Full text of Transactions Report : Housing Programs (Troubled Asset Relief Program) : Transactions Report - Housing Programs for Period Ending February 27, 2012

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U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing Programs
For Period Ending Feburary 16, 2012

HOME AFFORDABLE MODIFICATION PROGRAM
Servicer Modifying Borrowers' Loans
Name of Institution

Date
4/13/2009

City

Select Portfolio Servicing

Salt Lake City

Transaction
State
Type
UT

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
$

376,000,000

N/A

10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
10310
4/13/2009

CitiMortgage, Inc.

O'Fallon
10722
10722
10722
10722
10722
10722
10722
10722

MO

Purchase

Financial Instrument for Home Loan Modifications

$

2,071,000,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

6/12/2009

$

284,590,000

$

9/30/2009

$

121,910,000

$

12/30/2009

$

131,340,000

$

3/26/2010

$

(355,530,000) $

558,310,000 Updated portfolio data from servicer

7/14/2010

$

128,690,000

$

687,000,000 Updated portfolio data from servicer

9/30/2010

$

4,000,000

$

691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

59,807,784

$

750,807,784 Updated portfolio data from servicer

11/16/2010

$

12/15/2010

$

1/6/2011

(700,000) $
64,400,000

660,590,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
782,500,000 initial cap
Updated portfolio data from servicer & HAFA
913,840,000 initial cap

750,107,784 Transfer of cap due to servicing transfer

$

814,507,784 Updated portfolio data from servicer

$

(639) $

814,507,145 Updated portfolio data from servicer

1/13/2011

$

(2,300,000) $

812,207,145 Transfer of cap due to servicing transfer

2/16/2011

$

100,000

$

812,307,145 Transfer of cap due to servicing transfer

3/16/2011

$

3,600,000

$

3/30/2011

$

(735) $

815,907,145 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
815,906,410 reallocation

4/13/2011

$

(100,000) $

815,806,410 Transfer of cap due to servicing transfer

5/13/2011

$

400,000

816,206,410 Transfer of cap due to servicing transfer

6/16/2011

$

(100,000) $

6/29/2011

$

(6,805) $

8/16/2011

$

(100,000) $

815,999,605 Transfer of cap due to servicing transfer

9/15/2011

$

(200,000) $

815,799,605 Transfer of cap due to servicing transfer

10/14/2011

$

(100,000) $

815,699,605 Transfer of cap due to servicing transfer

11/16/2011

$

(100,000) $

815,599,605 Transfer of cap due to servicing transfer

1/13/2012

$

200,000

815,799,605 Transfer of cap due to servicing transfer

6/12/2009

$

9/30/2009

$

12/30/2009

$

(105,410,000) $

3/26/2010

$

(199,300,000) $

4/19/2010

$

(230,000) $

5/14/2010

$

(3,000,000) $

6/16/2010

$

(12,280,000) $

7/14/2010

$

(757,680,000) $

7/16/2010

$

(7,110,000) $

$

$

(991,580,000) $
1,010,180,000

$

816,106,410 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
816,099,605 reallocation

1,079,420,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
2,089,600,000 initial cap
Updated portfolio data from servicer & HAFA
1,984,190,000 initial cap
Updated portfolio data from servicer & 2MP initial
1,784,890,000 cap
Transfer of cap to Service One, Inc. due to
1,784,660,000 servicing transfer
Transfer of cap to Specialized Loan Servicing,
1,781,660,000 LLC due to servicing transfer
Transfer of cap to multiple servicers due to
1,769,380,000 servicing transfer
1,011,700,000 Updated portfolio data from servicer
Transfer of cap to multiple servicers due to
1,004,590,000 servicing transfer

Page 1 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
10722
4/13/2009

Wells Fargo Bank, NA

Des Moines
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423

IA

Purchase

Financial Instrument for Home Loan Modifications

$

2,873,000,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment
Transfer of cap to multiple servicers due to
998,290,000 servicing transfer
Transfer of cap to multiple servicers due to
989,990,000 servicing transfer

8/13/2010

$

(6,300,000) $

9/15/2010

$

(8,300,000) $

9/30/2010

$

32,400,000

$

1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

101,287,484

$

1,123,677,484 Updated portfolio data from servicer

10/15/2010

$

(1,400,000) $

1,122,277,484 Transfer of cap due to servicing transfer

11/16/2010

$

(3,200,000) $

1,119,077,484 Transfer of cap due to servicing transfer

1/6/2011

$

(981) $

1/13/2011

$

(10,500,000) $

1,108,576,503 Transfer of cap due to servicing transfer

2/16/2011

$

(4,600,000) $

1,103,976,503 Transfer of cap due to servicing transfer

3/16/2011

$

(30,500,000) $

3/30/2011

$

(1,031) $

4/13/2011

$

100,000

$

1,073,575,472 Transfer of cap due to servicing transfer

5/13/2011

$

(7,200,000) $

1,066,375,472 Transfer of cap due to servicing transfer

6/16/2011

$

(400,000) $

6/29/2011

$

(9,131) $

7/14/2011

$

(14,500,000) $

1,051,466,341 Transfer of cap due to servicing transfer

8/16/2011

$

(1,600,000) $

1,049,866,341 Transfer of cap due to servicing transfer

9/15/2011

$

700,000

$

1,050,566,341 Transfer of cap due to servicing transfer

10/14/2011

$

15,200,000

$

1,065,766,341 Transfer of cap due to servicing transfer

11/16/2011

$

(2,900,000) $

1,062,866,341 Transfer of cap due to servicing transfer

12/15/2011

$

(5,000,000) $

1,057,866,341 Transfer of cap due to servicing transfer

1/13/2012

$

(900,000) $

1,056,966,341 Transfer of cap due to servicing transfer

2/16/2012

$

(1,100,000) $

1,055,866,341 Transfer of cap due to servicing transfer

6/17/2009

$

(462,990,000) $

9/30/2009

$

65,070,000

$

12/30/2009

$

1,213,310,000

$

2,410,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
2,475,080,000 initial cap
Updated portfolio data from servicer & HAFA
3,688,390,000 initial cap

2/17/2010

$

2,050,236,344

$

5,738,626,344 Transfer of cap (from Wachovia) due to merger

3/12/2010

$

54,767

$

5,738,681,110 Transfer of cap (from Wachovia) due to merger

3/19/2010

$

668,108,890

$

6,406,790,000 Initial 2MP cap

3/26/2010

$

683,130,000

$

7,089,920,000 Updated portfolio data from servicer

7/14/2010

$

(2,038,220,000) $

5,051,700,000 Updated portfolio data from servicer

9/30/2010

$

(287,348,828) $

9/30/2010

$

344,000,000

$

4,764,351,172 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
5,108,351,172 initial RD-HAMP

12/3/2010

$

8,413,225

$

5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010

$

22,200,000

$

5,138,964,397 Updated portfolio data from servicer

1/6/2011

$

(6,312) $

5,138,958,085 Updated portfolio data from servicer

1/13/2011

$

(100,000) $

5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011

$

(100,000) $

5,138,758,085 Transfer of cap due to servicing transfer

1,119,076,503 Updated portfolio data from servicer

1,073,476,503 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,073,475,472 reallocation

1,065,975,472 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,065,966,341 reallocation

Page 2 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
10423
4/13/2009

GMAC Mortgage, Inc.

Ft. Washington

PA

Purchase

Financial Instrument for Home Loan Modifications

$

633,000,000

N/A

10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
4/13/2009

Saxon Mortgage Services, Inc.

Irving
10458

TX

Purchase

Financial Instrument for Home Loan Modifications

$

407,000,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment
Updated due to quarterly assessment and
5,138,750,914 reallocation

3/30/2011

$

(7,171) $

4/13/2011

$

(9,800,000) $

5,128,950,914 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

5,129,050,914 Transfer of cap due to servicing transfer

6/16/2011

$

(600,000) $

6/29/2011

$

(63,856) $

7/14/2011

$

(2,300,000) $

5,126,087,058 Transfer of cap due to servicing transfer

8/16/2011

$

(1,100,000) $

5,124,987,058 Transfer of cap due to servicing transfer

9/15/2011

$

1,400,000

$

5,126,387,058 Transfer of cap due to servicing transfer

10/14/2011

$

200,000

$

5,126,587,058 Transfer of cap due to servicing transfer

11/16/2011

$

(200,000) $

5,126,387,058 Transfer of cap due to servicing transfer

12/15/2011

$

(200,000) $

5,126,187,058 Transfer of cap due to servicing transfer

1/13/2012

$

(300,000) $

5,125,887,058 Transfer of cap due to servicing transfer

2/16/2012

$

(200,000) $

5,125,687,058 Transfer of cap due to servicing transfer

6/12/2009

$

384,650,000

$

9/30/2009

$

2,537,240,000

$

12/30/2009

$

(1,679,520,000) $

3/26/2010

$

190,180,000

$

5/14/2010

$

1,880,000

$

7/14/2010

$

(881,530,000) $

8/13/2010

$

(3,700,000) $

9/30/2010

$

119,200,000

$

1,182,200,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,301,400,000 initial 2MP cap

9/30/2010

$

216,998,139

$

1,518,398,139 Updated portfolio data from servicer

12/15/2010

$

(500,000) $

1,517,898,139 Updated portfolio data from servicer

1/6/2011

$

(1,734) $

1,517,896,405 Updated portfolio data from servicer

3/16/2011

$

(100,000) $

3/30/2011

$

(2,024) $

4/13/2011

$

(800,000) $

5/13/2011

$

(17,900,000) $

6/29/2011

$

(18,457) $

7/14/2011

$

(200,000) $

8/16/2011

$

3,400,000

$

1,502,275,924 Transfer of cap due to servicing transfer

9/15/2011

$

200,000

$

1,502,475,924 Transfer of cap due to servicing transfer

10/14/2011

$

(800,000) $

1,501,675,924 Transfer of cap due to servicing transfer

11/16/2011

$

(200,000) $

1,501,475,924 Transfer of cap due to servicing transfer

12/15/2011

$

2,600,000

$

1,504,075,924 Transfer of cap due to servicing transfer

1/13/2012

$

(1,600,000) $

1,502,475,924 Transfer of cap due to servicing transfer

6/17/2009

$

225,040,000

$

9/30/2009

$

254,380,000

$

$

5,128,450,914 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,128,387,058 reallocation

1,017,650,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
3,554,890,000 initial cap
Updated portfolio data from servicer & HAFA
1,875,370,000 initial cap
2,065,550,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
2,067,430,000 due to servicing transfer
1,185,900,000 Updated portfolio data from servicer

1,517,796,405 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,517,794,381 reallocation
1,516,994,381 Transfer of cap due to servicing transfer
1,499,094,381 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,499,075,924 reallocation
1,498,875,924 Transfer of cap due to servicing transfer

632,040,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
886,420,000 initial cap

Page 3 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
10458
4/13/2009

Chase Home Finance, LLC

Iselin

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

3,552,000,000

N/A

4/16/2009

Ocwen Financial Corporation, Inc.

West Palm Beach

FL

Purchase

Financial Instrument for Home Loan Modifications

$

659,000,000

N/A

10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500
10500

2

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap
$

Reason for Adjustment
Updated portfolio data from servicer & HAFA
1,242,130,000 initial cap

12/30/2009

$

355,710,000

3/26/2010

$

(57,720,000) $

6/16/2010

$

(156,050,000) $

7/14/2010

$

(513,660,000) $

7/16/2010

$

(22,980,000) $

9/15/2010

$

1,800,000

$

493,520,000 Transfer of cap due to servicing transfer

9/30/2010

$

9,800,000

$

503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010

$

116,222,668

$

619,542,668 Updated portfolio data from servicer

10/15/2010

$

100,000

$

619,642,668 Transfer of cap due to servicing transfer

12/15/2010

$

8,900,000

$

628,542,668 Updated portfolio data from servicer

1/6/2011

$

(556) $

628,542,112 Updated portfolio data from servicer

1/13/2011

$

2,300,000

$

630,842,112 Transfer of cap due to servicing transfer

3/16/2011

$

700,000

$

3/30/2011

$

631,542,112 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
631,541,458 reallocation

4/13/2011

$

6/29/2011

$

7/14/2011

$

200,000

$

633,835,314 Transfer of cap due to servicing transfer

8/16/2011

$

(100,000) $

633,735,314 Transfer of cap due to servicing transfer

9/15/2011

$

(700,000) $

633,035,314 Transfer of cap due to servicing transfer

12/15/2011

$

2/16/2012

(654) $
2,100,000

$

(6,144) $

17,500,000

1,184,410,000 Updated portfolio data from servicer
Transfer of cap to Ocwen Financial Corporation,
1,028,360,000 Inc. due to servicing transfer
514,700,000 Updated portfolio data from servicer
491,720,000 Transfer of cap due to multiple servicing transfers

633,641,458 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
633,635,314 reallocation

$

650,535,314 Transfer of cap due to servicing transfer

$

(100,000) $

650,435,314 Transfer of cap due to servicing transfer

7/31/2009

$

(3,552,000,000) $

6/12/2009

$

(105,620,000) $

9/30/2009

$

102,580,000

$

12/30/2009

$

277,640,000

$

3/26/2010

$

46,860,000

$

6/16/2010

$

156,050,000

$

7/14/2010

$

(191,610,000) $

7/16/2010

$

23,710,000

$

944,900,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
968,610,000 Inc. due to servicing transfer

9/15/2010

$

100,000

$

968,710,000 Initial FHA-HAMP cap

9/30/2010

$

3,742,740

$

972,452,740 Updated portfolio data from servicer

10/15/2010

$

170,800,000

$

1/6/2011

$

2/16/2011

$

3/30/2011

$

(1,114) $

6/29/2011

$

(10,044) $

10/14/2011

$

(100,000) $

1/13/2012

$

(1,020) $
900,000

194,800,000

$

$

- Termination of SPA
553,380,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
655,960,000 initial cap
Updated portfolio data from servicer & HAFA
933,600,000 initial cap
980,460,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
1,136,510,000 Inc. due to servicing transfer

1,143,252,740 Transfer of cap due to servicing transfer
1,143,251,720 Updated portfolio data from servicer
1,144,151,720 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,144,150,606 reallocation
Updated due to quarterly assessment and
1,144,140,562 reallocation
1,144,040,562 Transfer of cap due to servicing transfer
1,338,840,562 Transfer of cap due to servicing transfer

Page 4 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10500
4/17/2009 as
amended on
1/26/2010

Bank of America, N.A.

Simi Valley

CA

Purchase

Financial Instrument for Home Loan Modifications

$

798,900,000

N/A

10512
10512
10512
10512
10512
10512
10512
10512
10512
10512
10512
10512
10512

4/17/2009 as
amended on
1/26/2010

Countrywide Home Loans Servicing LP

Simi Valley
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832

CA

Purchase

Financial Instrument for Home Loan Modifications

$

1,864,000,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

2/16/2012

$

400,000

$

1,339,240,562 Transfer of cap due to servicing transfer

6/12/2009

$

5,540,000

$

9/30/2009

$

162,680,000

$

12/30/2009

$

665,510,000

$

804,440,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
967,120,000 initial cap
Updated portfolio data from servicer & HAFA
1,632,630,000 initial cap

1/26/2010

$

800,390,000

$

2,433,020,000 Initial 2MP cap

3/26/2010

$

(829,370,000) $

1,603,650,000 Updated portfolio data from servicer

7/14/2010

$

(366,750,000) $

9/30/2010

$

95,300,000

$

1,236,900,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,332,200,000 initial RD-HAMP

9/30/2010

$

222,941,084

$

1,555,141,084 Updated portfolio data from servicer

1/6/2011

$

(2,199) $

3/30/2011

$

(2,548) $

6/29/2011

$

(23,337) $

8/16/2011

$

(300,000) $

1,554,813,000 Transfer of cap due to servicing transfer

10/14/2011

$

(120,700,000) $

1,434,113,000 Transfer of cap due to servicing transfer

11/16/2011

$

(900,000) $

1,433,213,000 Transfer of cap due to servicing transfer

6/12/2009

$

9/30/2009

$

12/30/2009

$

2,290,780,000

$

5,182,840,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
4,465,420,000 initial cap
Updated portfolio data from servicer & HAFA
6,756,200,000 initial cap

1/26/2010

$

450,100,000

$

7,206,300,000 Initial 2MP cap

3/26/2010

$

905,010,000

$

4/19/2010

$

10,280,000

$

6/16/2010

$

286,510,000

$

8,111,310,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
8,121,590,000 due to servicing transfer
Transfer of cap from Wilshire Credit Corporation
8,408,100,000 due to servicing transfer

7/14/2010

$

(1,787,300,000) $

9/30/2010

$

105,500,000

9/30/2010

$

(614,527,362) $

6,111,772,638 Updated portfolio data from servicer

12/15/2010

$

236,000,000

$

6,347,772,638 Updated portfolio data from servicer

1/6/2011

$

(8,012) $

6,347,764,626 Updated portfolio data from servicer

2/16/2011

$

1,800,000

$

6,349,564,626 Transfer of cap due to servicing transfer

3/16/2011

$

100,000

$

3/30/2011

$

6,349,664,626 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,655,436 reallocation

4/13/2011

$

200,000

$

6,349,855,436 Transfer of cap due to servicing transfer

5/13/2011

$

300,000

$

6,350,155,436 Transfer of cap due to servicing transfer

6/16/2011

$

(1,000,000) $

6/29/2011

$

(82,347) $

7/14/2011

$

(200,000) $

6,348,873,089 Transfer of cap due to servicing transfer

8/16/2011

$

(3,400,000) $

6,345,473,089 Transfer of cap due to servicing transfer

9/15/2011

$

(1,400,000) $

6,344,073,089 Transfer of cap due to servicing transfer

10/14/2011

$

3,318,840,000

$

(717,420,000) $

$

(9,190) $

120,600,000

$

1,555,138,885 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,555,136,337 reallocation
Updated due to quarterly assessment and
1,555,113,000 reallocation

6,620,800,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
6,726,300,000 initial RD-HAMP

6,349,155,436 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,073,089 reallocation

6,464,673,089 Transfer of cap due to servicing transfer

Page 5 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1000832
1000832
1000832
1000832
4/20/2009

Home Loan Services, Inc.

