial Instrument for Home Loan Modifications

$

20,000

N/A

$

(26) $

$

(70) $

$

(12) $

$

(45) $

$

(17) $

$

(6) $

1/22/2010

$

890,000 $

$

3,840,000 $

23,690,000 Updated portfolio data from servicer

$

(2,890,000) $

20,800,000 Updated portfolio data from servicer

$

9,661,676 $

30,461,676 Updated portfolio data from servicer

$

(46) $

30,461,630 Updated portfolio data from servicer

$

1,600,000 $

32,061,630 Transfer of cap due to servicing transfer

$

1,400,000 $

$

(58) $

33,461,630 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
33,461,572 reallocation

$

100,000 $

33,561,572 Transfer of cap due to servicing transfer

$

100,000 $

33,661,572 Transfer of cap due to servicing transfer

$

800,000 $

$

(559) $

34,461,572 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,461,013 reallocation

$

300,000 $

34,761,013 Transfer of cap due to servicing transfer

$

200,000 $

34,961,013 Transfer of cap due to servicing transfer

$

100,000 $

35,061,013 Transfer of cap due to servicing transfer

$

100,000 $

35,161,013 Transfer of cap due to servicing transfer

$

330,000 $

$

(428) $

$

(1,184) $

35,491,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
35,490,585 reallocation
Updated due to quarterly assessment and
35,489,401 reallocation

$

(1,910,000) $

$

(980,000) $

$

(187) $

$

(707) $

$

(240,000) $

$

(268) $

$

10,000 $

$

(96) $

$

(20,000) $

32,348,143 Transfer of cap due to servicing transfer

1/22/2010

$

80,000 $

1,750,000 Updated HPDP cap & HAFA initial cap

$

330,000 $

2,080,000 Updated portfolio data from servicer

$

(1,080,000) $

1,000,000 Updated portfolio data from servicer

$

160,445 $

1,160,445 Updated portfolio data from servicer

$

(1) $

$

(2) $

$

(16) $

$

(12) $

$

(33) $

$

(6) $

$

(21) $

$

(8) $

9/27/2013

18,960,000

(35) $

6/27/2013

$

$

3/25/2013

Financial Instrument for Home Loan Modifications

(4) $

12/27/2012

Purchase

$

9/27/2012

FL

(3) $

6/28/2012

Tampa

$

6/29/2011

1000676

2,175,834 Updated portfolio data from servicer

3/30/2011

1000676

75,834 $

1/6/2011

1000676

$

9/30/2010

1000676

2,100,000 Updated portfolio data from servicer

7/14/2010

1000676

1,310,000 $

3/26/2010

1000676

$

11/14/2013

1000676

790,000 Updated portfolio data from servicer

9/27/2013

1000676

50,000 $

7/16/2013

1000676

$

6/27/2013

1000676

740,000 Updated HPDP cap & HAFA initial cap

4/16/2013

1000676

40,000 $

3/25/2013

1000676

$

12/27/2012

N/A

1/22/2010

11/15/2012

700,000

(1) $

10/16/2012

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

(1) $

6/28/2012

Purchase

$

6/14/2012

NM

(1) $

1/13/2012

Los Alamos

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,053 reallocation

9/15/2011

1000585

45,056 $

8/16/2011

1000585

$

7/14/2011

1000585

100,000 Updated portfolio data from servicer

6/29/2011

1000585

10,000 $

6/16/2011

1000585

$

5/13/2011

1000585

90,000 Updated portfolio data from servicer

4/13/2011

N/A

10,000 $

3/30/2011

70,000

$

2/16/2011

$

80,000 Updated HPDP cap & HAFA initial cap

1/13/2011

Financial Instrument for Home Loan Modifications

10,000 $

1/6/2011

Purchase

$

9/30/2010

IL

1/22/2010

7/14/2010

Naperville

- Termination of SPA

3/26/2010

DuPage Credit Union

(510,000) $

9/27/2013

10/30/2009

$

6/27/2013

N/A

4/21/2010

3/25/2013

510,000

- Termination of SPA

12/27/2012

$

(1,070,000) $

9/27/2012

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

4/21/2010

6/29/2011

MA

2,465,696

3/30/2011

Woburn

(7) $

1/6/2011

Members Mortgage Company, Inc

$

9/30/2010

10/28/2009

2,465,703

7/14/2010

N/A

(19) $

3/26/2010

1,070,000

$

3/25/2013

$

2,465,722

9/27/2012

Financial Instrument for Home Loan Modifications

(52) $

6/29/2011

Purchase

$

9/30/2010

PA

2,465,774

7/14/2010

Harleysville

(14) $

3/26/2010

Harleysville National Bank & Trust Company

$

9/27/2013

10/28/2009

Quantum Servicing Corporation

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

6/27/2013

1000740

11/18/2009

Adjusted Cap

3/25/2013

1000740

Los Alamos National Bank

Cap Adjustment Amount

12/27/2012

1000740

11/6/2009

Note

Adjustment
Date

$

(3) $

3/26/2010

$

(10,000) $

10,000 Updated portfolio data from servicer

7/14/2010

$

90,000 $

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056 $

145,056 Updated portfolio data from servicer

2,175,831 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,827 reallocation
Updated due to quarterly assessment and
2,175,792 reallocation
Updated due to quarterly assessment and
2,175,766 reallocation
Updated due to quarterly assessment and
2,175,696 reallocation
Updated due to quarterly assessment and
2,175,684 reallocation
Updated due to quarterly assessment and
2,175,639 reallocation
Updated due to quarterly assessment and
2,175,622 reallocation
Updated due to quarterly assessment and
2,175,616 reallocation
19,850,000 Updated HPDP cap & HAFA initial cap

33,579,401 Transfer of cap due to servicing transfer
32,599,401 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,599,214 reallocation
Updated due to quarterly assessment and
32,598,507 reallocation
32,358,507 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,358,239 reallocation
32,368,239 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,368,143 reallocation

1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,442 reallocation
Updated due to quarterly assessment and
1,160,426 reallocation
Updated due to quarterly assessment and
1,160,414 reallocation
Updated due to quarterly assessment and
1,160,381 reallocation
Updated due to quarterly assessment and
1,160,375 reallocation
Updated due to quarterly assessment and
1,160,354 reallocation
Updated due to quarterly assessment and
1,160,346 reallocation
Updated due to quarterly assessment and
1,160,343 reallocation

Page 21 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001304

10519
10519
10519
10519
10519

12
Clarks Summit

PA

Purchase

Financial Instrument for Home Loan Modifications

$

380,000

N/A

1000978
1000978
1000978
1000978
1000978
1000978
1000978
12/4/2009

Idaho Housing and Finance Association

Boise

ID

Purchase

Financial Instrument for Home Loan Modifications

$

9,430,000

N/A

10223
10223
10223
10223
10223
10223
10223
10223
10223
10223
12/9/2009

Spirit of Alaska Federal Credit Union

Fairbanks
1000475

AK

Purchase

Financial Instrument for Home Loan Modifications

$

360,000

N/A

$

(8,350,000) $

$

(38) $

$

(90,000) $

$

(103) $

$

(1,020,000) $

$

170,000 $

$

(15) $

$

(100,000) $

5,966,851 Transfer of cap due to servicing transfer

$

(490,000) $

$

(61) $

5,476,851 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,476,790 reallocation

$

(10,000) $

5,466,790 Transfer of cap due to servicing transfer

$

(30,000) $

5,436,790 Transfer of cap due to servicing transfer

$

(10,000) $

$

(23) $

5,426,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,426,767 reallocation

$

(20,000) $

$

(8) $

$

(230,000) $

$

50,000 $

$

1,020,000 $

2,350,000 Updated portfolio data from servicer

$

(950,000) $

1,400,000 Updated portfolio data from servicer

$

50,556 $

1,450,556 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(100,000) $

$

(21) $

7/22/2011

$

(1,335,614) $

1/22/2010

$

10,000 $

$

520,000 $

910,000 Updated portfolio data from servicer

$

(810,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

1/22/2010

$

440,000 $

$

14,480,000 $

24,350,000 Updated portfolio data from servicer

$

(24,200,000) $

150,000 Updated portfolio data from servicer

$

150,000 $

300,000 Updated portfolio data from servicer

$

(9,889) $

$

(3) $

$

(2) $

$

(6) $

$

(1) $

$

(3) $

6/27/2013

10519

15,357,007 Transfer of cap due to servicing transfer

3/25/2013

10519

(1,300,000) $

12/27/2012

10519

$

9/27/2012

N/A

16,657,007 Transfer of cap due to servicing transfer

6/28/2012

1,280,000

(2,100,000) $

6/29/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

18,757,007 Transfer of cap due to servicing transfer

7/14/2010

Purchase

(1,500,000) $

5/26/2010

PA

$

3/26/2010

Media

20,257,007 Transfer of cap due to servicing transfer

3/25/2013

First Keystone Bank

300,000 $

9/27/2012

11/25/2009

$

6/28/2012

N/A

19,957,007 Transfer of cap due to servicing transfer

6/29/2011

230,000

100,000 $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(154) $

3/26/2010

Purchase

$

19,857,161 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,857,007 reallocation

6/29/2011

FL

900,000 $

6/16/2011

Coral Gables

$

3/30/2011

Home Financing Center, Inc

18,957,161 Transfer of cap due to servicing transfer

1/6/2011

11/25/2009

300,000 $

9/30/2010

10412

$

7/14/2010

10412

18,657,161 Transfer of cap due to servicing transfer

3/26/2010

10412

7,300,000 $

1/22/2010

10412

$

4/21/2010

10412

(6) $

9/27/2013

10412

$

7/16/2013

10412

5,700,000 $

6/27/2013

10412

$

6/14/2013

10412

5,657,167 Updated portfolio data from servicer

5/16/2013

10412

(1) $

4/16/2013

10412

$

3/25/2013

10412

5,657,168 Updated portfolio data from servicer

3/14/2013

10412

1,357,168 $

2/14/2013

10412

$

12/27/2012

10412

4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

11/15/2012

10412

200,000 $

10/16/2012

10412

$

9/27/2012

10412

4,100,000 Transfer of cap due to servicing transfer

8/16/2012

10412

800,000 $

6/28/2012

10412

$

6/14/2012

10412

(1,160,000) $

4/16/2012

10412

$

2/16/2012

10412

1,030,000 $

1/13/2012

10412

$

8/16/2011

10412

(17,880,000) $

7/14/2011

10412

$

6/29/2011

10412

950,000 $

6/16/2011

10412

$

5/13/2011

10412

145,051

4/13/2011

10412

(1) $

3/30/2011

10412

$

3/16/2011

10412

145,052

1/6/2011

10412

(2) $

9/30/2010

10412

$

1/22/2010

N/A

145,054

9/30/2010

20,360,000

(1) $

8/13/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

145,055

6/16/2010

Purchase

(1) $

3/26/2010

AZ

$

3/25/2013
Phoenix

Community Bank & Trust Company

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

9/27/2012

1001304

12/4/2009

Adjusted Cap

6/28/2012

1001304

Marix Servicing, LLC

Cap Adjustment Amount

6/29/2011

1001304

11/25/2009

Adjustment
Date

$

(1) $

1/22/2010

$

10,000 $

3/26/2010

$

850,000 $

21,310,000 Updated HPDP cap & HAFA initial cap
3,430,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
4,460,000 servicing transfer
3,300,000 Updated portfolio data from servicer

11,357,167 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,357,161 reallocation

7,007,007 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,006,969 reallocation
6,916,969 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,916,866 reallocation
5,896,866 Transfer of cap due to servicing transfer
6,066,866 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,066,851 reallocation

5,406,767 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,406,759 reallocation
- Termination of SPA
1,330,000 Updated HPDP cap & HAFA initial cap

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
1,350,552 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,350,531 reallocation
14,917 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
9,870,000 Updated HPDP cap & HAFA initial cap

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,100 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,096 reallocation
Updated due to quarterly assessment and
290,095 reallocation
370,000 Updated HPDP cap & HAFA initial cap
1,220,000 Updated portfolio data from servicer

Page 22 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000475

Silver State Schools Credit Union

Fidelity Homestead Savings Bank

Bay Gulf Credit Union

N/A

10141
10141
10141
10141
12/9/2009

The Golden 1 Credit Union

Sacramento

CA

Purchase

Financial Instrument for Home Loan Modifications

$

6,160,000

N/A

1001226
1001226
1001226
1001226
1001226
1001226
1001226
1001226
1001226
1001226
1001226
1001226
12/9/2009

Sterling Savings Bank

Spokane

WA

Purchase

Financial Instrument for Home Loan Modifications

$

2,250,000

N/A

1000638
1000638
1000638
1000638
techno
1000638
1000638
1000638
1000638
1000638
1000638
12/11/2009

