View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing Programs
For Period Ending February 13, 2014

MAKING HOME AFFORDABLE PROGRAM
Servicer Modifying Borrowers' Loans
Name of Institution

Date
4/13/2009

Adjustment Details
City

Select Portfolio Servicing, Inc.

Salt Lake City

State

Transaction
Type

UT

Purchase

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description
Financial Instrument for Home Loan Modifications

$

376,000,000

Pricing
Mechanism
N/A

59,807,784

$

750,807,784 Updated portfolio data from servicer

$

(700,000)

$

750,107,784 Transfer of cap due to servicing transfer

$

64,400,000

$

O'Fallon

MO

Purchase

Financial Instrument for Home Loan Modifications

$

2,071,000,000

N/A

815,599,605 Transfer of cap due to servicing transfer

$

200,000

$

815,799,605 Transfer of cap due to servicing transfer

$

24,800,000

$

840,599,605 Transfer of cap due to servicing transfer

$

1,900,000

$

842,499,605 Transfer of cap due to servicing transfer

$

80,000

$

842,579,605 Transfer of cap due to servicing transfer

$

8,710,000

$

$

(5,176)

$

851,289,605 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
851,284,429 reallocation

$

2,430,000

$

853,714,429 Transfer of cap due to servicing transfer

$

2,310,000

$

$

(13,961)

$

856,024,429 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
856,010,468 reallocation

$

126,940,000

$

$

9,990,000

$

992,940,468 Transfer of cap due to servicing transfer

$

10,650,000

$

$

(2,663)

$

1,003,590,468 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,003,587,805 reallocation

$

18,650,000

$

1,022,237,805 Transfer of cap due to servicing transfer

$

10,290,000

$

1,032,527,805 Transfer of cap due to servicing transfer

$

4,320,000

$

$

(10,116)

$

1,036,847,805 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,036,837,689 reallocation

$

840,000

$

1,037,677,689 Transfer of cap due to servicing transfer

$

1,330,000

$

1,039,007,689 Transfer of cap due to servicing transfer

$

3,620,000

$

$

(3,564)

$

1,042,627,689 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,042,624,125 reallocation

$

105,080,000

$

1,147,704,125 Transfer of cap due to servicing transfer

$

10,000

$

1,147,714,125 Transfer of cap due to servicing transfer

$

98,610,000

$

$

(1,541)

$

1,246,324,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,246,322,584 reallocation

$

1,280,000

$

1,247,602,584 Transfer of cap due to servicing transfer

$

15,130,000

$

1,262,732,584 Transfer of cap due to servicing transfer

$

6,290,000

$

$

(2,481,777)

$

1,269,022,584 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,266,540,807 reallocation

$

1,580,000

$

1,268,120,807 Transfer of cap due to servicing transfer

2/13/2014

10310

$

1/16/2014

10310

(100,000)

12/23/2013

10310

815,699,605 Transfer of cap due to servicing transfer

$

12/16/2013

10310

$

11/14/2013

10310

(100,000)

10/15/2013

10310

815,799,605 Transfer of cap due to servicing transfer

$

9/27/2013

10310

$

9/16/2013

10310

(200,000)

8/15/2013

10310

815,999,605 Transfer of cap due to servicing transfer

$

7/16/2013

10310

816,106,410 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
816,099,605 reallocation

$

6/27/2013

10310

$

(100,000)

6/14/2013

10310

(6,805)

$

5/16/2013

10310

$

4/16/2013

10310

$

3/25/2013

10310

(100,000)

3/14/2013

10310

816,206,410 Transfer of cap due to servicing transfer

$

2/14/2013

10310

815,806,410 Transfer of cap due to servicing transfer

$

1/16/2013

10310

$

400,000

12/27/2012

10310

(100,000)

$

12/14/2012

10310

$

11/15/2012

10310

815,907,145 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
815,906,410 reallocation

10/16/2012

10310

$

9/27/2012

10310

(735)

8/16/2012

10310

$

7/16/2012

10310

$

6/28/2012

10310

3,600,000

6/14/2012

10310

812,307,145 Transfer of cap due to servicing transfer

$

5/16/2012

10310

$

4/16/2012

10310

100,000

3/15/2012

10310

812,207,145 Transfer of cap due to servicing transfer

$

1/13/2012

10310

814,507,784 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
814,507,145 reallocation

$

11/16/2011

10310

$

(2,300,000)

10/14/2011

10310

(639)

$

9/15/2011

10310

$

8/16/2011

10310

10722

691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap

$

6/29/2011

10310

10722

$

6/16/2011

10310

10722

4,000,000

5/13/2011

10310

10722

687,000,000 Updated portfolio data from servicer

$

4/13/2011

10310

10722

$

3/30/2011

10310

10722

558,310,000 Updated portfolio data from servicer

128,690,000

3/16/2011

10310

10722

$

$

2/16/2011

10310

10722

$

1/6/2011

10310

10722

284,590,000

1/13/2011

10310

10722

$

(355,530,000)

12/15/2010

10310

$

131,340,000

$

11/16/2010

10310

121,910,000

$

9/30/2010

10310

$

9/30/2010

10310

$

Reason for Adjustment

660,590,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
782,500,000 initial cap
Updated portfolio data from servicer & HAFA
913,840,000 initial cap

7/14/2010

10310

6/12/2009

Adjusted Cap

3/26/2010

10310

10722

Cap Adjustment Amount

9/30/2009

10310

CitiMortgage, Inc.

Adjustment
Date

12/30/2009

10310

4/13/2009

Note

$

75,350,000

$

1,343,470,807 Transfer of cap due to servicing transfer

6/12/2009

$

(991,580,000)

$

9/30/2009

$

1,010,180,000

$

12/30/2009

$

(105,410,000)

$

3/26/2010

$

(199,300,000)

$

4/19/2010

$

(230,000)

$

5/14/2010

$

(3,000,000)

$

6/16/2010

$

(12,280,000)

$

1,079,420,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
2,089,600,000 initial cap
Updated portfolio data from servicer & HAFA
1,984,190,000 initial cap
Updated portfolio data from servicer & 2MP initial
1,784,890,000 cap
Transfer of cap to Service One, Inc. due to
1,784,660,000 servicing transfer
Transfer of cap to Specialized Loan Servicing,
1,781,660,000 LLC due to servicing transfer
Transfer of cap to multiple servicers due to
1,769,380,000 servicing transfer

7/14/2010

$

(757,680,000)

$

7/16/2010

$

(7,110,000)

$

8/13/2010

$

(6,300,000)

$

9/15/2010

$

(8,300,000)

$

1,011,700,000 Updated portfolio data from servicer
Transfer of cap to multiple servicers due to
1,004,590,000 servicing transfer
Transfer of cap to multiple servicers due to
998,290,000 servicing transfer
Transfer of cap to multiple servicers due to
989,990,000 servicing transfer

9/30/2010

$

32,400,000

$

1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

982,950,468 Transfer of cap due to servicing transfer

Page 1 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

10722

1,062,866,341 Transfer of cap due to servicing transfer

$

(5,000,000)

$

1,057,866,341 Transfer of cap due to servicing transfer

$

(900,000)

$

1,056,966,341 Transfer of cap due to servicing transfer

$

(1,100,000)

$

1,055,866,341 Transfer of cap due to servicing transfer

$

(1,700,000)

$

1,054,166,341 Transfer of cap due to servicing transfer

$

(600,000)

$

1,053,566,341 Transfer of cap due to servicing transfer

$

(340,000)

$

1,053,226,341 Transfer of cap due to servicing transfer

$

(2,880,000)

$

$

(5,498)

$

1,050,346,341 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,050,340,843 reallocation

$

(298,960,000)

$

751,380,843 Transfer of cap due to servicing transfer

$

263,550,000

$

1,014,930,843 Transfer of cap due to servicing transfer

$

30,000

$

$

(12,722)

$

1,014,960,843 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,014,948,121 reallocation

$

(4,020,000)

$

1,010,928,121 Transfer of cap due to servicing transfer

$

(1,460,000)

$

1,009,468,121 Transfer of cap due to servicing transfer

$

(6,000,000)

$

$

(1,916)

$

1,003,468,121 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,003,466,205 reallocation

$

(8,450,000)

$

995,016,205 Transfer of cap due to servicing transfer

$

(1,890,000)

$

$

(6,606)

$

993,126,205 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
993,119,599 reallocation

$

(3,490,000)

$

989,629,599 Transfer of cap due to servicing transfer

$

(3,630,000)

$

$

(2,161)

$

985,999,599 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
985,997,438 reallocation

$

(26,880,000)

$

959,117,438 Transfer of cap due to servicing transfer

$

(12,160,000)

$

IA

Purchase

Financial Instrument for Home Loan Modifications

$

2,873,000,000

N/A

(610)

$

946,957,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
946,956,828 reallocation

$

(38,950,000)

$

908,006,828 Transfer of cap due to servicing transfer

$

(8,600,000)

$

$

(769,699)

$

899,406,828 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
898,637,129 reallocation

$

(5,360,000)

$

893,277,129 Transfer of cap due to servicing transfer

2/13/2014
Des Moines

$

1/16/2014

10722

10423

$

12/23/2013

10722

10423

(2,900,000)

12/16/2013

10722

10423

1,065,766,341 Transfer of cap due to servicing transfer

$

9/27/2013

10722

10423

$

11/14/2013

10722

10423

15,200,000

9/16/2013

10722

10423

1,050,566,341 Transfer of cap due to servicing transfer

$

7/16/2013

10722

10423

1,049,866,341 Transfer of cap due to servicing transfer

$

6/27/2013

10722

10423

1,051,466,341 Transfer of cap due to servicing transfer

$

700,000

6/14/2013

10722

10423

$

(1,600,000)

$

4/16/2013

10722

10423

(14,500,000)

$

3/25/2013

10722

10423

$

3/14/2013

10722

10423

1,065,975,472 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,065,966,341 reallocation

2/14/2013

10722

10423

$

12/27/2012

10722

10423

(9,131)

12/14/2012

10722

10423

$

11/15/2012

10722

10423

$

9/27/2012

10722

10423

(400,000)

8/16/2012

10722

10423

1,066,375,472 Transfer of cap due to servicing transfer

$

10/16/2012

10722

10423

1,073,575,472 Transfer of cap due to servicing transfer

$

7/27/2012

10722

$

(7,200,000)

7/16/2012

10722

100,000

$

6/28/2012

10722

$

6/14/2012

10722

1,073,476,503 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,073,475,472 reallocation

5/16/2012

10722

$

4/16/2012

10722

(1,031)

3/15/2012

10722

$

2/16/2012

10722

1,103,976,503 Transfer of cap due to servicing transfer

$

1/13/2012

10722

1,108,576,503 Transfer of cap due to servicing transfer

$

(30,500,000)

12/15/2011

10722

$

(4,600,000)

$

11/16/2011

10722

(10,500,000)

$

10/14/2011

10722

$

9/15/2011

10722

1,119,077,484 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,119,076,503 reallocation

8/16/2011

10722

$

7/14/2011

10722

(981)

6/29/2011

10722

$

6/16/2011

10722

1,122,277,484 Transfer of cap due to servicing transfer

$

5/13/2011

10722

$

(3,200,000)

4/13/2011

10722

(1,400,000)

$

3/30/2011

10722

$

3/16/2011

10722

1,123,677,484 Updated portfolio data from servicer

2/16/2011

10722

$

1/13/2011

10722

10423

Reason for Adjustment

101,287,484

1/6/2011

10722

10423

Adjusted Cap

$

11/16/2010

10722

10423

Cap Adjustment Amount

10/15/2010

10722

Wells Fargo Bank, NA

Adjustment
Date
9/30/2010

10722

4/13/2009

Note

$

(7,680,000)

$

6/17/2009

$

(462,990,000)

$

885,597,129 Transfer of cap due to servicing transfer

9/30/2009

$

65,070,000

$

12/30/2009

$

1,213,310,000

$

2/17/2010

$

2,050,236,344

$

3/12/2010

$

54,767

$

2,410,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
2,475,080,000 initial cap
Updated portfolio data from servicer & HAFA
3,688,390,000 initial cap
Transfer of cap (from Wachovia Mortgage, FSB)
5,738,626,344 due to merger
Transfer of cap (from Wachovia Mortgage, FSB)
5,738,681,110 due to merger

3/19/2010

$

668,108,890

$

6,406,790,000 Initial 2MP cap

3/26/2010

$

683,130,000

$

7,089,920,000 Updated portfolio data from servicer

7/14/2010

$

(2,038,220,000)

$

5,051,700,000 Updated portfolio data from servicer

9/30/2010

$

(287,348,828)

$

9/30/2010

$

344,000,000

$

4,764,351,172 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
5,108,351,172 initial RD-HAMP

12/3/2010

$

8,413,225

$

5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010

$

22,200,000

$

1/6/2011

$

(6,312)

$

5,138,964,397 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,138,958,085 reallocation

1/13/2011

$

(100,000)

$

5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011

$

(100,000)

$

3/30/2011

$

(7,171)

$

5,138,758,085 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,138,750,914 reallocation

4/13/2011

$

(9,800,000)

$

5,128,950,914 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

$

5,129,050,914 Transfer of cap due to servicing transfer

6/16/2011

$

(600,000)

$

6/29/2011

$

(63,856)

$

5,128,450,914 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,128,387,058 reallocation

7/14/2011

$

(2,300,000)

$

5,126,087,058 Transfer of cap due to servicing transfer

8/16/2011

$

(1,100,000)

$

5,124,987,058 Transfer of cap due to servicing transfer

9/15/2011

$

1,400,000

$

5,126,387,058 Transfer of cap due to servicing transfer

Page 2 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

10423

10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315
10315

$

5,121,077,135 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,120,973,024 reallocation

$

(1,590,000)

$

5,119,383,024 Transfer of cap due to servicing transfer

$

(2,910,000)

$

5,116,473,024 Transfer of cap due to servicing transfer

$

(1,150,000)

$

$

(16,392)

$

5,115,323,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,115,306,632 reallocation

$

(3,350,000)

$

5,111,956,632 Transfer of cap due to servicing transfer

$

(820,000)

$

5,111,136,632 Transfer of cap due to servicing transfer

$

(270,000)

$

$

(58,709)

$

5,110,866,632 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,110,807,923 reallocation

$

(40,000)

$

5,110,767,923 Transfer of cap due to servicing transfer

$

(5,320,000)

$

5,105,447,923 Transfer of cap due to servicing transfer

$

(1,260,000)

$

$

(20,596)

$

5,104,187,923 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,104,167,327 reallocation

$

(1,200,000)

$

5,102,967,327 Transfer of cap due to servicing transfer

$

(30,000)

$

5,102,937,327 Transfer of cap due to servicing transfer

$

(10,760,000)

$

PA

Purchase

Financial Instrument for Home Loan Modifications

$

633,000,000

N/A

$

(6,701)

$

5,092,177,327 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,092,170,626 reallocation

$

(780,000)

$

5,091,390,626 Transfer of cap due to servicing transfer

$

(60,000)

$

5,091,330,626 Transfer of cap due to servicing transfer

$

(860,000)

$

$

(10,569,304)

$

5,090,470,626 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,079,901,322 reallocation

$

(1,990,000)

$

5,077,911,322 Transfer of cap due to servicing transfer

2/13/2014
Ft. Washington

10315

$

(104,111)

1/16/2014

10423

10315

(120,000)

$

12/23/2013

10423

10315

$

12/16/2013

10423

10315

5,121,237,058 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,121,197,135 reallocation

11/14/2013

10423

10315

$

9/27/2013

10423

10315

(39,923)

10/15/2013

10423

10315

$

9/16/2013

10423

10315

$

8/15/2013

10423

(2,040,000)

7/16/2013

10423

5,123,277,058 Transfer of cap due to servicing transfer

$

6/27/2013

10423

$

6/14/2013

10423

(610,000)

5/16/2013

10423

5,123,887,058 Transfer of cap due to servicing transfer

$

4/16/2013

10423

5,124,687,058 Transfer of cap due to servicing transfer

$

3/25/2013

10423

$

(800,000)

3/14/2013

10423

(1,000,000)

$

2/14/2013

10423

5,125,687,058 Transfer of cap due to servicing transfer

$

1/16/2013

10423

$

12/27/2012

10423

(200,000)

12/14/2012

10423

5,125,887,058 Transfer of cap due to servicing transfer

$

11/15/2012

10423

$

10/16/2012

10423

(300,000)

9/27/2012

10423

5,126,187,058 Transfer of cap due to servicing transfer

$

8/16/2012

10423

5,126,387,058 Transfer of cap due to servicing transfer

$

6/28/2012

10423

$

(200,000)

6/14/2012

10423

(200,000)

$

5/16/2012

10423

$

4/16/2012

10423

5,126,587,058 Transfer of cap due to servicing transfer

3/15/2012

10423

$

2/16/2012

10423

10315

Reason for Adjustment

200,000

1/13/2012

10423

10315

Adjusted Cap

$

12/15/2011

10423

10315

Cap Adjustment Amount

11/16/2011

10423

GMAC Mortgage, Inc.

Adjustment
Date
10/14/2011

10423

4/13/2009

Note

$

(170,000)

$

5,077,741,322 Transfer of cap due to servicing transfer

6/12/2009

$

384,650,000

$

9/30/2009

$

2,537,240,000

$

12/30/2009

$

(1,679,520,000)

$

1,017,650,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
3,554,890,000 initial cap
Updated portfolio data from servicer & HAFA
1,875,370,000 initial cap

3/26/2010

$

190,180,000

$

5/14/2010

$

1,880,000

$

2,065,550,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
2,067,430,000 due to servicing transfer

7/14/2010

$

(881,530,000)

$

1,185,900,000 Updated portfolio data from servicer

8/13/2010

$

(3,700,000)

$

9/30/2010

$

119,200,000

$

1,182,200,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,301,400,000 initial 2MP cap

9/30/2010

$

216,998,139

$

1,518,398,139 Updated portfolio data from servicer

12/15/2010

$

(500,000)

$

1/6/2011

$

(1,734)

$

1,517,898,139 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,517,896,405 reallocation

3/16/2011

$

(100,000)

$

3/30/2011

$

(2,024)

$

1,517,796,405 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,517,794,381 reallocation

4/13/2011

$

(800,000)

$

1,516,994,381 Transfer of cap due to servicing transfer

5/13/2011

$

(17,900,000)

$

6/29/2011

$

(18,457)

$

1,499,094,381 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,499,075,924 reallocation

7/14/2011

$

(200,000)

$

1,498,875,924 Transfer of cap due to servicing transfer

8/16/2011

$

3,400,000

$

1,502,275,924 Transfer of cap due to servicing transfer

9/15/2011

$

200,000

$

1,502,475,924 Transfer of cap due to servicing transfer

10/14/2011

$

(800,000)

$

1,501,675,924 Transfer of cap due to servicing transfer

11/16/2011

$

(200,000)

$

1,501,475,924 Transfer of cap due to servicing transfer

12/15/2011

$

2,600,000

$

1,504,075,924 Transfer of cap due to servicing transfer

1/13/2012

$

(1,600,000)

$

1,502,475,924 Transfer of cap due to servicing transfer

3/15/2012

$

(400,000)

$

1,502,075,924 Transfer of cap due to servicing transfer

4/16/2012

$

(100,000)

$

1,501,975,924 Transfer of cap due to servicing transfer

5/16/2012

$

(800,000)

$

1,501,175,924 Transfer of cap due to servicing transfer

6/14/2012

$

(990,000)

$

6/28/2012

$

(12,463)

$

1,500,185,924 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,173,461 reallocation

8/16/2012

$

10,000

$

9/27/2012

$

(33,210)

$

1,500,183,461 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,500,150,251 reallocation

11/15/2012

$

(1,200,000)

$

1,498,950,251 Transfer of cap due to servicing transfer

12/14/2012

$

40,000

$

12/27/2012

$

(5,432)

$

1,498,990,251 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,984,819 reallocation

1/16/2013

$

60,000

$

1,499,044,819 Transfer of cap due to servicing transfer

2/14/2013

$

(30,000)

$

1,499,014,819 Transfer of cap due to servicing transfer

3/14/2013

$

(80,000)

$

1,498,934,819 Transfer of cap due to servicing transfer

Page 3 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

10315

TX

Purchase

Financial Instrument for Home Loan Modifications

$

407,000,000

10458

$

632,040,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
886,420,000 initial cap
Updated portfolio data from servicer & HAFA
1,242,130,000 initial cap

514,700,000 Updated portfolio data from servicer

$

491,720,000 Transfer of cap due to multiple servicing transfers

$

1,800,000

$

493,520,000 Transfer of cap due to servicing transfer

$

9,800,000

$

503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

$

116,222,668

$

619,542,668 Updated portfolio data from servicer

$

100,000

$

619,642,668 Transfer of cap due to servicing transfer

$

8,900,000

$

$

(556)

$

628,542,668 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
628,542,112 reallocation

$

2,300,000

$

630,842,112 Transfer of cap due to servicing transfer

$

700,000

$

$

(654)

$

631,542,112 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
631,541,458 reallocation

$

2,100,000

$

$

(6,144)

$

633,641,458 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
633,635,314 reallocation

$

200,000

$

633,835,314 Transfer of cap due to servicing transfer

$

(100,000)

$

633,735,314 Transfer of cap due to servicing transfer

$

(700,000)

$

633,035,314 Transfer of cap due to servicing transfer

$

17,500,000

$

650,535,314 Transfer of cap due to servicing transfer

$

(100,000)

$

650,435,314 Transfer of cap due to servicing transfer

$

100,000

$

650,535,314 Transfer of cap due to servicing transfer

$

(17,500,000)

$

633,035,314 Transfer of cap due to servicing transfer

$

(760,000)

$

632,275,314 Transfer of cap due to servicing transfer

$

(354,290,000)

$

$

(1,831)

$

277,985,314 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
277,983,483 reallocation

7/16/2012

$

(10,120,000)

$

267,863,483 Transfer of cap due to servicing transfer

8/16/2012

10458

$

(22,980,000)

6/28/2012

10458

(513,660,000)

$

6/14/2012

10458

$

5/16/2012

10458

$

4/16/2012

10458

$

(156,050,000)

3/15/2012

10458

(57,720,000)

$

2/16/2012

10458

$

12/15/2011

10458

$

9/15/2011

10458

$

355,710,000

8/16/2011

10458

254,380,000

$

7/14/2011

10458

$

6/29/2011

10458

$

(10,000)

$

1,184,410,000 Updated portfolio data from servicer
Transfer of cap to Ocwen Financial Corporation,
1,028,360,000 Inc. due to servicing transfer

9/27/2012

10458
10458

16

4/13/2009

Chase Home Finance, LLC

Iselin

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

3,552,000,000

N/A

4/16/2009

Ocwen Loan Servicing LLC

West Palm Beach

FL

Purchase

Financial Instrument for Home Loan Modifications

$

659,000,000

N/A

2

(30,000)

$

258,598,782 Transfer of cap due to servicing transfer

$

60,000

$

$

(788)

$

258,658,782 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
258,657,994 reallocation

$

(610,000)

$

3/25/2013

10458

258,628,782 Transfer of cap due to servicing transfer

$

1/16/2013

10458

267,853,483 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
267,848,782 reallocation

$

12/27/2012

10458

$

(9,220,000)

12/14/2012

10458

(4,701)

$

11/15/2012

10458

$

10/16/2012

10458

10500

225,040,000

4/13/2011

10458

10500

1,183,142,628 Transfer of cap due to servicing transfer

$

3/30/2011

10458

10500

1,219,702,628 Transfer of cap due to servicing transfer

$

3/16/2011

10458

10500

$

(36,560,000)

1/13/2011

10458

10500

(9,350,000)

$

1/6/2011

10458

10500

$

12/15/2010

10458

10500

1,232,955,446 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,229,052,628 reallocation

10/15/2010

10458

10500

$

9/30/2010

10458

10500

(3,902,818)

9/30/2010

10458

10500

$

9/15/2010

10458

10500

1,235,185,446 Transfer of cap due to servicing transfer

$

7/16/2010

10458

10500

1,235,215,446 Transfer of cap due to servicing transfer

$

(2,230,000)

7/14/2010

10458

10500

$

(30,000)

$

6/16/2010

10458

10500

(197,220,000)

$

3/26/2010

10458

10500

$

9/30/2009

10458

10500

1,432,437,876 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,435,446 reallocation

1,498,944,981 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,498,937,876 reallocation

12/30/2009

10458

10500

$

6/17/2009

N/A

$

(2,430)

2/13/2014
Irving

(66,500,000)

$

1/16/2014

10315

$

12/23/2013

10315

$

12/16/2013

10315

$

(7,105)

11/14/2013

10315

30,000

$

10/15/2013

10315

$

9/27/2013

10315

$

9/16/2013

10315

10500

Reason for Adjustment

Updated due to quarterly assessment and
1,498,914,981 reallocation

(19,838)

6/27/2013

10315

10500

Adjusted Cap

$

6/14/2013

10315

Saxon Mortgage Services, Inc.

Cap Adjustment Amount

3/25/2013

10315

4/13/2009

Adjustment
Date

$

(2,979)

$

258,047,994 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
258,045,015 reallocation
100,807,086 Termination of SPA

4/9/2013

$

(157,237,929)

$

7/31/2009

$

(3,552,000,000)

$

6/12/2009

$

(105,620,000)

$

- Termination of SPA
553,380,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
655,960,000 initial cap
Updated portfolio data from servicer & HAFA
933,600,000 initial cap

9/30/2009

$

102,580,000

$

12/30/2009

$

277,640,000

$

3/26/2010

$

46,860,000

$

6/16/2010

$

156,050,000

$

7/14/2010

$

(191,610,000)

$

7/16/2010

$

23,710,000

$

944,900,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
968,610,000 Inc. due to servicing transfer

9/15/2010

$

100,000

$

968,710,000 Initial FHA-HAMP cap

9/30/2010

$

3,742,740

$

10/15/2010

$

170,800,000

$

980,460,000 Updated portfolio data from servicer
Transfer of cap from Saxon Mortgage Services,
1,136,510,000 Inc. due to servicing transfer

972,452,740 Updated portfolio data from servicer
1,143,252,740 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,143,251,720 reallocation

1/6/2011

$

(1,020)

$

2/16/2011

$

900,000

$

3/30/2011

$

(1,114)

$

6/29/2011

$

(10,044)

$

1,144,151,720 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,144,150,606 reallocation
Updated due to quarterly assessment and
1,144,140,562 reallocation

10/14/2011

$

(100,000)

$

1,144,040,562 Transfer of cap due to servicing transfer

1/13/2012

$

194,800,000

$

1,338,840,562 Transfer of cap due to servicing transfer

2/16/2012

$

400,000

$

1,339,240,562 Transfer of cap due to servicing transfer

3/15/2012

$

100,000

$

1,339,340,562 Transfer of cap due to servicing transfer

5/16/2012

$

123,530,000

$

1,462,870,562 Transfer of cap due to servicing transfer

6/14/2012

$

354,290,000

$

1,817,160,562 Transfer of cap due to servicing transfer

Page 4 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

$

1,850,173,521 Transfer of cap due to servicing transfer

13,240,000

$

1,863,413,521 Transfer of cap due to servicing transfer

$

2,080,000

$

$

(1,015)

$

1,865,493,521 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,865,492,506 reallocation

$

410,000

$

1,865,902,506 Transfer of cap due to servicing transfer

$

960,000

$

1,866,862,506 Transfer of cap due to servicing transfer

$

83,880,000

$

$

(1,877)

$

$

2,728,838,558 Transfer of cap due to servicing transfer

18,970,000

$

2,747,808,558 Transfer of cap due to servicing transfer

$

(190,000)

$

$

(2,817)

$

2,747,618,558 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,747,615,741 reallocation

$

14,710,000

$

2,762,325,741 Transfer of cap due to servicing transfer

9/16/2013

10500

$

620,860,000

$

7/16/2013

10500

157,237,929

$

6/27/2013

10500

$

1,950,742,506 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,950,740,629 reallocation
Transfer of cap (from Saxon Mortgage Services,
2,107,978,558 Inc ) due to servicing transfer

6/14/2013

10500

$

66,170,000

$

9/27/2013

Simi Valley

10512
10512
10512
10512
10512
10512

51,180,000

$

3,481,202,197 Transfer of cap due to servicing transfer

$

765,231,390

$

4,246,433,587 Transfer of cap due to merger / acquisition

$

38,900,000

$

4,285,333,587 Transfer of cap due to servicing transfer

$

5,540,000

$

$

162,680,000

$

$

665,510,000

$

804,440,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
967,120,000 initial cap
Updated portfolio data from servicer & HAFA
1,632,630,000 initial cap

$

800,390,000

$

2,433,020,000 Initial 2MP cap

$

(829,370,000)

$

1,603,650,000 Updated portfolio data from servicer

$

(366,750,000)

$

$

95,300,000

$

1,236,900,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
1,332,200,000 initial RD-HAMP

10512
10512

13

10512

13
CA

Purchase

Financial Instrument for Home Loan Modifications

$

1,864,000,000

N/A

(23,337)

$

$

(300,000)

$

1,554,813,000 Transfer of cap due to servicing transfer

$

(120,700,000)

$

1,434,113,000 Transfer of cap due to servicing transfer

$

(900,000)

$

1,433,213,000 Transfer of cap due to servicing transfer

$

(200,000)

$

6/28/2012

10512

$

1,555,141,084 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,555,138,885 reallocation
Updated due to quarterly assessment and
1,555,136,337 reallocation
Updated due to quarterly assessment and
1,555,113,000 reallocation

5/16/2012

10512

$

11/16/2011

10512

$

(2,548)

10/14/2011

10512

$

(2,199)

$

8/16/2011

10512

222,941,084

$

6/29/2011

10512

$

1/6/2011
3/30/2011

10512

Simi Valley
4/17/2009 as amended Bank of America, N.A. (BAC Home Loans Servicing, LP)
on 1/26/2010
1000832

$

9/30/2010

10512

3,380,735,465 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,430,022,197 reallocation

9/30/2010

N/A

$

7/14/2010

798,900,000

49,286,732

3/26/2010

$

$

1/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

280,370,000

9/30/2009

CA

3,100,365,465 Transfer of cap due to servicing transfer

$

6/12/2009

10500

$

2/13/2014

10500

4,290,000

1/31/2014

10500

3,096,075,465 Transfer of cap due to servicing transfer

$

1/16/2014

10500

2,828,495,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,828,495,465 reallocation

$

12/23/2013

10500

$

267,580,000

12/16/2013

10500

(276)

$

11/14/2013

10500

$

10/15/2013

10500

1000832

14,560,000

$

4/9/2013

10500

1000832

$

5/16/2013

10500

1000832

1,835,624,254 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,835,613,521 reallocation

4/16/2013

10500

1000832

$

3/25/2013

10500

1000832

(10,733)

3/14/2013

10500

$

2/14/2013

10500

1,827,234,254 Transfer of cap due to servicing transfer

$

1/16/2013

10500

$

8,390,000

12/27/2012

10500

10,080,000

$

12/14/2012

10500

$

11/15/2012

10500

Updated due to quarterly assessment and
1,817,154,254 reallocation

10/16/2012

10500

$

9/27/2012

10500

1000832

Reason for Adjustment

(6,308)

8/16/2012

10500

1000832

Adjusted Cap

$

7/16/2012

10500

1000832

Cap Adjustment Amount

6/28/2012

10500

4/17/2009 as amended Bank of America, N.A.
on 1/26/2010

Adjustment
Date

$

(17,893)

$

8/10/2012

$

(1,401,716,594)

$

10/16/2013

$

(260,902)

$

1,433,013,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,432,995,107 reallocation
Update of cap due to termination of SPA and
31,278,513 merger with BAC Home Loans, LP
Update of cap due to termination of SPA and
31,017,611 merger with BAC Home Loans, LP

6/12/2009

$

3,318,840,000

$

9/30/2009

$

(717,420,000)

$

12/30/2009

$

2,290,780,000

$

5,182,840,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
4,465,420,000 initial cap
Updated portfolio data from servicer & HAFA
6,756,200,000 initial cap

1/26/2010

$

450,100,000

$

7,206,300,000 Initial 2MP cap

3/26/2010

$

905,010,000

$

4/19/2010

$

10,280,000

$

6/16/2010

$

286,510,000

$

8,111,310,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
8,121,590,000 due to servicing transfer
Transfer of cap from Wilshire Credit Corporation
8,408,100,000 due to servicing transfer

7/14/2010

$

(1,787,300,000)

$

9/30/2010

$

105,500,000

$

6,620,800,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
6,726,300,000 initial RD-HAMP

1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832
1000832

9/30/2010

$

(614,527,362)

$

6,111,772,638 Updated portfolio data from servicer

12/15/2010

$

236,000,000

$

1/6/2011

$

(8,012)

$

6,347,772,638 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,347,764,626 reallocation

2/16/2011

$

1,800,000

$

6,349,564,626 Transfer of cap due to servicing transfer

3/16/2011

$

100,000

$

3/30/2011

$

(9,190)

$

6,349,664,626 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,655,436 reallocation