Pittsburgh

PA

Purchase

Financial Instrument for Home Loan Modifications

$

319,000,000

N/A

10316
10316
10316
10316
10316
10316
10316
10316
10316
10316
10316
10316
10316
10316
4/20/2009

Wilshire Credit Corporation

13
Beaverton

OR

Purchase

Financial Instrument for Home Loan Modifications

$

366,000,000

N/A

10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
10205
4/24/2009

Green Tree Servicing LLC

13
Saint Paul

10309
10309
10309

MN

Purchase

Financial Instrument for Home Loan Modifications

$

156,000,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason
for Adjustment
Transfer of cap
from Home
Loan Services, Inc.
and Wilshire Credit Corporation due to merger.

10/19/2011

$

317,956,289

$

6,782,629,378

11/16/2011

$

800,000

$

6,783,429,378 Transfer of cap due to servicing transfer

12/15/2011

$

(17,600,000) $

6,765,829,378 Transfer of cap due to servicing transfer

2/16/2012

$

(2,100,000) $

6,763,729,378 Transfer of cap due to servicing transfer

6/12/2009

$

128,300,000

$

9/30/2009

$

46,730,000

$

12/30/2009

$

145,820,000

$

3/26/2010

$

(17,440,000) $

622,410,000 Updated portfolio data from servicer

7/14/2010

$

(73,010,000) $

549,400,000 Updated portfolio data from servicer

9/30/2010

$

9/30/2010

$

(77,126,410) $

478,973,590 Updated portfolio data from servicer

12/15/2010

$

(314,900,000) $

164,073,590 Updated portfolio data from servicer

1/6/2011

$

(233) $

164,073,357 Updated portfolio data from servicer

2/16/2011

$

(1,900,000) $

3/16/2011

$

(400,000) $

3/30/2011

$

(278) $

5/13/2011

$

(400,000) $

6/29/2011

$

(2,625) $

10/19/2011

$

(155,061,221) $

6/12/2009

$

9/30/2009

$

(249,670,000) $

12/30/2009

$

119,700,000

$

3/26/2010

$

52,270,000

$

4/19/2010

$

(10,280,000) $

5/14/2010

$

(1,880,000) $

6/16/2010

$

(286,510,000) $

7/14/2010

$

7/16/2010

$

(210,000) $

96,300,000 Updated portfolio data from servicer
Transfer of cap to Green Tree Servicing LLC due
96,090,000 to servicing transfer

8/13/2010

$

(100,000) $

95,990,000 Transfer of cap due to servicing transfer

9/30/2010

$

1/6/2011

$

(247) $

3/30/2011

$

(294) $

6/29/2011

$

(2,779) $

10/19/2011

$

(162,895,068) $

6/17/2009

$

(64,990,000) $

9/30/2009

$

130,780,000

12/30/2009

$

3/26/2010

$

6,700,000

87,130,000

19,540,000

68,565,782

$

$

$

$

$

(116,750,000) $
13,080,000

$

447,300,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
494,030,000 initial cap
Updated portfolio data from servicer & HAFA
639,850,000 initial cap

556,100,000 Initial FHA-2LP cap

162,173,357 Transfer of cap due to servicing transfer
161,773,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,773,079 reallocation
161,373,079 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,370,454 reallocation
6,309,233 Termination of SPA
453,130,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
203,460,000 initial cap
Updated portfolio data from servicer & HAFA
323,160,000 initial cap
375,430,000 Updated portfolio data from servicer
Transfer of cap to Countrywide Home Loans due
365,150,000 to servicing transfer
Transfer of cap to GMAC Mortgage, Inc. due to
363,270,000 servicing transfer
Transfer of cap to Countrywide Home Loans due
76,760,000 to servicing transfer

164,555,782 Updated portfolio data from servicer
164,555,535 Updated portfolio data from servicer
Updated due to quarterly assessment and
164,555,241 reallocation
Updated due to quarterly assessment and
164,552,462 reallocation
1,657,394 Termination of SPA
91,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
221,790,000 initial cap
Updated portfolio data from servicer & HAFA
105,040,000 initial cap
118,120,000 Updated portfolio data from servicer

Page 6 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
10309
4/27/2009

Carrington Mortgage Services, LLC

Santa Ana

CA

Purchase

Financial Instrument for Home Loan Modifications

$

195,000,000

N/A

10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
5/1/2009

Aurora Loan Services, LLC

Littleton
10231
10231
10231
10231

CO

Purchase

Financial Instrument for Home Loan Modifications

$

798,000,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

7/14/2010

$

(24,220,000) $

7/16/2010

$

210,000

$

93,900,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
94,110,000 due to servicing transfer

8/13/2010

$

2,200,000

$

96,310,000 Transfer of cap due to servicing transfer

9/10/2010

$

34,600,000

$

130,910,000 Initial 2MP cap

9/30/2010

$

5,600,000

$

136,510,000 Initial FHA-2LP cap and FHA-HAMP

9/30/2010

$

10,185,090

$

146,695,090 Updated portfolio data from servicer

10/15/2010

$

400,000

$

147,095,090 Transfer of cap due to servicing transfer

1/6/2011

$

(213) $

3/30/2011

$

(250) $

5/13/2011

$

1,200,000

$

148,294,627 Transfer of cap due to servicing transfer

6/16/2011

$

100,000

$

6/29/2011

$

148,394,627 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
148,392,325 reallocation

7/14/2011

$

1,900,000

$

150,292,325 Transfer of cap due to servicing transfer

9/15/2011

$

200,000

$

150,492,325 Transfer of cap due to servicing transfer

10/14/2011

$

200,000

$

150,692,325 Transfer of cap due to servicing transfer

11/16/2011

$

400,000

$

151,092,325 Transfer of cap due to servicing transfer

2/16/2012

$

900,000

$

151,992,325 Transfer of cap due to servicing transfer

6/17/2009

$

(63,980,000) $

9/30/2009

$

90,990,000

$

12/30/2009

$

57,980,000

$

131,020,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
222,010,000 initial cap
Updated portfolio data from servicer & HAFA
279,990,000 initial cap

3/26/2010

$

74,520,000

$

354,510,000 Updated portfolio data from servicer

7/14/2010

$

(75,610,000) $

278,900,000 Updated portfolio data from servicer

8/13/2010

$

1,100,000

$

280,000,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,763,685

$

283,763,685 Updated portfolio data from servicer

12/15/2010

$

300,000

$

284,063,685 Updated portfolio data from servicer

1/6/2011

$

(325) $

284,063,360 Updated portfolio data from servicer

1/13/2011

$

3/30/2011

$

(384) $

6/29/2011

$

(3,592) $

8/16/2011

$

1,800,000

$

288,259,384 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

288,359,384 Transfer of cap due to servicing transfer

11/16/2011

$

1,000,000

$

289,359,384 Transfer of cap due to servicing transfer

2/16/2012

$

1,100,000

$

290,459,384 Transfer of cap due to servicing transfer

6/17/2009

$

(338,450,000) $

9/30/2009

$

(11,860,000) $

12/30/2009

$

21,330,000

$

459,550,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
447,690,000 initial cap
Updated portfolio data from servicer & HAFA
469,020,000 initial cap

3/26/2010

$

9,150,000

$

478,170,000 Updated portfolio data from servicer

7/14/2010

$

(76,870,000) $

401,300,000 Updated portfolio data from servicer

(2,302) $

2,400,000

$

147,094,877 Updated portfolio data from servicer
Updated due to quarterly assessment and
147,094,627 reallocation

286,463,360 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
286,462,976 reallocation
Updated due to quarterly assessment and
286,459,384 reallocation

Page 7 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10231
10231
10231
10231
10231
10231
10231
5/28/2009

Nationstar Mortgage LLC

Lewisville

TX

Purchase

Financial Instrument for Home Loan Modifications

$

101,000,000

N/A

10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
6/12/2009

Residential Credit Solutions

Fort Worth

TX

Purchase

Financial Instrument for Home Loan Modifications

$

19,400,000

N/A

10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
10326
6/17/2009

CCO Mortgage

Glen Allen
10052

VA

Purchase

Financial Instrument for Home Loan Modifications

$

16,520,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

9/1/2010

$

400,000

9/30/2010

$

(8,454,269) $

1/6/2011

$

(342) $

3/30/2011

$

(374) $

5/13/2011

$

6/29/2011

$

(3,273) $

10/14/2011

$

(200,000) $

6/12/2009

$

16,140,000

$

9/30/2009

$

134,560,000

$

12/30/2009

$

80,250,000

$

117,140,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
251,700,000 initial cap
Updated portfolio data from servicer & HAFA
331,950,000 initial cap

3/26/2010

$

67,250,000

$

399,200,000 Updated portfolio data from servicer

7/14/2010

$

(85,900,000) $

313,300,000 Updated portfolio data from servicer

8/13/2010

$

100,000

$

9/30/2010

$

2,900,000

$

313,400,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, initial
316,300,000 RD-HAMP, and initial 2MP cap

9/30/2010

$

33,801,486

$

350,101,486 Updated portfolio data from servicer

11/16/2010

$

700,000

$

350,801,486 Transfer of cap due to servicing transfer

12/15/2010

$

1,700,000

$

352,501,486 Updated portfolio data from servicer

1/6/2011

$

(363) $

352,501,123 Updated portfolio data from servicer

2/16/2011

$

900,000

$

353,401,123 Transfer of cap due to servicing transfer

3/16/2011

$

29,800,000

$

3/30/2011

$

383,201,123 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
383,200,695 reallocation

5/26/2011

$

6/29/2011

$

11/16/2011

$

100,000

9/30/2009

$

(1,860,000) $

12/30/2009

$

27,920,000

3/26/2010

$

(1,390,000) $

7/14/2010

$

(13,870,000) $

9/30/2010

$

400,000

$

30,200,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
30,600,000 initial 2MP cap

9/30/2010

$

586,954

$

31,186,954 Updated portfolio data from servicer

1/6/2011

$

(34) $

3/30/2011

$

(37) $

4/13/2011

$

6/29/2011

$

(329) $

9/15/2011

$

(1,900,000) $

11/16/2011

$

2,800,000

$

9/30/2009

$

13,070,000

$

12/30/2009

$

145,510,000

$

18,000,000

$

Reason for Adjustment

$

(428) $
20,077,503

$

(4,248) $

100,000

$

$

$

401,700,000 Initial FHA-HAMP cap
393,245,731 Updated portfolio data from servicer
393,245,389 Updated portfolio data from servicer
Updated due to quarterly assessment and
393,245,015 reallocation
411,245,015 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
411,241,742 reallocation
411,041,742 Transfer of cap due to servicing transfer

403,278,198 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
403,273,950 reallocation
403,373,950 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
17,540,000 initial cap
Updated portfolio data from servicer & HAFA
45,460,000 initial cap
44,070,000 Updated portfolio data from servicer

31,186,920 Updated portfolio data from servicer
Updated due to quarterly assessment and
31,186,883 reallocation
31,286,883 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,286,554 reallocation
29,386,554 Transfer of cap due to servicing transfer
32,186,554 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
29,590,000 initial cap
Updated portfolio data from servicer & HAFA
175,100,000 initial cap

Page 8 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

10052
10052
10052
10052
10052
10052
6/17/2009

RG Mortgage Corporation

San Juan

PR

Purchase

Financial Instrument for Home Loan Modifications

$

57,000,000

N/A

10131
10131
10131
10131
10131
10131
10131
10131
10131
6/19/2009

First Federal Savings and Loan

Port Angeles

WA

Purchase

Financial Instrument for Home Loan Modifications

$

770,000

N/A

10224
10224
6/19/2009

Wescom Central Credit Union

Anaheim

CA

Purchase

Financial Instrument for Home Loan Modifications

$

540,000

N/A

10126
10126
10126
10126
10126
10126
10126
10126
10126
6/26/2009

Citizens First Wholesale Mortgage Company

12
The Villages

FL

Purchase

Financial Instrument for Home Loan Modifications

$

30,000

N/A

10002
10002
10002
10002
10002
6/26/2009

Technology Credit Union

San Jose
10014
10014

CA

Purchase

Financial Instrument for Home Loan Modifications

$

70,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

3/26/2010

$

(116,950,000) $

58,150,000 Updated portfolio data from servicer

7/14/2010

$

(23,350,000) $

34,800,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(46) $

3/30/2011

$

(55) $

6/29/2011

$

(452) $

9/30/2009

$

(11,300,000) $

12/30/2009

$

(42,210,000) $

42,646,300 Updated portfolio data from servicer
Updated due to quarterly assessment and
42,646,245 reallocation
Updated due to quarterly assessment and
42,645,793 reallocation
Updated portfolio data from servicer & HPDP
45,700,000 initial cap
Updated portfolio data from servicer & HAFA
3,490,000 initial cap

3/26/2010

$

65,640,000

$

69,130,000 Updated portfolio data from servicer

4/9/2010

$

(14,470,000) $

54,660,000 Updated portfolio data from servicer

7/14/2010

$

(8,860,000) $

45,800,000 Updated portfolio data from servicer

9/30/2010

$

(4,459,154) $

41,340,846 Updated portfolio data from servicer

12/15/2010

$

(4,300,000) $

37,040,846 Updated portfolio data from servicer

1/6/2011

$

(51) $

3/30/2011

$

(65) $

6/29/2011

$

(616) $

12/30/2009

$

2,020,000

$

37,040,795 Updated portfolio data from servicer
Updated due to quarterly assessment and
37,040,730 reallocation
Updated due to quarterly assessment and
37,040,114 reallocation
Updated portfolio data from servicer & HAFA
2,790,000 initial cap

3/26/2010

$

11,370,000

$

14,160,000 Updated portfolio data from servicer

5/26/2010

$

(14,160,000) $

9/30/2009

$

330,000

$

12/30/2009

$

16,490,000

$

3/26/2010

$

(14,260,000) $

3,100,000 Updated portfolio data from servicer

7/14/2010

$

(1,800,000) $

1,300,000 Updated portfolio data from servicer

7/30/2010

$

1,500,000

$

2,800,000 Updated portfolio data from servicer

9/30/2010

$

1,551,668

$

4,351,668 Updated portfolio data from servicer

1/6/2011

$

(2) $

3/30/2011

$

(2) $

5/13/2011

$

(1,800,000) $

6/3/2011

$

(1,872,787) $

9/30/2009

$

(10,000) $

12/30/2009

$

590,000

3/26/2010

$

(580,000) $

7/14/2010

$

70,000

$

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056

$

145,056 Updated portfolio data from servicer

2/17/2011

$

12/30/2009

$

3/26/2010

$

(720,000) $

1,530,000 Updated portfolio data from servicer

7/14/2010

$

(430,000) $

1,100,000 Updated portfolio data from servicer

7,846,346

$

$

(145,056) $
2,180,000

$

42,646,346 Updated portfolio data from servicer

- Termination of SPA
Updated portfolio data from servicer & HPDP
870,000 initial cap
Updated portfolio data from servicer & HAFA
17,360,000 initial cap

4,351,666 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,351,664 reallocation
2,551,664 Transfer of cap due to servicing transfer
678,877 Termination of SPA
Updated portfolio data from servicer & HPDP
20,000 initial cap
Updated portfolio data from servicer & HAFA
610,000 initial cap
30,000 Updated portfolio data from servicer

- Termination of SPA
Updated portfolio data from servicer & HAFA
2,250,000 initial cap

Page 9 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

10014
10014
10014
10014
6/26/2009

National City Bank

Miamisburg

OH

Purchase

Financial Instrument for Home Loan Modifications

$

294,980,000

N/A

10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
10349
7/1/2009

Wachovia Mortgage, FSB

Des Moines

IA

Purchase

Financial Instrument for Home Loan Modifications

$

634,010,000

N/A

1000642
1000642
1000642
7/1/2009

Bayview Loan Servicing, LLC

3
Coral Gables

1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667
1000667

FL

Purchase

Financial Instrument for Home Loan Modifications

$

44,260,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

60,445

$

Reason for Adjustment

9/30/2010

$

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(12) $

9/30/2009

$

315,170,000

$

12/30/2009

$

90,280,000

$

3/26/2010

$

(18,690,000) $

7/14/2010

$

(272,640,000) $

9/30/2010

$

80,600,000

$

409,100,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
489,700,000 initial 2MP cap

