View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing Programs
For Period Ending July 6, 2012

MAKING HOME AFFORDABLE PROGRAM
Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date
4/13/2009

City

Select Portfolio Servicing

Salt Lake City

Transaction
State
Type
UT

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

1

376,000,000

Pricing
Mechanism
N/A

$

687,000,000 Updated portfolio data from servicer

$

4,000,000

$

691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap

$

59,807,784

$

750,807,784 Updated portfolio data from servicer

$
$

O'Fallon

MO

Purchase

Financial Instrument for Home Loan Modifications

$

2,071,000,000

N/A

$

100,000

$

812,307,145 Transfer of cap due to servicing transfer

$

3,600,000

$

$

(735) $

815,907,145 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
815,906,410 reallocation

$

(100,000) $

815,806,410 Transfer of cap due to servicing transfer

$

400,000

816,206,410 Transfer of cap due to servicing transfer

$

(100,000) $

$

(6,805) $

$

(100,000) $

815,999,605 Transfer of cap due to servicing transfer

$

(200,000) $

815,799,605 Transfer of cap due to servicing transfer

$

(100,000) $

815,699,605 Transfer of cap due to servicing transfer

$

(100,000) $

815,599,605 Transfer of cap due to servicing transfer

$

200,000

$

815,799,605 Transfer of cap due to servicing transfer

$

24,800,000

$

840,599,605 Transfer of cap due to servicing transfer

$

1,900,000

$

842,499,605 Transfer of cap due to servicing transfer

$

80,000 $

842,579,605 Transfer of cap due to servicing transfer

$

6/28/2012

10310

(2,300,000) $

6/14/2012

10310

$

5/16/2012

10310

814,507,145 Updated portfolio data from servicer

4/16/2012

10310

(639) $

3/15/2012

10310

$

1/13/2012

10310

814,507,784 Updated portfolio data from servicer

11/16/2011

10310

$

10/14/2011

10310

64,400,000

750,107,784 Transfer of cap due to servicing transfer

9/15/2011

10310

10722

128,690,000

8/16/2011

10310

10722

$

6/29/2011

10310

10722

558,310,000 Updated portfolio data from servicer

6/16/2011

10310

10722

(355,530,000) $

5/13/2011

10310

10722

$

4/13/2011

10310

10722

$

3/30/2011

10310

10722

131,340,000

3/16/2011

10310

10722

$

2/16/2011

10310

10722

$

(700,000) $

660,590,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
782,500,000 initial cap
Updated portfolio data from servicer & HAFA
913,840,000 initial cap

1/13/2011

10310

10722

121,910,000

1/6/2011

10310

10722

$

12/15/2010

10310

$

11/16/2010

10310

284,590,000

9/30/2010

10310

$

9/30/2010

10310

6/12/2009

7/14/2010

10310

10722

Reason for Adjustment

3/26/2010

10310

10722

Adjusted Cap

12/30/2009

10310

CitiMortgage, Inc.

Cap Adjustment Amount

9/30/2009

10310

4/13/2009

Note

Adjustment
Date

$

(5,176) $

6/12/2009

$

(991,580,000) $

9/30/2009

$

12/30/2009

$

(105,410,000) $

3/26/2010

$

(199,300,000) $

4/19/2010

$

(230,000) $

5/14/2010

$

(3,000,000) $

6/16/2010

$

(12,280,000) $

7/14/2010

$

(757,680,000) $

7/16/2010

$

(7,110,000) $

8/13/2010

$

(6,300,000) $

9/15/2010

$

(8,300,000) $

1,011,700,000 Updated portfolio data from servicer
Transfer of cap to multiple servicers due to
1,004,590,000 servicing transfer
Transfer of cap to multiple servicers due to
998,290,000 servicing transfer
Transfer of cap to multiple servicers due to
989,990,000 servicing transfer

9/30/2010

$

32,400,000

$

1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

101,287,484

$

1,123,677,484 Updated portfolio data from servicer

10/15/2010

$

8,710,000

1,010,180,000

$

$

$

(1,400,000) $

812,207,145 Transfer of cap due to servicing transfer

816,106,410 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
816,099,605 reallocation

851,289,605 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
851,284,429 reallocation
1,079,420,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
2,089,600,000 initial cap
Updated portfolio data from servicer & HAFA
1,984,190,000 initial cap
Updated portfolio data from servicer & 2MP initial
1,784,890,000 cap
Transfer of cap to Service One, Inc. due to
1,784,660,000 servicing transfer
Transfer of cap to Specialized Loan Servicing,
1,781,660,000 LLC due to servicing transfer
Transfer of cap to multiple servicers due to
1,769,380,000 servicing transfer

1,122,277,484 Transfer of cap due to servicing transfer

Page 1 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10722

10423
10423
10423
10423
10423
10423
10423
10423
10423

IA

Purchase

Financial Instrument for Home Loan Modifications

$

2,873,000,000

N/A

1,066,375,472 Transfer of cap due to servicing transfer

$

(400,000) $

$

(9,131) $

$

(14,500,000) $

1,051,466,341 Transfer of cap due to servicing transfer

$

(1,600,000) $

1,049,866,341 Transfer of cap due to servicing transfer

$

700,000

$

1,050,566,341 Transfer of cap due to servicing transfer

$

15,200,000

$

1,065,766,341 Transfer of cap due to servicing transfer

$

(2,900,000) $

1,062,866,341 Transfer of cap due to servicing transfer

$

(5,000,000) $

1,057,866,341 Transfer of cap due to servicing transfer

$

(900,000) $

1,056,966,341 Transfer of cap due to servicing transfer

$

(1,100,000) $

1,055,866,341 Transfer of cap due to servicing transfer

$

(1,700,000) $

1,054,166,341 Transfer of cap due to servicing transfer

$

(600,000) $

1,053,566,341 Transfer of cap due to servicing transfer

$

(340,000) $

1,053,226,341 Transfer of cap due to servicing transfer

$

(2,880,000) $

6/28/2012
Des Moines

(7,200,000) $

6/14/2012

10722

$

5/16/2012

10722

1,073,575,472 Transfer of cap due to servicing transfer

4/16/2012

10722

$

3/15/2012

10722

10423

$

2/16/2012

10722

10423

(1,031) $

1/13/2012

10722

10423

$

1,073,476,503 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,073,475,472 reallocation

12/15/2011

10722

10423

(30,500,000) $

11/16/2011

10722

10423

$

10/14/2011

10722

10423

1,103,976,503 Transfer of cap due to servicing transfer

9/15/2011

10722

10423

(4,600,000) $

8/16/2011

10722

10423

$

7/14/2011

10722

10423

1,108,576,503 Transfer of cap due to servicing transfer

1,119,076,503 Updated portfolio data from servicer

6/29/2011

10722

10423

(10,500,000) $

100,000

1,119,077,484 Transfer of cap due to servicing transfer

6/16/2011

10722

10423

$

5/13/2011

10722

10423

(981) $

4/13/2011

10722

10423

$

3/30/2011

10722

(3,200,000) $

3/16/2011

10722

$

2/16/2011

10722

10423

Reason for Adjustment

1/13/2011

10722

10423

Adjusted Cap

1/6/2011

10722

Wells Fargo Bank, NA

Cap Adjustment Amount

11/16/2010

10722

4/13/2009

Note

Adjustment
Date

$

(5,498) $

6/17/2009

$

(462,990,000) $

9/30/2009

$

65,070,000

$

12/30/2009

$

1,213,310,000

$

2,410,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
2,475,080,000 initial cap
Updated portfolio data from servicer & HAFA
3,688,390,000 initial cap

2/17/2010

$

2,050,236,344

$

5,738,626,344 Transfer of cap (from Wachovia) due to merger

3/12/2010

$

54,767 $

5,738,681,110 Transfer of cap (from Wachovia) due to merger

3/19/2010

$

668,108,890

$

6,406,790,000 Initial 2MP cap

3/26/2010

$

683,130,000

$

7,089,920,000 Updated portfolio data from servicer

7/14/2010

$

(2,038,220,000) $

5,051,700,000 Updated portfolio data from servicer

9/30/2010

$

(287,348,828) $

9/30/2010

$

344,000,000

$

4,764,351,172 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
5,108,351,172 initial RD-HAMP

12/3/2010

$

8,413,225

$

5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010

$

22,200,000

$

5,138,964,397 Updated portfolio data from servicer

1/6/2011

$

(6,312) $

5,138,958,085 Updated portfolio data from servicer

1/13/2011

$

(100,000) $

5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011

$

(100,000) $

3/30/2011

$

(7,171) $

5,138,758,085 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,138,750,914 reallocation

4/13/2011

$

(9,800,000) $

5/13/2011

$

100,000

6/16/2011

$

(600,000) $

6/29/2011

$

(63,856) $

7/14/2011

$

(2,300,000) $

5,126,087,058 Transfer of cap due to servicing transfer

8/16/2011

$

(1,100,000) $

5,124,987,058 Transfer of cap due to servicing transfer

9/15/2011

$

1,400,000

$

5,126,387,058 Transfer of cap due to servicing transfer

10/14/2011

$

200,000

$

5,126,587,058 Transfer of cap due to servicing transfer

11/16/2011

$

(200,000) $

5,126,387,058 Transfer of cap due to servicing transfer

$

1,065,975,472 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,065,966,341 reallocation

1,050,346,341 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,050,340,843 reallocation

5,128,950,914 Transfer of cap due to servicing transfer
5,129,050,914 Transfer of cap due to servicing transfer
5,128,450,914 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,128,387,058 reallocation

Page 2 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10423

10315
10315
10315
10315
10315
10315
Irving
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458

TX

Purchase

Financial Instrument for Home Loan Modifications

$

407,000,000

N/A

$

190,180,000

$

$

1,880,000

$

$

(881,530,000) $

$

(3,700,000) $

$

119,200,000

$

1,182,200,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,301,400,000 initial 2MP cap

$

216,998,139

$

1,518,398,139 Updated portfolio data from servicer

$

(500,000) $

1,517,898,139 Updated portfolio data from servicer

$

(1,734) $

1,517,896,405 Updated portfolio data from servicer

$

(100,000) $

$

(2,024) $

$

(800,000) $

$

(17,900,000) $

$

(18,457) $

$

(200,000) $

$

3,400,000

$

1,502,275,924 Transfer of cap due to servicing transfer

$

200,000

$

1,502,475,924 Transfer of cap due to servicing transfer

$

(800,000) $

1,501,675,924 Transfer of cap due to servicing transfer

$

(200,000) $

1,501,475,924 Transfer of cap due to servicing transfer

$

2,600,000

$

1,504,075,924 Transfer of cap due to servicing transfer

$

(1,600,000) $

1,502,475,924 Transfer of cap due to servicing transfer

$

(400,000) $

1,502,075,924 Transfer of cap due to servicing transfer

$

(100,000) $

1,501,975,924 Transfer of cap due to servicing transfer

$

(800,000) $

1,501,175,924 Transfer of cap due to servicing transfer

$

(990,000) $

6/28/2012

10315

(1,679,520,000) $

6/14/2012

10315

$

5/16/2012

10315

$

4/16/2012

10315

2,537,240,000

3/15/2012

10315

$

1/13/2012

10315

$

12/15/2011

10315

384,650,000

11/16/2011

10315

$

10/14/2011

10315

6/12/2009

9/15/2011

10315

(39,923) $

8/16/2011

10315

$

7/14/2011

10315

(2,040,000) $

6/29/2011

10315

$

5/13/2011

10315

5,123,277,058 Transfer of cap due to servicing transfer

4/13/2011

10315

(610,000) $

3/30/2011

10315

$

3/16/2011

10315

5,123,887,058 Transfer of cap due to servicing transfer

1/6/2011

10315

(800,000) $

12/15/2010

10315

$

9/30/2010

10315

5,124,687,058 Transfer of cap due to servicing transfer

9/30/2010

10315

(1,000,000) $

8/13/2010

N/A

$

7/14/2010

633,000,000

5,125,687,058 Transfer of cap due to servicing transfer

5/14/2010

$

(200,000) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

5,125,887,058 Transfer of cap due to servicing transfer

9/30/2009

PA

(300,000) $

6/28/2012
Ft. Washington

$

6/14/2012

10423

5,126,187,058 Transfer of cap due to servicing transfer

5/16/2012

10423

(200,000) $

4/16/2012

10423

$

3/15/2012

10423

Saxon Mortgage Services, Inc.

Reason for Adjustment

2/16/2012

10423

4/13/2009

Adjusted Cap

1/13/2012

10423

GMAC Mortgage, Inc.

Cap Adjustment Amount

12/15/2011

10423

4/13/2009

Note

Adjustment
Date

$

(12,463) $

1,500,185,924 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,173,461 reallocation

6/17/2009

$

225,040,000

$

9/30/2009

$

254,380,000

$

12/30/2009

$

355,710,000

$

3/26/2010

$

(57,720,000) $

6/16/2010

$

(156,050,000) $

7/14/2010

$

(513,660,000) $

7/16/2010

$

(22,980,000) $

9/15/2010

$

1,800,000

$

493,520,000 Transfer of cap due to servicing transfer

9/30/2010

$

9,800,000

$

503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

116,222,668

$

619,542,668 Updated portfolio data from servicer

10/15/2010

$

100,000

$

619,642,668 Transfer of cap due to servicing transfer

12/15/2010

$

8,900,000

$

628,542,668 Updated portfolio data from servicer

5,121,237,058 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,121,197,135 reallocation
1,017,650,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
3,554,890,000 initial cap
Updated portfolio data from servicer & HAFA
1,875,370,000 initial cap
2,065,550,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
2,067,430,000 due to servicing transfer
1,185,900,000 Updated portfolio data from servicer

1,517,796,405 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,517,794,381 reallocation
1,516,994,381 Transfer of cap due to servicing transfer
1,499,094,381 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,499,075,924 reallocation
1,498,875,924 Transfer of cap due to servicing transfer

632,040,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
886,420,000 initial cap
Updated portfolio data from servicer & HAFA
1,242,130,000 initial cap
1,184,410,000 Updated portfolio data from servicer
Transfer of cap to Ocwen Financial Corporation,
1,028,360,000 Inc. due to servicing transfer
514,700,000 Updated portfolio data from servicer
491,720,000 Transfer of cap due to multiple servicing transfers

Page 3 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10458

$

633,835,314 Transfer of cap due to servicing transfer

$

(100,000) $

633,735,314 Transfer of cap due to servicing transfer

$

(700,000) $

633,035,314 Transfer of cap due to servicing transfer

$

10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
Simi Valley

CA

Purchase

Financial Instrument for Home Loan Modifications

$

798,900,000

N/A

7/31/2009

$

(3,552,000,000) $

6/12/2009

$

(105,620,000) $

$

102,580,000

$

$

277,640,000

$

$

46,860,000

$

$

156,050,000

$

$

(191,610,000) $

$

23,710,000

$

944,900,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
968,610,000 Inc. due to servicing transfer

$

100,000

$

968,710,000 Initial FHA-HAMP cap

$

3,742,740

$

972,452,740 Updated portfolio data from servicer

$

170,800,000

$

$
$
$

(1,114) $

$

(10,044) $

$

(100,000) $

$

194,800,000

$

1,338,840,562 Transfer of cap due to servicing transfer

$

400,000

$

1,339,240,562 Transfer of cap due to servicing transfer

$

100,000

$

1,339,340,562 Transfer of cap due to servicing transfer

$

123,530,000

$

1,462,870,562 Transfer of cap due to servicing transfer

$

354,290,000

$

6/28/2012

10500

(1,831) $

6/14/2012

10500

$

5/16/2012

10500

(354,290,000) $

3/15/2012

N/A

$

2/16/2012

659,000,000

632,275,314 Transfer of cap due to servicing transfer

1/13/2012

$

(760,000) $

10/14/2011

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

633,035,314 Transfer of cap due to servicing transfer

3/30/2011

FL

(17,500,000) $

2/16/2011

West Palm Beach

$

1/6/2011

Ocwen Financial Corporation, Inc.

650,535,314 Transfer of cap due to servicing transfer

10/15/2010

4/16/2009

2

$

9/30/2010

N/A

100,000

9/15/2010

3,552,000,000

$

7/16/2010

$

650,435,314 Transfer of cap due to servicing transfer

7/14/2010

Financial Instrument for Home Loan Modifications

(100,000) $

6/16/2010

Purchase

$

3/26/2010

NJ

650,535,314 Transfer of cap due to servicing transfer

12/30/2009

Iselin

$

9/30/2009

Chase Home Finance, LLC

10512

200,000

(6,144) $

17,500,000

633,641,458 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
633,635,314 reallocation

6/28/2012

4/13/2009

10512

$

$

6/14/2012

10458

10512

$

2,100,000

5/16/2012

10458

10512

$

4/16/2012

10458

10512

$

631,542,112 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
631,541,458 reallocation

(654) $

628,542,112 Updated portfolio data from servicer

3/15/2012

10458

10512

$

2/16/2012

10458

10512

700,000

12/15/2011

10458

10512

$

9/15/2011

10458

630,842,112 Transfer of cap due to servicing transfer

8/16/2011

10458

$

7/14/2011

10458

2,300,000

6/29/2011

10458

$

4/13/2011

10458

$

3/30/2011

10458

(556) $

Reason for Adjustment

3/16/2011

10458

10512

Adjusted Cap

1/13/2011

10458

Bank of America, N.A.