HomeStar Bank & Financial Services

Manteno

IL

Purchase

Financial Instrument for Home Loan Modifications

$

310,000

N/A

$

(1,889,819) $

1/22/2010

$

140,000 $

$

6,300,000 $

9,380,000 Updated portfolio data from servicer

$

(1,980,000) $

7,400,000 Updated portfolio data from servicer

$

(6,384,611) $

1,015,389 Updated portfolio data from servicer

$

(1) $

$

(2) $

$

(16) $

$

(12) $

$

(32) $

$

(5) $

$

(21) $

$

(8) $

$

(3) $

1/22/2010

$

10,000 $

$

440,000 $

680,000 Updated portfolio data from servicer

$

(80,000) $

600,000 Updated portfolio data from servicer

$

(19,778) $

580,222 Updated portfolio data from servicer

$

(580,222) $

1/22/2010

$

290,000 $

$

40,000 $

6,490,000 Updated portfolio data from servicer

$

(2,890,000) $

3,600,000 Updated portfolio data from servicer

$

606,612 $

4,206,612 Updated portfolio data from servicer

$

(4) $

$

(4) $

$

(35) $

$

(9) $

$

(14) $

$

(2) $

$

(8) $

$

(4) $

$

(1) $

1/22/2010

$

100,000 $

$

(740,000) $

1,610,000 Updated portfolio data from servicer

$

(710,000) $

900,000 Updated portfolio data from servicer

$

550,556 $

1,450,556 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

30,907 $

$

58,688 $

$

235,175 $

$

84,191 $

9/27/2013

230,000

7/9/2013

6/27/2013

$

(15) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

12/27/2012

Purchase

(37) $

9/27/2012

FL

$

6/29/2011

Tampa

(10) $

1/6/2011

1001269

$

9/30/2010

1001269

(57) $

7/14/2010

1001269

$

3/26/2010

1001269

(21) $

9/27/2013

1001269

$

6/27/2013

1001269

(26) $

3/25/2013

1001269

$

12/27/2012

1001269

(3) $

9/27/2012

1001269

$

6/28/2012

1001269

(2) $

6/29/2011

1001269

$

3/30/2011

1001269

2,175,834 Updated portfolio data from servicer

1/6/2011

N/A

275,834 $

9/30/2010

2,940,000

$

7/14/2010

$

1,900,000 Updated portfolio data from servicer

3/26/2010

Financial Instrument for Home Loan Modifications

(1,180,000) $

10/15/2010

Purchase

$

9/30/2010

LA

3,080,000 Updated portfolio data from servicer

7/14/2010

New Orleans

1,110,000 $

3/26/2010

12

$

9/27/2013

1001075

90,000 $

6/27/2013

1001075

$

3/25/2013

1001075

(870,319) $

12/27/2012

1001075

$

9/27/2012

1001075

(13) $

6/28/2012

1001075

$

6/29/2011

1001075

(1) $

3/30/2011

1001075

$

1/6/2011

1001075

(1) $

9/30/2010

1001075

$

7/14/2010

1001075

870,334 Updated portfolio data from servicer

3/26/2010

1001075

70,334 $

6/27/2013

N/A

$

3/25/2013

1,880,000

800,000 Updated portfolio data from servicer

12/27/2012

$

(570,000) $

9/27/2012

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

1,370,000 Updated portfolio data from servicer

6/29/2011

NV

(290,000) $

3/30/2011

Las Vegas

$

1/6/2011

1001228

70,000 $

9/30/2010

1001228

$

7/14/2010

1001228

(1,305,498) $

3/26/2010

1001228

$

1/22/2010

1001228

1,305,498 Updated portfolio data from servicer

1/25/2012

1001228

(2) $

6/29/2011

1001228

$

1/22/2010

N/A

1,305,500 Updated portfolio data from servicer

3/30/2011

1,590,000

105,500 $

1/6/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

1,200,000 Initial FHA-HAMP cap

7/14/2010

Purchase

100,000 $

3/26/2010

CT

$

2/17/2011
East Hartford

(120,000) $

3/30/2011

American Eagle Federal Credit Union

$

1/6/2011

1000475

12/9/2009

Reason for Adjustment

9/30/2010

1000475

12/9/2009

Adjusted Cap

9/30/2010

1000475

12/9/2009

Cap Adjustment Amount

7/14/2010

1000475

12/9/2009

Adjustment
Date

1,100,000 Updated portfolio data from servicer

$

13,786 $

1,450,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,543 reallocation
Updated due to quarterly assessment and
1,481,450 reallocation
Updated due to quarterly assessment and
1,540,138 reallocation
Updated due to quarterly assessment and
1,775,313 reallocation
Updated due to quarterly assessment and
1,859,504 reallocation
Updated due to quarterly assessment and
1,873,290 reallocation

1/22/2010

$

20,000 $

330,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
1,660,000 Updated HPDP cap & HAFA initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
- Termination of SPA
1,970,000 Updated HPDP cap & HAFA initial cap

2,175,832 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,829 reallocation
Updated due to quarterly assessment and
2,175,803 reallocation
Updated due to quarterly assessment and
2,175,782 reallocation
Updated due to quarterly assessment and
2,175,725 reallocation
Updated due to quarterly assessment and
2,175,715 reallocation
Updated due to quarterly assessment and
2,175,678 reallocation
Updated due to quarterly assessment and
2,175,663 reallocation
285,844 Termination of SPA
3,080,000 Updated HPDP cap & HAFA initial cap

1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,386 reallocation
Updated due to quarterly assessment and
1,015,370 reallocation
Updated due to quarterly assessment and
1,015,358 reallocation
Updated due to quarterly assessment and
1,015,326 reallocation
Updated due to quarterly assessment and
1,015,321 reallocation
Updated due to quarterly assessment and
1,015,300 reallocation
Updated due to quarterly assessment and
1,015,292 reallocation
Updated due to quarterly assessment and
1,015,289 reallocation
240,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
6,450,000 Updated HPDP cap & HAFA initial cap

4,206,608 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,206,604 reallocation
Updated due to quarterly assessment and
4,206,569 reallocation
Updated due to quarterly assessment and
4,206,560 reallocation
Updated due to quarterly assessment and
4,206,546 reallocation
Updated due to quarterly assessment and
4,206,544 reallocation
Updated due to quarterly assessment and
4,206,536 reallocation
Updated due to quarterly assessment and
4,206,532 reallocation
Updated due to quarterly assessment and
4,206,531 reallocation
2,350,000 Updated HPDP cap & HAFA initial cap

Page 23 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10125

12/11/2009

Hartford Savings Bank

12/11/2009

The Bryn Mawr Trust Co.

12/16/2009

Citizens First National Bank

Purchase

Financial Instrument for Home Loan Modifications

$

620,000

N/A

1000438
1000438
1000438
1000438
1000438
1000438
1000438
1000438
1000438
1000438
1000438
1000438
12/16/2009

Golden Plains Credit Union

Garden City

KS

Purchase

Financial Instrument for Home Loan Modifications

$

170,000

N/A

1001397
1001397
1001397
1001397
12/16/2009

First Federal Savings and Loan Association of Lakewood

Lakewood

OH

Purchase

Financial Instrument for Home Loan Modifications

$

3,460,000

N/A

1000828
12/16/2009

Sound Community Bank

Seattle

WA

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

10524
10524
10524
12/16/2009

Horizon Bank, NA

Michigan City

IN

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1000825
1000825
1000825
1000825
1000825
1000825
1000825
1000825
12/16/2009

Park View Federal Savings Bank

Solon
10025
10025
10025
10025

OH

Purchase

Financial Instrument for Home Loan Modifications

$

760,000

N/A

(2) $

$

(2) $

$

(18) $

$

(14) $

$

(37) $

$

(6) $

$

(24) $

$

(9) $

$

(3) $

$

(150,000) $

6/16/2011

$

100,000 $

100,000 Transfer of cap due to servicing transfer

1/22/2010

$

30,000 $

650,000 Updated HPDP cap & HAFA initial cap

$

(580,000) $

70,000 Updated portfolio data from servicer

$

1,430,000 $

1,500,000 Updated portfolio data from servicer

$

95,612 $

1,595,612 Updated portfolio data from servicer

$

(2) $

$

(3) $

$

(24) $

$

(16) $

$

(45) $

$

(8) $

$

(30) $

$

(11) $

$

(4) $

1/22/2010

$

10,000 $

180,000 Updated HPDP cap & HAFA initial cap

$

30,000 $

210,000 Updated portfolio data from servicer

$

(10,000) $

200,000 Updated portfolio data from servicer

$

90,111 $

290,111 Updated portfolio data from servicer

$

(290,111) $

1/22/2010

$

160,000 $

$

(3,620,000) $

1/22/2010

$

20,000 $

$

1,430,000 $

1,890,000 Updated portfolio data from servicer

$

(390,000) $

1,500,000 Updated portfolio data from servicer

$

(1,500,000) $

1/22/2010

$

30,000 $

$

1,740,000 $

2,470,000 Updated portfolio data from servicer

$

(1,870,000) $

600,000 Updated portfolio data from servicer

$

850,556 $

1,450,556 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(23) $

$

(17) $

9/21/2012

IL

$

6/28/2012

Spring Valley

1,160,445 Updated portfolio data from servicer

6/29/2011

9

60,445 $

3/30/2011

1000631

$

1/6/2011

N/A

1,100,000 Updated portfolio data from servicer

9/30/2010

150,000

(360,000) $

7/14/2010

$

$

3/26/2010

Financial Instrument for Home Loan Modifications

1,460,000 Updated portfolio data from servicer

9/8/2010

Purchase

800,000 $

7/14/2010

PA

$

3/26/2010

Bryn Mawr

30,000 $

4/21/2010

1000753

$

2/17/2011

1000753

(725,277) $

9/30/2010

1000753

$

7/14/2010

1000753

725,277 Updated portfolio data from servicer

3/26/2010

1000753

(1) $

9/27/2013

1000753

$

6/27/2013

1000753

725,278 Updated portfolio data from servicer

3/25/2013

1000753

25,278 $

12/27/2012

1000753

$

9/27/2012

1000753

700,000 Updated portfolio data from servicer

6/28/2012

1000753

(330,000) $

6/29/2011

1000753

$

4/21/2010

N/A

1,030,000 Updated portfolio data from servicer

3/30/2011

630,000

400,000 $

1/6/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

30,000 $

7/14/2010

Purchase

$

3/26/2010

WI

(1,640,000) $

9/27/2013

Hartford

$

6/27/2013

10139

1,250,000 $

3/25/2013

10139

$

12/27/2012

10139

20,000 $

9/27/2012

10139

$

6/28/2012

10139

(856,986) $

1/22/2010

N/A

$

6/29/2011

600,000

7/6/2012

3/30/2011

$

(10) $

1/6/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

(13) $

7/14/2010

WA

$

3/26/2010

Seattle

(1) $

2/17/2011

1000558

$

1/22/2010

1000558

(1) $

1/22/2010

N/A

$

1/6/2011

370,000

870,334 Updated portfolio data from servicer

9/30/2010

$

70,334 $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

800,000 Updated portfolio data from servicer

5/26/2010

IL

(350,000) $

3/26/2010

Glenview

$

6/28/2012
12

1,150,000 Updated portfolio data from servicer

6/29/2011

10125

820,000 $

3/30/2011

10125

$

1/6/2011

10125

Verity Credit Union

Reason for Adjustment

9/30/2010

10125

12/11/2009

Adjusted Cap

7/14/2010

10125

Glenview State Bank

Cap Adjustment Amount

3/26/2010

10125

12/11/2009

Adjustment
Date

$

(1,450,512) $

1/22/2010

$

40,000 $

3/26/2010

$

140,000 $

940,000 Updated portfolio data from servicer

7/14/2010

$

(140,000) $

800,000 Updated portfolio data from servicer

9/30/2010

$

70,334 $

870,334 Updated portfolio data from servicer

1/6/2011

$

(1) $

870,333 Updated portfolio data from servicer

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
Updated due to quarterly assessment and
870,309 reallocation
13,323 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap
1,640,000 Updated portfolio data from servicer
- Termination of SPA
630,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
660,000 Updated HPDP cap & HAFA initial cap

1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Updated due to quarterly assessment and
1,160,409 reallocation
Updated due to quarterly assessment and
1,160,372 reallocation
Updated due to quarterly assessment and
1,160,366 reallocation
Updated due to quarterly assessment and
1,160,342 reallocation
Updated due to quarterly assessment and
1,160,333 reallocation
Updated due to quarterly assessment and
1,160,330 reallocation
- Termination of SPA