4/13/2011

$

200,000

$

6,349,855,436 Transfer of cap due to servicing transfer

5/13/2011

$

300,000

$

6,350,155,436 Transfer of cap due to servicing transfer

6/16/2011

$

(1,000,000)

$

6/29/2011

$

(82,347)

$

6,349,155,436 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,349,073,089 reallocation

7/14/2011

$

(200,000)

$

6,348,873,089 Transfer of cap due to servicing transfer

8/16/2011

$

(3,400,000)

$

6,345,473,089 Transfer of cap due to servicing transfer

9/15/2011

$

(1,400,000)

$

6,344,073,089 Transfer of cap due to servicing transfer

10/14/2011

$

120,600,000

$

10/19/2011

1000832

$

317,956,289

$

6,464,673,089 Transfer of cap due to servicing transfer
Transfer of cap (from Home Loan Services, Inc.
and Wilshire Credit Corporation due to merger.)
6,782,629,378

11/16/2011

$

800,000

$

6,783,429,378 Transfer of cap due to servicing transfer

1000832
1000832

Page 5 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1000832

3/15/2012

Financial Instrument for Home Loan Modifications

$

366,000,000

N/A

10205
10205
10205
10205
10205
10205
10205
10205
10205
10205

13
Saint Paul

10309
10309
10309
10309

(25,580,000)

$

7,706,340,254 Transfer of cap due to servicing transfer

$

(6,730,000)

$

7,699,610,254 Transfer of cap due to servicing transfer

$

(290,640,000)

$

$

(15,411)

$

7,408,970,254 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,408,954,843 reallocation

$

(79,200,000)

$

$

260,902

$

7,329,754,843 Transfer of cap due to servicing transfer
Transfer of cap (from Bank of America, N.A.) due
7,330,015,745 to merger

$

(14,600,000)

$

7,315,415,745 Transfer of cap due to servicing transfer

$

(23,220,000)

$

$

(25,226,860)

$

7,292,195,745 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,266,968,885 reallocation

$

(27,070,000)

$

7,239,898,885 Transfer of cap due to servicing transfer

$

(110,110,000)

$

7,129,788,885 Transfer of cap due to servicing transfer

$

128,300,000

$

$

46,730,000

$

$

145,820,000

$

447,300,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
494,030,000 initial cap
Updated portfolio data from servicer & HAFA
639,850,000 initial cap

$

(17,440,000)

$

622,410,000 Updated portfolio data from servicer

$

(73,010,000)

$

549,400,000 Updated portfolio data from servicer

$

6,700,000

$

556,100,000 Initial FHA-2LP cap

$

(77,126,410)

$

478,973,590 Updated portfolio data from servicer

$

(314,900,000)

$

$

(233)

$

164,073,590 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
164,073,357 reallocation

$

(1,900,000)

$

162,173,357 Transfer of cap due to servicing transfer

$

(400,000)

$

$

(278)

$

161,773,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,773,079 reallocation

$

(400,000)

$

$

(2,625)

$

10/19/2011

$

(155,061,221)

$

$

87,130,000

$

$

(249,670,000)

$

$

119,700,000

$

$

52,270,000

$

$

(10,280,000)

$

$

(1,880,000)

$

$

(286,510,000)

$

$

19,540,000

$

$

(210,000)

$

$

(100,000)

$

95,990,000 Transfer of cap due to servicing transfer

$

68,565,782

$

164,555,782 Updated portfolio data from servicer
Updated due to quarterly assessment and
164,555,535 reallocation
Updated due to quarterly assessment and
164,555,241 reallocation
Updated due to quarterly assessment and
164,552,462 reallocation

$

(247)

$

$

(294)

$

6/29/2011

10205

10309

$

1/6/2011

10205

Green Tree Servicing LLC

7,731,965,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,731,920,254 reallocation

3/30/2011

10205

4/24/2009

$

9/30/2010

Purchase

(45,103)

8/13/2010

OR

$

7/16/2010

Beaverton
10205

7,748,915,357 Transfer of cap due to servicing transfer

$

7/14/2010

13

7,749,855,357 Transfer of cap due to servicing transfer

$

(16,950,000)

6/16/2010

10316

$

(940,000)

$

5/14/2010

10316

(1,410,000)

$

4/19/2010

10316

$

3/26/2010

10316

7,751,387,961 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,751,265,357 reallocation

12/30/2009

10316

$

9/30/2009

10316

(122,604)

6/12/2009

10316

$

6/29/2011

10316

$

5/13/2011

10316

(5,900,000)

3/30/2011

10316

7,757,287,961 Transfer of cap due to servicing transfer

$

3/16/2011

10316

7,799,117,961 Transfer of cap due to servicing transfer

$

2/16/2011

10316

$

(41,830,000)

1/6/2011

10316

(27,000,000)

$

12/15/2010

10316

$

6/12/2009

N/A

7,826,151,476 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,826,117,961 reallocation

9/30/2010

319,000,000

$

9/30/2010

$

(33,515)

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

7,876,501,476 Transfer of cap due to servicing transfer

$

12/30/2009

PA

7,903,801,476 Transfer of cap due to servicing transfer

$

(50,350,000)

9/30/2009

Pittsburgh

$

(27,300,000)

$

2/13/2014

1000832

(153,220,000)

$

1/16/2014

1000832

$

12/23/2013

1000832

8,057,227,423 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,057,021,476 reallocation

12/16/2013

1000832

$

11/14/2013

1000832

$

(205,946)

10/16/2013

1000832

(4,780,000)

$

10/15/2013

1000832

$

9/27/2013

1000832

$

9/16/2013

1000832

1,401,716,594

8/15/2013

1000832

$

7/16/2013

1000832

$

6/27/2013

1000832

(6,840,000)

6/14/2013

1000832

6,667,189,378 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,667,130,828 reallocation

$

5/16/2013

1000832

$

4/16/2013

1000832

$

(58,550)

3/25/2013

1000832

(8,860,000)

$

3/14/2013

1000832

6,676,049,378 Transfer of cap due to servicing transfer

$

2/14/2013

1000832

$

1/16/2013

1000832

20,000

12/27/2012

1000832

6,676,029,378 Transfer of cap due to servicing transfer

$

12/14/2012

1000832

$

11/15/2012

1000832

(63,800,000)

10/16/2012

1000832

6,739,829,378 Transfer of cap due to servicing transfer

$

9/27/2012

1000832

6,763,729,378 Transfer of cap due to servicing transfer

$

8/16/2012

1000832

$

(23,900,000)

8/10/2012

1000832

(2,100,000)

$

7/16/2012

1000832

$

6/28/2012

1000832

6,765,829,378 Transfer of cap due to servicing transfer

6/14/2012

1000832

Wilshire Credit Corporation

Reason for Adjustment

$

5/16/2012

1000832

4/20/2009

Adjusted Cap
(17,600,000)

4/16/2012

1000832

$

2/16/2012

1000832

Home Loan Services, Inc.

Cap Adjustment Amount

12/15/2011

1000832

4/20/2009

Adjustment
Date

MN

Purchase

Financial Instrument for Home Loan Modifications

$

156,000,000

N/A

$

(2,779)

$

10/19/2011

$

(162,895,068)

$

6/17/2009

$

(64,990,000) $

6,660,290,828 Transfer of cap due to servicing transfer
Transfer of cap (from Bank of America, N.A.) due
8,062,007,423 to merger

161,373,079 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,370,454 reallocation
6,309,233 Termination of SPA
453,130,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
203,460,000 initial cap
Updated portfolio data from servicer & HAFA
323,160,000 initial cap
375,430,000 Updated portfolio data from servicer
Transfer of cap to Countrywide Home Loans due
365,150,000 to servicing transfer
Transfer of cap to GMAC Mortgage, Inc. due to
363,270,000 servicing transfer
Transfer of cap to Countrywide Home Loans due
76,760,000 to servicing transfer
96,300,000 Updated portfolio data from servicer
Transfer of cap to Green Tree Servicing LLC due
96,090,000 to servicing transfer

1,657,394 Termination of SPA

9/30/2009

$

130,780,000

$

12/30/2009

$

(116,750,000)

$

91,010,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
221,790,000 initial cap
Updated portfolio data from servicer & HAFA
105,040,000 initial cap

3/26/2010

$

13,080,000

$

118,120,000 Updated portfolio data from servicer

7/14/2010

$

(24,220,000)

$

7/16/2010

$

210,000

$

93,900,000 Updated portfolio data from servicer
Transfer of cap from Wilshire Credit Corporation
94,110,000 due to servicing transfer

Page 6 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

10309

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap

Reason for Adjustment

8/13/2010

$

34,600,000

$

130,910,000 Initial 2MP cap

$

5,600,000

$

136,510,000 Initial FHA-2LP cap and FHA-HAMP

$

10,185,090

$

146,695,090 Updated portfolio data from servicer

10/15/2010

10309

$

9/30/2010

10309

2,200,000

9/30/2010

10309

$

9/10/2010

10309

96,310,000 Transfer of cap due to servicing transfer

$

400,000

$

1/6/2011

Carrington Mortgage Services, LLC

Santa Ana
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503

RBS
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503
10503

CA

Purchase

Financial Instrument for Home Loan Modifications

$

195,000,000

N/A

920,000

$

$

(1,622)

$

156,272,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,270,703 reallocation

$

110,000

$

156,380,703 Transfer of cap due to servicing transfer

$

5,120,000

$

$

(4,509)

$

161,500,703 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
161,496,194 reallocation

$

8,810,000

$

170,306,194 Transfer of cap due to servicing transfer

$

2,910,000

$

$

(802)

$

173,216,194 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
173,215,392 reallocation

$

10,210,000

$

$

(3,023)

$

$

140,000

$

$

(1,077)

$

183,562,369 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
183,561,292 reallocation

$

7,210,000

$

190,771,292 Transfer of cap due to servicing transfer

$

6,730,000

$

$

(388)

$

197,501,292 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
197,500,904 reallocation

$

3,610,000

$

201,110,904 Transfer of cap due to servicing transfer

$

(320,000)

$

200,790,904 Transfer of cap due to servicing transfer

$

21,280,000

$

$

(710,351)

$

222,070,904 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
221,360,553 reallocation

$

1,700,000

$

223,060,553 Transfer of cap due to servicing transfer

6/17/2009

$

9/30/2009

$

90,990,000

$

12/30/2009

$

57,980,000

$

131,020,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
222,010,000 initial cap
Updated portfolio data from servicer & HAFA
279,990,000 initial cap

3/26/2010

$

74,520,000

$

354,510,000 Updated portfolio data from servicer

7/14/2010

$

(75,610,000)

$

278,900,000 Updated portfolio data from servicer

8/13/2010

$

1,100,000

$

280,000,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,763,685

$

283,763,685 Updated portfolio data from servicer

12/15/2010

$

300,000

$

1/6/2011

$

(325)

$

284,063,685 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
284,063,360 reallocation

1/13/2011

$

2,400,000

$

3/30/2011

$

(384)

$

6/29/2011

$

(3,592)

$

286,463,360 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
286,462,976 reallocation
Updated due to quarterly assessment and
286,459,384 reallocation

8/16/2011

$

1,800,000

$

288,259,384 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

288,359,384 Transfer of cap due to servicing transfer

11/16/2011

$

1,000,000

$

289,359,384 Transfer of cap due to servicing transfer

2/16/2012

$

1,100,000

$

290,459,384 Transfer of cap due to servicing transfer

4/16/2012

$

100,000

$

290,559,384 Transfer of cap due to servicing transfer

5/16/2012

$

850,000

$

291,409,384 Transfer of cap due to servicing transfer

6/14/2012

$

2,240,000

$

6/28/2012

$

(2,520)

$

293,649,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
293,646,864 reallocation

7/16/2012

$

1,690,000

$

295,336,864 Transfer of cap due to servicing transfer

8/16/2012

10309

155,352,325 Transfer of cap due to servicing transfer

$

2/13/2014

10309

$

12/23/2013

10309

3,260,000

12/16/2013

10309

152,092,325 Transfer of cap due to servicing transfer

$

11/14/2013

10309

$

10/15/2013

10309

100,000

9/27/2013

10309

151,992,325 Transfer of cap due to servicing transfer

$

8/15/2013

10309

$

7/16/2013

10309

900,000

6/27/2013

10309

151,092,325 Transfer of cap due to servicing transfer

$

5/16/2013

10309

150,692,325 Transfer of cap due to servicing transfer

$

3/25/2013

10309

$

400,000

2/14/2013

10309

200,000

$

12/27/2012

10309

150,492,325 Transfer of cap due to servicing transfer

$

11/15/2012

10309

150,292,325 Transfer of cap due to servicing transfer

$

10/16/2012

10309

$

200,000

9/27/2012

10309

1,900,000

$

8/16/2012

10309

$

7/16/2012

10309

148,394,627 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
148,392,325 reallocation

6/28/2012

10309

$

6/14/2012

10309

(2,302)

5/16/2012

10309

$

3/15/2012

10309

148,294,627 Transfer of cap due to servicing transfer

$

2/16/2012

10309

$

100,000

11/16/2011

10309

1,200,000

$

10/14/2011

10309

$

9/15/2011

10309

147,095,090 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
147,094,877 reallocation
Updated due to quarterly assessment and
147,094,627 reallocation

7/14/2011

10309

$

6/29/2011

10309

$

(250)

6/16/2011

10309

(213)

$

5/13/2011

10309

$

3/30/2011

10309

4/27/2009

Note

$

(30,000)

$

9/27/2012

$

(6,632)

$

295,306,864 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
295,300,232 reallocation

10/16/2012

$

2,880,000

$

298,180,232 Transfer of cap due to servicing transfer

11/15/2012

$

1,500,000

$

299,680,232 Transfer of cap due to servicing transfer

12/14/2012

$

2,040,000

$

12/27/2012

$

(1,103)

$

301,720,232 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
301,719,129 reallocation

1/16/2013

$

(10,000)

$

301,709,129 Transfer of cap due to servicing transfer

2/14/2013

$

4,960,000

$

306,669,129 Transfer of cap due to servicing transfer

3/14/2013

$

(30,000)

$

3/25/2013

$

(4,179)

$

306,639,129 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
306,634,950 reallocation

4/16/2013

$

(70,000)

$

306,564,950 Transfer of cap due to servicing transfer

5/16/2013

$

1,570,000

$

308,134,950 Transfer of cap due to servicing transfer

(63,980,000) $

183,425,392 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
183,422,369 reallocation

Page 7 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

10503

7/16/2013

Littleton

CO

Purchase

Financial Instrument for Home Loan Modifications

$

798,000,000

10231

17
Lewisville

10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406
10406

TX

Purchase

Financial Instrument for Home Loan Modifications

$

101,000,000

N/A

$

478,170,000 Updated portfolio data from servicer

$

(76,870,000)

$

401,300,000 Updated portfolio data from servicer

$

400,000

$

401,700,000 Initial FHA-HAMP cap

$

(8,454,269)

$

$

(342)

$

$

(374)

$

393,245,731 Updated portfolio data from servicer
Updated due to quarterly assessment and
393,245,389 reallocation
Updated due to quarterly assessment and
393,245,015 reallocation

$

18,000,000

$

$

(3,273)

$

411,245,015 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
411,241,742 reallocation

$

(200,000)

$

411,041,742 Transfer of cap due to servicing transfer

$

100,000

$

411,141,742 Transfer of cap due to servicing transfer

$

(500,000)

$

$

(1,768)

$

410,641,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
410,639,974 reallocation

$

(90,000)

$

410,549,974 Transfer of cap due to servicing transfer

$

(134,230,000)

$

276,319,974 Transfer of cap due to servicing transfer

$

(166,976,849)

$

$

1

$

109,343,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,343,126 reallocation

$

(230,000)

$

$

(1)

$

109,113,126 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,113,125 reallocation

$

(20,000)

$

109,093,125 Transfer of cap due to servicing transfer

$

(50,000)

$

6/27/2013

10231

$

9,150,000

6/14/2013

10231

21,330,000

$

5/16/2013

10231

$
$

3/25/2013

10231

10406

(11,860,000) $

314,549,012 Transfer of cap due to servicing transfer
459,550,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
447,690,000 initial cap
Updated portfolio data from servicer & HAFA
469,020,000 initial cap

11/15/2012

10231

10406

(338,450,000) $

9/27/2012

10231

10406

$

8/23/2012

10231

10406

314,269,012 Transfer of cap due to servicing transfer

$

8/16/2012

10231

10406

$

280,000

7/16/2012

10231

10406

120,000

$

6/28/2012

10231

10406

$

4/16/2012

10231

10406

315,022,903 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
314,149,012 reallocation

3/15/2012

10231

10406

$

10/14/2011

10231

10406

(873,891)

6/29/2011

10231

10406

$

5/13/2011

10231

10406

313,652,903 Transfer of cap due to servicing transfer

$

3/30/2011

10231

10406

311,652,903 Transfer of cap due to servicing transfer

$

1,370,000

1/6/2011

10231

10406

$

2,000,000

$

9/30/2010

10231

10406

(240,000)

$

9/1/2010

10231

10406

$

7/14/2010

10231

10406

311,893,428 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
311,892,903 reallocation

3/26/2010

10231

10406

$

9/30/2009

10231

10406

(525)

12/30/2009

10231

10406

$

6/17/2009

N/A

$

2/13/2014

10503

306,523,428 Transfer of cap due to servicing transfer

5,370,000

1/16/2014

10503

$

$

12/23/2013

10503

$

270,000

12/16/2013

10503

(1,522)

$

11/14/2013

10503

$

306,254,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
306,253,428 reallocation

10/15/2013

10503

Nationstar Mortgage LLC

Reason for Adjustment

$

9/27/2013

10503

5/28/2009

Adjusted Cap
(1,880,000)

9/16/2013

10503

$

6/27/2013

10503

Aurora Loan Services, LLC

Cap Adjustment Amount

6/14/2013

10503

5/1/2009

Adjustment
Date

$

(15)

$

109,043,125 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,043,110 reallocation

7/9/2013

$

(23,179,591)

$

6/12/2009

$

16,140,000

$

85,863,519 Termination of SPA

9/30/2009

$

134,560,000

$

12/30/2009

$

80,250,000

$

117,140,000 Updated portfolio data from servicer
Updated portfolio data from servicer & HPDP
251,700,000 initial cap
Updated portfolio data from servicer & HAFA
331,950,000 initial cap

3/26/2010

$

67,250,000

$

399,200,000 Updated portfolio data from servicer

7/14/2010

$

(85,900,000)

$

313,300,000 Updated portfolio data from servicer

8/13/2010

$

100,000

$

9/30/2010

$

2,900,000

$

313,400,000 Transfer of cap due to servicing transfer
Initial FHA-HAMP cap, initial FHA-2LP cap, initial
316,300,000 RD-HAMP, and initial 2MP cap

9/30/2010

$

33,801,486

$

350,101,486 Updated portfolio data from servicer

11/16/2010

$

700,000

$

350,801,486 Transfer of cap due to servicing transfer

12/15/2010

$

1,700,000

$

1/6/2011

$

(363)

$

352,501,486 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
352,501,123 reallocation

2/16/2011

$

900,000

$

353,401,123 Transfer of cap due to servicing transfer

3/16/2011

$

29,800,000

$

3/30/2011

$

(428)

$

383,201,123 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
383,200,695 reallocation

5/26/2011

$

20,077,503

$

6/29/2011

$

(4,248)

$

403,278,198 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
403,273,950 reallocation

11/16/2011

$

100,000

$

403,373,950 Transfer of cap due to servicing transfer

3/15/2012

$

(100,000)

$

403,273,950 Transfer of cap due to servicing transfer

5/16/2012

$

90,000

$

403,363,950 Transfer of cap due to servicing transfer

6/14/2012

$

(2,380,000)

$

6/28/2012

$

(2,957)

$

400,983,950 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
400,980,993 reallocation

7/16/2012

$

(2,580,000)

$

398,400,993 Transfer of cap due to servicing transfer

8/16/2012

$

131,450,000

$

529,850,993 Transfer of cap due to servicing transfer

8/23/2012

$

166,976,849

$

9/27/2012

$

(12,806)

$

696,827,842 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
696,815,036 reallocation

11/15/2012

$

160,000

$

696,975,036 Transfer of cap due to servicing transfer

12/14/2012

$

50,000

$

12/27/2012

$

(1,882)

$

697,025,036 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
697,023,154 reallocation

2/14/2013

$

(10,000)

$

697,013,154 Transfer of cap due to servicing transfer

3/14/2013

$

(280,000)

$

3/25/2013

$

(6,437)

$

696,733,154 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
696,726,717 reallocation

4/16/2013

$

30,000

$

696,756,717 Transfer of cap due to servicing transfer

5/16/2013

$

(1,510,000)

$

695,246,717 Transfer of cap due to servicing transfer

6/14/2013

$

(1,070,000)

$

694,176,717 Transfer of cap due to servicing transfer

Page 8 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

10406

10326
10326
10326
10326

1,076,825,840 Transfer of cap due to servicing transfer

$

9/30/2009

$

(1,860,000) $

$

27,920,000

$

1,109,195,840 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
17,540,000 initial cap
Updated portfolio data from servicer & HAFA
45,460,000 initial cap

$

(1,390,000)

$

44,070,000 Updated portfolio data from servicer

$

(13,870,000)

$

$

400,000

$

30,200,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, initial FHA-2LP cap, and
30,600,000 initial 2MP cap

$

586,954

$

$

(34)

$

$

(37)

$

$

100,000

$

$

(329)

$

31,286,883 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,286,554 reallocation

$

(1,900,000)

$

29,386,554 Transfer of cap due to servicing transfer

$

2,800,000

$

32,186,554 Transfer of cap due to servicing transfer

$

420,000

$

32,606,554 Transfer of cap due to servicing transfer

$

8,060,000

$

$

(313)

$

40,666,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,666,241 reallocation

$

31,186,954 Updated portfolio data from servicer
Updated due to quarterly assessment and
31,186,920 reallocation
Updated due to quarterly assessment and
31,186,883 reallocation

10052
10052
10052
10052

$

(264)

$

52,914,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
52,914,175 reallocation

$

6,080,000

$

58,994,175 Transfer of cap due to servicing transfer

$

(2,130,000)

$

$

(101)

$

56,864,175 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
56,864,074 reallocation

$

6,910,000

$

63,774,074 Transfer of cap due to servicing transfer

$

(1,050,000)

$

$

(173,584)

$

62,724,074 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
62,550,490 reallocation

$

1,310,000

$

63,860,490 Transfer of cap due to servicing transfer

$

(2,210,000)

$

9/30/2009

$

13,070,000

$

$

145,510,000

$

$

(116,950,000)

$

58,150,000 Updated portfolio data from servicer

$

(23,350,000)

$

34,800,000 Updated portfolio data from servicer

$

7,846,346

$

$

(46)

$

$

(55)

$

$

(452)

$

6/28/2012

N/A

52,894,439 Transfer of cap due to servicing transfer

$

6/29/2011

16,520,000

52,794,439 Transfer of cap due to servicing transfer

$

20,000

3/30/2011

$

$

100,000

$

1/6/2011

Financial Instrument for Home Loan Modifications

1,330,000

$

9/30/2010

Purchase

$

7/14/2010

VA

51,465,152 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
51,464,439 reallocation

3/26/2010

Glen Allen

$

12/30/2009

10326

(713)

2/13/2014

10326

$

1/16/2014

10326

51,725,152 Transfer of cap due to servicing transfer

$

12/23/2013

10326

$

(260,000)

12/16/2013

10326

3,190,000

$

10/15/2013

10326

$

9/27/2013

10326

48,535,330 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
48,535,152 reallocation

9/16/2013

10326

$

7/16/2013

10326

(178)

6/27/2013

10326

$

6/14/2013

10326

$

5/16/2013

10326

20,000

4/16/2013

10326

48,515,330 Transfer of cap due to servicing transfer

$

3/25/2013

10326

42,826,241 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
42,825,330 reallocation

$

3/14/2013

10326

$

5,690,000

2/14/2013

10326

(911)

$

12/27/2012

10326

$

$

11/15/2012

10326

2,160,000

9/27/2012
10/16/2012

10326

$

(309)

$

61,650,490 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
29,590,000 initial cap
Updated portfolio data from servicer & HAFA
175,100,000 initial cap

9/27/2012

10052
10052
10052
10052
10052
San Juan

PR

Purchase

Financial Instrument for Home Loan Modifications

$

57,000,000

N/A

$
$

$

(475)

$

$

(175)

$

$

(62)

$

12/23/2013

10052

(131)

9/27/2013

10052

(807)

6/27/2013

10052

$

3/25/2013

10052

$

12/27/2012

10052

10131

$

32,370,000

7/16/2012

10326

(100,000)

$

6/28/2012

10326

$

6/14/2012

10326

1,078,623,091 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,076,925,840 reallocation

5/16/2012

10326

$

11/16/2011

10326

(1,697,251)

9/15/2011

10326

$

6/29/2011

10326

$

4/13/2011

10326

1,075,413,091 Transfer of cap due to servicing transfer

3,210,000

3/30/2011

10326

1,070,353,091 Transfer of cap due to servicing transfer

$

$

1/6/2011

N/A

$

5,060,000

9/30/2010

19,400,000

$

63,440,000

$

9/30/2010

$

(1,118)

$

7/14/2010

Financial Instrument for Home Loan Modifications

$

1,006,914,209 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,006,913,091 reallocation

3/26/2010

Purchase

10326

10131

$

12/30/2009

TX

10326

10131

717,844,209 Transfer of cap due to servicing transfer

289,070,000

2/13/2014
Fort Worth

10131

$

$

1/16/2014

10406

10131

$

490,000

12/23/2013

10406

10131

23,179,591

$

12/16/2013

10406

10131

$

9/27/2013

10406

10131

Reason for Adjustment

Updated due to quarterly assessment and
694,174,618 reallocation
Transfer of cap (from Aurora Loan Services LLC )
717,354,209 due to servicing transfer

11/14/2013

10406

RG Mortgage Corporation

$

10/15/2013

10406

6/17/2009

(2,099)

9/16/2013

10406

CCO Mortgage, a division of RBS Citizens NA

Adjusted Cap

$

7/9/2013

10406

6/17/2009

Cap Adjustment Amount

7/16/2013

10406

Residential Credit Solutions, Inc.

Adjustment
Date
6/27/2013

10406

6/12/2009

Note

$

(97,446)

$

9/30/2009

$

(11,300,000) $

12/30/2009

$

(42,210,000)

$

42,646,346 Updated portfolio data from servicer
Updated due to quarterly assessment and
42,646,300 reallocation
Updated due to quarterly assessment and
42,646,245 reallocation
Updated due to quarterly assessment and
42,645,793 reallocation
Updated due to quarterly assessment and
42,645,484 reallocation
Updated due to quarterly assessment and
42,644,677 reallocation
Updated due to quarterly assessment and
42,644,546 reallocation
Updated due to quarterly assessment and
42,644,071 reallocation
Updated due to quarterly assessment and
42,643,896 reallocation
Updated due to quarterly assessment and
42,643,834 reallocation
Updated due to quarterly assessment and
42,546,388 reallocation
Updated portfolio data from servicer & HPDP
45,700,000 initial cap
Updated portfolio data from servicer & HAFA
3,490,000 initial cap

3/26/2010

$

65,640,000

$

69,130,000 Updated portfolio data from servicer

4/9/2010

$

(14,470,000)

$

54,660,000 Updated portfolio data from servicer

7/14/2010

$

(8,860,000)

$

45,800,000 Updated portfolio data from servicer

9/30/2010

$

(4,459,154)

$

41,340,846 Updated portfolio data from servicer

12/15/2010

$

(4,300,000)

$

1/6/2011

$

(51)

$

3/30/2011

$

(65)

$

37,040,846 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
37,040,795 reallocation
Updated due to quarterly assessment and
37,040,730 reallocation

Page 9 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

540,000

12

10126

9

10126

30,000

N/A

10002
$

70,000

N/A

10014

1,551,668

$

$

(2)

$

$

(2)

$

4,351,668 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,351,666 reallocation
Updated due to quarterly assessment and
4,351,664 reallocation

$

(1,800,000)

$

2,551,664 Transfer of cap due to servicing transfer

6/3/2011

$

(1,872,787)

$

6/14/2012

$

990,000

$

678,877 Termination of SPA
1,668,877 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,041,054 reallocation
Updated due to quarterly assessment and
2,040,862 reallocation
Updated portfolio data from servicer & HPDP
20,000 initial cap
Updated portfolio data from servicer & HAFA
610,000 initial cap

$

372,177

$

$

(192)

$

9/30/2009

$

(10,000) $

$

590,000

$

$

(580,000)

$

30,000 Updated portfolio data from servicer

$

70,000

$

100,000 Updated portfolio data from servicer

$

45,056

$

145,056 Updated portfolio data from servicer

$

(145,056)

$

12/30/2009

$

2,180,000

$

- Termination of SPA
Updated portfolio data from servicer & HAFA
2,250,000 initial cap

$

(720,000)

$

1,530,000 Updated portfolio data from servicer

$

(430,000)

$

1,100,000 Updated portfolio data from servicer

$

60,445

$
$

(1)

$

$

(12)

$

$

(9)

$

$

(23)

$

$

(4)

$

3/25/2013

$

(13)

$

6/27/2013

10014

(1)

$

12/27/2012

10014

$

9/27/2012

10014

$

1,160,445 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,444 reallocation
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,431 reallocation
Updated due to quarterly assessment and
1,160,422 reallocation
Updated due to quarterly assessment and
1,160,399 reallocation
Updated due to quarterly assessment and
1,160,395 reallocation
Updated due to quarterly assessment and
1,160,382 reallocation
Updated due to quarterly assessment and
1,160,377 reallocation
Updated due to quarterly assessment and
1,160,375 reallocation
Updated due to quarterly assessment and
1,157,646 reallocation
Updated portfolio data from servicer & HPDP
610,150,000 initial cap
Updated portfolio data from servicer & HAFA
700,430,000 initial cap

10014
Miamisburg

OH

Purchase

Financial Instrument for Home Loan Modifications

$

294,980,000

N/A

(5)

$

9/27/2013

$

(2)

$

12/23/2013

10014

10349

2,800,000 Updated portfolio data from servicer

$

6/28/2012

10014

10349

$

6/29/2011

10014

10349

1,500,000

1/6/2011

10014

10349

1,300,000 Updated portfolio data from servicer

$

3/30/2011

10014

10349

3,100,000 Updated portfolio data from servicer

$

9/30/2010

Financial Instrument for Home Loan Modifications

10014

10349

$

(1,800,000)

7/14/2010

Purchase

10014

10349

$

(14,260,000)

$

3/26/2010

CA

10014

10349

16,490,000

$

2/17/2011
San Jose

10349

$

- Termination of SPA
Updated portfolio data from servicer & HPDP
870,000 initial cap
Updated portfolio data from servicer & HAFA
17,360,000 initial cap

9/30/2010

$

10002

10349

$

7/14/2010

Financial Instrument for Home Loan Modifications

10002

10349

330,000

3/26/2010

Purchase

10002

10349

$

12/30/2009

FL

10002

10349

14,160,000 Updated portfolio data from servicer

$

9/27/2012

The Villages

10349

$

(14,160,000)

12/23/2013

10126

10349

11,370,000

$

9/30/2009

N/A

10126

10349

$

5/13/2011

$

10126

10349

$

3/30/2011

Financial Instrument for Home Loan Modifications

10126

10349

2,020,000

1/6/2011

Purchase

10126

10349

$

$

9/30/2010

CA

10126

10349

(185,423)

12/30/2009

N/A

10126

10349

$

$

7/30/2010

770,000

10126

10349

$

(110)

7/14/2010

$

10126

10349

(306)

$

3/26/2010

Financial Instrument for Home Loan Modifications

10126

10349

$

$

12/30/2009

Purchase

Anaheim

10349

(812)

5/26/2010

WA

10224

National City Bank

$

$

3/26/2010

Port Angeles
10224

6/26/2009

(214)

12/23/2013

10131

Technology Credit Union

$

$

9/27/2013

10131

6/26/2009

$

(1,270)

6/27/2013

10131

Citizens First Wholesale Mortgage Company

(462)

$

3/25/2013

10131

6/26/2009

$

Updated due to quarterly assessment and
37,040,114 reallocation
Updated due to quarterly assessment and
37,039,652 reallocation
Updated due to quarterly assessment and
37,038,382 reallocation
Updated due to quarterly assessment and
37,038,168 reallocation
Updated due to quarterly assessment and
37,037,356 reallocation
Updated due to quarterly assessment and
37,037,050 reallocation
Updated due to quarterly assessment and
37,036,940 reallocation
Updated due to quarterly assessment and
36,851,517 reallocation
Updated portfolio data from servicer & HAFA
2,790,000 initial cap

9/27/2012

10131

Wescom Central Credit Union

Reason for Adjustment

$

$

6/28/2012

10131

6/19/2009

Adjusted Cap
(616)

6/29/2011

10131

First Federal Savings and Loan

Cap Adjustment Amount

12/27/2012

10131

6/19/2009

Adjustment
Date

$

(2,729)

$

9/30/2009

$

315,170,000

$

12/30/2009

$

90,280,000

$

3/26/2010

$

(18,690,000)

$

681,740,000 Updated portfolio data from servicer

7/14/2010

$

(272,640,000)

