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The First Phase of
the U.S. Recovery
James Bullard
President and CEO
Federal Reserve Bank of St. Louis

Commerce Bank Economic Breakfast
18 November 2009
Any opinions expressed here are mine and do not necessarily reflect those of other
Federal Open Market Committee members.

Plan For This Talk
The nascent recovery
How to think about current monetary policy
The regulatory reform debate

The Nascent Recovery

Forecasters See Growth Ahead
Real Gross Domestic Product.
Actual and forecasted, percent change from previous quarter at annual rate.

Percent
10
8
6
4
2
0
-2

Real GDP Growth
Nov-2009 BC Forecast
Nov-2009 MA Forecast

-4
-6
-8
2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

Source: Bureau of Economic Analysis, Blue Chip Consensus, Macroeconomic Advisers.

Forces Driving the Recovery
Stronger-than-expected global growth, especially
in Asia.
Recovering consumption expenditure in the U.S.
Less stress in financial markets.
A stabilizing housing sector.

Global Growth is Improving
Canada
-3.4, 0.0, 5.0
U.S.
-0.7, 3.5, 4.0
Latin America
1.7, 4.5, 5.2

U.K.
-2.3, -1.0, 1.7
EU
-0.7, 1.8, 2.0

Russia
-2.2, 17.0, 13.7
China
16.4, 12.0, 9.6
India
8.0, 9.5, 9.0

South Africa
-3.0, 0.0, 2.2

Japan
2.3, 1.9, 2.4
Australia
2.5, 2.0, 1.9

Growth Rate in Real GDP, SAAR, Percent
2009:Q2, 2009:Q3,2009:Q4
Source: Barclays Capital Global Economic Weekly.

Manufacturing Around The Globe Is Improving

Source: Financial Times and Thomson Reuters Datastream.

U.S. Consumption Is Stabilizing
Real Personal Consumption Expenditures
(Monthly Data. Last observation: Sept. 2009)

Billions of Chained 2005 Dollars
9400
9350
9300
9250

WTI crude oil price
tops $100/barrel

9200
9150
9100

Lehman Brothers'
collapse

9050
9000
Jan-07

Apr-07

Jul-07

Oct-07

Jan-08

Apr-08

Jul-08

Oct-08

Jan-09

Apr-09

Jul-09

Source: Bureau of Economic Analysis.

House Prices Are Stabilizing
Three-month percent change, annual rates (Monthly Data. Last observation: Aug. 2009)
Percent
25

Case-Shiller
Composite 20

20
15
10
5

LP-HPI

FHFA: PO

0
-5
-10
-15
-20
-25
-30
2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

Source: Loan Performance/FHFA/S&P.

Housing Market Begins Recovery?
SAAR, Thousands of Units

4-quarter percent change

2400
2200
Private Housing Starts (Left Axis)
2000
1800
1600
1400
1200
1000
800
Residential Investment (Right Axis)
600
400
200
0
1987 1988 1990 1991 1993 1994 1996 1997 1999 2000 2002 2003 2005 2006 2008 2009

60
50
40
30
20
10
0
-10
-20
-30
-40

Source: U.S. Bureau of the Census, U.S. Department of Commerce, and Macroeconomic Advisors.

Civilian Unemployment Remains High…
Percent

Thousands
700

11

650
10

600
9

550

Unemployment Rate
500
450
400
350

8

Initial Claims for
Unemployment Insurance
(4-week Moving Average)

7

6

300
5

250
200
2007

4

2008

2009
Source: Bureau of Labor Statistics/Department of Labor.

…But the Pace of Job Losses Has Slowed
Nonfarm Payroll Employment Growth
Change from previous month (Monthly Data. Last observation: Oct. 2009).

Thousands
400

7.3 Million Jobs have been lost since December 2007
200
0
-200
-400
-600
-800
Jan-07

Jul-07

Jan-08

Jul-08

Jan-09

Jul-09

Source: Bureau of Labor Statistics.

Financial Markets and Inflation

Credit Spreads Have Narrowed
Bond Spreads to 10-Yr Treasury
(Monthly data. Last Observation: Oct. 2009)

Basis Points
800
700

BBB

600
500
400

AA

300
200

AAA

100
0
Jan-2007

Jul-2007

Jan-2008

Jul-2008

Jan-2009

Jul-2009
Source: Federal Reserve.

Credit Default Swap Prices Are Improving
Basis Points
1000
900
800
700
600
500
400
300

JPMorgan Chase
Goldman Sachs
Morgan Stanley
Citi
Bank of America
Wells Fargo

200
100
0
2007

2008

2009
Source: Bloomberg.

Equity Markets Are Improving
Index
Jan. 2007=100
120

Dow Jones U.S. Total Stock Market Index

100
80
60

S&P Financial Stock Market Index

40
20
0
Jan-07 Apr-07 Jul-07

Oct-07 Jan-08 Apr-08 Jul-08

Oct-08 Jan-09 Apr-09 Jul-09

Oct-09

Source: Standard and Poor’s and Wall Street Journal.