1,595,610 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,595,607 reallocation
Updated due to quarterly assessment and
1,595,583 reallocation
Updated due to quarterly assessment and
1,595,567 reallocation
Updated due to quarterly assessment and
1,595,522 reallocation
Updated due to quarterly assessment and
1,595,514 reallocation
Updated due to quarterly assessment and
1,595,484 reallocation
Updated due to quarterly assessment and
1,595,473 reallocation
Updated due to quarterly assessment and
1,595,469 reallocation

- Termination of SPA
3,620,000 Updated HPDP cap & HAFA initial cap
- Termination of SPA
460,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
730,000 Updated HPDP cap & HAFA initial cap

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation
- Termination of SPA
800,000 Updated HPDP cap & HAFA initial cap

Page 24 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10025

12/23/2009

Eaton National Bank & Trust Company

1001078
1001078
12/23/2009

Tempe Schools Credit Union

Tempe

AZ

Purchase

Financial Instrument for Home Loan Modifications

$

110,000

N/A

1000703
1000703
1000703
1/13/2010

Fresno County Federal Credit Union

Fresno

CA

Purchase

Financial Instrument for Home Loan Modifications

$

260,000

N/A

10507
10507
10507
10507
10507
10507
12
1/13/2010

Roebling Bank

Roebling

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

240,000

N/A

1001235
1001235
1001235
1001235
1/13/2010

First National Bank of Grant Park

Grant Park

IL

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

N/A

1000901
1000901
1000901
1/13/2010

Specialized Loan Servicing LLC

Highlands Ranch
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635

CO

Purchase

Financial Instrument for Home Loan Modifications

$

64,150,000

N/A

800,000 Updated portfolio data from servicer

$

(74,722) $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

(725,265) $

$

90,000 $

150,000 Updated portfolio data from servicer

$

50,000 $

200,000 Updated portfolio data from servicer

$

(54,944) $

145,056 Updated portfolio data from servicer

$

(145,056) $

$

(20,000) $

90,000 Updated portfolio data from servicer

$

10,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

$

480,000 $

740,000 Updated portfolio data from servicer

$

(140,000) $

600,000 Updated portfolio data from servicer

$

(19,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(6) $

7/6/2012

$

(555,252) $

3/26/2010

$

610,000 $

850,000 Updated portfolio data from servicer

$

50,000 $

900,000 Updated portfolio data from servicer

$

(29,666) $

870,334 Updated portfolio data from servicer

$

(1) $

870,333 Updated portfolio data from servicer

$

(870,333) $

3/26/2010

$

150,000 $

290,000 Updated portfolio data from servicer

$

10,000 $

300,000 Updated portfolio data from servicer

$

(9,889) $

290,111 Updated portfolio data from servicer

1/26/2011

1001078

760,000 $

9/30/2010

N/A

$

7/14/2010

60,000

40,000 Updated portfolio data from servicer

3/23/2011

$

(320,000) $

1/6/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

20,000 $

7/14/2010

OH

$

6/28/2012

Eaton

(6,927,254) $

6/29/2011

1001192

$

3/30/2011

1001192

6/3/2011

1/6/2011

1001192

(300,000) $

9/30/2010

1001192

$

7/14/2010

1001192

(13) $

3/26/2010

1001192

$

3/26/2010

1001192

(11) $

3/26/2010

N/A

$

12/8/2010

340,000

7,252,780 Updated portfolio data from servicer

9/30/2010

$

5,852,780 $

7/14/2010

Financial Instrument for Home Loan Modifications

$

5/20/2011

Purchase

1,400,000 Updated portfolio data from servicer

9/30/2010

MA

(1,560,000) $

7/14/2010

North Grafton

$

1/25/2012

12

2,960,000 Updated portfolio data from servicer

6/29/2011

1001411

(1,470,000) $

3/30/2011

1001411

$

1/6/2011

1001411

200,000 $

9/30/2010

1001411

$

7/14/2010

1001411

(816,373) $

3/26/2010

1001411

$

1/22/2010

1001411

9/14/2012

4/13/2011

N/A

(10) $

3/30/2011

4,230,000

$

1/6/2011

$

(12) $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

(1) $

3/26/2010

FL

$

1/22/2010

12
Sarasota

Grafton Suburban Credit Union

Reason for Adjustment
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation

6/28/2012

10025

12/23/2009

Adjusted Cap

6/29/2011

10025

Iberiabank

Cap Adjustment Amount

3/30/2011

10025

12/23/2009

Adjustment
Date

$

(290,111) $

3/26/2010

$

(51,240,000) $

5/14/2010

$

3,000,000 $

6/16/2010

$

4,860,000 $

7/14/2010

$

3,630,000 $

7/16/2010

$

330,000 $

24,400,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
24,730,000 servicing transfer

8/13/2010

$

700,000 $

25,430,000 Transfer of cap due to servicing transfer

9/15/2010

$

200,000 $

25,630,000 Transfer of cap due to servicing transfer

9/30/2010

$

(1,695,826) $

11/16/2010

$

200,000 $

1/6/2011

$

(32) $

1/13/2011

$

1,500,000 $

25,634,142 Transfer of cap due to servicing transfer

3/16/2011

$

7,100,000 $

3/30/2011

$

(36) $

32,734,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,734,106 reallocation

4/13/2011

$

1,000,000 $

33,734,106 Transfer of cap due to servicing transfer

5/13/2011

$

100,000 $

33,834,106 Transfer of cap due to servicing transfer

6/16/2011

$

300,000 $

6/29/2011

$

(332) $

34,134,106 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,133,774 reallocation

8/16/2011

$

100,000 $

34,233,774 Transfer of cap due to servicing transfer

9/15/2011

$

300,000 $

34,533,774 Transfer of cap due to servicing transfer

10/14/2011

$

300,000 $

34,833,774 Transfer of cap due to servicing transfer

12/15/2011

$

(1,700,000) $

33,133,774 Transfer of cap due to servicing transfer

1/13/2012

$

1,600,000 $

34,733,774 Transfer of cap due to servicing transfer

2/16/2012

$

100,000 $

34,833,774 Transfer of cap due to servicing transfer

3/15/2012

$

100,000 $

34,933,774 Transfer of cap due to servicing transfer

4/16/2012

$

77,600,000 $

112,533,774 Transfer of cap due to servicing transfer

53,937 Termination of SPA
4,430,000 Updated HPDP cap & HAFA initial cap

7,252,769 Updated portfolio data from servicer
Updated due to quarterly assessment and
7,252,756 reallocation
6,952,756 Transfer of cap due to servicing transfer
25,502 Termination of SPA
360,000 Updated HPDP cap & HAFA initial cap

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
- Termination of SPA

- Termination of SPA

- Termination of SPA

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
24,954 Termination of SPA

- Termination of SPA

- Termination of SPA
12,910,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
15,910,000 servicing transfer
Transfer of cap from CitiMortgage, Inc. due to
20,770,000 servicing transfer

23,934,174 Updated portfolio data from servicer
24,134,174 Transfer of cap due to servicing transfer
24,134,142 Updated portfolio data from servicer

Page 25 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000635

1/29/2010

iServe Residential Lending, LLC

1001415
1001415
1001415
1001415
1001415
1001415
1001415
1001415
1001415
1/29/2010

United Bank

Griffin

GA

Purchase

Financial Instrument for Home Loan Modifications

$

540,000

N/A

1000893
1000893
1000893
1000893
1000893
1000893
1000893
1000893
1000893
1000893
3/3/2010

Urban Trust Bank

Lake Mary

FL

Purchase

Financial Instrument for Home Loan Modifications

$

1,060,000

N/A

1001435
3/5/2010

iServe Servicing, Inc.

Irving
1001384
1001384
1001384
1001384
1001384

TX

Purchase

Financial Instrument for Home Loan Modifications

$

28,040,000

N/A

$

8,680,000 $

9,450,000 Updated portfolio data from servicer

$

(8,750,000) $

700,000 Updated portfolio data from servicer

$

170,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(4) $

$

(10) $

$

(2) $

$

(7) $

$

(2) $

$

(1) $

3/26/2010

$

12,190,000 $

$

(15,240,000) $

3/26/2010

$

(730,000) $

230,000 Updated portfolio data from servicer

$

370,000 $

600,000 Updated portfolio data from servicer

$

200,000 $

800,000 Initial FHA-HAMP cap and initial 2MP cap

$

(364,833) $

$

100,000 $

$

(1) $

$

(1) $

$

(7) $

$

(6) $

$

(15) $

$

(3) $

$

(10) $

$

(4) $

$

(1) $

3/26/2010

$

160,000 $

700,000 Updated portfolio data from servicer

$

25,278 $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

(8) $

$

(22) $

$

(4) $

$

(14) $

$

(5) $

$

(2) $

7/14/2010

$

4,440,000 $

9/24/2010

1001415

3/26/2010

9/27/2013

1001415

151,855,077 Transfer of cap due to servicing transfer

6/27/2013

1001415

(410,000) $

3/25/2013

1001415

$

12/27/2012

N/A

152,265,077 Transfer of cap due to servicing transfer

9/27/2012

960,000

860,000 $

6/28/2012

$

$

6/29/2011

Financial Instrument for Home Loan Modifications

(346) $

3/30/2011

Purchase

$

1/6/2011

CA

(180,000) $

9/30/2010

San Diego

$

9/27/2013

10416

(3,720,000) $

6/27/2013

N/A

$

3/25/2013

3,050,000

(985) $

12/27/2012

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

3,670,000 $

6/28/2012

Purchase

$

6/29/2011

MA

151,636,408 Transfer of cap due to servicing transfer

3/30/2011

Marlborough

(1,250,000) $

1/6/2011

10517

$

11/16/2010

10517

152,886,408 Transfer of cap due to servicing transfer

9/30/2010

10517

(750,000) $

9/30/2010

10517

$

7/14/2010

10517

(2,584) $

5/14/2010

10517

$

9/27/2013

10517

(1,450,000) $

6/27/2013

10517

$

3/25/2013

10517

155,088,992 Transfer of cap due to servicing transfer

12/27/2012

10517

6,650,000 $

9/27/2012

10517

$

6/28/2012

N/A

148,438,992 Transfer of cap due to servicing transfer

6/29/2011

770,000

2,410,000 $

3/30/2011

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

(663) $

9/30/2010

Purchase

$

7/14/2010

NV

24,180,000 $

11/14/2013
Carson City

$

10/15/2013

1000635

121,849,655 Transfer of cap due to servicing transfer

9/27/2013

1000635

880,000 $

9/16/2013

1000635

$

7/16/2013

1000635

120,969,655 Transfer of cap due to servicing transfer

6/27/2013

1000635

5,600,000 $

6/14/2013

1000635

$

5/16/2013

1000635

(3,061) $

4/16/2013

1000635

$

3/25/2013

1000635

(1,280,000) $

3/14/2013

1000635

$

2/14/2013

1000635

4,430,000 $

1/16/2013

1000635

$

12/27/2012

1000635

(1,058) $

12/14/2012

1000635

$

11/15/2012

1000635

(350,000) $

10/16/2012

1000635

$

9/27/2012

1000635

40,000 $

8/16/2012

1000635

$

7/16/2012

1000635

Digital Federal Credit Union

Reason for Adjustment

6/28/2012

1000635

1/15/2010

Adjusted Cap

6/14/2012

1000635

Greater Nevada Mortgage Services

Cap Adjustment Amount

5/16/2012

1000635

1/13/2010

Note

Adjustment
Date

112,573,774 Transfer of cap due to servicing transfer

$

(5,500,000) $

5/26/2010

$

120,000 $

7/14/2010

$

(12,660,000) $

9/30/2010

$

100,000 $

9/30/2010

$

(3,125,218) $

11/16/2010

$

800,000 $

1/6/2011

$

(20) $

112,223,774 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
112,222,716 reallocation
116,652,716 Transfer of cap due to servicing transfer
115,372,716 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
115,369,655 reallocation

146,029,655 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
146,028,992 reallocation

153,638,992 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
153,636,408 reallocation

155,306,408 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
155,305,423 reallocation
151,585,423 Transfer of cap due to servicing transfer
151,405,423 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
151,405,077 reallocation

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,324 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation
Updated due to quarterly assessment and
870,308 reallocation
Updated due to quarterly assessment and
870,301 reallocation
Updated due to quarterly assessment and
870,299 reallocation
Updated due to quarterly assessment and
870,298 reallocation
15,240,000 Updated portfolio data from servicer
- Termination of SPA

435,167 Updated portfolio data from servicer
535,167 Transfer of cap due to servicing transfer
535,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
535,165 reallocation
Updated due to quarterly assessment and
535,158 reallocation
Updated due to quarterly assessment and
535,152 reallocation
Updated due to quarterly assessment and
535,137 reallocation
Updated due to quarterly assessment and
535,134 reallocation
Updated due to quarterly assessment and
535,124 reallocation
Updated due to quarterly assessment and
535,120 reallocation
Updated due to quarterly assessment and
535,119 reallocation

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
Updated due to quarterly assessment and
725,235 reallocation
Updated due to quarterly assessment and
725,231 reallocation
Updated due to quarterly assessment and
725,217 reallocation
Updated due to quarterly assessment and
725,212 reallocation
Updated due to quarterly assessment and
725,210 reallocation
5,500,000 Updated portfolio data from servicer
- Termination of SPA
28,160,000 Initial 2MP cap
15,500,000 Updated portfolio data from servicer
15,600,000 Initial FHA-HAMP cap
12,474,782 Updated portfolio data from servicer
13,274,782 Transfer of cap due to servicing transfer
13,274,762 Updated portfolio data from servicer

Page 26 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1001384

4/14/2010

Midwest Bank and Trust Co.