$

9/30/2010

$

80,600,000

$

409,100,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
489,700,000 initial 2MP cap

9/30/2010

$

71,230,004

$

1/6/2011

$

(828)

$

560,930,004 Updated portfolio data from servicer
Updated due to quarterly assessment and
560,929,176 reallocation

2/16/2011

$

200,000

$

561,129,176 Transfer of cap due to servicing transfer

3/16/2011

$

(100,000)

$

3/30/2011

$

(981)

$

561,029,176 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
561,028,195 reallocation

4/13/2011

$

(2,300,000)

$

558,728,195 Transfer of cap due to servicing transfer

5/13/2011

$

(200,000)

$

558,528,195 Transfer of cap due to servicing transfer

6/16/2011

$

(200,000)

$

6/29/2011

$

(9,197)

$

558,328,195 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,318,998 reallocation

10/14/2011

$

300,000

$

558,618,998 Transfer of cap due to servicing transfer

11/16/2011

$

(300,000)

$

558,318,998 Transfer of cap due to servicing transfer

1/13/2012

$

200,000

$

558,518,998 Transfer of cap due to servicing transfer

2/16/2012

$

(100,000)

$

558,418,998 Transfer of cap due to servicing transfer

3/15/2012

$

200,000

$

558,618,998 Transfer of cap due to servicing transfer

6/14/2012

$

(10,000)

$

6/28/2012

$

(6,771)

$

558,608,998 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
558,602,227 reallocation
Updated due to quarterly assessment and
558,583,760 reallocation
Updated due to quarterly assessment and
558,580,655 reallocation
Updated due to quarterly assessment and
558,568,942 reallocation
Updated due to quarterly assessment and
558,564,549 reallocation
Updated due to quarterly assessment and
558,562,984 reallocation

9/27/2012

$

(18,467)

$

12/27/2012

$

(3,105)

$

3/25/2013

$

(11,713)

$

6/27/2013

$

(4,393)

$

9/27/2013

$

(1,565)

$

Page 10 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

10349
7/1/2009

Wachovia Mortgage, FSB

12/23/2013
Des Moines

IA

Purchase

Financial Instrument for Home Loan Modifications

$

634,010,000

N/A

Adjusted Cap

$

(2,622,925)

$

9/30/2009

3

1000642
Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

44,260,000

N/A

$

723,880,000

$

$

692,640,000

$

2/17/2010

1000642

Bayview Loan Servicing, LLC

Cap Adjustment Amount

12/30/2009

1000642

7/1/2009

Adjustment
Date

$

(2,050,236,344)

$

3/12/2010

$

(54,767)

$

Reason for Adjustment

Updated due to quarterly assessment and
555,940,059 reallocation
Updated portfolio data from servicer & HPDP
1,357,890,000 initial cap
Updated portfolio data from servicer & HAFA
2,050,530,000 initial cap
Transfer of cap (to Wells Fargo Bank) due to
293,656 merger
Transfer of cap (to Wells Fargo Bank) due to
238,890 merger
Updated portfolio data from servicer & HPDP
68,110,000 initial cap
Updated portfolio data from servicer & HAFA
111,700,000 initial cap

9/30/2009

$

34,540,000

$

146,240,000 Updated portfolio data from servicer

$

1,010,000

$

147,250,000 Initial 2MP cap

$

(34,250,000)

$

113,000,000 Updated portfolio data from servicer

9/30/2010

$

600,000

$

113,600,000 Initial FHA-2LP cap

9/30/2010

1000667

$

7/14/2010

1000667
1000667

$

43,590,000

5/7/2010

1000667

23,850,000

$

3/26/2010

1000667

$

12/30/2009

1000667

$

(15,252,303)

$

1/6/2011

1000667
1000667

$

98,347,697 Updated portfolio data from servicer
Updated due to quarterly assessment and
98,347,627 reallocation
Updated due to quarterly assessment and
98,347,541 reallocation

$

400,000

$

98,747,541 Transfer of cap due to servicing transfer

$

100,000

$

6/29/2011

1000667

$

(86)

5/13/2011

1000667

(70)

$

4/13/2011

1000667

$

3/30/2011

1000667

$

(771)

$

98,847,541 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
98,846,770 reallocation

9/15/2011

83,846,770 Transfer of cap due to servicing transfer

$

(100,000)

$

83,746,770 Transfer of cap due to servicing transfer

$

200,000

$

83,946,770 Transfer of cap due to servicing transfer

$

30,000

$

83,976,770 Transfer of cap due to servicing transfer

$

1,810,000

$

$

(508)

$

85,786,770 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
85,786,262 reallocation

7/16/2012

1000667

81,446,770 Transfer of cap due to servicing transfer

$

6/28/2012

1000667

$

2,400,000

6/14/2012

1000667

900,000

$

5/16/2012

1000667

80,546,770 Transfer of cap due to servicing transfer

$

4/16/2012

1000667

99,446,770 Transfer of cap due to servicing transfer

$

3/15/2012

1000667

$

(18,900,000)

2/16/2012

1000667

600,000

$

1/13/2012

1000667

$

10/14/2011

1000667

$

Lake National Bank

100,000

10355
10355
10355
10355
10355
10355

$

(308)

$

122,953,692 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
122,953,384 reallocation

$

21,430,000

$

144,383,384 Transfer of cap due to servicing transfer

$

11,730,000

$

$

(91)

$

156,113,384 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
156,113,293 reallocation

$

5,430,000

$

161,543,293 Transfer of cap due to servicing transfer

$

20,900,000

$

182,443,293 Transfer of cap due to servicing transfer

$

260,000

$

$

(131,553)

$

182,703,293 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
182,571,740 reallocation

$

1,070,000

$

183,641,740 Transfer of cap due to servicing transfer

$

2,570,000

$

$

150,000

$

$

130,000

$

186,211,740 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
250,000 initial cap
Updated portfolio data from servicer & HAFA
380,000 initial cap

$

50,000

$

430,000 Updated portfolio data from servicer

$

(30,000)

$

400,000 Updated portfolio data from servicer

$

35,167

$

$

(1)

$

435,167 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,166 reallocation
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation

10029
10029
10029
10029
10029
10029

12
Evansville

IN

Purchase

Financial Instrument for Home Loan Modifications

$

23,480,000

N/A

$

250,000

$

10,651 Termination of SPA
Updated portfolio data from servicer & HPDP
860,000 initial cap
Updated portfolio data from servicer & HAFA
1,110,000 initial cap

$

(10,000)

$

1,100,000 Updated portfolio data from servicer

$

(400,000)

$

700,000 Updated portfolio data from servicer

$

170,334

$

$

(1)

$

$

(1)

$

$

(12)

$

6/28/2012

10029

$

(10,000) $

6/29/2011

N/A

$

3/30/2011

870,000

(424,504)

1/6/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

$

8/23/2012

7/14/2010

Purchase

$
$

(4)

3/26/2010

FL

(1)
(6)

$

12/30/2009

Delray Beach

$
$

9/30/2009

12

10029

MorEquity, Inc.

$

6/28/2012

10029

7/17/2009

7,470,000

6/29/2011

10355
IBM Southeast Employees' Federal Credit Union

115,483,692 Transfer of cap due to servicing transfer

$

3/30/2011

10355
10355

7/10/2009

$

9/30/2009

N/A

660,000

1/6/2011

$

114,823,692 Transfer of cap due to servicing transfer

$

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

1,490,000

3/26/2010

OH

113,334,715 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
113,333,692 reallocation

$

12/30/2009

Mentor

$

2/13/2014

1000667
7/10/2009

$

(1,023)

1/16/2014

1000667

830,000

$

12/23/2013

1000667

112,504,715 Transfer of cap due to servicing transfer

$

12/16/2013

1000667

$

11/14/2013

1000667

109,254,715 Transfer of cap due to servicing transfer

3,250,000

10/15/2013

1000667

$

$

9/27/2013

1000667

$

90,000

9/16/2013

1000667

(298)

$

7/16/2013

1000667

$

109,165,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
109,164,715 reallocation

6/27/2013

1000667

$

6/14/2013

1000667

13,590,000

5/16/2013

1000667

95,575,013 Transfer of cap due to servicing transfer

$

4/16/2013

1000667

$

3/25/2013

1000667

6,970,000

3/14/2013

1000667

88,605,013 Transfer of cap due to servicing transfer

$

2/14/2013

1000667

88,446,262 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
88,445,013 reallocation

$

1/16/2013

1000667

$

160,000

12/27/2012

1000667

(1,249)

$

12/14/2012

1000667

$

$

11/15/2012

1000667

2,660,000

9/27/2012
10/16/2012

1000667

$

(9)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,311 reallocation

9/14/2012

$

(821,722)

$

9/30/2009

$

18,530,000

$

48,589 Termination of SPA
Updated portfolio data from servicer & HPDP
42,010,000 initial cap

Page 11 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

West Salem

OH

Purchase

Financial Instrument for Home Loan Modifications

$

170,000

N/A

$

(147)

$

81,376,191 Updated portfolio data from servicer
Updated due to quarterly assessment and
81,376,068 reallocation
Updated due to quarterly assessment and
81,375,921 reallocation

$

(100,000)

$

$

(1,382)

$

$

(300,000)

$

$

(1,003)

$

$

(2,745)

$

$

(460)

$

$

(1,740)

$

$

60,000

$

$

(656)

$

$

(234)

$

$

(394,926)

$

80,974,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
80,973,536 reallocation
Updated due to quarterly assessment and
80,970,791 reallocation
Updated due to quarterly assessment and
80,970,331 reallocation
Updated due to quarterly assessment and
80,968,591 reallocation
Transfer of cap (from RBC bank (USA) ) due to
81,028,591 merger
Updated due to quarterly assessment and
81,027,935 reallocation
Updated due to quarterly assessment and
81,027,701 reallocation
Updated due to quarterly assessment and
80,632,775 reallocation
Updated portfolio data from servicer & HPDP
80,000 initial cap
Updated portfolio data from servicer & HAFA
130,000 initial cap

10257
10257
10257

$

100,000 Updated portfolio data from servicer

$

45,056

$

145,056 Updated portfolio data from servicer

$

(145,056)

$

$

890,000

$

$

1,260,000

$

- Termination of SPA
Updated portfolio data from servicer & HPDP
2,300,000 initial cap
Updated portfolio data from servicer & HAFA
3,560,000 initial cap

$

(20,000)

$

3,540,000 Updated portfolio data from servicer

$

(240,000)

$

3,300,000 Updated portfolio data from servicer

$

471,446

$

$

(3)

$

$

(4)

$

3,771,446 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,771,443 reallocation
Updated due to quarterly assessment and
3,771,439 reallocation

$

(1,100,000)

$

$

(38)

$

6/28/2012

10257

(130,000)

6/29/2011

10257

$

4/13/2011

10257

$

3/30/2011

10257

100,000

9/30/2009

N/A

$

$

1/6/2011

1,410,000

50,000

9/30/2010

$

$
$

7/14/2010

Financial Instrument for Home Loan Modifications

(90,000) $

81,275,921 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
81,274,539 reallocation

3/26/2010

Purchase

10257

$

(29)

$
$

9/27/2012

12

10257
Coppell

TX

Purchase

Financial Instrument for Home Loan Modifications

$

1,272,490,000

N/A

(79)

$

(13)

$

3/25/2013

10257

$

12/27/2012

10257

10727

$

12/30/2009

IL

10257

10727

(123)

5/20/2011
Chicago

10257

10727

$

9/30/2010

10612

10727

58,300,000 Initial FHA-2LP cap and initial 2MP cap

$

7/14/2010

10612

10727

$

23,076,191

3/26/2010

10612

10727

35,500,000

$

9/30/2009

10612

10727

22,800,000 Updated portfolio data from servicer

$

12/30/2009

10612

10727

$

12/23/2013

1000834

39,980,000 Updated portfolio data from servicer

(17,180,000)

9/27/2013

1000834

$

$

6/27/2013

1000834

$

2,470,000

4/9/2013

1000834

19,280,000

$

3/25/2013

1000834

10727

(36,240,000) $

$
$

24,705,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
24,705,668 reallocation
Termination of SPA
4,628,165 (remaining cap equals distribution amount)
Updated portfolio data from servicer & HPDP
18,230,000 initial cap
Updated portfolio data from servicer & HAFA
37,510,000 initial cap

12/27/2012

1000834

10727

$

9/27/2012

1000834

10727

$

6/28/2012

1000834

10727

$

(34)
(20,077,503)

10/14/2011

1000834

10727

(29,400,000)

$

6/29/2011

1000834

10727

$
$

5/26/2011

5/13/2011

1000834

10727

54,105,739 Updated portfolio data from servicer
Updated due to quarterly assessment and
54,105,702 reallocation

9/30/2009

N/A

1000834

10727

$

3/30/2011

54,470,000

1000834

10727

(37)

1/6/2011

$

1000834

10727

$

9/30/2010

Financial Instrument for Home Loan Modifications

1000834

10727

$

9/30/2010

Purchase

1000834

10727

(8,194,261)

7/14/2010

PA

1000834

10727

62,300,000 Updated portfolio data from servicer

$

3/26/2010

Pittsburgh
1000834

10727

84,880,000 Updated portfolio data from servicer

$

12/30/2009

11

1000957

Homeward Residential, Inc. (American Home Mortgage
Servicing, Inc)

$

(22,580,000)

3/30/2011

1000957

7/22/2009

18,360,000

$

3/16/2011

1000957

ShoreBank

$

1/6/2011

1000957

7/17/2009

Updated portfolio data from servicer & HAFA
66,520,000 initial cap

7/14/2010

1000957

Farmers State Bank

Reason for Adjustment

$

$

3/26/2010

1000957

7/17/2009

Adjusted Cap
24,510,000

12/30/2009

1000957

PNC Bank, National Association

Cap Adjustment Amount

9/30/2010

1000957

7/17/2009

Adjustment
Date

$

(50)

$

(2,324,244)

$

230,000 Updated portfolio data from servicer

2,671,439 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,671,401 reallocation
Updated due to quarterly assessment and
2,671,372 reallocation
Updated due to quarterly assessment and
2,671,293 reallocation
Updated due to quarterly assessment and
2,671,280 reallocation
Updated due to quarterly assessment and
2,671,230 reallocation

4/9/2013

$

9/30/2009

$

12/30/2009

$

250,450,000

$

346,986 Termination of SPA
Updated portfolio data from servicer & HPDP
1,218,820,000 initial cap
Updated portfolio data from servicer & HAFA
1,469,270,000 initial cap

3/26/2010

$

124,820,000

$

1,594,090,000 Updated portfolio data from servicer

7/14/2010

$

(289,990,000)

$

1,304,100,000 Updated portfolio data from servicer

9/30/2010

$

1,690,508

$

1,305,790,508 Updated portfolio data from servicer

10/15/2010

$

300,000

$

1,306,090,508 Transfer of cap due to servicing transfer

11/16/2010

$

(100,000)

$

1/6/2011

$

(1,173)

$

1,305,990,508 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,989,335 reallocation

2/16/2011

$

(500,000)

$

3/30/2011

$

(1,400)

$

4/13/2011

$

3,100,000

$

6/29/2011

$

(12,883)

$

1,308,587,935 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,308,575,052 reallocation

(53,670,000) $

1,305,489,335 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,487,935 reallocation

9/15/2011

$

(1,000,000)

$

1,307,575,052 Transfer of cap due to servicing transfer

10/14/2011

$

(100,000)

$

1,307,475,052 Transfer of cap due to servicing transfer

11/16/2011

$

(1,100,000)

$

1,306,375,052 Transfer of cap due to servicing transfer

5/16/2012

$

(10,000)

$

6/28/2012

$

(8,378)

$

1,306,365,052 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,306,356,674 reallocation

7/16/2012

$

(470,000)

$

1,305,886,674 Transfer of cap due to servicing transfer

8/16/2012

$

(80,000)

$

9/27/2012

$

(22,494)

$

1,305,806,674 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,305,784,180 reallocation

10/16/2012

$

(260,000)

$

1,305,524,180 Transfer of cap due to servicing transfer

11/15/2012

$

(30,000)

$

1,305,494,180 Transfer of cap due to servicing transfer

12/14/2012

$

(50,000)

$

1,305,444,180 Transfer of cap due to servicing transfer

Page 12 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Southfield

MI

Purchase

Financial Instrument for Home Loan Modifications

$

4,210,000

N/A

10439

(621,110,000)

$

600,097,683 Transfer of cap due to servicing transfer

(19,120,000)

$

$

(1,947)

$

580,977,683 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
580,975,736 reallocation

$

(14,870,000)

$

$

(655)

$

$

20,000

$

$

(1,110,189)

$

566,105,736 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
566,105,081 reallocation
566,125,081 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
565,014,892 reallocation
Updated portfolio data from servicer & HPDP
5,990,000 initial cap
Updated portfolio data from servicer & HAFA
8,830,000 initial cap

9/30/2009

$

1,780,000

$

$

2,840,000

$

$

2,800,000

$

11,630,000 Updated portfolio data from servicer

$

(5,730,000)

$

5,900,000 Updated portfolio data from servicer

$

2,658,280

$

$

(12)

$

8,558,280 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,558,268 reallocation
Updated due to quarterly assessment and
8,558,254 reallocation
Updated due to quarterly assessment and
8,558,125 reallocation
Updated due to quarterly assessment and
8,558,031 reallocation
Updated due to quarterly assessment and
8,557,775 reallocation
Updated due to quarterly assessment and
8,557,732 reallocation
Updated due to quarterly assessment and
8,557,570 reallocation
Updated due to quarterly assessment and
8,557,510 reallocation
Updated due to quarterly assessment and
8,557,489 reallocation
Updated due to quarterly assessment and
8,521,738 reallocation
Updated portfolio data from servicer & HPDP
370,000 initial cap
Updated portfolio data from servicer & HAFA
7,120,000 initial cap

CA

Purchase

Financial Instrument for Home Loan Modifications

$

860,000

N/A

$

$

(43)

$

$

(162)

$

$

(60)

$

$

(21)

$

12/23/2013
San Diego

(256)

9/27/2013

10439

$

6/27/2013

10439

$

3/25/2013

10439

$

(94)

12/27/2012

10439

(129)

$

9/27/2012

10439

(14)

$

6/28/2012

10439

$

6/29/2011

10439

$

$

(35,751)

$

$

$

(6,340,000)

$

$

(180,000)

$

9/30/2010

$

125,278

$

3/30/2011

$

(1)

$

6/29/2011

$

(4)

$

6/28/2012

$

(1)

$

9/27/2012

$

(1)

$

3/25/2013

$

47,663

$

12/23/2013

1000455

6,750,000

7/14/2010

1000455

$
$

3/26/2010

1000455

9/30/2009
12/30/2009

1000455

(490,000) $

$

(149)

$

9/30/2009

$

780,000 Updated portfolio data from servicer
600,000 Updated portfolio data from servicer

12/30/2009

1000455
1000455
St. Louis

MO

Purchase

Financial Instrument for Home Loan Modifications

$

6,460,000

N/A

10455
10455
10455
10455

680,000

$

2,460,000

$

8,070,000 Updated portfolio data from servicer

$

(2,470,000)

$

5,600,000 Updated portfolio data from servicer

$

2,523,114

$

1/6/2011

1000455

$

9/30/2010

1000455

$

7/14/2010

1000455

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,273 reallocation
Updated due to quarterly assessment and
725,272 reallocation
Updated due to quarterly assessment and
725,271 reallocation
Updated due to quarterly assessment and
772,934 reallocation
Updated due to quarterly assessment and
772,785 reallocation
Updated portfolio data from servicer & HPDP
4,930,000 initial cap
Updated portfolio data from servicer & HAFA
5,610,000 initial cap

3/26/2010

1000455

$

(2)

$

(1,530,000) $

12/30/2009

$

1,260,000

$

$

2,070,000

$

4,360,000 Updated portfolio data from servicer

7/14/2010

$

(3,960,000)

$

400,000 Updated portfolio data from servicer

9/30/2010

$

180,222

$

1/6/2011

$

(1)

$

3/30/2011

$

(1)

$

6/29/2011

$

(8)

$

6/28/2012

$

(6)

$

9/27/2012

10455

8,123,114 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,123,112 reallocation
Updated due to quarterly assessment and
8,123,110 reallocation
Updated due to quarterly assessment and
8,123,095 reallocation
Updated due to quarterly assessment and
8,123,092 reallocation
Updated due to quarterly assessment and
8,123,087 reallocation
Updated due to quarterly assessment and
8,123,086 reallocation
Updated due to quarterly assessment and
8,123,081 reallocation
Updated due to quarterly assessment and
8,123,080 reallocation
Updated due to quarterly assessment and
8,122,606 reallocation
Updated portfolio data from servicer & HPDP
1,030,000 initial cap
Updated portfolio data from servicer & HAFA
2,290,000 initial cap

3/26/2010

10455

$

(17)

3/30/2011

West Lafayette

IN

Purchase

Financial Instrument for Home Loan Modifications

$

1,090,000

N/A

1000505
1000505
1000505

$

(5)

$

$

(1)

$

$

(5)

$

$

(1)

$

12/23/2013

1000505

(3)

$

6/27/2013

10455

$

3/25/2013

10455

$

12/27/2012

10455

$

(15)

9/27/2012

10455

(2)

$

6/28/2012

10455

$

6/29/2011

10455
10455

$

(474)

$

9/30/2009

$

(60,000) $

12/27/2012

1000505
1000505
1000505
1000505
1000505
1000505
Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

85,020,000

N/A

(3)

$
$

$

(4)

$

$

(1)

$

12/23/2013

1000505

(11)

9/27/2013

1000505

$

6/27/2013

1000505

$

3/25/2013

1000505

1000902

$
$

3/30/2011

10439

1000902

1,221,220,504 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,221,207,683 reallocation

1/6/2011

10439

Wachovia Bank, N.A.

$

9/30/2010

10439

7/29/2009

(12,821)

7/14/2010

10439

Purdue Employees Federal Credit Union

$

3/26/2010

10439

7/29/2009

$

12/30/2009

10439

FIRST BANK

(84,160,000)

12/23/2013

10727

1,305,380,504 Transfer of cap due to servicing transfer

$

12/16/2013

10727

1,305,360,504 Transfer of cap due to servicing transfer

$

9/27/2013

10727

$

20,000

7/16/2013

10727

(80,000)

$

6/27/2013

10727

$

5/16/2013

10727

Updated due to quarterly assessment and
1,305,440,504 reallocation

4/16/2013

10727

$

3/25/2013

10727

7/29/2009

Reason for Adjustment

(3,676)

3/14/2013

10727

Mission Federal Credit Union

Adjusted Cap

$

2/14/2013

10727

7/22/2009

Cap Adjustment Amount

1/16/2013

10727

Mortgage Center, LLC

Adjustment
Date
12/27/2012

10727

7/22/2009

Note

$

(2,474)

$

9/30/2009

$

12/30/2009

$

26,160,000

$

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
Updated due to quarterly assessment and
577,696 reallocation
Updated portfolio data from servicer & HPDP
47,320,000 initial cap
Updated portfolio data from servicer & HAFA
73,480,000 initial cap

3/26/2010

$

9,820,000

$

83,300,000 Updated portfolio data from servicer

$

(37,700,000) $

Page 13 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1000902

Purchase

Financial Instrument for Home Loan Modifications

$

2,699,720,000

$

8,413,225 Updated portfolio data from servicer

(8,413,225)

$

$
$

(14,850,000) $
1,178,180,000

$

- Termination of SPA
Updated portfolio data from servicer & HPDP
2,684,870,000 initial cap
Updated portfolio data from servicer & HAFA
3,863,050,000 initial cap
Updated portfolio data from servicer & 2MP initial
4,869,630,000 cap

1001020
1001020
1001020
1001020
1001020
1001020

3,731,091,071 Transfer of cap due to servicing transfer

$

(3,770,000)

$

3,727,321,071 Transfer of cap due to servicing transfer

$

(180,000)

$

$

(4,535)

$

3,727,141,071 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,727,136,536 reallocation

$

(60,000)

$

3,727,076,536 Transfer of cap due to servicing transfer

$

(520,000)

$

3,726,556,536 Transfer of cap due to servicing transfer

$

(90,000)

$

$

(14,310)

$

3,726,466,536 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,726,452,226 reallocation

$

(110,000)

$

3,726,342,226 Transfer of cap due to servicing transfer

$

(120,000)

$

3,726,222,226 Transfer of cap due to servicing transfer

$

(50,000)

$

$

(3,778)

$

3,726,172,226 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,726,168,448 reallocation

$

(103,240,000)

$

3,622,928,448 Transfer of cap due to servicing transfer

$

(20,000)

$

3,622,908,448 Transfer of cap due to servicing transfer

$

(99,960,000)

$

$

(724)

$

3,522,948,448 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,522,947,724 reallocation

$

(77,990,000)

$

3,444,957,724 Transfer of cap due to servicing transfer

$

(15,610,000)

$

3,429,347,724 Transfer of cap due to servicing transfer

$

(50,000)

$

$

(840,396)

$

3,429,297,724 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,428,457,328 reallocation

$

(5,790,000)

$

3,422,667,328 Transfer of cap due to servicing transfer

$

(52,670,000)

$

$
$

502,430,000

$

(134,560,000)

$

3,369,997,328 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
707,370,000 initial cap
Updated portfolio data from servicer & HAFA
1,209,800,000 initial cap
Updated portfolio data from servicer & 2MP initial
1,075,240,000 cap

$

(392,140,000)

$

683,100,000 Updated portfolio data from servicer

$

(630,000)

$

682,470,000 Transfer of cap to Saxon Mortgage Services, Inc.

$

13,100,000

$

695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap

$

(8,006,457)

$

687,563,543 Updated portfolio data from servicer

$

(100,000)

$

687,463,543 Transfer of cap due to servicing transfer

$

(4,400,000)

$

$

(802)

$

683,063,543 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
683,062,741 reallocation

$

(900,000)

$

682,162,741 Transfer of cap due to servicing transfer

$

(4,000,000)

$

$

(925)

$

678,162,741 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
678,161,816 reallocation

$

(122,900,000)

$

6/29/2011

1001020

$

5/13/2011

1001020

(1,130,000)

3/30/2011

1001020

3,732,258,412 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,732,221,071 reallocation

$

3/16/2011

1001020

$

2/16/2011

1001020

3,732,278,412 Transfer of cap due to servicing transfer

$

(37,341)

1/6/2011

1001020

$

(20,000)

$

12/15/2010

1001020

(2,300,000)

$

10/15/2010

1001020

$

9/30/2010

1001020

3,734,594,604 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,734,578,412 reallocation

9/30/2009

N/A

$

9/30/2010

707,380,000

(16,192)

7/16/2010

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

$

3/26/2010

Purchase

(1,620,000)

12/30/2009

TX

3,736,214,604 Transfer of cap due to servicing transfer

$

2/13/2014
Lewisville

$

1/16/2014

10706

(126,080,000)

12/23/2013

10706

3,862,294,604 Transfer of cap due to servicing transfer

$

12/16/2013

10706

$

11/14/2013

10706

(100,000)

10/15/2013

10706

3,862,394,604 Transfer of cap due to servicing transfer

$

9/27/2013

10706

$

9/16/2013

10706

(100,000)

8/15/2013

10706

3,862,494,604 Transfer of cap due to servicing transfer

$

7/16/2013

10706

3,865,294,604 Transfer of cap due to servicing transfer

$

6/27/2013

10706

$

(2,800,000)

6/14/2013

10706

519,211,309

$

5/16/2013

10706

3,346,083,295 Transfer of cap due to servicing transfer

$

4/16/2013

10706

$

3/25/2013

10706

200,000

3/14/2013

10706

3,345,883,295 Transfer of cap due to servicing transfer

$

2/14/2013

10706

$

1/16/2013

10706

(100,000)

12/27/2012

10706

3,345,983,295 Transfer of cap due to servicing transfer

$

12/14/2012

10706

3,346,383,295 Transfer of cap due to servicing transfer

$

11/15/2012

10706

$

(400,000)

10/16/2012

10706

600,000

$

9/27/2012

10706

$

8/16/2012

10706

3,345,817,901 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,345,783,295 reallocation

7/16/2012

10706

$

6/28/2012

10706

3,223,117,901 Transfer of cap due to servicing transfer

$

(34,606)

6/14/2012

10706

$

122,700,000

$

5/16/2012

10706

(200,000)

$

2/16/2012

10706

$

1/13/2012

10706

3,223,321,900 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,223,317,901 reallocation

11/16/2011

10706

$

10/19/2011

10706

$

(3,999)

10/14/2011

10706

(100,000)

$

9/15/2011

10706

$

8/16/2011

10706

$

7/14/2011

10706

$

(3,636)

6/29/2011

10706

215,625,536

$

5/13/2011

10706

$

4/13/2011

10706

$

3/30/2011

10706

72,400,000

3/16/2011

10706

$
$

$

1/6/2011

10706

1,006,580,000
(1,934,230,000)

9/30/2010

10706

$
$

9/30/2010

10706

$

(8,728)

$

555,261,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
555,253,088 reallocation
554,653,088 Transfer of cap due to servicing transfer

(10,000) $
$

7/14/2011

1001020

14
Warsaw

1000840

(28,686,775)

$

7/14/2010

10706

Lake City Bank

$

3/26/2010

10706

8/5/2009

37,100,000 Updated portfolio data from servicer

9/30/2009

N/A

$

12/30/2009

TX

10706

EMC Mortgage Corporation

Reason for Adjustment

(46,200,000)

12/3/2010
Lewisville

10706

7/31/2009

Adjusted Cap

$

9/30/2010

1000902
JP Morgan Chase Bank, NA

Cap Adjustment Amount

7/14/2010

1000902

7/31/2009

Adjustment
Date

IN

Purchase

Financial Instrument for Home Loan Modifications

$

420,000

N/A

$

(600,000)

$

10/19/2011

$

(519,211,309)

$

9/30/2009

$

180,000

$

12/30/2009

$

(350,000)

$

2,935,400,000 Updated portfolio data from servicer
Initial FHA-HAMP cap, Initial FHA-2LP cap, and
3,007,800,000 initial RD-HAMP
3,223,425,536 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,223,421,900 reallocation

35,441,779 Termination of SPA
Updated portfolio data from servicer & HPDP
600,000 initial cap
Updated portfolio data from servicer & HAFA
250,000 initial cap

Page 14 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1000840

Adjustment
Date

Cap Adjustment Amount

Adjusted Cap
20,000

$

270,000 Updated portfolio data from servicer

$

(70,000)

$

200,000 Updated portfolio data from servicer

9/30/2010

$

90,111

$

6/29/2011

$

(3)

$

6/28/2012

1000840

$

7/14/2010

1000840

12/30/2009

$

210,000

$

$

170,000

$

810,000 Updated portfolio data from servicer

7/14/2010

$

(10,000)

$

800,000 Updated portfolio data from servicer

9/30/2010

1000840

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
Updated due to quarterly assessment and
289,112 reallocation
Updated portfolio data from servicer & HPDP
430,000 initial cap
Updated portfolio data from servicer & HAFA
640,000 initial cap

3/26/2010

1000840

Oakland Municipal Credit Union

Oakland

CA

Purchase

Financial Instrument for Home Loan Modifications

$

140,000

1000609
1000609
1000609
1000609

$

(74,722)

$

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,276 reallocation

1000609

10717
10717
10717

10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438
10438

$

199,320,000

$

715,840,000 Updated portfolio data from servicer

$

(189,040,000)

$

526,800,000 Updated portfolio data from servicer

$

38,626,728

$

565,426,728 Updated portfolio data from servicer

$

(170,800,000)

$

394,626,728 Transfer of cap due to servicing transfer

$

(22,200,000)

$

$

(549)

$

372,426,728 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
372,426,179 reallocation

$

(900,000)

$

$

(653)

$

$

(6,168)

$

$

(4,634)

$

$

(430,000)

$

$

(12,728)

$

$

(20,000)

$

$

(2,148)

$

$

(8,137)

$

$

(3,071)

$

371,526,179 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,525,526 reallocation
Updated due to quarterly assessment and
371,519,358 reallocation
Updated due to quarterly assessment and
371,514,724 reallocation
371,084,724 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,071,996 reallocation
371,051,996 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
371,049,848 reallocation
Updated due to quarterly assessment and
371,041,711 reallocation
Updated due to quarterly assessment and
371,038,640 reallocation
Updated due to quarterly assessment and
371,037,539 reallocation

TX

Purchase

Financial Instrument for Home Loan Modifications

$

774,900,000

N/A

$

(1,101)

$

$

(10,000)

$

12/23/2013
Houston

10438

(36,290,000)

$

9/27/2013

10717

10438

$

10,068 Termination of SPA
Updated portfolio data from servicer & HPDP
552,810,000 initial cap
Updated portfolio data from servicer & HAFA
516,520,000 initial cap

525,276 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
525,269 reallocation

11/14/2013

10717

10438

(121,190,000) $

6/27/2013

10717

10438

$

3/25/2013

10717

10438

9/30/2009

12/27/2012

10717

10438

$

9/27/2012

10717

10438

$

(515,201)

12/14/2012

10717

10438

(7)