Cap Adjustment Amount

1/6/2011

10458

4/17/2009 as
amended on
1/26/2010

Adjustment
Date

$

1,817,160,562 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,817,154,254 reallocation

6/12/2009

$

5,540,000

$

9/30/2009

$

162,680,000

$

12/30/2009

$

665,510,000

$

804,440,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
967,120,000 initial cap
Updated portfolio data from servicer & HAFA
1,632,630,000 initial cap

1/26/2010

$

800,390,000

$

2,433,020,000 Initial 2MP cap

3/26/2010

$

(829,370,000) $

1,603,650,000 Updated portfolio data from servicer

7/14/2010

$

(366,750,000) $

9/30/2010

$

95,300,000

$

1,236,900,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,332,200,000 initial RD-HAMP

9/30/2010

$

222,941,084

$

1,555,141,084 Updated portfolio data from servicer

1/6/2011

$

(2,199) $

3/30/2011

$

(2,548) $

(1,020) $
900,000

$

(6,308) $

277,985,314 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
277,983,483 reallocation
- Termination of SPA
553,380,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
655,960,000 initial cap
Updated portfolio data from servicer & HAFA
933,600,000 initial cap
980,460,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
1,136,510,000 Inc. due to servicing transfer

1,143,252,740 Transfer of cap due to servicing transfer
1,143,251,720 Updated portfolio data from servicer
1,144,151,720 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,144,150,606 reallocation
Updated due to quarterly assessment and
1,144,140,562 reallocation
1,144,040,562 Transfer of cap due to servicing transfer

1,555,138,885 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,555,136,337 reallocation

Page 4 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10512

1000832
1000832
1000832
1000832
1000832
1000832
Pittsburgh

10316
10316
10316
10316
10316
10316
10316
10316

PA

Purchase

Financial Instrument for Home Loan Modifications

$

319,000,000

N/A

$

$

(1,787,300,000) $

$

105,500,000

$

(614,527,362) $

6,111,772,638 Updated portfolio data from servicer

$

236,000,000

$

6,347,772,638 Updated portfolio data from servicer

$

(8,012) $

6,347,764,626 Updated portfolio data from servicer

$

1,800,000

$

6,349,564,626 Transfer of cap due to servicing transfer

$

100,000

$

$

6,349,664,626 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,655,436 reallocation

$

200,000

$

6,349,855,436 Transfer of cap due to servicing transfer

$

300,000

$

6,350,155,436 Transfer of cap due to servicing transfer

$

(1,000,000) $

$

(82,347) $

$

(200,000) $

6,348,873,089 Transfer of cap due to servicing transfer

$

(3,400,000) $

6,345,473,089 Transfer of cap due to servicing transfer

$

(1,400,000) $

6,344,073,089 Transfer of cap due to servicing transfer

$

120,600,000

$

$

317,956,289

$

from Home Loan Services, Inc.
6,464,673,089 Transfer of cap due to servicing transfer
and Wilshire Credit Corporation due to merger.
6,782,629,378

$

800,000

$

6,783,429,378 Transfer of cap due to servicing transfer

$

(17,600,000) $

6,765,829,378 Transfer of cap due to servicing transfer

$

(2,100,000) $

6,763,729,378 Transfer of cap due to servicing transfer

$

(23,900,000) $

6,739,829,378 Transfer of cap due to servicing transfer

$

(63,800,000) $

6,676,029,378 Transfer of cap due to servicing transfer

$

20,000 $

6,676,049,378 Transfer of cap due to servicing transfer

$

(8,860,000) $

6/28/2012

1000832

286,510,000

6/14/2012

1000832

$

5/16/2012

1000832

$

4/16/2012

1000832

10,280,000

3/15/2012

1000832

$

8,111,310,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
8,121,590,000 due to servicing transfer
Transfer of cap from Wilshire Credit Corporation
8,408,100,000 due to servicing transfer

2/16/2012

1000832

$

12/15/2011

1000832

905,010,000

11/16/2011

1000832

$

10/19/2011

1000832

7,206,300,000 Initial 2MP cap

10/14/2011

1000832

$

9/15/2011

1000832

450,100,000

8/16/2011

1000832

$

7/14/2011

1000832

$

6/29/2011

1000832

2,290,780,000

6/16/2011

1000832

$

5/13/2011

1000832

$

5,182,840,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
4,465,420,000 initial cap
Updated portfolio data from servicer & HAFA
6,756,200,000 initial cap

4/13/2011

1000832

$

3/30/2011

1000832

6/12/2009

3/16/2011

1000832

(17,893) $

2/16/2011

1000832

$

1,433,013,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,995,107 reallocation

1/6/2011

1000832

(200,000) $

12/15/2010

1000832

$

9/30/2010

1000832

1,433,213,000 Transfer of cap due to servicing transfer

9/30/2010

1000832

(900,000) $

7/14/2010

1000832

$

6/16/2010

N/A

1,434,113,000 Transfer of cap due to servicing transfer

4/19/2010

1,864,000,000

(120,700,000) $

3/26/2010

$

$

1/26/2010

Financial Instrument for Home Loan Modifications

1,554,813,000 Transfer of cap due to servicing transfer

12/30/2009

Purchase

(300,000) $

9/30/2009

CA

$

6/28/2012

Countrywide Home Loans Servicing LP (BAC Home Loans Simi ValleyLP)
Servicing,

(23,337) $

5/16/2012

10512

$

11/16/2011

10512

10316

Reason for Adjustment
Updated due to quarterly assessment and
1,555,113,000 reallocation

10/14/2011

10512

Home Loan Services, Inc.

Adjusted Cap

8/16/2011

10512

4/20/2009

Cap Adjustment Amount

6/29/2011

10512

4/17/2009 as
amended on
1/26/2010

Note

Adjustment
Date

$

(58,550) $

6/12/2009

$

128,300,000

$

9/30/2009

$

46,730,000

$

12/30/2009

$

145,820,000

$

3/26/2010

$

(17,440,000) $

622,410,000 Updated portfolio data from servicer

7/14/2010

$

(73,010,000) $

549,400,000 Updated portfolio data from servicer

9/30/2010

$

9/30/2010

$

(77,126,410) $

478,973,590 Updated portfolio data from servicer

12/15/2010

$

(314,900,000) $

164,073,590 Updated portfolio data from servicer

1/6/2011

$

(233) $

164,073,357 Updated portfolio data from servicer

2/16/2011

$

(1,900,000) $

3,318,840,000

$

(717,420,000) $

$

(9,190) $

6,700,000

$

6,620,800,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
6,726,300,000 initial RD-HAMP

6,349,155,436 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,073,089 reallocation

6,667,189,378 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,667,130,828 reallocation
447,300,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
494,030,000 initial cap
Updated portfolio data from servicer & HAFA
639,850,000 initial cap

556,100,000 Initial FHA-2LP cap

162,173,357 Transfer of cap due to servicing transfer

Page 5 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10316

10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
4/27/2009

Carrington Mortgage Services, LLC

Santa Ana
10503
10503

CA

Purchase

Financial Instrument for Home Loan Modifications

$

195,000,000

N/A

(2,779) $

10/19/2011

$

(162,895,068) $

6/17/2009

$

(64,990,000) $

$

130,780,000

$
$

13,080,000

$

(24,220,000) $

$

210,000

$

93,900,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
94,110,000 due to servicing transfer

$

2,200,000

$

96,310,000 Transfer of cap due to servicing transfer

$

34,600,000

$

130,910,000 Initial 2MP cap

$

5,600,000

$

136,510,000 Initial FHA-2LP cap and FHA-HAMP

$

10,185,090

$

146,695,090 Updated portfolio data from servicer

$

400,000

$

147,095,090 Transfer of cap due to servicing transfer

$

(213) $

$

(250) $

$

1,200,000

$

148,294,627 Transfer of cap due to servicing transfer

$

100,000

$

$

148,394,627 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
148,392,325 reallocation

$

1,900,000

$

150,292,325 Transfer of cap due to servicing transfer

$

200,000

$

150,492,325 Transfer of cap due to servicing transfer

$

200,000

$

150,692,325 Transfer of cap due to servicing transfer

$

400,000

$

151,092,325 Transfer of cap due to servicing transfer

$

900,000

$

151,992,325 Transfer of cap due to servicing transfer

$

100,000

$

152,092,325 Transfer of cap due to servicing transfer

$

3,260,000

$

155,352,325 Transfer of cap due to servicing transfer

$

920,000

$

6/28/2012

10309

$

6/14/2012

10309

(294) $

5/16/2012

10309

$

3/15/2012

10309

(247) $

2/16/2012

10309

$

11/16/2011

10309

$

10/14/2011

10309

95,990,000 Transfer of cap due to servicing transfer

9/15/2011

10309

(100,000) $

7/14/2011

N/A

$

6/29/2011

156,000,000

(210,000) $

6/16/2011

$

$

96,300,000 Updated portfolio data from servicer
Transfer of cap to Green Tree Servicing LLC due
96,090,000 to servicing transfer

5/13/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(286,510,000) $

1/6/2011

MN

$

10/15/2010

Saint Paul

(1,880,000) $

9/30/2010

13

$

9/30/2010

10205

(10,280,000) $

9/10/2010

10205

$

8/13/2010

10205

$

7/16/2010

10205

52,270,000

7/14/2010

10205

$

3/26/2010

10205

$

12/30/2009

10205

119,700,000

9/30/2009

10205

$

6/29/2011

10205

(249,670,000) $

3/30/2011

10205

$

1/6/2011

10205

$

9/30/2010

10205

(155,061,221) $

8/13/2010

10205

$

7/16/2010

10205

10/19/2011

7/14/2010

N/A

(2,625) $

6/16/2010

366,000,000

$

5/14/2010

$

(400,000) $

4/19/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(278) $

12/30/2009

OR

$

9/30/2009

Beaverton

(400,000) $

6/12/2009

13

$

6/29/2011

10316

Green Tree Servicing LLC

Reason for Adjustment

5/13/2011

10316

4/24/2009

Adjusted Cap

3/30/2011

10316

Wilshire Credit Corporation

Cap Adjustment Amount

3/16/2011

10316

4/20/2009

Adjustment
Date

$

(1,622) $

156,272,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,270,703 reallocation

6/17/2009

$

(63,980,000) $

9/30/2009

$

90,990,000

$

12/30/2009

$

57,980,000

$

87,130,000

19,540,000

68,565,782

$

$

$

$

(116,750,000) $
$

(2,302) $

161,773,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,773,079 reallocation
161,373,079 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,370,454 reallocation
6,309,233 Termination of SPA
453,130,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
203,460,000 initial cap
Updated portfolio data from servicer & HAFA
323,160,000 initial cap
375,430,000 Updated portfolio data from servicer
Transfer of cap to Countrywide Home Loans due
365,150,000 to servicing transfer
Transfer of cap to GMAC Mortgage, Inc. due to
363,270,000 servicing transfer
Transfer of cap to Countrywide Home Loans due
76,760,000 to servicing transfer

164,555,782 Updated portfolio data from servicer
164,555,535 Updated portfolio data from servicer
Updated due to quarterly assessment and
164,555,241 reallocation
Updated due to quarterly assessment and
164,552,462 reallocation
1,657,394 Termination of SPA
91,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
221,790,000 initial cap
Updated portfolio data from servicer & HAFA
105,040,000 initial cap
118,120,000 Updated portfolio data from servicer

147,094,877 Updated portfolio data from servicer
Updated due to quarterly assessment and
147,094,627 reallocation

131,020,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
222,010,000 initial cap
Updated portfolio data from servicer & HAFA
279,990,000 initial cap

Page 6 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10503

10231
10231
10231
10231
10231
10231
Lewisville
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406

TX

Purchase

Financial Instrument for Home Loan Modifications

$

101,000,000

N/A

$

1,800,000

$

288,259,384 Transfer of cap due to servicing transfer

$

100,000

$

288,359,384 Transfer of cap due to servicing transfer

$

1,000,000

$

289,359,384 Transfer of cap due to servicing transfer

$

1,100,000

$

290,459,384 Transfer of cap due to servicing transfer

$

100,000

$

290,559,384 Transfer of cap due to servicing transfer

$

850,000

$

291,409,384 Transfer of cap due to servicing transfer

$

2,240,000

$

$

(2,520) $

293,649,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
293,646,864 reallocation

6/17/2009

$

(338,450,000) $

$

(11,860,000) $

$

21,330,000

$

459,550,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
447,690,000 initial cap
Updated portfolio data from servicer & HAFA
469,020,000 initial cap

$

9,150,000

$

478,170,000 Updated portfolio data from servicer

$

(76,870,000) $

401,300,000 Updated portfolio data from servicer

$

400,000

$

(8,454,269) $

$

(342) $

$

(374) $

$
$

(3,273) $

$

(200,000) $

411,041,742 Transfer of cap due to servicing transfer

$

100,000

411,141,742 Transfer of cap due to servicing transfer

$

(500,000) $

6/28/2012

10231

(3,592) $

4/16/2012

10231

$

3/15/2012

10231

(384) $

10/14/2011

10231

$

6/29/2011

10231

$

5/13/2011

10231

284,063,360 Updated portfolio data from servicer

3/30/2011

10231

(325) $

1/6/2011

10231

$

9/30/2010

N/A

284,063,685 Updated portfolio data from servicer

9/1/2010

798,000,000

$

7/14/2010

$

300,000

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

283,763,685 Updated portfolio data from servicer

9/30/2009

CO

$

6/28/2012
Littleton

3,763,685

6/14/2012

10503

$

5/16/2012

10503

280,000,000 Transfer of cap due to servicing transfer

4/16/2012

10503

$

2/16/2012

10503

1,100,000

11/16/2011

10503

$

9/15/2011

10503

278,900,000 Updated portfolio data from servicer

8/16/2011

10503

(75,610,000) $

6/29/2011

10503

$

3/30/2011

10503

354,510,000 Updated portfolio data from servicer

1/13/2011

10503

$

1/6/2011

10503

74,520,000

12/15/2010

10503

$

9/30/2010

10503

Nationstar Mortgage LLC

Reason for Adjustment

8/13/2010

10503

5/28/2009

Adjusted Cap

7/14/2010

10503

Aurora Loan Services, LLC

Cap Adjustment Amount

3/26/2010

10503

5/1/2009

Note

Adjustment
Date

$

(1,768) $

6/12/2009

$

16,140,000

$

9/30/2009

$

134,560,000

$

12/30/2009

$

80,250,000

$

117,140,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
251,700,000 initial cap
Updated portfolio data from servicer & HAFA
331,950,000 initial cap

3/26/2010

$

67,250,000

$

399,200,000 Updated portfolio data from servicer

7/14/2010

$

(85,900,000) $

313,300,000 Updated portfolio data from servicer

8/13/2010

$

100,000

$

9/30/2010

$

2,900,000

$

313,400,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, initial
316,300,000 RD-HAMP, and initial 2MP cap

9/30/2010

$

33,801,486

$

350,101,486 Updated portfolio data from servicer

11/16/2010

$

700,000

$

350,801,486 Transfer of cap due to servicing transfer

12/15/2010

$

1,700,000

$

352,501,486 Updated portfolio data from servicer

1/6/2011

$

(363) $

352,501,123 Updated portfolio data from servicer

2/16/2011

$

900,000

$

353,401,123 Transfer of cap due to servicing transfer

3/16/2011

$

29,800,000

$

3/30/2011

$

383,201,123 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
383,200,695 reallocation

5/26/2011

$

6/29/2011

$

2,400,000

18,000,000

$

$

$

$

(428) $
20,077,503

$

(4,248) $

286,463,360 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
286,462,976 reallocation
Updated due to quarterly assessment and
286,459,384 reallocation

401,700,000 Initial FHA-HAMP cap
393,245,731 Updated portfolio data from servicer
393,245,389 Updated portfolio data from servicer
Updated due to quarterly assessment and
393,245,015 reallocation
411,245,015 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
411,241,742 reallocation

410,641,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
410,639,974 reallocation

403,278,198 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
403,273,950 reallocation

Page 7 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10406

10052
6/17/2009

RG Mortgage Corporation

San Juan

PR

Purchase

Financial Instrument for Home Loan Modifications

$

57,000,000

N/A

10131
10131
10131
10131
10131
10131
10131
10131
10131
10131
6/19/2009

First Federal Savings and Loan

Port Angeles

WA

Purchase

Financial Instrument for Home Loan Modifications

$

770,000

N/A

10224
10224
6/19/2009

Wescom Central Credit Union

Anaheim
10126
10126
10126
10126

CA

Purchase

Financial Instrument for Home Loan Modifications

$

540,000

N/A

$

(329) $

$

(1,900,000) $

29,386,554 Transfer of cap due to servicing transfer

$

2,800,000

$

32,186,554 Transfer of cap due to servicing transfer

$

420,000

$

32,606,554 Transfer of cap due to servicing transfer

$

8,060,000

$

$

9/30/2009

$

13,070,000

$

$

145,510,000

$

$

(116,950,000) $

58,150,000 Updated portfolio data from servicer

$

(23,350,000) $

34,800,000 Updated portfolio data from servicer

$
$

(46) $

$

(55) $

$

(452) $

$

(309) $

9/30/2009

$

(11,300,000) $

$

(42,210,000) $

42,646,300 Updated portfolio data from servicer
Updated due to quarterly assessment and
42,646,245 reallocation
Updated due to quarterly assessment and
42,645,793 reallocation
Updated due to quarterly assessment and
42,645,484 reallocation
Updated portfolio data from servicer & HPDP
45,700,000 initial cap
Updated portfolio data from servicer & HAFA
3,490,000 initial cap

$

65,640,000

$

69,130,000 Updated portfolio data from servicer

$

(14,470,000) $

54,660,000 Updated portfolio data from servicer

$

(8,860,000) $

45,800,000 Updated portfolio data from servicer

$

(4,459,154) $

41,340,846 Updated portfolio data from servicer

$

(4,300,000) $

37,040,846 Updated portfolio data from servicer

$

(51) $

$

(65) $

$

(616) $

$

(462) $

12/30/2009

$

2,020,000

$

37,040,795 Updated portfolio data from servicer
Updated due to quarterly assessment and
37,040,730 reallocation
Updated due to quarterly assessment and
37,040,114 reallocation
Updated due to quarterly assessment and
37,039,652 reallocation
Updated portfolio data from servicer & HAFA
2,790,000 initial cap

$

11,370,000

$

14,160,000 Updated portfolio data from servicer

5/26/2010

10052

$

3/26/2010

10052

(37) $

6/28/2012

10052

$

6/29/2011

10052

(34) $

3/30/2011

10052

$

1/6/2011

10052

31,186,954 Updated portfolio data from servicer

12/15/2010

10052

$

9/30/2010

N/A

586,954

7/14/2010

16,520,000

$

4/9/2010

$

$

3/26/2010

Financial Instrument for Home Loan Modifications

400,000

12/30/2009

Purchase

$

30,200,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
30,600,000 initial 2MP cap

6/28/2012

VA

(13,870,000) $

6/29/2011

Glen Allen

$

3/30/2011

10326

(1,390,000) $

1/6/2011

10326

$

9/30/2010

10326

27,920,000

7/14/2010

10326

$

3/26/2010

10326

(1,860,000) $

12/30/2009

10326

$

6/28/2012

10326

9/30/2009

6/14/2012

10326

(2,957) $

5/16/2012

10326

$

11/16/2011

10326

(2,380,000) $

9/15/2011

10326

$

6/29/2011

10326

403,363,950 Transfer of cap due to servicing transfer

4/13/2011

10326

90,000 $

3/30/2011

10326

$

1/6/2011

N/A

403,273,950 Transfer of cap due to servicing transfer

9/30/2010

19,400,000

(100,000) $

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

403,373,950 Transfer of cap due to servicing transfer

3/26/2010

Purchase

$

12/30/2009

TX

100,000

6/28/2012
Fort Worth

$

6/14/2012

10406

CCO Mortgage

Reason for Adjustment

5/16/2012

10406

6/17/2009

Adjusted Cap

3/15/2012

10406

Residential Credit Solutions

Cap Adjustment Amount

11/16/2011

10406

6/12/2009

Note

Adjustment
Date

$

(14,160,000) $

9/30/2009

$

330,000

$

12/30/2009

$

16,490,000

$

3/26/2010

$

(14,260,000) $

3,100,000 Updated portfolio data from servicer

7/14/2010

$

(1,800,000) $

1,300,000 Updated portfolio data from servicer

7/30/2010

$

1,500,000

2,800,000 Updated portfolio data from servicer

100,000

$

$

(313) $

7,846,346

$

$

400,983,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
400,980,993 reallocation
Updated portfolio data from servicer & HPDP
17,540,000 initial cap
Updated portfolio data from servicer & HAFA
45,460,000 initial cap
44,070,000 Updated portfolio data from servicer

31,186,920 Updated portfolio data from servicer
Updated due to quarterly assessment and
31,186,883 reallocation
31,286,883 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,286,554 reallocation

40,666,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,666,241 reallocation
Updated portfolio data from servicer & HPDP
29,590,000 initial cap
Updated portfolio data from servicer & HAFA
175,100,000 initial cap

42,646,346 Updated portfolio data from servicer

- Termination of SPA
Updated portfolio data from servicer & HPDP
870,000 initial cap
Updated portfolio data from servicer & HAFA
17,360,000 initial cap

Page 8 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10126

Technology Credit Union

6/26/2009

National City Bank

10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
7/1/2009

Wachovia Mortgage, FSB

Des Moines

IA

Purchase

Financial Instrument for Home Loan Modifications

$

634,010,000

N/A

1000642
1000642
1000642
7/1/2009

Bayview Loan Servicing, LLC

3
Coral Gables

1000667

FL

Purchase

Financial Instrument for Home Loan Modifications

$

44,260,000

N/A

(1) $

$

(12) $

$

(9) $

$

315,170,000

$

$

90,280,000

$

$

(18,690,000) $

$

(272,640,000) $

$

80,600,000

$

409,100,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
489,700,000 initial 2MP cap

$

71,230,004

$

560,930,004 Updated portfolio data from servicer

$

(828) $

560,929,176 Updated portfolio data from servicer

$

200,000

$

(100,000) $

$

(981) $

$

(2,300,000) $

558,728,195 Transfer of cap due to servicing transfer

$

(200,000) $

558,528,195 Transfer of cap due to servicing transfer

$

(200,000) $

$

(9,197) $

558,328,195 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,318,998 reallocation