9/30/2010

$

71,230,004

$

560,930,004 Updated portfolio data from servicer

1/6/2011

$

(828) $

560,929,176 Updated portfolio data from servicer

2/16/2011

$

200,000

3/16/2011

$

(100,000) $

3/30/2011

$

(981) $

4/13/2011

$

(2,300,000) $

558,728,195 Transfer of cap due to servicing transfer

5/13/2011

$

(200,000) $

558,528,195 Transfer of cap due to servicing transfer

6/16/2011

$

(200,000) $

6/29/2011

$

(9,197) $

558,328,195 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,318,998 reallocation

8/16/2011

$

-

$

558,318,998 Transfer of cap due to servicing transfer

10/14/2011

$

300,000

$

558,618,998 Transfer of cap due to servicing transfer

11/16/2011

$

(300,000) $

558,318,998 Transfer of cap due to servicing transfer

1/13/2012

$

200,000

558,518,998 Transfer of cap due to servicing transfer

2/16/2012

$

(100,000) $

9/30/2009

$

723,880,000

$

12/30/2009

$

692,640,000

$

2/17/2010

$

(2,050,236,344) $

3/12/2010

$

(54,767) $

9/30/2009

$

23,850,000

$

12/30/2009

$

43,590,000

$

3/26/2010

$

34,540,000

$

146,240,000 Updated portfolio data from servicer

5/7/2010

$

1,010,000

$

147,250,000 Initial 2MP cap

7/14/2010

$

(34,250,000) $

9/30/2010

$

600,000

9/30/2010

$

(15,252,303) $

1/6/2011

$

(70) $

3/30/2011

$

(86) $

4/13/2011

$

400,000

$

98,747,541 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

$

98,847,541 Transfer of cap due to servicing transfer

$

$

$

1,160,445 Updated portfolio data from servicer
1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,431 reallocation
Updated portfolio data from servicer & HPDP
610,150,000 initial cap
Updated portfolio data from servicer & HAFA
700,430,000 initial cap
681,740,000 Updated portfolio data from servicer

561,129,176 Transfer of cap due to servicing transfer
561,029,176 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
561,028,195 reallocation

558,418,998 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
1,357,890,000 initial cap
Updated portfolio data from servicer & HAFA
2,050,530,000 initial cap
Transfer of cap (to Wells Fargo Bank) due to
293,656 merger
Transfer of cap (to Wells Fargo Bank) due to
238,890 merger
Updated portfolio data from servicer & HPDP
68,110,000 initial cap
Updated portfolio data from servicer & HAFA
111,700,000 initial cap

113,000,000 Updated portfolio data from servicer
113,600,000 Initial FHA-2LP cap
98,347,697 Updated portfolio data from servicer
98,347,627 Updated portfolio data from servicer
Updated due to quarterly assessment and
98,347,541 reallocation

Page 10 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1000667
1000667
1000667
1000667
1000667
7/10/2009

Lake National Bank

Mentor

OH

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

10355
10355
10355
10355
10355
10355
10355
7/10/2009

IBM Southeast Employees' Federal Credit Union

Delray Beach

FL

Purchase

Financial Instrument for Home Loan Modifications

$

870,000

N/A

10029
10029
10029
10029
10029
10029
10029
7/17/2009

MorEquity, Inc.

Evansville

IN

Purchase

Financial Instrument for Home Loan Modifications

$

23,480,000

N/A

1000957
1000957
1000957
1000957
1000957
1000957
1000957
1000957
7/17/2009

PNC Bank, National Association

11
Pittsburgh

1000834
1000834
1000834
1000834
1000834
1000834
1000834

PA

Purchase

Financial Instrument for Home Loan Modifications

$

54,470,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

(771) $

Reason for Adjustment
Updated due to quarterly assessment and
98,846,770 reallocation

6/29/2011

$

9/15/2011

$

600,000

$

99,446,770 Transfer of cap due to servicing transfer

10/14/2011

$

(18,900,000) $

80,546,770 Transfer of cap due to servicing transfer

1/13/2012

$

900,000

$

81,446,770 Transfer of cap due to servicing transfer

2/16/2012

$

2,400,000

$

9/30/2009

$

150,000

$

12/30/2009

$

130,000

$

83,846,770 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
250,000 initial cap
Updated portfolio data from servicer & HAFA
380,000 initial cap

3/26/2010

$

50,000

$

430,000 Updated portfolio data from servicer

7/14/2010

$

(30,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

35,167

435,167 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(6) $

9/30/2009

$

(10,000) $

12/30/2009

$

250,000

3/26/2010

$

(10,000) $

1,100,000 Updated portfolio data from servicer

7/14/2010

$

(400,000) $

700,000 Updated portfolio data from servicer

9/30/2010

$

170,334

870,334 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(12) $

9/30/2009

$

18,530,000

$

12/30/2009

$

24,510,000

$

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated portfolio data from servicer & HPDP
42,010,000 initial cap
Updated portfolio data from servicer & HAFA
66,520,000 initial cap

3/26/2010

$

18,360,000

$

84,880,000 Updated portfolio data from servicer

7/14/2010

$

(22,580,000) $

62,300,000 Updated portfolio data from servicer

9/30/2010

$

(8,194,261) $

54,105,739 Updated portfolio data from servicer

1/6/2011

$

(37) $

54,105,702 Updated portfolio data from servicer

3/16/2011

$

(29,400,000) $

3/30/2011

$

(34) $

5/26/2011

$

(20,077,503) $

9/30/2009

$

(36,240,000) $

12/30/2009

$

19,280,000

$

24,705,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
24,705,668 reallocation
Termination of SPA
4,628,165 (remaining cap equals distribution amount)
Updated portfolio data from servicer & HPDP
18,230,000 initial cap
Updated portfolio data from servicer & HAFA
37,510,000 initial cap

3/26/2010

$

2,470,000

$

39,980,000 Updated portfolio data from servicer

7/14/2010

$

(17,180,000) $

22,800,000 Updated portfolio data from servicer

9/30/2010

$

35,500,000

$

58,300,000 Initial FHA-2LP cap and initial 2MP cap

9/30/2010

$

23,076,191

$

81,376,191 Updated portfolio data from servicer

1/6/2011

$

(123) $

3/30/2011

$

(147) $

$

$

$

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated portfolio data from servicer & HPDP
860,000 initial cap
Updated portfolio data from servicer & HAFA
1,110,000 initial cap

81,376,068 Updated portfolio data from servicer
Updated due to quarterly assessment and
81,375,921 reallocation

Page 11 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1000834
1000834
1000834
7/17/2009

Farmers State Bank

West Salem

OH

Purchase

Financial Instrument for Home Loan Modifications

$

170,000

N/A

10612
10612
10612
10612
10612
7/17/2009

ShoreBank

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

1,410,000

N/A

10257
10257
10257
10257
10257
10257
10257
10257
7/22/2009

American Home Mortgage Servicing, Inc

Coppell

TX

Purchase

Financial Instrument for Home Loan Modifications

$

1,272,490,000

N/A

10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
10727
7/22/2009

Mortgage Center, LLC

Southfield
10439
10439
10439
10439

MI

Purchase

Financial Instrument for Home Loan Modifications

$

4,210,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

5/13/2011

$

(100,000) $

6/29/2011

$

(1,382) $

10/14/2011

$

(300,000) $

9/30/2009

$

(90,000) $

12/30/2009

$

50,000

$

3/26/2010

$

100,000

$

230,000 Updated portfolio data from servicer

7/14/2010

$

(130,000) $

100,000 Updated portfolio data from servicer

9/30/2010

$

5/20/2011

$

9/30/2009

$

890,000

$

12/30/2009

$

1,260,000

$

3/26/2010

$

(20,000) $

3,540,000 Updated portfolio data from servicer

7/14/2010

$

(240,000) $

3,300,000 Updated portfolio data from servicer

9/30/2010

$

471,446

3,771,446 Updated portfolio data from servicer

1/6/2011

$

(3) $

3/30/2011

$

(4) $

4/13/2011

$

(1,100,000) $

6/29/2011

$

(38) $

9/30/2009

$

(53,670,000) $

12/30/2009

$

250,450,000

$

2,671,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,671,401 reallocation
Updated portfolio data from servicer & HPDP
1,218,820,000 initial cap
Updated portfolio data from servicer & HAFA
1,469,270,000 initial cap

3/26/2010

$

124,820,000

$

1,594,090,000 Updated portfolio data from servicer

7/14/2010

$

(289,990,000) $

1,304,100,000 Updated portfolio data from servicer

9/30/2010

$

1,690,508

$

1,305,790,508 Updated portfolio data from servicer

10/15/2010

$

300,000

$

1,306,090,508 Transfer of cap due to servicing transfer

11/16/2010

$

(100,000) $

1,305,990,508 Transfer of cap due to servicing transfer

1/6/2011

$

(1,173) $

2/16/2011

$

(500,000) $

3/30/2011

$

(1,400) $

4/13/2011

$

6/29/2011

$

(12,883) $

9/15/2011

$

(1,000,000) $

1,307,575,052 Transfer of cap due to servicing transfer

10/14/2011

$

(100,000) $

1,307,475,052 Transfer of cap due to servicing transfer

11/16/2011

$

(1,100,000) $

9/30/2009

$

1,780,000

$

12/30/2009

$

2,840,000

$

3/26/2010

$

2,800,000

$

11,630,000 Updated portfolio data from servicer

7/14/2010

$

(5,730,000) $

5,900,000 Updated portfolio data from servicer

9/30/2010

$

2,658,280

8,558,280 Updated portfolio data from servicer

45,056

$

(145,056) $

3,100,000

$

$

$

81,275,921 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
81,274,539 reallocation
80,974,539 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
80,000 initial cap
Updated portfolio data from servicer & HAFA
130,000 initial cap

145,056 Updated portfolio data from servicer
- Termination of SPA
Updated portfolio data from servicer & HPDP
2,300,000 initial cap
Updated portfolio data from servicer & HAFA
3,560,000 initial cap

3,771,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,771,439 reallocation

1,305,989,335 Updated portfolio data from servicer
1,305,489,335 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,487,935 reallocation
1,308,587,935 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,308,575,052 reallocation

1,306,375,052 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
5,990,000 initial cap
Updated portfolio data from servicer & HAFA
8,830,000 initial cap

Page 12 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10439
10439
10439
7/22/2009

Mission Federal Credit Union

San Diego

CA

Purchase

Financial Instrument for Home Loan Modifications

$

860,000

N/A

1000455
1000455
1000455
1000455
1000455
1000455
7/29/2009

First Bank

St. Louis

MO

Purchase

Financial Instrument for Home Loan Modifications

$

6,460,000

N/A

10455
10455
10455
10455
10455
10455
10455
7/29/2009

Purdue Employees Federal Credit Union

West Lafayette

IN

Purchase

Financial Instrument for Home Loan Modifications

$

1,090,000

N/A

1000505
1000505
1000505
1000505
1000505
1000505
1000505
7/29/2009

Wachovia Bank, N.A.

Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

85,020,000

N/A

1000902
1000902
1000902
1000902
1000902
7/31/2009

J.P. Morgan Chase Bank, NA

Lewisville
10706
10706
10706
10706
10706

TX

Purchase

Financial Instrument for Home Loan Modifications

$

2,699,720,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/6/2011

$

(12) $

3/30/2011

$

(14) $

6/29/2011

$

(129) $

9/30/2009

$

(490,000) $

12/30/2009

$

6,750,000

3/26/2010

$

(6,340,000) $

780,000 Updated portfolio data from servicer

7/14/2010

$

(180,000) $

600,000 Updated portfolio data from servicer

9/30/2010

$

125,278

3/30/2011

$

(1) $

6/29/2011

$

(4) $

9/30/2009

$

(1,530,000) $

12/30/2009

$

680,000

$

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,273 reallocation
Updated portfolio data from servicer & HPDP
4,930,000 initial cap
Updated portfolio data from servicer & HAFA
5,610,000 initial cap

3/26/2010

$

2,460,000

$

8,070,000 Updated portfolio data from servicer

7/14/2010

$

(2,470,000) $

5,600,000 Updated portfolio data from servicer

9/30/2010

$

2,523,114

8,123,114 Updated portfolio data from servicer

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(15) $

9/30/2009

$

(60,000) $

12/30/2009

$

1,260,000

$

8,123,112 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,123,110 reallocation
Updated due to quarterly assessment and
8,123,095 reallocation
Updated portfolio data from servicer & HPDP
1,030,000 initial cap
Updated portfolio data from servicer & HAFA
2,290,000 initial cap

3/26/2010

$

2,070,000

$

4,360,000 Updated portfolio data from servicer

7/14/2010

$

(3,960,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

180,222

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

9/30/2009

$

(37,700,000) $

12/30/2009

$

26,160,000

$

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated portfolio data from servicer & HPDP
47,320,000 initial cap
Updated portfolio data from servicer & HAFA
73,480,000 initial cap

3/26/2010

$

9,820,000

$

83,300,000 Updated portfolio data from servicer

7/14/2010

$

(46,200,000) $

37,100,000 Updated portfolio data from servicer

9/30/2010

$

(28,686,775) $

8,413,225 Updated portfolio data from servicer

12/3/2010

$

(8,413,225) $

9/30/2009

$

(14,850,000) $

12/30/2009

$

1,178,180,000

$

3/26/2010

$

1,006,580,000

$

7/14/2010

$

(1,934,230,000) $

9/30/2010

$

72,400,000

$

2,935,400,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
3,007,800,000 initial RD-HAMP

9/30/2010

$

215,625,536

$

3,223,425,536 Updated portfolio data from servicer

$

$

$

$

8,558,268 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,558,254 reallocation
Updated due to quarterly assessment and
8,558,125 reallocation
Updated portfolio data from servicer & HPDP
370,000 initial cap
Updated portfolio data from servicer & HAFA
7,120,000 initial cap

- Termination of SPA
Updated portfolio data from servicer & HPDP
2,684,870,000 initial cap
Updated portfolio data from servicer & HAFA
3,863,050,000 initial cap
Updated portfolio data from servicer & 2MP initial
4,869,630,000 cap

Page 13 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
10706
7/31/2009

EMC Mortgage Corporation

Lewisville

TX

Purchase

Financial Instrument for Home Loan Modifications

$

707,380,000

N/A

1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
1001020
8/5/2009

Lake City Bank

14
Warsaw

IN

Purchase

Financial Instrument for Home Loan Modifications

$

420,000

N/A

1000840
1000840
1000840
1000840
1000840
8/5/2009

Oakland Municipal Credit Union

Oakland

CA

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/6/2011

$

(3,636) $

3/16/2011

$

(100,000) $

3/30/2011

$

(3,999) $

4/13/2011

$

(200,000) $

5/13/2011

$

6/29/2011

$

(34,606) $

3,345,817,901 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,345,783,295 reallocation

7/14/2011

$

600,000

$

3,346,383,295 Transfer of cap due to servicing transfer

8/16/2011

$

(400,000) $

3,345,983,295 Transfer of cap due to servicing transfer

9/15/2011

$

(100,000) $

3,345,883,295 Transfer of cap due to servicing transfer

10/14/2011

$

200,000

$

3,346,083,295 Transfer of cap due to servicing transfer

10/19/2011

$

519,211,309

$

3,865,294,604 Transfer of cap due to servicing transfer

11/16/2011

$

(2,800,000) $

3,862,494,604 Transfer of cap due to servicing transfer

1/13/2012

$

(100,000) $

3,862,394,604 Transfer of cap due to servicing transfer

2/16/2012

$

(100,000) $

9/30/2009

$

(10,000) $

12/30/2009

$

502,430,000

3/26/2010

$

(134,560,000) $

3,862,294,604 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
707,370,000 initial cap
Updated portfolio data from servicer & HAFA
1,209,800,000 initial cap
Updated portfolio data from servicer & 2MP initial
1,075,240,000 cap

7/14/2010

$

(392,140,000) $

7/16/2010

$

(630,000) $

9/30/2010

$

13,100,000

9/30/2010

$

(8,006,457) $

10/15/2010

$

(100,000) $

12/15/2010

$

(4,400,000) $

683,063,543 Updated portfolio data from servicer

1/6/2011

$

(802) $

683,062,741 Updated portfolio data from servicer

2/16/2011

$

(900,000) $

3/16/2011

$

(4,000,000) $

3/30/2011

$

(925) $

5/13/2011

$

(122,900,000) $

6/29/2011

$

(8,728) $

7/14/2011

$

(600,000) $

10/19/2011

$

(519,211,309) $

9/30/2009

$

12/30/2009

$

3/26/2010

$

20,000

$

270,000 Updated portfolio data from servicer

7/14/2010

$

(70,000) $

200,000 Updated portfolio data from servicer

9/30/2010

$

90,111

6/29/2011

$

9/30/2009

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated portfolio data from servicer & HPDP
430,000 initial cap

