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Business Investment in the United States:
Facts, Explanations, Puzzles, and Policies
d

Jason Furman
Chairman, Council of Economic Advisers

Progressive Policy Institute
September 30, 2015

Real Business Investment Has Slowed,
Despite Strength of the Recovery
Real Business Fixed Investment and Nonfarm Employment

4-Quarter Percent Change
15

4-Quarter Percent Change

4

10

3

5

2
2015:Q2

0
Nonfarm
Employment
(right axis)

Real Business
Fixed Investment
(left axis)

-5
-10

-1
-2
-3
-4

-15
-20

1

-5
1990

1995

Note: Shading denotes recession.
Source: Bureau of Economic Analysis; Bureau of Labor Statistics.

2000

2005

2010

2015

-6
1

Investment is Below its Pre-Recession Trend
Across the Advanced Economies
Business Fixed Investment Across Advanced Economies

Equipment Investment Across Advanced Economies

Log Index, 1990=0
1.4

Log Index, 1990=0
1.4

1.2

1.2

1.0

1.0

0.8

2014

1990-2004
Linear Trend

0.6

0.8
Actual

0.4

Actual

0.2

0.0
-0.2

1990-2004
Linear Trend

0.6

0.4
0.2

2014

0.0
1990

1995

2000

2005

2010

2015

Structures Investment Across Advanced Economies

-0.2

1990

1995

Log Index, 1990=0
1.4

1.20

1.2

1.00

1.0

0.80

0.8

0.60

0.6

0.20

Actual

2014

2010

2015

2014

1990-2004
Linear Trend

0.4

1990-2004
Linear Trend

0.00
-0.20

2005

Residential Investment Across Advanced Economies

Log Index, 1990=0
1.40

0.40

2000

0.2

Actual

0.0

1990

1995

2000

2005

2010

2015

-0.2

1990

1995

2000

2005

2010

2015

Note: The figure, modeled on IMF (2015), presents data for 28 advanced economies: Australia, Austria, Canada, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Israel,
Italy, Japan, Korea, Latvia, Luxembourg, Malta, Netherlands, New Zealand, Norway, Portugal, Singapore, Slovak Republic, Slovenia, Spain, Sweden, United Kingdom, and United States.
Source: International Monetary Fund; national authorities via Haver analytics.

2

Business Fixed Investment has Driven the Reduction in
Investment Growth Across Advanced Economies
Decomposition of the Investment Slump, 2008-2014

Average Percent Deviation from Spring 2007 Forecasts
5
0
-5
-10
-15
-20

Public
Residential
Business
Total

-25
-30
-35

Advanced
Economies

United
States

United
Kingdom

Japan

Peripheral
Core
Euro Area Euro Area

Other

Note: The figure shows the deviation of investment between 2008 and 2014 from forecasts made in the spring of 2007. The black squares indicate the average percent deviation of total
investment. The divided into different colored segments show the contribution of the components of investment—business, residential, and public—to the deviation. Public sector
contributions to residential and nonresidential investment are excluded from these categories when data for these contributions are available. The Peripheral Euro Area category includes
Greece, Ireland, Italy, Portugal, and Spain. The Core Euro Area category includes the rest of the Euro Area economies in the list of 28 advanced economies included in the note to the previous
figure.
3
Source: International Monetary Fund (Fiscal Monitor database); Consensus Economics; national authorities via Haver Analytics.

Equipment and Structures Investment Slowed While
Intellectual Property Products Investment Accelerated
Contributions to Real Business Fixed Investment Growth

Percentage Points, Annual Rate
10

Equipment
8

Structures

6

IP

4

Total Business Fixed
Investment Growth

2
0
-2

2009:Q4-2011:Q4

Source: Bureau of Economic Analysis; CEA calculations.

2011:Q4-2014:Q4

2014:Q4-2015:Q2

4

Slower Investment Growth in 2015 is Entirely Attributable
to the Collapse in Drilling Investment
Contribution to Real GDP Growth from Select Components
of Business Investment, 2013-2015

Percentage Points, Annual Rate
1.2
0.9
1.0
0.8
0.6

0.5

2013

2014

2015:H1

0.6

0.4
0.2

0.0

0.1

0.0
-0.2
-0.4
-0.6
-0.8

-0.6
Business Fixed Investment
(excluding Drilling)

Drilling

Note: “Drilling” refers to the mining exploration, shafts, and wells category of investment in the National Income and Product Accounts. All growth rates and contributions are Q4/Q4, except
2015:H1, which is 2015:Q2/2014:Q4.
5
Source: Bureau of Economic Analysis; CEA calculations.