$

-

$

558,318,998 Transfer of cap due to servicing transfer

$

300,000

$

558,618,998 Transfer of cap due to servicing transfer

$

(300,000) $

558,318,998 Transfer of cap due to servicing transfer

$

200,000

$

558,518,998 Transfer of cap due to servicing transfer

$

(100,000) $

558,418,998 Transfer of cap due to servicing transfer

$

200,000

558,618,998 Transfer of cap due to servicing transfer

$

(10,000) $

$

(6,771) $

$

723,880,000

$

$

692,640,000

$

2/17/2010

10349

$

12/30/2009

10349

(1) $

9/30/2009

10349

$

6/28/2012

N/A

1,160,445 Updated portfolio data from servicer

6/14/2012

294,980,000

60,445 $

3/15/2012

$

$

2/16/2012

Financial Instrument for Home Loan Modifications

1,100,000 Updated portfolio data from servicer

1/13/2012

Purchase

(430,000) $

11/16/2011

OH

$

10/14/2011

Miamisburg

1,530,000 Updated portfolio data from servicer

8/16/2011

10014

(720,000) $

6/29/2011

10014

$

6/16/2011

10014

$

5/13/2011

10014

(145,056) $

4/13/2011

10014

$

3/30/2011

10014

145,056 Updated portfolio data from servicer

3/16/2011

10014

45,056 $

2/16/2011

N/A

$

1/6/2011

70,000

100,000 Updated portfolio data from servicer

9/30/2010

$

70,000 $

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

30,000 Updated portfolio data from servicer

3/26/2010

CA

(580,000) $

12/30/2009

San Jose

$

9/30/2009

10002

590,000

6/28/2012

10002

$

6/29/2011

10002

$

3/30/2011

10002

$

1/6/2011

10002

6/14/2012

12/30/2009

N/A

(1,872,787) $

9/30/2010

30,000

$

7/14/2010

$

6/3/2011

3/26/2010

Financial Instrument for Home Loan Modifications

(1,800,000) $

2/17/2011

Purchase

$

9/30/2010

FL

(2) $

7/14/2010

The Villages

$

3/26/2010

9

(2) $

12/30/2009

10126

$

9/30/2009

12

$

5/13/2011

10126

1,551,668

$

(2,050,236,344) $

3/12/2010

$

(54,767) $

9/30/2009

$

23,850,000

$

12/30/2009

$

43,590,000

$

990,000

$

Reason for Adjustment

3/30/2011

10126

6/26/2009

Adjusted Cap

1/6/2011

10126

Citizens First Wholesale Mortgage Company

Cap Adjustment Amount

9/30/2010

10126

6/26/2009

Adjustment
Date

$

(10,000) $

2,180,000

$

$

$

$

4,351,668 Updated portfolio data from servicer
4,351,666 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,351,664 reallocation
2,551,664 Transfer of cap due to servicing transfer
678,877 Termination of SPA
1,668,877 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
20,000 initial cap
Updated portfolio data from servicer & HAFA
610,000 initial cap

- Termination of SPA
Updated portfolio data from servicer & HAFA
2,250,000 initial cap

1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,431 reallocation
Updated due to quarterly assessment and
1,160,422 reallocation
Updated portfolio data from servicer & HPDP
610,150,000 initial cap
Updated portfolio data from servicer & HAFA
700,430,000 initial cap
681,740,000 Updated portfolio data from servicer

561,129,176 Transfer of cap due to servicing transfer
561,029,176 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
561,028,195 reallocation

558,608,998 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,602,227 reallocation
Updated portfolio data from servicer & HPDP
1,357,890,000 initial cap
Updated portfolio data from servicer & HAFA
2,050,530,000 initial cap
Transfer of cap (to Wells Fargo Bank) due to
293,656 merger
Transfer of cap (to Wells Fargo Bank) due to
238,890 merger
Updated portfolio data from servicer & HPDP
68,110,000 initial cap
Updated portfolio data from servicer & HAFA
111,700,000 initial cap

Page 9 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000667

10029
10029
10029
7/17/2009

MorEquity, Inc.

Evansville

IN

Purchase

Financial Instrument for Home Loan Modifications

$

23,480,000

N/A

1000957
1000957
1000957
1000957
1000957
1000957
1000957
1000957
7/17/2009

PNC Bank, National Association

11
Pittsburgh

1000834

PA

Purchase

Financial Instrument for Home Loan Modifications

$

54,470,000

N/A

$

(100,000) $

83,746,770 Transfer of cap due to servicing transfer

$

200,000

$

83,946,770 Transfer of cap due to servicing transfer

$

30,000 $

83,976,770 Transfer of cap due to servicing transfer

$
$
$

150,000

$

$

130,000

$

$

50,000 $

430,000 Updated portfolio data from servicer

$

(30,000) $

400,000 Updated portfolio data from servicer

$

35,167 $

435,167 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(6) $

$

(4) $

$

(10,000) $

$

250,000

$

(10,000) $

1,100,000 Updated portfolio data from servicer

$

(400,000) $

700,000 Updated portfolio data from servicer

$

170,334

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(12) $

$

(9) $

$

18,530,000

$

$

24,510,000

$

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,311 reallocation
Updated portfolio data from servicer & HPDP
42,010,000 initial cap
Updated portfolio data from servicer & HAFA
66,520,000 initial cap

$

18,360,000

$

84,880,000 Updated portfolio data from servicer

$

(22,580,000) $

62,300,000 Updated portfolio data from servicer

$

(8,194,261) $

54,105,739 Updated portfolio data from servicer

$

(37) $

54,105,702 Updated portfolio data from servicer

$

(29,400,000) $

3/30/2011

10029

83,846,770 Transfer of cap due to servicing transfer

3/16/2011

10029

$

1/6/2011

10029

2,400,000

9/30/2010

10029

$

7/14/2010

10029

81,446,770 Transfer of cap due to servicing transfer

9/30/2009

N/A

$

3/26/2010

870,000

900,000

12/30/2009

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

80,546,770 Transfer of cap due to servicing transfer

6/29/2011

Purchase

(18,900,000) $

3/30/2011

FL

$

1/6/2011

Delray Beach

99,446,770 Transfer of cap due to servicing transfer

9/30/2010

10355

$

7/14/2010

10355

600,000

3/26/2010

10355

$

12/30/2009

10355

$

98,847,541 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
98,846,770 reallocation

9/30/2009

10355

$

6/28/2012

10355

100,000

6/29/2011

10355

$

3/30/2011

10355

98,747,541 Transfer of cap due to servicing transfer

9/30/2009

N/A

$

1/6/2011

100,000

400,000

9/30/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

(86) $

3/26/2010

Purchase

$

12/30/2009

OH

(70) $

6/28/2012
Mentor

$

6/14/2012

1000667

(15,252,303) $

5/16/2012

1000667

$

4/16/2012

1000667

600,000

3/15/2012

1000667

$

2/16/2012

1000667

(34,250,000) $

1/13/2012

1000667

$

10/14/2011

1000667

147,250,000 Initial 2MP cap

9/15/2011

1000667

$

6/29/2011

1000667

1,010,000

5/13/2011

1000667

$

4/13/2011

1000667

146,240,000 Updated portfolio data from servicer

3/30/2011

1000667

$

1/6/2011

1000667

34,540,000

9/30/2010

1000667

$

9/30/2010

1000667

IBM Southeast Employees' Federal Credit Union

Reason for Adjustment

7/14/2010

1000667

7/10/2009

Adjusted Cap

5/7/2010

1000667

Lake National Bank

Cap Adjustment Amount

3/26/2010

1000667

7/10/2009

Adjustment
Date

$

(34) $

5/26/2011

$

(20,077,503) $

9/30/2009

$

(36,240,000) $

12/30/2009

$

19,280,000

$

(771) $

1,810,000

$

(508) $

$

$

$

113,000,000 Updated portfolio data from servicer
113,600,000 Initial FHA-2LP cap
98,347,697 Updated portfolio data from servicer
98,347,627 Updated portfolio data from servicer
Updated due to quarterly assessment and
98,347,541 reallocation

85,786,770 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
85,786,262 reallocation
Updated portfolio data from servicer & HPDP
250,000 initial cap
Updated portfolio data from servicer & HAFA
380,000 initial cap

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation
Updated portfolio data from servicer & HPDP
860,000 initial cap
Updated portfolio data from servicer & HAFA
1,110,000 initial cap

24,705,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
24,705,668 reallocation
Termination of SPA
4,628,165 (remaining cap equals distribution amount)
Updated portfolio data from servicer & HPDP
18,230,000 initial cap
Updated portfolio data from servicer & HAFA
37,510,000 initial cap

Page 10 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000834

ShoreBank

7/22/2009

American Home Mortgage Servicing, Inc (Homeward
Residential)

Financial Instrument for Home Loan Modifications

$

1,272,490,000

N/A

10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
7/22/2009

Mortgage Center, LLC

Southfield
10439
10439
10439
10439

MI

Purchase

Financial Instrument for Home Loan Modifications

$

4,210,000

N/A

(130,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

9/30/2009

$

890,000

$

$

1,260,000

$

$

(20,000) $

3,540,000 Updated portfolio data from servicer

$

(240,000) $

3,300,000 Updated portfolio data from servicer

$

471,446

3,771,446 Updated portfolio data from servicer

$

(3) $

$

(4) $

$

(1,100,000) $

$

(38) $

$

(29) $

9/30/2009

$

(53,670,000) $

$

250,450,000

$

2,671,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,671,401 reallocation
Updated due to quarterly assessment and
2,671,372 reallocation
Updated portfolio data from servicer & HPDP
1,218,820,000 initial cap
Updated portfolio data from servicer & HAFA
1,469,270,000 initial cap

$

124,820,000

$

1,594,090,000 Updated portfolio data from servicer

$

(289,990,000) $

1,304,100,000 Updated portfolio data from servicer

$

1,690,508

$

1,305,790,508 Updated portfolio data from servicer

$

300,000

$

1,306,090,508 Transfer of cap due to servicing transfer

$

(100,000) $

1,305,990,508 Transfer of cap due to servicing transfer

$

(1,173) $

$

(500,000) $

$

(1,400) $

$
$

(12,883) $

$

(1,000,000) $

1,307,575,052 Transfer of cap due to servicing transfer

$

(100,000) $

1,307,475,052 Transfer of cap due to servicing transfer

$

(1,100,000) $

1,306,375,052 Transfer of cap due to servicing transfer

$

(10,000) $

6/28/2012

Purchase

$

5/16/2012

TX

230,000 Updated portfolio data from servicer

11/16/2011

Coppell

$

10/14/2011

10257

100,000

9/15/2011

10257

$

6/29/2011

10257

50,000 $

4/13/2011

10257

$

3/30/2011

10257

(90,000) $

2/16/2011

10257

$

1/6/2011

10257

9/30/2009

11/16/2010

10257

(1,003) $

10/15/2010

10257

$

9/30/2010

N/A

(300,000) $

7/14/2010

1,410,000

$

3/26/2010

$

(1,382) $

12/30/2009

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

(100,000) $

6/29/2011

IL

$

4/13/2011

Chicago

(147) $

3/30/2011

10612

$

1/6/2011

10612

(123) $

9/30/2010

10612

$

7/14/2010

10612

81,376,191 Updated portfolio data from servicer

3/26/2010

10612

$

12/30/2009

N/A

23,076,191

5/20/2011

170,000

$

9/30/2010

$

58,300,000 Initial FHA-2LP cap and initial 2MP cap

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

35,500,000

12/30/2009

OH

$

6/28/2012
West Salem

22,800,000 Updated portfolio data from servicer

10/14/2011

1000834

(17,180,000) $

6/29/2011

1000834

$

5/13/2011

1000834

39,980,000 Updated portfolio data from servicer

3/30/2011

1000834

$

1/6/2011

1000834

2,470,000

Reason for Adjustment

9/30/2010

1000834

7/17/2009

Adjusted Cap

9/30/2010

1000834

$

7/14/2010

1000834

Farmers State Bank

Cap Adjustment Amount

3/26/2010

1000834

7/17/2009

Note

Adjustment
Date

$

(8,378) $

9/30/2009

$

1,780,000

$

12/30/2009

$

2,840,000

$

3/26/2010

$

2,800,000

$

11,630,000 Updated portfolio data from servicer

7/14/2010

$

(5,730,000) $

5,900,000 Updated portfolio data from servicer

9/30/2010

$

2,658,280

8,558,280 Updated portfolio data from servicer

3,100,000

$

$

$

81,376,068 Updated portfolio data from servicer
Updated due to quarterly assessment and
81,375,921 reallocation
81,275,921 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
81,274,539 reallocation
80,974,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
80,973,536 reallocation
Updated portfolio data from servicer & HPDP
80,000 initial cap
Updated portfolio data from servicer & HAFA
130,000 initial cap

- Termination of SPA
Updated portfolio data from servicer & HPDP
2,300,000 initial cap
Updated portfolio data from servicer & HAFA
3,560,000 initial cap

3,771,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,771,439 reallocation

1,305,989,335 Updated portfolio data from servicer
1,305,489,335 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,487,935 reallocation
1,308,587,935 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,308,575,052 reallocation

1,306,365,052 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,306,356,674 reallocation
Updated portfolio data from servicer & HPDP
5,990,000 initial cap
Updated portfolio data from servicer & HAFA
8,830,000 initial cap

Page 11 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10439

7/29/2009

Purdue Employees Federal Credit Union

West Lafayette

IN

Purchase

Financial Instrument for Home Loan Modifications

$

1,090,000

N/A

1000505
1000505
1000505
1000505
1000505
1000505
1000505
1000505
7/29/2009

Wachovia Bank, N.A.

Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

85,020,000

N/A

1000902
1000902
1000902
1000902
1000902
7/31/2009

J.P. Morgan Chase Bank, NA

Lewisville
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706

TX

Purchase

Financial Instrument for Home Loan Modifications

$

2,699,720,000

N/A

$

(1,530,000) $

$

680,000

$

$

2,460,000

$

8,070,000 Updated portfolio data from servicer

$

(2,470,000) $

5,600,000 Updated portfolio data from servicer

$

2,523,114

8,123,114 Updated portfolio data from servicer

$

(2) $

$

(2) $

$

(15) $

$

(3) $

9/30/2009

$

(60,000) $

$

1,260,000

$

8,123,112 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,123,110 reallocation
Updated due to quarterly assessment and
8,123,095 reallocation
Updated due to quarterly assessment and
8,123,092 reallocation
Updated portfolio data from servicer & HPDP
1,030,000 initial cap
Updated portfolio data from servicer & HAFA
2,290,000 initial cap

$

2,070,000

$

4,360,000 Updated portfolio data from servicer

$

(3,960,000) $

400,000 Updated portfolio data from servicer

$
$

(1) $

$

(1) $

$

(8) $

$

(6) $

9/30/2009

$

(37,700,000) $

$

26,160,000

$

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated portfolio data from servicer & HPDP
47,320,000 initial cap
Updated portfolio data from servicer & HAFA
73,480,000 initial cap

$

9,820,000

$

83,300,000 Updated portfolio data from servicer

$

(46,200,000) $

37,100,000 Updated portfolio data from servicer

$

(28,686,775) $

8,413,225 Updated portfolio data from servicer

12/3/2010

10455

9/30/2009

9/30/2010

10455

(1) $

7/14/2010

10455

$

3/26/2010

10455

(4) $

12/30/2009

10455

$

6/28/2012

10455

(1) $

6/29/2011

10455

$

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,273 reallocation
Updated due to quarterly assessment and
725,272 reallocation
Updated portfolio data from servicer & HPDP
4,930,000 initial cap
Updated portfolio data from servicer & HAFA
5,610,000 initial cap

3/30/2011

10455

125,278

1/6/2011

N/A

$

9/30/2010

6,460,000

600,000 Updated portfolio data from servicer

7/14/2010

$

(180,000) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

780,000 Updated portfolio data from servicer

6/28/2012

MO

(6,340,000) $

6/29/2011

St. Louis

$

3/30/2011

1000455

6,750,000

1/6/2011

1000455

$

9/30/2010

1000455

(490,000) $

7/14/2010

1000455

$

3/26/2010

1000455

9/30/2009

12/30/2009

1000455

(94) $

6/28/2012

1000455

$

6/29/2011

N/A

(129) $

3/30/2011

860,000

$

9/30/2010

$

(14) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(12) $

12/30/2009

CA

$

6/28/2012
San Diego

First Bank

Reason for Adjustment

6/29/2011

10439

7/29/2009

Adjusted Cap

3/30/2011

10439

Mission Federal Credit Union

Cap Adjustment Amount

1/6/2011

10439

7/22/2009

Note

Adjustment
Date

$

(8,413,225) $

9/30/2009

$

(14,850,000) $

12/30/2009

$

1,178,180,000

$

3/26/2010

$

1,006,580,000

$

7/14/2010

$

(1,934,230,000) $

9/30/2010

$

72,400,000

$

2,935,400,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
3,007,800,000 initial RD-HAMP

9/30/2010

$

215,625,536

$

3,223,425,536 Updated portfolio data from servicer

1/6/2011

$

(3,636) $

3,223,421,900 Updated portfolio data from servicer

3/16/2011

$

(100,000) $

3/30/2011

$

(3,999) $

4/13/2011

$

(200,000) $

5/13/2011

$

6/29/2011

$

180,222

122,700,000

$

$

$

$

$

(34,606) $

8,558,268 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,558,254 reallocation
Updated due to quarterly assessment and
8,558,125 reallocation
Updated due to quarterly assessment and
8,558,031 reallocation
Updated portfolio data from servicer & HPDP
370,000 initial cap
Updated portfolio data from servicer & HAFA
7,120,000 initial cap

580,222 Updated portfolio data from servicer

- Termination of SPA
Updated portfolio data from servicer & HPDP
2,684,870,000 initial cap
Updated portfolio data from servicer & HAFA
3,863,050,000 initial cap
Updated portfolio data from servicer & 2MP initial
4,869,630,000 cap

3,223,321,900 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,223,317,901 reallocation
3,223,117,901 Transfer of cap due to servicing transfer
3,345,817,901 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,345,783,295 reallocation

Page 12 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10706

1000840
1000840
1000840
1000840
8/5/2009

Oakland Municipal Credit Union

Oakland

CA

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

N/A

1000609
1000609
1000609
1000609
1000609
1000609
1000609
1000609
1000609
8/5/2009

HomEq Servicing

12
North Highlands

10717
10717

CA

Purchase

Financial Instrument for Home Loan Modifications

$

674,000,000

N/A

(134,560,000) $

$

(392,140,000) $

$

(630,000) $

$

13,100,000

$

(8,006,457) $

$

(100,000) $

$

(4,400,000) $

683,063,543 Updated portfolio data from servicer

$

(802) $

683,062,741 Updated portfolio data from servicer

$

(900,000) $

$

(4,000,000) $

$

(925) $

$

(122,900,000) $

$

(8,728) $

$

(600,000) $

10/19/2011

$

(519,211,309) $

$
$

(350,000) $

$

20,000 $

270,000 Updated portfolio data from servicer

$

(70,000) $

200,000 Updated portfolio data from servicer

$

90,111 $

$

(3) $

$

(2) $

$

290,000

$

$

210,000

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated portfolio data from servicer & HPDP
430,000 initial cap
Updated portfolio data from servicer & HAFA
640,000 initial cap

