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The Evolving U.S. Economy
and Household Debt
Remarks for Household Debt Tipping Points Research Symposium
Karen Dynan
Harvard University and Peterson Institute for International Economics
June 22, 2017

Notes for the slides can be found at the end of the presentation.

PART 1

MACRO TRENDS AND HOUSEHOLD DEBT
TIPPING POINTS

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Some trends that may have made U.S.
households more vulnerable to hitting
tipping points

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Income growth has been limited across much
of the distribution
Growth in Real Household Incomes, 1979-2013
(solid lines = market income; dashed lines = after-tax-and-tra nsfer income)
Percent
125
100
+ 88.3%
+ 84.7%

75

To p q u in tile

50
+ 33.1%

25

+ 11.2%

0

Mid d le q u in tile

-25
-50
1979
1984
1989
Source. Congressional B udget Office.
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1994

1999

2004

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2009

3

Changes in the workplace imply less predictable
incomes
Individuals with Alternative Work Arrangements
Percent of those employed
10

1995

2005

2015

8
6
4
2
0
I ndependent
cont ractors

On-call workers

Temporary help agency Workers provided by
workers
contract firms

Source. Katz and Krueger (2016); 2015 figures are the "alternative weights" estimates.

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More students
are borrowing
to attend
colleges that
tend to add
little to earnings
prospects

Source. Brookings (2015).
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Why these trends potentially matter for
households’ vulnerability to tipping points
Limited income growth
More borrowing to “keep up with the Jones’s”?
More political incentive to favor easy credit policies
Less predictable incomes
More dependence on short-term credit
Growth in enrollment at colleges with poor outcomes:
More people likely to struggle to pay off student debt

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Some trends that make it more difficult for
policymakers to mitigate the immediate
macro fallout from reaching tipping points

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Nominal interest rates have trended down
Interest Rates
Percent
20

15
10-year Treasu ry rate
10

Effective
fed eral
fu n d s rate

5

0
1955

1965

1975

1985

1995

2005

2015

Source. Federal Reserve B oard.

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Government debt has risen (and is projected to
rise further)
Federal Debt Held by the Public
120

Percent of GDP
Actual

Project ed

2010

2020

100
80
60

40
20
0
1940

1950

1960

1970

1980

1990

2000

Source. Congerssional Budget Office.

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Why these trends make it harder to mitigate the
short-run harms of reaching tipping points
Lower nominal interest rates
Fed will hit the zero lower bound more often
Inflation falls short of Fed target more often, so less scope
for inflation to erode nominal debt burdens
High levels of government debt
Limits scope for countercyclical fiscal policy

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Some trends that mean the longer-term
effects of hitting tipping points are more
consequential than in the past

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Productivity growth has been low
Productivity Growth
(percent change, annual rate)
3.3
2.8

1.6
1.3

1950-1973

1974-1995

1996-2003

2004-2017

Note: Nonfarm business sect or. Time ranges correspond to different "eras" of productivity
growth; width of each bar corresponds to the duration of time.
Source. Bureau of Labor Statistics.

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Business dynamism has fallen
Activity Measures for Young Firms (Age 5 or Less)
Percent

Percent
25

60
Share of firms that are
young (left axis)

50

20

40
15
30

Share of employment from
young firms (lright axis)

10

20
5

10

0

0
1982

1987

1992

1997

2002

2007

Source. Decker, Haltiwanger, Harmin, and Miranda (2014).

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Why these trends mean that the longer-term
effects of hitting tipping points are more
consequential
Hitting tipping points causes households and businesses to
lose access to credit
Access to credit is a key determinant of productivity growth
and business dynamism

People need to borrow to invest in human capital
People need to borrow to invest in new businesses

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PART 2

SOME BETTER NEWS

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The current state of household balance
sheets

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The traditional indicators show enormous
improvement
Household Debt to Income Ratio
Percent of disposable income
140

Household Debt Service Ratio
Percent of disposable income
14
13

120

12

100
11
80

10
60
40
1980

9

1990

2000

2010

Source. Federal Reserve B oard.