4/14/2010

Wealthbridge Mortgage Corp

Financial Instrument for Home Loan Modifications

$

6,550,000

N/A

1000657
1000657
1000657
1000657
1000657
1000657
1000657
1000657
1000657
1000657
1000657
1000657
5/21/2010

Aurora Financial Group, Inc.

Marlton

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

10,000

N/A

4, 8

10425
10425
10425
10425
10425
10425
10425
6/16/2010

Selene Finance LP

Houston
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

25,278 $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

(8) $

$

(22) $

$

(4) $

$

(14) $

$

(5) $

$

(2) $

$

300,000 $

600,000 Updated portfolio data from servicer

$

(19,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(580,212) $

$

(150,000) $

6,400,000 Updated portfolio data from servicer

$

1,600,000 $

8,000,000 Transfer of cap due to servicing transfer

$

(4,352,173) $

$

(5) $

$

(6) $

$

(3,000,000) $

$

(9) $

$

(7) $

$

(19) $

$

(3) $

$

(12) $

$

(5) $

$

(2) $

5/26/2010

$

30,000 $

$

250,111 $

$

59,889 $

$

(2) $

$

(5) $

$

(1) $

$

(3) $

6/27/2013

Purchase

700,000 Updated portfolio data from servicer

3/25/2013

OR

400,000 $

12/27/2012

Beaverton

$

9/27/2012

1001521

(22) $

6/28/2012

1001521

$

6/29/2011

1001521

(68) $

9/30/2010

1001521

$

9/27/2013

1001521

(199) $

6/27/2013

N/A

$

3/25/2013

300,000

(58) $

12/27/2012

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

(374) $

6/28/2012

Purchase

$

6/29/2011

IL

(145) $

4/13/2011

Elmwood Park

$

3/30/2011

1000468

(238) $

1/6/2011

1000468

$

9/30/2010

1000468

(26) $

9/15/2010

1000468

$

7/14/2010

1000468

(23) $

7/14/2011

1000468

$

6/29/2011

1000468

16,971,505 Updated portfolio data from servicer

3/30/2011

1000468

1,071,505 $

1/6/2011

1000468

$

9/30/2010

1000468

15,900,000 Updated portfolio data from servicer

7/14/2010

N/A

(44,880,000) $

9/27/2013

300,000

$

6/27/2013

$

(60,000) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

12/27/2012

Purchase

(40) $

9/27/2012

PA

$

6/28/2012

Wyomissing

(10,000) $

6/29/2011

1000494

$

3/30/2011

1000494

13,273,396

1/6/2011

1000494

(112) $

9/30/2010

1000494

$

7/14/2010

1000494

13,273,508

9/27/2013

1000494

(297) $

6/27/2013

1000494

$

3/25/2013

1000494

13,273,805

12/27/2012

1000494

(78) $

9/27/2012

1000494

$

7/14/2010

N/A

13,273,883

6/28/2012

60,780,000

(465) $

6/29/2011

$

$

3/30/2011

Financial Instrument for Home Loan Modifications

13,274,348

1/6/2011

Purchase

(169) $

9/30/2010

VA

$

11/14/2013
Vienna

13,274,517

9/27/2013

1001384

(221) $

7/16/2013

1001384

$

6/27/2013

1001384

13,274,738

3/25/2013

1001384

(24) $

12/27/2012

1001384

$

9/27/2012

1001384

VIST Financial Corp

Reason for Adjustment
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation
Updated due to quarterly assessment and
reallocation

6/28/2012

1001384

3/10/2010

Adjusted Cap

6/29/2011

1001384

Navy Federal Credit Union

Cap Adjustment Amount

3/30/2011

1001384

3/10/2010

Adjustment
Date

$

(1) $

6/16/2010

$

3,680,000 $

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
350,000 reallocation
Updated due to quarterly assessment and
349,998 reallocation
Updated due to quarterly assessment and
349,993 reallocation
Updated due to quarterly assessment and
349,992 reallocation
Updated due to quarterly assessment and
349,989 reallocation
Updated due to quarterly assessment and
349,988 reallocation
Transfer of cap from CitiMortgage, Inc. due to
3,680,000 servicing transfer

8/13/2010

$

3,300,000

6,980,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,043,831 $

10,023,831 Updated portfolio data from servicer

10/15/2010

$

1,400,000 $

11,423,831 Transfer of cap due to servicing transfer

1/6/2011

$

(17) $

3/16/2011

$

2,100,000 $

3/30/2011

$

(24) $

4/13/2011

$

2,900,000 $

16,423,790 Transfer of cap due to servicing transfer

6/16/2011

$

(200,000) $

6/29/2011

$

(273) $

16,223,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,223,517 reallocation

10/14/2011

$

100,000 $

$

13,263,396 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,263,356 reallocation
13,203,356 Transfer of cap due to servicing transfer

16,971,482 Updated portfolio data from servicer
Updated due to quarterly assessment and
16,971,456 reallocation
Updated due to quarterly assessment and
16,971,218 reallocation
Updated due to quarterly assessment and
16,971,073 reallocation
Updated due to quarterly assessment and
16,970,699 reallocation
Updated due to quarterly assessment and
16,970,641 reallocation
Updated due to quarterly assessment and
16,970,442 reallocation
Updated due to quarterly assessment and
16,970,374 reallocation
Updated due to quarterly assessment and
16,970,352 reallocation

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
Updated due to quarterly assessment and
725,235 reallocation
Updated due to quarterly assessment and
725,231 reallocation
Updated due to quarterly assessment and
725,217 reallocation
Updated due to quarterly assessment and
725,212 reallocation
Updated due to quarterly assessment and
725,210 reallocation

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA

3,647,827 Updated portfolio data from servicer
3,647,822 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,647,816 reallocation
647,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
647,807 reallocation
Updated due to quarterly assessment and
647,800 reallocation
Updated due to quarterly assessment and
647,781 reallocation
Updated due to quarterly assessment and
647,778 reallocation
Updated due to quarterly assessment and
647,766 reallocation
Updated due to quarterly assessment and
647,761 reallocation
Updated due to quarterly assessment and
647,759 reallocation
40,000 Updated FHA-HAMP cap

11,423,814 Updated portfolio data from servicer
13,523,814 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,523,790 reallocation

16,323,517 Transfer of cap due to servicing transfer

Page 27 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001460

8/25/2010

Pathfinder Bank

1001240
1001240
8/27/2010

First Financial Bank, N.A.

Terre Haute

ID

Purchase

Financial Instrument for Home Loan Modifications

$

4,300,000

N/A

1000951
1000951
1000951
1000951
1000951
1000951
1000951
1000951
1000951
9/1/2010

RBC Bank (USA)

Raleigh

NC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001421
1001421
1001421
1001421
1001421
1
9/3/2010

Fay Servicing, LLC

15
Chicago

1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727

IL

Purchase

Financial Instrument for Home Loan Modifications

$

3,100,000

N/A

1,040,667 $

$

(2) $

$

(3) $

$

(28) $

$

(1,740,634) $

$

2,181,334 $

$

(5) $

$

(6) $

$

(58) $

$

(43) $

$

(119) $

$

(20) $

$

(76) $

$

(29) $

$

(10) $

$

7,014,337 $

$

(17) $

$

(20) $

$

(192) $

$

(144) $

$

(396) $

$

(67) $

$

(253) $

$

(95) $

$

(34) $

9/30/2010

$

45,056 $

145,056 Updated portfolio data from servicer

$

34,944 $

$

40,000 $

$

50,000 $

180,000 Updated portfolio data from servicer
Updated due to quarterly assessment and
220,000 reallocation
Updated due to quarterly assessment and
270,000 reallocation

$

(200,000) $

70,000 Transfer of cap due to servicing transfer

6/14/2012

1001240

$

3/15/2012

1001240

(2,465,867) $

6/29/2011

1001240

$

3/30/2011

1001240

(30) $

1/6/2011

1001240

$

9/27/2013

1001240

(40) $

6/27/2013

1001240

$

3/25/2013

N/A

(4) $

12/27/2012

1,300,000

$

9/27/2012

$

(4) $

6/28/2012

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

1,585,945 $

3/30/2011

NY

$

1/6/2011

Oswego

(52) $

9/30/2010

1001708

$

9/27/2013

1001708

170,000 $

6/27/2013

1001708

$

3/25/2013

1001708

(146) $

9/30/2010

N/A

$

12/27/2012

700,000

(30,000) $

9/27/2012

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

(384) $

6/29/2011

Purchase

$

3/30/2011

OH

90,000 $

1/6/2011

Cincinanati

$

8/10/2011

1000602

(102) $

6/29/2011

1000602

$

3/30/2011

1000602

70,000 $

1/6/2011

1000602

$

9/30/2010

1000602

(600) $

9/30/2010

N/A

$

8/10/2012

880,000

480,000 $

6/28/2012

$

$

6/29/2011

Financial Instrument for Home Loan Modifications

40,000 $

3/30/2011

Purchase

$

1/6/2011

NM

(218) $

9/27/2013
Albuquerque

$

7/16/2013

1001460

(300,000) $

6/27/2013

1001460

$

5/16/2013

1001460

17,633,517 Transfer of cap due to servicing transfer

3/25/2013

1001460

10,000 $

3/14/2013

1001460

$

12/27/2012

1001460

17,623,517 Transfer of cap due to servicing transfer

11/15/2012

1001460

200,000 $

9/27/2012

1001460

$

8/16/2012

1001460

17,423,517 Transfer of cap due to servicing transfer

7/16/2012

1001460

1,100,000 $

6/28/2012

1001460

$

6/14/2012

1001460

Bramble Savings Bank

Reason for Adjustment

5/16/2012

1001460

8/20/2010

Adjusted Cap

4/16/2012

1001460

Suburban Mortgage Company of New Mexico

Cap Adjustment Amount

11/16/2011

1001460

8/4/2010

Adjustment
Date

$

(10,000) $

60,000 Transfer of cap due to servicing transfer

4/9/2013

$

(60,000) $

9/30/2010

$

5,168,169 $

1/6/2011

$

(12) $

3/30/2011

$

(15) $

4/13/2011

$

400,000 $

6/29/2011

$

(143) $

9/15/2011

$

700,000 $

9,367,999 Transfer of cap due to servicing transfer

10/14/2011

$

100,000 $

9,467,999 Transfer of cap due to servicing transfer

11/16/2011

$

200,000 $

9,667,999 Transfer of cap due to servicing transfer

12/15/2011

$

1,700,000 $

11,367,999 Transfer of cap due to servicing transfer

4/16/2012

$

1,600,000 $

12,967,999 Transfer of cap due to servicing transfer

5/16/2012

$

40,000 $

13,007,999 Transfer of cap due to servicing transfer

6/14/2012

$

(210,000) $

6/28/2012

$

(105) $

7/16/2012

$

50,000 $

12,847,894 Transfer of cap due to servicing transfer

8/16/2012

$

90,000 $

12,937,894 Transfer of cap due to servicing transfer

17,333,517 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,333,299 reallocation
17,373,299 Transfer of cap due to servicing transfer
17,853,299 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,852,699 reallocation
17,922,699 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,922,597 reallocation
18,012,597 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,012,213 reallocation
17,982,213 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,982,067 reallocation
18,152,067 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,152,015 reallocation
2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
- Termination of SPA
1,740,667 Updated portfolio data from servicer
1,740,665 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,740,662 reallocation
Updated due to quarterly assessment and
1,740,634 reallocation
- Termination of SPA
3,481,334 Updated portfolio data from servicer
3,481,329 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,481,323 reallocation
Updated due to quarterly assessment and
3,481,265 reallocation
Updated due to quarterly assessment and
3,481,222 reallocation
Updated due to quarterly assessment and
3,481,103 reallocation
Updated due to quarterly assessment and
3,481,083 reallocation
Updated due to quarterly assessment and
3,481,007 reallocation
Updated due to quarterly assessment and
3,480,978 reallocation
Updated due to quarterly assessment and
3,480,968 reallocation
11,314,337 Updated portfolio data from servicer
11,314,320 Updated portfolio data from servicer
Updated due to quarterly assessment and
11,314,300 reallocation
Updated due to quarterly assessment and
11,314,108 reallocation
Updated due to quarterly assessment and
11,313,964 reallocation
Updated due to quarterly assessment and
11,313,568 reallocation
Updated due to quarterly assessment and
11,313,501 reallocation
Updated due to quarterly assessment and
11,313,248 reallocation
Updated due to quarterly assessment and
11,313,153 reallocation
Updated due to quarterly assessment and
11,313,119 reallocation

- Termination of SPA
8,268,169 Updated portfolio data from servicer
8,268,157 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,268,142 reallocation
8,668,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,667,999 reallocation

12,797,999 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,797,894 reallocation

Page 28 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1001727

9/24/2010

American Finance House LARIBA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1000704
9/24/2010

Centrue Bank

Ottawa

IL

Purchase

Financial Instrument for Home Loan Modifications

$

1,900,000

N/A

10204
10204
9/30/2010

AgFirst Farm Credit Bank

Columbia

SC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1001220
9/30/2010

Amarillo National Bank

Amarillo

TX

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1000478
1000478
1000478
1000478
9/30/2010

American Financial Resources Inc.