Inflation Remains Low…
PCE Inflation
3-month percentage change

0.8
0.6

Headline PCE

0.4
Core PCE

0.2
0
-0.22000

2001

2002

2003

2004

2005

2006

2007

2008

2009

-0.4
-0.6
-0.8
Source: Bureau of Economic Analysis/Macroeconomic Advisers.

… But Inflation Uncertainty is Elevated
Percent, Constant Maturity
4

5 Year Forward

3
2
1

10 Year
0
-1
-2
-3
Jan-07

5 Year
Apr-07

Jul-07

Oct-07

Jan-08

Apr-08

Jul-08

Oct-08

Jan-09

Apr-09

Jul-09

Oct-09

Source: Federal Reserve.

Monetary Policy

Three Parts to Current Monetary Policy
Liquidity programs: lending on collateral to mitigate the panic.
A near-zero interest rate policy.
An asset purchase program, “quantitative easing.”

Liquidity Programs
Liquidity programs: lending on collateral to mitigate the
panic.





Standard central bank response to a financial crisis ...
... this time on a grand scale.
The liquidity programs naturally taper off as the crisis recedes.
Not an inflationary concern.

Liquidity Programs Naturally Tapering Off
Short-Term Lending to Financial Firms and Markets
Billions $
2,000
1,800
1,600
1,400
1,200
1,000
800
600
400
200
0
01/07

07/07

01/08

07/08

01/09

07/09

Near-Zero Policy Rates in the G-7
Rate (%)
6

U.K.
5
4

Canada
3

Euro
Area

2

U.S.
1
0
Jan-07

Japan
Jul-07

Jan-08

Jul-08

Jan-09

Jul-09

A Near-Zero Policy Rate
A near-zero interest rate policy
 Past two recessions: 2.5 - 3.0 years after the recession end before
policy rate increases began.
 The “too low for too long” argument may weigh heavily on the
FOMC this time.
 The market focus on interest rates is disappointing given quantitative
easing.

Composition of Federal Reserve Assets
(Weekly Data. Last Observation: Nov. 11, 2009)
Billions $
3,000
2,500
2,000
1,500

Short-Term Lending to Financial Firms
and Markets
Rescue Operations
Operations Focused on Longer-Term
Credit Conditions
Traditional Portfolio
Traditional Portfolio and Long-Term
Assets

1,000
500
0
01/07

07/07

01/08

07/08

01/09

07/09

01/10

The Asset Purchase Program
The Committee announced an intention to buy up to $1.725 trillion
in assets by 2010 Q1.
 Considered successful as quantitative easing.
 Causing a large and persistent increase in the monetary base ...
 ... and a medium-term inflation risk.

The FOMC asset purchase program does not have a statecontingent character.
Main issue: How to adjust the asset purchase program going
forward and not generate inflation?

Regulatory Reform

Key Problem: Too Big To Fail
“Too Big to Fail” is an intolerable situation which must
be addressed.
Large, complex, global institutions, many of which are
not banks.
One important idea: A resolution regime for large
financial firms.

Large S&P 500 Financial Firms (As of 2007:Q4)

Firm

Total Assets,
Bill.
(2007:Q4 )

Pct. of Tot.
Assets in S&P
500 Fin.

Cum.
Percent

Citigroup Inc.

$2,187

10.9%

10.9%

BHC

Bank of America Corp.

1,715

8.5

19.5

BHC

JPM Chase & Co.

1,562

7.8

27.3

BHC

Goldman Sachs Grp.

1,119

5.5

32.9

BHC

AIG

1,060

5.3

38.2

Insurance

Morgan Stanley

1,045

5.2

43.4

BHC

Merrill Lynch

1,020

5.1

48.5

Inv. Bank

Fannie Mae

882

4.4

53.9

GSE

FHL Mortg.

794

3.9

56.9

GSE

Wachovia Corp.

782

3.9

60.8

BHC

Type of Firm
(2007: Q4)

Large S&P500 Financial Firms (As of 2007:Q4)
Firm

Total
Assets, Bill.
(2007:Q4)

Pct. of Tot.
Assets in
S&P 500 Fin.

Cum.
Percent

Type of Firm
(2007:Q4)

Lehman Bros.

691

3.4

64.2

Inv. Bank

Wells Fargo

575

2.8

67.1

Thrift

MetLife Inc.

558

2.7

69.9

Insurance

Prudential Financial

485

2.4

72.3

Fin. Adv./Ins.

Hartford Financial Svcs.

360

1.8

74.1

Insurance

Washington Mutual

327

1.6

75.7

Thrift

U.S. Bancorp

237

1.1

76.9

BHC

Countrywide Financial Corp.

211

1.0

78.0

Thrift

Bank of NY Mellon Corp.

197

0.9

79.0

BHC

Lincoln National

191

0.9

79.9

Insurance

The Role of the Fed
Discount window: The Fed needs to have a role in
regulating institutions to which it may lend.
Monetary policy: To be effective, the Fed needs to know
the condition of the financial system through hands on
regulatory involvement.
Fed independence is vital in maintaining credible
monetary policy.

Federal Reserve Bank of St. Louis
stlouisfed.org
Federal Reserve Economic Data
(FRED)
research.stlouisfed.org/fred2/

James Bullard
research.stlouisfed.org/econ/bullard/