$

170,000

$

810,000 Updated portfolio data from servicer

$

(10,000) $

800,000 Updated portfolio data from servicer

$

(74,722) $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(200,000) $

6/29/2011

1000840

$

4/13/2011

1000840

502,430,000

9/30/2009

N/A

$

3/30/2011

420,000

(10,000) $

1/6/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

(16,192) $

7/14/2010

Purchase

$

3/26/2010

IN

(1,620,000) $

12/30/2009

Warsaw

$

6/28/2012

14

3,736,214,604 Transfer of cap due to servicing transfer

6/29/2011

1001020

(126,080,000) $

9/30/2010

1001020

$

7/14/2010

1001020

3,862,294,604 Transfer of cap due to servicing transfer

3/26/2010

1001020

(100,000) $

12/30/2009

1001020

$

9/30/2009

1001020

3,862,394,604 Transfer of cap due to servicing transfer

7/14/2011

1001020

(100,000) $

6/29/2011

1001020

$

5/13/2011

1001020

3,862,494,604 Transfer of cap due to servicing transfer

3/30/2011

1001020

(2,800,000) $

3/16/2011

1001020

$

2/16/2011

1001020

3,865,294,604 Transfer of cap due to servicing transfer

1/6/2011

1001020

$

12/15/2010

1001020

519,211,309

10/15/2010

1001020

$

9/30/2010

1001020

3,346,083,295 Transfer of cap due to servicing transfer

9/30/2009

N/A

$

9/30/2010

707,380,000

200,000

7/16/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

3,345,883,295 Transfer of cap due to servicing transfer

3/26/2010

Purchase

(100,000) $

12/30/2009

TX

$

6/28/2012
Lewisville

3,345,983,295 Transfer of cap due to servicing transfer

6/14/2012

10706

(400,000) $

5/16/2012

10706

$

2/16/2012

10706

3,346,383,295 Transfer of cap due to servicing transfer

1/13/2012

10706

$

11/16/2011

10706

600,000

10/19/2011

10706

$

10/14/2011

10706

Lake City Bank

Reason for Adjustment

9/15/2011

10706

8/5/2009

Adjusted Cap

8/16/2011

10706

EMC Mortgage Corporation

Cap Adjustment Amount

7/14/2011

10706

7/31/2009

Adjustment
Date

$

(7) $

7/22/2011

$

(515,201) $

9/30/2009

$

(121,190,000) $

12/30/2009

$

(36,290,000) $

10,068 Termination of SPA
Updated portfolio data from servicer & HPDP
552,810,000 initial cap
Updated portfolio data from servicer & HAFA
516,520,000 initial cap

3/26/2010

$

199,320,000

715,840,000 Updated portfolio data from servicer

180,000

$

$

$

$

3,734,594,604 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,734,578,412 reallocation
Updated portfolio data from servicer & HPDP
707,370,000 initial cap
Updated portfolio data from servicer & HAFA
1,209,800,000 initial cap
Updated portfolio data from servicer & 2MP initial
1,075,240,000 cap
683,100,000 Updated portfolio data from servicer
682,470,000 Transfer of cap to Saxon Mortgage Services, Inc.
695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap
687,563,543 Updated portfolio data from servicer
687,463,543 Transfer of cap due to servicing transfer

682,162,741 Transfer of cap due to servicing transfer
678,162,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
678,161,816 reallocation
555,261,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
555,253,088 reallocation
554,653,088 Transfer of cap due to servicing transfer
35,441,779 Termination of SPA
Updated portfolio data from servicer & HPDP
600,000 initial cap
Updated portfolio data from servicer & HAFA
250,000 initial cap

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
525,276 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
525,269 reallocation

Page 13 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10717

10438
10438
10438
10438
10438
10438
PennyMac Loan Services, LLC

Calasbasa
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744

CA

Purchase

Financial Instrument for Home Loan Modifications

$

6,210,000

N/A

1,642,230,000 Updated portfolio data from servicer

$

(474,730,000) $

1,167,500,000 Updated portfolio data from servicer

$

(700,000) $

1,166,800,000 Transfer of cap to due to servicing transfer

$

(1,000,000) $

1,165,800,000 Transfer of cap to due to servicing transfer

$

(115,017,236) $

$

(800,000) $

1,049,982,764 Transfer of cap due to servicing transfer

$

800,000

$

1,050,782,764 Updated portfolio data from servicer

$

(1,286) $

1,050,781,478 Updated portfolio data from servicer

$
$

(1,470) $

$

(3,300,000) $

1,056,280,008 Transfer of cap due to servicing transfer

$

(300,000) $

1,055,980,008 Transfer of cap due to servicing transfer

$

(700,000) $

$

(13,097) $

1,055,280,008 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,055,266,911 reallocation

$

(200,000) $

1,055,066,911 Transfer of cap due to servicing transfer

$

(2,900,000) $

1,052,166,911 Transfer of cap due to servicing transfer

$

(300,000) $

1,051,866,911 Transfer of cap due to servicing transfer

$

(500,000) $

1,051,366,911 Transfer of cap due to servicing transfer

$

(2,600,000) $

1,048,766,911 Transfer of cap due to servicing transfer

$

(194,800,000) $

853,966,911 Transfer of cap due to servicing transfer

$

(400,000) $

6/28/2012

10438

$

2/16/2012

10438

278,910,000

1/13/2012

10438

$

12/15/2011

10438

$

11/16/2011

10438

275,370,000

10/14/2011

10438

$

9/15/2011

10438

$

7/14/2011

10438

313,050,000

6/29/2011

10438

$

6/16/2011

10438

9/30/2009

5/13/2011

10438

(4,634) $

4/13/2011

10438

$

3/30/2011

10438

(6,168) $

3/16/2011

10438

$

1/6/2011

10438

(653) $

12/15/2010

10438

$

371,526,179 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,525,526 reallocation
Updated due to quarterly assessment and
371,519,358 reallocation
Updated due to quarterly assessment and
371,514,724 reallocation
Updated portfolio data from servicer & HPDP
1,087,950,000 initial cap
Updated portfolio data from servicer & HAFA
1,363,320,000 initial cap

10/15/2010

10438

(900,000) $

9/30/2010

N/A

$

9/15/2010

774,900,000

372,426,179 Updated portfolio data from servicer

8/13/2010

$

(549) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

372,426,728 Updated portfolio data from servicer

12/30/2009

TX

(22,200,000) $

6/28/2012
Houston

$

6/29/2011

10717

(170,800,000) $

3/30/2011

10717

$

2/16/2011

10717

$

1/6/2011

10717

$

12/15/2010

10717

(189,040,000) $

Reason for Adjustment

10/15/2010

10717

8/12/2009

Adjusted Cap

9/30/2010

10717

Litton Loan Servicing LP

Cap Adjustment Amount

7/14/2010

10717

8/12/2009

Note

Adjustment
Date

$

(9,728) $

9/30/2009

$

(1,200,000) $

12/30/2009

$

30,800,000

$

3/26/2010

$

23,200,000

$

6/16/2010

$

2,710,000

$

7/14/2010

$

7/16/2010

$

6,680,000

$

43,700,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
50,380,000 servicing transfer

8/13/2010

$

2,600,000

$

52,980,000 Transfer of cap to due to servicing transfer

9/15/2010

$

(100,000) $

52,880,000 Transfer of cap to due to servicing transfer

9/30/2010

$

200,000

53,080,000 Initial FHA-HAMP cap and 2MP initial cap

9/30/2010

$

(1,423,197) $

51,656,803 Updated portfolio data from servicer

11/16/2010

$

1,400,000

53,056,803 Transfer of cap due to servicing transfer

12/15/2010

$

(100,000) $

52,956,803 Updated portfolio data from servicer

1/6/2011

$

(72) $

52,956,731 Updated portfolio data from servicer

1/13/2011

$

2/16/2011

$

38,626,728

8,800,000

$

$

(18,020,000) $

4,100,000

$

$

526,800,000 Updated portfolio data from servicer
565,426,728 Updated portfolio data from servicer
394,626,728 Transfer of cap due to servicing transfer

1,050,782,764 Updated portfolio data from servicer

1,059,581,478 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,059,580,008 reallocation

853,566,911 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
853,557,183 reallocation
Updated portfolio data from servicer & HPDP
5,010,000 initial cap
Updated portfolio data from servicer & HAFA
35,810,000 initial cap
59,010,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
61,720,000 servicing transfer

$

57,056,731 Transfer of cap due to servicing transfer

(100,000) $

56,956,731 Transfer of cap due to servicing transfer

Page 14 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000744

10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454

PA

Purchase

Financial Instrument for Home Loan Modifications

$

29,730,000

N/A

$

67,256,637 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
67,255,825 reallocation

$

2,500,000

$

69,755,825 Transfer of cap due to servicing transfer

$

2,800,000

$

72,555,825 Transfer of cap due to servicing transfer

$

300,000

$

72,855,825 Transfer of cap due to servicing transfer

$

900,000

$

73,755,825 Transfer of cap due to servicing transfer

$

800,000

$

74,555,825 Transfer of cap due to servicing transfer

$

200,000

$

74,755,825 Transfer of cap due to servicing transfer

$

1,900,000

$

76,655,825 Transfer of cap due to servicing transfer

$

200,000

$

76,855,825 Transfer of cap due to servicing transfer

$

1,340,000

$

6/28/2012
Titusville

$

6/14/2012

1000744

600,000

4/16/2012

1000744

$

3/15/2012

1000744

66,656,637 Transfer of cap due to servicing transfer

1/13/2012

1000744

$

12/15/2011

1000744

5,800,000

11/16/2011

1000744

$

10/14/2011

1000744

(100,000) $

9/15/2011

1000744

$

7/14/2011

1000744

(94) $

6/29/2011

1000744

$

6/16/2011

1000744

$

5/13/2011

1000744

4,000,000

$

Reason for Adjustment

4/13/2011

1000744

10454

Adjusted Cap

3/30/2011

1000744

Servis One, Inc.

Cap Adjustment Amount

3/16/2011

1000744

8/12/2009

Note

Adjustment
Date

$

(340) $

9/30/2009

$

(25,510,000) $

12/30/2009

$

520,000

$

78,195,825 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
78,195,485 reallocation
Updated portfolio data from servicer & HPDP
4,220,000 initial cap
Updated portfolio data from servicer & HAFA
4,740,000 initial cap

3/26/2010

$

4,330,000

$

4/19/2010

$

230,000

$

5/19/2010

$

850,000

$

7/14/2010

$

(850,000) $

9,300,000 Updated portfolio data from servicer

9/15/2010

$

100,000

$

9,400,000 Transfer of cap to due to servicing transfer

9/30/2010

$

100,000

$

9,500,000 Initial FHA-HAMP cap

9/30/2010

$

16,755,064

$

26,255,064 Updated portfolio data from servicer

10/15/2010

$

100,000

$

26,355,064 Transfer of cap due to servicing transfer

12/15/2010

$

100,000

$

26,455,064 Updated portfolio data from servicer

1/6/2011

$

(40) $

26,455,024 Updated portfolio data from servicer

1/13/2011

$

300,000

$

26,755,024 Transfer of cap due to servicing transfer

2/16/2011

$

100,000

$

26,855,024 Transfer of cap due to servicing transfer

3/16/2011

$

2,200,000

$

3/30/2011

$

29,055,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
29,054,972 reallocation

4/13/2011

$

1,500,000

$

30,554,972 Transfer of cap due to servicing transfer

5/13/2011

$

1,000,000

$

31,554,972 Transfer of cap due to servicing transfer

6/16/2011

$

100,000

$

6/29/2011

$

31,654,972 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,654,438 reallocation

8/16/2011

$

700,000

$

32,354,438 Transfer of cap due to servicing transfer

9/15/2011

$

(600,000) $

31,754,438 Transfer of cap due to servicing transfer

10/14/2011

$

4,000,000

$

35,754,438 Transfer of cap due to servicing transfer

11/16/2011

$

600,000

$

36,354,438 Transfer of cap due to servicing transfer

12/15/2011

$

200,000

$

36,554,438 Transfer of cap due to servicing transfer

1/13/2012

$

100,000

$

36,654,438 Transfer of cap due to servicing transfer

2/16/2012

$

1,300,000

$

37,954,438 Transfer of cap due to servicing transfer

3/15/2012

$

1,100,000

$

39,054,438 Transfer of cap due to servicing transfer

4/16/2012

$

800,000

$

39,854,438 Transfer of cap due to servicing transfer

5/16/2012

$

(1,080,000) $

38,774,438 Transfer of cap due to servicing transfer

6/14/2012

$

1,560,000

6/28/2012

$

40,334,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,333,973 reallocation

(812) $

(52) $

(534) $

$

(465) $

60,956,731 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
60,956,637 reallocation
60,856,637 Transfer of cap due to servicing transfer

9,070,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
9,300,000 servicing transfer
10,150,000 Initial 2MP cap

Page 15 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date
8/28/2009

City

OneWest Bank

Pasadena

Transaction
State
Type
CA

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

1

668,440,000

Pricing
Mechanism

Note

N/A

1001011
1001011
9/2/2009

Horicon Bank

Horicon

WI

Purchase

Financial Instrument for Home Loan Modifications

$

560,000

N/A

1001018
1001018
1001018
1001018
1001018
1001018
1001018
1001018
9/2/2009 as amended
Vantium Capital, Inc.dba Acqura Loan Services
on 8/27/2010

Plano
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354

TX

Purchase

Financial Instrument for Home Loan Modifications

$

6,000,000

N/A

10

350,000

$

3,400,000 Updated portfolio data from servicer

$

(1,900,000) $

1,500,000 Updated portfolio data from servicer

$

(1,209,889) $

290,111 Updated portfolio data from servicer

$

(290,111) $

$
$
$

2,110,000

$

2,500,000 Updated portfolio data from servicer

$

8,300,000

$

10,800,000 Updated portfolio data from servicer

$

5,301,172

$

16,101,172 Updated portfolio data from servicer

$

(22) $

16,101,150 Updated portfolio data from servicer

$

(400,000) $

$

(25) $

$

-

$

(232) $

$

(174) $

$

130,000

$

$

1,040,000

$

$

(1,680,000) $

$

1,260,000

$

1,310,000 Updated portfolio data from servicer

$

(1,110,000) $

200,000 Updated portfolio data from servicer

$
$

(9,889) $

$

(3) $

6/28/2012

1001011

$

6/29/2011

1001011

$

9/30/2010

1001011

2,680,000

9/30/2010

1001011

$

370,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
3,050,000 initial cap

7/14/2010

1001011

$

5/12/2010

1001011

70,000

3/26/2010

1001011

$

12/30/2009

1001011

(15,481) $

10/2/2009

N/A

$

6/28/2012

570,000

(24,616) $

6/29/2011

$

$

4/13/2011

Financial Instrument for Home Loan Modifications

(2,674) $

3/30/2011

Purchase

$

3/16/2011

NC

(2,282) $

1/6/2011

Charlotte

$

9/30/2010

1000576

(51,741,163) $

7/14/2010

1000576

$

3/26/2010

1000576

5,500,000

12/30/2009

1000576

$

10/2/2009

1000576

1,882,500,000 Updated portfolio data from servicer

10/2/2009

N/A

(408,850,000) $

3/23/2010

300,000

$

9/30/2010

$

2,291,350,000 Updated portfolio data from servicer

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

121,180,000

12/30/2009

CA

$

6/28/2012
Palo Alto

$

6/29/2011

10008

1,355,930,000

3/30/2011

10008

$

814,240,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
2,170,170,000 initial cap

1/6/2011

10008

$

9/30/2010

10008

145,800,000

9/30/2010

10008

$

7/14/2010

10008

RoundPoint Mortgage Servicing Corporation

Reason for Adjustment

3/26/2010

10008

8/28/2009

Adjusted Cap

12/30/2009

10008

Stanford Federal Credit Union

Cap Adjustment Amount

10/2/2009

10008

8/28/2009

Adjustment
Date

$

(2) $

10/2/2009

$

12/30/2009

$

3/26/2010

$

410,000

$

4,330,000 Updated portfolio data from servicer

7/14/2010

$

(730,000) $

3,600,000 Updated portfolio data from servicer

9/15/2010

$

4,700,000

$

8,300,000 Transfer of cap due to servicing transfer

9/30/2010

$

117,764

$

8,417,764 Updated portfolio data from servicer

11/16/2010

$

800,000

$

9,217,764 Transfer of cap due to servicing transfer

12/15/2010

$

2,700,000

$

11,917,764 Updated portfolio data from servicer

1/6/2011

$

(17) $

11,917,747 Updated portfolio data from servicer

1/13/2011

$

700,000

$

12,617,747 Transfer of cap due to servicing transfer

2/16/2011

$

1,800,000

$

3/30/2011

$

14,417,747 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,417,728 reallocation

130,000

$

$

(310,000) $

100,000

1,310,000

$

$

$

(3,390,000) $

(19) $

1,888,000,000 2MP initial cap
1,836,258,837 Updated portfolio data from servicer
1,836,256,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,836,253,881 reallocation
Updated due to quarterly assessment and
1,836,229,265 reallocation
Updated due to quarterly assessment and
1,836,213,784 reallocation

- Termination of SPA
700,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
390,000 initial cap

15,701,150 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,701,125 reallocation
15,701,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,700,893 reallocation
Updated due to quarterly assessment and
15,700,719 reallocation
690,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,730,000 initial cap
50,000 Updated portfolio data from servicer

300,000 Initial RD-HAMP
290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
7,310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
3,920,000 initial cap

Page 16 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

10354

U.S. Bank National Association

9/9/2009

CUC Mortgage Corporation

Financial Instrument for Home Loan Modifications

$

4,350,000

N/A

1000483
1000483
1000483
1000483
1000483
1000483
1000483
1000483
9/11/2009

ORNL Federal Credit Union

Oak Ridge

TN

Purchase

Financial Instrument for Home Loan Modifications

$

2,070,000

N/A

1000467
1000467
1000467
1000467
1000467
1000467
1000467
1000467
9/11/2009

Allstate Mortgage Loans & Investments, Inc.