$

8/16/2012

10717

$

$

7/22/2011

6/28/2012

10717

(200,000)

6/29/2011

10717

$

$

3/30/2011

10717

$

(1)

2/16/2011

10717

(1)

$

1/6/2011

N/A

$

12/15/2010

674,000,000

10717

10438

$

10/15/2010

$

10717

10438

290,000

9/30/2010

Financial Instrument for Home Loan Modifications

10717

10438

$

$

7/14/2010

Purchase

10717

10438

(979)

3/26/2010

CA

10717

10438

$

$

12/30/2009

North Highlands

10438

(1)

6/29/2011
12

1000609

Litton Loan Servicing, LP

$

$

4/13/2011

1000609

8/12/2009

(2)

1/6/2011

1000609

HomEq Servicing

$

$

3/30/2011

1000609

8/5/2009

(4)

9/30/2009

N/A

$

$

12/23/2013

1000840

$

(1)

9/27/2013

1000840

$

(7)

$

6/27/2013

1000840

(2)

$

3/25/2013

1000840

$

9/27/2012
12/27/2012

1000840

8/5/2009

Reason for Adjustment

3/26/2010

$

(1,858,220)

$

9/30/2009

$

313,050,000

$

12/30/2009

$

275,370,000

$

3/26/2010

$

278,910,000

$

1,642,230,000 Updated portfolio data from servicer

7/14/2010

$

(474,730,000)

$

1,167,500,000 Updated portfolio data from servicer

371,027,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
369,169,319 reallocation
Updated portfolio data from servicer & HPDP
1,087,950,000 initial cap
Updated portfolio data from servicer & HAFA
1,363,320,000 initial cap

8/13/2010

$

(700,000)

$

1,166,800,000 Transfer of cap to due to servicing transfer

9/15/2010

$

(1,000,000)

$

1,165,800,000 Transfer of cap to due to servicing transfer

9/30/2010

$

(115,017,236)

$

1,050,782,764 Updated portfolio data from servicer

10/15/2010

$

(800,000)

$

1,049,982,764 Transfer of cap due to servicing transfer

12/15/2010

$

800,000

$

1/6/2011

$

(1,286)

$

1,050,782,764 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,050,781,478 reallocation

3/16/2011

$

8,800,000

$

3/30/2011

$

(1,470)

$

1,059,581,478 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,059,580,008 reallocation

4/13/2011

$

(3,300,000)

$

1,056,280,008 Transfer of cap due to servicing transfer

5/13/2011

$

(300,000)

$

1,055,980,008 Transfer of cap due to servicing transfer

6/16/2011

$

(700,000)

$

6/29/2011

$

(13,097)

$

1,055,280,008 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,055,266,911 reallocation

7/14/2011

$

(200,000)

$

1,055,066,911 Transfer of cap due to servicing transfer

9/15/2011

$

(2,900,000)

$

1,052,166,911 Transfer of cap due to servicing transfer

10/14/2011

$

(300,000)

$

1,051,866,911 Transfer of cap due to servicing transfer

11/16/2011

$

(500,000)

$

1,051,366,911 Transfer of cap due to servicing transfer

12/15/2011

$

(2,600,000)

$

1,048,766,911 Transfer of cap due to servicing transfer

1/13/2012

$

(194,800,000)

$

853,966,911 Transfer of cap due to servicing transfer

2/16/2012

$

(400,000)

$

6/28/2012

$

(9,728)

$

853,566,911 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
853,557,183 reallocation

8/16/2012

$

(7,990,000)

$

9/27/2012

$

(26,467)

$

12/27/2012

$

(4,466)

$

3/25/2013

$

(16,922)

$

845,567,183 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
845,540,716 reallocation
Updated due to quarterly assessment and
845,536,250 reallocation
Updated due to quarterly assessment and
845,519,328 reallocation

Page 15 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

10438

1000744
1000744
1000744
1000744
1000744
1000744

$

$

(72)

$

52,956,803 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
52,956,731 reallocation

$

4,100,000

$

57,056,731 Transfer of cap due to servicing transfer

$

(100,000)

$

56,956,731 Transfer of cap due to servicing transfer

$

4,000,000

$

$

(94)

$

60,956,731 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
60,956,637 reallocation

$

(100,000)

$

60,856,637 Transfer of cap due to servicing transfer

$

5,800,000

$

66,656,637 Transfer of cap due to servicing transfer

$

600,000

$

$

(812)

$

67,256,637 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
67,255,825 reallocation

1000744

72,855,825 Transfer of cap due to servicing transfer

$

900,000

$

73,755,825 Transfer of cap due to servicing transfer

$

800,000

$

74,555,825 Transfer of cap due to servicing transfer

$

200,000

$

74,755,825 Transfer of cap due to servicing transfer

$

1,900,000

$

76,655,825 Transfer of cap due to servicing transfer

$

200,000

$

76,855,825 Transfer of cap due to servicing transfer

$

1,340,000

$

$

(340)

$

78,195,825 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
78,195,485 reallocation

$

2,930,000

$

81,125,485 Transfer of cap due to servicing transfer

$

890,000

$

$

(974)

$

82,015,485 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
82,014,511 reallocation

$

1,800,000

$

83,814,511 Transfer of cap due to servicing transfer

$

3,860,000

$

$

(154)

$

87,674,511 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
87,674,357 reallocation

$

2,980,000

$

$

(506)

$

90,654,357 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
90,653,851 reallocation

$

2,160,000

$

92,813,851 Transfer of cap due to servicing transfer

$

2,440,000

$

6/27/2013

1000744

72,555,825 Transfer of cap due to servicing transfer

$

6/14/2013

1000744

69,755,825 Transfer of cap due to servicing transfer

$

300,000

4/16/2013

1000744

$

2,800,000

$

3/25/2013

1000744

2,500,000

$

2/14/2013

1000744

$

12/27/2012

1000744

$

(128)

$

95,253,851 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,253,723 reallocation
Updated due to quarterly assessment and
95,253,716 reallocation

9/27/2013

Titusville

PA

Purchase

Financial Instrument for Home Loan Modifications

$

29,730,000

N/A

$

4,450,000

$

$

15,826,215

$

2/13/2014

1000744

(7)

$

12/23/2013

1000744

$

10/15/2013

1000744

10454

(100,000)

12/14/2012

1000744

10454

53,056,803 Transfer of cap due to servicing transfer

$

10/16/2012

1000744

10454

$

9/27/2012

1000744

10454

1,400,000

8/16/2012

1000744

10454

51,656,803 Updated portfolio data from servicer

$

7/16/2012

1000744

10454

$

6/28/2012

1000744

10454

(1,423,197)

6/14/2012

1000744

10454

53,080,000 Initial FHA-HAMP cap and 2MP initial cap

$

4/16/2012

1000744

10454

52,880,000 Transfer of cap to due to servicing transfer

$

3/15/2012

1000744

10454

52,980,000 Transfer of cap to due to servicing transfer

$

200,000

1/13/2012

1000744

10454

$

(100,000)

12/15/2011

1000744

10454

2,600,000

$

43,700,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
50,380,000 servicing transfer

11/16/2011

1000744

10454

$
$

59,010,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
61,720,000 servicing transfer

9/15/2011

1000744

10454

$

76,324,760 Termination of SPA
Updated portfolio data from servicer & HPDP
5,010,000 initial cap
Updated portfolio data from servicer & HAFA
35,810,000 initial cap

10/14/2011

1000744

10454

$

6,680,000

7/14/2011

1000744

(18,020,000)

$

6/29/2011

1000744

$

6/16/2011

1000744

$

5/13/2011

1000744

$

2,710,000

4/13/2011

1000744

23,200,000

$

3/30/2011

1000744

$

3/16/2011

1000744

$

2/16/2011

1000744
1000744

30,800,000

1/13/2011

1000744

$

1/6/2011

1000744

841,556,150 Transfer of cap due to servicing transfer

$

(1,200,000) $

12/15/2010

1000744

$

(765,231,390)

$

11/16/2010

1000744

(30,000)

$

9/30/2009

9/30/2010

1000744

$

1/31/2014

9/30/2010

1000744

845,450,653 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
841,586,150 reallocation

9/15/2010

N/A

$

8/13/2010

6,210,000

(3,864,503)

7/16/2010

$

$

$

7/14/2010

Financial Instrument for Home Loan Modifications

$

(60,000)

6/16/2010

Purchase

(2,289)

$

3/26/2010

CA

$

12/30/2009

18
Calasbasa

10454

Reason for Adjustment

Updated due to quarterly assessment and
845,512,942 reallocation
Updated due to quarterly assessment and
845,510,653 reallocation

1/16/2014

10438

10454

$

12/23/2013

10438

Servis One, Inc., dba BSI Financial Services, Inc.

Adjusted Cap
(6,386)

9/27/2013

10438

8/12/2009

$

12/16/2013

10438

PennyMac Loan Services, LLC

Cap Adjustment Amount

6/27/2013

10438

8/12/2009

Adjustment
Date

$

5,130,000

$

9/30/2009

$

(25,510,000) $

12/30/2009

$

520,000

$

3/26/2010

$

4,330,000

$

99,703,716 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
115,529,931 reallocation
120,659,931 Transfer of cap due to servicing transfer
Updated portfolio data from servicer & HPDP
4,220,000 initial cap
Updated portfolio data from servicer & HAFA
4,740,000 initial cap
9,070,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
9,300,000 servicing transfer

4/19/2010

$

230,000

$

5/19/2010

$

850,000

$

7/14/2010

$

(850,000)

$

9,300,000 Updated portfolio data from servicer

9/15/2010

$

100,000

$

9,400,000 Transfer of cap to due to servicing transfer

9/30/2010

$

100,000

$

9/30/2010

$

16,755,064

$

26,255,064 Updated portfolio data from servicer

10/15/2010

$

100,000

$

26,355,064 Transfer of cap due to servicing transfer

12/15/2010

$

100,000

$

1/6/2011

$

(40)

$

26,455,064 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
26,455,024 reallocation

1/13/2011

$

300,000

$

26,755,024 Transfer of cap due to servicing transfer

2/16/2011

$

100,000

$

26,855,024 Transfer of cap due to servicing transfer

3/16/2011

$

2,200,000

$

3/30/2011

$

(52)

$

29,055,024 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
29,054,972 reallocation

4/13/2011

$

1,500,000

$

30,554,972 Transfer of cap due to servicing transfer

5/13/2011

$

1,000,000

$

31,554,972 Transfer of cap due to servicing transfer

10,150,000 Initial 2MP cap

9,500,000 Initial FHA-HAMP cap

Page 16 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

10454

10008

$

(239)

$

45,002,701 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
45,002,462 reallocation

$

210,000

$

45,212,462 Transfer of cap due to servicing transfer

$

1,790,000

$

47,002,462 Transfer of cap due to servicing transfer

$

1,920,000

$

$

(960)

$

48,922,462 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
48,921,502 reallocation

$

410,000

$

49,331,502 Transfer of cap due to servicing transfer

$

(60,000)

$

49,271,502 Transfer of cap due to servicing transfer

$

1,620,000

$

$

(359)

$

50,891,502 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
50,891,143 reallocation

$

2,030,000

$

52,921,143 Transfer of cap due to servicing transfer

$

10,000

$

52,931,143 Transfer of cap due to servicing transfer

$

2,600,000

$

$

(135)

$

55,531,143 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
55,531,008 reallocation

$

270,000

$

55,801,008 Transfer of cap due to servicing transfer

$

30,000

$

55,831,008 Transfer of cap due to servicing transfer

$

9,960,000

$

$

(239,727)

$

65,791,008 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
65,551,281 reallocation

$

2,090,000

$

67,641,281 Transfer of cap due to servicing transfer

$

2,450,000

$

10/2/2009

$

145,800,000

$

$

1,355,930,000

$

814,240,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
2,170,170,000 initial cap

$

121,180,000

$

2,291,350,000 Updated portfolio data from servicer

$

(408,850,000)

$

1,882,500,000 Updated portfolio data from servicer

$

5,500,000

$

1,888,000,000 2MP initial cap

$

(51,741,163)

$

$

(2,282)

$

$

(2,674)

$

$

(24,616)

$

$

(15,481)

$

70,091,281 Transfer of cap due to servicing transfer

10008
10008
10008
Palo Alto

CA

Purchase

Financial Instrument for Home Loan Modifications

$

300,000

N/A

1000576
1000576

$

$

(3,154)

$

$

(500,000)

$

1,835,629,467 Transfer of cap due to servicing transfer

$

(4,440,000)

$

1,831,189,467 Transfer of cap due to servicing transfer

$

(277,680,000)

$

$

(5,188,787)

$

1,553,509,467 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,548,320,680 reallocation

$

(25,750,000)

$

1,522,570,680 Transfer of cap due to servicing transfer

$

(10,000)

$

1,522,560,680 Transfer of cap due to servicing transfer

10/2/2009

$

70,000

$

12/30/2009

10008

(9,058)

2/13/2014

10008

$

$

1/16/2014

10008

(24,811)

12/23/2013

10008

$

$

12/16/2013

10008

$

(6,688)

11/14/2013

10008

(40,606)

$

1,836,258,837 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,836,256,555 reallocation
Updated due to quarterly assessment and
1,836,253,881 reallocation
Updated due to quarterly assessment and
1,836,229,265 reallocation
Updated due to quarterly assessment and
1,836,213,784 reallocation
Updated due to quarterly assessment and
1,836,173,178 reallocation
Updated due to quarterly assessment and
1,836,166,490 reallocation
Updated due to quarterly assessment and
1,836,141,679 reallocation
Updated due to quarterly assessment and
1,836,132,621 reallocation
Updated due to quarterly assessment and
1,836,129,467 reallocation

10/15/2013

10008

$

9/27/2013

10008

$

2,680,000

$

370,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
3,050,000 initial cap

3/26/2010

Charlotte

NC

Purchase

Financial Instrument for Home Loan Modifications

$

570,000

N/A

(1,900,000)

$

1,500,000 Updated portfolio data from servicer

$

(1,209,889)

$

290,111 Updated portfolio data from servicer

3/23/2010

1000576

3,400,000 Updated portfolio data from servicer

$

9/30/2010

1000576

$

7/14/2010

1000576

1001011

$

6/27/2013

10008

1001011

1,160,000

3/25/2013

10008

1001011

43,842,701 Transfer of cap due to servicing transfer

$

9/27/2012

10008

1001011

42,502,701 Transfer of cap due to servicing transfer

$

12/27/2012

10008

RoundPoint Mortgage Servicing Corporation

$

1,340,000

6/28/2012

10008

2,100,000

$

6/29/2011

10008

$

3/30/2011

10008

40,403,973 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,402,701 reallocation

1/6/2011

10008

$

9/30/2010

N/A

(1,272)

9/30/2010

668,440,000

$

7/14/2010

$

$

3/26/2010

Financial Instrument for Home Loan Modifications

70,000

12/30/2009

Pasadena

Purchase

40,334,438 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,333,973 reallocation

$

2/13/2014
CA

$

1/16/2014

10454

$

(465)

12/23/2013

10454

1,560,000

$

12/16/2013

10454

38,774,438 Transfer of cap due to servicing transfer

$

11/14/2013

10454

$

10/15/2013

10454

(1,080,000)

9/27/2013

10454

39,854,438 Transfer of cap due to servicing transfer

$

9/16/2013

10454

$

8/15/2013

10454

800,000

7/16/2013

10454

39,054,438 Transfer of cap due to servicing transfer

$

6/27/2013

10454

$

6/14/2013

10454

1,100,000

5/16/2013

10454

37,954,438 Transfer of cap due to servicing transfer

$

4/16/2013

10454

$

3/25/2013

10454

1,300,000

3/14/2013

10454

36,654,438 Transfer of cap due to servicing transfer

$

2/14/2013

10454

$

1/16/2013

10454

100,000

12/27/2012

10454

36,554,438 Transfer of cap due to servicing transfer

$

12/14/2012

10454

36,354,438 Transfer of cap due to servicing transfer

$

11/15/2012

10454

$

200,000

10/16/2012

10454

600,000

$

9/27/2012

10454

35,754,438 Transfer of cap due to servicing transfer

$

8/16/2012

10454

$

6/28/2012

10454

4,000,000

6/14/2012

10454

31,754,438 Transfer of cap due to servicing transfer

$

5/16/2012

10454

$

4/16/2012

10454

32,354,438 Transfer of cap due to servicing transfer

(600,000)

3/15/2012

10454

$

$

2/16/2012

10454

$

700,000

1/13/2012

10454

(534)

$

12/15/2011

10454

$

31,654,972 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,654,438 reallocation

11/16/2011

10454

8/28/2009

Reason for Adjustment

$

10/14/2011

10454

Stanford Federal Credit Union

Adjusted Cap
100,000

9/15/2011

10454

$

8/16/2011

10454

8/28/2009

Cap Adjustment Amount

6/29/2011

10454

OneWest Bank

Adjustment
Date
6/16/2011

10454

8/28/2009

Note

$

350,000

$

(290,111)

$

10/2/2009

$

130,000

$

12/30/2009

$

(310,000)

$

3/26/2010

$

2,110,000

$

2,500,000 Updated portfolio data from servicer

7/14/2010

$

8,300,000

$

10,800,000 Updated portfolio data from servicer

9/30/2010

$

5,301,172

$

16,101,172 Updated portfolio data from servicer

- Termination of SPA
700,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
390,000 initial cap

Page 17 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1001011

$

(232)

$

$

(174)

$

15,701,150 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,701,125 reallocation
Updated due to quarterly assessment and
15,700,893 reallocation
Updated due to quarterly assessment and
15,700,719 reallocation
Updated due to quarterly assessment and
15,700,240 reallocation

WI

Purchase

Financial Instrument for Home Loan Modifications

$

560,000

N/A

15,429,850 Transfer of cap due to servicing transfer

20,000

$

$

(108)

$

15,449,850 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,449,742 reallocation

$

30,000

$

15,479,742 Transfer of cap due to servicing transfer

$

640,000

$

$

(40)

$

16,119,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,119,702 reallocation

$

190,000

$

$

(67,286)

$

16,309,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,242,416 reallocation

$

520,000

$

16,762,416 Transfer of cap due to servicing transfer

2/13/2014
Horicon

$

$

1/16/2014

1001011

$

80,000

12/23/2013

1001011

(308)

$

12/16/2013

1001011

$

15,350,240 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,350,158 reallocation
Updated due to quarterly assessment and
15,349,850 reallocation

9/27/2013

1001011

$

9/16/2013

1001011

(82)

7/16/2013

1001011

$

$

6/27/2013

1001011

$

(350,000)

6/14/2013

1001011

(479)

$

4/16/2013

1001011

$

3/25/2013

1001011

$

10,000

$

16,772,416 Transfer of cap due to servicing transfer

10/2/2009

$

50,000 Updated portfolio data from servicer

$

1,260,000

$

1,310,000 Updated portfolio data from servicer

$

(1,110,000)

$

200,000 Updated portfolio data from servicer

$

100,000

$

300,000 Initial RD-HAMP

$

(9,889)

$

6/29/2011

$

(3)

$

6/28/2012

1001018

(1,680,000)

9/30/2010

1001018

$

9/30/2010

1001018

$

7/14/2010

1001018
1001018

$

1,040,000

5/12/2010

1001018

130,000

$

3/26/2010

1001018

$

12/30/2009

1001018

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
Updated due to quarterly assessment and
289,112 reallocation

1001018
Plano

TX

Purchase

Financial Instrument for Home Loan Modifications

$

6,000,000

N/A

10

$

$

(4)

$

$

(2)

$

$

(1)

$

12/23/2013

1001018

$

(1)

9/27/2013

1001018

$

(7)

$

6/27/2013

1001018

(2)

$

3/25/2013

1001018

$

9/27/2012
12/27/2012

1001018

$

(979)

$

690,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,730,000 initial cap

$
$

7,310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
3,920,000 initial cap

$

410,000

$

4,330,000 Updated portfolio data from servicer

$

(730,000)

$

3,600,000 Updated portfolio data from servicer

9/15/2010

10354
10354

1,310,000
(3,390,000)

7/14/2010

10354

$
$

3/26/2010

10354

10/2/2009
12/30/2009

10354

$

4,700,000

$

8,300,000 Transfer of cap due to servicing transfer
8,417,764 Updated portfolio data from servicer

9/30/2010

11,917,764 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,917,747 reallocation

$

700,000

$

12,617,747 Transfer of cap due to servicing transfer

$

1,800,000

$

$

(19)

$

14,417,747 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,417,728 reallocation

$

300,000

$

$

(189)

$

14,717,728 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,717,539 reallocation

8/16/2011

10354

$

6/29/2011

10354

$

(17)

4/13/2011

10354

2,700,000

$

3/30/2011

10354

9,217,764 Transfer of cap due to servicing transfer

$

2/16/2011

10354

$

1/13/2011

10354

$

800,000

1/6/2011

10354

117,764

$

12/15/2010

10354

$

11/16/2010

10354

10354
Lake Mary

FL

Purchase

Financial Instrument for Home Loan Modifications

$

1,250,000

N/A

15,166,979 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,166,908 reallocation

$

14,396,908 Transfer of cap due to servicing transfer

$

(20,000)

$

$

(256)

$

14,376,908 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,376,652 reallocation

$

(620,000)

$

13,756,652 Transfer of cap due to servicing transfer

$

40,000

$

13,796,652 Transfer of cap due to servicing transfer

$

10,000

$

$

(95)

$

13,806,652 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,806,557 reallocation

$

(290,000)

$

$

(34)

$

$

40,000

$

$

(57,271)

$

13,556,523 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,499,252 reallocation

2/13/2014

10354

$

(770,000)

12/23/2013

10354

$

(71)

$

12/16/2013

10354

(40,000)

$

9/27/2013

10354

$

7/16/2013

10354

$

6/27/2013

10354

$

(413)

6/14/2013

10354

(10,000)

$

5/16/2013

10354

$

4/16/2013

10354

15,217,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,217,392 reallocation

3/25/2013

10354

$

3/14/2013

10354

(147)

2/14/2013

10354

$

12/27/2012

10354

15,117,539 Transfer of cap due to servicing transfer

$

11/15/2012

10354

15,017,539 Transfer of cap due to servicing transfer

$

100,000

9/27/2012

10354

$

100,000

$

7/16/2012

10354

300,000

$

6/28/2012

10354

$

9/15/2011
10/14/2011

10354

1000890

$

12/27/2012

1001011

Central Florida Educators Federal Credit Union

$

(25)

9/27/2012

1001011

9/9/2009

(400,000)

$

Reason for Adjustment

Updated due to quarterly assessment and
16,101,150 reallocation

11/15/2012

1001011

Vantium Capital, Inc.dba Acqura Loan Services

$

6/28/2012

1001011

$

6/29/2011

1001011

(22)

3/30/2011

1001011

9/2/2009 as amended
on 8/27/2010

Adjusted Cap

$

3/16/2011

1001011

Horicon Bank

Cap Adjustment Amount

1/6/2011

1001011

9/2/2009

Adjustment
Date

$

(90,000)

$

13,409,252 Transfer of cap due to servicing transfer

10/2/2009

$

280,000

$

12/30/2009

$

(750,000)

$

15,207,392 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
15,206,979 reallocation

13,516,557 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,516,523 reallocation

1,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
780,000 initial cap

Page 18 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

1000890

10305
10305
10305
Albany

NY

Purchase

Financial Instrument for Home Loan Modifications

$

4,350,000

N/A

1000483
1000483

139,140,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
188,550,000 initial cap

$

41,830,000

$

230,380,000 Updated portfolio data from servicer

$

(85,780,000)

$

144,600,000 Updated portfolio data from servicer

$

36,574,444

$

$

(160)

$

$

(172)

$

$

(1,431)

$

$

(746)

$

$

(1,926)

$

$

(308)

$

$

(1,135)

$

$

(418)

$

$

(139)

$

$

(212,077)

181,174,444 Updated portfolio data from servicer
Updated due to quarterly assessment and
181,174,284 reallocation
Updated due to quarterly assessment and
181,174,112 reallocation
Updated due to quarterly assessment and
181,172,681 reallocation
Updated due to quarterly assessment and
181,171,935 reallocation
Updated due to quarterly assessment and
181,170,009 reallocation
Updated due to quarterly assessment and
181,169,701 reallocation
Updated due to quarterly assessment and
181,168,566 reallocation
Updated due to quarterly assessment and
181,168,148 reallocation
Updated due to quarterly assessment and
181,168,009 reallocation
Updated due to quarterly assessment and
180,955,932 reallocation

10/2/2009

$

950,000

$

$

5,700,000

$

$

5,300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
11,000,000 initial cap

$

(6,673,610)

$

$

(5)

$

$

(6)

$

$

(52)

$

$

(38)

$

$

(107)

$

$

(18)

$

3/25/2013

$

(69)

$

6/27/2013

1000483

11,740,000 Updated portfolio data from servicer
10,300,000 Updated portfolio data from servicer

12/27/2012

1000483

$
$

9/27/2012

1000483

740,000
(1,440,000)

6/28/2012

1000483

$
$

6/29/2011

1000483

$

(26)

$

3,626,390 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,626,385 reallocation
Updated due to quarterly assessment and
3,626,379 reallocation
Updated due to quarterly assessment and
3,626,327 reallocation
Updated due to quarterly assessment and
3,626,289 reallocation
Updated due to quarterly assessment and
3,626,182 reallocation
Updated due to quarterly assessment and
3,626,164 reallocation
Updated due to quarterly assessment and
3,626,095 reallocation
Updated due to quarterly assessment and
3,626,069 reallocation
Updated due to quarterly assessment and
3,626,060 reallocation
Updated due to quarterly assessment and
3,610,321 reallocation

9/27/2013

$

2,070,000

N/A

1000467
1000467
1000467
1000467
1000467

$
$

$

460,000

$

$

2,730,000

$

$

13,280,000

$

18,540,000 Updated portfolio data from servicer

$

(13,540,000)

$

5,000,000 Updated portfolio data from servicer

9/30/2010

Financial Instrument for Home Loan Modifications

10/2/2009

7/14/2010

Purchase

(15,739)

3/26/2010

TN

(9)

$

12/30/2009

Oak Ridge

$

12/23/2013

1000483

$

1,817,613

$

6,817,613 Updated portfolio data from servicer
Updated due to quarterly assessment and
6,817,603 reallocation
Updated due to quarterly assessment and
6,817,591 reallocation
Updated due to quarterly assessment and
6,817,476 reallocation
Updated due to quarterly assessment and
6,817,390 reallocation
Updated due to quarterly assessment and
6,817,154 reallocation
Updated due to quarterly assessment and
6,817,114 reallocation
Updated due to quarterly assessment and
6,816,965 reallocation
Updated due to quarterly assessment and
6,816,909 reallocation
Updated due to quarterly assessment and
6,816,889 reallocation
Updated due to quarterly assessment and
6,782,910 reallocation

2,530,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
5,260,000 initial cap

1/6/2011

1001029
1001029
1001029
1001029
1001029
1001029
1001029
Little Rock

AR

Purchase

Financial Instrument for Home Loan Modifications

$

280,000

N/A

(33,979)

$

10/2/2009

$

60,000

$

$

(80,000)

$

310,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
230,000 initial cap

$

280,000

$

510,000 Updated portfolio data from servicer

$

(410,000)

$

100,000 Updated portfolio data from servicer

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

12/23/2013

1001029

$

$

3/25/2013

1001029

$

(20)

9/27/2012

N/A

(56)

$

6/28/2012

250,000

$

$

6/29/2011

$

(149)

9/30/2010

Financial Instrument for Home Loan Modifications

$

$

7/14/2010

Purchase

(40)

3/26/2010

FL

$

$

12/30/2009

Ocala

(236)

12/23/2013

1000467

$

$

9/27/2013

1000467

$

(86)

6/27/2013

1000467

(115)

$

3/25/2013

1000467

$

12/27/2012

1000467

$

9/27/2012

1000467

$

(12)

6/28/2012

1000467

(10)

$

6/29/2011

1000467

$

3/30/2011

1000467

1000747

$

3/30/2011

1000483

Metropolitan National Bank

49,410,000

1/6/2011

1000483

9/11/2009

$

$

9/30/2010

1000483

Allstate Mortgage Loans & Investments, Inc.