Parsippany

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001726
1001726
1001726
1001726
9/30/2010

Banco Popular de Puerto Rico

San Juan
1000509
1000509
1000509
1000509
1000509

PR

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

4, 5, 8

$

(24) $

$

(227) $

14,650,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,650,530 reallocation
Updated due to quarterly assessment and
14,650,303 reallocation

$

12,000,000 $

26,650,303 Transfer of cap due to servicing transfer

$

4,100,000 $

30,750,303 Transfer of cap due to servicing transfer

$

900,000 $

31,650,303 Transfer of cap due to servicing transfer

$

300,000 $

$

(266) $

$

(689) $

31,950,303 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,950,037 reallocation
Updated due to quarterly assessment and
31,949,348 reallocation

$

720,000 $

$

(114) $

$

8,020,000 $

$

(591) $

$

(40,000) $

$

(223) $

$

(80) $

$

180,222 $

$

(1) $

$

(1) $

$

(8) $

$

(6) $

$

(17) $

$

(3) $

$

(11) $

$

(4) $

$

(1) $

$

45,056 $

$

(145,056) $

$

856,056 $

2,756,056 Updated portfolio data from servicer

$

(4) $

2,756,052 Updated portfolio data from servicer

$

(2,756,052) $

$

45,056 $

$

(145,056) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

3/25/2013

CA

10,200,000 $

9/27/2012

Pasadena

$

6/28/2012

1000879

4,450,554 Transfer of cap due to servicing transfer

6/29/2011

1000879

3,000,000 $

3/25/2013

1000879

$

9/27/2012

1000879

1,450,554 Updated portfolio data from servicer

6/28/2012

1000879

(2) $

6/29/2011

1000879

$

3/23/2011

1000879

1,450,556 Updated portfolio data from servicer

9/30/2010

1000879

450,556 $

9/30/2010

1000879

$

9/30/2010

N/A

1,000,000 Transfer of cap due to servicing transfer

3/9/2011

400,000

1,000,000 $

1/6/2011

$

$

2/2/2011

Financial Instrument for Home Loan Modifications

9/15/2010

9/27/2013

Purchase

33,047,185 Transfer of cap due to servicing transfer

6/27/2013

IL

1,040,000 $

3/25/2013

Freeport

$

12/27/2012

1001557

32,007,185 Transfer of cap due to servicing transfer

9/27/2012

1001557

720,000 $

6/28/2012

1001557

$

6/29/2011

1001557

(54) $

3/30/2011

1001557

$

1/6/2011

1001557

4,840,000 $

9/30/2010

1001557

$

9/27/2013

1001557

26,447,239 Transfer of cap due to servicing transfer

6/27/2013

1001557

20,000 $

5/16/2013

1001557

$

3/25/2013

1001557

26,427,239 Transfer of cap due to servicing transfer

1/16/2013

1001557

6,650,000 $

12/27/2012

1001557

$

11/15/2012

1001557

(86) $

9/27/2012

1001557

$

19,777,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,777,239 reallocation

6/28/2012

1001557

1,760,000 $

4/16/2012

1001557

$

1/13/2012

1001557

18,017,325 Transfer of cap due to servicing transfer

12/15/2011

1001557

3,710,000 $

7/14/2011

9

$

6/29/2011

N/A

14,307,325 Transfer of cap due to servicing transfer

3/30/2011

-

200,000 $

3/16/2011

$

$

2/16/2011

Financial Instrument for Home Loan Modifications

(214) $

1/6/2011

Purchase

$

9/30/2010

OK

(80,000) $

11/14/2013
Oklahoma City

$

10/15/2013

1001727

14,187,539 Transfer of cap due to servicing transfer

9/27/2013

1001727

(590,000) $

9/16/2013

1001727

$

8/15/2013

1001727

14,777,539 Transfer of cap due to servicing transfer

7/16/2013

1001727

30,000 $

6/27/2013

1001727

$

6/14/2013

1001727

(61) $

5/16/2013

1001727

$

4/16/2013

1001727

1,810,000 $

3/25/2013

1001727

$

3/14/2013

1001727

(294) $

2/14/2013

1001727

$

1/16/2013

1001727

Midwest Community Bank

Reason for Adjustment
Updated due to quarterly assessment and
12,937,600 reallocation

12/27/2012

1001727

9/15/2010

Adjusted Cap

10/16/2012

1001727

Caliber Home Loans, Inc (Vericrest Financial, Inc.)

Cap Adjustment Amount

9/27/2012

1001727

9/15/2010

Adjustment
Date

$

(1) $

9/30/2010

$

765,945 $

1/6/2011

$

(3) $

3/30/2011

$

(4) $

6/29/2011

$

(36) $

6/28/2012

$

(30) $

9/27/2012

$

(83) $

14,747,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,747,539 reallocation

14,107,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,107,325 reallocation

31,287,239 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,287,185 reallocation

32,669,348 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,669,234 reallocation
40,689,234 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,688,643 reallocation
40,648,643 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,648,420 reallocation
Updated due to quarterly assessment and
40,648,340 reallocation
580,222 Updated portfolio data from servicer
580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
145,056 Updated portfolio data from servicer
- Termination of SPA

- Termination of SPA
145,056 Updated portfolio data from servicer
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
2,465,945 Updated portfolio data from servicer
2,465,942 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,938 reallocation
Updated due to quarterly assessment and
2,465,902 reallocation
Updated due to quarterly assessment and
2,465,872 reallocation
Updated due to quarterly assessment and
2,465,789 reallocation

Page 29 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000509

9/30/2010

Community Credit Union of Florida

9/30/2010

CU Mortgage Services, Inc.

9/30/2010

First Federal Bank of Florida

$

100,000

N/A

10364
10364
10364
10364
9/30/2010

First Mortgage Corporation

Diamond Bar

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10253
10253
10253
10253
9/30/2010

First Safety Bank

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

400,000

N/A

1000487
1000487
9/30/2010

Flagstar Capital Markets Corporation

Troy

MI

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

7, 8

10228
10228
10228
10228
10228
10228
10228
10228
10228
9/30/2010

Franklin Savings

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

4

1000773
1000773
1000773
1000773
1000773
1000773
1000773
1000773
1000773
1000773
1000773
9/30/2010

Gateway Mortgage Group, LLC

12
Tulsa

OK

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001744
1001744
1001744
1001744
9/30/2010

GFA Federal Credit Union

Gardner

MA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1001637
9/30/2010

Guaranty Bank

Saint Paul
10350
10350
10350

MN

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

$

180,222 $

580,222 Updated portfolio data from servicer

$

(1) $

580,221 Updated portfolio data from servicer

$

(580,221) $

9/30/2010

$

360,445 $

$

(2) $

$

(2) $

$

(18) $

$

(14) $

$

(37) $

$

(6) $

$

(24) $

$

(9) $

$

(3) $

9/30/2010

$

765,945 $

$

(4) $

$

(4) $

$

(40) $

$

(30) $

$

(83) $

$

(14) $

$

(53) $

$

(10,000) $

$

(20) $

$

(7) $

10/24/2013

$

(2,446,075) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

$

(1) $

9/30/2010

4, 8

(2) $

$

45,056 $

3/23/2011

Financial Instrument for Home Loan Modifications

$

3/25/2013

Purchase

(1) $

9/27/2012

FL

$

6/28/2012

Lake City

(1) $

6/29/2011

10616

$

9/27/2013

10616

45,056 $

6/27/2013

10616

$

6/14/2013

10616

9/30/2010

3/25/2013

4, 8

(2,888,387) $

12/27/2012

N/A

$

9/27/2012

100,000

9/14/2012

6/28/2012

$

(36) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(48) $

1/6/2011

MN

$

9/27/2013

New Brighton

(5) $

6/27/2013

12

$

3/25/2013

8

(4) $

12/27/2012

8

$

9/27/2012

8

901,112 $

6/28/2012

8

$

6/29/2011

8

9/30/2010

9/30/2010

6

(1,160,443) $

3/30/2011

N/A

$

1/6/2011

2,000,000

1,160,443 Updated portfolio data from servicer

3/23/2011

$

(2) $

1/6/2011

Financial Instrument for Home Loan Modifications

$

3/25/2013

Purchase

1,160,445 Updated portfolio data from servicer

9/27/2012

FL

360,445 $

6/28/2012

Rockledge

$

6/29/2011

1001848

(1) $

3/25/2013

1001848

$

9/27/2012

N/A

(2) $

6/28/2012

800,000

$

6/29/2011

$

(1) $

3/25/2013

Financial Instrument for Home Loan Modifications

$

9/27/2012

Purchase

(1) $

6/28/2012

IL

$

6/29/2011

Freeburg

45,056 $

6/28/2012

1001930

$

6/29/2011

1001930

9/30/2010

3/30/2011

1001930

(7) $

1/6/2011

1001930

$

9/30/2010

4, 8

460,000 $

3/23/2011

N/A

$

1/6/2011

100,000

(20) $

3/25/2013

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

(53) $

6/28/2012

Purchase

$

6/29/2011

FL

(14) $

9/27/2013
Coral Gables

$

9/16/2013

1000509

Citizens Community Bank

Reason for Adjustment
Updated due to quarterly assessment and
2,465,775 reallocation
Updated due to quarterly assessment and
2,465,722 reallocation
Updated due to quarterly assessment and
2,465,702 reallocation

6/27/2013

1000509

9/24/2010

Adjusted Cap

3/25/2013

1000509

Capital International Financial, Inc.

Cap Adjustment Amount

12/27/2012

1000509

9/30/2010

Adjustment
Date

$

(145,056) $

9/30/2010

$

45,056 $

6/29/2011

$

(1) $

6/28/2012

$

(1) $

9/27/2012

$

(2) $

2,925,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,925,695 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

- Termination of SPA
2,901,112 Updated portfolio data from servicer
2,901,108 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,901,103 reallocation
Updated due to quarterly assessment and
2,901,055 reallocation
Updated due to quarterly assessment and
2,901,019 reallocation
12,632 Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

- Termination of SPA
1,160,445 Updated portfolio data from servicer
1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Updated due to quarterly assessment and
1,160,409 reallocation
Updated due to quarterly assessment and
1,160,372 reallocation
Updated due to quarterly assessment and
1,160,366 reallocation
Updated due to quarterly assessment and
1,160,342 reallocation
Updated due to quarterly assessment and
1,160,333 reallocation
Updated due to quarterly assessment and
1,160,330 reallocation
2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
Updated due to quarterly assessment and
2,465,784 reallocation
Updated due to quarterly assessment and
2,465,770 reallocation
Updated due to quarterly assessment and
2,465,717 reallocation
2,455,717 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,455,697 reallocation
Updated due to quarterly assessment and
2,455,690 reallocation
9,615 Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation

Page 30 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10350
9/24/2010

James B. Nutter & Company

9/30/2010

Magna Bank

1000645
1000645
1000645
1000645
9/30/2010

Mainstreet Credit Union

Lexena

KS

Purchase

Financial Instrument for Home Loan Modifications

$

500,000

N/A

1001636
1001636
9/30/2010

Marsh Associates, Inc.

Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001907
1001907
1001907
1001907
1001907
9/30/2010

Midland Mortgage Company

Oklahoma City

OK

Purchase

Financial Instrument for Home Loan Modifications

$

43,500,000

N/A

4, 5

10457
10457
10457
10457
10457
10457
10457
10457
10457
10457
10457
9/30/2010

Mid America Mortgage, Inc. (Schmidt Mortgage Company)

Rocky River

OH

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001163
1001163
1001163
1001163
9/30/2010

Stockman Bank of Montana

Miles City
1000818

MT

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

(5) $

$

(20) $

$

(7) $

$

(3) $

9/30/2010

$

630,778 $

$

(3) $

$

(3) $

$

(33) $

$

(25) $

$

(68) $

$

(11) $

$

(44) $

$

(16) $

$

(6) $

$

225,278 $

725,278 Updated portfolio data from servicer

$

(1) $

725,277 Updated portfolio data from servicer

$

(725,277) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(1) $

$

(1) $

$

(60,000) $

9/30/2010

$

49,915,806 $

$

(125) $

$

(139) $

$

(1,223) $

$

(797) $

$

294,540,000 $

$

(263,550,000) $

$

(3,170) $

$

(507) $

$

(1,729) $

$

(593) $

$

(199) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

(2) $

3/25/2013

1000645

$

9/27/2012

1000645

(30) $

6/28/2012

1000645

$

6/29/2011

1000645

(11) $

9/27/2013

1000645

$

6/27/2013

5

(11) $

3/25/2013

N/A

$

12/27/2012

1,400,000

(1) $

9/27/2012

$

$

7/27/2012

Financial Instrument for Home Loan Modifications

(1) $

7/16/2012

Purchase

$

6/28/2012

TN

315,389 $

6/29/2011

Germantown

$

3/30/2011

10529

9/30/2010

1/6/2011

10529

(4) $

10/15/2013

10529

$

3/25/2013

10529

(11) $

9/27/2012

10529

$

6/28/2012

10529

(30) $

6/29/2011

10529

$

3/9/2011

10529

(8) $

1/6/2011

10529

$

9/30/2010

4, 8

(48) $

9/27/2013

N/A

$

6/27/2013

700,000

(17) $

3/25/2013

$

$

12/27/2012

Financial Instrument for Home Loan Modifications

(23) $

9/27/2012

Purchase

$

6/28/2012

NY

(2) $

6/29/2011

Buffalo

$

3/30/2011

1001010

(2) $

1/6/2011

1001010

$

9/27/2013

1001010

450,556 $

6/27/2013

1001010

$

3/25/2013

1001010

(1) $

12/27/2012

1001010

$

9/27/2012

1001010

(3) $

6/28/2012

1001010

$

6/29/2011

1001010

(8) $

3/30/2011

N/A

$

1/6/2011

1,000,000

(2) $

9/27/2013

$

$

6/27/2013

Financial Instrument for Home Loan Modifications

(12) $

3/25/2013

Purchase

$

12/27/2012

LA

(4) $

9/27/2012

New Orleans

$

6/28/2012

1000492

(6) $

6/29/2011

1000492

$

3/30/2011

1000492

(1) $

1/6/2011

1000492

$

9/30/2010

1000492

(1) $

9/27/2013

1000492

$

6/27/2013

4, 8

135,167 $

3/25/2013

N/A

$

12/27/2012

300,000

9/30/2010

9/27/2012

$

(1) $

6/28/2012

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

1000492

M&T Bank

Reason for Adjustment
Updated due to quarterly assessment and
145,051 reallocation

3/30/2011

MO

1000492

9/30/2010

Adjusted Cap

1/6/2011

Kansas City

Liberty Bank and Trust Co

Cap Adjustment Amount

3/25/2013

1000492

9/30/2010

Adjustment
Date

$

(1) $

9/30/2010

$

45,056 $

6/29/2011

$

(1) $

435,167 Updated portfolio data from servicer
435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation
Updated due to quarterly assessment and
435,143 reallocation
Updated due to quarterly assessment and
435,141 reallocation
Updated due to quarterly assessment and
435,133 reallocation
Updated due to quarterly assessment and
435,130 reallocation
Updated due to quarterly assessment and
435,129 reallocation
1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation
Updated due to quarterly assessment and
1,450,464 reallocation
Updated due to quarterly assessment and
1,450,456 reallocation
Updated due to quarterly assessment and
1,450,426 reallocation
Updated due to quarterly assessment and
1,450,415 reallocation
Updated due to quarterly assessment and
1,450,411 reallocation
1,015,389 Updated portfolio data from servicer
1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,387 reallocation
Updated due to quarterly assessment and
1,015,376 reallocation
Updated due to quarterly assessment and
1,015,365 reallocation
Updated due to quarterly assessment and
1,015,335 reallocation
Updated due to quarterly assessment and
1,015,330 reallocation
Updated due to quarterly assessment and
1,015,310 reallocation
Updated due to quarterly assessment and
1,015,303 reallocation
Updated due to quarterly assessment and
1,015,300 reallocation
2,030,778 Updated portfolio data from servicer
2,030,775 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,030,772 reallocation
Updated due to quarterly assessment and
2,030,739 reallocation
Updated due to quarterly assessment and
2,030,714 reallocation
Updated due to quarterly assessment and
2,030,646 reallocation
Updated due to quarterly assessment and
2,030,635 reallocation
Updated due to quarterly assessment and
2,030,591 reallocation
Updated due to quarterly assessment and
2,030,575 reallocation
Updated due to quarterly assessment and
2,030,569 reallocation

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,053 reallocation
Updated due to quarterly assessment and
145,052 reallocation
85,052 Transfer of cap due to servicing transfer
93,415,806 Updated portfolio data from servicer
93,415,681 Updated portfolio data from servicer
Updated due to quarterly assessment and
93,415,542 reallocation
Updated due to quarterly assessment and
93,414,319 reallocation
Updated due to quarterly assessment and
93,413,522 reallocation
387,953,522 Transfer of cap due to servicing transfer
124,403,522 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
124,400,352 reallocation
Updated due to quarterly assessment and
124,399,845 reallocation
Updated due to quarterly assessment and
124,398,116 reallocation
Updated due to quarterly assessment and
124,397,523 reallocation
Updated due to quarterly assessment and
124,397,324 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

Page 31 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1000818

9/30/2010

12/15/2010

Statebridge Company, LLC

12/15/2010

Scotiabank de Puerto Rico
1000991
1000991
1000991
1000991
1000991
1000991
1000991
1000991

4/13/2011

New York Community Bank (AmTrust Bank)

Cleveland

OH

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10151
10151
10151
10151
10151
10151
10151
10151
10151
10151
10151
4/13/2011

SunTrust Mortgage, Inc.

Richmond

VA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10012
10012
10012
4/13/2011

Urban Partnership Bank

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001970
1001970
1001970
1001970
1001970
1001970
1001970
1001970
4/13/2011

Western Federal Credit Union

Hawthorne
1001231

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

(80,000) $

$

(17) $

3,359,759 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,359,742 reallocation

$

50,000 $

3,409,742 Transfer of cap due to servicing transfer

$

1,240,000 $

4,649,742 Transfer of cap due to servicing transfer

$

90,000 $

$

(90) $

$

(10,000) $

$

(34) $

$

(13) $

$

60,000 $

12/15/2010

$

4,300,000 $

$

(4) $

$

(5) $

$

(23) $

$

(63) $

$

(11) $

$

(41) $

$

(16) $

$

(6) $

4/13/2011

$

200,000 $

200,000 Transfer of cap due to servicing transfer

$

100,000 $

300,000 Transfer of cap due to servicing transfer

$

300,000 $

$

(9) $

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

$

200,000 $

$

(7) $

$

(19) $

$

(3) $

$

(12) $

$

(5) $

$

150,000 $

$

(2) $

4/13/2011

$

100,000 $

100,000 Transfer of cap due to servicing transfer

$

120,000 $

$

(1) $

220,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
219,999 reallocation

$

10,000 $

4/13/2011

$

1,000,000 $

$

233,268 $

$

100,000 $

$

(3) $

$

(10) $

$

(2) $

$

(7) $

$

(3) $

9/27/2013

9

$

6/27/2013

N/A

3,439,759 Transfer of cap due to servicing transfer

3/25/2013

-

(30,000) $

12/27/2012

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

3,469,759 Transfer of cap due to servicing transfer

6/28/2012

Purchase

170,000 $

11/16/2011

PR

$

6/29/2011

San Juan

(100) $

7/16/2013

1001754

$

6/27/2013

1001754

(40) $

6/14/2013

1001754

$

9/27/2013

1001754

200,000 $

7/16/2013

1001754

$

6/27/2013

1001754

(2,500,000) $

3/25/2013

1001754

$

12/27/2012

1001754

(85) $

9/27/2012

1001754

$

6/28/2012

1001754

(9) $

8/16/2011

1001754

$

5,599,993 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,599,984 reallocation
Updated due to quarterly assessment and
5,599,899 reallocation

6/29/2011

1001754

100,000 $

6/16/2011

1001754

$

5/13/2011

1001754

5,499,993 Transfer of cap due to servicing transfer

9/27/2013

1001754

500,000 $

6/27/2013

1001754

$

3/25/2013

1001754

4,999,993 Updated portfolio data from servicer

12/27/2012

1001754

(7) $

9/27/2012

1001754

$

6/28/2012

1001754

5,000,000 Updated portfolio data from servicer

6/29/2011

1001754

5,000,000 $

1/6/2011

9

$

11/14/2013

N/A

12/15/2010

9/27/2013

-

(1) $

6/27/2013

$

$

4/16/2013

Financial Instrument for Home Loan Modifications

(2) $

3/25/2013

Purchase

$

3/14/2013

CO

(1) $

2/14/2013

Denver

$

1/16/2013

1001893

(1) $

12/27/2012

1001893

$

12/14/2012

1001893

45,056 $

11/15/2012

1001893

$

10/16/2012

4, 8

9/30/2010

9/27/2012

N/A

(870,333) $

6/28/2012

100,000

$

3/15/2012

$

870,333 Updated portfolio data from servicer

11/16/2011

Financial Instrument for Home Loan Modifications

(1) $

6/29/2011

Purchase

$

3/30/2011

VA

870,334 Updated portfolio data from servicer

3/16/2011

Woodbridge

270,334 $

2/16/2011

1001721

$

1/6/2011

N/A

(1) $

3/25/2013

600,000

$

9/27/2012

$

(2) $

6/28/2012

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

(1) $

2/17/2011

UT

$

1/6/2011

Salt Lake City

Weststar Mortgage, Inc.

Reason for Adjustment
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

3/25/2013

1001721

9/30/2010

Adjusted Cap

9/27/2012

1000818
University First Federal Credit Union

Cap Adjustment Amount

6/28/2012

1000818

9/30/2010

Adjustment
Date

$

(1) $

4/13/2011

$

200,000 $

6/29/2011

$

17,687 $

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation

3,099,899 Transfer of cap due to servicing transfer
3,299,899 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,299,859 reallocation
Updated due to quarterly assessment and
3,299,759 reallocation

4,739,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,739,652 reallocation
4,729,652 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,729,618 reallocation
Updated due to quarterly assessment and
4,729,605 reallocation
4,789,605 Transfer of cap due to servicing transfer
4,300,000 Updated portfolio data from servicer
4,299,996 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,299,991 reallocation
Updated due to quarterly assessment and
4,299,968 reallocation
Updated due to quarterly assessment and
4,299,905 reallocation
Updated due to quarterly assessment and
4,299,894 reallocation
Updated due to quarterly assessment and
4,299,853 reallocation
Updated due to quarterly assessment and
4,299,837 reallocation
Updated due to quarterly assessment and
4,299,831 reallocation

799,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,984 reallocation
Updated due to quarterly assessment and
799,965 reallocation
Updated due to quarterly assessment and
799,962 reallocation
Updated due to quarterly assessment and
799,950 reallocation
Updated due to quarterly assessment and
799,945 reallocation
949,945 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
949,943 reallocation

229,999 Transfer of cap due to servicing transfer
1,000,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,233,268 reallocation
1,333,268 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,333,265 reallocation
Updated due to quarterly assessment and
1,333,255 reallocation
Updated due to quarterly assessment and
1,333,253 reallocation
Updated due to quarterly assessment and
1,333,246 reallocation
Updated due to quarterly assessment and
1,333,243 reallocation
Updated due to quarterly assessment and
1,333,242 reallocation
200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
217,687 reallocation

Page 32 of 38

Servicer Modifying Borrowers' Loans
Date

Adjustment Details

Name of Institution

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1001231

FCI Lender Services, Inc.