Current Rates of Investment Growth are in Line with the
Path of Overall Output Growth
Real GDP and Business Fixed Investment
4-Quarter Percent Change
10

4-Quarter Percent Change
20

GDP
(Left Axis)

8
6

16
12

4

2015:Q2

2

8
4

0

0

-2

-4

Investment
(Right Axis)

-4

-8

-6

-12

-8

-16

-10
1980

Note: Shading denotes recession.
Source: Bureau of Economic Analysis.

1985

1990

1995

2000

2005

2010

2015

-20
6

Business Outlook has Improved in Recent Years,
Despite Claims of Uncertainty
Business Outlook, Next Six Months

Diffusion Index
140
Economic Outlook
120
(CEOs, right axis)
100

Net Percent Expecting Increase
70
General Activity
Expectations (Regional
60
Manufacturers, left axis)
50
40

2015:Q3

30

80
60

20

40

10

20

0
-10
-20

0

Sales Expectations
(Small Businesses,
left axis)
2003

2005

2007

-20
2009

2011

2013

2015

-40

Note: The general activity expectations of regional manufacturers is the Federal Reserve Bank of Philadelphia’s Future General Activity Index. The small business sales expectations index is the
National Federation of Independent Business’s Small Business Optimism Index. The CEO sentiment index is the CEO Economic Outlook Survey Diffusion Index, for which readings above 50
indicate expansion.
7
Source: Federal Reserve Bank of Philadelphia; National Federation of Independent Business; and Business Roundtable.

Corporate Bond Spreads and Policy Uncertainty
Have Largely Recovered from the Crisis
Measures of Economic Uncertainty

Index (2001-2007 Average = 100)
400
350

Economic
Policy
Uncertainty
Index

300
250
200
150

VIX Market
Volatility
Index

Aug-15

100
50
0
2000

2005

2010

2015

Note: Shading denotes recession.
Source: Chicago Board Options Exchange; "Measuring Economic Policy Uncertainty". (2012). Scott R. Baker, Nicholas Bloom and Steve Davis. Stanford mimeo.

8

Gross Investment as a Share of GDP has Fallen
Since the Great Recession
Gross and Net Investment

Percent of Gross Domestic Product
30
25

Gross
Domestic
Investment

2015:Q2

20
1947-1990
Averages

15
10
5
0
1950
Note: Shading denotes recession.
Source: Bureau of Economic Analysis.

Domestic
Investment
Net of
Depreciation
1960

1970

1980

1990

2000

2010
9

Equity Returns Have Grown More Highly Skewed
Distribution of Annual Returns on Equity Across S&P 500

Count of Firms with Given Return on Equity
25
20
15
1991

2014

10
5
0

-20 -15 -10 -5

0

5 10 15 20 25 30 35 40 45 50 55 60
Return on Equity (Percent)

Note: The annual return to common equity is displayed for the stated year (i.e. 1991 or 2014) for all members of the S&P 500 as of the last week of May the following year (i.e. 1992 or 2015).
The distribution of returns covers all members of the S&P 500 in the year indicated and buckets firms by single percentage-point intervals, smoothed by averaging over five percentage-point
intervals. The tail ends of the distribution (above or below a 60 percent or 20 percent return on equity, respectively) were trimmed for optical clarity.
10
Source: Bloomberg Professional Service; CEA calculations.

Deciphering Quality Improvements
for Calculating Price Changes is Challenging
Change in Nominal Business Investment
Percent Change, Annual Rate
8
Real Investment

7

Investment Prices

6
5
4
3
2
1
0

1980-89

1990-99

2000-09

2010-15

Note: Investment prices reflect the implicit deflator for private nonresidential fixed investment. The deflator was calculated by dividing real private nonresidential fixed investment in chained
2009 dollars by nominal private nonresidential fixed investment.
11
Source: Bureau of Economic Analysis; CEA calculations.

Reduced Capital Deepening Accounts for Two-Thirds of
Reduction in Productivity Growth Since Crisis
Sources of Productivity Growth, 1948-2007 vs. 2010-2014

Percentage Points, Annual Rate
3.0
2.5

2.3
0.2

2.0
1.5

0.9

Capital
Intensity

1.0
0.5

Labor
Composition

1.2

Total Factor
Productivity

0.2

0.6

0.0
-0.5

0.7

-0.2

1948-2007

Note: Displayed series are the contributions to labor productivity growth in the private nonfarm business sector.
Source: Bureau of Labor Statistics; CEA calculations.

2010-2014
12

The President’s Agenda to Increase the
Quantity and Quality of Investment

• Relieve the Sequester
• Public R&D Investment
• Public Infrastructure Investment
• Business Tax Reform
• Supporting Innovation
• Supporting Manufacturing
• Supporting Small Businesses
• High-Standards Free Trade Agreements
13

Business Investment in the United States:
Facts, Explanations, Puzzles, and Policies
d

Jason Furman
Chairman, Council of Economic Advisers

Progressive Policy Institute
September 30, 2015