122,700,000

180,000

$

$

$

$

(350,000) $

$

(3) $
290,000

$

3,223,421,900 Updated portfolio data from servicer
3,223,321,900 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,223,317,901 reallocation
3,223,117,901 Transfer of cap due to servicing transfer

683,100,000 Updated portfolio data from servicer
682,470,000 Transfer of cap to Saxon Mortgage Services, Inc.
695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap
687,563,543 Updated portfolio data from servicer
687,463,543 Transfer of cap due to servicing transfer

682,162,741 Transfer of cap due to servicing transfer
678,162,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
678,161,816 reallocation
555,261,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
555,253,088 reallocation
554,653,088 Transfer of cap due to servicing transfer
35,441,779 Termination of SPA
Updated portfolio data from servicer & HPDP
600,000 initial cap
Updated portfolio data from servicer & HAFA
250,000 initial cap

Page 14 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1000609
1000609
1000609
1000609
1000609
1000609
1000609
1000609
1000609
8/5/2009

HomEq Servicing

12
North Highlands

CA

Purchase

Financial Instrument for Home Loan Modifications

$

674,000,000

N/A

10717
10717
10717
10717
10717
10717
10717
10717
10717
10717
8/12/2009

Litton Loan Servicing LP

Houston
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438

TX

Purchase

Financial Instrument for Home Loan Modifications

$

774,900,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

12/30/2009

$

210,000

$

Reason for Adjustment
Updated portfolio data from servicer & HAFA
640,000 initial cap

3/26/2010

$

170,000

$

810,000 Updated portfolio data from servicer

7/14/2010

$

(10,000) $

800,000 Updated portfolio data from servicer

9/30/2010

$

(74,722) $

725,278 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

4/13/2011

$

(200,000) $

6/29/2011

$

(7) $

7/22/2011

$

(515,201) $

9/30/2009

$

(121,190,000) $

12/30/2009

$

(36,290,000) $

10,068 Termination of SPA
Updated portfolio data from servicer & HPDP
552,810,000 initial cap
Updated portfolio data from servicer & HAFA
516,520,000 initial cap

3/26/2010

$

199,320,000

$

715,840,000 Updated portfolio data from servicer

7/14/2010

$

(189,040,000) $

526,800,000 Updated portfolio data from servicer

9/30/2010

$

10/15/2010

$

(170,800,000) $

12/15/2010

$

(22,200,000) $

372,426,728 Updated portfolio data from servicer

1/6/2011

$

(549) $

372,426,179 Updated portfolio data from servicer

2/16/2011

$

(900,000) $

3/30/2011

$

(653) $

6/29/2011

$

(6,168) $

9/30/2009

$

313,050,000

$

12/30/2009

$

275,370,000

$

371,526,179 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,525,526 reallocation
Updated due to quarterly assessment and
371,519,358 reallocation
Updated portfolio data from servicer & HPDP
1,087,950,000 initial cap
Updated portfolio data from servicer & HAFA
1,363,320,000 initial cap

3/26/2010

$

278,910,000

$

1,642,230,000 Updated portfolio data from servicer

7/14/2010

$

(474,730,000) $

1,167,500,000 Updated portfolio data from servicer

8/13/2010

$

(700,000) $

1,166,800,000 Transfer of cap to due to servicing transfer

9/15/2010

$

(1,000,000) $

1,165,800,000 Transfer of cap to due to servicing transfer

9/30/2010

$

(115,017,236) $

10/15/2010

$

(800,000) $

1,049,982,764 Transfer of cap due to servicing transfer

12/15/2010

$

800,000

$

1,050,782,764 Updated portfolio data from servicer

1/6/2011

$

(1,286) $

1,050,781,478 Updated portfolio data from servicer

3/16/2011

$

3/30/2011

$

(1,470) $

4/13/2011

$

(3,300,000) $

1,056,280,008 Transfer of cap due to servicing transfer

5/13/2011

$

(300,000) $

1,055,980,008 Transfer of cap due to servicing transfer

6/16/2011

$

(700,000) $

6/29/2011

$

(13,097) $

1,055,280,008 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,055,266,911 reallocation

7/14/2011

$

(200,000) $

1,055,066,911 Transfer of cap due to servicing transfer

9/15/2011

$

(2,900,000) $

1,052,166,911 Transfer of cap due to servicing transfer

38,626,728

8,800,000

$

$

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
525,276 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
525,269 reallocation

565,426,728 Updated portfolio data from servicer
394,626,728 Transfer of cap due to servicing transfer

1,050,782,764 Updated portfolio data from servicer

1,059,581,478 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,059,580,008 reallocation

Page 15 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10438
10438
10438
10438
10438
8/12/2009

PennyMac Loan Services, LLC

Calasbasa

CA

Purchase

Financial Instrument for Home Loan Modifications

$

6,210,000

N/A

1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
1000744
8/12/2009

Servis One, Inc.

Titusville
10454
10454
10454
10454
10454

PA

Purchase

Financial Instrument for Home Loan Modifications

$

29,730,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

10/14/2011

$

(300,000) $

1,051,866,911 Transfer of cap due to servicing transfer

11/16/2011

$

(500,000) $

1,051,366,911 Transfer of cap due to servicing transfer

12/15/2011

$

(2,600,000) $

1,048,766,911 Transfer of cap due to servicing transfer

1/13/2012

$

(194,800,000) $

853,966,911 Transfer of cap due to servicing transfer

2/16/2012

$

(400,000) $

9/30/2009

$

(1,200,000) $

12/30/2009

$

30,800,000

$

3/26/2010

$

23,200,000

$

6/16/2010

$

2,710,000

$

7/14/2010

$

7/16/2010

$

6,680,000

$

43,700,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
50,380,000 servicing transfer

8/13/2010

$

2,600,000

$

52,980,000 Transfer of cap to due to servicing transfer

9/15/2010

$

(100,000) $

52,880,000 Transfer of cap to due to servicing transfer

9/30/2010

$

200,000

53,080,000 Initial FHA-HAMP cap and 2MP initial cap

9/30/2010

$

(1,423,197) $

51,656,803 Updated portfolio data from servicer

11/16/2010

$

1,400,000

53,056,803 Transfer of cap due to servicing transfer

12/15/2010

$

(100,000) $

52,956,803 Updated portfolio data from servicer

1/6/2011

$

(72) $

52,956,731 Updated portfolio data from servicer

1/13/2011

$

2/16/2011

$

3/16/2011

$

3/30/2011

$

(94) $

4/13/2011

$

(100,000) $

5/13/2011

$

5,800,000

$

66,656,637 Transfer of cap due to servicing transfer

6/16/2011

$

600,000

$

6/29/2011

$

67,256,637 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
67,255,825 reallocation

7/14/2011

$

2,500,000

$

69,755,825 Transfer of cap due to servicing transfer

9/15/2011

$

2,800,000

$

72,555,825 Transfer of cap due to servicing transfer

10/14/2011

$

300,000

$

72,855,825 Transfer of cap due to servicing transfer

11/16/2011

$

900,000

$

73,755,825 Transfer of cap due to servicing transfer

12/15/2011

$

800,000

$

74,555,825 Transfer of cap due to servicing transfer

1/13/2012

$

200,000

$

9/30/2009

$

(25,510,000) $

12/30/2009

$

520,000

$

74,755,825 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
4,220,000 initial cap
Updated portfolio data from servicer & HAFA
4,740,000 initial cap

3/26/2010

$

4,330,000

$

4/19/2010

$

230,000

$

5/19/2010

$

850,000

$

7/14/2010

$

(850,000) $

(18,020,000) $

4,100,000

$

$

853,566,911 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
5,010,000 initial cap
Updated portfolio data from servicer & HAFA
35,810,000 initial cap
59,010,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
61,720,000 servicing transfer

$

57,056,731 Transfer of cap due to servicing transfer

(100,000) $

56,956,731 Transfer of cap due to servicing transfer

4,000,000

$

(812) $

60,956,731 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
60,956,637 reallocation
60,856,637 Transfer of cap due to servicing transfer

9,070,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
9,300,000 servicing transfer
10,150,000 Initial 2MP cap
9,300,000 Updated portfolio data from servicer

Page 16 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
10454
8/28/2009

OneWest Bank

Pasadena

CA

Purchase

Financial Instrument for Home Loan Modifications

$

668,440,000

N/A

10008
10008
10008
10008
10008
10008
10008
10008
8/28/2009

Stanford Federal Credit Union

Palo Alto

CA

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

1000576
1000576
1000576
1000576
1000576
8/28/2009

RoundPoint Mortgage Servicing Corporation

Charlotte
1001011

NC

Purchase

Financial Instrument for Home Loan Modifications

$

570,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

9/15/2010

$

100,000

$

9,400,000 Transfer of cap to due to servicing transfer

9/30/2010

$

100,000

$

9,500,000 Initial FHA-HAMP cap

9/30/2010

$

16,755,064

$

26,255,064 Updated portfolio data from servicer

10/15/2010

$

100,000

$

26,355,064 Transfer of cap due to servicing transfer

12/15/2010

$

100,000

$

26,455,064 Updated portfolio data from servicer

1/6/2011

$

(40) $

26,455,024 Updated portfolio data from servicer

1/13/2011

$

300,000

$

26,755,024 Transfer of cap due to servicing transfer

2/16/2011

$

100,000

$

26,855,024 Transfer of cap due to servicing transfer

3/16/2011

$

2,200,000

$

3/30/2011

$

29,055,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
29,054,972 reallocation

4/13/2011

$

1,500,000

$

30,554,972 Transfer of cap due to servicing transfer

5/13/2011

$

1,000,000

$

31,554,972 Transfer of cap due to servicing transfer

6/16/2011

$

100,000

$

6/29/2011

$

31,654,972 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,654,438 reallocation

8/16/2011

$

700,000

$

32,354,438 Transfer of cap due to servicing transfer

9/15/2011

$

(600,000) $

31,754,438 Transfer of cap due to servicing transfer

10/14/2011

$

4,000,000

$

35,754,438 Transfer of cap due to servicing transfer

11/16/2011

$

600,000

$

36,354,438 Transfer of cap due to servicing transfer

12/15/2011

$

200,000

$

36,554,438 Transfer of cap due to servicing transfer

1/13/2012

$

100,000

$

36,654,438 Transfer of cap due to servicing transfer

2/16/2012

$

1,300,000

$

37,954,438 Transfer of cap due to servicing transfer

10/2/2009

$

145,800,000

$

12/30/2009

$

1,355,930,000

$

814,240,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
2,170,170,000 initial cap

3/26/2010

$

121,180,000

$

2,291,350,000 Updated portfolio data from servicer

7/14/2010

$

(408,850,000) $

1,882,500,000 Updated portfolio data from servicer

9/30/2010

$

5,500,000

9/30/2010

$

(51,741,163) $

1/6/2011

$

(2,282) $

3/30/2011

$

(2,674) $

6/29/2011

$

(24,616) $

10/2/2009

$

70,000

$

12/30/2009

$

2,680,000

$

370,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
3,050,000 initial cap

3/26/2010

$

350,000

$

3,400,000 Updated portfolio data from servicer

7/14/2010

$

(1,900,000) $

1,500,000 Updated portfolio data from servicer

9/30/2010

$

(1,209,889) $

290,111 Updated portfolio data from servicer

3/23/2010

$

(290,111) $

10/2/2009

$

12/30/2009

$

(52) $

(534) $

130,000

$

$

(310,000) $

1,888,000,000 2MP initial cap
1,836,258,837 Updated portfolio data from servicer
1,836,256,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,836,253,881 reallocation
Updated due to quarterly assessment and
1,836,229,265 reallocation

- Termination of SPA
700,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
390,000 initial cap

Page 17 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1001011
1001011
1001011
1001011
1001011
1001011
1001011
1001011
9/2/2009

Horicon Bank

Horicon

WI

Purchase

Financial Instrument for Home Loan Modifications

$

560,000

N/A

1001018
1001018
1001018
1001018
1001018
1001018
1001018
9/2/2009 as
amended on
8/27/2010

Vantium Capital, Inc.dba Acqura Loan Services

Plano

TX

Purchase

Financial Instrument for Home Loan Modifications

$

6,000,000

N/A

10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354
10354

9/9/2009

Central Florida Educators Federal Credit Union

Lake Mary
1000890
1000890
1000890
1000890

FL

Purchase

Financial Instrument for Home Loan Modifications

$

1,250,000

N/A

10

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

3/26/2010

$

2,110,000

$

2,500,000 Updated portfolio data from servicer

7/14/2010

$

8,300,000

$

10,800,000 Updated portfolio data from servicer

9/30/2010

$

5,301,172

$

16,101,172 Updated portfolio data from servicer

1/6/2011

$

(22) $

16,101,150 Updated portfolio data from servicer

3/16/2011

$

(400,000) $

3/30/2011

$

(25) $

4/13/2011

$

-

6/29/2011

$

(232) $

10/2/2009

$

130,000

$

12/30/2009

$

1,040,000

$

3/26/2010

$

(1,680,000) $

5/12/2010

$

1,260,000

$

1,310,000 Updated portfolio data from servicer

7/14/2010

$

(1,110,000) $

200,000 Updated portfolio data from servicer

9/30/2010

$

100,000

9/30/2010

$

(9,889) $

6/29/2011

$

(3) $

10/2/2009

$

12/30/2009

$

(3,390,000) $

3/26/2010

$

410,000

$

4,330,000 Updated portfolio data from servicer

7/14/2010

$

(730,000) $

3,600,000 Updated portfolio data from servicer

9/15/2010

$

4,700,000

$

8,300,000 Transfer of cap due to servicing transfer

9/30/2010

$

117,764

$

8,417,764 Updated portfolio data from servicer

11/16/2010

$

800,000

$

9,217,764 Transfer of cap due to servicing transfer

12/15/2010

$

2,700,000

$

11,917,764 Updated portfolio data from servicer

1/6/2011

$

(17) $

11,917,747 Updated portfolio data from servicer

1/13/2011

$

700,000

$

12,617,747 Transfer of cap due to servicing transfer

2/16/2011

$

1,800,000

$

3/30/2011

$

14,417,747 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,417,728 reallocation

4/13/2011

$

6/29/2011

$

8/16/2011

$

300,000

$

15,017,539 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

15,117,539 Transfer of cap due to servicing transfer

10/14/2011

$

100,000

$

15,217,539 Transfer of cap due to servicing transfer

10/2/2009

$

280,000

$

12/30/2009

$

(750,000) $

3/26/2010

$

120,000

$

900,000 Updated portfolio data from servicer

7/14/2010

$

(300,000) $

600,000 Updated portfolio data from servicer

9/30/2010

$

270,334

870,334 Updated portfolio data from servicer

1,310,000

$

$

$

(19) $
300,000

$

(189) $

$

15,701,150 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,701,125 reallocation
15,701,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,700,893 reallocation
690,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,730,000 initial cap
50,000 Updated portfolio data from servicer

300,000 Initial RD-HAMP
290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
7,310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
3,920,000 initial cap

14,717,728 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,717,539 reallocation

1,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
780,000 initial cap

Page 18 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1000890
1000890
1000890
9/9/2009

U.S. Bank National Association

Owensboro

KY

Purchase

Financial Instrument for Home Loan Modifications

$

114,220,000

N/A

10305
10305
10305
10305
10305
10305
10305
9/9/2009

CUC Mortgage Corporation

Albany

NY

Purchase

Financial Instrument for Home Loan Modifications

$

4,350,000

N/A

1000483
1000483
1000483
1000483
1000483
1000483
1000483
9/11/2009

ORNL Federal Credit Union

Oak Ridge

TN

Purchase

Financial Instrument for Home Loan Modifications

$

2,070,000

N/A

1000467
1000467
1000467
1000467
1000467
1000467
1000467
9/11/2009

Allstate Mortgage Loans & Investments, Inc.