1002041
1002041
1002041
1002041
1002041
1002041
9/15/2011

Bangor Savings Bank

Bangor

ME

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

9/15/2011

PHH Mortgage Corporation

Mt. Laurel

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10107
10107
10107
10107
10107
10107
10107
10107
Rushmore Loan Management Services LLC

Irvine
1002097
1002097
1002097
1002097
1002097
1002097
1002097
1002097
1002097
1002097

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

6,039,700 Transfer of cap due to servicing transfer

$

360,000 $

$

(135) $

$

(10,000) $

6,389,565 Transfer of cap due to servicing transfer

$

40,000 $

6,429,565 Transfer of cap due to servicing transfer

$

200,000 $

$

(53) $

$

20,000 $

$

(19) $

$

260,000 $

6,909,493 Transfer of cap due to servicing transfer

$

30,000 $

6,939,493 Transfer of cap due to servicing transfer

7/14/2011

$

200,000 $

200,000 Transfer of cap due to servicing transfer

$

900,000 $

1,100,000 Transfer of cap due to servicing transfer

$

100,000 $

$

(9) $

1,200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,199,991 reallocation

$

20,000 $

$

(26) $

$

50,000 $

1,269,965 Transfer of cap due to servicing transfer

$

10,000 $

$

(5) $

1,279,965 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,279,960 reallocation

$

130,000 $

1,409,960 Transfer of cap due to servicing transfer

$

120,000 $

$

(20) $

1,529,960 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,529,940 reallocation

$

80,000 $

$

420,000 $

$

(10) $

$

(4) $

$

120,000 $

2,149,926 Transfer of cap due to servicing transfer

9/15/2011

$

100,000 $

100,000 Transfer of cap due to servicing transfer

9/15/2011

$

1,300,000 $

$

(15) $

$

(42) $

$

140,000 $

$

(8) $

$

(30) $

$

(11) $

$

5,850,000 $

9/27/2013

1002041

50,000 $

7/16/2013

1002041

$

6/27/2013

1002041

5,989,700 Transfer of cap due to servicing transfer

3/25/2013

1002041

40,000 $

12/27/2012

1002041

$

10/16/2012

1002041

(34) $

9/27/2012

1002041

$

5,949,734 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,949,700 reallocation

6/28/2012

1002041

40,000 $

11/14/2013

1002041

$

9/27/2013

1002041

5,909,734 Transfer of cap due to servicing transfer

6/27/2013

9

70,000 $

6/14/2013

N/A

$

5/16/2013

-

5,839,734 Transfer of cap due to servicing transfer

3/25/2013

$

140,000 $

2/14/2013

Financial Instrument for Home Loan Modifications

$

1/16/2013

Purchase

(191) $

12/27/2012

OR

$

12/14/2012

Beaverton

90,000 $

10/16/2012

1002025

$

9/27/2012

1002025

250,000 $

8/16/2012

1002025

$

6/28/2012

1002025

(66) $

1/13/2012

1002025

$

11/16/2011

1002025

450,000 $

11/14/2013

1002025

$

10/15/2013

1002025

4,909,991 Transfer of cap due to servicing transfer

9/27/2013

1002025

1,510,000 $

7/16/2013

1002025

$

6/27/2013

1002025

3,399,991 Transfer of cap due to servicing transfer

6/14/2013

1002025

2,500,000 $

5/16/2013

1002025

$

4/16/2013

1002025

899,991 Transfer of cap due to servicing transfer

3/25/2013

1002025

100,000 $

3/14/2013

1002025

$

2/14/2013

1002025

799,991 Transfer of cap due to servicing transfer

1/16/2013

1002025

200,000 $

12/27/2012

1002025

$

12/14/2012

1002025

(9) $

11/15/2012

1002025

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

10/16/2012

1002025

100,000 $

9/27/2012

1002025

$

8/16/2012

1002025

500,000 Transfer of cap due to servicing transfer

7/16/2012

1002025

500,000 $

6/28/2012

9

$

6/14/2012

N/A

5/13/2011

5/16/2012

-

(1) $

11/16/2011

$

$

9/15/2011

Financial Instrument for Home Loan Modifications

(1) $

7/14/2011

Purchase

$

6/29/2011

CA

1002025

12/15/2011

Reason for Adjustment
Updated due to quarterly assessment and
217,686 reallocation
Updated due to quarterly assessment and
217,685 reallocation

6/16/2011

Anaheim Hills

Gregory Funding, LLC

Adjusted Cap

3/25/2013

1002025

7/14/2011

Cap Adjustment Amount

9/27/2012

1001231
5/13/2011

Adjustment
Date

$

(20) $

12/15/2011

$

200,000 $

200,000 Transfer of cap due to servicing transfer

4/16/2012

$

600,000 $

6/28/2012

$

(3) $

800,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,997 reallocation

8/16/2012

$

110,000 $

9/27/2012

$

(13) $

10/16/2012

$

1,270,000 $

11/15/2012

$

230,000 $

12/27/2012

$

(5) $

1/16/2013

$

990,000 $

3,399,979 Transfer of cap due to servicing transfer

2/14/2013

$

600,000 $

3,999,979 Transfer of cap due to servicing transfer

3/14/2013

$

1,980,000 $

5,979,979 Transfer of cap due to servicing transfer

5,359,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,359,925 reallocation
5,609,925 Transfer of cap due to servicing transfer
5,699,925 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,699,734 reallocation

6,399,700 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,399,565 reallocation

6,629,565 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,629,512 reallocation
6,649,512 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,649,493 reallocation

1,219,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,219,965 reallocation

1,609,940 Transfer of cap due to servicing transfer
2,029,940 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,029,930 reallocation
Updated due to quarterly assessment and
2,029,926 reallocation

1,300,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,299,985 reallocation
Updated due to quarterly assessment and
1,299,943 reallocation
1,439,943 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,439,935 reallocation
Updated due to quarterly assessment and
1,439,905 reallocation
Updated due to quarterly assessment and
1,439,894 reallocation
7,289,894 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,289,874 reallocation

909,997 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
909,984 reallocation
2,179,984 Transfer of cap due to servicing transfer
2,409,984 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,409,979 reallocation

Page 33 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1002097

SC

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
1001111
Orange

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002292
1002292
1002292
1002292
1002292
1002292
1002292
Detroit

MI

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001579
2/14/2013

Home Servicing, LLC

Baton Rouge
1002324

LA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

100,000 $

100,000 Transfer of cap due to servicing transfer

6/14/2012

$

940,000 $

$

205,242 $

$

(3) $

$

(1) $

940,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,145,242 reallocation
Updated due to quarterly assessment and
1,145,239 reallocation
Updated due to quarterly assessment and
1,145,238 reallocation

$

10,000 $

1,155,238 Transfer of cap due to servicing transfer

$

8,690,000 $

9,845,238 Transfer of cap due to servicing transfer

$

1,390,000 $

$

(219) $

11,235,238 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,235,019 reallocation

$

620,000 $

11,855,019 Transfer of cap due to servicing transfer

$

990,000 $

$

(96) $

12,845,019 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,844,923 reallocation

$

5,780,000 $

$

(50) $

$

880,000 $

19,504,873 Transfer of cap due to servicing transfer

$

6,610,000 $

26,114,873 Transfer of cap due to servicing transfer

11/15/2012

$

30,000 $

30,000 Transfer of cap due to servicing transfer

$

70,000 $

100,000 Transfer of cap due to servicing transfer

$

(10,000) $

90,000 Transfer of cap due to servicing transfer

$

(10,000) $

80,000 Transfer of cap due to servicing transfer

$

(10,000) $

70,000 Transfer of cap due to servicing transfer

$

130,000 $

200,000 Transfer of cap due to servicing transfer

$

(50,000) $

150,000 Transfer of cap due to servicing transfer

$

(20,000) $

130,000 Transfer of cap due to servicing transfer

12/14/2012

$

10,000 $

10,000 Transfer of cap due to servicing transfer

8/15/2013

Greenville

3/15/2012

7/16/2013

Resurgent Capital Solutions L.P.

100,000 Transfer of cap due to servicing transfer

6/14/2013

6/14/2012

100,000 $

5/16/2013

9

$

4/16/2013

N/A

1/13/2012

2/14/2013

-

32,299,823 Transfer of cap due to servicing transfer

1/16/2013

$

19,140,000 $

12/14/2012

Financial Instrument for Home Loan Modifications

$

11/14/2013

Purchase

13,159,823 Transfer of cap due to servicing transfer

10/15/2013

TX

10,000 $

9/27/2013

Lubbock

$

7/16/2013

PrimeWest Mortgage Corporation

(26) $

6/27/2013

3/15/2012

$

6/14/2013

9

2,570,000 $

5/16/2013

N/A

$

3/25/2013

-

(53) $

3/14/2013

$

$

10,579,902 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,579,849 reallocation

2/14/2013

Financial Instrument for Home Loan Modifications

2,740,000 $

1/16/2013

Purchase

$

12/27/2012

CA

7,839,902 Transfer of cap due to servicing transfer

9/27/2012

Cerritos

1,520,000 $

6/28/2012

Sun West Mortgage Company, Inc

$

11/14/2013

1/13/2012

6,319,902 Transfer of cap due to servicing transfer

10/15/2013

1002097

340,000 $

9/27/2013

1002097

$

9/16/2013

1002097

(77) $

6/27/2013

1002097

$

6/14/2013

1002097

Quicken Loans Inc

Reason for Adjustment
Updated due to quarterly assessment and
5,979,902 reallocation

5/16/2013

1002097

12/14/2012

Adjusted Cap

4/16/2013

1002097

Kondaur Capital Corporation

Cap Adjustment Amount

3/25/2013

1002097

11/15/2012

Adjustment
Date

$

10,000 $

20,000 Transfer of cap due to servicing transfer

2/14/2013

$

510,000 $

3/25/2013

$

(9) $

510,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
509,991 reallocation

13,149,849 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,149,823 reallocation

18,624,923 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,624,873 reallocation

Page 34 of 38

Servicer Modifying Borrowers' Loans

Adjustment Details

Name of Institution

Date

City

State

Transaction
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1002324

Adjusted Cap

Reason for Adjustment

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002367
5/16/2013

ViewPoint Bank

Plano

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

6/14/2013

Cheviot Savings Bank

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002040
7/16/2013

Everbank

Jacksonville

FL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

7/16/2013

Bridgelock Capital dba Peak Loan Servicing

Woodland Hills

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10/15/2013

SN Servicing Corporation

Baton Rouge

LA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

11/14/2013

Plaza Home Mortgage, Inc

San Diego

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Total Initial Cap

$

23,831,570,000

(4) $

$

(120,000) $

$

(2) $

3/14/2013

$

130,000 $

$

(1) $

5/16/2013

$

50,000 $

50,000 Transfer of cap due to servicing transfer

6/14/2013

$

10,000 $

6/27/2013

Purchase

$

3/25/2013

TN

40,000 $

9/27/2013
Knoxville

$

7/16/2013

1002324

200,000 $

6/27/2013

1002324

$

5/16/2013

1002324

21st Mortgage Corporation

Cap Adjustment Amount

4/16/2013

1002324

3/14/2013

Adjustment
Date

$

1,344 $

10,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,344 reallocation

7/16/2013

$

60,000 $

60,000 Transfer of cap due to servicing transfer

7/16/2013

$

10,000 $

10,000 Transfer of cap due to servicing transfer

10/15/2013

$

60,000 $

60,000 Transfer of cap due to servicing transfer

11/14/2013

$

10,000 $

10,000 Transfer of cap due to servicing transfer

Total Cap Adjustments

TOTAL CAP

$

749,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
749,987 reallocation
629,987 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
629,985 reallocation
130,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
129,999 reallocation

6,032,793,866

$

709,991 Transfer of cap due to servicing transfer

29,864,363,865.90

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors.
The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.  
4/ Initial cap amount includes FHA-HAMP.
5/ Initial cap amount includes RD-HAMP.
6/ Initial cap amount includes 2MP.
7/ Initial cap amount includes FHA-2LP.
8/ Initial cap does not include HAMP.
9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
10/ The amendment reflects a change in the legal name of the institution.
11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.  
12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.  
13/ Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger.  
14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.  
15/ RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger.  
16/ On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations.
17/ As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations.
As used in this table:
"HAFA" means the Home Affordable Foreclosure Alternatives program.
"HPDP" means the Home Price Decline Protection program.
"2MP" means the Second Lien Modification Program.
"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.
"FHA-2LP" means the FHA Second Lien Program

Page 35 of 38

Supplemental Information [Not Required by EESA §114(a)]
Making Home Affordable Program
Non-GSE Incentive Payments (through October 2013)