$

24,920,000

7/14/2010

1000483

9/11/2009

87,045

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,327 reallocation
Updated due to quarterly assessment and
892,044 reallocation
Updated due to quarterly assessment and
1,082,121 reallocation
Updated due to quarterly assessment and
1,118,087 reallocation
Updated due to quarterly assessment and
1,177,551 reallocation
Updated due to quarterly assessment and
1,212,989 reallocation
Updated due to quarterly assessment and
1,239,915 reallocation
Updated due to quarterly assessment and
1,326,960 reallocation

3/26/2010

1000483
1000483

ORNL Federal Credit Union

$

$

10/2/2009

12/30/2009

10305

26,926

12/23/2013

10305

$

$

9/27/2013

10305

35,438

6/27/2013

10305

$

$

3/25/2013

10305

59,464

12/27/2012

10305

$

$

9/27/2012

10305

35,966

6/28/2012

10305

$

$

6/29/2011

10305

10305

190,077

3/30/2011

10305

$

$

1/6/2011

N/A

$

21,717

9/30/2010

114,220,000

$

(5)

$

7/14/2010

$

(1)

$

3/26/2010

Financial Instrument for Home Loan Modifications

$

12/30/2009

Purchase

$

12/23/2013
KY

(1)

9/27/2013

Owensboro

$

6/27/2013

1000890

600,000 Updated portfolio data from servicer

$

3/25/2013

1000890

$

270,334

12/27/2012

1000890

(300,000)

$

9/27/2012

1000890

$

6/28/2012

1000890

900,000 Updated portfolio data from servicer

6/29/2011

1000890

$

3/30/2011

1000890

9/11/2009

Reason for Adjustment

120,000

1/6/2011

1000890

CUC Mortgage Corporation

Adjusted Cap

$

9/30/2010

1000890

9/9/2009

Cap Adjustment Amount

7/14/2010

1000890

1000890

U.S. Bank National Association

Adjustment
Date
3/26/2010

1000890

9/9/2009

Note

$

(232)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation

10/2/2009

$

70,000

$

12/30/2009

$

620,000

$

350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
970,000 initial cap

Page 19 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

1000747

$

400,000 Updated portfolio data from servicer

35,167

$

$

(1)

$

435,167 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,166 reallocation

1000955
1000955

$

(4,780,000)

$

8,990,000 Updated portfolio data from servicer

$

(2,390,000)

$

6,600,000 Updated portfolio data from servicer

$

2,973,670

$

$

(3)

$

9,573,670 Updated portfolio data from servicer
Updated due to quarterly assessment and
9,573,667 reallocation

$

(1,800,000)

$

$

(6)

$

$

(61)

$

$

(100,000)

$

6/28/2012

1000955

$

10/14/2011

1000955

$

6/29/2011

1000955

$

6,010,000
(19,750,000)

3/30/2011

1000955

(435,166)

$

2/16/2011

N/A

$

1/6/2011

27,510,000

10/2/2009

9/30/2010

$

1000955

$

- Termination of SPA

$

(58)

$

33,520,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
13,770,000 initial cap

7,773,667 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,773,661 reallocation
Updated due to quarterly assessment and
7,773,600 reallocation
7,673,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,673,542 reallocation
Updated due to quarterly assessment and
7,673,378 reallocation
Updated due to quarterly assessment and
7,673,349 reallocation
Updated due to quarterly assessment and
7,673,239 reallocation
Updated due to quarterly assessment and
7,673,197 reallocation
Updated due to quarterly assessment and
7,673,182 reallocation
Updated due to quarterly assessment and
7,647,458 reallocation

9/27/2012

$

410,000

N/A

1001037
1001037
1001037
1001037
1001037

$

$

(25,724)

$

10/2/2009

$

90,000

$

$

1,460,000

$

500,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,960,000 initial cap

$

160,000

$

2,120,000 Updated portfolio data from servicer

$

(120,000)

$

2,000,000 Updated portfolio data from servicer

9/30/2010

Financial Instrument for Home Loan Modifications

$

(15)

7/14/2010

Purchase

(42)

$

3/26/2010

CA

$

$

12/30/2009

Capitola

(110)

12/23/2013

1000955

$

$

9/27/2013

1000955

$

(29)

6/27/2013

1000955

(164)

$

3/25/2013

1000955

$

12/27/2012

1000955

$

(1,419,778)

$

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation

1/6/2011

1001184
1001184
1001184
1001184
1001184
1001184

2,490,000 Updated portfolio data from servicer

5,310,000

$

7,800,000 Updated portfolio data from servicer

$

323,114

$

$

(12)

$

8,123,114 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,123,102 reallocation

$

600,000

$

$

(16)

$

8,723,102 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,723,086 reallocation

$

200,000

$

8,923,086 Transfer of cap due to servicing transfer

$

100,000

$

$

(153)

$

9,023,086 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
9,022,933 reallocation

$

100,000

$

9,122,933 Transfer of cap due to servicing transfer

$

100,000

$

9,222,933 Transfer of cap due to servicing transfer

$

1,100,000

$

10,322,933 Transfer of cap due to servicing transfer

$

650,000

$

6/28/2012

1001184

$

$

6/14/2012

1001184

$

230,000

4/16/2012

1001184

(3,090,000)

$

11/16/2011

1001184

$

5,350,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
2,260,000 initial cap

9/15/2011

1001184

$

6/29/2011

1001184

960,000

5/13/2011

1001184

$

$

4/13/2011

1001184

10/2/2009

3/30/2011

N/A

$

3/16/2011

4,390,000

(8)

1/6/2011

$

(580,212)

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

$

3/26/2010

NY

$

12/30/2009

Buffalo

$

(1)

1/25/2012

1001037

(1)

$

6/29/2011

1001037

$

3/30/2011

1001037

$

(136)

$

- Termination of SPA

9/27/2012

1001184
1001184

20,000

$

11,262,391 Transfer of cap due to servicing transfer

$

290,000

$

11,552,391 Transfer of cap due to servicing transfer

$

10,000

$

$

(220)

$

11,562,391 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,562,171 reallocation

$

(60,000)

$

11,502,171 Transfer of cap due to servicing transfer

$

50,000

$

11,552,171 Transfer of cap due to servicing transfer

$

10,000

$

$

(79)

$

11,562,171 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,562,092 reallocation

$

(90,000)

$

11,472,092 Transfer of cap due to servicing transfer

9/16/2013

1001184

$

7/16/2013

1001184

11,242,450 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,242,391 reallocation

6/27/2013

1001184

$

6/14/2013

1001184

(59)

5/16/2013

1001184

$

4/16/2013

1001184

11,252,450 Transfer of cap due to servicing transfer

$

3/25/2013

1001184

11,222,450 Transfer of cap due to servicing transfer

$

(10,000)

3/14/2013

1001184

$

$

2/14/2013

1001184

$

30,000

1/16/2013

1001184

(347)
250,000

$

12/27/2012

1001184

$

12/14/2012

1001184

$

11/15/2012

1001184

10,972,933 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,972,797 reallocation
Updated due to quarterly assessment and
10,972,450 reallocation

10/16/2012

1001184

$

310,000

$

9/27/2013

1001184
Sacramento

CA

Purchase

Financial Instrument for Home Loan Modifications

$

390,000

N/A

12,012,064 Transfer of cap due to servicing transfer

$

120,000

$

12,132,064 Transfer of cap due to servicing transfer

$

460,000

$

$

(49,413)

$

12,592,064 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,542,651 reallocation

1/16/2014

1001184

11,782,092 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,782,064 reallocation

$

12/23/2013

1001184

$

230,000

12/16/2013

1001184

(28)

$

11/14/2013

1001184

$

10/15/2013

1001184

1001045

(670,000)

$

7/14/2010

Financial Instrument for Home Loan Modifications

1000955

Schools Financial Credit Union

$

3/26/2010

Purchase

1000955

9/23/2009

1,070,000 Updated portfolio data from servicer

1/26/2011
NJ

1000955

9/23/2009

$

12/30/2009

Jersey City
1000955

AMS Servicing, LLC

Reason for Adjustment

100,000

1/6/2011

1000747

Bay Federal Credit Union

Adjusted Cap

$

9/30/2010

1000747

9/16/2009

Cap Adjustment Amount

7/14/2010

1000747

Franklin Credit Management Corporation

Adjustment
Date
3/26/2010

1000747

9/11/2009

Note

$

40,000

$

12,582,651 Transfer of cap due to servicing transfer

10/2/2009

$

90,000

$

12/30/2009

$

940,000

$

480,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
1,420,000 initial cap

Page 20 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

1001045

10716
10716
10716
10716
10716

(28)

$

$

(11)

$

$

(4)

$

(6,411)

$

10/2/2009

$

60,000

$

$

(10,000)

$

290,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
280,000 initial cap

$

130,000

$

410,000 Updated portfolio data from servicer

$

(110,000)

$

300,000 Updated portfolio data from servicer

$

(9,889)

$

$

(3)

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,098 reallocation
Updated due to quarterly assessment and
290,094 reallocation
Updated due to quarterly assessment and
290,092 reallocation
Updated due to quarterly assessment and
290,091 reallocation
Updated due to quarterly assessment and
289,112 reallocation

$

1001000
1001000
1001000
1001000
1001000
1001000
1001000
1001000
1001000
Albany

NY

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

1000924
1000924
1000924
1000924
1000924
1000924

145,056 Updated portfolio data from servicer

$

(145,056)

$

10/2/2009

$

60,000

$

$

350,000

$

$

1,360,000

$

2,010,000 Updated portfolio data from servicer

$

(1,810,000)

$

200,000 Updated portfolio data from servicer

$

235,167

$

$

(1)

$

$

(4)

$

$

(3)

$

$

(7)

$

$

(1)

$

$

(5)

$

$

(2)

$

$

(1)

$

$

(1,174)

$

435,167 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,166 reallocation
Updated due to quarterly assessment and
435,162 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,152 reallocation
Updated due to quarterly assessment and
435,151 reallocation
Updated due to quarterly assessment and
435,146 reallocation
Updated due to quarterly assessment and
435,144 reallocation
Updated due to quarterly assessment and
435,143 reallocation
Updated due to quarterly assessment and
433,969 reallocation

10/2/2009

$

100,000

$

$

20,000

$

540,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
560,000 initial cap

$

(290,000)

$

270,000 Updated portfolio data from servicer

$

(70,000)

$

200,000 Updated portfolio data from servicer

$

(54,944)

$

6/29/2011

1001000

$

9/30/2010

1001000

45,056

7/14/2010

1001000

100,000 Updated portfolio data from servicer

$

3/26/2010

1001000

$

12/30/2009

N/A

(70,000)

12/23/2013

240,000

170,000 Updated portfolio data from servicer

$

9/27/2013

$

40,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
160,000 initial cap

$

6/27/2013

Financial Instrument for Home Loan Modifications

$

10,000

3/25/2013

Purchase

120,000

$

12/27/2012

NC

$

9/27/2012

Elkin

$

6/28/2012

10149

10,000

6/29/2011

10149

$

1/6/2011

10149

$

10/2/2009

9/30/2010

10149

(979)

7/14/2010

10149

$

$

3/26/2010

N/A

(1)

12/30/2009

30,000

$

$

10/29/2010

$

(2)

9/30/2010

Financial Instrument for Home Loan Modifications

$

$

7/14/2010

Purchase

(4)

3/26/2010

NJ

$

$

12/30/2009

Woodbridge

$

(1)

12/23/2013

10716

$

(7)

$

9/27/2013

10716

(2)

$

6/27/2013

10716

$

3/25/2013

10716

$

(1)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation

- Termination of SPA
300,000 HPDP initial cap
Updated portfolio data from servicer & HAFA
650,000 initial cap

4/11/2012

1001122
1001122
1001122
1001122
1001122
Tulsa

OK

Purchase

Financial Instrument for Home Loan Modifications

$

4,860,000

N/A

$

(1)

$

$

(1)

$

$

(8)

$

$

(6)

$

$

(17)

$

$

(3)

$

$

(11)

$

$

(4)

$

$

(1)

$

12/23/2013

1001122

400,000 Updated portfolio data from servicer

$

9/27/2013

1001122

720,000 Updated portfolio data from servicer

$

180,222

6/27/2013

1001122

$

(320,000)

$

3/25/2013

1001122

(880,000)

$

12/27/2012

1001122

$

9/27/2012

1001122
1001122

$

6/28/2012

N/A

$

6/29/2011

570,000

(145,055)

3/30/2011

$

1,030,000

1/6/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

$

7/14/2010

IL

12/30/2009
3/26/2010

North Chicago
1001122

1001180

$

$

9/27/2012

10716

1001180

(7)

12/27/2012

10716

Mortgage Clearing Corporation

$

$

6/28/2012

10716

(44)

6/29/2011

N/A

$

$

9/30/2010

230,000

$

(16)

7/14/2010

$

(22)

$

3/26/2010

Financial Instrument for Home Loan Modifications

$

$

12/30/2009

Purchase

$

(2)

12/23/2013
OH

(2)

$

9/27/2013

Maumee

$

6/27/2013

1001045

10/14/2009

300,000 Updated portfolio data from servicer
1,450,556 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,530 reallocation
Updated due to quarterly assessment and
1,450,514 reallocation
Updated due to quarterly assessment and
1,450,470 reallocation
Updated due to quarterly assessment and
1,450,463 reallocation
Updated due to quarterly assessment and
1,450,435 reallocation
Updated due to quarterly assessment and
1,450,424 reallocation
Updated due to quarterly assessment and
1,450,420 reallocation
Updated due to quarterly assessment and
1,444,009 reallocation

3/25/2013

1001045

Great Lakes Credit Union

$

12/27/2012

1001045

10/14/2009

$

1,150,556

9/27/2012

1001045

SEFCU

(140,000)

$

6/28/2012

1001045

9/25/2009

$

Reason for Adjustment

440,000 Updated portfolio data from servicer

6/29/2011

1001045

Yadkin Valley Bank

$

1/6/2011

1001045

9/23/2009

Adjusted Cap
(980,000)

3/30/2011

1001045

Central Jersey Federal Credit Union

$

9/30/2010

1001045

9/23/2009

Cap Adjustment Amount

7/14/2010

1001045

1001045

Glass City Federal Credit Union

Adjustment
Date
3/26/2010

1001045

9/23/2009

Note

- Termination of SPA
Updated portfolio data from servicer & HAFA
1,600,000 initial cap

$

(2,438)

$

12/30/2009

$

(2,900,000) $

3/26/2010

$

(1,600,000)

$

360,000 Updated portfolio data from servicer

7/14/2010

$

(260,000)

$

100,000 Updated portfolio data from servicer

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
Updated due to quarterly assessment and
577,732 reallocation
Updated portfolio data from servicer & HAFA
1,960,000 initial cap

Page 21 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

1001180

United Bank Mortgage Corporation

$

410,000

N/A

400,000

$

830,000 Updated portfolio data from servicer

$

(430,000)

$

400,000 Updated portfolio data from servicer

$

180,222

$

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,215 reallocation
Updated due to quarterly assessment and
580,211 reallocation
Updated due to quarterly assessment and
580,200 reallocation
Updated due to quarterly assessment and
580,198 reallocation
Updated due to quarterly assessment and
580,191 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,188 reallocation
Updated due to quarterly assessment and
578,717 reallocation

$

(1)

$

$

(1)

$

$

(5)

$

$

(4)

$

$

(11)

$

$

(2)

$

$

(7)

$

- Termination of SPA

6/27/2013

760,000

N/A

1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740
1000740

$

(2,670,000)

$

$

(142)

$

$

(610,000)

$

$

(48)

$

$

(40,000)

$

$

(14)

$

92,429,014 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
92,429,000 reallocation

$

(30,000)

$

92,399,000 Transfer of cap due to servicing transfer

$

(1,190,000)

$

$

(14,953)

$

91,209,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
91,194,047 reallocation

$

(170,000)

$

91,024,047 Transfer of cap due to servicing transfer

1/22/2010

$

40,000

$

$

(760,000)

$

40,000 Updated portfolio data from servicer

$

2,630,000

$

2,670,000 Updated portfolio data from servicer

$

(770,000)

$

1,900,000 Updated portfolio data from servicer

$

565,945

$

$

(4)

$

$

(4)

$

$

(40)

$

$

(29)

$

$

(80)

$

$

(14)

$

$

(52)

$

6/27/2013

$

$

(65)

3/25/2013

Financial Instrument for Home Loan Modifications

(549)

$

12/27/2012

Purchase

$

9/27/2012

MA

$

6/28/2012

Fitchburg

$

(277)

6/29/2011

10048

(1,400,000)

$

3/30/2011

10048

$

1/6/2011

10048

$

9/30/2010

10048

$

(773)

7/14/2010

10048

$

(88)

$

5/12/2010

10048

(9,900,000)

$

3/26/2010

10048

$

2/13/2014

10048

107,051,033 Updated portfolio data from servicer
Updated due to quarterly assessment and
107,050,956 reallocation

12/23/2013

10048

$

12/16/2013

10048

(77)

11/14/2013

10048

$

9/27/2013

10048

105,300,000 Updated portfolio data from servicer

$

9/16/2013

10048

$

1,751,033

6/27/2013

10048

(16,610,000)

$

5/16/2013

10048

$

3/25/2013

10048

121,910,000 Updated portfolio data from servicer

2/14/2013

10048

$

9/27/2012

10048

23,880,000

12/27/2012

10048
10048

$

6/28/2012

10048

$

3/15/2012

N/A

$

6/29/2011

93,660,000

4,370,000

3/30/2011

$

$

3/16/2011

Financial Instrument for Home Loan Modifications

1/22/2010

1/6/2011

Purchase

$

(1,471)

9/30/2010

FL

$

(1)

$

7/14/2010

Miami Lakes

(2)

$

3/26/2010

1000073

$

9/27/2013
12/23/2013

1000073

$

(19)

$

2,465,945 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,941 reallocation
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,868 reallocation
Updated due to quarterly assessment and
2,465,788 reallocation
Updated due to quarterly assessment and
2,465,774 reallocation
Updated due to quarterly assessment and
2,465,722 reallocation
Updated due to quarterly assessment and
2,465,703 reallocation
Updated due to quarterly assessment and
2,465,696 reallocation
Updated due to quarterly assessment and
2,454,138 reallocation

$

9/27/2013

Harleysville National Bank & Trust Company

Harleysville

PA

Purchase

Financial Instrument for Home Loan Modifications

$

1,070,000

N/A

10/28/2009

Members Mortgage Company, Inc

Woburn

MA

Purchase

Financial Instrument for Home Loan Modifications

$

510,000

N/A

10/30/2009

DuPage Credit Union

Naperville

IL

Purchase

Financial Instrument for Home Loan Modifications

$

70,000

N/A

1000585

$

(7)

$

12/23/2013

1000740
10/28/2009

$

(11,558)

$

4/21/2010

$

(1,070,000) $

4/21/2010

$

(510,000) $

1/22/2010

$

10,000

$

98,030,000 Updated HPDP cap & HAFA initial cap

97,150,956 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
97,150,868 reallocation
Updated due to quarterly assessment and
97,150,095 reallocation
95,750,095 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
95,749,818 reallocation
Updated due to quarterly assessment and
95,749,269 reallocation
Updated due to quarterly assessment and
95,749,204 reallocation
93,079,204 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
93,079,062 reallocation
92,469,062 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
92,469,014 reallocation

800,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
- Termination of SPA
80,000 Updated HPDP cap & HAFA initial cap

3/26/2010

10,000

$

90,000 Updated portfolio data from servicer

$

10,000

$

100,000 Updated portfolio data from servicer

9/30/2010

$

45,056

$

6/29/2011

$

(1)

$

9/27/2012

1000585

$

7/14/2010

1000585

$

1000585
1000585
1000585
Los Alamos

NM

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

(1)

$

3/25/2013

$

(1)

$

12/23/2013

1000585

1000676

$

3/25/2013

1000073

1000676

430,000 Updated HPDP cap & HAFA initial cap

12/27/2012

1000073

1000676

$

9/27/2012

1000073

1000676

$

20,000

6/28/2012

1000073

1000676

(145,056)

$

6/29/2011

1000073

1000676

$

1/6/2011

1000073

Los Alamos National Bank

Reason for Adjustment

145,056 Updated portfolio data from servicer

1/22/2010

3/30/2011

1000073

11/6/2009

$

9/30/2010

Financial Instrument for Home Loan Modifications

1000073

IC Federal Credit Union

45,056

7/14/2010

Purchase

1000073

10/23/2009

Adjusted Cap

$

3/26/2010

MI

1000073

BankUnited

Cap Adjustment Amount

3/9/2011
Grand Rapids

1000073

10/23/2009

Adjustment
Date
9/30/2010

1001180
10/21/2009

Note

$

(145)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,053 reallocation
Updated due to quarterly assessment and
144,908 reallocation

1/22/2010

$

40,000

$

740,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

50,000

$

790,000 Updated portfolio data from servicer

7/14/2010

$

1,310,000

$

2,100,000 Updated portfolio data from servicer

9/30/2010

$

75,834

$

1/6/2011

$

(3)

$

3/30/2011

$

(4)

$

6/29/2011

$

(35)

$

2,175,834 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,831 reallocation
Updated due to quarterly assessment and
2,175,827 reallocation
Updated due to quarterly assessment and
2,175,792 reallocation

Page 22 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

1000676

(46)

$

30,461,676 Updated portfolio data from servicer
Updated due to quarterly assessment and
30,461,630 reallocation

$

1,600,000

$

32,061,630 Transfer of cap due to servicing transfer

$

1,400,000

$

$

(58)

$

33,461,630 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
33,461,572 reallocation

$

100,000

$

33,561,572 Transfer of cap due to servicing transfer

$

100,000

$

33,661,572 Transfer of cap due to servicing transfer

$

800,000

$

$

(559)

$

34,461,572 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,461,013 reallocation

$

300,000

$

34,761,013 Transfer of cap due to servicing transfer

$

200,000

$

34,961,013 Transfer of cap due to servicing transfer

$

100,000

$

35,061,013 Transfer of cap due to servicing transfer

$

100,000

$

35,161,013 Transfer of cap due to servicing transfer

$

330,000

$

$

(428)

$

1000443
1000443
1000443
1000443
1000443
1000443
1000443
Coral Gables

FL

Purchase

Financial Instrument for Home Loan Modifications

$

20,000

N/A

(20,000)

$

(162,518)

$

$

80,000

$

$

330,000

$

2,080,000 Updated portfolio data from servicer

$

(1,080,000)

$

1,000,000 Updated portfolio data from servicer

$

160,445

$

$

(1)

$

$

(2)

$

$

(16)

$

$

(12)

$

$

(33)

$

$

(6)

$

$

(21)

$

$

(8)

$

$

(3)

$

12/23/2013

1000443

$

1/22/2010

9/27/2013

1000443

$

6/27/2013

1000443

$

(96)

3/25/2013

1000443

10,000

$

12/27/2012

1000443

$

9/27/2012

1000443

$

6/28/2012

N/A

$

(268)

6/29/2011

1,670,000

(240,000)

$

3/30/2011

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

32,599,401 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,599,214 reallocation
Updated due to quarterly assessment and
32,598,507 reallocation

9/30/2010

Purchase

$

7/14/2010

MI

(707)

3/26/2010

Hillsdale

$

12/23/2013

1001271

$

11/14/2013

1001271

$

(187)

9/27/2013

1001271

33,579,401 Transfer of cap due to servicing transfer

(980,000)

$

7/16/2013

1001271

$

$

6/27/2013

1001271

$

(1,910,000)

4/16/2013

1001271

(1,184)

$

3/25/2013

1001271

$

35,491,013 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
35,490,585 reallocation
Updated due to quarterly assessment and
35,489,401 reallocation

12/27/2012

1001271

$

(4,797)

1,160,445 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,444 reallocation
Updated due to quarterly assessment and
1,160,442 reallocation
Updated due to quarterly assessment and
1,160,426 reallocation
Updated due to quarterly assessment and
1,160,414 reallocation
Updated due to quarterly assessment and
1,160,381 reallocation
Updated due to quarterly assessment and
1,160,375 reallocation
Updated due to quarterly assessment and
1,160,354 reallocation
Updated due to quarterly assessment and
1,160,346 reallocation
Updated due to quarterly assessment and
1,160,343 reallocation
Updated due to quarterly assessment and
1,155,546 reallocation

$

$

32,368,239 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,368,143 reallocation
32,348,143 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,185,625 reallocation
1,750,000 Updated HPDP cap & HAFA initial cap

Phoenix

AZ

Purchase

Financial Instrument for Home Loan Modifications

$

20,360,000

N/A

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

12/23/2013

1001304

100,000 Updated portfolio data from servicer

$

3/25/2013

1001304

$

9/27/2012

1001304

90,000

6/28/2012

1001304

$
$

6/29/2011

1001304

3/26/2010

9/30/2010

1001304

(10,000) $

32,358,507 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,358,239 reallocation

7/14/2010

1001304

10412

$

11/15/2012

1001271

10412

20,800,000 Updated portfolio data from servicer

$

9/27/2012

1001271

10412

$

9,661,676

10/16/2012

1001271

10412

(2,890,000)

$

6/28/2012

1001271

10412

$

6/14/2012

1001271

23,690,000 Updated portfolio data from servicer

1/13/2012

1001271

$

9/15/2011

1001271

19,850,000 Updated HPDP cap & HAFA initial cap

3,840,000

8/16/2011

1001271

$

$

7/14/2011

1001271

890,000

6/29/2011

1001271

$

6/16/2011

1001271

1/22/2010

5/13/2011

1001271

$
$

4/13/2011

1001271

(6)
(9,932)

3/30/2011

N/A

1001271

10412

$

$
$

2/16/2011

18,960,000

1001271

10412

(17)

1/13/2011

$

1001271

10412

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

1001271

10412

(45)

9/30/2010

Purchase

1001271

10412

$

$

7/14/2010

FL

1001271

10412

$

(12)

3/26/2010

Tampa

Marix Servicing, LLC

(70)

$

9/27/2013

1001271

11/25/2009

$

Reason for Adjustment

Updated due to quarterly assessment and
2,175,766 reallocation
Updated due to quarterly assessment and
2,175,696 reallocation
Updated due to quarterly assessment and
2,175,684 reallocation
Updated due to quarterly assessment and
2,175,639 reallocation
Updated due to quarterly assessment and
2,175,622 reallocation
Updated due to quarterly assessment and
2,175,616 reallocation
Updated due to quarterly assessment and
2,165,684 reallocation

12/23/2013

1000676

QLending, Inc.

$

6/27/2013

1000676

11/18/2009

(26)

3/25/2013

1000676

Hillsdale County National Bank

Adjusted Cap

$

9/27/2012

1000676

11/18/2009

Cap Adjustment Amount

12/27/2012

1000676

Quantum Servicing Corporation

Adjustment
Date
6/28/2012

1000676

11/18/2009

Note

$

(232)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation

10,000 Updated portfolio data from servicer

1/22/2010

$

950,000

$

3/26/2010

$

(17,880,000)

$

6/16/2010

$

1,030,000

$

21,310,000 Updated HPDP cap & HAFA initial cap
3,430,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
4,460,000 servicing transfer

7/14/2010

$

(1,160,000)

$

3,300,000 Updated portfolio data from servicer

8/13/2010

$

800,000

$

4,100,000 Transfer of cap due to servicing transfer

9/30/2010

$

200,000

$

4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

9/30/2010

$

1,357,168

$

1/6/2011

$

(1)

$

5,657,168 Updated portfolio data from servicer
Updated due to quarterly assessment and
5,657,167 reallocation

3/16/2011

$

5,700,000

$

3/30/2011

$

(6)

$

11,357,167 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,357,161 reallocation

4/13/2011

$

7,300,000

$

18,657,161 Transfer of cap due to servicing transfer

5/13/2011

$

300,000

$

18,957,161 Transfer of cap due to servicing transfer

Page 23 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

10412

7/14/2011

10412

Financial Instrument for Home Loan Modifications

$

9,430,000

N/A

10223
10223
10223
10223
10223
10223
10223
10223
10223
10223
10223
Fairbanks

AK

Purchase

Financial Instrument for Home Loan Modifications

$

360,000

N/A

1000475
1000475
1000475
1000475
1000475
1000475
East Hartford

1001228

CT

Purchase

Financial Instrument for Home Loan Modifications

$

1,590,000

N/A

$

$

(13,934)

$

$
$

50,000

$

1,330,000 Updated HPDP cap & HAFA initial cap

$

1,020,000

$

2,350,000 Updated portfolio data from servicer

$

(950,000)

$

1,400,000 Updated portfolio data from servicer

$

50,556

$

$

(2)

$

$

(2)

$

1,450,556 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,552 reallocation

$

(100,000)

$

$

(21)

$

7/22/2011

$

(1,335,614)

$

1/22/2010

$

10,000

$

390,000 Updated HPDP cap & HAFA initial cap

$

520,000

$

910,000 Updated portfolio data from servicer

$

(810,000)

$

100,000 Updated portfolio data from servicer

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

$

(232)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation

1/22/2010

$

440,000

$

$

14,480,000

$

24,350,000 Updated portfolio data from servicer

$

(24,200,000)

$

150,000 Updated portfolio data from servicer

$

150,000

$

300,000 Updated portfolio data from servicer

$

(9,889)

$

$

(3)

$

$

(2)

$

$

(6)

$

$

(1)

$

$

(3)

$

$

(1)

$

$

(747)

$

290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
290,108 reallocation
Updated due to quarterly assessment and
290,106 reallocation
Updated due to quarterly assessment and
290,100 reallocation
Updated due to quarterly assessment and
290,099 reallocation
Updated due to quarterly assessment and
290,096 reallocation
Updated due to quarterly assessment and
290,095 reallocation
Updated due to quarterly assessment and
289,348 reallocation

1/22/2010

$

10,000

$

$

850,000

$

1,220,000 Updated portfolio data from servicer

$

(120,000)

$

1,100,000 Updated portfolio data from servicer

$

100,000

$

1,200,000 Initial FHA-HAMP cap

$

105,500

$

$

(2)

$

1,305,500 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,305,498 reallocation

2/17/2011

Purchase

(8)

1/6/2011

ID

$

9/30/2010

Boise

$

9/30/2010

1000978

(20,000)

7/14/2010

1000978

5,426,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,426,767 reallocation

$

3/26/2010

1000978

$

12/23/2013

1000978

$

(23)

6/27/2013

1000978

(10,000)

$

3/25/2013

1000978

5,436,790 Transfer of cap due to servicing transfer

$

12/27/2012

1000978

5,466,790 Transfer of cap due to servicing transfer

$

9/27/2012

N/A

$

(30,000)

6/28/2012

380,000

(10,000)

$

6/29/2011

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

5,476,851 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,476,790 reallocation

7/14/2010

Purchase

$

5/26/2010

PA

(61)

3/26/2010

Clarks Summit
1000978

$

12/23/2013

12

$

3/25/2013

10519

(490,000)

9/27/2012

10519

5,966,851 Transfer of cap due to servicing transfer

$

6/28/2012

10519

$

6/29/2011

10519

(100,000)

9/30/2010

10519

6,066,866 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,066,851 reallocation

$

7/14/2010

10519

$

3/26/2010

10519

5,896,866 Transfer of cap due to servicing transfer

$

(15)

6/29/2011

10519

$

170,000

$

1/22/2010

N/A

(1,020,000)

$

4/21/2010

N/A

1,280,000

$

6/16/2011

230,000

$

6,916,969 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,916,866 reallocation

3/30/2011

$

Financial Instrument for Home Loan Modifications

$

1/6/2011

Financial Instrument for Home Loan Modifications

Purchase

$

(103)

9/30/2010

Purchase

PA

(90,000)

$

7/14/2010

FL

Media

$

3/26/2010

Coral Gables

First Keystone Bank

$

12/23/2013

10412
Home Financing Center, Inc

11/25/2009

(38)

9/27/2013

11/25/2009

$

7/16/2013

10412

$

6/27/2013

10412

(8,350,000)

6/14/2013

10412

$

5/16/2013

10412

16,657,007 Transfer of cap due to servicing transfer
15,357,007 Transfer of cap due to servicing transfer

4/16/2013

10412

$
$

3/25/2013

10412

(2,100,000)
(1,300,000)

3/14/2013

10412

1001228

18,757,007 Transfer of cap due to servicing transfer

$
$

2/14/2013

10412

1001228

$

12/27/2012

10412

1001228

(1,500,000)

11/15/2012

10412

1001228

20,257,007 Transfer of cap due to servicing transfer

$

10/16/2012

10412

1001228

$

9/27/2012

10412

1001228

19,957,007 Transfer of cap due to servicing transfer

300,000

8/16/2012

10412

American Eagle Federal Credit Union

$

$

6/28/2012

10412

12/9/2009

$

100,000

6/14/2012

10412

Spirit of Alaska Federal Credit Union

(154)

$

4/16/2012

10412

12/9/2009

$

19,857,161 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,857,007 reallocation

2/16/2012

10412

Idaho Housing and Finance Association

Reason for Adjustment

$

1/13/2012

10412

12/4/2009

Adjusted Cap
900,000

8/16/2011

10412

$

6/29/2011

10412

Community Bank & Trust Company

Cap Adjustment Amount

6/16/2011

10412

12/4/2009

Adjustment
Date

$

(1,305,498)

$

1/22/2010

$

70,000

$

1,660,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

(290,000)

$

1,370,000 Updated portfolio data from servicer

7/14/2010

$

(570,000)

$

800,000 Updated portfolio data from servicer

9/30/2010

$

70,334

$

1/6/2011

$

(1)

$

3/30/2011

$

(1)

$

6/29/2011

$

(13)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation

1/25/2012

$

(870,319)

$

(230,000) $

7,007,007 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,006,969 reallocation

5,406,767 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,406,759 reallocation
Updated due to quarterly assessment and
5,392,825 reallocation
- Termination of SPA

1,350,552 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,350,531 reallocation
14,917 Termination of SPA

9,870,000 Updated HPDP cap & HAFA initial cap

370,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA

- Termination of SPA

Page 24 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date
12/9/2009

Adjustment Details
City

Silver State Schools Credit Union

Las Vegas

State

Transaction
Type

NV

Purchase

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description
Financial Instrument for Home Loan Modifications

$

1,880,000

Pricing
Mechanism

Note

N/A

7/14/2010

1001269
1001269
1001269

(37)

$

$

(15)

$

7/9/2013

$

(1,889,819)

$

$

140,000

$

3,080,000 Updated HPDP cap & HAFA initial cap

$

6,300,000

$

9,380,000 Updated portfolio data from servicer

$

(1,980,000)

$

7,400,000 Updated portfolio data from servicer

$

(6,384,611)

$

$

(1)

$

$

(2)

$

$

(16)

$

$

(12)

$

Purchase

Financial Instrument for Home Loan Modifications

$

6,160,000

N/A

1001226
1001226
1001226

$

680,000 Updated portfolio data from servicer

$

(80,000)

$

600,000 Updated portfolio data from servicer

$

(19,778)

$

580,222 Updated portfolio data from servicer

$

(580,222)

$

$

290,000

$

6,450,000 Updated HPDP cap & HAFA initial cap

$

40,000

$

6,490,000 Updated portfolio data from servicer

$

(2,890,000)

$

3,600,000 Updated portfolio data from servicer

$

606,612

$

$

(4)

$

$

(4)

$

$

(35)

$

$

(9)

$

$

(14)

$

$

(2)

$

$

(8)

$

6/27/2013

CA

440,000

3/25/2013

Sacramento

240,000 Updated HPDP cap & HAFA initial cap

$

12/27/2012

10141

$

9/27/2012

10141

10,000

6/28/2012

10141

$

$

6/29/2011

10141

$

(4,716)

1/22/2010

N/A

$

3/30/2011

230,000

(3)

1/6/2011

$

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

(8)

7/14/2010

Purchase

$

$

3/26/2010

FL

(21)

10/15/2010

Tampa

$

$

9/30/2010

1001269

$

(5)

7/14/2010

1001269

(32)

$

3/26/2010

1001269

$

1,015,389 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,388 reallocation
Updated due to quarterly assessment and
1,015,386 reallocation
Updated due to quarterly assessment and
1,015,370 reallocation
Updated due to quarterly assessment and
1,015,358 reallocation
Updated due to quarterly assessment and
1,015,326 reallocation
Updated due to quarterly assessment and
1,015,321 reallocation
Updated due to quarterly assessment and
1,015,300 reallocation
Updated due to quarterly assessment and
1,015,292 reallocation
Updated due to quarterly assessment and
1,015,289 reallocation
Updated due to quarterly assessment and
1,010,573 reallocation

1/22/2010

1001269

$

(4)

$

9/27/2013

1001226
1001226
1001226
1001226
1001226
Spokane

WA

Purchase

Financial Instrument for Home Loan Modifications

$

2,250,000

N/A

1000638
1000638
1000638
1000638

(1)
(2,412)

$

$

100,000

$

2,350,000 Updated HPDP cap & HAFA initial cap

$

(740,000)

$

1,610,000 Updated portfolio data from servicer

$

(710,000)

$

9/30/2010

1001226

$

7/14/2010

1001226

$

3/26/2010

1001226

4,206,612 Updated portfolio data from servicer
Updated due to quarterly assessment and
4,206,608 reallocation
Updated due to quarterly assessment and
4,206,604 reallocation
Updated due to quarterly assessment and
4,206,569 reallocation
Updated due to quarterly assessment and
4,206,560 reallocation
Updated due to quarterly assessment and
4,206,546 reallocation
Updated due to quarterly assessment and
4,206,544 reallocation
Updated due to quarterly assessment and
4,206,536 reallocation
Updated due to quarterly assessment and
4,206,532 reallocation
Updated due to quarterly assessment and
4,206,531 reallocation
Updated due to quarterly assessment and
4,204,119 reallocation

1/22/2010

1001226

$

550,556

$

$

1/6/2011

Manteno

IL

Purchase

Financial Instrument for Home Loan Modifications

$

310,000

10125

235,175

$

$

84,191

$

$

13,786

$

$

(35)

