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Ten Years Since the Financial Crisis:
Some Lessons for Reducing Risks to
Households
Jane Dokko* and Karen Dynan
October 12, 2018

* The views expressed in this presentation do not represent those of the Federal Reserve Bank of
Chicago or the Federal Reserve Board.

Whither mortgage market reform?
• We highlight three goals for mortgage market reform that would
mitigate risks to households
• Make households more resilient to shocks
• Reduce taxpayer exposure to losses
• Avoid periods with “unduly limited access” to mortgage credit

• Reducing hardships and disruptions for households would also lessen
risks for financial institutions and dampen propagation of
macroeconomic shocks
• In contrast, many proposals for mortgage market reform make
specific recommendations on institutional design of new system
• E.g. Johnson-Crapo, Bright-DeMarco, MBA, etc.

Many Sources of Risk
• Idiosyncratic economic risks
• Aggregate economic risks
• Institutional factors related to
mortgage markets
• Bad actors and abuses

Financial crisis revealed aspects of mortgage market that need to be preserved
and vulnerabilities where reforms are necessary.

Lesson #1: Procyclicality of Mortgage Credit
Drives and Amplifies Business Cycles
• Provides rationale for government
intervention in mortgage market
• During Great Recession,
government involvement helped
support flow of credit
• Implicit/explicit guarantees
• Low DP loans available through FHA

• Reform should feature policies
that:
• Support lending in bad times
• Weigh against excessive risk-taking in
good times

Lesson #2: Design of Mortgage Market Affects
Monetary Policy Transmission to HHs
• During downturns, monetary policy stimulus reaches households via lower
rates on ARMs and FRM refi’s (Dudley 2012)
• Support higher consumption (Di Maggio et al. 2017)
• Help households avoid delinquency and foreclosure (Fuster and Willen 2017)

• Major obstructions to monetary policy stimulus during Great Recession
•
•
•
•
•

Credit standards tightened
Negative equity impeded refi’s
Few borrowers have ARMs
Lender capacity constraints
Lender concentration

• Reforms that ease frictions would make monetary policy stimulus more
effective

• Such as through auto refi’s of underwater borrowers, countercyclical adjustments to
mortgage payments

Lesson #3: Negative Equity Is Costly & Leads
to Delays in Deploying Assistance
• “Double trigger” view of negative
equity (Foote et al. 2008)
• Politics of negative equity are
complicated and slow the
deployment of borrower assistance
• Policy should aim to make negative
equity less consequential during
downturns
• For example, innovation in mortgage
contract design could help

Lesson #4: Assistance Delayed for Other
Reasons
•
•
•
•

Design mistakes
Regulatory uncertainty
"Put back risk"
Servicer capacity constraints and
incentives
• Reforms should allow for
assistance to be deployed quickly
and at scale

Lesson #5: Not Just “Housing” Policy
• Countercyclical monetary and fiscal policies support housing market during
downturns
• Social insurance programs play important role in lessening impact of income
disruptions
• Unemployment insurance extensions prevented more than 1.3 million foreclosures
• ACA's Medicaid expansions have lowered likelihood of financial distress

• Are we prepared for the next recession?
• ZLB & limited fiscal capacity provide pessimistic view
• But policymakers will need to strengthen social safety net in next downturn

Lesson #6: Ongoing Conservatorship Keeps
Taxpayers at Risk
• In 2008, taxpayers "bailed out" GSEs with $187.5 billion
• Currently, taxpayers provide $254.1 billion backstop
• If another large downturn were to occur, taxpayers would need to provide tens of
billions of dollars to cover GSE losses
• Taxpayers are likely not compensated for the risks they bear
• Reforms that reduce these risks – or allow for compensation – would benefit all
taxpayers

Do Economic Objectives Help Achieve Goals?
• Taming the credit cycle is an economic objective that helps achieve goals but
there are tradeoffs and risks
• Policy tools provide benefits
• But also costs – e.g. macroprudential regulation and consumer protection entail risks for
access to credit, e.g. limiting innovation, raising compliance burdens, and uncertainty in "how
much"

• Streamlining the ex post renegotiation of mortgage contracts or limiting costs of
negative equity may come at the expense of more complexity
• Reforms that would mitigate taxpayer exposure to mortgage market risks are
worthy but politically challenging
• Policymakers will need to weigh tradeoffs and understand risks but our view is
that goals will not be met unless economic objectives achieved