Name of Institution
21st Mortgage Corporation
Allstate Mortgage Loans & Investments
AMS Servicing, LLC
Aurora Financial Group, Inc
Aurora Loan Services LLC
Bank of America, N.A.
Bank of America, National Association
BankUnited
Bayview Loan Servicing LLC
Caliber Home Loans, Inc.
Carrington Mortgage Services, LLC.
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
Cheviot Savings Bank
CitiMortgage Inc
Citizens First National Bank
Community Credit Union of Florida
CUC Mortgage Corporation
DuPage Credit Union
EMC Mortgage Corporation
Fay Servicing, LLC
FCI Lender Services, Inc.
Fidelity Homestead Savings Bank
FIRST BANK
First Keystone Bank
First Mortgage Corporation
Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union
Greater Nevada Mortgage Services
Green Tree Servicing LLC
Gregory Funding, LLC
Guaranty Bank
Hillsdale County National Bank
Home Loan Services, Inc.
Home Servicing, LLC
HomEqServicing
HomeStar Bank and Financial Services
Homeward Residential, Inc.
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
IC Federal Credit Union
Idaho Housing and Finance Association
James B.Nutter and Company
JPMorgan Chase Bank, NA
Kondaur Capital Corporation
Lake City Bank
Lake National Bank
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
Midland Mortgage Co.
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
National City Bank
Nationstar Mortgage LLC
Navy Federal Credit Union
New York Community Bank
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
OneWest Bank
ORNL Federal Credit Union
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC
PHH Mortgage Corporation
PNC Bank, National Association
Purdue Employees Federal Credit Union
Quantum Servicing Corporation
Residential Credit Solutions, Inc.
Resurgent Capital Services L.P.
RG Mortgage
RoundPoint Mortgage Servicing Corporation
Rushmore Loan Management Services LLC
Saxon Mortgage Services Inc
Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Servis One, Inc., dba BSI Financial Services, Inc.
ShoreBank
Silver State Schools Credit Union
Specialized Loan Servicing LLC
Statebridge Company, LLC
Sterling Savings Bank
SunTrust Mortgage, Inc
Technology Credit Union
The Bryn Mawr Trust Company
The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
Vantium Capital, Inc. d/b/a Acqura Loan Services
ViewPoint Bank
Wachovia Mortgage, FSB
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank

Grand Total

Borrowers

Lenders / Investors

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

479.17
5,035.81
27,366.28
24,689.43
15,997,418.00
4,099,061.97
283,367,019.46
7,436,741.19
9,118,759.73
820,352.20
9,273,903.26
1,956,029.76
104,058.21
66,246,103.67
22,062.89
3,000.00
52,054.57
6,028.28
7,569,459.20
873,281.58
24,908.09
886,287.86
2,775.62
2,000.00
335,887.70
1,750.00
3,833.34
4,000.00
57,502,897.79
8,833.34
60,683.87
2,751,486.80
72,326.16
916.67
29,419.74
169,857.80
7,867.05
1,916.66
51,757,481.72
7,265.13
9,000.00
19,333.34
21,091.84
9,170.81
269,811,762.93
6,243.60
3,000.00
13,441,220.42
25,864.17
40,230.37
352,195.77
9,687.97
4,597,729.27
1,000.00
61,093.07
345,841.21
142,457.05
2,968,396.30
38,897,405.13
537,967.01
13,344.17
125,944,916.92
58,162,209.47
13,230.46
11,000.00
4,883.58
5,846,984.93
17,336.21
130,958.48
2,000.00
133,393.34
1,574,885.83
95,386.89
164,852.94
223,037.89
178,594.29
19,655,074.77
20,666.70
434,565.13
70,525,619.95
69,938.33
861,721.04
49,915.10
40,355.90
5,335,722.88
17,251.02
165,045.65
44,000.00
10,196.51
283,532.23
11,584,483.48
2,000.00
36,449.39
136,673.29
240,971.70

$
$
$

$
$
$
$
$
$

212,942,480.56
217,699.60
16,416.67
22,828.50

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

$

1,367,166,614.06

$

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Servicer

11,759.16
9,743.17
134,472.65

$
$
$
$
41,236,849.69 $
17,843,110.01 $
579,819,337.78 $
21,293,678.73 $
16,727,644.26 $
2,283,673.68 $
24,790,641.23 $
4,729,899.30 $
174,593.25 $
62.33 $
211,945,578.92 $
57,641.26 $
4,631.53 $
138,758.53 $
28,269.92 $
11,592,937.05 $
1,779,580.03 $
44,017.91 $
$
1,865,312.51 $
3,423.27 $
$
640,862.81 $
3,864.59 $
13,204.31 $
2,473.84 $
142,238,652.46 $
16,634.75 $
140,320.02 $
12,768,390.28 $
155,890.41 $
$
38,191.68 $
2,440,767.73 $
14,290.20 $
3,036,319.34 $
5,572.90 $
133,880,523.43 $
17,260.35 $
10,502.00 $
23,589.08 $
40,200.97 $
23,389.29 $
$
666,524,669.80 $
$
7,332.74 $
3,651.45 $
35,353,125.99 $
35,020.01 $
$
970,196.74 $
$
1,130,527.15 $
1,817.60 $
167,218.64 $
2,305,003.00 $
246,524.04 $
8,949,936.58 $
85,541,089.55 $
1,320,673.80 $
34,310.37 $
3,568.11 $
381,222,117.26 $
195,730,981.19 $
27,651.76 $
23,936.55 $
7,431.66 $
13,605,337.30 $
30,282.47 $
794,817.53 $
1,921.83 $
331,713.72 $
4,412,611.49 $
270,238.49 $
227,582.28 $
548,819.98 $
621,982.92 $
41,738,413.24 $
54,948.57 $
608,464.68 $
136,705,828.62 $
184,203.15 $
1,286,430.53 $
153,906.17 $
176,298.89 $
7,393,678.68 $
53,595.55 $
354,910.36 $
(1,518.80) $
172,332.45 $
13,006.22 $
897,011.84 $
28,525,546.75 $
2,002.94 $
71,053.61 $
282,855.47 $
489,045.63 $
445.26
76,889.58 $
524,169,461.74 $
668,413.77 $
43,962.83 $
490,394.10 $
28,134.99 $

3,377,118,325.43

$

11,500.00
8,035.81
82,574.66
27,843.67
28,629,251.10
9,075,438.92
352,214,984.70
11,403,588.47
12,270,934.79
1,797,462.44
17,174,635.10
3,373,496.06
212,660.64
105,412,566.90
41,729.55
5,000.00
94,769.62
11,328.28
16,279,383.05
838,921.30
28,612.38
4,000.00
1,438,521.74
8,717.90
2,000.00
740,023.67
4,000.00
7,916.67
6,000.00
91,339,072.48
12,100.00
93,824.29
6,264,872.17
78,791.38
1,000.00
54,400.46
3,698,606.99
8,783.72
5,272,500.00
5,833.34
94,835,607.23
12,169.53
15,000.00
16,000.00
32,600.00
28,219.76
9,614.92
367,684,622.66
400.00
18,434.56
4,000.00
27,530,413.93
44,077.67
44,460.74
839,632.77
10,649.38
5,592,914.68
2,000.00
105,026.39
1,977,320.74
280,920.90
5,242,515.24
52,438,432.44
1,051,574.60
22,003.56
6,500.00
195,160,337.01
83,252,831.66
36,996.08
19,000.00
9,606.28
7,184,395.03
18,594.68
438,750.00
3,000.00
179,984.09
2,484,227.02
160,811.37
401,333.81
429,480.01
202,316.56
39,413,598.23
35,500.00
418,008.60
97,494,207.11
87,883.51
931,868.74
143,165.10
69,189.24
7,091,674.14
17,901.22
286,078.94
(2,400.00)
70,816.67
8,435.80
523,259.13
20,663,901.25
5,600.00
58,835.23
135,918.87
392,135.86
162,000.00
316,772,038.58
312,225.08
19,916.67
1,167,000.00
42,428.50

2,002,183,644.02

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Total Payments to Date
23,738.33
22,814.79
244,413.59
52,533.10
85,863,518.79
31,017,610.90
1,215,401,341.94
40,134,008.39
38,117,338.78
4,901,488.32
51,239,179.59
10,059,425.12
491,312.10
62.33
383,604,249.49
121,433.70
12,631.53
285,582.72
45,626.48
35,441,779.30
3,491,782.91
97,538.38
4,000.00
4,190,122.11
14,916.79
4,000.00
1,716,774.18
9,614.59
24,954.32
12,473.84
291,080,622.73
37,568.09
294,828.18
21,784,749.25
307,007.95
1,916.67
122,011.88
6,309,232.52
30,940.97
8,308,819.34
13,322.90
280,473,612.38
36,695.01
25,502.00
48,589.08
92,134.31
72,700.89
18,785.73
1,304,021,055.39
400.00
32,010.90
10,651.45
76,324,760.34
104,961.85
84,691.11
2,162,025.28
20,337.35
11,321,171.10
4,817.60
333,338.10
4,628,164.95
669,901.99
17,160,848.12
176,876,927.12
2,910,215.41
69,658.10
10,068.11
702,327,371.19
337,146,022.32
77,878.30
53,936.55
21,921.52
26,636,717.26
66,213.36
1,364,526.01
6,921.83
645,091.15
8,471,724.34
526,436.75
793,769.03
1,201,337.88
1,002,893.77
100,807,086.24
111,115.27
1,461,038.41
304,725,655.68
342,024.99
3,080,020.31
346,986.37
285,844.03
19,821,075.70
88,747.79
806,034.95
(3,918.80)
287,149.12
31,638.53
1,703,803.20
60,773,931.48
9,602.94
166,338.23
555,447.63
1,122,153.19
445.26
238,889.58
1,053,883,980.88
1,198,338.45
80,296.17
1,657,394.10
93,391.99
6,746,468,583.51

Page 36 of 38

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
2
3
2
3
2
3
3
2
3
2
3
2
3
2
3
2
3
2
3
3
3
3
3
3
3
3
3
3

Date
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010

Name of Institution
Nevada Affordable Housing Assistance Corporation

City
Reno

State
NV

CalHFA Mortgage Assistance Corporation

Sacramento

CA

Florida Housing Finance Corporation

Tallahassee

FL

Arizona (Home) Foreclosure Prevention Funding Corporation

Phoenix

AZ

Michigan Homeowner Assistance Nonprofit Housing Corporation

Lansing

MI

North Carolina Housing Finance Agency

Raleigh

NC

Ohio Homeowner Assistance LLC

Columbus

OH

Oregon Affordable Housing Assistance Corporation

Salem

OR

Rhode Island Housing and Mortgage Finance Corporation

Providence

RI

SC Housing Corp

Columbia

SC

Alabama Housing Finance Authority

Montgomery

AL

Kentucky Housing Corporation

Frankfort

KY

Mississippi Home Corporation

Jackson

MS

GHFA Affordable Housing, Inc.

Atlanta

GA

Indiana Housing and Community Development Authority

Indianapolis

IN

Illinois Housing Development Authority

Chicago

IL

New Jersey Housing and Mortgage Finance Agency

Trenton

NJ

District of Columbia Housing Finance Agency

Washington

DC

Tennessee Housing Development Agency

Nashville

TN

Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program

Initial Investment
Additional
Amount
Investment Amount
$
102,800,000
$
34,056,581
$
57,169,659
$
699,600,000
$
476,257,070
$
799,477,026
$
418,000,000
$
238,864,755
$
400,974,381
$
125,100,000
$
142,666,006
$
154,500,000
$
128,461,559
$
215,644,179
$
159,000,000
$
120,874,221
$
202,907,565
$
172,000,000
$
148,728,864
$
249,666,235
$
88,000,000
$
49,294,215
$
82,748,571
$
43,000,000
$
13,570,770
$
22,780,803
$
138,000,000
$
58,772,347
$
98,659,200
$
60,672,471
$
101,848,874
$
55,588,050
$
93,313,825
$
38,036,950
$
63,851,373
$
126,650,987
$
212,604,832
$
82,762,859
$
138,931,280
$
166,352,726
$
279,250,831
$
112,200,637
$
188,347,507
$
7,726,678
$
12,970,520
$
81,128,260
$
136,187,333
TOTAL INVESTMENT AMOUNT

Investment Amount
1

$

194,026,240

$

1,975,334,096

$

1,057,839,136

$

267,766,006

$

498,605,738

$

482,781,786

$

570,395,099

$

220,042,786

$

79,351,573

$

295,431,547

$

162,521,345

$

148,901,875

$

101,888,323

$

339,255,819

$

221,694,139

$

445,603,557

$

300,548,144

$

20,697,198

$

217,315,593

$

Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

7,600,000,000

1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Page 37 of 38

FHA SHORT REFINANCE PROGRAM

State

Transaction
Type

NY

Purchase

Seller
Footnote

Date

1

9/3/2010

2

3/4/2013

Name
Citigroup, Inc.

City
New York

Initial Investment
Amount

Investment Description
Facility Purchase Agreement

$

Investment Adjustments

8,117,000,000
-

$

Investment Amount
$

1,025,000,000

N/A
N/A

(7,092,000,000)

TOTAL INVESTMENT AMOUNT

Pricing Mechanism

$

1,025,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year
letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at
the then-current level. Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million.
2/ On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of
time Treasury has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability
and usage of the L/C will not exceed $25 million.

Page 38 of 38


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102