Ocala
1001029
1001029
1001029
1001029
1001029

FL

Purchase

Financial Instrument for Home Loan Modifications

$

250,000

N/A

$

21,717 $

10/2/2009

$

24,920,000

$

$

49,410,000

$

139,140,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
188,550,000 initial cap

$

41,830,000

$

230,380,000 Updated portfolio data from servicer

$

(85,780,000) $

144,600,000 Updated portfolio data from servicer

$

36,574,444

181,174,444 Updated portfolio data from servicer

$

(160) $

$

(172) $

$

(1,431) $

$

(746) $

10/2/2009

$

950,000

$

$

5,700,000

$

5,300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
11,000,000 initial cap

$

740,000

$

11,740,000 Updated portfolio data from servicer

$

(1,440,000) $

10,300,000 Updated portfolio data from servicer

$

(6,673,610) $

3,626,390 Updated portfolio data from servicer

$

(5) $

$

(6) $

$

(52) $

$

(38) $

10/2/2009

$

460,000

$

$

2,730,000

$

$

13,280,000

$

18,540,000 Updated portfolio data from servicer

$

(13,540,000) $

5,000,000 Updated portfolio data from servicer

$
$

(10) $

$

(12) $

$

(115) $

6/28/2012

Purchase

(5) $

6/29/2011

NY

$

3/30/2011

Albany

(1) $

1/6/2011

10305

$

9/30/2010

10305

(1) $

7/14/2010

10305

$

3/26/2010

10305

870,334 Updated portfolio data from servicer

12/30/2009

10305

270,334

6/28/2012

10305

$

6/29/2011

10305

600,000 Updated portfolio data from servicer

3/30/2011

10305

(300,000) $

1/6/2011

N/A

$

9/30/2010

114,220,000

900,000 Updated portfolio data from servicer

7/14/2010

$

$

3/26/2010

Financial Instrument for Home Loan Modifications

120,000

12/30/2009

Purchase

$

6/28/2012

KY

(750,000) $

6/29/2011

Owensboro

$

3/30/2011

1000890

$

1/6/2011

1000890

10/2/2009

9/30/2010

1000890

$

15,217,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,217,392 reallocation

7/14/2010

1000890

$

3/26/2010

1000890

100,000

12/30/2009

1000890

$

6/28/2012

1000890

15,117,539 Transfer of cap due to servicing transfer

6/29/2011

1000890

$

3/30/2011

N/A

100,000

1/6/2011

1,250,000

$

9/30/2010

$

15,017,539 Transfer of cap due to servicing transfer

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

300,000

12/30/2009

FL

$

6/28/2012
Lake Mary

$

10/14/2011

10354

$

9/15/2011

10354

300,000

$

Reason for Adjustment

8/16/2011

10354

9/9/2009

Adjusted Cap

6/29/2011

10354

Central Florida Educators Federal Credit Union

Cap Adjustment Amount

4/13/2011

10354

9/9/2009

Note

Adjustment
Date

$

(86) $

10/2/2009

$

12/30/2009

$

(80,000) $

310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
230,000 initial cap

3/26/2010

$

280,000

$

510,000 Updated portfolio data from servicer

7/14/2010

$

(410,000) $

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056 $

6/29/2011

$

(1) $

(189) $

(147) $
280,000

1,817,613

60,000

$

$

$

$

$

14,717,728 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,717,539 reallocation

1,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
780,000 initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,327 reallocation
Updated due to quarterly assessment and
892,044 reallocation

181,174,284 Updated portfolio data from servicer
Updated due to quarterly assessment and
181,174,112 reallocation
Updated due to quarterly assessment and
181,172,681 reallocation
Updated due to quarterly assessment and
181,171,935 reallocation

3,626,385 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,626,379 reallocation
Updated due to quarterly assessment and
3,626,327 reallocation
Updated due to quarterly assessment and
3,626,289 reallocation
2,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
5,260,000 initial cap

6,817,613 Updated portfolio data from servicer
6,817,603 Updated portfolio data from servicer
Updated due to quarterly assessment and
6,817,591 reallocation
Updated due to quarterly assessment and
6,817,476 reallocation
Updated due to quarterly assessment and
6,817,390 reallocation

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

Page 17 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001029
9/11/2009

Metropolitan National Bank

Bay Federal Credit Union

1001037
1001037
1001037
1001037
9/23/2009

AMS Servicing, LLC

Buffalo

NY

Purchase

Financial Instrument for Home Loan Modifications

$

4,390,000

N/A

1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
9/23/2009

Schools Financial Credit Union

Sacramento
1001045
1001045
1001045

CA

Purchase

Financial Instrument for Home Loan Modifications

$

390,000

N/A

9,573,670 Updated portfolio data from servicer

$

(3) $

9,573,667 Updated portfolio data from servicer

$

(1,800,000) $

$

(6) $

$

(61) $

$

(100,000) $

$

(58) $

10/2/2009

$

90,000

$

$

1,460,000

$

500,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,960,000 initial cap

$

160,000

$

2,120,000 Updated portfolio data from servicer

$

(120,000) $

2,000,000 Updated portfolio data from servicer

$

(1,419,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(580,212) $

10/2/2009

$

960,000

$

(3,090,000) $

$

230,000

$

2,490,000 Updated portfolio data from servicer

$

5,310,000

$

7,800,000 Updated portfolio data from servicer

$

323,114

$

8,123,114 Updated portfolio data from servicer

$

(12) $

8,123,102 Updated portfolio data from servicer

$
$
$

200,000

$

8,923,086 Transfer of cap due to servicing transfer

$

100,000

$

$

9,023,086 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
9,022,933 reallocation

$

100,000

$

9,122,933 Transfer of cap due to servicing transfer

$

100,000

$

9,222,933 Transfer of cap due to servicing transfer

$

1,100,000

$

10,322,933 Transfer of cap due to servicing transfer

$

650,000

$

6/28/2012

1001037

$

6/14/2012

1001037

2,973,670

4/16/2012

1001037

$

11/16/2011

1001037

6,600,000 Updated portfolio data from servicer

9/15/2011

N/A

(2,390,000) $

6/29/2011

410,000

$

5/13/2011

$

8,990,000 Updated portfolio data from servicer

4/13/2011

Financial Instrument for Home Loan Modifications

(4,780,000) $

3/30/2011

Purchase

$

3/16/2011

CA

(19,750,000) $

1/6/2011

Capitola

$

9/30/2010

1000955

$

7/14/2010

1000955

10/2/2009

3/26/2010

1000955

(435,166) $

12/30/2009

1000955

$

1/25/2012

1000955

435,166 Updated portfolio data from servicer

6/29/2011

1000955

(1) $

3/30/2011

1000955

$

1/6/2011

1000955

435,167 Updated portfolio data from servicer

9/30/2010

1000955

35,167 $

7/14/2010

1000955

$

3/26/2010

N/A

400,000 Updated portfolio data from servicer

12/30/2009

27,510,000

(670,000) $

6/28/2012

$

$

10/14/2011

Financial Instrument for Home Loan Modifications

1,070,000 Updated portfolio data from servicer

6/29/2011

Purchase

$

3/30/2011

NJ

100,000

2/16/2011

Jersey City

$

1/6/2011

1000747

$

9/30/2010

1000747

620,000

7/14/2010

1000747

$

3/26/2010

1000747

$

12/30/2009

N/A

70,000

1/26/2011

280,000

$

1/6/2011

$

10/2/2009

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

(1) $

Reason for Adjustment
Updated due to quarterly assessment and
145,054 reallocation

3/26/2010

AR

1000747

9/16/2009

Adjusted Cap

12/30/2009

Little Rock

Franklin Credit Management Corporation

Cap Adjustment Amount

6/28/2012

1000747

9/11/2009

Note

Adjustment
Date

$

10,972,933 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,972,797 reallocation

10/2/2009

$

90,000

$

12/30/2009

$

940,000

$

3/26/2010

$

(980,000) $

440,000 Updated portfolio data from servicer

7/14/2010

$

(140,000) $

300,000 Updated portfolio data from servicer

6,010,000

600,000

$

$

$

(16) $

(153) $

(136) $

350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
970,000 initial cap

- Termination of SPA
33,520,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
13,770,000 initial cap

7,773,667 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,773,661 reallocation
Updated due to quarterly assessment and
7,773,600 reallocation
7,673,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,673,542 reallocation

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA
5,350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
2,260,000 initial cap

8,723,102 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,723,086 reallocation

480,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,420,000 initial cap

Page 18 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001045

Central Jersey Federal Credit Union

9/23/2009

Yadkin Valley Bank

1001000
1001000
1001000
9/25/2009

SEFCU

Albany

NY

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

1000924
1000924
1000924
1000924
1000924
1000924
10/14/2009

Great Lakes Credit Union

North Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

570,000

N/A

1001122
1001122
1001122
1001122
1001122
1001122
1001122
10/14/2009

Mortgage Clearing Corporation

Tulsa

OK

Purchase

Financial Instrument for Home Loan Modifications

$

4,860,000

N/A

1001180
1001180
1001180
1001180
10/21/2009

United Bank Mortgage Corporation

Grand Rapids
1000073

MI

Purchase

Financial Instrument for Home Loan Modifications

$

410,000

N/A

$

(70,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

10/2/2009

$

60,000

$

$

350,000

$

$

1,360,000

$

2,010,000 Updated portfolio data from servicer

$

(1,810,000) $

200,000 Updated portfolio data from servicer

$
$

(1) $

$

(4) $

$

(3) $

10/2/2009

$
$

20,000 $

$

(290,000) $

270,000 Updated portfolio data from servicer

$

(70,000) $

200,000 Updated portfolio data from servicer

$

(54,944) $

$

(1) $

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

$

(145,055) $

12/30/2009

$
$

(880,000) $

720,000 Updated portfolio data from servicer

$

(320,000) $

400,000 Updated portfolio data from servicer

$

180,222

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(6) $

12/30/2009

$

(2,900,000) $

$

(1,600,000) $

360,000 Updated portfolio data from servicer

$

(260,000) $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

3/9/2011

1001000

170,000 Updated portfolio data from servicer

9/30/2010

1001000

10,000 $

7/14/2010

1001000

$

3/26/2010

1001000

$

6/28/2012

N/A

120,000

6/29/2011

240,000

$

3/30/2011

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

10,000

9/30/2010

Purchase

$

7/14/2010

NC

10/2/2009

3/26/2010

Elkin

(2) $

4/11/2012

10149

$

6/29/2011

10149

(3) $

9/30/2010

10149

$

7/14/2010

10149

(9,889) $

3/26/2010

10149

$

12/30/2009

N/A

300,000 Updated portfolio data from servicer

6/28/2012

30,000

(110,000) $

6/29/2011

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

410,000 Updated portfolio data from servicer

9/30/2010

Purchase

$

7/14/2010

NJ

130,000

3/26/2010

Woodbridge

$

12/30/2009

10716

(10,000) $

10/29/2010

10716

$

290,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
280,000 initial cap

9/30/2010

10716

$

7/14/2010

10716

10/2/2009

3/26/2010

10716

(16) $

12/30/2009

10716

$

6/28/2012

N/A

(22) $

6/29/2011

230,000

$

9/30/2010

$

(2) $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(2) $

12/30/2009

OH

$

6/28/2012
Maumee

$

6/29/2011

1001045

1,150,556

$

(145,056) $

1/22/2010

$

20,000

$

430,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

400,000

$

830,000 Updated portfolio data from servicer

60,000

235,167

100,000

1,030,000

$

Reason for Adjustment

3/30/2011

1001045

9/23/2009

Adjusted Cap

1/6/2011

1001045

Glass City Federal Credit Union

Cap Adjustment Amount

9/30/2010

1001045

9/23/2009

Note

Adjustment
Date

$

$

$

$

$

1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,530 reallocation
Updated due to quarterly assessment and
1,450,514 reallocation

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
40,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
160,000 initial cap

- Termination of SPA
300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
650,000 initial cap

435,167 Updated portfolio data from servicer
435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,162 reallocation
Updated due to quarterly assessment and
435,159 reallocation
540,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
560,000 initial cap

- Termination of SPA
Updated portfolio data from servicer & HAFA
1,600,000 initial cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated portfolio data from servicer & HAFA
1,960,000 initial cap

- Termination of SPA

Page 19 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000073

93,660,000

N/A

10048
10048
10048

Purchase

Financial Instrument for Home Loan Modifications

$

760,000

N/A

1000740

$

$

23,880,000

$

121,910,000 Updated portfolio data from servicer

$

(16,610,000) $

105,300,000 Updated portfolio data from servicer

$

1,751,033

98,030,000 Updated HPDP cap & HAFA initial cap

$

107,051,033 Updated portfolio data from servicer

$

(77) $

107,050,956 Updated portfolio data from servicer

$

(9,900,000) $

$

(88) $

$

(773) $

$

(1,400,000) $

$

(277) $

1/22/2010

$

40,000

$

(760,000) $

$

95,750,095 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,749,818 reallocation
800,000 Updated HPDP cap & HAFA initial cap
40,000 Updated portfolio data from servicer

$

1,070,000

N/A

10/28/2009

Members Mortgage Company, Inc

Woburn

MA

Purchase

Financial Instrument for Home Loan Modifications

$

510,000

N/A

10/30/2009

DuPage Credit Union

Naperville

IL

Purchase

Financial Instrument for Home Loan Modifications

$

70,000

N/A

1000585
1000585
1000585
1000585
Los Alamos

NM

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1000676
1000676

$

(4) $

$

(4) $

$

(40) $

$

(29) $

4/21/2010

$

(1,070,000) $

- Termination of SPA

4/21/2010

$

(510,000) $

- Termination of SPA

1/22/2010

$

10,000

$

10,000 $

90,000 Updated portfolio data from servicer

$

10,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

$

(1) $

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

1/22/2010

$

40,000

$

50,000 $

$

9/30/2010

Financial Instrument for Home Loan Modifications

2,465,945 Updated portfolio data from servicer

7/14/2010

Purchase

565,945

3/26/2010

PA

$

6/29/2011

Harleysville

1,900,000 Updated portfolio data from servicer

9/30/2010

Harleysville National Bank & Trust Company

(770,000) $

7/14/2010

10/28/2009

$

3/26/2010

1000740

2,670,000 Updated portfolio data from servicer

6/28/2012

1000740

$

6/29/2011

1000740

2,630,000

$

97,150,956 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
97,150,868 reallocation
Updated due to quarterly assessment and
97,150,095 reallocation

3/30/2011

1000740

$

$

2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,868 reallocation

80,000 Updated HPDP cap & HAFA initial cap

740,000 Updated HPDP cap & HAFA initial cap
790,000 Updated portfolio data from servicer

1000676
Tampa

FL

Purchase

Financial Instrument for Home Loan Modifications

$

18,960,000

N/A

$

75,834 $

2,175,834 Updated portfolio data from servicer

$

(3) $

$

(4) $

$

(35) $

6/28/2012

1000676

2,100,000 Updated portfolio data from servicer

6/29/2011

1000676

$

3/30/2011

1000676

1,310,000

$

1/6/2011

1000676

1001271

4,370,000

1/6/2011

1000740

1001271

$

9/30/2010

1000740

1001271

1/22/2010

7/14/2010

MA

1000740

1001271

(4) $

5/12/2010

Fitchburg

1001271

$

3/26/2010

10048

1001271

(5) $

6/28/2012

10048

1001271

$

3/15/2012

10048

Quantum Servicing Corporation

(1) $

6/29/2011

10048

11/18/2009

$

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,215 reallocation
Updated due to quarterly assessment and
580,211 reallocation

3/30/2011

10048

Los Alamos National Bank

(1) $

$

3/16/2011

10048

11/6/2009

$

1/6/2011

$

580,222 Updated portfolio data from servicer

9/30/2010

Financial Instrument for Home Loan Modifications

180,222

7/14/2010

Purchase

$

3/26/2010

FL

400,000 Updated portfolio data from servicer

6/28/2012
Miami Lakes

(430,000) $

6/29/2011

1000073

$

3/30/2011

1000073

IC Federal Credit Union

Reason for Adjustment

1/6/2011

1000073

10/23/2009

Adjusted Cap

9/30/2010

1000073

Bank United

Cap Adjustment Amount

7/14/2010

1000073

10/23/2009

Note

Adjustment
Date

$

(26) $

1/22/2010

$

890,000

$

19,850,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

3,840,000

$

23,690,000 Updated portfolio data from servicer

7/14/2010

$

(2,890,000) $

20,800,000 Updated portfolio data from servicer

9/30/2010

$

9,661,676

$

30,461,676 Updated portfolio data from servicer

1/6/2011

$

(46) $

30,461,630 Updated portfolio data from servicer

1/13/2011

$

1,600,000

$

32,061,630 Transfer of cap due to servicing transfer

2/16/2011

$

1,400,000

$

3/30/2011

$

33,461,630 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
33,461,572 reallocation

(58) $

2,175,831 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,827 reallocation
Updated due to quarterly assessment and
2,175,792 reallocation
Updated due to quarterly assessment and
2,175,766 reallocation

Page 20 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1001271

11/25/2009

Marix Servicing, LLC
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
10412

11/25/2009

Home Financing Center, Inc

Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

230,000

N/A

11/25/2009

First Keystone Bank

Media

PA

Purchase

Financial Instrument for Home Loan Modifications

$

1,280,000

N/A

10519

330,000

$

2,080,000 Updated portfolio data from servicer

$

(1,080,000) $

1,000,000 Updated portfolio data from servicer

$
$

(1) $

$

(2) $

$

(16) $

$

(12) $

1/22/2010

$

- $

$

(10,000) $

10,000 Updated portfolio data from servicer

$

90,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

$

(1) $

$

(1) $

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation

1/22/2010

$

950,000

$

(17,880,000) $

$

1,030,000

$

(1,160,000) $

$

800,000

$

4,100,000 Transfer of cap due to servicing transfer

$

200,000

$

4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

$

1,357,168

$

5,657,168 Updated portfolio data from servicer

$

(1) $

5,657,167 Updated portfolio data from servicer

$
$
$

7,300,000

$

18,657,161 Transfer of cap due to servicing transfer

$

300,000

$

18,957,161 Transfer of cap due to servicing transfer

$

900,000

$

$

19,857,161 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,857,007 reallocation

$

100,000

$

19,957,007 Transfer of cap due to servicing transfer

$

300,000

$

20,257,007 Transfer of cap due to servicing transfer

$

(1,500,000) $

18,757,007 Transfer of cap due to servicing transfer

$

(2,100,000) $

16,657,007 Transfer of cap due to servicing transfer

$

(1,300,000) $

15,357,007 Transfer of cap due to servicing transfer

$

(8,350,000) $

6/28/2012

N/A

$

6/14/2012

20,360,000

1,750,000 Updated HPDP cap & HAFA initial cap

4/16/2012

$

$

2/16/2012

Financial Instrument for Home Loan Modifications

80,000

1/13/2012

Purchase

$

8/16/2011

AZ

1/22/2010

7/14/2011

Phoenix

$

35,491,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
35,490,585 reallocation

6/29/2011

1001304

$

6/16/2011

1001304

330,000

5/13/2011

1001304

$

4/13/2011

1001304

35,161,013 Transfer of cap due to servicing transfer

3/30/2011

1001304

$

3/16/2011

N/A

100,000

1/6/2011

20,000

$

9/30/2010

$

35,061,013 Transfer of cap due to servicing transfer

9/30/2010

Financial Instrument for Home Loan Modifications

$

8/13/2010

Purchase

100,000

7/14/2010

FL

$

6/16/2010

Coral Gables

34,961,013 Transfer of cap due to servicing transfer

3/26/2010

1000443

$

6/28/2012

1000443

200,000

6/29/2011

1000443

$

9/30/2010

1000443

34,761,013 Transfer of cap due to servicing transfer

7/14/2010

1000443

$

3/26/2010

1000443

300,000

6/28/2012

1000443

$

6/29/2011

N/A

$

34,461,572 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,461,013 reallocation

3/30/2011

1,670,000

$

1/6/2011

$

800,000

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

33,661,572 Transfer of cap due to servicing transfer

3/26/2010

MI

$

6/28/2012
Hillsdale

100,000

6/14/2012

1001271

$

1/13/2012

1001271

33,561,572 Transfer of cap due to servicing transfer

9/15/2011

1001271

$

8/16/2011

1001271

100,000

7/14/2011

1001271

$

6/29/2011

1001271

QLending, Inc.