$

$

20,000

$

900,000 Updated portfolio data from servicer
1,450,556 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,555 reallocation
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,543 reallocation
Updated due to quarterly assessment and
1,481,450 reallocation
Updated due to quarterly assessment and
1,540,138 reallocation
Updated due to quarterly assessment and
1,775,313 reallocation
Updated due to quarterly assessment and
1,859,504 reallocation
Updated due to quarterly assessment and
1,873,290 reallocation
Updated due to quarterly assessment and
1,873,255 reallocation
330,000 Updated HPDP cap & HAFA initial cap

3/26/2010

12
Glenview

IL

Purchase

Financial Instrument for Home Loan Modifications

$

370,000

N/A

70,334

$

$

(1)

$

$

(1)

$

$

(13)

$

6/28/2012

10125

800,000 Updated portfolio data from servicer

$

6/29/2011

10125

1,150,000 Updated portfolio data from servicer

$

3/30/2011

10125

$

(350,000)

1/6/2011

10125

820,000

$

9/30/2010

10125

$

7/14/2010

10125

1000558

$

$

1/22/2010

N/A

58,688

12/23/2013

1000638

$

$

9/27/2013

1000638

$

30,907

6/27/2013

1000638

(11)

$

3/25/2013

1000638

$

$

12/27/2012

1000638

$

(1)

9/27/2012

1000638

(1)

$

6/29/2011

1000638

$

3/30/2011

techno

Glenview State Bank

- Termination of SPA

12/23/2013

1001226

HomeStar Bank & Financial Services

285,844 Termination of SPA

12/23/2013

1001269

12/11/2009

$

$

9/27/2013

1001269

12/11/2009

(10)

6/27/2013

1001269

Sterling Savings Bank

$

$

3/25/2013

1001269

12/9/2009

(57)

9/27/2012

1001269

The Golden 1 Credit Union

$

$

12/27/2012

1001269

12/9/2009

$

(21)

6/28/2012

N/A

$

(26)

$

6/29/2011

2,940,000

(3)

$

3/30/2011

$

$

2,175,834 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,175,832 reallocation
Updated due to quarterly assessment and
2,175,829 reallocation
Updated due to quarterly assessment and
2,175,803 reallocation
Updated due to quarterly assessment and
2,175,782 reallocation
Updated due to quarterly assessment and
2,175,725 reallocation
Updated due to quarterly assessment and
2,175,715 reallocation
Updated due to quarterly assessment and
2,175,678 reallocation
Updated due to quarterly assessment and
2,175,663 reallocation

1/6/2011

Financial Instrument for Home Loan Modifications

$

9/30/2010

Purchase

(2)

7/14/2010

LA

$

3/26/2010

New Orleans

$

1/22/2010

12

275,834

6/27/2013

1001075

1,900,000 Updated portfolio data from servicer

$

3/25/2013

1001075

3,080,000 Updated portfolio data from servicer

$

12/27/2012

1001075

$

(1,180,000)

9/27/2012

1001075

1,110,000

$

6/28/2012

1001075

$

6/29/2011

1001075

1,970,000 Updated HPDP cap & HAFA initial cap

3/30/2011

1001075

Bay Gulf Credit Union

Reason for Adjustment

$

1/6/2011

1001075

12/9/2009

Adjusted Cap
90,000

9/30/2010

1001075

$

3/26/2010

1001075
1001075

Fidelity Homestead Savings Bank

Cap Adjustment Amount

1/22/2010

1001075

12/9/2009

Adjustment
Date

$

(10)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,319 reallocation
Updated due to quarterly assessment and
870,309 reallocation

7/6/2012

$

(856,986)

$

1/22/2010

$

20,000

$

3/26/2010

$

1,250,000

$

13,323 Termination of SPA
390,000 Updated HPDP cap & HAFA initial cap
1,640,000 Updated portfolio data from servicer

Page 25 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1000558
12/11/2009

5/26/2010
Seattle

Verity Credit Union

WA

Purchase

Financial Instrument for Home Loan Modifications

$

600,000

N/A

Purchase

Financial Instrument for Home Loan Modifications

$

150,000

(725,277)

$

$

30,000

$

800,000

$

1,460,000 Updated portfolio data from servicer

$

(360,000)

$

1,100,000 Updated portfolio data from servicer

$

60,445

$

$

(2)

$

$

(2)

$

$

(18)

1,160,445 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Updated due to quarterly assessment and
1,160,409 reallocation
Updated due to quarterly assessment and
1,160,372 reallocation
Updated due to quarterly assessment and
1,160,366 reallocation
Updated due to quarterly assessment and
1,160,342 reallocation
Updated due to quarterly assessment and
1,160,333 reallocation
Updated due to quarterly assessment and
1,160,330 reallocation
Updated due to quarterly assessment and
1,154,867 reallocation

$

IL

Purchase

Financial Instrument for Home Loan Modifications

$

620,000

N/A

$

(14)

$

$

(37)

$

$

(6)

$

$

(24)

$

$

(9)

$

$

(3)

$

$

(5,463)

$

4/21/2010

N/A
9

Spring Valley

$

6/16/2011

$

(150,000) $
100,000

$

- Termination of SPA
660,000 Updated HPDP cap & HAFA initial cap

- Termination of SPA
100,000 Transfer of cap due to servicing transfer

1/22/2010

$

(580,000)

$

70,000 Updated portfolio data from servicer

$

1,430,000

$

1,500,000 Updated portfolio data from servicer

9/30/2010

$

95,612

$

1/6/2011

$

(2)

$

3/30/2011

$

(3)

$

6/29/2011

1000438

30,000

$

7/14/2010

1000438

$

3/26/2010

1000438

650,000 Updated HPDP cap & HAFA initial cap

$

(24)

6/28/2012

1000438
1000438
1000438
Garden City

KS

Purchase

Financial Instrument for Home Loan Modifications

$

170,000

N/A

1001397

(8)

$

$

(30)

$

$

(11)

$

$

(4)

$

$

(6,733)

$

1,595,612 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,595,610 reallocation
Updated due to quarterly assessment and
1,595,607 reallocation
Updated due to quarterly assessment and
1,595,583 reallocation
Updated due to quarterly assessment and
1,595,567 reallocation
Updated due to quarterly assessment and
1,595,522 reallocation
Updated due to quarterly assessment and
1,595,514 reallocation
Updated due to quarterly assessment and
1,595,484 reallocation
Updated due to quarterly assessment and
1,595,473 reallocation
Updated due to quarterly assessment and
1,595,469 reallocation
Updated due to quarterly assessment and
1,588,736 reallocation

1/22/2010

1000438

$

$

12/23/2013

1000438

$

9/27/2013

1000438

(16)

6/27/2013

1000438

(45)

3/25/2013

1000438

$

12/27/2012

1000438

$

9/27/2012

1000438

$

10,000

$

180,000 Updated HPDP cap & HAFA initial cap

$

3/26/2010

Lakewood

OH

Purchase

Financial Instrument for Home Loan Modifications

$

3,460,000

Seattle

WA

Purchase

Financial Instrument for Home Loan Modifications

$

440,000

N/A

1000828

210,000 Updated portfolio data from servicer

$

200,000 Updated portfolio data from servicer

$

90,111

$

290,111 Updated portfolio data from servicer

$

(290,111)

$

1/22/2010

N/A

$

(10,000)

2/17/2011

1001397

30,000

$

9/30/2010

1001397

$

7/14/2010

1001397

$

160,000

$

- Termination of SPA
3,620,000 Updated HPDP cap & HAFA initial cap

4/21/2010

20,000

$

1,430,000

$

1,890,000 Updated portfolio data from servicer

7/14/2010

$

(390,000)

$

1,500,000 Updated portfolio data from servicer

9/8/2010

10524

(3,620,000) $

$

3/26/2010

10524

$

1/22/2010

10524

$

$

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1000825
1000825
1000825

(1,500,000)

$

$

30,000

$

1,740,000

$

$

(1,870,000)

$

9/30/2010

Purchase

$

7/14/2010

IN

1/22/2010
3/26/2010

Michigan City
1000825

$

850,556

$
$

1/6/2011

1000825

(2)

$

(2)

$

6/29/2011

1000825

$

3/30/2011

1000825

$

(23)

$

- Termination of SPA
730,000 Updated HPDP cap & HAFA initial cap
2,470,000 Updated portfolio data from servicer
600,000 Updated portfolio data from servicer
1,450,556 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation

760,000

N/A

10025
10025
10025
10025
10025

(17)

$

40,000

$

800,000 Updated HPDP cap & HAFA initial cap

$

140,000

$

940,000 Updated portfolio data from servicer

$

(140,000)

$

800,000 Updated portfolio data from servicer

$

70,334

$

1/6/2011

$

(1,450,512)

9/30/2010

Financial Instrument for Home Loan Modifications

$

7/14/2010

Purchase

$

1/22/2010
3/26/2010

OH

$

9/21/2012
Solon

$

(1)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation

3/30/2011

10025

$

(1)

$

- Termination of SPA
460,000 Updated HPDP cap & HAFA initial cap

6/28/2012

1000825

$

- Termination of SPA

6/29/2011

12

10025
Sarasota

FL

Purchase

Financial Instrument for Home Loan Modifications

$

4,230,000

N/A

$

(12)

$

6/28/2012

10025

1001411

$

$

12/23/2013
PA

1000631

1001411

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation

9/27/2013

Bryn Mawr

1001411

$

6/27/2013

1000753

Iberiabank

(1)

3/25/2013

1000753

12/23/2009

$

12/27/2012

1000753

Park View Federal Savings Bank

700,000 Updated portfolio data from servicer

$

9/27/2012

1000753

12/16/2009

$

25,278

6/28/2012

1000753

Horizon Bank, NA

(330,000)

$

6/29/2011

1000753

12/16/2009

$

1/22/2010

N/A

1000753

Sound Community Bank

630,000 Updated HPDP cap & HAFA initial cap

3/30/2011

630,000

1000753

12/16/2009

1,030,000 Updated portfolio data from servicer

1/6/2011

$

1000753

First Federal Savings and Loan Association of Lakewood

$

9/30/2010

Financial Instrument for Home Loan Modifications

1000753

12/16/2009

$

7/14/2010

Purchase

1000753

Golden Plains Credit Union

30,000
400,000

3/26/2010

WI

1000753

12/16/2009

$
$

2/17/2011
Hartford

1000753

Citizens First National Bank

Reason for Adjustment
- Termination of SPA

1/6/2011

10139

12/16/2009

$

9/30/2010

10139

The Bryn Mawr Trust Co.

Adjusted Cap
(1,640,000)

7/14/2010

10139

12/11/2009

$

1/22/2010

10139

Hartford Savings Bank

Cap Adjustment Amount

3/26/2010

10139

12/11/2009

Adjustment
Date

$

(10)

$

9/14/2012

$

(816,373)

$

1/22/2010

$

200,000

$

4,430,000 Updated HPDP cap & HAFA initial cap

3/26/2010

$

(1,470,000)

$

2,960,000 Updated portfolio data from servicer

7/14/2010

$

(1,560,000)

$

1,400,000 Updated portfolio data from servicer

9/30/2010

$

5,852,780

$

7,252,780 Updated portfolio data from servicer

53,937 Termination of SPA

Page 26 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

Financial Instrument for Home Loan Modifications

$

340,000

N/A

1001192

$

110,000

CA

Purchase

Financial Instrument for Home Loan Modifications

$

260,000

10507
10507
10507

Roebling

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

240,000

N/A

1001235

Highlands Ranch

1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635
1000635

$

200,000 Updated portfolio data from servicer

(54,944)

$

145,056 Updated portfolio data from servicer

$

(145,056)

$

$

(20,000)

$

90,000 Updated portfolio data from servicer

$

10,000

$

100,000 Updated portfolio data from servicer

$

45,056

$

145,056 Updated portfolio data from servicer

$

(145,056)

$

$

480,000

$

740,000 Updated portfolio data from servicer

$

(140,000)

$

600,000 Updated portfolio data from servicer

$

(19,778)

$

$

(1)

$

$

(1)

$

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation

$

(8)

$

$

(6)

$

7/6/2012

$

(555,252)

$

3/26/2010

$

610,000

$

- Termination of SPA

- Termination of SPA

24,954 Termination of SPA
850,000 Updated portfolio data from servicer

$

140,000

N/A

CO

Purchase

Financial Instrument for Home Loan Modifications

$

64,150,000

N/A

$

50,000

$

900,000 Updated portfolio data from servicer

$

(29,666)

$

$

(1)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation

$

(870,333)

$

3/26/2010

$

150,000

$

290,000 Updated portfolio data from servicer

$

10,000

$

300,000 Updated portfolio data from servicer

$

(9,889)

$

290,111 Updated portfolio data from servicer

1/26/2011

Financial Instrument for Home Loan Modifications

1000901

1000635

50,000

$

9/30/2010

Purchase

1000901

1000635

$

- Termination of SPA

7/14/2010

IL

1000901

1000635

150,000 Updated portfolio data from servicer

3/23/2011
Grant Park

1000635

$

1/6/2011

1001235

1000635

90,000

9/30/2010

1001235

1000635

$

$

7/14/2010

1001235

1000635

(725,265)

6/28/2012
12

1000635

$

$

6/29/2011

10507

1000635

(11)

3/26/2010

N/A

$

$

3/26/2010

N/A

$

(1)

3/30/2011

Financial Instrument for Home Loan Modifications

(1)

$

1/6/2011

Purchase

$

9/30/2010

AZ

10507

1000635

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation

3/26/2010

N/A

10507

1000635

800,000 Updated portfolio data from servicer

$

7/14/2010

Fresno

1000635

40,000 Updated portfolio data from servicer

$

(74,722)

12/8/2010

60,000

1000703

1000635

$

760,000

$

9/30/2010

$

1000703

1000635

(320,000)

$

7/14/2010

Financial Instrument for Home Loan Modifications

1000703

1000635

$

25,502 Termination of SPA
360,000 Updated HPDP cap & HAFA initial cap

5/20/2011
Tempe

Specialized Loan Servicing LLC

$

9/30/2010

Purchase

1001078

1/13/2010

20,000

7/14/2010

OH

1001078

First National Bank of Grant Park

$

1/25/2012
Eaton

1001078

1/13/2010

$

6/29/2011

1001192

Roebling Bank

(6,927,254)

1/6/2011

1001192

1/13/2010

6,952,756 Transfer of cap due to servicing transfer

$

3/30/2011

1001192

Fresno County Federal Credit Union

$

6/3/2011

9/30/2010

Purchase

1001192

1/13/2010

$

(300,000)

7/14/2010

MA

1001192

Tempe Schools Credit Union

(13)

$

3/26/2010

North Grafton
1001192

12/23/2009

$

Updated due to quarterly assessment and
7,252,769 reallocation
Updated due to quarterly assessment and
7,252,756 reallocation

4/13/2011
12

1001411

Eaton National Bank & Trust Company

Reason for Adjustment

$

$

3/30/2011

1001411

12/23/2009

Adjusted Cap
(11)

1/6/2011

1001411

Grafton Suburban Credit Union

Cap Adjustment Amount

1/22/2010

1001411

12/23/2009

Adjustment
Date

$

(290,111)

$

3/26/2010

$

(51,240,000)

$

5/14/2010

$

3,000,000

$

6/16/2010

$

4,860,000

$

7/14/2010

$

3,630,000

$

7/16/2010

$

330,000

$

24,400,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
24,730,000 servicing transfer

8/13/2010

$

700,000

$

25,430,000 Transfer of cap due to servicing transfer

9/15/2010

$

200,000

$

25,630,000 Transfer of cap due to servicing transfer

9/30/2010

$

(1,695,826)

$

23,934,174 Updated portfolio data from servicer

11/16/2010

$

200,000

$

1/6/2011

$

(32)

$

24,134,174 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
24,134,142 reallocation

1/13/2011

$

1,500,000

$

25,634,142 Transfer of cap due to servicing transfer

3/16/2011

$

7,100,000

$

3/30/2011

$

(36)

$

32,734,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,734,106 reallocation

4/13/2011

$

1,000,000

$

33,734,106 Transfer of cap due to servicing transfer

5/13/2011

$

100,000

$

33,834,106 Transfer of cap due to servicing transfer

6/16/2011

$

300,000

$

6/29/2011

$

(332)

$

34,134,106 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
34,133,774 reallocation

8/16/2011

$

100,000

$

34,233,774 Transfer of cap due to servicing transfer

9/15/2011

$

300,000

$

34,533,774 Transfer of cap due to servicing transfer

10/14/2011

$

300,000

$

34,833,774 Transfer of cap due to servicing transfer

12/15/2011

$

(1,700,000)

$

33,133,774 Transfer of cap due to servicing transfer

1/13/2012

$

1,600,000

$

34,733,774 Transfer of cap due to servicing transfer

2/16/2012

$

100,000

$

3/15/2012

$

100,000

$

34,933,774 Transfer of cap due to servicing transfer

4/16/2012

$

77,600,000

$

112,533,774 Transfer of cap due to servicing transfer

5/16/2012

$

40,000

$

112,573,774 Transfer of cap due to servicing transfer

6/14/2012

$

(350,000)

$

6/28/2012

$

(1,058)

$

112,223,774 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
112,222,716 reallocation

7/16/2012

$

4,430,000

$

116,652,716 Transfer of cap due to servicing transfer

8/16/2012

$

(1,280,000)

$

- Termination of SPA

- Termination of SPA
12,910,000 Updated portfolio data from servicer
Transfer of cap from CitiMortgage, Inc. due to
15,910,000 servicing transfer
Transfer of cap from CitiMortgage, Inc. due to
20,770,000 servicing transfer

34,833,774 Transfer of cap due to servicing transfer

9/27/2012

$

(3,061)

$

115,372,716 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
115,369,655 reallocation

10/16/2012

$

5,600,000

$

120,969,655 Transfer of cap due to servicing transfer

11/15/2012

$

880,000

$

121,849,655 Transfer of cap due to servicing transfer

Page 27 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1000635

1/16/2013

$

(985)

$

155,306,408 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
155,305,423 reallocation

$

(3,720,000)

$

151,585,423 Transfer of cap due to servicing transfer

$

(180,000)

$

Financial Instrument for Home Loan Modifications

$

960,000

N/A

1001415
1001415
1001415
1001415

171,423,948 Transfer of cap due to servicing transfer

$

8,680,000

$

9,450,000 Updated portfolio data from servicer

$

(8,750,000)

$

700,000 Updated portfolio data from servicer

$

170,334

$

$

(1)

$

$

(1)

$

$

(8)

$

$

(4)

$

$

(10)

$

$

(2)

$

$

(7)

$

$

(2)

$

$

(1)

$

$

(1,504)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
Updated due to quarterly assessment and
870,332 reallocation
Updated due to quarterly assessment and
870,324 reallocation
Updated due to quarterly assessment and
870,320 reallocation
Updated due to quarterly assessment and
870,310 reallocation
Updated due to quarterly assessment and
870,308 reallocation
Updated due to quarterly assessment and
870,301 reallocation
Updated due to quarterly assessment and
870,299 reallocation
Updated due to quarterly assessment and
870,298 reallocation
Updated due to quarterly assessment and
868,794 reallocation

$

12,190,000

$

$

(15,240,000)

$

$

(730,000)

$

230,000 Updated portfolio data from servicer

$

370,000

$

600,000 Updated portfolio data from servicer

$

200,000

$

800,000 Initial FHA-HAMP cap and initial 2MP cap

$

(364,833)

$

435,167 Updated portfolio data from servicer

$

100,000

$

$

(1)

$

$

(1)

$

$

(7)

$

6/28/2012

Purchase

149,513,948 Transfer of cap due to servicing transfer

$

6/29/2011

CA

$

21,910,000

3/30/2011

San Diego

10416

8,200,000

$

3/26/2010

N/A

$

1/6/2011

3,050,000

141,695,077 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
141,313,948 reallocation

11/16/2010

$

$

9/30/2010

Financial Instrument for Home Loan Modifications

(381,129)

9/30/2010

Purchase

$

7/14/2010

MA

$

5/14/2010

Marlborough

(10,160,000)

3/26/2010

10517

151,855,077 Transfer of cap due to servicing transfer

$

12/23/2013

10517

$

9/27/2013

10517

(410,000)

6/27/2013

10517

152,265,077 Transfer of cap due to servicing transfer

$

3/25/2013

10517

151,405,423 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
151,405,077 reallocation

$

12/27/2012

10517

$

860,000

9/27/2012

10517

(346)

$

3/26/2010

N/A

$

6/28/2012

770,000

10517

$

(6)

$

15,240,000 Updated portfolio data from servicer
- Termination of SPA

9/27/2012

1000893
1000893
1000893
1000893
1000893
1000893
1000893
1000893
1000893
Lake Mary

FL

Purchase

Financial Instrument for Home Loan Modifications

$

1,060,000

N/A

1001435
9
Irving

TX

Purchase

Financial Instrument for Home Loan Modifications

$

28,040,000

N/A

$

700,000 Updated portfolio data from servicer

$

25,278

$

$

(1)

$

$

(1)

$

$

(11)

$

$

(8)

$

$

(22)

$

$

(4)

$

$

(14)

$

$

(5)

$

$

(2)

$

$

(3,221)

$

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
Updated due to quarterly assessment and
725,235 reallocation
Updated due to quarterly assessment and
725,231 reallocation
Updated due to quarterly assessment and
725,217 reallocation
Updated due to quarterly assessment and
725,212 reallocation
Updated due to quarterly assessment and
725,210 reallocation
Updated due to quarterly assessment and
721,989 reallocation

$

4,440,000

$

9/24/2010

1000893

$

7/14/2010

1000893

160,000

12/23/2013

N/A

$

9/27/2013

540,000

$

6/27/2013

$

(2,242)

3/25/2013

Financial Instrument for Home Loan Modifications

$

12/27/2012

Purchase

(1)

9/27/2012

GA

$

$

6/28/2012

Griffin

(4)

6/29/2011

1001415

$

$

3/30/2011

1001415

$

1/6/2011

1001415

$

(10)

9/30/2010

1001415

535,167 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
535,166 reallocation
Updated due to quarterly assessment and
535,165 reallocation
Updated due to quarterly assessment and
535,158 reallocation
Updated due to quarterly assessment and
535,152 reallocation
Updated due to quarterly assessment and
535,137 reallocation
Updated due to quarterly assessment and
535,134 reallocation
Updated due to quarterly assessment and
535,124 reallocation
Updated due to quarterly assessment and
535,120 reallocation
Updated due to quarterly assessment and
535,119 reallocation
Updated due to quarterly assessment and
532,877 reallocation

3/26/2010

1001415

$

12/23/2013

1001415

(3)

9/27/2013

1001415

(15)

6/27/2013

1001415

$

3/25/2013

1001415

$

12/27/2012

1001415

1001384

$

6/29/2011

$

10517

1001384

3,670,000

3/30/2011

Financial Instrument for Home Loan Modifications

10517

1001384

151,636,408 Transfer of cap due to servicing transfer

$

1/6/2011

Purchase

10517

1001384

$

9/30/2010

NV

10517

1001384

(1,250,000)

7/14/2010

Carson City

iServe Servicing, Inc.

152,886,408 Transfer of cap due to servicing transfer

$

2/13/2014

1000635

3/5/2010

153,638,992 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
153,636,408 reallocation

$

1/16/2014

1000635

Urban Trust Bank

$

(750,000)

12/23/2013

1000635

3/3/2010

(2,584)

$

12/16/2013

1000635

United Bank

$

11/14/2013

1000635

1/29/2010

$

9/27/2013

1000635

iServe Residential Lending, LLC

(1,450,000)

10/15/2013

1000635

1/29/2010

155,088,992 Transfer of cap due to servicing transfer

$

9/16/2013

1000635

$

7/16/2013

1000635

148,438,992 Transfer of cap due to servicing transfer

6,650,000

6/27/2013

1000635

$

$

6/14/2013

1000635

$

2,410,000

5/16/2013

1000635

(663)

$

4/16/2013

1000635

$

146,029,655 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
146,028,992 reallocation

3/25/2013

1000635

Digital Federal Credit Union

Reason for Adjustment

$

3/14/2013

1000635

1/15/2010

Adjusted Cap
24,180,000

2/14/2013

1000635

$

12/27/2012

1000635

Greater Nevada Mortgage Services

Cap Adjustment Amount

12/14/2012

1000635

1/13/2010

Adjustment
Date

$

(5,500,000)

$

12/16/2013

$

40,000

$

5,500,000 Updated portfolio data from servicer
- Termination of SPA
40,000 Transfer of cap due to servicing transfer

5/26/2010

$

120,000

$

28,160,000 Initial 2MP cap

7/14/2010

$

(12,660,000)

$

15,500,000 Updated portfolio data from servicer

9/30/2010

$

100,000

$

15,600,000 Initial FHA-HAMP cap

9/30/2010

$

(3,125,218)

$

12,474,782 Updated portfolio data from servicer

11/16/2010

$

800,000

$

1/6/2011

$

(20)

$

13,274,782 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,274,762 reallocation

Page 28 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1001384

Purchase

Financial Instrument for Home Loan Modifications

$

60,780,000

1000494
1000494

15,900,000 Updated portfolio data from servicer

1,071,505

$

16,971,505 Updated portfolio data from servicer
Updated due to quarterly assessment and
16,971,482 reallocation
Updated due to quarterly assessment and
16,971,456 reallocation
Updated due to quarterly assessment and
16,971,218 reallocation
Updated due to quarterly assessment and
16,971,073 reallocation
Updated due to quarterly assessment and
16,970,699 reallocation
Updated due to quarterly assessment and
16,970,641 reallocation
Updated due to quarterly assessment and
16,970,442 reallocation
Updated due to quarterly assessment and
16,970,374 reallocation
Updated due to quarterly assessment and
16,970,352 reallocation
Updated due to quarterly assessment and
16,934,035 reallocation

1000657
1000657
1000657
1000657
1000657
1000657
Marlton

NJ

Purchase

Financial Instrument for Home Loan Modifications

$

10,000

N/A

4, 8

10425
10425
10425
10425
10425
10425
10425
10425
Houston

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

(5)

$

$

(2)

$

$

(3,221)

$

$

300,000

$

600,000 Updated portfolio data from servicer

$

(19,778)

$

$

(1)

$

$

(1)

$

$

(8)

$

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation

$

(580,212)

$

$

(150,000)

$

6,400,000 Updated portfolio data from servicer

$

1,600,000

$

8,000,000 Transfer of cap due to servicing transfer

$

(4,352,173)

$

$

(5)

$

$

(6)

$

3,647,827 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,647,822 reallocation
Updated due to quarterly assessment and
3,647,816 reallocation

$

(3,000,000)

$

$

(9)

$

$

(7)

$

$

(19)

$

$

(3)

$

$

(12)

$

$

(5)

$

$

(2)

$

$

(2,822)

$

5/26/2010

$

30,000

$

$

250,111

$

$

59,889

$

$

(2)

$

$

(5)

$

$

(1)

$

$

(3)

$

$

(1)

$

12/23/2013

1000657

$

$

6/27/2013

1000657

(14)

3/25/2013

1000657

$

$

12/27/2012

1000657

(4)

9/27/2012

1000657

$

$

6/28/2012

1000657

(22)

6/29/2011

1000657

$

$

9/30/2010

N/A

$

(8)

12/23/2013

6,550,000

$

(11)

$

9/27/2013

$

(1)

$

6/27/2013

Financial Instrument for Home Loan Modifications

$

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation
Updated due to quarterly assessment and
725,276 reallocation
Updated due to quarterly assessment and
725,265 reallocation
Updated due to quarterly assessment and
725,257 reallocation
Updated due to quarterly assessment and
725,235 reallocation
Updated due to quarterly assessment and
725,231 reallocation
Updated due to quarterly assessment and
725,217 reallocation
Updated due to quarterly assessment and
725,212 reallocation
Updated due to quarterly assessment and
725,210 reallocation
Updated due to quarterly assessment and
721,989 reallocation

3/25/2013

Purchase

$

12/27/2012

OR

(1)

9/27/2012

Beaverton

$

6/28/2012

1001521

$

6/29/2011

1001521

700,000 Updated portfolio data from servicer

25,278

4/13/2011

1001521

$

$

3/30/2011

1001521

400,000

1/6/2011

1001521

$

$

7/14/2010

N/A

(36,317)

9/30/2010

300,000

$

$

9/15/2010

$

$

(22)

7/14/2011

Financial Instrument for Home Loan Modifications

(68)

$

6/29/2011

Purchase

$

$

3/30/2011

IL

(199)

1/6/2011

Elmwood Park

$

$

9/30/2010

1000468

(58)

7/14/2010

1000468

$

$

12/23/2013

1000468

(374)

9/27/2013

1000468

$

$

6/27/2013

1000468

$

(145)

3/25/2013

1000468

(238)

$

12/27/2012

1000468

$

9/27/2012

1000468

$

7/14/2010

N/A

$

(26)

6/28/2012

300,000

(23)

$

6/29/2011

$

$

3/30/2011

Financial Instrument for Home Loan Modifications

1000468

1001460

$

$

1/6/2011

Purchase

1000468

1001460

(44,880,000)

9/30/2010

PA

1000468

1001460

$

$

12/23/2013
Wyomissing

1001460

$

(67,516)

9/27/2013

1000494

1001460

(60,000)

$

6/27/2013

1000494

Selene Finance LP

$

13,263,396 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,263,356 reallocation
Updated due to quarterly assessment and
13,203,356 reallocation
Updated due to quarterly assessment and
13,135,840 reallocation

3/25/2013

1000494

6/16/2010

$

12/27/2012

1000494

Aurora Financial Group, Inc.

(40)

9/27/2012

1000494

5/21/2010

$

$

6/28/2012

1000494

Wealthbridge Mortgage Corp

(10,000)

6/29/2011

1000494

4/14/2010

$

$

1/6/2011

1000494

Midwest Bank and Trust Co.