Ocala

FL

Purchase

Financial Instrument for Home Loan Modifications

$

250,000

N/A

1001029
1001029
1001029
1001029
1001029
9/11/2009

Metropolitan National Bank

Little Rock
1000747
1000747
1000747
1000747

AR

Purchase

Financial Instrument for Home Loan Modifications

$

280,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(5) $

10/2/2009

$

24,920,000

$

12/30/2009

$

49,410,000

$

139,140,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
188,550,000 initial cap

3/26/2010

$

41,830,000

$

230,380,000 Updated portfolio data from servicer

7/14/2010

$

(85,780,000) $

144,600,000 Updated portfolio data from servicer

9/30/2010

$

36,574,444

181,174,444 Updated portfolio data from servicer

1/6/2011

$

(160) $

3/30/2011

$

(172) $

6/29/2011

$

(1,431) $

10/2/2009

$

950,000

$

12/30/2009

$

5,700,000

$

5,300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
11,000,000 initial cap

3/26/2010

$

740,000

$

11,740,000 Updated portfolio data from servicer

7/14/2010

$

(1,440,000) $

10,300,000 Updated portfolio data from servicer

9/30/2010

$

(6,673,610) $

3,626,390 Updated portfolio data from servicer

1/6/2011

$

(5) $

3/30/2011

$

(6) $

6/29/2011

$

(52) $

10/2/2009

$

460,000

$

12/30/2009

$

2,730,000

$

3/26/2010

$

13,280,000

$

18,540,000 Updated portfolio data from servicer

7/14/2010

$

(13,540,000) $

5,000,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(10) $

3/30/2011

$

(12) $

6/29/2011

$

(115) $

10/2/2009

$

12/30/2009

$

(80,000) $

310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
230,000 initial cap

3/26/2010

$

280,000

$

510,000 Updated portfolio data from servicer

7/14/2010

$

(410,000) $

100,000 Updated portfolio data from servicer

9/30/2010

$

6/29/2011

$

10/2/2009

$

70,000

$

12/30/2009

$

620,000

$

3/26/2010

$

100,000

$

1,070,000 Updated portfolio data from servicer

7/14/2010

$

(670,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

1,817,613

60,000

45,056

$

$

$

$

(1) $

35,167

$

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,327 reallocation

181,174,284 Updated portfolio data from servicer
Updated due to quarterly assessment and
181,174,112 reallocation
Updated due to quarterly assessment and
181,172,681 reallocation

3,626,385 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,626,379 reallocation
Updated due to quarterly assessment and
3,626,327 reallocation
2,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
5,260,000 initial cap

6,817,613 Updated portfolio data from servicer
6,817,603 Updated portfolio data from servicer
Updated due to quarterly assessment and
6,817,591 reallocation
Updated due to quarterly assessment and
6,817,476 reallocation

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
970,000 initial cap

435,167 Updated portfolio data from servicer

Page 19 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1000747
1000747
9/11/2009

Franklin Credit Management Corporation

Jersey City

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

27,510,000

N/A

1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
1000955
9/16/2009

Bay Federal Credit Union

Capitola

CA

Purchase

Financial Instrument for Home Loan Modifications

$

410,000

N/A

1001037
1001037
1001037
1001037
1001037
1001037
1001037
1001037
9/23/2009

AMS Servicing, LLC

Buffalo

NY

Purchase

Financial Instrument for Home Loan Modifications

$

4,390,000

N/A

1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
1001184
9/23/2009

Schools Financial Credit Union

Sacramento
1001045
1001045
1001045

CA

Purchase

Financial Instrument for Home Loan Modifications

$

390,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/6/2011

$

(1) $

1/26/2011

$

(435,166) $

10/2/2009

$

12/30/2009

$

(19,750,000) $

3/26/2010

$

(4,780,000) $

8,990,000 Updated portfolio data from servicer

7/14/2010

$

(2,390,000) $

6,600,000 Updated portfolio data from servicer

9/30/2010

$

2,973,670

$

9,573,670 Updated portfolio data from servicer

1/6/2011

$

(3) $

9,573,667 Updated portfolio data from servicer

2/16/2011

$

(1,800,000) $

3/30/2011

$

(6) $

6/29/2011

$

(61) $

10/14/2011

$

(100,000) $

10/2/2009

$

90,000

$

12/30/2009

$

1,460,000

$

500,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,960,000 initial cap

3/26/2010

$

160,000

$

2,120,000 Updated portfolio data from servicer

7/14/2010

$

(120,000) $

2,000,000 Updated portfolio data from servicer

9/30/2010

$

(1,419,778) $

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

1/25/2012

$

(580,212) $

10/2/2009

$

960,000

12/30/2009

$

(3,090,000) $

3/26/2010

$

230,000

$

2,490,000 Updated portfolio data from servicer

7/14/2010

$

5,310,000

$

7,800,000 Updated portfolio data from servicer

9/30/2010

$

323,114

$

8,123,114 Updated portfolio data from servicer

1/6/2011

$

(12) $

8,123,102 Updated portfolio data from servicer

3/16/2011

$

3/30/2011

$

4/13/2011

$

200,000

$

8,923,086 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

$

6/29/2011

$

9,023,086 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
9,022,933 reallocation

9/15/2011

$

100,000

$

9,122,933 Transfer of cap due to servicing transfer

11/16/2011

$

100,000

$

9,222,933 Transfer of cap due to servicing transfer

10/2/2009

$

90,000

$

12/30/2009

$

940,000

$

480,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,420,000 initial cap

3/26/2010

$

(980,000) $

440,000 Updated portfolio data from servicer

7/14/2010

$

(140,000) $

300,000 Updated portfolio data from servicer

6,010,000

600,000

$

$

$

(16) $

(153) $

435,166 Updated portfolio data from servicer
- Termination of SPA
33,520,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
13,770,000 initial cap

7,773,667 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,773,661 reallocation
Updated due to quarterly assessment and
7,773,600 reallocation
7,673,600 Transfer of cap due to servicing transfer

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA
5,350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
2,260,000 initial cap

8,723,102 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,723,086 reallocation

Page 20 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1001045
1001045
1001045
1001045
9/23/2009

Glass City Federal Credit Union

Maumee

OH

Purchase

Financial Instrument for Home Loan Modifications

$

230,000

N/A

10716
10716
10716
10716
10716
9/23/2009

Central Jersey Federal Credit Union

Woodbridge

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

30,000

N/A

10149
10149
10149
10149
10149
9/23/2009

Yadkin Valley Bank

Elkin

NC

Purchase

Financial Instrument for Home Loan Modifications

$

240,000

N/A

1001000
1001000
1001000
1001000
1001000
1001000
9/25/2009

SEFCU

Albany

NY

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

1000924
1000924
1000924
1000924
1000924
10/14/2009

Great Lakes Credit Union

North Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

570,000

N/A

1001122
1001122
1001122
1001122
1001122
1001122
10/14/2009

Mortgage Clearing Corporation

Tulsa
1001180

OK

Purchase

Financial Instrument for Home Loan Modifications

$

4,860,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

1,150,556

9/30/2010

$

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(22) $

10/2/2009

$

12/30/2009

$

(10,000) $

290,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
280,000 initial cap

3/26/2010

$

130,000

$

410,000 Updated portfolio data from servicer

7/14/2010

$

(110,000) $

300,000 Updated portfolio data from servicer

9/30/2010

$

(9,889) $

6/29/2011

$

(3) $

10/2/2009

$

10,000

$

12/30/2009

$

120,000

$

40,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
160,000 initial cap

3/26/2010

$

10,000

$

170,000 Updated portfolio data from servicer

7/14/2010

$

(70,000) $

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056

145,056 Updated portfolio data from servicer

10/29/2010

$

10/2/2009

$

60,000

$

12/30/2009

$

350,000

$

3/26/2010

$

1,360,000

$

2,010,000 Updated portfolio data from servicer

7/14/2010

$

(1,810,000) $

200,000 Updated portfolio data from servicer

9/30/2010

$

235,167

435,167 Updated portfolio data from servicer

1/6/2011

$

(1) $

6/29/2011

$

(4) $

10/2/2009

$

100,000

$

12/30/2009

$

20,000

$

3/26/2010

$

(290,000) $

270,000 Updated portfolio data from servicer

7/14/2010

$

(70,000) $

200,000 Updated portfolio data from servicer

9/30/2010

$

(54,944) $

6/29/2011

$

(1) $

12/30/2009

$

3/26/2010

$

(880,000) $

720,000 Updated portfolio data from servicer

7/14/2010

$

(320,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

180,222

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

12/30/2009

$

(2,900,000) $

3/26/2010

$

(1,600,000) $

60,000

$

Reason for Adjustment

$

$

(145,056) $

1,030,000

$

$

$

1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,530 reallocation

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation

- Termination of SPA
300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
650,000 initial cap

435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,162 reallocation
540,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
560,000 initial cap

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated portfolio data from servicer & HAFA
1,600,000 initial cap

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated portfolio data from servicer & HAFA
1,960,000 initial cap
360,000 Updated portfolio data from servicer

Page 21 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1001180
1001180
1001180
10/21/2009

United Bank Mortgage Corporation

Grand Rapids

MI

Purchase

Financial Instrument for Home Loan Modifications

$

410,000

N/A

1000073
1000073
1000073
1000073
1000073
1000073
10/23/2009

Bank United

Miami Lakes

FL

Purchase

Financial Instrument for Home Loan Modifications

$

93,660,000

N/A

10048
10048
10048
10048
10048
10048
10048
10/23/2009

IC Federal Credit Union

Fitchburg

MA

Purchase

Financial Instrument for Home Loan Modifications

$

760,000

N/A

1000740
1000740
1000740
1000740
1000740
1000740
1000740
10/28/2009

Harleysville National Bank & Trust Company

Harleysville

PA

Purchase

Financial Instrument for Home Loan Modifications

$

1,070,000

N/A

10/28/2009

Members Mortgage Company, Inc

Woburn

MA

Purchase

Financial Instrument for Home Loan Modifications

$

510,000

N/A

10/30/2009

DuPage Credit Union

Naperville

IL

Purchase

Financial Instrument for Home Loan Modifications

$

70,000

N/A

1000585
1000585
1000585
1000585
11/6/2009

Los Alamos National Bank

Los Alamos
1000676
1000676
1000676
1000676

NM

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

(260,000) $

Reason for Adjustment

7/14/2010

$

9/30/2010

$

3/9/2011

$

1/22/2010

$

20,000

$

430,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

400,000

$

830,000 Updated portfolio data from servicer

7/14/2010

$

(430,000) $

400,000 Updated portfolio data from servicer

9/30/2010

$

180,222

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(5) $

1/22/2010

$

4,370,000

$

3/26/2010

$

23,880,000

$

121,910,000 Updated portfolio data from servicer

7/14/2010

$

(16,610,000) $

105,300,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

45,056

$

(145,056) $

1,751,033

$

100,000 Updated portfolio data from servicer
145,056 Updated portfolio data from servicer
- Termination of SPA

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,215 reallocation
98,030,000 Updated HPDP cap & HAFA initial cap

$

107,051,033 Updated portfolio data from servicer

$

(77) $

107,050,956 Updated portfolio data from servicer

3/16/2011

$

(9,900,000) $

3/30/2011

$

(88) $

6/29/2011

$

(773) $

1/22/2010

$

3/26/2010

$

5/12/2010

$

7/14/2010

40,000

$

(760,000) $
2,630,000

97,150,956 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
97,150,868 reallocation
Updated due to quarterly assessment and
97,150,095 reallocation
800,000 Updated HPDP cap & HAFA initial cap
40,000 Updated portfolio data from servicer

$

2,670,000 Updated portfolio data from servicer

$

(770,000) $

1,900,000 Updated portfolio data from servicer

9/30/2010

$

565,945

2,465,945 Updated portfolio data from servicer

1/6/2011

$

(4) $

3/30/2011

$

(4) $

6/29/2011

$

(40) $

4/21/2010

$

(1,070,000) $

- Termination of SPA

4/21/2010

$

(510,000) $

- Termination of SPA

1/22/2010

$

10,000

$

80,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

10,000

$

90,000 Updated portfolio data from servicer

7/14/2010

$

10,000

$

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056

$

6/29/2011

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

1/22/2010

$

40,000

$

740,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

50,000

$

790,000 Updated portfolio data from servicer

7/14/2010

$

1,310,000

$

2,100,000 Updated portfolio data from servicer

9/30/2010

$

75,834

$

2,175,834 Updated portfolio data from servicer

1/6/2011

$

(3) $

2,175,831 Updated portfolio data from servicer

$

(1) $

2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation

Page 22 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1000676
1000676
11/18/2009

Quantum Servicing Corporation

Tampa

FL

Purchase

Financial Instrument for Home Loan Modifications

$

18,960,000

N/A

1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
1001271
11/18/2009

Hillsdale County National Bank

Hillsdale

MI

Purchase

Financial Instrument for Home Loan Modifications

$

1,670,000

N/A

1000443
1000443
1000443
1000443
1000443
1000443
11/18/2009

QLending, Inc.

Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

20,000

N/A

1001304
1001304
1001304
1001304
11/25/2009

Marix Servicing, LLC

Phoenix
10412
10412
10412
10412
10412
10412
10412

AZ

Purchase

Financial Instrument for Home Loan Modifications

$

20,360,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment
Updated due to quarterly assessment and
2,175,827 reallocation
Updated due to quarterly assessment and
2,175,792 reallocation

3/30/2011

$

(4) $

6/29/2011

$

(35) $

1/22/2010

$

890,000

$

19,850,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

3,840,000

$

23,690,000 Updated portfolio data from servicer

7/14/2010

$

(2,890,000) $

20,800,000 Updated portfolio data from servicer

9/30/2010

$

9,661,676

$

30,461,676 Updated portfolio data from servicer

1/6/2011

$

(46) $

30,461,630 Updated portfolio data from servicer

1/13/2011

$

1,600,000

$

32,061,630 Transfer of cap due to servicing transfer

2/16/2011

$

1,400,000

$

3/30/2011

$

33,461,630 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
33,461,572 reallocation

4/13/2011

$

100,000

$

33,561,572 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

$

33,661,572 Transfer of cap due to servicing transfer

6/16/2011

$

800,000

$

6/29/2011

$

34,461,572 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,461,013 reallocation

7/14/2011

$

300,000

$

34,761,013 Transfer of cap due to servicing transfer

8/16/2011

$

200,000

$

34,961,013 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

35,061,013 Transfer of cap due to servicing transfer

1/13/2012

$

100,000

$

35,161,013 Transfer of cap due to servicing transfer

1/22/2010

$

80,000

$

1,750,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

330,000

$

2,080,000 Updated portfolio data from servicer

7/14/2010

$

(1,080,000) $

1,000,000 Updated portfolio data from servicer

9/30/2010

$

160,445

1,160,445 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(2) $

6/29/2011

$

(16) $

1/22/2010

$

- $

3/26/2010

$

(10,000) $

7/14/2010

$

90,000

$

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056

$

6/29/2011

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

1/22/2010

$

950,000

3/26/2010

$

(17,880,000) $

6/16/2010

$

1,030,000

7/14/2010

$

(1,160,000) $

8/13/2010

$

800,000

$

4,100,000 Transfer of cap due to servicing transfer

9/30/2010

$

200,000

$

4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

9/30/2010

$

1,357,168

$

5,657,168 Updated portfolio data from servicer

1/6/2011

$

(1) $

5,657,167 Updated portfolio data from servicer

(58) $

(559) $

$

(1) $
$

$

1,160,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,442 reallocation
Updated due to quarterly assessment and
1,160,426 reallocation
20,000 Updated HPDP cap & HAFA initial cap
10,000 Updated portfolio data from servicer

21,310,000 Updated HPDP cap & HAFA initial cap
3,430,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
4,460,000 servicing transfer
3,300,000 Updated portfolio data from servicer

Page 23 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

10412
10412
10412
10412
10412
10412
10412
10412
10412
10412
11/25/2009

Home Financing Center, Inc

Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

230,000

N/A

11/25/2009

First Keystone Bank

Media

PA

Purchase

Financial Instrument for Home Loan Modifications

$

1,280,000

N/A

10519
10519
10519
10519
10519
10519
10519
10519
12/4/2009

Community Bank & Trust Company

12
Clarks Summit

PA

Purchase

Financial Instrument for Home Loan Modifications

$

380,000

N/A

1000978
1000978
1000978
1000978
12/4/2009

Idaho Housing and Finance Association

Boise

ID

Purchase

Financial Instrument for Home Loan Modifications

$

9,430,000

N/A

10223
10223
10223
10223
10223
12/9/2009

Spirit of Alaska Federal Credit Union

Fairbanks
1000475
1000475
1000475
1000475
1000475
1000475

AK

Purchase

Financial Instrument for Home Loan Modifications

$

360,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

5,700,000

$

Reason for Adjustment

3/16/2011

$

3/30/2011

$

4/13/2011

$

7,300,000

$

18,657,161 Transfer of cap due to servicing transfer

5/13/2011

$

300,000

$

18,957,161 Transfer of cap due to servicing transfer

6/16/2011

$

900,000

$

6/29/2011

$

19,857,161 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,857,007 reallocation

7/14/2011

$

100,000

$

19,957,007 Transfer of cap due to servicing transfer

8/16/2011

$

300,000

$

20,257,007 Transfer of cap due to servicing transfer

1/13/2012

$

(1,500,000) $

18,757,007 Transfer of cap due to servicing transfer

2/16/2012

$

(2,100,000) $

16,657,007 Transfer of cap due to servicing transfer

4/21/2010

$

(230,000) $

1/22/2010

$

50,000

$

1,330,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

1,020,000

$

2,350,000 Updated portfolio data from servicer

7/14/2010

$

(950,000) $

1,400,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/16/2011

$

(100,000) $

6/29/2011

$

(21) $

7/22/2011

$

(1,335,614) $

1/22/2010

$

10,000

$

390,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

520,000

$

910,000 Updated portfolio data from servicer

7/14/2010

$

(810,000) $

100,000 Updated portfolio data from servicer

9/30/2010

$

6/29/2011

$

1/22/2010

$

440,000

$

3/26/2010

$

14,480,000

$

24,350,000 Updated portfolio data from servicer

5/26/2010

$

(24,200,000) $

150,000 Updated portfolio data from servicer

7/14/2010

$

150,000

300,000 Updated portfolio data from servicer

9/30/2010

$

(9,889) $

6/29/2011

$

(3) $

1/22/2010

$

10,000

$

3/26/2010

$

850,000

$

1,220,000 Updated portfolio data from servicer

7/14/2010

$

(120,000) $

1,100,000 Updated portfolio data from servicer

9/30/2010

$

100,000

$

1,200,000 Initial FHA-HAMP cap

9/30/2010

$

105,500

$

1,305,500 Updated portfolio data from servicer

1/6/2011

$

(2) $

1,305,498 Updated portfolio data from servicer

2/17/2011

$

(1,305,498) $

(6) $

(154) $

50,556

45,056

$

$

(1) $

$

11,357,167 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,357,161 reallocation