Reason for Adjustment

6/16/2011

1001271

11/18/2009

Adjusted Cap

5/13/2011

1001271

Hillsdale County National Bank

Cap Adjustment Amount

4/13/2011

1001271

11/18/2009

Note

Adjustment
Date

$

(38) $

4/21/2010

$

(230,000) $

1/22/2010

$

50,000

$

1,330,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

1,020,000

$

2,350,000 Updated portfolio data from servicer

(559) $

(428) $

160,445

5,700,000

$

$

$

$

(6) $

(154) $

1,160,445 Updated portfolio data from servicer
1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,442 reallocation
Updated due to quarterly assessment and
1,160,426 reallocation
Updated due to quarterly assessment and
1,160,414 reallocation
20,000 Updated HPDP cap & HAFA initial cap

21,310,000 Updated HPDP cap & HAFA initial cap
3,430,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
4,460,000 servicing transfer
3,300,000 Updated portfolio data from servicer

11,357,167 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,357,161 reallocation

7,007,007 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,006,969 reallocation
- Termination of SPA

Page 21 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

10519

12/9/2009

Spirit of Alaska Federal Credit Union

360,000

N/A

1000475
1000475
1000475
1000475
1000475
1000475
12/9/2009

American Eagle Federal Credit Union

East Hartford

CT

Purchase

Financial Instrument for Home Loan Modifications

$

1,590,000

N/A

1001228
1001228
1001228
1001228
1001228
1001228
1001228
12/9/2009

Silver State Schools Credit Union

Las Vegas

NV

Purchase

Financial Instrument for Home Loan Modifications

$

1,880,000

N/A

1001075
1001075
1001075
1001075
1001075
1001075
1001075
12/9/2009

Fidelity Homestead Savings Bank

New Orleans
1001269
1001269
1001269
1001269

LA

Purchase

Financial Instrument for Home Loan Modifications

$

2,940,000

N/A

1/22/2010

$

440,000

$

$

14,480,000

$

24,350,000 Updated portfolio data from servicer

$

(24,200,000) $

150,000 Updated portfolio data from servicer

$

150,000

300,000 Updated portfolio data from servicer

$

(9,889) $

$

(3) $

$

(2) $

1/22/2010

$

10,000

$

$

850,000

$

1,220,000 Updated portfolio data from servicer

$

(120,000) $

1,100,000 Updated portfolio data from servicer

$

100,000

$

1,200,000 Initial FHA-HAMP cap

$

105,500

$

1,305,500 Updated portfolio data from servicer

$

(2) $

1,305,498 Updated portfolio data from servicer

$

(1,305,498) $

1/22/2010

$

70,000

$

(290,000) $

1,370,000 Updated portfolio data from servicer

$

(570,000) $

800,000 Updated portfolio data from servicer

$

70,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(13) $

$

(870,319) $

1/22/2010

$

90,000

$

1,970,000 Updated HPDP cap & HAFA initial cap

$

1,110,000

$

3,080,000 Updated portfolio data from servicer

$

(1,180,000) $

1,900,000 Updated portfolio data from servicer

$
$

(2) $

$

(3) $

$

(26) $

6/28/2012

$

(1) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(1) $

1/6/2011

AK

$

9/30/2010

Fairbanks

45,056 $

7/14/2010

10223

$

3/26/2010

10223

100,000 Updated portfolio data from servicer

1/25/2012

10223

(810,000) $

6/29/2011

10223

$

3/30/2011

10223

910,000 Updated portfolio data from servicer

1/6/2011

10223

$

9/30/2010

N/A

520,000

7/14/2010

9,430,000

$

3/26/2010

$

10,000 $

2/17/2011

Financial Instrument for Home Loan Modifications

$

1/6/2011

Purchase

1/22/2010

9/30/2010

ID

(1,335,614) $

9/30/2010

Boise

$

7/14/2010

1000978

7/22/2011

3/26/2010

1000978

(21) $

6/28/2012

1000978

$

6/29/2011

1000978

(100,000) $

9/30/2010

1000978

$

7/14/2010

N/A

(2) $

5/26/2010

380,000

$

3/26/2010

$

(2) $

6/28/2012

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

1,450,556 Updated portfolio data from servicer

9/30/2010

PA

50,556 $

7/14/2010

Clarks Summit

$

3/26/2010

12

1,400,000 Updated portfolio data from servicer

6/29/2011

10519

(950,000) $

6/16/2011

10519

$

3/30/2011

10519

Idaho Housing and Finance Association

Reason for Adjustment

1/6/2011

10519

12/4/2009

Adjusted Cap

9/30/2010

10519

Community Bank & Trust Company

Cap Adjustment Amount

7/14/2010

10519

12/4/2009

Adjustment
Date

$

(21) $

1/22/2010

$

140,000

$

3,080,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

6,300,000

$

9,380,000 Updated portfolio data from servicer

7/14/2010

$

(1,980,000) $

7,400,000 Updated portfolio data from servicer

9/30/2010

$

(6,384,611) $

1,015,389 Updated portfolio data from servicer

1/6/2011

$

(1) $

1,015,388 Updated portfolio data from servicer

275,834

$

$

$

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
1,350,552 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,350,531 reallocation
14,917 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
9,870,000 Updated HPDP cap & HAFA initial cap

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
370,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
1,660,000 Updated HPDP cap & HAFA initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
- Termination of SPA

2,175,834 Updated portfolio data from servicer
2,175,832 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,829 reallocation
Updated due to quarterly assessment and
2,175,803 reallocation
Updated due to quarterly assessment and
2,175,782 reallocation

Page 22 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001269

1/22/2010

12/9/2009

Sterling Savings Bank

1000638
1000638
1000638
12/11/2009

HomeStar Bank & Financial Services

Manteno

IL

Purchase

Financial Instrument for Home Loan Modifications

$

310,000

N/A

10125
10125
10125
10125
10125
10125
10125
12
12/11/2009

Glenview State Bank

Glenview

IL

Purchase

Financial Instrument for Home Loan Modifications

$

370,000

N/A

1000558
1000558
12/11/2009

Verity Credit Union

Seattle

WA

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

10139
10139
10139
10139
10139
12/11/2009

Hartford Savings Bank

Hartford
1000753
1000753
1000753
1000753
1000753
1000753

WI

Purchase

Financial Instrument for Home Loan Modifications

$

630,000

N/A

(4) $

$

(35) $

$

(9) $

$
$

(740,000) $

1,610,000 Updated portfolio data from servicer

$

(710,000) $

900,000 Updated portfolio data from servicer

$

550,556

$

(1) $

$

(1) $

$

(11) $

$

20,000

$

$

820,000

$

1,150,000 Updated portfolio data from servicer

$

(350,000) $

800,000 Updated portfolio data from servicer

$

70,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(13) $

$

(10) $

7/6/2012

$

(856,986) $

1/22/2010

$

20,000

$

$

1,250,000

$

$

(1,640,000) $

1/22/2010

$

30,000

$

$

400,000

$

1,030,000 Updated portfolio data from servicer

$

(330,000) $

700,000 Updated portfolio data from servicer

$

25,278 $

725,278 Updated portfolio data from servicer

$

(1) $

725,277 Updated portfolio data from servicer

2/17/2011

1000638

$

1/6/2011

1000638

(4) $

9/30/2010

1000638

$

7/14/2010

N/A

$

3/26/2010

2,250,000

3,600,000 Updated portfolio data from servicer

5/26/2010

$

(2,890,000) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

6,490,000 Updated portfolio data from servicer

6/29/2011

WA

40,000 $

3/30/2011

Spokane

$

1/6/2011

1001226

$

9/30/2010

1001226

(580,222) $

7/14/2010

1001226

$

3/26/2010

1001226

580,222 Updated portfolio data from servicer

1/22/2010

1001226

(19,778) $

6/29/2011

1001226

$

3/30/2011

1001226

600,000 Updated portfolio data from servicer

1/22/2010

N/A

(80,000) $

1/6/2011

6,160,000

$

9/30/2010

$

680,000 Updated portfolio data from servicer

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

440,000

6/28/2012

CA

$

6/29/2011

Sacramento

240,000 Updated HPDP cap & HAFA initial cap

3/30/2011

10141

$

1/6/2011

10141

10,000

9/30/2010

10141

$

1/22/2010

N/A

(12) $

7/14/2010

230,000

$

3/26/2010

$

(16) $

10/15/2010

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

(2) $

7/14/2010

FL

$

3/26/2010

Tampa

The Golden 1 Credit Union

Reason for Adjustment
Updated due to quarterly assessment and
1,015,386 reallocation
Updated due to quarterly assessment and
1,015,370 reallocation
Updated due to quarterly assessment and
1,015,358 reallocation

6/28/2012

10141

12/9/2009

Adjusted Cap

6/29/2011

1001269
Bay Gulf Credit Union

Cap Adjustment Amount

3/30/2011

1001269

12/9/2009

Adjustment
Date

$

(725,277) $

1/22/2010

$

30,000

$

3/26/2010

$

800,000

$

1,460,000 Updated portfolio data from servicer

7/14/2010

$

(360,000) $

1,100,000 Updated portfolio data from servicer

9/30/2010

$

60,445 $

1,160,445 Updated portfolio data from servicer

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(18) $

290,000

606,612

100,000

$

$

$

$

- Termination of SPA
6,450,000 Updated HPDP cap & HAFA initial cap

4,206,612 Updated portfolio data from servicer
4,206,608 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,206,604 reallocation
Updated due to quarterly assessment and
4,206,569 reallocation
Updated due to quarterly assessment and
4,206,560 reallocation
2,350,000 Updated HPDP cap & HAFA initial cap

1,450,556 Updated portfolio data from servicer
1,450,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,543 reallocation
330,000 Updated HPDP cap & HAFA initial cap

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
Updated due to quarterly assessment and
870,309 reallocation
13,323 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap
1,640,000 Updated portfolio data from servicer
- Termination of SPA
630,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
660,000 Updated HPDP cap & HAFA initial cap

1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Page 23 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1000753
12/11/2009

The Bryn Mawr Trust Co.

Financial Instrument for Home Loan Modifications

$

150,000

IL

Purchase

Financial Instrument for Home Loan Modifications

$

620,000

1000438

(580,000) $

$

1000825
1000825
1000825
1000825
Solon

OH

Purchase

Financial Instrument for Home Loan Modifications

$

760,000

N/A

10025
10025
10025
10025
10025
10025
10025
Sarasota

FL

Purchase

Financial Instrument for Home Loan Modifications

$

4,230,000

N/A

1001411
1001411
1001411
1001411
1001411
1001411
1001411

12
North Grafton

MA

Purchase

Financial Instrument for Home Loan Modifications

$

340,000

N/A

(290,111) $

$

160,000

$

(3,620,000) $

$

20,000

$

$

1,430,000

$

1,890,000 Updated portfolio data from servicer

$

(390,000) $

1,500,000 Updated portfolio data from servicer

$

(1,500,000) $

$

30,000

$

$

1,740,000

$

2,470,000 Updated portfolio data from servicer

$

(1,870,000) $

600,000 Updated portfolio data from servicer

$
$

(2) $

$

(2) $

$

(23) $

$

(17) $

$

40,000

$

800,000 Updated HPDP cap & HAFA initial cap

$

140,000

$

940,000 Updated portfolio data from servicer

$

(140,000) $

800,000 Updated portfolio data from servicer

$

70,334 $

870,334 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(12) $

$

(10) $

$

200,000

$

(1,470,000) $

2,960,000 Updated portfolio data from servicer

$

(1,560,000) $

1,400,000 Updated portfolio data from servicer

$

5,852,780

7,252,780 Updated portfolio data from servicer

$

(11) $

$

(13) $

4/13/2011

1000825

$

3/30/2011

1000825

290,111 Updated portfolio data from servicer

1/6/2011

1000825

90,111 $

1/22/2010

N/A

$

9/30/2010

700,000

200,000 Updated portfolio data from servicer

7/14/2010

$

(10,000) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

210,000 Updated portfolio data from servicer

6/29/2011

IN

30,000 $

3/30/2011

Michigan City

$

1/6/2011

10524

10,000

1/22/2010

10524

$

1/22/2010

N/A

(16) $

9/30/2010

440,000

$

7/14/2010

$

(24) $

3/26/2010

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

(3) $

6/29/2011

WA

$

3/30/2011

Seattle

(2) $

1/22/2010

N/A

$

1/6/2011

3,460,000

1,595,612 Updated portfolio data from servicer

9/30/2010

$

95,612 $

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

1,500,000 Updated portfolio data from servicer

9/8/2010

OH

$

7/14/2010

Lakewood

1,430,000

70,000 Updated portfolio data from servicer

1/22/2010

N/A

10524

Grafton Suburban Credit Union

$

3/26/2010

170,000

1000828

12/23/2009

650,000 Updated HPDP cap & HAFA initial cap

4/21/2010

$

1001397

Iberiabank

$

2/17/2011

Financial Instrument for Home Loan Modifications

1001397

12/23/2009

30,000

9/30/2010

Purchase

1001397

Park View Federal Savings Bank

$

7/14/2010

KS

1001397

12/16/2009

100,000 Transfer of cap due to servicing transfer

3/26/2010

Garden City

Horizon Bank, NA

$

1/22/2010

1000438

12/16/2009

100,000

6/28/2012

1000438

Sound Community Bank

$

6/29/2011

1000438

12/16/2009

6/16/2011

- Termination of SPA

3/30/2011

1000438

First Federal Savings and Loan Association of Lakewood

(150,000) $

1/6/2011

1000438

12/16/2009

$

1/22/2010

N/A

(14) $

4/21/2010

N/A

$

9/30/2010

Purchase

9
Spring Valley

Golden Plains Credit Union

Reason for Adjustment
Updated due to quarterly assessment and
1,160,409 reallocation

7/14/2010

PA

1000438

12/16/2009

Adjusted Cap

3/26/2010

Bryn Mawr

Citizens 1st National Bank

Cap Adjustment Amount

6/28/2012

1000631
12/16/2009

Adjustment
Date

$

(300,000) $

6/3/2011

$

(6,927,254) $

1/22/2010

$

20,000

850,556

$

$

$

$

$

$

1,595,610 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,595,607 reallocation
Updated due to quarterly assessment and
1,595,583 reallocation
Updated due to quarterly assessment and
1,595,567 reallocation
180,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
3,620,000 Updated HPDP cap & HAFA initial cap
- Termination of SPA
460,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
730,000 Updated HPDP cap & HAFA initial cap

1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation
4,430,000 Updated HPDP cap & HAFA initial cap

7,252,769 Updated portfolio data from servicer
Updated due to quarterly assessment and
7,252,756 reallocation
6,952,756 Transfer of cap due to servicing transfer
25,502 Termination of SPA
360,000 Updated HPDP cap & HAFA initial cap

Page 24 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001192

1000703
1000703
1000703
1/13/2010

Fresno County Federal Credit Union

Fresno

CA

Purchase

Financial Instrument for Home Loan Modifications

$

260,000

N/A

10507
10507
10507
10507
10507
10507
12
1/13/2010

Roebling Bank

Roebling

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

240,000

N/A

Grant Park

IL

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

N/A

1000901
Highlands Ranch

1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635

(54,944) $

145,056 Updated portfolio data from servicer

$

(145,056) $

$

- $

$

(20,000) $

90,000 Updated portfolio data from servicer

$

10,000 $

100,000 Updated portfolio data from servicer

$

45,056 $

145,056 Updated portfolio data from servicer

$

(145,056) $

$

480,000

$

740,000 Updated portfolio data from servicer

$

(140,000) $

600,000 Updated portfolio data from servicer

$

(19,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(6) $

7/6/2012

$

(555,252) $

3/26/2010

$

610,000

- Termination of SPA
110,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
24,954 Termination of SPA

$

850,000 Updated portfolio data from servicer

$

50,000 $

900,000 Updated portfolio data from servicer

$

(29,666) $

870,334 Updated portfolio data from servicer

$

(1) $

870,333 Updated portfolio data from servicer

$

(870,333) $

3/26/2010

$

150,000

- Termination of SPA

CO

Purchase

Financial Instrument for Home Loan Modifications

$

64,150,000

N/A

$

290,000 Updated portfolio data from servicer

$

10,000 $

300,000 Updated portfolio data from servicer

$

(9,889) $

290,111 Updated portfolio data from servicer

1/26/2011

1000901

1000635

$

9/30/2010

1000901

1000635

200,000 Updated portfolio data from servicer

60,000 Updated HPDP cap & HAFA initial cap

7/14/2010

1001235

Specialized Loan Servicing, LLC

50,000 $

- Termination of SPA

3/23/2011

1001235

1/13/2010

$

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation

1/6/2011

1001235

First National Bank of Grant Park

40,000 Updated portfolio data from servicer

9/30/2010

1001235

1/13/2010

150,000 Updated portfolio data from servicer

7/14/2010

1000703

90,000 $

3/26/2010

N/A

$

6/28/2012

110,000

- $

6/29/2011

$

$

3/30/2011

Financial Instrument for Home Loan Modifications

(725,265) $

1/6/2011

Purchase

$

9/30/2010

AZ

(11) $

7/14/2010

Tempe

$

12/8/2010

1001078

(1) $

9/30/2010

1001078

$

7/14/2010

1001078

(1) $

1/22/2010

1001078

$

1/22/2010

N/A

725,278 Updated portfolio data from servicer

3/26/2010

60,000

(74,722) $

5/20/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

800,000 Updated portfolio data from servicer

7/14/2010

Purchase

$

3/26/2010

OH

760,000

1/25/2012
Eaton

$

6/29/2011

1001192

(320,000) $

3/30/2011

1001192

$

1/6/2011

1001192

Tempe Schools Credit Union

Reason for Adjustment

9/30/2010

1001192

12/23/2009

Adjusted Cap

7/14/2010

1001192

Eaton National Bank & Trust Company

Cap Adjustment Amount

3/26/2010

1001192

12/23/2009

Adjustment
Date

$

(290,111) $

3/26/2010

$

(51,240,000) $

5/14/2010

$

3,000,000

$

6/16/2010

$

4,860,000

$

7/14/2010

$

3,630,000

$

7/16/2010

$

330,000

$

24,400,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
24,730,000 servicing transfer

8/13/2010

$

700,000

$

25,430,000 Transfer of cap due to servicing transfer

9/15/2010

$

200,000

$

25,630,000 Transfer of cap due to servicing transfer

9/30/2010

$

11/16/2010

$

1/6/2011

$

1/13/2011

$

1,500,000

$

25,634,142 Transfer of cap due to servicing transfer

3/16/2011

$

7,100,000

$

3/30/2011

$

32,734,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,734,106 reallocation

4/13/2011

$

(1,695,826) $
200,000

$

(32) $

(36) $
1,000,000

$

- Termination of SPA
12,910,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
15,910,000 servicing transfer
Transfer of cap from CitiMortgage, Inc. due to
20,770,000 servicing transfer

23,934,174 Updated portfolio data from servicer
24,134,174 Transfer of cap due to servicing transfer
24,134,142 Updated portfolio data from servicer

33,734,106 Transfer of cap due to servicing transfer

Page 25 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

1000635

$

3,050,000

N/A

10416
1/29/2010

iServe Residential Lending, LLC

San Diego

CA

Purchase

Financial Instrument for Home Loan Modifications

$

960,000

N/A

1001415
1001415
1001415
1001415
1001415
1001415
1001415
1001415
1/29/2010

United Bank

Griffin

GA

Purchase

Financial Instrument for Home Loan Modifications

$

540,000

N/A

Lake Mary

FL

Purchase

Financial Instrument for Home Loan Modifications

$

1,060,000

N/A

1001435
Irving

1001384
1001384
1001384
1001384
1001384

$

100,000

$

34,933,774 Transfer of cap due to servicing transfer

$

77,600,000

$

112,533,774 Transfer of cap due to servicing transfer

$

40,000 $

112,573,774 Transfer of cap due to servicing transfer

$

(350,000) $

$

(1,058) $

3/26/2010

$

8,680,000

$

9,450,000 Updated portfolio data from servicer

$

(8,750,000) $

700,000 Updated portfolio data from servicer

$
$

(1) $

$

(1) $

$

(8) $

$

(4) $

3/26/2010

$

12,190,000

$

(15,240,000) $

3/26/2010

$

(730,000) $

230,000 Updated portfolio data from servicer

$

370,000

$

600,000 Updated portfolio data from servicer

$

200,000

$

800,000 Initial FHA-HAMP cap and initial 2MP cap

$

(364,833) $

435,167 Updated portfolio data from servicer

$

100,000

535,167 Transfer of cap due to servicing transfer

$

(1) $

$

(1) $

$

(7) $

$

(6) $

3/26/2010

$

170,334

TX

Purchase

Financial Instrument for Home Loan Modifications

$

28,040,000

N/A

160,000

$

$

$

112,223,774 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
112,222,716 reallocation

870,334 Updated portfolio data from servicer
870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,324 reallocation
Updated due to quarterly assessment and
870,320 reallocation
15,240,000 Updated portfolio data from servicer
- Termination of SPA

535,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
535,165 reallocation
Updated due to quarterly assessment and
535,158 reallocation
Updated due to quarterly assessment and
535,152 reallocation

$

700,000 Updated portfolio data from servicer

$

25,278 $

725,278 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(11) $

$

(8) $

7/14/2010

$

4,440,000

9/24/2010

1000893

1001384

34,833,774 Transfer of cap due to servicing transfer

6/28/2012

1000893

iServe Servicing, Inc.