$

(112)

3/30/2011

1000494

4/14/2010

(297)

$

7/14/2010

N/A

$

$

9/30/2010

VA

(78)

12/23/2013
Vienna

$

$

11/14/2013

1001384

(465)

9/27/2013

1001384

$

$

7/16/2013

1001384

$

(169)

6/27/2013

1001384

(221)

$

3/25/2013

1001384

$

12/27/2012

1001384

$

9/27/2012

1001384

VIST Financial Corp

Reason for Adjustment

Updated due to quarterly assessment and
13,274,738 reallocation
Updated due to quarterly assessment and
13,274,517 reallocation
Updated due to quarterly assessment and
13,274,348 reallocation
Updated due to quarterly assessment and
13,273,883 reallocation
Updated due to quarterly assessment and
13,273,805 reallocation
Updated due to quarterly assessment and
13,273,508 reallocation
Updated due to quarterly assessment and
13,273,396 reallocation

(24)

6/28/2012

1001384

3/10/2010

Adjusted Cap

$

6/29/2011

1001384

Navy Federal Credit Union

Cap Adjustment Amount

3/30/2011

1001384

3/10/2010

Adjustment
Date

$

(759)

$

6/16/2010

$

3,680,000

$

8/13/2010

$

3,300,000

$

- Termination of SPA

647,816 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
647,807 reallocation
Updated due to quarterly assessment and
647,800 reallocation
Updated due to quarterly assessment and
647,781 reallocation
Updated due to quarterly assessment and
647,778 reallocation
Updated due to quarterly assessment and
647,766 reallocation
Updated due to quarterly assessment and
647,761 reallocation
Updated due to quarterly assessment and
647,759 reallocation
Updated due to quarterly assessment and
644,937 reallocation
40,000 Updated FHA-HAMP cap
290,111 Updated portfolio data from servicer
Updated due to quarterly assessment and
350,000 reallocation
Updated due to quarterly assessment and
349,998 reallocation
Updated due to quarterly assessment and
349,993 reallocation
Updated due to quarterly assessment and
349,992 reallocation
Updated due to quarterly assessment and
349,989 reallocation
Updated due to quarterly assessment and
349,988 reallocation
Updated due to quarterly assessment and
349,229 reallocation
Transfer of cap from CitiMortgage, Inc. due to
3,680,000 servicing transfer
6,980,000 Transfer of cap due to servicing transfer

9/30/2010

$

3,043,831

$

10,023,831 Updated portfolio data from servicer

10/15/2010

$

1,400,000

$

1/6/2011

$

(17)

$

11,423,831 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,423,814 reallocation

3/16/2011

$

2,100,000

$

13,523,814 Transfer of cap due to servicing transfer

Page 29 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

1001460

(218)

$

17,333,517 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,333,299 reallocation

$

40,000

$

17,373,299 Transfer of cap due to servicing transfer

$

480,000

$

17,853,299 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,852,699 reallocation

$

(600)

$

$

70,000

$

$

(102)

$

$

90,000

$

$

(384)

$

$

(30,000)

$

$

(146)

$

$

880,000

Cincinanati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

1001708

$

$

1,585,945

$

$

(4)

$

$

(4)

$

$

(40)

$

$

(30)

$

$

(2,465,867)

$

9/30/2010

1000602

$

(88,613)

9/30/2010

N/A

$

(52)

$

8/10/2012

$

170,000

$

6/28/2012

Financial Instrument for Home Loan Modifications

1000602

$

1,040,667

$

1/6/2011

Oswego

NY

Purchase

Financial Instrument for Home Loan Modifications

$

1,300,000

1001240

$

(28)

$

$

(1,740,634)

$

9/30/2010

N/A

$

(3)

$

8/10/2011

1001708

(2)

$

6/29/2011

1001708

$

3/30/2011

1001708

$

2,181,334

$

1/6/2011

1001240

$

$

(58)

$

$

(43)

$

9/27/2012

1001240

$

(6)

6/28/2012

1001240

(5)

$

6/29/2011

1001240

$

3/30/2011

1001240

$

(119)

$

12/27/2012

1001240

$

(20)

$

3/25/2013

1000951
1000951
1000951
1000951
1000951
1000951
Raleigh

NC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

$

$

(20)

$

$

(192)

$

$

(144)

$

$

(396)

$

$

(67)

$

$

(253)

$

$

(95)

$

$

(34)

$

$

(57,776)

$

9/30/2010

$

45,056

$

1/6/2011

1000951

(17)

12/23/2013

1000951

$

$

9/27/2013

1000951

7,014,337

6/27/2013

1000951

$

3/25/2013

N/A

$

9/30/2010

12/27/2012

4,300,000

(17,421)

9/27/2012

$

$

$

6/28/2012

Financial Instrument for Home Loan Modifications

(10)

6/29/2011

Purchase

$

3/30/2011

ID

$

1/6/2011

Terre Haute

$

(29)

12/23/2013

1001240

(76)

$

9/27/2013

1001240

$

6/27/2013

1001240

$

34,944

$

17,922,699 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,922,597 reallocation
18,012,597 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,012,213 reallocation
17,982,213 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
17,982,067 reallocation
18,152,067 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,152,015 reallocation
Updated due to quarterly assessment and
18,063,402 reallocation
2,465,945 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,941 reallocation
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
- Termination of SPA
1,740,667 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,740,665 reallocation
Updated due to quarterly assessment and
1,740,662 reallocation
Updated due to quarterly assessment and
1,740,634 reallocation
- Termination of SPA
3,481,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
3,481,329 reallocation
Updated due to quarterly assessment and
3,481,323 reallocation
Updated due to quarterly assessment and
3,481,265 reallocation
Updated due to quarterly assessment and
3,481,222 reallocation
Updated due to quarterly assessment and
3,481,103 reallocation
Updated due to quarterly assessment and
3,481,083 reallocation
Updated due to quarterly assessment and
3,481,007 reallocation
Updated due to quarterly assessment and
3,480,978 reallocation
Updated due to quarterly assessment and
3,480,968 reallocation
Updated due to quarterly assessment and
3,463,547 reallocation
11,314,337 Updated portfolio data from servicer
Updated due to quarterly assessment and
11,314,320 reallocation
Updated due to quarterly assessment and
11,314,300 reallocation
Updated due to quarterly assessment and
11,314,108 reallocation
Updated due to quarterly assessment and
11,313,964 reallocation
Updated due to quarterly assessment and
11,313,568 reallocation
Updated due to quarterly assessment and
11,313,501 reallocation
Updated due to quarterly assessment and
11,313,248 reallocation
Updated due to quarterly assessment and
11,313,153 reallocation
Updated due to quarterly assessment and
11,313,119 reallocation
Updated due to quarterly assessment and
11,255,343 reallocation

3/30/2011

1001421
1001421
15

1
Chicago

IL

Purchase

Financial Instrument for Home Loan Modifications

$

3,100,000

N/A

40,000

$

$

50,000

$

$

(200,000)

$

70,000 Transfer of cap due to servicing transfer

6/14/2012

1001421

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
180,000 reallocation
Updated due to quarterly assessment and
220,000 reallocation
Updated due to quarterly assessment and
270,000 reallocation

3/15/2012

1001421

$

6/29/2011

1001421

1001727

$

6/29/2011

Purchase

1000602

1001727

$

3/30/2011

NM

1000602

1001727

(300,000)

1/6/2011

Albuquerque

1001727

17,633,517 Transfer of cap due to servicing transfer

$

9/27/2013

1000602

1001727

$

7/16/2013

1001460

1001727

10,000

12/23/2013

1001460

Fay Servicing, LLC

17,623,517 Transfer of cap due to servicing transfer

$

6/27/2013

1001460

9/3/2010

17,423,517 Transfer of cap due to servicing transfer

$

5/16/2013

1001460

RBC Bank (USA)

16,323,517 Transfer of cap due to servicing transfer

$

200,000

3/25/2013

1001460

9/1/2010

$

1,100,000

$

3/14/2013

1001460

First Financial Bank, N.A.

100,000

$

12/27/2012

1001460

8/27/2010

$

9/27/2012

1001460

Pathfinder Bank

16,223,790 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
16,223,517 reallocation

11/15/2012

1001460

8/25/2010

$

8/16/2012

1001460

(273)

7/16/2012

1001460

$

6/28/2012

1001460

16,423,790 Transfer of cap due to servicing transfer

$

6/14/2012

1001460

$

(200,000)

5/16/2012

1001460

2,900,000

$

4/16/2012

1001460

$

11/16/2011

1001460

Updated due to quarterly assessment and
13,523,790 reallocation

10/14/2011

1001460

$

6/29/2011

1001460

Bramble Savings Bank

Reason for Adjustment

(24)

6/16/2011

1001460

8/20/2010

Adjusted Cap

$

4/13/2011

1001460

Suburban Mortgage Company of New Mexico

Cap Adjustment Amount

3/30/2011

1001460

8/4/2010

Adjustment
Date

$

(10,000)

$

60,000 Transfer of cap due to servicing transfer

4/9/2013

$

(60,000)

$

9/30/2010

$

5,168,169

$

- Termination of SPA
8,268,169 Updated portfolio data from servicer
Updated due to quarterly assessment and
8,268,157 reallocation
Updated due to quarterly assessment and
8,268,142 reallocation

1/6/2011

$

(12)

$

3/30/2011

$

(15)

$

4/13/2011

$

400,000

$

6/29/2011

$

(143)

$

8,668,142 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
8,667,999 reallocation

9/15/2011

$

700,000

$

9,367,999 Transfer of cap due to servicing transfer

10/14/2011

$

100,000

$

9,467,999 Transfer of cap due to servicing transfer

Page 30 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1001727

40,000

$

13,007,999 Transfer of cap due to servicing transfer

$

(210,000)

$

$

(105)

$

12,797,999 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,797,894 reallocation

$

50,000

$

12,847,894 Transfer of cap due to servicing transfer

$

90,000

$

$

(294)

$

12,937,894 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,937,600 reallocation

$

1,810,000

$

12/27/2012

1001727

$

(61)

$

1/16/2013

1001557
1001557
1001557
1001557
1001557
1001557
1001557
1001557

$

31,287,239 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,287,185 reallocation

$

720,000

$

32,007,185 Transfer of cap due to servicing transfer

$

1,040,000

$

33,047,185 Transfer of cap due to servicing transfer

$

140,000

$

$

(84,376)

$

33,187,185 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
33,102,809 reallocation

$

8,350,000

$

41,452,809 Transfer of cap due to servicing transfer

$

5,890,000

$

47,342,809 Transfer of cap due to servicing transfer

9/15/2010

$

1,000,000

$

1,000,000 Transfer of cap due to servicing transfer

$

450,556

$

$

(2)

$

1,450,556 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation

$

3,000,000

$

4,450,554 Transfer of cap due to servicing transfer

$

10,200,000

$

$

(24)

$

$

(227)

$

14,650,554 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,650,530 reallocation
Updated due to quarterly assessment and
14,650,303 reallocation

$

12,000,000

$

26,650,303 Transfer of cap due to servicing transfer

$

4,100,000

$

30,750,303 Transfer of cap due to servicing transfer

$

900,000

$

31,650,303 Transfer of cap due to servicing transfer

$

300,000

$

6/28/2012

1001557

(54)

4/16/2012

1001557

$

1/13/2012

1001557

26,447,239 Transfer of cap due to servicing transfer

$

12/15/2011

1001557

9

26,427,239 Transfer of cap due to servicing transfer

$

7/14/2011

N/A

$

20,000
4,840,000

6/29/2011

-

6,650,000

$

3/30/2011

$

$
$

3/16/2011

Financial Instrument for Home Loan Modifications

19,777,325 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
19,777,239 reallocation

2/16/2011

Purchase

$

1/6/2011

OK

(86)

9/30/2010

Oklahoma City

$

2/13/2014

1001727

$

1/16/2014

1001727

1,760,000

12/23/2013

1001727

18,017,325 Transfer of cap due to servicing transfer

$

12/16/2013

1001727

14,307,325 Transfer of cap due to servicing transfer

$

11/14/2013

1001727

$

3,710,000

10/15/2013

1001727

200,000

$

9/27/2013

1001727

$

9/16/2013

1001727

$

8/15/2013

1001727

(214)

7/16/2013

1001727

$

14,107,539 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,107,325 reallocation

6/27/2013

1001727

14,187,539 Transfer of cap due to servicing transfer

$

6/14/2013

1001727

$

(80,000)

5/16/2013

1001727

(590,000)

4/16/2013

1001727

30,000

$
$

3/25/2013

1001727

$

3/14/2013

1001727

$

14,747,600 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
14,747,539 reallocation

2/14/2013

1001727

$

(266)

$

31,950,303 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
31,950,037 reallocation
Updated due to quarterly assessment and
31,949,348 reallocation

9/27/2012

$

$

8,020,000

$

$

(591)

$

5/16/2013

$

(40,000)

$

6/27/2013

1001557

$

(114)

3/25/2013

1001557

$

720,000

$

1/16/2013

1001557

(689)

$

12/27/2012

1001557

$

11/15/2012

1001557

$

(223)

$

14,777,539 Transfer of cap due to servicing transfer

32,669,348 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
32,669,234 reallocation
40,689,234 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,688,643 reallocation

9/27/2013

Purchase

Financial Instrument for Home Loan Modifications

$

400,000

N/A

$

39,382,564 Transfer of cap due to servicing transfer

$

(2,500,000)

$

36,882,564 Transfer of cap due to servicing transfer

9/30/2010

$

180,222

$

$

(1)

$

$

(1)

$

$

(8)

$

6/28/2012

IL

$

6/29/2011

Freeport

$

(1,130,000)

3/30/2011

1001557

(80)
(135,776)

$

1/6/2011

1001557

$

2/13/2014

1001557

40,648,643 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
40,648,420 reallocation
Updated due to quarterly assessment and
40,648,340 reallocation
Updated due to quarterly assessment and
40,512,564 reallocation

1/16/2014

1001557

$

12/23/2013

1001557

$

(6)

$

9/27/2012

1000879
1000879
1000879
Pasadena

CA

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

IL

Purchase

Financial Instrument for Home Loan Modifications

$

1,900,000

N/A

1000704
Ottawa
10204
10204

$
$

(11)

$

$

(4)

$

$

(1)

$

$

(2,474)

$

9/30/2010

$

45,056

$

145,056 Updated portfolio data from servicer

$

(145,056)

$

9/30/2010

$

856,056

$

1/6/2011

1000879

580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
Updated due to quarterly assessment and
580,220 reallocation
Updated due to quarterly assessment and
580,212 reallocation
Updated due to quarterly assessment and
580,206 reallocation
Updated due to quarterly assessment and
580,189 reallocation
Updated due to quarterly assessment and
580,186 reallocation
Updated due to quarterly assessment and
580,175 reallocation
Updated due to quarterly assessment and
580,171 reallocation
Updated due to quarterly assessment and
580,170 reallocation
Updated due to quarterly assessment and
577,696 reallocation

2/2/2011

1000879

$

12/23/2013

1000879

(3)

9/27/2013

1000879

(17)

6/27/2013

1000879

$

3/25/2013

1000879

$

12/27/2012

1000879

$

(4)

$

3/9/2011
Columbia

1001220

12,967,999 Transfer of cap due to servicing transfer

$

10/16/2012

1001727

AgFirst Farm Credit Bank

11,367,999 Transfer of cap due to servicing transfer

$

9/27/2012

1001727

9/30/2010

$

1,600,000

8/16/2012

1001727

Centrue Bank

1,700,000

$

7/16/2012

1001727

9/24/2010

$

6/28/2012

1001727

American Finance House LARIBA

9,667,999 Transfer of cap due to servicing transfer

6/14/2012

1001727

9/24/2010

$

5/16/2012

1001727

Midwest Community Bank

Reason for Adjustment

200,000

4/16/2012

1001727

9/15/2010

Adjusted Cap

$

12/15/2011

1001727

Caliber Home Loans, Inc (Vericrest Financial, Inc.)

Cap Adjustment Amount

11/16/2011

1001727

9/15/2010

Adjustment
Date

SC

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

$

(2,756,052)

$

9/30/2010

$

45,056

$

3/23/2011

$

(145,056)

$

- Termination of SPA
2,756,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,756,052 reallocation
- Termination of SPA
145,056 Updated portfolio data from servicer
- Termination of SPA

Page 31 of 41

Servicer Modifying Borrowers' Loans

9/30/2010

Adjustment Details

Name of Institution

Date

City
Amarillo

Amarillo National Bank

State

Transaction
Type

TX

Purchase

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description
Financial Instrument for Home Loan Modifications

$

100,000

Pricing
Mechanism

Note

N/A

4, 8

4, 5, 8

1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
1000509
9/30/2010

Coral Gables

Capital International Financial, Inc.

FL

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001930
1001930
1001930
1001930

Financial Instrument for Home Loan Modifications

$

800,000

Rockledge

FL

Purchase

Financial Instrument for Home Loan Modifications

$

2,000,000

N/A

6

$

(7)

$

$

(12,339)

$

2,925,702 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,925,695 reallocation
Updated due to quarterly assessment and
2,913,356 reallocation

$

50,000

$

2,963,356 Transfer of cap due to servicing transfer

9/30/2010

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

$

(232)

$

$

360,445

$

$

(2)

$

$

(1,160,443)

$

9/30/2010

$

901,112

$

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

10253
10253
10253
10253
Cincinnati

OH

Purchase

Financial Instrument for Home Loan Modifications

$

400,000

N/A

1000487
1000487
Troy

MI

Purchase

Financial Instrument for Home Loan Modifications

$

800,000

N/A

7, 8

$

$

(36)

$

9/14/2012

$

(2,888,387)

$

9/30/2010

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

$

(232)

$

9/30/2010

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

$

(232)

$

9/30/2010

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

$

(232)

$

$

180,222

$

$

(1)

$

3/23/2011

CA

(48)

9/30/2010

4, 8

$

$

1/6/2011

N/A

$

(5)

12/23/2013

100,000

(4)

$

3/25/2013

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

10253

10228

460,000

$

6/28/2012

Diamond Bar

10228

$

$

6/29/2011

Purchase

10364

10228

(20)

12/23/2013

FL

10364

10228

$

$

3/25/2013

4, 8

10364

10228

(53)

9/27/2012

N/A

10364

10228

$

$

6/28/2012

100,000

10364

10228

(14)

6/29/2011

Lake City

10228

$

$

12/23/2013

$

10616

Flagstar Capital Markets Corporation

(83)

3/25/2013

Financial Instrument for Home Loan Modifications

10616

9/30/2010

$

$

9/27/2012

Purchase

10616

First Safety Bank

$

(30)

6/28/2012

MN

10616

9/30/2010

$

(36)

$

6/29/2011

New Brighton

First Mortgage Corporation

(4)

$

6/28/2012
12

10616

9/30/2010

$

6/29/2011

8

First Federal Bank of Florida

$

1/6/2011

8

9/30/2010

(3)

3/30/2011

8
8

CU Mortgage Services, Inc.

$

$

9/30/2010

N/A

8

9/30/2010

765,945

3/23/2011

Purchase

1001848
Community Credit Union of Florida

$

1/6/2011

IL

1001848

9/30/2010

$

9/30/2010

3/25/2013

Freeburg

Citizens Community Bank

(232)

12/23/2013

1001930
9/24/2010

$

$

9/27/2012

N/A

$

(1)

6/28/2012

1,700,000

(2)

$

6/29/2011

$

$

1/16/2014

Financial Instrument for Home Loan Modifications

$

12/23/2013

Purchase

(1)

9/27/2013

PR

$

$

9/16/2013

San Juan

$

(1)

6/27/2013

1001726

45,056

$

3/25/2013

1001726

$

12/27/2012

1001726

$

9/30/2010

9/27/2012

1001726

(232)

6/28/2012

1001726

$

$

6/29/2011

4, 8

(1)

3/30/2011

N/A

$

$

1/6/2011

100,000

(2)

12/23/2013

$

$

$

3/25/2013

Financial Instrument for Home Loan Modifications

$

(1)

9/27/2012

Purchase

(1)

$

6/28/2012

NJ

$

6/29/2011

Parsippany

$

12/23/2013

1000478

45,056

3/25/2013

1000478

Banco Popular de Puerto Rico

Reason for Adjustment

$

9/27/2012

1000478

9/30/2010

Adjusted Cap

9/30/2010

6/28/2012

1000478

American Financial Resources Inc.

Cap Adjustment Amount

6/29/2011

1000478

9/30/2010

Adjustment
Date

$

(580,221)

$

9/30/2010

$

360,445

$

1/6/2011

$

(2)

$

3/30/2011

$

(2)

$

6/29/2011

$

(18)

$

6/28/2012

$

(14)

$

9/27/2012

$

(37)

$

12/27/2012

$

(6)

$

3/25/2013

$

(24)

$

6/27/2013

$

(9)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
2,465,945 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,942 reallocation
Updated due to quarterly assessment and
2,465,938 reallocation
Updated due to quarterly assessment and
2,465,902 reallocation
Updated due to quarterly assessment and
2,465,872 reallocation
Updated due to quarterly assessment and
2,465,789 reallocation
Updated due to quarterly assessment and
2,465,775 reallocation
Updated due to quarterly assessment and
2,465,722 reallocation
Updated due to quarterly assessment and
2,465,702 reallocation

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
1,160,445 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
- Termination of SPA
2,901,112 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,901,108 reallocation
Updated due to quarterly assessment and
2,901,103 reallocation
Updated due to quarterly assessment and
2,901,055 reallocation
Updated due to quarterly assessment and
2,901,019 reallocation
12,632 Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
580,222 Updated portfolio data from servicer
Updated due to quarterly assessment and
580,221 reallocation
- Termination of SPA
1,160,445 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,160,443 reallocation
Updated due to quarterly assessment and
1,160,441 reallocation
Updated due to quarterly assessment and
1,160,423 reallocation
Updated due to quarterly assessment and
1,160,409 reallocation
Updated due to quarterly assessment and
1,160,372 reallocation
Updated due to quarterly assessment and
1,160,366 reallocation
Updated due to quarterly assessment and
1,160,342 reallocation
Updated due to quarterly assessment and
1,160,333 reallocation

Page 32 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Pricing
Mechanism

Note

10228

9/30/2010

9/30/2010

Guaranty Bank

9/24/2010

300,000

N/A

4, 8

1000492
1000492
1000492
1000492
1000492
1000492
1000492
1000492
1000492
1000492
9/30/2010

New Orleans

Liberty Bank and Trust Co

LA

Purchase

Financial Instrument for Home Loan Modifications

$

1,000,000

N/A

1001010
1001010
1001010
1001010
1001010
1001010
1001010
1001010
1001010
1001010
9/30/2010

Buffalo

M&T Bank

NY

Purchase

Financial Instrument for Home Loan Modifications

$

700,000

N/A

4, 8

10529
10529
10529
10529
10529
10529
10529
10529
10529
10529
10529
9/30/2010

Germantown

Magna Bank
1000645
1000645
1000645
1000645
1000645
1000645

TN

Purchase

Financial Instrument for Home Loan Modifications

$

1,400,000

N/A

5

(2)

$

$

(1)

$

$

(232)

$

9/30/2010

$

135,167

$

$

(1)

$

$

(1)

$

$

(6)

$

$

(4)

$

$

(12)

$

$

(2)

$

$

(8)

$

$

(3)

$

$

(1)

$

$

(1,727)

$

$

450,556

$

$

(2)

$

$

(2)

$

$

(23)

$

$

(17)

$

$

(48)

$

$

(8)

$

$

(30)

$

$

(11)

$

$

(4)

$

$

(6,958)

$

9/30/2010

$

315,389

$

$

(1)

$

$

(1)

$

$

(11)

$

$

(11)

$

$

(30)

$

$

(5)

$

$

(20)

$

$

(7)

$

$

(3)

$

$

(4,381)

$

1,015,389 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,015,388 reallocation
Updated due to quarterly assessment and
1,015,387 reallocation
Updated due to quarterly assessment and
1,015,376 reallocation
Updated due to quarterly assessment and
1,015,365 reallocation
Updated due to quarterly assessment and
1,015,335 reallocation
Updated due to quarterly assessment and
1,015,330 reallocation
Updated due to quarterly assessment and
1,015,310 reallocation
Updated due to quarterly assessment and
1,015,303 reallocation
Updated due to quarterly assessment and
1,015,300 reallocation
Updated due to quarterly assessment and
1,010,919 reallocation

2/13/2014

$

$

$

12/23/2013

Financial Instrument for Home Loan Modifications

$

(1)

9/27/2013

Purchase

(1)

$

6/27/2013

MO

$

3/25/2013

Kansas City

James B. Nutter & Company

$

12/27/2012

10350

45,056

9/27/2012

10350

$

6/28/2012

10350

9/30/2010

6/29/2011

10350

145,056 Updated portfolio data from servicer

$

3/30/2011

10350

$

(145,056)

1/6/2011

4, 8

$

12/23/2013

N/A

45,056

9/27/2013

100,000

$

$

6/27/2013

$

(232)

3/25/2013

Financial Instrument for Home Loan Modifications

$

$

12/27/2012

Purchase

(1)

9/27/2012

MN

$

$

6/28/2012

Saint Paul

1001637

$

(2)

9/30/2010

N/A

(1)

$

6/29/2011

100,000

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation

3/30/2011

$

$

1/6/2011

Financial Instrument for Home Loan Modifications

$

(1)

12/23/2013

Purchase

45,056

9/27/2013

MA

$
$

6/27/2013

Gardner

GFA Federal Credit Union

9/30/2010

3/25/2013

1001744

$

(2,446,075)

12/27/2012

1001744

(7)

$

9/27/2012

1001744
1001744

$

10/24/2013

6/28/2012

1001744

$

6/29/2011

4, 8

(20)

3/30/2011

N/A

$

$

1/6/2011

100,000

(10,000)

12/23/2013

$

$

$

3/25/2013

Financial Instrument for Home Loan Modifications

(53)

9/27/2012

Purchase

$

$

6/28/2012

OK

(14)

6/29/2011

12
Tulsa

$

$

3/23/2011

1000773
Gateway Mortgage Group, LLC

$

(83)

9/30/2010

1000773

(30)

$

12/23/2013

1000773

$

$

3/25/2013

1000773

$

(40)

9/27/2012

1000773

(4)

$

6/28/2012

1000773

$

6/29/2011

1000773

$

9/27/2013

1000773

(4)

6/27/2013

1000773

$

$

6/14/2013

1000773

$

3/25/2013

4

(5,463)

12/27/2012

N/A

765,945

9/27/2012

1,700,000

$

6/28/2012

$

$

6/29/2011

Financial Instrument for Home Loan Modifications

1000773

9/30/2010

Reason for Adjustment

Updated due to quarterly assessment and
1,160,330 reallocation
Updated due to quarterly assessment and
1,154,867 reallocation

$

3/30/2011

Purchase

9/30/2010

Adjusted Cap
(3)

1/6/2011

OH

$

12/23/2013
Cincinnati

Franklin Savings

Cap Adjustment Amount

9/27/2013

10228
9/30/2010

Adjustment
Date

$

1,280,000

$

2,290,919 Transfer of cap due to servicing transfer

9/30/2010

$

630,778

$

1/6/2011

$

(3)

$

3/30/2011

$

(3)

$

6/29/2011

$

(33)

$

6/28/2012

$

(25)

$

9/27/2012

$

(68)

$

12/27/2012

$

(11)

$

2,030,778 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,030,775 reallocation
Updated due to quarterly assessment and
2,030,772 reallocation
Updated due to quarterly assessment and
2,030,739 reallocation
Updated due to quarterly assessment and
2,030,714 reallocation
Updated due to quarterly assessment and
2,030,646 reallocation
Updated due to quarterly assessment and
2,030,635 reallocation

$

2,465,945 Updated portfolio data from servicer
Updated due to quarterly assessment and
2,465,941 reallocation
Updated due to quarterly assessment and
2,465,937 reallocation
Updated due to quarterly assessment and
2,465,897 reallocation
Updated due to quarterly assessment and
2,465,867 reallocation
Updated due to quarterly assessment and
2,465,784 reallocation
Updated due to quarterly assessment and
2,465,770 reallocation
Updated due to quarterly assessment and
2,465,717 reallocation
2,455,717 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,455,697 reallocation
Updated due to quarterly assessment and
2,455,690 reallocation
9,615 Termination of SPA

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
435,167 Updated portfolio data from servicer
Updated due to quarterly assessment and
435,166 reallocation
Updated due to quarterly assessment and
435,165 reallocation
Updated due to quarterly assessment and
435,159 reallocation
Updated due to quarterly assessment and
435,155 reallocation
Updated due to quarterly assessment and
435,143 reallocation
Updated due to quarterly assessment and
435,141 reallocation
Updated due to quarterly assessment and
435,133 reallocation
Updated due to quarterly assessment and
435,130 reallocation
Updated due to quarterly assessment and
435,129 reallocation
Updated due to quarterly assessment and
433,402 reallocation
1,450,556 Updated portfolio data from servicer
Updated due to quarterly assessment and
1,450,554 reallocation
Updated due to quarterly assessment and
1,450,552 reallocation
Updated due to quarterly assessment and
1,450,529 reallocation
Updated due to quarterly assessment and
1,450,512 reallocation
Updated due to quarterly assessment and
1,450,464 reallocation
Updated due to quarterly assessment and
1,450,456 reallocation
Updated due to quarterly assessment and
1,450,426 reallocation
Updated due to quarterly assessment and
1,450,415 reallocation
Updated due to quarterly assessment and
1,450,411 reallocation
Updated due to quarterly assessment and
1,443,453 reallocation

Page 33 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1000645

Purchase

Financial Instrument for Home Loan Modifications

$

500,000

1001636
N/A

4, 8

Oklahoma City

OK

Purchase

Financial Instrument for Home Loan Modifications

$

43,500,000

N/A

4, 5

10457

N/A

4, 8

MT

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1000818
1000818

$

387,953,522 Transfer of cap due to servicing transfer

$

(263,550,000)

$

$

(3,170)

$

$

(507)

$

$

(1,729)

$

$

(593)

$

$

(199)

$

$

(280,061)

$

124,403,522 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
124,400,352 reallocation
Updated due to quarterly assessment and
124,399,845 reallocation
Updated due to quarterly assessment and
124,398,116 reallocation
Updated due to quarterly assessment and
124,397,523 reallocation
Updated due to quarterly assessment and
124,397,324 reallocation
Updated due to quarterly assessment and
124,117,263 reallocation

9/30/2010

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

$

(232)

$

9/30/2010

$

45,056

$

$

(1)

$

145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation

Purchase

Financial Instrument for Home Loan Modifications

$

100,000

N/A

4, 8

1001893
Denver

CO

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$
$

(1)

$

$

(232)

$

$

270,334

$

$

(1)

$

$

(870,333)

$

9/30/2010

$

45,056

$

$

(1)

$

$

(1)

$

$

(2)

$

$

(1)

$

12/23/2013

VA

(1)
(2)

$

9/30/2010

N/A

$
$

3/25/2013

600,000

1001893

1001754

$

294,540,000

9/27/2012

$

1001893

1001754

$

(797)

$

6/28/2012

Financial Instrument for Home Loan Modifications

1001893

1001754

(1,223)

$

6/29/2011

Woodbridge

1001754

$

2/17/2011

Purchase

1001893

1001754

$
$

1/6/2011

UT

1001721

1001754

(125)
(139)

12/23/2013
Salt Lake City

1001754

$
$

3/25/2013

1001721

1001754

85,052 Transfer of cap due to servicing transfer
93,415,806 Updated portfolio data from servicer
Updated due to quarterly assessment and
93,415,681 reallocation
Updated due to quarterly assessment and
93,415,542 reallocation
Updated due to quarterly assessment and
93,414,319 reallocation
Updated due to quarterly assessment and
93,413,522 reallocation

9/27/2012

1000818

1001754

$

6/28/2012

1000818
1000818

1001754

49,915,806

6/29/2011

Miles City

1001754

$

12/23/2013

100,000

1001163

1001754

$

9/30/2010

3/25/2013

$

1001163

1001754

(60,000)

9/27/2012

Financial Instrument for Home Loan Modifications

1001163

1001754

$

$

6/28/2012

Purchase

1001163

1001754

(1)

6/29/2011

OH

1001163

1001754

$

$

12/23/2013

Mid America Mortgage, Inc. (Schmidt Mortgage Company) Rocky River

1001754

$

(1)

9/27/2013

10457

1001754

(1)

$

6/27/2013

10457

1001754

$

- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,053 reallocation
Updated due to quarterly assessment and
145,052 reallocation

3/25/2013

10457

1001754

$

12/27/2012

10457

1001754

$

9/27/2012

10457

1001754

$

(1)

7/27/2012

10457

Statebridge Company, LLC

45,056

7/16/2012

10457

12/15/2010

(725,277)

$
$

6/28/2012

10457

Weststar Mortgage, Inc.

$

9/30/2010

725,278 Updated portfolio data from servicer
Updated due to quarterly assessment and
725,277 reallocation

6/29/2011

10457

9/30/2010

$

1/6/2011

10457

University First Federal Credit Union

(1)

Reason for Adjustment

Updated due to quarterly assessment and
2,030,591 reallocation
Updated due to quarterly assessment and
2,030,575 reallocation
Updated due to quarterly assessment and
2,030,569 reallocation
Updated due to quarterly assessment and
2,020,622 reallocation

3/30/2011

10457

9/30/2010

$

$

10/15/2013

100,000

1001907

Stockman Bank of Montana

225,278

3/25/2013

$

1001907

9/30/2010

$

$

9/27/2012

Financial Instrument for Home Loan Modifications

1001907

9/30/2010

(9,947)

6/28/2012

Purchase

1001907

Midland Mortgage Company

$

$

3/9/2011
NC

1001907

9/30/2010

$

(6)

6/29/2011

Charlotte

Marsh Associates, Inc.