- Termination of SPA

1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
1,350,552 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,350,531 reallocation
14,917 Termination of SPA

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
9,870,000 Updated HPDP cap & HAFA initial cap

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
370,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA

Page 24 of 39

Servicer Modifying Borrowers' Loans
Date
12/9/2009

Name of Institution

City

American Eagle Federal Credit Union

East Hartford

Transaction
State
Type
CT

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
$

1,590,000

N/A

1001228
1001228
1001228
1001228
1001228
1001228
1001228
12/9/2009

Silver State Schools Credit Union

Las Vegas

NV

Purchase

Financial Instrument for Home Loan Modifications

$

1,880,000

N/A

1001075
1001075
1001075
1001075
1001075
1001075
12/9/2009

Fidelity Homestead Savings Bank

New Orleans

LA

Purchase

Financial Instrument for Home Loan Modifications

$

2,940,000

N/A

1001269
1001269
1001269
1001269
1001269
1001269
12/9/2009

Bay Gulf Credit Union

Tampa

FL

Purchase

Financial Instrument for Home Loan Modifications

$

230,000

N/A

10141
10141
10141
10141
12/9/2009

The Golden 1 Credit Union

Sacramento

CA

Purchase

Financial Instrument for Home Loan Modifications

$

6,160,000

N/A

1001226
1001226
1001226
1001226
1001226
1001226
12/9/2009

Sterling Savings Bank

Spokane
1000638
1000638
1000638

WA

Purchase

Financial Instrument for Home Loan Modifications

$

2,250,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

70,000

1/22/2010

$

3/26/2010

$

(290,000) $

1,370,000 Updated portfolio data from servicer

7/14/2010

$

(570,000) $

800,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(13) $

1/25/2012

$

(870,319) $

1/22/2010

$

90,000

$

1,970,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

1,110,000

$

3,080,000 Updated portfolio data from servicer

7/14/2010

$

(1,180,000) $

1,900,000 Updated portfolio data from servicer

9/30/2010

$

275,834

2,175,834 Updated portfolio data from servicer

1/6/2011

$

(2) $

3/30/2011

$

(3) $

6/29/2011

$

(26) $

1/22/2010

$

140,000

$

3,080,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

6,300,000

$

9,380,000 Updated portfolio data from servicer

7/14/2010

$

(1,980,000) $

7,400,000 Updated portfolio data from servicer

9/30/2010

$

(6,384,611) $

1,015,389 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(2) $

6/29/2011

$

(16) $

1/22/2010

$

10,000

$

240,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

440,000

$

680,000 Updated portfolio data from servicer

7/14/2010

$

(80,000) $

600,000 Updated portfolio data from servicer

9/30/2010

$

(19,778) $

580,222 Updated portfolio data from servicer

10/15/2010

$

(580,222) $

1/22/2010

$

290,000

$

6,450,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

40,000

$

6,490,000 Updated portfolio data from servicer

7/14/2010

$

(2,890,000) $

3,600,000 Updated portfolio data from servicer

9/30/2010

$

606,612

4,206,612 Updated portfolio data from servicer

1/6/2011

$

(4) $

3/30/2011

$

(4) $

6/29/2011

$

(35) $

1/22/2010

$

3/26/2010

$

(740,000) $

1,610,000 Updated portfolio data from servicer

7/14/2010

$

(710,000) $

900,000 Updated portfolio data from servicer

9/30/2010

$

550,556

70,334

100,000

$

Reason for Adjustment

$

$

$

$

$

1,660,000 Updated HPDP cap & HAFA initial cap

870,334 Updated portfolio data from servicer
870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
- Termination of SPA

2,175,832 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,829 reallocation
Updated due to quarterly assessment and
2,175,803 reallocation

1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,386 reallocation
Updated due to quarterly assessment and
1,015,370 reallocation

- Termination of SPA

4,206,608 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,206,604 reallocation
Updated due to quarterly assessment and
4,206,569 reallocation
2,350,000 Updated HPDP cap & HAFA initial cap

1,450,556 Updated portfolio data from servicer

Page 25 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1000638
1000638
1000638
12/11/2009

HomeStar Bank & Financial Services

Manteno

IL

Purchase

Financial Instrument for Home Loan Modifications

$

310,000

N/A

10125
10125
10125
10125
10125
10125
12/11/2009

Glenview State Bank

Glenview

IL

Purchase

Financial Instrument for Home Loan Modifications

$

370,000

N/A

1000558
1000558
12/11/2009

Verity Credit Union

Seattle

WA

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

10139
10139
10139
10139
10139
12/11/2009

Hartford Savings Bank

Hartford

WI

Purchase

Financial Instrument for Home Loan Modifications

$

630,000

N/A

1000753
1000753
1000753
1000753
1000753
1000753
12/11/2009

The Bryn Mawr Trust Co.

Bryn Mawr

PA

Purchase

Financial Instrument for Home Loan Modifications

$

150,000

N/A

1000631
12/16/2009

Citizens 1st National Bank

9
Spring Valley

IL

Purchase

Financial Instrument for Home Loan Modifications

$

620,000

N/A

1000438
1000438
1000438
1000438
1000438
1000438
12/16/2009

Golden Plains Credit Union

Garden City
1001397
1001397

KS

Purchase

Financial Instrument for Home Loan Modifications

$

170,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(11) $

1/22/2010

$

20,000

$

3/26/2010

$

820,000

$

1,150,000 Updated portfolio data from servicer

7/14/2010

$

(350,000) $

800,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(13) $

1/22/2010

$

20,000

$

3/26/2010

$

1,250,000

$

5/26/2010

$

(1,640,000) $

1/22/2010

$

30,000

$

3/26/2010

$

400,000

$

1,030,000 Updated portfolio data from servicer

7/14/2010

$

(330,000) $

700,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

70,334

25,278

$

1,450,555 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,543 reallocation
330,000 Updated HPDP cap & HAFA initial cap

870,334 Updated portfolio data from servicer
870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
390,000 Updated HPDP cap & HAFA initial cap
1,640,000 Updated portfolio data from servicer
- Termination of SPA
630,000 Updated HPDP cap & HAFA initial cap

$

725,278 Updated portfolio data from servicer

$

(1) $

725,277 Updated portfolio data from servicer

2/17/2011

$

(725,277) $

1/22/2010

$

30,000

$

3/26/2010

$

800,000

$

1,460,000 Updated portfolio data from servicer

7/14/2010

$

(360,000) $

1,100,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(18) $

4/21/2010

$

(150,000) $

6/16/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

1/22/2010

$

30,000

$

650,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

7/14/2010

$

1,430,000

$

1,500,000 Updated portfolio data from servicer

9/30/2010

$

95,612

$

1,595,612 Updated portfolio data from servicer

1/6/2011

$

(2) $

3/30/2011

$

(3) $

6/29/2011

$

(24) $

1/22/2010

$

10,000

$

180,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

30,000

$

210,000 Updated portfolio data from servicer

7/14/2010

$

(10,000) $

200,000 Updated portfolio data from servicer

60,445

$

(580,000) $

- Termination of SPA
660,000 Updated HPDP cap & HAFA initial cap

1,160,445 Updated portfolio data from servicer
1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
- Termination of SPA

70,000 Updated portfolio data from servicer

1,595,610 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,595,607 reallocation
Updated due to quarterly assessment and
1,595,583 reallocation

Page 26 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1001397
1001397
12/16/2009

First Federal Savings and Loan Association of Lakewood

Lakewood

OH

Purchase

Financial Instrument for Home Loan Modifications

$

3,460,000

N/A

1000828
12/16/2009

Sound Community Bank

Seattle

WA

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

10524
10524
10524
12/16/2009

Horizon Bank, NA

Michigan City

IN

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1000825
1000825
1000825
1000825
1000825
1000825
12/16/2009

Park View Federal Savings Bank

Solon

OH

Purchase

Financial Instrument for Home Loan Modifications

$

760,000

N/A

10025
10025
10025
10025
10025
10025
12/23/2009

Iberiabank

Sarasota

FL

Purchase

Financial Instrument for Home Loan Modifications

$

4,230,000

N/A

1001411
1001411
1001411
1001411
1001411
1001411
1001411
12/23/2009

Grafton Suburban Credit Union

12
North Grafton

1001192
1001192
1001192
1001192
1001192
1001192
1001192

MA

Purchase

Financial Instrument for Home Loan Modifications

$

340,000

N/A

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

90,111

$

Reason for Adjustment

9/30/2010

$

2/17/2011

$

1/22/2010

$

160,000

4/21/2010

$

(3,620,000) $

1/22/2010

$

20,000

$

3/26/2010

$

1,430,000

$

1,890,000 Updated portfolio data from servicer

7/14/2010

$

(390,000) $

1,500,000 Updated portfolio data from servicer

9/8/2010

$

(1,500,000) $

1/22/2010

$

30,000

$

3/26/2010

$

1,740,000

$

2,470,000 Updated portfolio data from servicer

7/14/2010

$

(1,870,000) $

600,000 Updated portfolio data from servicer

9/30/2010

$

850,556

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(23) $

1/22/2010

$

40,000

$

800,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

140,000

$

940,000 Updated portfolio data from servicer

7/14/2010

$

(140,000) $

800,000 Updated portfolio data from servicer

9/30/2010

$

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(12) $

1/22/2010

$

200,000

3/26/2010

$

(1,470,000) $

2,960,000 Updated portfolio data from servicer

7/14/2010

$

(1,560,000) $

1,400,000 Updated portfolio data from servicer

9/30/2010

$

5,852,780

7,252,780 Updated portfolio data from servicer

1/6/2011

$

(11) $

3/30/2011

$

(13) $

4/13/2011

$

(300,000) $

6/3/2011

$

(6,927,254) $

1/22/2010

$

20,000

3/26/2010

$

(320,000) $

7/14/2010

$

760,000

$

800,000 Updated portfolio data from servicer

9/30/2010

$

(74,722) $

725,278 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(11) $

1/25/2012

$

(725,265) $

(290,111) $

70,334

$

$

$

$

$

$

290,111 Updated portfolio data from servicer
- Termination of SPA
3,620,000 Updated HPDP cap & HAFA initial cap
- Termination of SPA
460,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
730,000 Updated HPDP cap & HAFA initial cap

1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation

870,334 Updated portfolio data from servicer
870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
4,430,000 Updated HPDP cap & HAFA initial cap

7,252,769 Updated portfolio data from servicer
Updated due to quarterly assessment and
7,252,756 reallocation
6,952,756 Transfer of cap due to servicing transfer
25,502 Termination of SPA
360,000 Updated HPDP cap & HAFA initial cap
40,000 Updated portfolio data from servicer

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
- Termination of SPA

Page 27 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date
12/23/2009

City

Eaton National Bank & Trust Company

Eaton

Transaction
State
Type
OH

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
$

60,000

N/A

1001078
1001078
1001078
1001078
12/23/2009

Tempe Schools Credit Union

Tempe

AZ

Purchase

Financial Instrument for Home Loan Modifications

$

110,000

N/A

1000703
1000703
1000703
1000703
1/13/2010

Fresno County Federal Credit Union

Fresno

CA

Purchase

Financial Instrument for Home Loan Modifications

$

260,000

N/A

10507
10507
10507
10507
10507
1/13/2010

Roebling Bank

Roebling

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

240,000

N/A

1001235
1001235
1001235
1001235
1/13/2010

First National Bank of Grant Park

Grant Park

IL

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

N/A

1000901
1000901
1000901
1/13/2010

Specialized Loan Servicing, LLC

Highlands Ranch
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635

CO

Purchase

Financial Instrument for Home Loan Modifications

$

64,150,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap
- $

Reason for Adjustment

1/22/2010

$

3/26/2010

$

90,000

$

150,000 Updated portfolio data from servicer

7/14/2010

$

50,000

$

200,000 Updated portfolio data from servicer

9/30/2010

$

(54,944) $

145,056 Updated portfolio data from servicer

5/20/2011

$

(145,056) $

1/22/2010

$

- $

3/26/2010

$

(20,000) $

7/14/2010

$

10,000

$

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056

$

145,056 Updated portfolio data from servicer

12/8/2010

$

(145,056) $

3/26/2010

$

480,000

$

740,000 Updated portfolio data from servicer

7/14/2010

$

(140,000) $

600,000 Updated portfolio data from servicer

9/30/2010

$

(19,778) $

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

3/26/2010

$

610,000

$

850,000 Updated portfolio data from servicer

7/14/2010

$

50,000

$

900,000 Updated portfolio data from servicer

9/30/2010

$

(29,666) $

870,334 Updated portfolio data from servicer

1/6/2011

$

(1) $

870,333 Updated portfolio data from servicer

3/23/2011

$

(870,333) $

3/26/2010

$

150,000

$

290,000 Updated portfolio data from servicer

7/14/2010

$

10,000

$

300,000 Updated portfolio data from servicer

9/30/2010

$

(9,889) $

290,111 Updated portfolio data from servicer

1/26/2011

$

(290,111) $

3/26/2010

$

(51,240,000) $

5/14/2010

$

3,000,000

$

6/16/2010

$

4,860,000

$

7/14/2010

$

3,630,000

$

7/16/2010

$

330,000

$

24,400,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
24,730,000 servicing transfer

8/13/2010

$

700,000

$

25,430,000 Transfer of cap due to servicing transfer

9/15/2010

$

200,000

$

25,630,000 Transfer of cap due to servicing transfer

9/30/2010

$

(1,695,826) $

11/16/2010

$

200,000

1/6/2011

$

1/13/2011

$

1,500,000

$

25,634,142 Transfer of cap due to servicing transfer

3/16/2011

$

7,100,000

$

3/30/2011

$

32,734,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,734,106 reallocation

$

(32) $

(36) $

60,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
110,000 Updated HPDP cap & HAFA initial cap
90,000 Updated portfolio data from servicer

- Termination of SPA

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation

- Termination of SPA

- Termination of SPA
12,910,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
15,910,000 servicing transfer
Transfer of cap from CitiMortgage, Inc. due to
20,770,000 servicing transfer

23,934,174 Updated portfolio data from servicer
24,134,174 Transfer of cap due to servicing transfer
24,134,142 Updated portfolio data from servicer

Page 28 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City
1000635

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

Adjustment
Date
4/13/2011

Cap Adjustment Amount
$

1,000,000

Adjusted Cap
$

Reason for Adjustment

33,734,106 Transfer of cap due to servicing transfer

Page 29 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1/13/2010

Greater Nevada Mortgage Services

Carson City

NV

Purchase

Financial Instrument for Home Loan Modifications

$

770,000

N/A

10517
10517
10517
10517
10517
1/15/2010

Digital Federal Credit Union

Marlborough

MA

Purchase

Financial Instrument for Home Loan Modifications

$

3,050,000

N/A

10416
1/29/2010

iServe Residential Lending, LLC

San Diego

CA

Purchase

Financial Instrument for Home Loan Modifications

$

960,000

N/A

1001415
1001415
1001415
1001415
1001415
1001415
1001415
1/29/2010

United Bank

Griffin

GA

Purchase

Financial Instrument for Home Loan Modifications

$

540,000

N/A

1000893
1000893
1000893
1000893
3/3/2010

Urban Trust Bank

Lake Mary

FL

Purchase

Financial Instrument for Home Loan Modifications

$

1,060,000

N/A

1001435
3/5/2010

iServe Servicing, Inc.