$

6/29/2011

1000893

3/5/2010

100,000

3/30/2011

1000893

Urban Trust Bank

$

(332) $

1/6/2011

1000893

3/3/2010

34,733,774 Transfer of cap due to servicing transfer

9/30/2010

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

1,600,000

6/29/2011

MA

$

3/30/2011

Marlborough

33,133,774 Transfer of cap due to servicing transfer

1/6/2011

10517

(1,700,000) $

11/16/2010

10517

$

9/30/2010

10517

34,833,774 Transfer of cap due to servicing transfer

9/30/2010

10517

$

7/14/2010

10517

300,000

5/14/2010

10517

$

6/28/2012

N/A

34,533,774 Transfer of cap due to servicing transfer

6/29/2011

770,000

$

3/30/2011

$

300,000

1/6/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

34,233,774 Transfer of cap due to servicing transfer

7/14/2010

NV

$

6/28/2012
Carson City

100,000

6/14/2012

1000635

$

5/16/2012

1000635

$

34,134,106 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,133,774 reallocation

4/16/2012

1000635

$

3/15/2012

1000635

300,000

2/16/2012

1000635

$

1/13/2012

1000635

33,834,106 Transfer of cap due to servicing transfer

12/15/2011

1000635

$

10/14/2011

1000635

100,000

9/15/2011

1000635

$

8/16/2011

1000635

Digital Federal Credit Union

Reason for Adjustment

6/29/2011

1000635

1/15/2010

Adjusted Cap

6/16/2011

1000635

Greater Nevada Mortgage Services

Cap Adjustment Amount

5/13/2011

1000635

1/13/2010

Note

Adjustment
Date

$

(5,500,000) $

5/26/2010

$

120,000

7/14/2010

$

(12,660,000) $

9/30/2010

$

100,000

9/30/2010

$

11/16/2010

$

1/6/2011

$

(20) $

3/30/2011

$

(24) $

$

$

$

(3,125,218) $
800,000

$

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
5,500,000 Updated portfolio data from servicer
- Termination of SPA
28,160,000 Initial 2MP cap
15,500,000 Updated portfolio data from servicer
15,600,000 Initial FHA-HAMP cap
12,474,782 Updated portfolio data from servicer
13,274,782 Transfer of cap due to servicing transfer
13,274,762 Updated portfolio data from servicer
Updated due to quarterly assessment and
13,274,738 reallocation

Page 26 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1001384

Navy Federal Credit Union

7/14/2010

1000494
1000494
1000494
1000494
Wyomissing

PA

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

1000657
1000657
1000657
1000657
1000657
1000657
Marlton

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

10,000

N/A

4, 8

10425
10425
10425
Houston

1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

(8) $

$

300,000

$

600,000 Updated portfolio data from servicer

$

(19,778) $

580,222 Updated portfolio data from servicer

$

(1) $

$

(1) $

$

(8) $

$

(580,212) $

$

(150,000) $

$

1,600,000

$

(4,352,173) $

$

(5) $

$

(6) $

$

(3,000,000) $

$

(9) $

$

(7) $

5/26/2010

$

30,000 $

$
$

59,889 $

6/28/2012

1000657

(11) $

6/29/2011

N/A

$

9/30/2010

6,550,000

(1) $

6/28/2012

$

$

6/29/2011

Financial Instrument for Home Loan Modifications

(1) $

4/13/2011

Purchase

$

3/30/2011

OR

725,278 Updated portfolio data from servicer

1/6/2011

Beaverton

25,278 $

9/30/2010

1001521

$

7/14/2010

N/A

700,000 Updated portfolio data from servicer

9/15/2010

300,000

$

7/14/2011

$

1001521

1001460

$

6/29/2011

Financial Instrument for Home Loan Modifications

1001521

1001460

(145) $

3/30/2011

Purchase

1001521

Selene Finance LP

$

1/6/2011

IL

1001521

6/16/2010

(238) $

9/30/2010

Elmwood Park

Aurora Financial Group, Inc.

$

7/14/2010

1000468

5/21/2010

(26) $

400,000

16,971,482 Updated portfolio data from servicer
Updated due to quarterly assessment and
16,971,456 reallocation
Updated due to quarterly assessment and
16,971,218 reallocation
Updated due to quarterly assessment and
16,971,073 reallocation

6/28/2012

1000468

Wealthbridge Mortgage Corp

$

16,971,505 Updated portfolio data from servicer

6/29/2011

1000468

4/14/2010

(23) $

$

15,900,000 Updated portfolio data from servicer

3/30/2011

1000468

Midwest Bank and Trust Co.

$

1,071,505

Reason for Adjustment
Updated due to quarterly assessment and
13,274,517 reallocation
Updated due to quarterly assessment and
13,274,348 reallocation

1/6/2011

1000468

4/14/2010

$

7/14/2010

N/A

(44,880,000) $

9/30/2010

60,780,000

$

6/28/2012

$

(169) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(221) $

1/6/2011

VA

$

9/30/2010

Vienna

Vist Financial Corp

Adjusted Cap

6/28/2012

1000494

3/10/2010

Cap Adjustment Amount

6/29/2011

1001384
3/10/2010

Adjustment
Date

$

(2) $

6/16/2010

$

3,680,000

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
350,000 reallocation
Updated due to quarterly assessment and
349,998 reallocation
Transfer of cap from CitiMortgage, Inc. due to
3,680,000 servicing transfer

8/13/2010

$

3,300,000

$

6,980,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,043,831

$

10,023,831 Updated portfolio data from servicer

10/15/2010

$

1,400,000

$

11,423,831 Transfer of cap due to servicing transfer

1/6/2011

$

3/16/2011

$

3/30/2011

$

4/13/2011

$

6/16/2011

$

(200,000) $

6/29/2011

$

(273) $

10/14/2011

$

100,000

$

16,323,517 Transfer of cap due to servicing transfer

11/16/2011

$

1,100,000

$

17,423,517 Transfer of cap due to servicing transfer

4/16/2012

$

200,000

$

17,623,517 Transfer of cap due to servicing transfer

5/16/2012

$

10,000 $

17,633,517 Transfer of cap due to servicing transfer

6/14/2012

$

(300,000) $

6/28/2012

$

(218) $

250,111

$

$

(17) $
2,100,000

$

(24) $
2,900,000

$

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA
6,400,000 Updated portfolio data from servicer
8,000,000 Transfer of cap due to servicing transfer
3,647,827 Updated portfolio data from servicer
3,647,822 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,647,816 reallocation
647,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
647,807 reallocation
Updated due to quarterly assessment and
647,800 reallocation
40,000 Updated FHA-HAMP cap

11,423,814 Updated portfolio data from servicer
13,523,814 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,523,790 reallocation
16,423,790 Transfer of cap due to servicing transfer
16,223,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,223,517 reallocation

17,333,517 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,333,299 reallocation

Page 27 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date
8/4/2010

City

Suburban Mortgage Company of New Mexico

Albuquerque

Transaction
State
Type
NM

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

Pricing
Mechanism

1

880,000

Note

N/A

Pathfinder Bank

8/27/2010

First Financial Bank, N.A.

9/1/2010

RBC Bank (USA)

NC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001421
1001421
1001421
1001421
1001421
9/3/2010

Fay Servicing, LLC

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

3,100,000

N/A

1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
9/15/2010

Vericrest Financial, Inc.

Oklahoma City
1001557
1001557
1001557
1001557
1001557
1001557
1001557

OK

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

(192) $

$

(144) $

9/30/2010

$

45,056 $

145,056 Updated portfolio data from servicer

$

34,944 $

$

40,000 $

$

50,000 $

180,000 Updated portfolio data from servicer
Updated due to quarterly assessment and
220,000 reallocation
Updated due to quarterly assessment and
270,000 reallocation

$

(200,000) $

70,000 Transfer of cap due to servicing transfer

$

(10,000) $

60,000 Transfer of cap due to servicing transfer

$
$

(12) $

$

(15) $

$
$
$

700,000

$

9,367,999 Transfer of cap due to servicing transfer

$

100,000

$

9,467,999 Transfer of cap due to servicing transfer

$

200,000

$

9,667,999 Transfer of cap due to servicing transfer

$

1,700,000

$

11,367,999 Transfer of cap due to servicing transfer

$

1,600,000

$

12,967,999 Transfer of cap due to servicing transfer

$

40,000 $

13,007,999 Transfer of cap due to servicing transfer

$

(210,000) $

6/28/2012

Raleigh

$

6/14/2012

1000951

(20) $

5/16/2012

1000951

$

4/16/2012

1000951

(17) $

12/15/2011

1000951

$

11/16/2011

N/A

$

10/14/2011

4,300,000

(43) $

9/15/2011

$

$

6/29/2011

Financial Instrument for Home Loan Modifications

(58) $

4/13/2011

Purchase

$

3/30/2011

ID

(6) $

1/6/2011

Terre Haute

$

9/30/2010

1001240

(5) $

6/14/2012

1001240

$

3/15/2012

1001240

2,181,334

6/29/2011

1001240

$

9/30/2010

N/A

(1,740,634) $

3/30/2011

1,300,000

$

1/6/2011

$

(28) $

6/28/2012

Financial Instrument for Home Loan Modifications

$

6/29/2011

Purchase

(3) $

3/30/2011

NY

$

1/6/2011

Oswego

(2) $

6/28/2012

1001708

$

6/29/2011

1001708

$

3/30/2011

1001708

(30) $

9/30/2010

1001708

$

9/30/2010

N/A

(40) $

1/6/2011

700,000

$

8/10/2011

$

(4) $

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

(4) $

1/6/2011

OH

$

6/28/2012
Cincinanati

$

6/29/2011

1000602

1,585,945

$

(105) $

9/15/2010

$

1,000,000

$

1,000,000 Transfer of cap due to servicing transfer

9/30/2010

$

450,556

$

1,450,556 Updated portfolio data from servicer

1/6/2011

$

(2) $

1,450,554 Updated portfolio data from servicer

2/16/2011

$

3,000,000

$

4,450,554 Transfer of cap due to servicing transfer

3/16/2011

$

10,200,000

$

3/30/2011

$

(24) $

6/29/2011

$

(227) $

14,650,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,650,530 reallocation
Updated due to quarterly assessment and
14,650,303 reallocation

7/14/2011

$

1,040,667

7,014,337

5,168,169

400,000

$

Reason for Adjustment

3/30/2011

1000602

8/25/2010

Adjusted Cap

1/6/2011

1000602

Bramble Savings Bank

Cap Adjustment Amount

9/30/2010

1000602

8/20/2010

Adjustment
Date

$

$

$

$

$

(143) $

12,000,000

$

2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
1,740,667 Updated portfolio data from servicer
1,740,665 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,740,662 reallocation
Updated due to quarterly assessment and
1,740,634 reallocation
- Termination of SPA
3,481,334 Updated portfolio data from servicer
3,481,329 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,481,323 reallocation
Updated due to quarterly assessment and
3,481,265 reallocation
Updated due to quarterly assessment and
3,481,222 reallocation
11,314,337 Updated portfolio data from servicer
11,314,320 Updated portfolio data from servicer
Updated due to quarterly assessment and
11,314,300 reallocation
Updated due to quarterly assessment and
11,314,108 reallocation
Updated due to quarterly assessment and
11,313,964 reallocation

8,268,169 Updated portfolio data from servicer
8,268,157 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,268,142 reallocation
8,668,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,667,999 reallocation

12,797,999 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,797,894 reallocation

26,650,303 Transfer of cap due to servicing transfer

Page 28 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

1001557

1000879
Pasadena

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1000704
9/24/2010

Centrue Bank

Ottawa

IL

Purchase

Financial Instrument for Home Loan Modifications

$

1,900,000

N/A

Amarillo National Bank

Coral Gables

Financial Instrument for Home Loan Modifications

$

100,000

N/A

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

PR

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

4, 5, 8

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001930
Freeburg

IL

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

(4) $

2,756,052 Updated portfolio data from servicer

$

(2,756,052) $

$

45,056 $

$

(145,056) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

9/30/2010

$
$

(3) $

$

(4) $

$

(36) $

$

(30) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

$

765,945

145,056 Updated portfolio data from servicer
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
2,465,945 Updated portfolio data from servicer
2,465,942 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,938 reallocation
Updated due to quarterly assessment and
2,465,902 reallocation
Updated due to quarterly assessment and
2,465,872 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation

6

New Brighton

MN

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10616
10616
Lake City

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10364
10364
Diamond Bar

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

$

(2) $

1,160,443 Updated portfolio data from servicer

$

(1,160,443) $

9/30/2010

$
$

(4) $

$

(5) $

$

(48) $

$

(36) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

6/28/2012

N/A

1,160,445 Updated portfolio data from servicer

6/29/2011

2,000,000

$

6/28/2012

$

360,445

$

- Termination of SPA

6/29/2011

Financial Instrument for Home Loan Modifications

8

10253

$

6/28/2012

Purchase

8

10253

2,756,056 Updated portfolio data from servicer

6/29/2011

FL

8

First Mortgage Corporation

$

3/30/2011

Rockledge
8

9/30/2010

856,056

1/6/2011

1001848

First Federal Bank of Florida

$

- Termination of SPA

3/23/2011

1001848

9/30/2010

(145,056) $

9/30/2010

4, 8

1001930

CU Mortgage Services, Inc.

$

145,056 Updated portfolio data from servicer

1/6/2011

Purchase

1000509

9/30/2010

45,056 $

6/28/2012

TX

1000509

Community Credit Union of Florida

$

6/29/2011

N/A

1000509

9/30/2010

(6) $

6/28/2012

San Juan

Citizens Community Bank

$

6/29/2011

100,000

1000509

9/24/2010

(8) $

3/30/2011

$

1001726

Capital International Financial, Inc.

$

1/6/2011

Financial Instrument for Home Loan Modifications

1001726

9/30/2010

(1) $

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation

6/28/2012

Parsippany

Banco Popular de Puerto Rico

$

580,222 Updated portfolio data from servicer

6/29/2011

Purchase

1000478

9/30/2010

(1) $

$

6/28/2012

Amarillo

American Financial Resources Inc.

$

180,222

6/29/2011

SC

1000478

9/30/2010

$

(266) $

3/23/2011

Columbia
1001220

9/30/2010

$

31,950,303 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,950,037 reallocation

9/30/2010

10204
AgFirst Farm Credit Bank

$

3/9/2011

10204

9/30/2010

300,000

1/6/2011

1000879

$

9/30/2010

1000879

31,650,303 Transfer of cap due to servicing transfer

9/30/2010

1000879

$

9/30/2010

N/A

900,000

2/2/2011

400,000

$

6/28/2012

$

30,750,303 Transfer of cap due to servicing transfer

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

4,100,000

1/6/2011

IL

$

6/28/2012
Freeport

American Finance House LARIBA

Reason for Adjustment

4/16/2012

1001557

9/24/2010

Adjusted Cap

1/13/2012

1001557

Midwest Community Bank

Cap Adjustment Amount

12/15/2011

1001557

9/15/2010

Adjustment
Date

$

(1) $

9/30/2010

$

45,056 $

6/29/2011

$

(1) $

6/28/2012

$

(1) $

901,112

$

- Termination of SPA
2,901,112 Updated portfolio data from servicer
2,901,108 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,901,103 reallocation
Updated due to quarterly assessment and
2,901,055 reallocation
Updated due to quarterly assessment and
2,901,019 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation

Page 29 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date
9/30/2010

City

First Safety Bank

Cincinnati

Transaction
State
Type
OH

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

1

400,000

Pricing
Mechanism

Note

N/A

Franklin Savings

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

4

1000773
1000773
1000773
1000773
9/30/2010

Gateway Mortgage Group, LLC

Tulsa

OK

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1001744
1001744
9/30/2010

GFA Federal Credit Union

Gardner
1001637

MA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

$

360,445

$

(2) $

$

(2) $

$

(18) $

$

(14) $

9/30/2010

$
$

(4) $

$

(4) $

$

(40) $

$

(30) $

9/30/2010

$

45,056 $

$

(1) $

6/28/2012

10228

9/30/2010

6/29/2011

10228

(580,221) $

6/28/2012

10228

$

6/29/2011

7, 8

580,221 Updated portfolio data from servicer

3/30/2011

N/A

(1) $

1/6/2011

800,000

$

6/28/2012

$

580,222 Updated portfolio data from servicer

6/29/2011

Financial Instrument for Home Loan Modifications

$

3/30/2011

Purchase

180,222

Reason for Adjustment

1/6/2011

MI

10228

9/30/2010

Adjusted Cap

3/23/2011
Troy

$

1/6/2011

1000487
Flagstar Capital Markets Corporation

Cap Adjustment Amount

9/30/2010

1000487

9/30/2010

Adjustment
Date

$

(1) $

9/30/2010

$

45,056 $

3/23/2011

$

(145,056) $

765,945

$

$

- Termination of SPA
1,160,445 Updated portfolio data from servicer
1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Updated due to quarterly assessment and
1,160,409 reallocation
2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
145,056 Updated portfolio data from servicer
- Termination of SPA

Page 30 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Name of Institution

Date
9/30/2010

City

Guaranty Bank

Saint Paul

Transaction
State
Type
MN

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

1

100,000

Pricing
Mechanism

Note

N/A

4, 8

Liberty Bank and Trust Co

1001010
1001010
1001010
9/30/2010

M&T Bank

Buffalo

NY

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

4, 8

10529
10529
10529
10529
9/30/2010

Magna Bank

Germantown

TN

Purchase

Financial Instrument for Home Loan Modifications

$

1,400,000

N/A

5

1000645
1000645
1000645
1000645
9/30/2010

Mainstreet Credit Union

Lexena

KS

Purchase

Financial Instrument for Home Loan Modifications

$

500,000

N/A

4, 8

OK

Purchase

Financial Instrument for Home Loan Modifications

$

43,500,000

N/A

4, 5

OH

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001163
Miles City

MT

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1000818
1000818
Salt Lake City

1001721

(1) $

$

(1) $

$

(11) $

$

(11) $

9/30/2010

$
$

(3) $

$

(3) $

$

(33) $

$

(25) $

$

630,778

UT

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

4, 8

225,278

$

$

1,015,389 Updated portfolio data from servicer
1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,387 reallocation
Updated due to quarterly assessment and
1,015,376 reallocation
Updated due to quarterly assessment and
1,015,365 reallocation
2,030,778 Updated portfolio data from servicer
2,030,775 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,030,772 reallocation
Updated due to quarterly assessment and
2,030,739 reallocation
Updated due to quarterly assessment and
2,030,714 reallocation

$

725,278 Updated portfolio data from servicer

$

(1) $

725,277 Updated portfolio data from servicer

$

(725,277) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

9/30/2010

$
$

(125) $

$

(139) $

$

(1,223) $

$

(797) $

9/30/2010

$

45,056 $

$

(1) $

$

(1) $

9/30/2010

$

45,056 $

$

(1) $

6/28/2012

N/A

1001163

1001721

$

315,389

6/29/2011

Rocky River

University First Federal Credit Union

$

6/28/2012

100,000

10457

9/30/2010

9/30/2010

6/29/2011

$

10457

Stockman Bank of Montana

(17) $

6/28/2012

Financial Instrument for Home Loan Modifications

10457

9/30/2010

$

1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation

6/29/2011

Oklahoma City

Schmidt Mortgage Company

(23) $

1,450,556 Updated portfolio data from servicer

3/30/2011

Purchase

10457

9/30/2010

$

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation

1/6/2011

NC

1001907
Midland Mortgage Company

(2) $

$

435,167 Updated portfolio data from servicer

6/28/2012

Charlotte
1001907

9/30/2010

$

450,556

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation

6/29/2011

1001636
Marsh Associates, Inc.

(2) $

135,167

Reason for Adjustment

3/9/2011

1001636

9/30/2010

$

1/6/2011

1001010

$

9/30/2010

N/A

(4) $

6/28/2012

1,000,000

$

6/29/2011

$

(6) $

3/30/2011

Financial Instrument for Home Loan Modifications

$

1/6/2011

Purchase

(1) $

6/28/2012

LA

$

6/29/2011

New Orleans

(1) $

3/30/2011

1000492

$

1/6/2011

1000492

$

6/28/2012

1000492

9/30/2010

9/30/2010

4, 8

(1) $

6/29/2011

N/A

$

3/30/2011

300,000

(1) $

1/6/2011

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

45,056 $

6/29/2011

Purchase

$

3/30/2011

MO

9/30/2010

1/6/2011

Kansas City
1000492

9/30/2010

Adjusted Cap

6/28/2012

10350
James B. Nutter & Company

Cap Adjustment Amount

6/29/2011

10350

9/24/2010

Adjustment
Date

$

(1) $

9/30/2010

$

1/6/2011
2/17/2011

49,915,806

270,334

$

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
93,415,806 Updated portfolio data from servicer
93,415,681 Updated portfolio data from servicer
Updated due to quarterly assessment and
93,415,542 reallocation
Updated due to quarterly assessment and
93,414,319 reallocation
Updated due to quarterly assessment and
93,413,522 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation

$

870,334 Updated portfolio data from servicer

$

(1) $

870,333 Updated portfolio data from servicer

$

(870,333) $

- Termination of SPA

Page 31 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date
9/30/2010

Name of Institution

City

Weststar Mortgage, Inc.