(16)

$

9/30/2010

N/A

$

1/6/2011

KS

$

12/23/2013
Lexena

(44)

9/27/2013

1001636

9/30/2010

Adjusted Cap

$

6/27/2013

1000645

1000645
Mainstreet Credit Union

Cap Adjustment Amount

3/25/2013

1000645

9/30/2010

Adjustment
Date

$

(232)

$

12/15/2010

$

5,000,000

$

1/6/2011

$

(7)

$

5,000,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,999,993 reallocation

2/16/2011

$

500,000

$

5,499,993 Transfer of cap due to servicing transfer

3/16/2011

$

100,000

$

3/30/2011

$

(9)

$

6/29/2011

$

(85)

$

5,599,993 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,599,984 reallocation
Updated due to quarterly assessment and
5,599,899 reallocation

11/16/2011

$

(2,500,000)

$

3,099,899 Transfer of cap due to servicing transfer

3/15/2012

$

200,000

$

6/28/2012

$

(40)

$

870,334 Updated portfolio data from servicer
Updated due to quarterly assessment and
870,333 reallocation
- Termination of SPA
145,056 Updated portfolio data from servicer
Updated due to quarterly assessment and
145,055 reallocation
Updated due to quarterly assessment and
145,054 reallocation
Updated due to quarterly assessment and
145,052 reallocation
Updated due to quarterly assessment and
145,051 reallocation
Updated due to quarterly assessment and
144,819 reallocation

9/27/2012

$

(100)

$

3,299,899 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,299,859 reallocation
Updated due to quarterly assessment and
3,299,759 reallocation

10/16/2012

$

170,000

$

3,469,759 Transfer of cap due to servicing transfer

11/15/2012

$

(30,000)

$

3,439,759 Transfer of cap due to servicing transfer

12/14/2012

$

(80,000)

$

12/27/2012

$

(17)

$

3,359,759 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
3,359,742 reallocation

1/16/2013

$

50,000

$

3,409,742 Transfer of cap due to servicing transfer

2/14/2013

$

1,240,000

$

4,649,742 Transfer of cap due to servicing transfer

3/14/2013

$

90,000

$

3/25/2013

$

(90)

$

4,739,742 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,739,652 reallocation

4/16/2013

$

(10,000)

$

6/27/2013

$

(34)

$

9/27/2013

$

(13)

$

11/14/2013

$

60,000

$

12/23/2013

$

(21,773)

$

4,729,652 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,729,618 reallocation
Updated due to quarterly assessment and
4,729,605 reallocation
4,789,605 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,767,832 reallocation

Page 34 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1001754

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10151
10151
10151
10151
10151
10151

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10012

IL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001970

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

200,000

$

$

(7)

$

$

(19)

$

$

(3)

$

$

(12)

$

799,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,984 reallocation
Updated due to quarterly assessment and
799,965 reallocation
Updated due to quarterly assessment and
799,962 reallocation
Updated due to quarterly assessment and
799,950 reallocation
Updated due to quarterly assessment and
799,945 reallocation

$

(5)

$

$

150,000

$

$

(2)

$

$

(3,454)

$

949,945 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
949,943 reallocation
Updated due to quarterly assessment and
946,489 reallocation

4/13/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

$

120,000

$

$

(1)

$

220,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
219,999 reallocation

$

10,000

$

$

(670)

$

229,999 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
229,329 reallocation

$

20,000

$

249,329 Transfer of cap due to servicing transfer

$

90,000

$

339,329 Transfer of cap due to servicing transfer

4/13/2011

$

1,000,000

$

1,000,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,233,268 reallocation

$

233,268

$

$

100,000

$

$

(3)

$

$

(10)

$

$

(2)

$

$

(7)

$

$

(3)

$

$

(1)

$

$

(1,744)

$

4/13/2011

$

200,000

$

$

17,687

$

1,333,268 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,333,265 reallocation
Updated due to quarterly assessment and
1,333,255 reallocation
Updated due to quarterly assessment and
1,333,253 reallocation
Updated due to quarterly assessment and
1,333,246 reallocation
Updated due to quarterly assessment and
1,333,243 reallocation
Updated due to quarterly assessment and
1,333,242 reallocation
Updated due to quarterly assessment and
1,331,498 reallocation

3/25/2013

1001231
Anaheim Hills

1002025

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

$

(1)

$

$

(290)

$

200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
217,687 reallocation
Updated due to quarterly assessment and
217,686 reallocation
Updated due to quarterly assessment and
217,685 reallocation
Updated due to quarterly assessment and
217,395 reallocation

5/13/2011

$

500,000

$

500,000 Transfer of cap due to servicing transfer

6/16/2011

$

100,000

$

6/29/2011

$

(9)

$

600,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
599,991 reallocation

7/14/2011

$

200,000

$

799,991 Transfer of cap due to servicing transfer

9/15/2011

$

100,000

$

899,991 Transfer of cap due to servicing transfer

11/16/2011

$

2,500,000

$

3,399,991 Transfer of cap due to servicing transfer

5/16/2012

$

1,510,000

$

4,909,991 Transfer of cap due to servicing transfer

6/14/2012

$

450,000

$

6/28/2012

$

(66)

$

5,359,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,359,925 reallocation

7/16/2012

$

250,000

$

5,609,925 Transfer of cap due to servicing transfer

8/16/2012

$

90,000

$

9/27/2012

1001231

1002025

$

12/23/2013

1001231

1002025

(9)

6/29/2011

CA

1001231

1002025

$

12/23/2013
Hawthorne

1002025

$

9/27/2013

1001970

1002025

300,000

6/27/2013

1001970

1002025

300,000 Transfer of cap due to servicing transfer

$

3/25/2013

1001970

1002025

$

12/27/2012

1001970

1002025

200,000 Transfer of cap due to servicing transfer

100,000

9/27/2012

1001970

1002025

$

$

6/28/2012

1001970

1002025

200,000

6/29/2011

1001970

1002025

$

11/16/2011

1001970

1002025

$

4/13/2011

2/13/2014
Chicago

1002025

(9,679)

1/16/2014

10012

1002025

$

$

7/16/2013

10012

1002025

$

(6)

12/23/2013

10012

1002025

(16)

$

6/27/2013

Purchase

10012

1002025

$

$

6/14/2013

VA

10012

1002025

(41)

12/23/2013
Richmond

1002025

$

$

9/27/2013

10151

FCI Lender Services, Inc.

(11)

7/16/2013

10151

5/13/2011

$

$

6/27/2013

10151

Western Federal Credit Union

(63)

3/25/2013

10151

4/13/2011

$

$

9/27/2012

10151

Urban Partnership Bank

$

(23)

12/27/2012

10151

4/13/2011

(5)

$

6/28/2012

OH

$

4,300,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
4,299,996 reallocation
Updated due to quarterly assessment and
4,299,991 reallocation
Updated due to quarterly assessment and
4,299,968 reallocation
Updated due to quarterly assessment and
4,299,905 reallocation
Updated due to quarterly assessment and
4,299,894 reallocation
Updated due to quarterly assessment and
4,299,853 reallocation
Updated due to quarterly assessment and
4,299,837 reallocation
Updated due to quarterly assessment and
4,299,831 reallocation
Updated due to quarterly assessment and
4,290,152 reallocation

8/16/2011

Cleveland

$

6/29/2011

1000991

(4)

6/16/2011

1000991

$

5/13/2011

1000991

4,807,832 Transfer of cap due to servicing transfer

$

12/23/2013

1000991

$

9/27/2013

1000991

60,000
4,300,000

6/27/2013

9

$

3/25/2013

N/A

$

12/27/2012

-

12/15/2010

9/27/2012

$

1000991

SunTrust Mortgage, Inc.

4,747,832 Transfer of cap due to servicing transfer

6/28/2012

Financial Instrument for Home Loan Modifications

1000991

4/13/2011

Reason for Adjustment

$

6/29/2011

Purchase

1000991

New York Community Bank (AmTrust Bank)

Adjusted Cap
(20,000)

1/6/2011

PR

1000991

4/13/2011

$

2/13/2014
San Juan

Scotiabank de Puerto Rico

Cap Adjustment Amount

1/16/2014

1001754
12/15/2010

Adjustment
Date

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

(1)

$

9/27/2012

$

(191)

$

5,699,925 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,699,734 reallocation

10/16/2012

$

140,000

$

5,839,734 Transfer of cap due to servicing transfer

11/15/2012

$

70,000

$

5,909,734 Transfer of cap due to servicing transfer

12/14/2012

$

40,000

$

12/27/2012

$

(34)

$

5,949,734 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,949,700 reallocation

1/16/2013

$

40,000

$

5,989,700 Transfer of cap due to servicing transfer

2/14/2013

$

50,000

$

6,039,700 Transfer of cap due to servicing transfer

3/14/2013

$

360,000

$

3/25/2013

$

(135)

$

6,399,700 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,399,565 reallocation

4/16/2013

$

(10,000)

$

6,389,565 Transfer of cap due to servicing transfer

Page 35 of 41

Servicer Modifying Borrowers' Loans
Date

Name of Institution

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1002025

OR

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

(19)

$

6,649,512 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,649,493 reallocation

$

260,000

$

6,909,493 Transfer of cap due to servicing transfer

$

30,000

$

$

(33,755)

$

6,939,493 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,905,738 reallocation

$

110,000

$

7,015,738 Transfer of cap due to servicing transfer

7/14/2011

$

200,000

$

200,000 Transfer of cap due to servicing transfer

9

10107
10107
10107
10107
10107
10107
10107
10107
10107
Irvine

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1,409,960 Transfer of cap due to servicing transfer

$

$

(20)

$

1,529,960 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,529,940 reallocation

$

80,000

$

1,609,940 Transfer of cap due to servicing transfer

$

420,000

$

$

(10)

$

$

(4)

$

2,029,940 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,029,930 reallocation
Updated due to quarterly assessment and
2,029,926 reallocation

$

120,000

$

$

(7,685)

$

9/15/2011

$

100,000

$

100,000 Transfer of cap due to servicing transfer

9/15/2011

$

1,300,000

$

$

(15)

$

$

(42)

$

1,300,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,299,985 reallocation
Updated due to quarterly assessment and
1,299,943 reallocation

$

140,000

$

$

(8)

$

$

(30)

$

$

(11)

$

5,850,000

$

$

(20)

$

12/23/2013

9

N/A

$

120,000

9/27/2013

N/A

-

130,000

$

7/16/2013

-

$

$

6/27/2013

$

Financial Instrument for Home Loan Modifications

1,279,965 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,279,960 reallocation

3/25/2013

Financial Instrument for Home Loan Modifications

Purchase

$

12/27/2012

Purchase

NJ

(5)

10/16/2012

ME

Mt. Laurel

$

9/27/2012

Bangor

PHH Mortgage Corporation

1,269,965 Transfer of cap due to servicing transfer

$

6/28/2012

Bangor Savings Bank

9/15/2011

$

10,000

12/23/2013

9/15/2011

50,000

$

11/14/2013

1002041

$

9/27/2013

1002041

1,219,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,219,965 reallocation

6/27/2013

1002041

$

6/14/2013

1002041

(26)

5/16/2013

1002041

$

$

3/25/2013

1002041

$

20,000

2/14/2013

1002041

(9)

$

1/16/2013

1002041

$

12/27/2012

1002041

1,100,000 Transfer of cap due to servicing transfer
1,200,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,199,991 reallocation

12/14/2012

1002041

$
$

10/16/2012

1002041

900,000
100,000

9/27/2012

1002041

$
$

8/16/2012

1002041

$

(34,545)

$

$

2,149,926 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,142,241 reallocation

1,439,943 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,439,935 reallocation
Updated due to quarterly assessment and
1,439,905 reallocation
Updated due to quarterly assessment and
1,439,894 reallocation
7,289,894 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
7,289,874 reallocation
Updated due to quarterly assessment and
7,255,329 reallocation

1/13/2012

Sun West Mortgage Company, Inc

Cerritos

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

3/15/2012

PrimeWest Mortgage Corporation

Lubbock

TX

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

6/14/2012

Resurgent Capital Solutions L.P.

Greenville

SC

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

$

3,399,979 Transfer of cap due to servicing transfer

600,000

$

3,999,979 Transfer of cap due to servicing transfer

$

1,980,000

$

$

(77)

$

5,979,979 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
5,979,902 reallocation

$

340,000

$

6,319,902 Transfer of cap due to servicing transfer

$

1,520,000

$

7,839,902 Transfer of cap due to servicing transfer

$

2,740,000

$

$

(53)

$

10,579,902 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
10,579,849 reallocation

$

2,570,000

$

$

(26)

$

13,149,849 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
13,149,823 reallocation

$

10,000

$

13,159,823 Transfer of cap due to servicing transfer

$

19,140,000

$

32,299,823 Transfer of cap due to servicing transfer

$

1,330,000

$

$

(60,644)

$

33,629,823 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
33,569,179 reallocation

1/16/2014

1002097

990,000

$

12/23/2013

1002097

$

12/16/2013

1002097

2,409,984 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
2,409,979 reallocation

11/14/2013

1002097

$

10/15/2013

1002097

(5)

9/27/2013

1002097

$

9/16/2013

1002097

2,179,984 Transfer of cap due to servicing transfer

$

6/27/2013

1002097

$

230,000

6/14/2013

1002097

1,270,000

$

5/16/2013

1002097

$

4/16/2013

1002097

$

3/25/2013

1002097

(13)

3/14/2013

1002097

$

$

2/14/2013

1002097

$

110,000

1/16/2013

1002097

(3)

$

12/27/2012

1002097

$

11/15/2012

1002097

200,000 Transfer of cap due to servicing transfer
800,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
799,997 reallocation

10/16/2012

1002097

$
$

9/27/2012

1002097

200,000
600,000

8/16/2012

1002097

$
$

6/28/2012

1002097

12/15/2011
4/16/2012

1002097

1001111

20,000

$

6/28/2012

1002041

1001111

$

1/13/2012

1002041

1001111

6,629,565 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
6,629,512 reallocation

11/16/2011

1002041

1001111

$

2/13/2014
Beaverton

1002041

$

(53)

12/23/2013

1002025

200,000

$

11/14/2013

1002025

$

10/15/2013

1002025

6,429,565 Transfer of cap due to servicing transfer

9/27/2013

1002025

$

7/16/2013

1002025

Rushmore Loan Management Services LLC

Reason for Adjustment

40,000

6/27/2013

1002025

12/15/2011

Adjusted Cap

$

6/14/2013

1002025

Gregory Funding, LLC

Cap Adjustment Amount

5/16/2013

1002025

7/14/2011

Adjustment
Date

$

10,000

$

33,579,179 Transfer of cap due to servicing transfer

1/13/2012

$

100,000

$

100,000 Transfer of cap due to servicing transfer

3/15/2012

$

100,000

$

100,000 Transfer of cap due to servicing transfer

6/14/2012

$

940,000

$

6/28/2012

$

205,242

$
$

909,997 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
909,984 reallocation

9/27/2012

$

(3)

12/27/2012

$

(1)

$

940,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
1,145,242 reallocation
Updated due to quarterly assessment and
1,145,239 reallocation
Updated due to quarterly assessment and
1,145,238 reallocation

1/16/2013

$

10,000

$

1,155,238 Transfer of cap due to servicing transfer

Page 36 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1001111

$

11,855,019 Transfer of cap due to servicing transfer

990,000

$

$

(96)

$

12,845,019 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
12,844,923 reallocation

$

5,780,000

$

$

(50)

$

18,624,923 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
18,624,873 reallocation

$

880,000

$

19,504,873 Transfer of cap due to servicing transfer

$

6,610,000

$

26,114,873 Transfer of cap due to servicing transfer

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002292
1002292

$
$

26,134,873 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
26,016,544 reallocation

$

1,770,000

$

27,786,544 Transfer of cap due to servicing transfer

$

23,920,000

$

51,706,544 Transfer of cap due to servicing transfer

11/15/2012

$

30,000

$

30,000 Transfer of cap due to servicing transfer

12/14/2012

CA

20,000
(118,329)

2/13/2014
Orange

$
$

1/16/2014

1001111

$

70,000

$

100,000 Transfer of cap due to servicing transfer

1/16/2013

MI

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Baton Rouge

LA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1001579

(10,000)

$

70,000 Transfer of cap due to servicing transfer

$

130,000

$

200,000 Transfer of cap due to servicing transfer

$

(50,000)

$

150,000 Transfer of cap due to servicing transfer

$

(20,000)

$

$

(155)

$

130,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
129,845 reallocation

12/14/2012

$

10,000

$

8/15/2013

Detroit

$

12/23/2013

1002292

80,000 Transfer of cap due to servicing transfer

7/16/2013

1002292

90,000 Transfer of cap due to servicing transfer

$

6/14/2013

1002292

$

(10,000)

5/16/2013

1002292

(10,000)

$

4/16/2013

1002292

$

2/14/2013

1002292

1002324

620,000

$

12/23/2013

1001111

Home Servicing, LLC

$

12/16/2013

1001111

2/14/2013

11,235,238 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,235,019 reallocation

11/14/2013

1001111

$

10/15/2013

1001111

$

(219)

9/27/2013

1001111

1,390,000

$

7/16/2013

1001111

$

6/27/2013

1001111

9,845,238 Transfer of cap due to servicing transfer

6/14/2013

1001111

$

5/16/2013

1001111

Quicken Loans Inc

Reason for Adjustment

8,690,000

3/25/2013

1001111

12/14/2012

Adjusted Cap

$

3/14/2013

1001111

Kondaur Capital Corporation

Cap Adjustment Amount

2/14/2013

1001111

11/15/2012

Adjustment
Date

$

10,000

$

20,000 Transfer of cap due to servicing transfer

2/14/2013

$

510,000

$

3/25/2013

$

(9)

$

510,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
509,991 reallocation

10,000 Transfer of cap due to servicing transfer

Page 37 of 41

Servicer Modifying Borrowers' Loans
Name of Institution

Date

Adjustment Details
City

State

Transaction
Type

Pricing
Mechanism

Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1

Investment Description

Note

1002324

-

N/A

9

1002367
1002367
1002367

(120,000)

$

$

(2)

$

$

(2,620)

$

3/14/2013

$

130,000

$

$

(1)

$

$

30,000

$

$

(96)

$

159,999 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
159,903 reallocation

629,987 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
629,985 reallocation
Updated due to quarterly assessment and
627,365 reallocation
130,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
129,999 reallocation

Financial Instrument for Home Loan Modifications

$

-

N/A

9

OH

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1002040
7/16/2013

Everbank

Jacksonville

FL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

7/16/2013

Bridgelock Capital dba Peak Loan Servicing

Woodland Hills

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

10/15/2013

SN Servicing Corporation

Baton Rouge

LA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

11/14/2013

Plaza Home Mortgage, Inc

San Diego

CA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

12/16/2013

Desjardins Bank N.A.

Hallandale Beach

FL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

12/16/2013

Nationwide Advantage Mortgage Company

Des Moines

IA

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

1/16/2014

LenderLive Network, Inc

Glendale

CO

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

2/13/2014

Florida Community Bank, NA

Weston

FL

Purchase

Financial Instrument for Home Loan Modifications

$

-

N/A

9

Total Initial Cap

$

23,831,570,000

1002498

1002453

180,000

$

339,903 Transfer of cap due to servicing transfer

$

50,000

$

50,000 Transfer of cap due to servicing transfer

$

10,000

$

60,000 Transfer of cap due to servicing transfer

6/14/2013

$

10,000

$

$

1,344

$

10,000 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
11,344 reallocation

7/16/2013

$

60,000

$

60,000 Transfer of cap due to servicing transfer

7/16/2013

$

10,000

$

10,000 Transfer of cap due to servicing transfer

$

30,000

$

40,000 Transfer of cap due to servicing transfer

10/15/2013

$

60,000

$

60,000 Transfer of cap due to servicing transfer

12/16/2013

Purchase

$

12/16/2013

TX

5/16/2013

6/27/2013

Cincinnati

Cheviot Savings Bank

$

12/16/2013

Plano
1000491

6/14/2013

749,991 Transfer of cap due to servicing transfer
Updated due to quarterly assessment and
749,987 reallocation

1/16/2014

$

$

12/23/2013

Financial Instrument for Home Loan Modifications

$

(4)

12/16/2013

Purchase

40,000

$

3/25/2013

TN

$

12/23/2013
Knoxville

1002367

709,991 Transfer of cap due to servicing transfer

9/27/2013

1002324

$

7/16/2013

1002324

ViewPoint Bank

Reason for Adjustment

200,000

6/27/2013

1002324

5/16/2013

Adjusted Cap

$

5/16/2013

1002324

21st Mortgage Corporation

Cap Adjustment Amount

4/16/2013

1002324

3/14/2013

Adjustment
Date

$

10,000

$

70,000 Transfer of cap due to servicing transfer

11/14/2013

$

10,000

$

10,000 Transfer of cap due to servicing transfer

12/16/2013

$

30,000

$

30,000 Transfer of cap due to servicing transfer

12/16/2013

$

10,000

$

10,000 Transfer of cap due to servicing transfer

1/16/2014

$

100,000

$

100,000 Transfer of cap due to servicing transfer

2/13/2014

$

150,000

$

150,000 Transfer of cap due to servicing transfer

Total Cap Adjustments

TOTAL CAP

$

6,032,793,866

$

29,864,363,865.90

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors.
The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.  
4/ Initial cap amount includes FHA-HAMP.
5/ Initial cap amount includes RD-HAMP.
6/ Initial cap amount includes 2MP.
7/ Initial cap amount includes FHA-2LP.
8/ Initial cap does not include HAMP.
9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
10/ The amendment reflects a change in the legal name of the institution.
11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.  
12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.  
13/ Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger.  
14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.  
15/ RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger.  
16/ On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations.
17/ As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations.
18/ Effective September 1, 2011 Litton Loan Servicing LP was acquired by Ocwen Financial Corporation. The remaining Adjusted Cap stated above represents the amount previously paid to Litton prior to such acquistion.
As used in this table:
"HAFA" means the Home Affordable Foreclosure Alternatives program.
"HPDP" means the Home Price Decline Protection program.
"2MP" means the Second Lien Modification Program.
"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.
"FHA-2LP" means the FHA Second Lien Program

Page 38 of 41

Supplemental Information [Not Required by EESA §114(a)]
Making Home Affordable Program
Non-GSE Incentive Payments (through January 2014)

Name of Institution
21st Mortgage Corporation
Allstate Mortgage Loans & Investments
AMS Servicing, LLC
Aurora Financial Group, Inc
Aurora Loan Services LLC
Bank of America, N.A.
Bank of America, National Association
BankUnited
Bayview Loan Servicing LLC
Caliber Home Loans, Inc.
Carrington Mortgage Services, LLC.
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
Cheviot Savings Bank
CitiMortgage Inc
Citizens First National Bank
Community Credit Union of Florida
CUC Mortgage Corporation
DuPage Credit Union
EMC Mortgage Corporation
Fay Servicing, LLC
FCI Lender Services, Inc.
Fidelity Homestead Savings Bank
FIRST BANK
First Keystone Bank
First Mortgage Corporation
Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union
Greater Nevada Mortgage Services
Green Tree Servicing LLC
Gregory Funding, LLC
Guaranty Bank
Hillsdale County National Bank
Home Loan Services, Inc.
Home Servicing, LLC
HomEqServicing
HomeStar Bank and Financial Services
Homeward Residential, Inc.
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
IC Federal Credit Union
Idaho Housing and Finance Association
James B.Nutter and Company
JPMorgan Chase Bank, NA
Kondaur Capital Corporation
Lake City Bank
Lake National Bank
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
Midland Mortgage Co.
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
National City Bank
Nationstar Mortgage LLC
Navy Federal Credit Union
New York Community Bank
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
OneWest Bank
ORNL Federal Credit Union
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC
PHH Mortgage Corporation
PNC Bank, National Association
Purdue Employees Federal Credit Union
Quantum Servicing Corporation
Residential Credit Solutions, Inc.
Resurgent Capital Services L.P.
RG Mortgage
RoundPoint Mortgage Servicing Corporation
Rushmore Loan Management Services LLC
Saxon Mortgage Services Inc
Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Servis One, Inc., dba BSI Financial Services, Inc.
ShoreBank
Silver State Schools Credit Union
SN Servicing Corporation
Specialized Loan Servicing LLC
Statebridge Company, LLC
Sterling Savings Bank
SunTrust Mortgage, Inc
Technology Credit Union
The Bryn Mawr Trust Company
The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
Urban Trust Bank
Vantium Capital, Inc. d/b/a Acqura Loan Services
ViewPoint Bank
Wachovia Mortgage, FSB
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank

Grand Total

Borrowers

Lenders / Investors

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

1,916.67
6,742.19
36,866.28
24,689.43
15,997,418.00
4,099,061.97
303,185,929.27
8,018,938.71
11,670,822.81
881,715.18
10,336,116.89
2,216,619.65
115,043.49
1,000.00
71,731,811.68
23,812.89
3,000.00
57,917.62
7,028.28
7,569,459.20
1,184,847.31
26,908.09
938,106.72
2,775.62
2,000.00
337,637.70
1,750.00
3,833.34
4,000.00
59,608,063.90
9,833.34
64,683.87
3,296,422.70
77,309.96
916.67
30,503.07
169,857.80
7,867.05
1,916.66
51,757,481.72
8,265.13
9,000.00
22,333.34
22,494.56
9,246.42
288,604,037.03
6,878.50
3,000.00
13,441,220.42
33,864.17
43,230.37
352,195.77
9,687.97
5,654,421.95
1,000.00
67,093.07
345,841.21
161,024.95
3,435,031.71
47,557,984.21
624,566.43
13,344.17
155,442,743.76
60,317,069.07
14,063.79
11,000.00
5,716.91
6,380,309.15
29,673.77
148,437.64
2,000.00
133,393.34
1,925,598.44
121,358.66
164,852.94
256,200.90
932,210.93
19,655,074.77
22,666.70
504,620.23
79,387,933.95
82,814.86
1,283,864.10
49,915.10
40,355.90
564.78
7,979,794.06
20,251.02
176,777.77
50,000.00
10,196.51
305,455.20
13,089,035.78
2,916.67
39,048.68
150,164.23
240,971.70
234,259,651.26
244,032.94
19,333.34
28,606.31

$
$
$

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

$

1,497,467,062.27

$

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Servicer

20,017.62
10,383.81
174,535.59

$
$
$
$
41,236,849.69 $
17,843,110.01 $
617,291,095.80 $
23,195,459.17 $
21,558,428.24 $
2,372,799.34 $
27,022,872.00 $
5,159,571.18 $
192,066.30 $
1,018.64 $
225,127,973.75 $
62,744.26 $
4,631.53 $
149,294.20 $
29,337.11 $
11,592,937.05 $
2,241,794.52 $
55,831.52 $
$
1,986,571.20 $
3,423.27 $
$
649,746.25 $
3,864.59 $
13,204.31 $
2,473.84 $
146,673,453.98 $
17,846.48 $
154,835.52 $
19,425,745.87 $
169,994.25 $
$
41,101.78 $
2,440,767.73 $
16,524.42 $
3,036,319.34 $
5,572.90 $
133,880,572.78 $
18,630.60 $
10,502.00 $
23,589.08 $
43,297.05 $
25,326.90 $
$
744,223,244.06 $
$
8,504.21 $
3,651.45 $
35,353,125.99 $
38,205.77 $
$
970,196.74 $
$
1,375,855.83 $
1,817.60 $
176,759.10 $
2,305,003.00 $
267,950.85 $
9,869,737.82 $
109,702,630.34 $
1,507,675.35 $
34,310.37 $
3,568.11 $
478,979,006.45 $
202,060,390.87 $
30,785.05 $
23,936.55 $
8,228.97 $
16,136,026.79 $
45,349.12 $
896,602.82 $
1,988.10 $
332,061.47 $
5,319,190.80 $
379,588.01 $
227,582.28 $
612,550.67 $
1,842,740.72 $
41,738,413.24 $
58,038.75 $
653,030.44 $
153,135,851.59 $
209,217.95 $
1,942,960.24 $
153,906.17 $
176,298.89 $
$
11,606,916.43 $
78,983.87 $
387,415.45 $
(1,518.80) $
184,741.36 $
14,021.75 $
964,463.59 $
30,734,921.89 $
2,651.90 $
75,172.90 $
302,227.70 $
2,220.65 $
489,045.63 $
742.10 $
76,889.58 $
589,762,231.09 $
715,034.32 $
47,279.51 $
490,394.10 $
30,259.14 $

3,750,756,192.16

$

13,250.00
8,035.81
101,774.66
27,843.67
28,629,251.10
9,075,438.92
369,314,861.79
11,882,231.65
14,575,357.60
1,857,164.64
18,448,555.57
3,604,055.10
233,329.26
1,000.00
110,399,448.48
43,729.55
5,000.00
99,505.28
12,328.28
16,279,383.05
1,194,013.73
30,612.38
5,600.00
1,487,099.44
8,717.90
2,000.00
743,023.67
4,000.00
7,916.67
6,000.00
93,479,078.14
13,100.00
97,824.29
7,391,913.29
82,552.48
1,000.00
54,400.46
3,698,606.99
8,783.72
5,272,500.00
5,833.34
94,835,607.23
12,169.53
15,000.00
16,000.00
37,200.00
31,025.20
10,522.24
386,785,653.21
400.00
19,196.44
4,000.00
27,530,413.93
52,077.67
47,460.74
839,632.77
10,649.38
6,698,898.66
2,000.00
107,026.39
1,977,320.74
293,535.32
5,683,704.27
62,528,947.24
1,168,224.02
22,003.56
6,500.00
224,937,781.41
85,014,082.68
39,196.08
19,000.00
13,806.28
8,172,741.89
33,792.00
471,500.00
3,000.00
179,984.09
2,806,575.07
213,757.03
401,333.81
479,484.31
480,955.59
39,413,598.23
35,500.00
418,008.60
105,856,350.60
100,160.05
1,161,323.99
143,165.10
69,189.24
564.78
10,859,292.70
23,701.22
292,727.72
(2,400.00)
71,816.67
8,435.80
545,015.43
21,838,273.13
6,600.00
58,835.23
135,918.87
392,135.86
162,000.00
341,020,950.42
312,225.08
22,916.67
1,167,000.00
47,372.98

2,134,368,958.06

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Total Payments to Date
35,184.29
25,161.81
313,176.53
52,533.10
85,863,518.79
31,017,610.90
1,289,791,886.86
43,096,629.53
47,804,608.65
5,111,679.16
55,807,544.46
10,980,245.93
540,439.05
3,018.64
407,259,233.91
130,286.70
12,631.53
306,717.10
48,693.67
35,441,779.30
4,620,655.56
113,351.99
5,600.00
4,411,777.36
14,916.79
4,000.00
1,730,407.62
9,614.59
24,954.32
12,473.84
299,760,596.02
40,779.82
317,343.68
30,114,081.86
329,856.69
1,916.67
126,005.31
6,309,232.52
33,175.19
8,308,819.34
13,322.90
280,473,661.73
39,065.26
25,502.00
48,589.08
102,830.39
78,846.66
19,768.66
1,419,612,934.30
400.00
34,579.15
10,651.45
76,324,760.34
124,147.61
90,691.11
2,162,025.28
20,337.35
13,729,176.44
4,817.60
350,878.56
4,628,164.95
722,511.12
18,988,473.80
219,789,561.79
3,300,465.80
69,658.10
10,068.11
859,359,531.62
347,391,542.62
84,044.92
53,936.55
27,752.16
30,689,077.83
108,814.89
1,516,540.46
6,988.10
645,438.90
10,051,364.31
714,703.70
793,769.03
1,348,235.88
3,255,907.24
100,807,086.24
116,205.45
1,575,659.27
338,380,136.14
392,192.86
4,388,148.33
346,986.37
285,844.03
1,129.56
30,446,003.19
122,936.11
856,920.94
(3,918.80)
306,558.03
32,654.06
1,814,934.22
65,662,230.80
12,168.57
173,056.81
588,310.80
2,220.65
1,122,153.19
742.10
238,889.58
1,165,042,832.77
1,271,292.34
89,529.52
1,657,394.10
106,238.43
7,382,592,212.49

Page 39 of 41

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
2
3
2
3
2
3
3
2
3
2
3
2
3
2
3
2
3
2
3
3
3
3
3
3
3
3
3
3

Date
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
6/23/2010
9/29/2010
6/23/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
8/3/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010
9/23/2010
9/29/2010

Name of Institution
Nevada Affordable Housing Assistance Corporation

City
Reno

State
NV

CalHFA Mortgage Assistance Corporation

Sacramento

CA

Florida Housing Finance Corporation

Tallahassee

FL

Arizona (Home) Foreclosure Prevention Funding Corporation

Phoenix

AZ

Michigan Homeowner Assistance Nonprofit Housing Corporation

Lansing

MI

North Carolina Housing Finance Agency

Raleigh

NC

Ohio Homeowner Assistance LLC

Columbus

OH

Oregon Affordable Housing Assistance Corporation

Salem

OR

Rhode Island Housing and Mortgage Finance Corporation

Providence

RI

SC Housing Corp

Columbia

SC

Alabama Housing Finance Authority

Montgomery

AL

Kentucky Housing Corporation

Frankfort

KY

Mississippi Home Corporation

Jackson

MS

GHFA Affordable Housing, Inc.

Atlanta

GA

Indiana Housing and Community Development Authority

Indianapolis

IN

Illinois Housing Development Authority

Chicago

IL

New Jersey Housing and Mortgage Finance Agency

Trenton

NJ

District of Columbia Housing Finance Agency

Washington

DC

Tennessee Housing Development Agency

Nashville

TN

Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program

Initial Investment
Additional
Amount
Investment Amount
$
102,800,000
$
34,056,581
$
57,169,659
$
699,600,000
$
476,257,070
$
799,477,026
$
418,000,000
$
238,864,755
$
400,974,381
$
125,100,000
$
142,666,006
$
154,500,000
$
128,461,559
$
215,644,179
$
159,000,000
$
120,874,221
$
202,907,565
$
172,000,000
$
148,728,864
$
249,666,235
$
88,000,000
$
49,294,215
$
82,748,571
$
43,000,000
$
13,570,770
$
22,780,803
$
138,000,000
$
58,772,347
$
98,659,200
$
60,672,471
$
101,848,874
$
55,588,050
$
93,313,825
$
38,036,950
$
63,851,373
$
126,650,987
$
212,604,832
$
82,762,859
$
138,931,280
$
166,352,726
$
279,250,831
$
112,200,637
$
188,347,507
$
7,726,678
$
12,970,520
$
81,128,260
$
136,187,333
TOTAL INVESTMENT AMOUNT

Investment Amount
1

$

194,026,240

$

1,975,334,096

$

1,057,839,136

$

267,766,006

$

498,605,738

$

482,781,786

$

570,395,099

$

220,042,786

$

79,351,573

$

295,431,547

$

162,521,345

$

148,901,875

$

101,888,323

$

339,255,819

$

221,694,139

$

445,603,557

$

300,548,144

$

20,697,198

$

217,315,593

$

Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

7,600,000,000

1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Page 40 of 41

FHA SHORT REFINANCE PROGRAM

State

Transaction
Type

NY

Purchase

Seller
Footnote

Date

1

9/3/2010

2

3/4/2013

Name
Citigroup, Inc.

City
New York

Initial Investment
Amount

Investment Description
Facility Purchase Agreement

$

Investment Adjustments

8,117,000,000
-

$

Investment Amount
$

1,025,000,000

N/A
N/A

(7,092,000,000)

TOTAL INVESTMENT AMOUNT

Pricing Mechanism

$

1,025,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter
of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at the
then-current level. Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million.
2/ On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of time
Treasury has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability and
usage of the L/C will not exceed $25 million.

Page 41 of 41


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102