Irving
1001384
1001384
1001384
1001384
1001384

TX

Purchase

Financial Instrument for Home Loan Modifications

$

28,040,000

N/A

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

5/13/2011

$

100,000

$

33,834,106 Transfer of cap due to servicing transfer

6/16/2011

$

300,000

$

6/29/2011

$

34,134,106 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,133,774 reallocation

8/16/2011

$

100,000

$

34,233,774 Transfer of cap due to servicing transfer

9/15/2011

$

300,000

$

34,533,774 Transfer of cap due to servicing transfer

10/14/2011

$

300,000

$

34,833,774 Transfer of cap due to servicing transfer

12/15/2011

$

(1,700,000) $

33,133,774 Transfer of cap due to servicing transfer

1/13/2012

$

1,600,000

$

34,733,774 Transfer of cap due to servicing transfer

2/16/2012

$

100,000

$

34,833,774 Transfer of cap due to servicing transfer

3/26/2010

$

8,680,000

$

9,450,000 Updated portfolio data from servicer

7/14/2010

$

(8,750,000) $

700,000 Updated portfolio data from servicer

9/30/2010

$

170,334

870,334 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

3/26/2010

$

12,190,000

5/14/2010

$

(15,240,000) $

3/26/2010

$

(730,000) $

230,000 Updated portfolio data from servicer

7/14/2010

$

370,000

$

600,000 Updated portfolio data from servicer

9/30/2010

$

200,000

$

800,000 Initial FHA-HAMP cap and initial 2MP cap

9/30/2010

$

(364,833) $

435,167 Updated portfolio data from servicer

11/16/2010

$

100,000

535,167 Transfer of cap due to servicing transfer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(7) $

3/26/2010

$

160,000

$

700,000 Updated portfolio data from servicer

9/30/2010

$

25,278

$

725,278 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(11) $

7/14/2010

$

4,440,000

9/24/2010

$

(5,500,000) $

5/26/2010

$

120,000

7/14/2010

$

(12,660,000) $

9/30/2010

$

100,000

9/30/2010

$

(3,125,218) $

11/16/2010

$

800,000

1/6/2011

$

(332) $

$

$

$

$

$

$

$

(20) $

870,333 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,324 reallocation
15,240,000 Updated portfolio data from servicer
- Termination of SPA

535,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
535,165 reallocation
Updated due to quarterly assessment and
535,158 reallocation

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
5,500,000 Updated portfolio data from servicer
- Termination of SPA
28,160,000 Initial 2MP cap
15,500,000 Updated portfolio data from servicer
15,600,000 Initial FHA-HAMP cap
12,474,782 Updated portfolio data from servicer
13,274,782 Transfer of cap due to servicing transfer
13,274,762 Updated portfolio data from servicer

Page 30 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City
1001384

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

Adjustment
Date
3/30/2011

Cap Adjustment Amount
$

(24) $

Adjusted Cap

Reason for Adjustment
Updated due to quarterly assessment and
13,274,738 reallocation

Page 31 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1001384
3/10/2010

Navy Federal Credit Union

Vienna

VA

Purchase

Financial Instrument for Home Loan Modifications

$

60,780,000

N/A

1000494
1000494
1000494
1000494
3/10/2010

Vist Financial Corp

Wyomissing

PA

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

1000468
1000468
1000468
1000468
4/14/2010

Midwest Bank and Trust Co.

Elmwood Park

IL

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

1001521
1001521
1001521
1001521
1001521
4/14/2010

Wealthbridge Mortgage Corp

Beaverton

OR

Purchase

Financial Instrument for Home Loan Modifications

$

6,550,000

N/A

1000657
1000657
1000657
1000657
1000657
1000657
5/21/2010

Aurora Financial Group, Inc.

Marlton

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

10,000

N/A

4, 8

10425
10425
6/16/2010

Selene Finance LP

Houston
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460
1001460

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment
Updated due to quarterly assessment and
13,274,517 reallocation

6/29/2011

$

(221) $

7/14/2010

$

(44,880,000) $

9/30/2010

$

1/6/2011

$

(23) $

3/30/2011

$

(26) $

6/29/2011

$

(238) $

7/14/2010

$

400,000

$

700,000 Updated portfolio data from servicer

9/30/2010

$

25,278

$

725,278 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(11) $

7/14/2010

$

300,000

$

600,000 Updated portfolio data from servicer

9/30/2010

$

(19,778) $

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

7/14/2011

$

(580,212) $

7/14/2010

$

(150,000) $

9/15/2010

$

1,600,000

9/30/2010

$

(4,352,173) $

1/6/2011

$

(5) $

3/30/2011

$

(6) $

4/13/2011

$

(3,000,000) $

6/29/2011

$

(9) $

5/26/2010

$

30,000

$

9/30/2010

$

250,111

$

6/29/2011

$

59,889

$

6/16/2010

$

3,680,000

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
350,000 reallocation
Transfer of cap from CitiMortgage, Inc. due to
3,680,000 servicing transfer

8/13/2010

$

3,300,000

$

6,980,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,043,831

$

10,023,831 Updated portfolio data from servicer

10/15/2010

$

1,400,000

$

11,423,831 Transfer of cap due to servicing transfer

1/6/2011

$

3/16/2011

$

3/30/2011

$

4/13/2011

$

6/16/2011

$

(200,000) $

6/29/2011

$

(273) $

10/14/2011

$

1,071,505

$

$

(17) $
2,100,000

$

(24) $
2,900,000

100,000

$

$

15,900,000 Updated portfolio data from servicer
16,971,505 Updated portfolio data from servicer
16,971,482 Updated portfolio data from servicer
Updated due to quarterly assessment and
16,971,456 reallocation
Updated due to quarterly assessment and
16,971,218 reallocation

725,277 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
- Termination of SPA
6,400,000 Updated portfolio data from servicer
8,000,000 Transfer of cap due to servicing transfer
3,647,827 Updated portfolio data from servicer
3,647,822 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,647,816 reallocation
647,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
647,807 reallocation
40,000 Updated FHA-HAMP cap

11,423,814 Updated portfolio data from servicer
13,523,814 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,523,790 reallocation
16,423,790 Transfer of cap due to servicing transfer
16,223,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,223,517 reallocation
16,323,517 Transfer of cap due to servicing transfer

Page 32 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1001460
8/4/2010

Suburban Mortgage Company of New Mexico

Albuquerque

NM

Purchase

Financial Instrument for Home Loan Modifications

$

880,000

N/A

1000602
1000602
1000602
8/20/2010

Bramble Savings Bank

Cincinanati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1001708
1001708
1001708
1001708
8/25/2010

Pathfinder Bank

Oswego

NY

Purchase

Financial Instrument for Home Loan Modifications

$

1,300,000

N/A

1001240
1001240
1001240
8/27/2010

First Financial Bank, N.A.

Terre Haute

ID

Purchase

Financial Instrument for Home Loan Modifications

$

4,300,000

N/A

1000951
1000951
1000951
9/1/2010

RBC Bank (USA)

Raleigh

NC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001421
1001421
1001421
9/3/2010

Fay Servicing, LLC

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

3,100,000

N/A

1001727
1001727
1001727
1001727
1001727
1001727
1001727
1001727
9/15/2010

Vericrest Financial, Inc.

Oklahoma City
1001557
1001557
1001557
1001557
1001557
1001557

OK

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

11/16/2011

$

1,100,000

$

9/30/2010

$

1,585,945

$

1/6/2011

$

(4) $

3/30/2011

$

(4) $

6/29/2011

$

(40) $

9/30/2010

$

1/6/2011

$

(2) $

3/30/2011

$

(3) $

6/29/2011

$

(28) $

8/10/2011

$

(1,740,634) $

9/30/2010

$

2,181,334

1/6/2011

$

(5) $

3/30/2011

$

(6) $

6/29/2011

$

(58) $

9/30/2010

$

1/6/2011

$

(17) $

3/30/2011

$

(20) $

6/29/2011

$

(192) $

9/30/2010

$

45,056

$

145,056 Updated portfolio data from servicer

1/6/2011

$

34,944

$

3/30/2011

$

40,000

$

6/29/2011

$

50,000

$

180,000 Updated portfolio data from servicer
Updated due to quarterly assessment and
220,000 reallocation
Updated due to quarterly assessment and
270,000 reallocation

9/30/2010

$

5,168,169

$

1/6/2011

$

(12) $

3/30/2011

$

(15) $

4/13/2011

$

6/29/2011

$

9/15/2011

$

700,000

$

9,367,999 Transfer of cap due to servicing transfer

10/14/2011

$

100,000

$

9,467,999 Transfer of cap due to servicing transfer

11/16/2011

$

200,000

$

9,667,999 Transfer of cap due to servicing transfer

12/15/2011

$

1,700,000

$

11,367,999 Transfer of cap due to servicing transfer

9/15/2010

$

1,000,000

$

1,000,000 Transfer of cap due to servicing transfer

9/30/2010

$

450,556

$

1,450,556 Updated portfolio data from servicer

1/6/2011

$

(2) $

1,450,554 Updated portfolio data from servicer

2/16/2011

$

3,000,000

$

4,450,554 Transfer of cap due to servicing transfer

3/16/2011

$

10,200,000

$

3/30/2011

$

(24) $

6/29/2011

$

(227) $

14,650,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,650,530 reallocation
Updated due to quarterly assessment and
14,650,303 reallocation

1,040,667

7,014,337

400,000

$

$

$

$

(143) $

17,423,517 Transfer of cap due to servicing transfer
2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
1,740,667 Updated portfolio data from servicer
1,740,665 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,740,662 reallocation
Updated due to quarterly assessment and
1,740,634 reallocation
- Termination of SPA
3,481,334 Updated portfolio data from servicer
3,481,329 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,481,323 reallocation
Updated due to quarterly assessment and
3,481,265 reallocation
11,314,337 Updated portfolio data from servicer
11,314,320 Updated portfolio data from servicer
Updated due to quarterly assessment and
11,314,300 reallocation
Updated due to quarterly assessment and
11,314,108 reallocation

8,268,169 Updated portfolio data from servicer
8,268,157 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,268,142 reallocation
8,668,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,667,999 reallocation

Page 33 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

1001557
1001557
1001557
9/15/2010

Midwest Community Bank

Freeport

IL

Purchase

Financial Instrument for Home Loan Modifications

$

400,000

N/A

1000879
1000879
1000879
9/24/2010

American Finance House LARIBA

Pasadena

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1000704
9/24/2010

Centrue Bank

Ottawa

IL

Purchase

Financial Instrument for Home Loan Modifications

$

1,900,000

N/A

10204
10204
9/30/2010

AgFirst Farm Credit Bank

Columbia

SC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1001220
9/30/2010

Amarillo National Bank

Amarillo

TX

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1000478
9/30/2010

American Financial Resources Inc.

Parsippany

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001726
9/30/2010

Banco Popular de Puerto Rico

San Juan

PR

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

4, 5, 8

1000509
1000509
1000509
9/30/2010

Capital International Financial, Inc.

Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001930
9/24/2010

Citizens Community Bank

Freeburg

IL

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

1001848
1001848
9/30/2010

Community Credit Union of Florida

Rockledge

FL

Purchase

Financial Instrument for Home Loan Modifications

$

2,000,000

N/A

6

8
8
8
9/30/2010

CU Mortgage Services, Inc.

New Brighton

MN

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10616
9/30/2010

First Federal Bank of Florida

Lake City

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10364
9/30/2010

First Mortgage Coporation

Diamond Bar
10253

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

7/14/2011

$

12,000,000

$

26,650,303 Transfer of cap due to servicing transfer

12/15/2011

$

4,100,000

$

30,750,303 Transfer of cap due to servicing transfer

1/13/2012

$

900,000

$

31,650,303 Transfer of cap due to servicing transfer

9/30/2010

$

180,222

$

580,222 Updated portfolio data from servicer

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(8) $

9/30/2010

$

2/2/2011

$

(145,056) $

9/30/2010

$

856,056

1/6/2011

45,056

$

580,221 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
145,056 Updated portfolio data from servicer
- Termination of SPA

$

2,756,056 Updated portfolio data from servicer

$

(4) $

2,756,052 Updated portfolio data from servicer

3/9/2011

$

(2,756,052) $

9/30/2010

$

45,056

3/23/2011

$

9/30/2010

$

6/29/2011

$

9/30/2010

$

6/29/2011

$

9/30/2010

$

1/6/2011

$

(3) $

3/30/2011

$

(4) $

6/29/2011

$

(36) $

9/30/2010

$

6/29/2011

$

9/30/2010

$

1/6/2011

$

(145,056) $
45,056

$

(1) $
45,056

$

(1) $
765,945

45,056

$

$

(1) $
360,445

- Termination of SPA
145,056 Updated portfolio data from servicer
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
2,465,945 Updated portfolio data from servicer
2,465,942 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,938 reallocation
Updated due to quarterly assessment and
2,465,902 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

$

1,160,445 Updated portfolio data from servicer

$

(2) $

1,160,443 Updated portfolio data from servicer

3/23/2011

$

(1,160,443) $

9/30/2010

$

901,112

1/6/2011

$

(4) $

3/30/2011

$

(5) $

6/29/2011

$

(48) $

9/30/2010

$

6/29/2011

$

9/30/2010

$

6/29/2011

$

9/30/2010

$

6/29/2011

$

45,056

$

$

(1) $
45,056

$

(1) $
45,056

$

(1) $

- Termination of SPA
2,901,112 Updated portfolio data from servicer
2,901,108 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,901,103 reallocation
Updated due to quarterly assessment and
2,901,055 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

Page 34 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date
9/30/2010

City

First Safety Bank

Cincinnati

Transaction
State
Type
OH

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
$

400,000

Adjustment Details
Note

N/A

1000487
1000487
9/30/2010

Flagstar Capital Markets Corporation

Troy

MI

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

7, 8

10228
10228
10228
9/30/2010

Franklin Savings

Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

1,700,000

N/A

4

1000773
1000773
1000773
9/30/2010

Gateway Mortgage Group, LLC

Tulsa

OK

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1001744
9/30/2010

GFA Federal Credit Union

Gardner
1001637

MA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

Adjustment
Date

Cap Adjustment Amount

9/30/2010

$

1/6/2011

Adjusted Cap

180,222

Reason for Adjustment

$

580,222 Updated portfolio data from servicer

$

(1) $

580,221 Updated portfolio data from servicer

3/23/2011

$

(580,221) $

9/30/2010

$

360,445

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(18) $

9/30/2010

$

1/6/2011

$

(4) $

3/30/2011

$

(4) $

6/29/2011

$

(40) $

9/30/2010

$

6/29/2011

$

9/30/2010

$

3/23/2011

$

765,945

45,056

$

$

$

(1) $
45,056

$

(145,056) $

- Termination of SPA
1,160,445 Updated portfolio data from servicer
1,160,443 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
2,465,945 Updated portfolio data from servicer
2,465,941 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
145,056 Updated portfolio data from servicer
- Termination of SPA

Page 35 of 39

Servicer Modifying Borrowers' Loans
Name of Institution

Date
9/30/2010

City

Guaranty Bank

Saint Paul

Transaction
State
Type
MN

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
$

100,000

N/A

Adjustment Details
Note
4, 8

10350
9/24/2010

James B. Nutter & Company

Kansas City

MO

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

4, 8

1000492
1000492
1000492
9/30/2010

Liberty Bank and Trust Co

New Orleans

LA

Purchase

Financial Instrument for Home Loan Modifications

$

1,000,000

N/A

1001010
1001010
1001010
9/30/2010

M&T Bank

Buffalo

NY

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

4, 8

10529
10529
10529
9/30/2010

Magna Bank

Germantown

TN

Purchase

Financial Instrument for Home Loan Modifications

$

1,400,000

N/A

5

1000645
1000645
1000645
9/30/2010

Mainstreet Credit Union

Lexena

KS

Purchase

Financial Instrument for Home Loan Modifications

$

500,000

N/A

1001636
1001636
9/30/2010

Marsh Associates, Inc.

Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001907
9/30/2010

Midland Mortgage Company

Oklahoma City

OK

Purchase

Financial Instrument for Home Loan Modifications

$

43,500,000

N/A

4, 5

10457
10457
10457
9/30/2010

Schmidt Mortgage Company

Rocky River

OH

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001163
9/30/2010

Stockman Bank of Montana

Miles City

MT

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

1000818
9/30/2010

University First Federal Credit Union

Salt Lake City
1001721
1001721

UT

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

4, 8

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

9/30/2010

$

45,056

$

6/29/2011

$

9/30/2010

$

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(6) $

9/30/2010

$

1/6/2011

$

(2) $

3/30/2011

$

(2) $

6/29/2011

$

(23) $

9/30/2010

$

1/6/2011

$

(1) $

3/30/2011

$

(1) $

6/29/2011

$

(11) $

9/30/2010

$

1/6/2011

$

(3) $

3/30/2011

$

(3) $

6/29/2011

$

(33) $

9/30/2010

$

1/6/2011

(1) $
135,167

450,556

315,389

630,778

225,278

$

$

$

$

Reason for Adjustment

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
435,167 Updated portfolio data from servicer
435,166 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
1,450,556 Updated portfolio data from servicer
1,450,554 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
1,015,389 Updated portfolio data from servicer
1,015,388 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,387 reallocation
Updated due to quarterly assessment and
1,015,376 reallocation
2,030,778 Updated portfolio data from servicer
2,030,775 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,030,772 reallocation
Updated due to quarterly assessment and
2,030,739 reallocation

$

725,278 Updated portfolio data from servicer

$

(1) $

725,277 Updated portfolio data from servicer

3/9/2011

$

(725,277) $

9/30/2010

$

6/29/2011

$

9/30/2010

$

1/6/2011

$

(125) $

3/30/2011

$

(139) $

6/29/2011

$

(1,223) $

9/30/2010

$

45,056

6/29/2011

$

9/30/2010

$

6/29/2011

$

9/30/2010

$

1/6/2011
2/17/2011

45,056

$

(1) $
49,915,806

$

$

(1) $
45,056

$

(1) $
270,334

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
93,415,806 Updated portfolio data from servicer
93,415,681 Updated portfolio data from servicer
Updated due to quarterly assessment and
93,415,542 reallocation
Updated due to quarterly assessment and
93,414,319 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

$

870,334 Updated portfolio data from servicer

$

(1) $

870,333 Updated portfolio data from servicer

$

(870,333) $

- Termination of SPA

Page 36 of 39

Servicer Modifying Borrowers' Loans
Date
9/30/2010

Name of Institution

City

Weststar Mortgage, Inc.