Woodbridge

Transaction
State
Type
VA

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)
$

Pricing
Mechanism

1

100,000

Note

N/A

4, 8

4/13/2011

AmTrust Bank, A Division of New York Community Bank

9

10151
10151
10151
10151
10151
4/13/2011

SunTrust Mortgage, Inc.

Richmond

VA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

4/13/2011

Urban Partnership Bank

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001970
1001970
1001970
4/13/2011

Western Federal Credit Union

Hawthorne

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001231
5/13/2011

FCI Lender Services, Inc.

Anaheim Hills

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002025
1002025
1002025
1002025
1002025
1002025
1002025
1002025
7/14/2011

Gregory Funding, LLC

Beaverton

OR

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002041
1002041
1002041
9/15/2011

Bangor Savings Bank

Bangor

ME

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

9/15/2011

PHH Mortgage Corporation

Mt. Laurel

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10107
12/15/2011

Rushmore Loan Management Services LLC

Irvine
1002097

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

(5) $

$

(23) $

4/13/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

$

100,000

$

300,000 Transfer of cap due to servicing transfer

$

300,000

$

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

$
$

4/13/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

4/13/2011

$

1,000,000

$

$

233,268

$

1,000,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,233,268 reallocation

$

100,000

$

$

4/13/2011

$
$

5/13/2011

$

500,000

$

500,000 Transfer of cap due to servicing transfer

$

100,000

$

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

$

200,000

$

799,991 Transfer of cap due to servicing transfer

$

100,000

$

899,991 Transfer of cap due to servicing transfer

$

2,500,000

$

3,399,991 Transfer of cap due to servicing transfer

$

1,510,000

$

4,909,991 Transfer of cap due to servicing transfer

$

450,000

$

$

5,359,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,359,925 reallocation

7/14/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

$

900,000

$

1,100,000 Transfer of cap due to servicing transfer

$

100,000

$

$

1,200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,199,991 reallocation

9/15/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

9/15/2011

$

1,300,000

$

6/28/2012

N/A

$

6/28/2012

-

(4) $

1/13/2012

$

$

11/16/2011

Financial Instrument for Home Loan Modifications

$

6/28/2012

Purchase

12/15/2010

6/14/2012

OH

$

5/16/2012

Cleveland

$

11/16/2011

1000991

(2,500,000) $

9/15/2011

1000991

$

7/14/2011

1000991

(85) $

6/29/2011

9

$

6/16/2011

N/A

(9) $

6/29/2011

-

$

5,599,993 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,599,984 reallocation
Updated due to quarterly assessment and
5,599,899 reallocation

6/28/2012

$

$

11/16/2011

Financial Instrument for Home Loan Modifications

100,000

6/29/2011

Purchase

$

6/28/2012

PR

5,499,993 Transfer of cap due to servicing transfer

8/16/2011

San Juan

$

6/29/2011

1001754

500,000

6/16/2011

1001754

$

5/13/2011

1001754

$

6/28/2012

1001754

$

6/29/2011

1001754

12/15/2010

1/6/2011

1001754

(1) $

6/28/2012

9

$

3/15/2012

N/A

(1) $

11/16/2011

-

$

6/29/2011

$

45,056 $

3/30/2011

Financial Instrument for Home Loan Modifications

$

3/16/2011

Purchase

9/30/2010

2/16/2011

CO

1001754

Scotiabank de Puerto Rico

Reason for Adjustment

1/6/2011

Denver
1001754

12/15/2010

Adjusted Cap

6/28/2012

1001893
Statebridge Company, LLC

Cap Adjustment Amount

6/29/2011

1001893

12/15/2010

Adjustment
Date

$

1,300,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,299,985 reallocation

12/15/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

4/16/2012

$

600,000

$

800,000 Transfer of cap due to servicing transfer

5,000,000

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation

$

5,000,000 Updated portfolio data from servicer

(7) $

4,999,993 Updated portfolio data from servicer

200,000

$

(40) $
4,300,000

$

(9) $
200,000

$

(7) $

(3) $
200,000

$

17,687 $

(9) $

(66) $

(9) $

(15) $

3,099,899 Transfer of cap due to servicing transfer
3,299,899 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,299,859 reallocation
4,300,000 Updated portfolio data from servicer
4,299,996 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,299,991 reallocation
Updated due to quarterly assessment and
4,299,968 reallocation

799,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,984 reallocation

1,333,268 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,333,265 reallocation
200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
217,687 reallocation

Page 32 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

Pricing
Mechanism

1

Note

1002097

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

6/28/2012

Sun West Mortgage Company, Inc

Cerritos

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

3/15/2012

PrimeWest Mortgage Corporation

Lubbock

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

6/14/2012

Resurgent Capital Solutions, LP

Greenville

SC

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10011111
Total Initial Cap

$

23,831,570,000
TOTAL CAP

$

1/13/2012

$

100,000

$

100,000 Transfer of cap due to servicing transfer

3/15/2012

$

100,000

$

100,000 Transfer of cap due to servicing transfer

6/14/2012

$

940,000

$

6/28/2012

1/13/2012

$

205,242

$

940,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,145,242 reallocation

$

6,048,321,369

$

29,879,891,369.30

Total Cap Adjustments

(3) $

Reason for Adjustment
Updated due to quarterly assessment and
799,997 reallocation

Page 33 of 37

Adjustment Details

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap)

1

Pricing
Mechanism

Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors.
The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.
4/ Initial cap amount includes FHA-HAMP.
5/ Initial cap amount includes RD-HAMP.
6/ Initial cap amount includes 2MP.
7/ Initial cap amount includes FHA-2LP.
8/ Initial cap does not include HAMP.
9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
10/ The amendment reflects a change in the legal name of the institution.
11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.
12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.
13/ Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, Inc. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior prior to such merger.
14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.
As used in this table:
"HAFA" means the Home Affordable Foreclosure Alternatives program.
"HPDP" means the Home Price Decline Protection program.
"2MP" means the Second Lien Modification Program.
"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.
"FHA-2LP" means the FHA Second Lien Program

Page 34 of 37

Supplemental Information [Not Required by EESA ยง114(a)]
Making Home Affordable Program
Non-GSE Incentive Payments (through June 2012)

Name of Institution

Borrowers

Lenders/Investors

Allstate Mortgage Loans & Investments, Inc.

$

AMS Servicing, LLC

$

Aurora Financial Group, Inc
Aurora Loan Services LLC
BAC Home Loans Servicing, LP
Bank of America, N.A.
BankUnited
Bayview Loan Servicing LLC
Carrington Mortgage Services, LLC.
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
CitiMortgage Inc
Citizens First National Bank
CUC Mortgage Corporation
DuPage Credit Union
EMC Mortgage Corporation
Fay Servicing, LLC
FCI Lender Services, Inc.
FIRST BANK
First Keystone Bank

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

First Mortgage Corporation

$

1,000.00

Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union
Greater Nevada Mortgage Services
Green Tree Servicing LLC
Gregory Funding, LLC
Guaranty Bank

$
$
$
$
$
$
$
$
$
$

250,441.15
750.00
3,833.34
3,000.00
28,423,250.43
5,916.67
33,161.29
902,608.72
34,409.50
916.67

Hillsdale County National Bank

$

Home Loan Services, Inc.
HomEqServicing
HomeStar Bank and Financial Services
Homeward Residential, Inc.
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
IC Federal Credit Union
Idaho Housing and Finance Association
James B.Nutter and Company

$
$
$
$
$
$
$
$
$
$

169,857.80
1,916.66
31,654,995.21
3,348.46
9,000.00
10,000.00
12,169.23
750.00

JPMorgan Chase Bank, NA

$

Lake City Bank
Lake National Bank
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
Midland Mortgage Co.
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
National City Bank
Nationstar Mortgage LLC
Navy Federal Credit Union
New York Community Bank
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
OneWest Bank
ORNL Federal Credit Union
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC
PNC Bank, National Association
Purdue Employees Federal Credit Union
Quantum Servicing Corporation
Residential Credit Solutions, Inc.

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Resurgent Capital Services, L.P.

$

RG Mortgage
RoundPoint Mortgage Servicing Corporation
Rushmore Loan Management Services LLC
Saxon Mortgage Services, Inc.
Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Servis One, Inc., dba BSI Financial Services, Inc.
ShoreBank
Silver State Schools Credit Union
Specialized Loan Servicing LLC
Sterling Savings Bank

$
$
$
$
$
$
$
$
$
$
$
$
$

Technology Credit Union
The Bryn Mawr Trust Company

$
$

The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
Vantium Capital, Inc. d/b/a Acqura Loan Services
Vericrest Financial, Inc.
Wachovia Mortgage, FSB
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank

$
$
$
$
$
$
$
$
$
$
$
$
$

Grand Total

3,329.43

Servicer

20,251.11
15,384,192.48
116,254,107.95
4,267,061.97
3,944,973.39
3,948,766.50
4,594,844.57
1,068,026.22
47,433.89
35,034,562.61
8,666.67
29,712.85
2,514.14
7,569,459.20
190,805.09
13,957.23
497,641.51
2,775.62

$

7,340.77

$

1,470.18 $

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

39,290,553.17
278,785,183.43
17,852,011.77
10,742,312.97
8,113,932.18
14,313,396.12
2,828,713.46
78,776.45
116,114,689.70
26,371.51
78,062.63
16,802.42
11,592,937.05
381,596.35
26,217.79
1,146,897.25
3,423.27

$
$
$
$
$
$
$
$
$

493,733.79
2,331.25
13,204.31
2,223.15
80,202,634.63
8,006.24
81,716.70
2,815,171.32
73,993.31

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

6,329.43

23,238.69
27,897,266.52
198,293,221.70
9,159,438.92
7,301,319.81
6,726,045.91
10,053,971.31
2,122,604.82
106,317.26
70,121,075.44
23,516.67
67,321.96
6,214.14
16,279,383.05
196,971.72
15,416.32
966,528.40
8,717.90

$

14,943 $

618,513.67
3,000.00
7,916.67
5,000.00
55,138,210.46
7,500.00
62,944.63
2,456,937.74
36,391.38
1,000.00

21,839 $

3,698,606.99
5,272,500.00
5,833.34
69,454,749.79
6,569.53
15,000.00
16,000.00
21,000.00
19,252.56
1,000.00

138,127,005.07 $

257,612,401.10 $

216,452,099.52

3,926.15
3,000.00
13,441,220.42
7,537.50
27,356.89
352,195.77
3,709.71
1,512,973.29
1,000.00
31,588.21
345,841.21
73,938.79
1,171,442.74
10,184,365.21
123,165.49
6,000.00
38,992,880.61
25,975,117.27
4,034.53
11,000.00
1,916.67
2,797,550.57
26,583.39
1,000.00
125,560.02
579,534.02

$
$
$
$

3,552.21
3,651.45
35,353,125.99
13,790.49

$

970,196.74

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

202,355.11
1,181.44
87,920.83
2,305,003.00
143,148.51
4,218,458.89
24,123,921.99
464,920.01
26,773.21
3,568.11
108,999,325.98
87,841,857.54
6,622.79
23,936.55
2,453.09
4,023,481.05
245,243.71
795.24
288,189.33
1,717,443.00

11,272.68
4,000.00
27,530,413.93
20,993.00
29,587.26
839,632.77
4,057.36
1,940,728.72
2,000.00
66,471.53
1,977,320.74
166,277.88
2,706,836.77
19,043,370.10
342,715.48
14,200.00
6,500.00
81,497,510.15
47,391,809.72
12,251.20
19,000.00
4,516.67
3,576,200.86
221,250.00
2,000.00
172,984.09
1,312,289.41

-

$
$
$
$
$
$
$
$
$
$
$
$
$
$

24,250.00 $
4,717.90 $
122,042.27
5,867,357.62
1,000.00
23,901.34
75,461.13
186,337.04
221,360.27
93,044,463.71
93,545.55
7,416.67
10,634.02

644,315,054.89

$
$
$
$
$
$
$
$
$
$
$
$
$

2,440,767.73
3,036,319.34
5,572.90
99,560,345.62
10,261.07
10,502.00
23,394.09
19,756.73
12,550.34

36,529

$
$
$
$
$
$
$
$
$
$

164,852.94
79,379.95
9,583.34
19,771,278.55
10,750.00
211,256.55
34,417,040.30
13,083.33
137,592.92
49,915.10
30,355.90
1,328,138.52
58,545.39

$
$
$
$
$
$
$
$
$

1,000.00

$
$
$
$
$
$
$
$
$
$

-

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

$

1,000.00

$
$
$
$
$
$
$
$
$
$
$
$
$

401,333.81
184,337.40
20,250.03
39,799,596.72
23,500.00
245,752.36
59,049,967.67
21,500.00
220,308.74
143,165.10
59,189.24
2,881,598.02
135,710.30

96,422.50 $
7,509.84 $

42,416.67
4,717.90

227,582.28
231,381.52
61,440.16
42,179,791.50
36,507.61
359,748.48
74,497,723.34
36,711.58
323,870.13
153,906.17
134,364.23
3,178,518.13
145,764.31

453,485.41
16,302,535.70
1,031.88
46,028.46
170,650.89
373,215.37
736,558.55
76,889.58
227,817,343.77
374,718.56
24,661.47
490,394.10
14,270.45

1,587,471,354.93

$
$
$
$
$
$
$
$
$
$
$
$
$

296,558.93
13,130,905.52
3,000.00
45,446.25
80,406.17
316,155.62
829,550.96
162,000.00
166,763,507.93
210,612.54
10,916.67
1,167,000.00
29,484.02

1,177,908,534.10

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Total Payments to Date
16,999.63
1,470.18
43,489.80
82,572,012.17
593,332,513.08
31,278,512.66
21,988,606.17
18,788,744.59
28,962,212.00
6,019,344.50
232,527.60
221,270,327.75
58,554.85
175,097.44
25,530.70
35,441,779.30
769,373.16
55,591.34
2,611,067.16
14,916.79
2,000.00
1,362,688.61
6,081.25
24,954.32
10,223.15
163,764,095.52
21,422.91
177,822.62
6,174,717.78
144,794.19
1,916.67
73,311
6,309,232.52
8,308,819.34
13,322.90
200,670,090.62
20,179.06
25,502.00
48,394.09
50,756.73
43,972.13
1,750.00
612,191,505.69
18,751.04
10,651.45
76,324,760.34
42,320.99
56,944.15
2,162,025.28
7,767.07
3,656,057.12
4,181.44
185,980.57
4,628,164.95
383,365.18
8,096,738.40
53,351,657.30
930,800.98
46,973.21
10,068.11
229,489,716.74
161,208,784.53
22,908.52
53,936.55
8,886.43
10,397,232.48
493,077.10
3,795.24
586,733.44
3,609,266.43
1,000.00
793,769.03
495,098.87
91,273.53
101,750,666.77
70,757.61
816,757.39
167,964,731.31
71,294.91
681,771.79
346,986.37
223,909.37
7,388,254.67
340,020.00
163,089.17
16,945.64
872,086.61
35,300,798.84
5,031.88
115,376.05
326,518.19
875,708.03
1,787,469.78
238,889.58
487,625,315.41
678,876.65
42,994.81
1,657,394.10
54,388.49
3,409,694,943.92

Page 35 of 37

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
2
3
2
3
2
3
3
2
3
2
3
2
3
2
3
2
3
2
3
3
3
3
3
3
3
3
3
3

Date
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010

Name of Institution
Nevada Affordable Housing Assistance Corporation

City
Reno

State
NV

CalHFA Mortgage Assistance Corporation

Sacramento

CA

Florida Housing Finance Corporation

Tallahassee

FL

Arizona (Home) Foreclosure Prevention Funding Corporation

Phoenix

AZ

Michigan Homeowner Assistance Nonprofit Housing Corporation

Lansing

MI

North Carolina Housing Finance Agency

Raleigh

NC

Ohio Homeowner Assistance LLC

Columbus

OH

Oregon Affordable Housing Assistance Corporation

Salem

OR

Rhode Island Housing and Mortgage Finance Corporation

Providence

RI

SC Housing Corp

Columbia

SC

Alabama Housing Finance Authority

Montgomery

AL

Kentucky Housing Corporation

Frankfort

KY

Mississippi Home Corporation

Jackson

MS

GHFA Affordable Housing, Inc.

Atlanta

GA

Indiana Housing and Community Development Authority

Indianapolis

IN

Illinois Housing Development Authority

Chicago

IL

New Jersey Housing and Mortgage Finance Agency

Trenton

NJ

District of Columbia Housing Finance Agency

Washington

DC

Tennessee Housing Development Agency

Nashville

TN

Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program

Initial Investment
Additional
Amount
Investment Amount
$
102,800,000
$
34,056,581
$
57,169,659
$
699,600,000
$
476,257,070
$
799,477,026
$
418,000,000
$
238,864,755
$
400,974,381
$
125,100,000
$
142,666,006
$
154,500,000
$
128,461,559
$
215,644,179
$
159,000,000
$
120,874,221
$
202,907,565
$
172,000,000
$
148,728,864
$
249,666,235
$
88,000,000
$
49,294,215
$
82,748,571
$
43,000,000
$
13,570,770
$
22,780,803
$
138,000,000
$
58,772,347
$
98,659,200
$
60,672,471
$
101,848,874
$
55,588,050
$
93,313,825
$
38,036,950
$
63,851,373
$
126,650,987
$
212,604,832
$
82,762,859
$
138,931,280
$
166,352,726
$
279,250,831
$
112,200,637
$
188,347,507
$
7,726,678
$
12,970,520
$
81,128,260
$
136,187,333
TOTAL INVESTMENT AMOUNT

Investment Amount
1

$

194,026,240

$

1,975,334,096

$

1,057,839,136

$

267,766,006

$

498,605,738

$

482,781,786

$

570,395,099

$

220,042,786

$

79,351,573

$

295,431,547

$

162,521,345

$

148,901,875

$

101,888,323

$

339,255,819

$

221,694,139

$

445,603,557

$

300,548,144

$

20,697,198

$

217,315,593

$

Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

7,600,000,000

1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Page 36 of 37

FHA SHORT REFINANCE PROGRAM

State

Transaction
Type

NY

Purchase

Seller
Footnote

Date

1

9/3/2010

Name

City

New York

$

8,117,000,000

TOTAL

Citigroup, Inc.

Investment Description
Facility Purchase Agreement, dated as of September
3, 2010, between the U.S. Department of the Treasury
and Citibank, N.A

Investment Amount

$

Pricing Mechanism

8,117,000,000

N/A

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an
up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to
time during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a
maximum amount of $117 million.

Page 37 of 37


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102