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8
1980

1990

2000

2010

Source. Federal Reserve B oard.

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The share of underwater mortgages has fallen
substantially
Share of Mortgages with Negative Equity
Percent
35
30
25
20
15
10
5
0
2009

2010

2011

2012

2013

2014

2015

2016

Source. Z illow.

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Delinquencies rates (broadly speaking) have
largely normalized
Overall Household Debt Delinquency Rate
Percent of balances that are 90 or more days delinquent

10
8
6
4
2
0
1999

2002

2005

2008

2011

2014

2017

Source. Federal R eserve Bank of New York.

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But one area to watch is student loans
Student Debt as a Share of
Overall Household Debt
Percent
12

Student Debt Delinquency Rate
Percent of balances 90+ days delinquent
14
12

10

10

8
8

6
6

4

4

2

2

0
2003

2006

2009

2012

2015

Source. Federal Reserve Bank of New York.

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0
2003
2006
2009
2012
2015
Source. Federal Reserve Bank of New York.

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To summarize, the current state of household
balance sheets is, on the whole, good
The odds of reaching a household debt “tipping point” in the
near future are low
We should be concerned about some aspects of student
loans, but the immediate risk to the macroeconomy is limited

There are a few problem areas (e.g. subprime auto lending)
but they are not large by macro standards

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More good news—there has been important
progress in regulation and other areas
Banks are lending more prudently and they are better
capitalized
The Consumer Financial Protection Bureau should better
protect households from reaching debt tipping points

In conducting mortgage interventions in the last crisis, the
federal government learned valuable lessons about how to
best design such programs

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CONCLUSION

AREAS WHERE MORE WORK
NEEDS TO BE DONE

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Important unfinished policy business
Mortgage finance reform
Better regulation for student loans: top priority should be
taking steps to hold higher education institutions more
accountable for the quality of the services they deliver

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Other agenda items
Potential for “fintech” innovations to improve household debt
management
Scope to develop new mortgage products that better protect
households from tipping points

More publicly available data for researching and tracking
household debt tipping points

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Endnotes
Slide 3: Source—Congressional Budget Office, The Distribution of Household Income and Federal Taxes, 2013. Market income
consists of labor income, business income, capital gains (profits realized from the sale of assets), capital income
excluding capital gains, income received in retirement for past services, and other sources of income. Shaded vertical
bars denote recessions.
Slide 4: Source—Data from table 2 of Katz, Lawrence F. and Alan B. Krueger (2016), “The Rise and Nature of Alternative Work
Arrangements in the United States, 1995-2015,” National Bureau of Economic Research Working Paper No. 22667,
Slide 5: Source—Brookings (2015) ”Media Summary of ‘Students loan debt a selective crisis; Majority of recent borrowers and
defaulters attend for-profit and non-selective schools’ by Adam Looney and Constantine Yannelis.”
Slide 8: Source—Federal Reserve Board.
Slide 9: Source—Congressional Budget Office (2017), The Budget and Economic Outlook: 2017 to 2027.
Slide 12: Source—Bureau of Labor Statistics. Data for the last bar go through 2017:Q1.
Slide 13: Source—Data from figure 4 of Decker, Ryan, John Haltiwanger, Ron Jarmin, and Javier Miranda (2014), “The Role of
Entrepreneurship in US Job Creation and Economic Dynamism,” Journal of Economic Perspectives 28(3).
Slide 17: Source—Federal Reserve Board. The last data point for the household debt to income ratio is 2017:Q1, and the last
data point for the household debt service rate is 2016:Q4.
Slide 18: Source—Zillow. The last data point is 2016:Q4.
Slide 19: Source—Federal Reserve Bank of New York. The last data point is 2017:Q1.
Slide 20: Source—Federal Reserve Bank of New York. The last data point is 2017:Q1.

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