Woodbridge

Transaction
State
Type
VA

Purchase

Investment Description
Financial Instrument for Home Loan Modifications

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
$

100,000

N/A

Adjustment Details
Note
4, 8

1001893
12/15/2010

Statebridge Company, LLC

Denver

CO

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001754
1001754
1001754
1001754
1001754
1001754
12/15/2010

Scotiabank de Puerto Rico

San Juan

PR

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1000991
1000991
4/13/2011

AmTrust Bank, A Division of New York Community Bank

Cleveland

OH

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10151
10151
10151
10151
4/13/2011

SunTrust Mortgage, Inc.

Richmond

VA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

4/13/2011

Urban Partnership Bank

Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001970
1001970
4/13/2011

Western Federal Credit Union

Hawthorne

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001231
5/13/2011

FCI Lender Services, Inc.

Anaheim Hills

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002025
1002025
1002025
1002025
1002025
7/14/2011

Gregory Funding, LLC

Beaverton

OR

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002041
1002041
9/15/2011

Bangor Savings Bank

Bangor

ME

Purchase

Financial Instrument for Home Loan Modifications

$

9/15/2011

PHH Mortgage Corporation

Mt. Laurel

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

12/15/2011

Rushmore Loan Management Services LLC

Irvine

CA

Purchase

Financial Instrument for Home Loan Modifications

1/13/2012

Sun West Mortgage Company, Inc

Cerritos

CA

Purchase

-

N/A

9

-

N/A

9

$

-

N/A

9

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Total Initial Cap

$

23,831,570,000

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

9/30/2010

$

6/29/2011

$

12/15/2010

$

1/6/2011

$

2/16/2011

$

500,000

$

5,499,993 Transfer of cap due to servicing transfer

3/16/2011

$

100,000

$

3/30/2011

$

(9) $

6/29/2011

$

(85) $

5,599,993 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,599,984 reallocation
Updated due to quarterly assessment and
5,599,899 reallocation

11/16/2011

$

(2,500,000) $

3,099,899 Transfer of cap due to servicing transfer

12/15/2010

$

4,300,000

4,300,000 Updated portfolio data from servicer

1/6/2011

$

(4) $

6/29/2011

$

(5) $

4/13/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

$

300,000 Transfer of cap due to servicing transfer

6/16/2011

$

300,000

$

6/29/2011

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

8/16/2011

$

200,000

$

799,991 Transfer of cap due to servicing transfer

4/13/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

4/13/2011

$

1,000,000

$

6/29/2011

$

233,268

$

1,000,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,233,268 reallocation

11/16/2011

$

100,000

$

1,333,268 Transfer of cap due to servicing transfer

4/13/2011

$

200,000

$

6/29/2011

$

17,687

$

200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
217,687 reallocation

5/13/2011

$

500,000

$

500,000 Transfer of cap due to servicing transfer

6/16/2011

$

100,000

$

6/29/2011

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

7/14/2011

$

200,000

$

799,991 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

899,991 Transfer of cap due to servicing transfer

11/16/2011

$

2,500,000

$

3,399,991 Transfer of cap due to servicing transfer

7/14/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

11/16/2011

$

900,000

$

1,100,000 Transfer of cap due to servicing transfer

1/13/2012

$

100,000

$

1,200,000 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

9/15/2011

$

1,300,000

$

1,300,000 Transfer of cap due to servicing transfer

12/15/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

1/13/2012

$

100,000

$

100,000 Transfer of cap due to servicing transfer

$

6,049,878,662

Total Cap Adjustments

45,056

$

Reason for Adjustment

(1) $
5,000,000

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

$

5,000,000 Updated portfolio data from servicer

(7) $

4,999,993 Updated portfolio data from servicer

$

(9) $

(9) $

4,299,996 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,299,991 reallocation

Page 37 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism
TOTAL CAP

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount
$
29,881,448,662.08

Adjusted Cap

Reason for Adjustment

Page 38 of 39

Servicer Modifying Borrowers' Loans
Date

Name of Institution

City

Transaction
State
Type

Investment Description

Cap of Incentive Payments
on Behalf of Borrowers and
Pricing
to Servicers &
Mechanism

Adjustment Details
Note

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors.
The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.
4/ Initial cap amount includes FHA-HAMP.
5/ Initial cap amount includes RD-HAMP.
6/ Initial cap amount includes 2MP.
7/ Initial cap amount includes FHA-2LP.
8/ Initial cap does not include HAMP.
9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
10/ The amendment reflects a change in the legal name of the institution.
11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.
12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.
13/ Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, Inc. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior prior to such merger.
14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.
As used in this table:
"HAFA" means the Home Affordable Foreclosure Alternatives program.
"HPDP" means the Home Price Decline Protection program.
"2MP" means the Second Lien Modification Program.
"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.
"FHA-2LP" means the FHA Second Lien Program

Page 39 of 39

Supplemental Information [Not Required by EESA §114(a)]
Home Affordable Modification Program
Non-GSE Incentive Payments (through February 2012)

Name of Institution

Borrowers

Allstate Mortgage Loans & Investments, Inc.
American Home Mortgage Servicing, Inc.

$
$

3,329.43
26,575,218.05

Aurora Financial Group, Inc

$

17,334.44

Aurora Loan Services LLC

$

11,801,266.51

BAC Home Loans Servicing, LP

$

Bank of America, N.A.
BANKUNITED
Bayview Loan Servicing LLC
Carrington Mortgage Services, LLC.
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
CitiMortgage Inc
Citizens First National Bank
CUC Mortgage Corporation
DuPage Credit Union
EMC Mortgage Corporation
Fay Servicing, LLC

$
$
$
$
$
$
$
$
$
$
$
$

FCI Lender Services, Inc.

$

FIRST BANK
First Keystone Bank
Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union

$
$
$
$
$
$
$
$

Greater Nevada Mortgage Services
Green Tree Servicing LLC

$
$

Gregory Funding, LLC
Guaranty Bank
Hillsdale County National Bank
Home Loan Services, Inc.
HomEqServicing
HomeStar Bank and Financial Services
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
IC Federal Credit Union
Idaho Housing and Finance Association
James B.Nutter and Company
JPMorgan Chase Bank, NA
Lake City Bank
Lake National Bank
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
Midland Mortgage Co.
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
National City Bank
Nationstar Mortgage LLC
Navy Federal Credit Union
New York Community Bank
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
OneWest Bank
ORNL Federal Credit Union
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

PNC Bank, National Association
Purdue Employees Federal Credit Union

$
$

Quantum Servicing Corporation
RBC Bank (USA)
Residential Credit Solutions, Inc.
RG Mortgage

$
$
$
$

Lenders/Investors
$
$
$

69,596,760 $
4,267,061.97
2,635,244.37
3,074,353.52
3,897,684.63
909,941.85
32,070.26
31,157,271.02
7,250.00
22,629.51
2,514.14
7,569,459.20
102,805.07

$
$
$
$
$
$
$
$
$
$
$
$

9,755.06 $
346,515.51
2,775.62
192,401.73
2,916.67
3,000.00
22,549,357.67
4,916.67

$
$
$
$
$
$
$
$

6,329.43
61,279,535.15

$

20,238.69

$

23,516,135.46

200,975,351 $
17,864,911.04
8,660,562.34
7,221,377.56
12,336,914.95
2,422,905.29
62,677.69
93,607,071.32
18,431.95
62,765.18
14,044.65
11,592,937.05
242,907.20

70,556,665

$
$
$
$
$
$
$
$
$
$
$
$

8,875,438.92
6,013,308.11
6,034,444.11
8,876,566.12
1,875,349.34
77,312.68
64,187,376.80
18,316.67
56,121.96
5,014.14
16,279,383.05
104,971.72

14,583.46 $

10,780.74
790,155.36
8,717.90
531,583.67
1,000.00
6,916.67
5,000.00
47,737,371.71
5,500.00

62,209.81 $
1,861,161.76 $

48,750.01
1,846,821.05

$

55,348.93

$
$
$
$
$
$
$
$
$

16,586.21
2,440,767.73
3,036,319.34
5,005.08
8,614.67
10,502.00
19,559.73
15,595.13
10,725.66

$
$
$
$
$

186,290,957.71
2,817.81
3,208.85
35,353,125.99
9,687.60

$

871,750.30

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

94,462.27
817.92
69,350.59
2,305,003.00
119,846.54
3,380,629.84
20,058,018.64
339,810.97
25,472.37
3,568.11
79,630,425.17
70,650,795.12
3,525.49
21,164.67
1,679.68
2,511,523.52

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

26,391.38
1,000.00
32,528.96
3,698,606.99
5,272,500.00
4,833.34
6,569.53
15,000.00
14,000.00
18,000.00
17,330.48
1,000.00
90,948,113.07
8,672.68
3,000.00
27,530,413.93
17,393.00
25,587.26
744,149.61
777.18
1,338,454.10
2,000.00
50,916.67
1,977,320.74
134,539.19
2,292,465.37
16,768,181.71
270,068.50
13,000.00
6,500.00
57,591,833.31
39,370,736.32
8,000.00
15,000.00
1,916.67
2,655,946.95

152,275.63 $
596.43 $

174,000.00
2,000.00

12,833.34 $
1,000.00 $
96,753.15
22,735.24
453,023.85
164,852.94

31,429,453.47

$
$

$
$
$
$
$
$
$
$

22,416.67 $
597,756.97 $
25,159.50
916.67
13,026.82
169,857.80
1,333.33
3,348.46
6,916.67
7,000.00
10,247.15
750.00
100,278,386.11
3,176.15
2,000.00
13,441,220.42
5,537.50
23,940.22
316,053.27
512.86
1,078,599.21
1,000.00
22,166.68
345,841.21
54,181.98
969,714.92
8,262,228.72
81,801.84
6,000.00
28,266,667.12
20,033,732.80
3,000.00
7,000.00
916.67
1,969,240.80

6,700.13
84,889,794.43

Servicer

939,075.68
3,423.27
435,684.07
755.16
10,266.65
2,131.99
67,628,571.94
6,296.95

$

236,036.00

$
$

1,388,900.10
227,582.28

$
$
$
$

140,128.90
23,617.31
1,121,465.54
401,333.81

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Total Payments
16,358.99
172,744,547.63
37,573.13
66,746,855.44
341,128,776
31,007,411.93
17,309,114.82
16,330,175.19
25,111,165.70
5,208,196.48
172,060.63
188,951,719.14
43,998.62
141,516.65
21,572.93
35,441,779.30
450,683.99
35,119.26
2,075,746.55
14,916.79
1,159,669.47
1,755.16
20,099.99
10,131.99
137,915,301.32
16,713.62
133,376.49
4,305,739.78
106,899.81
1,916.67
62,141.99
6,309,232.52
8,308,819.34
11,171.75
18,532.66
25,502.00
40,476.40
40,595.13
38,303.29
1,750.00
377,517,456.89
14,666.64
8,208.85
76,324,760.34
32,618.10
49,527.48
1,931,953.18
1,290.04
2,511,515.58
3,817.92
142,433.94
4,628,164.95
308,567.71
6,642,810.13
45,088,429.07
691,681.31
44,472.37
10,068.11
165,488,925.60
130,055,264.24
14,525.49
43,164.67
4,513.02
7,136,711.27
339,108.97
3,596.43
472,918.05
46,352.55
2,963,389.49
793,769.03

Page 1 of 2

Name of Institution

Borrowers

Lenders/Investors

RoundPoint Mortgage Servicing Corporation

$

64,039.00

Saxon Mortgage Services, Inc.

$

18,896,772.21 $

Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Servis One, Inc., dba BSI Financial Services, Inc.
ShoreBank
Silver State Schools Credit Union
Specialized Loan Servicing LLC
Sterling Savings Bank
Technology Credit Union
The Bryn Mawr Trust Company
The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
Vantium Capital, Inc. d/b/a Acqura Loan Services
Vericrest Financial, Inc.
Wachovia Mortgage, FSB
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

8,750.00
209,423.21
29,409,875.83
10,250.00
27,389.98
49,915.10
18,677.95
766,362.67
40,378.72
18,250.00
3,717.90
70,787.59
4,523,242.52
18,535.44
66,008.22
137,293.07
151,454.91
66,856,002.45
93,545.55
7,416.67
10,634.02

Grand Total

483,025,403.18

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

191,615.74

Servicer
$

161,496.44

37,720,453.97 $

38,575,058.98

31,437.37
293,418.85
64,133,866.59
26,168.86
97,151.65
153,906.17
98,260.29
1,927,330.56
104,800.20
80,609.22
6,236.02
336,569.43
13,427,302.92
609.02
36,969.42
140,268.35
271,150.79
411,949.63
76,889.58
167,186,641.05
374,718.56
18,986.83
490,394.10
10,030.15

1,239,392,758.63

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

21,500.00
243,752.36
53,201,205.62
17,416.67
103,606.64
143,165.10
47,344.62
1,455,085.78
110,710.30
36,416.67
3,717.90
225,420.91
11,047,697.08
2,000.00
38,407.17
69,500.35
215,848.18
595,042.39
162,000.00
133,568,842.18
210,612.54
10,916.67
1,167,000.00
27,884.02

812,982,045.16

Total Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

417,151.18
95,192,285.16
61,687.37
746,594.42
146,744,948.04
53,835.53
228,148.27
346,986.37
164,282.86
4,148,779.01
255,889.22
135,275.89
13,671.82
632,777.93
28,998,242.52
2,609.02
93,912.03
275,776.92
624,292.04
1,158,446.93
238,889.58
367,611,485.68
678,876.65
37,320.17
1,657,394.10
48,548.19
2,535,400,206.97

Page 2 of 2

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
2
3
2
3
2
3
3
2
3
2
3
2
3
2
3
2
3
2
3
3
3
3
3
3
3
3
3
3

Date
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010

Name of Institution
Nevada Affordable Housing Assistance Corporation

City
Reno

State
NV

CalHFA Mortgage Assistance Corporation

Sacramento

CA

Florida Housing Finance Corporation

Tallahassee

FL

Arizona (Home) Foreclosure Prevention Funding Corporation

Phoenix

AZ

Michigan Homeowner Assistance Nonprofit Housing Corporation

Lansing

MI

North Carolina Housing Finance Agency

Raleigh

NC

Ohio Homeowner Assistance LLC

Columbus

OH

Oregon Affordable Housing Assistance Corporation

Salem

OR

Rhode Island Housing and Mortgage Finance Corporation

Providence

RI

SC Housing Corp

Columbia

SC

Alabama Housing Finance Authority

Montgomery

AL

Kentucky Housing Corporation

Frankfort

KY

Mississippi Home Corporation

Jackson

MS

GHFA Affordable Housing, Inc.

Atlanta

GA

Indiana Housing and Community Development Authority

Indianapolis

IN

Illinois Housing Development Authority

Chicago

IL

New Jersey Housing and Mortgage Finance Agency

Trenton

NJ

District of Columbia Housing Finance Agency

Washington

DC

Tennessee Housing Development Agency

Nashville

TN

Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program

Initial Investment
Additional
Amount
Investment Amount
$
102,800,000
$
34,056,581
$
57,169,659
$
699,600,000
$
476,257,070
$
799,477,026
$
418,000,000
$
238,864,755
$
400,974,381
$
125,100,000
$
142,666,006
$
154,500,000
$
128,461,559
$
215,644,179
$
159,000,000
$
120,874,221
$
202,907,565
$
172,000,000
$
148,728,864
$
249,666,235
$
88,000,000
$
49,294,215
$
82,748,571
$
43,000,000
$
13,570,770
$
22,780,803
$
138,000,000
$
58,772,347
$
98,659,200
$
60,672,471
$
101,848,874
$
55,588,050
$
93,313,825
$
38,036,950
$
63,851,373
$
126,650,987
$
212,604,832
$
82,762,859
$
138,931,280
$
166,352,726
$
279,250,831
$
112,200,637
$
188,347,507
$
7,726,678
$
12,970,520
$
81,128,260
$
136,187,333
TOTAL INVESTMENT AMOUNT

Investment Amount
1

$

194,026,240

$

1,975,334,096

$

1,057,839,136

$

267,766,006

$

498,605,738

$

482,781,786

$

570,395,099

$

220,042,786

$

79,351,573

$

295,431,547

$

162,521,345

$

148,901,875

$

101,888,323

$

339,255,819

$

221,694,139

$

445,603,557

$

300,548,144

$

20,697,198

$

217,315,593

$

7,600,000,000

Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Page 1 of 1

FHA SHORT REFINANCE PROGRAM

State

Transaction
Type

NY

Purchase

Seller
Footnote

Date

1

9/3/2010

Name

Citigroup, Inc.

City

New York

Investment Description
Facility Purchase Agreement, dated as of September
3, 2010, between the U.S. Department of the Treasury
and Citibank, N.A

Investment Amount

$

8,117,000,000

TOTAL

$

8,117,000,000

Pricing Mechanism

N/A

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an
up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to
time during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a
maximum amount of $117 million.

Page 1 of 1