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What Is the Best Strategy for
Extending the U.S. Economy’s
Expansion?
James Bullard
President and CEO

CFA Society Chicago—Distinguished Speaker Series Breakfast
Sept. 12, 2018
Chicago, Ill.
Any opinions expressed here are my own and do not necessarily reflect those of the
Federal Open Market Committee.
1

Introduction

2

Main idea
•
•
•

In this talk, I will discuss a possible strategy for extending
the U.S. economic expansion.
My preferred approach relies on placing more weight on
market signals than has been customary in past U.S.
monetary policy strategy.
By “market signals,” I am explicitly referring to
information from the yield curve and from market-based
measures of inflation expectations.

3

Key themes in this talk
•
•
•

Empirical Phillips curve relationships have largely broken
down in the last two decades, leaving monetary
policymakers without a clear guidepost for action.
To compensate, policymakers should now put more weight
on financial market signals, such as the slope of the yield
curve and market-based inflation expectations.
Handled properly, these signals could help the Federal
Open Market Committee (FOMC) better identify the
neutral policy rate and possibly extend the U.S. economic
expansion.

4

The Disappearing Phillips Curve

5

The inflation targeting era
•
•

Around 1995, the U.S. inflation rate reached 2 percent, and
U.S inflation expectations stabilized near that value.
I interpret this as the U.S. having an implicit inflation
target of 2 percent after 1995—the inflation targeting era—
whereas inflation expectations were not as well anchored
prior to that date.*

*The FOMC named an explicit inflation target of 2 percent in January 2012, but I am arguing that the Committee
behaved as if it had a 2 percent target well before that date.
6

The disappearing Phillips curve
•
•
•

The post-1995 time frame in the U.S. coincides with a
global movement among central banks toward inflation
targeting that began in the early 1990s.
During this period, the 2 percent inflation target became an
international standard.
Once inflation expectations began to stabilize around this
international standard, the empirical relationship between
inflation and unemployment—the so-called “Phillips
curve”—began to disappear. That relationship had
previously been prominent.*

* See J. Bullard, “The Case of the Disappearing Phillips Curve,” Remarks delivered at the 2018 ECB Forum on Central
Banking, Sintra, Portugal, June 19, 2018.
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Empirical evidence on the Phillips curve
•

The following chart shows the coefficient on a measure of
resource slack (unemployment) in a regression of price
inflation on resource utilization.
o The analysis is contained in the 2016/17 BIS annual report.
o The data are for a panel of G-7 economies.

o The coefficient is estimated for rolling 15-year samples,

•

from the 1980s to the present.
o The point estimate is a weighted average across economies.

The main idea of the chart is that the slope of the Phillips
curve was once negative but has been drifting toward zero
in the inflation targeting era. The coefficient has not been
different from zero in recent years.
8

Flattening in G-7 economies
Time-Varying Phillips Curve Slope

Source: Bank for International Settlements (2017).
9

Current monetary policy strategy
•

•

•
•

The conventional wisdom in current U.S. monetary policy
is based on the Phillips curve and suggests that the policy
rate should continue to rise in order to contain any increase
in inflationary pressures.
However, in the current era of inflation targeting, neither
low unemployment nor faster real GDP growth gives a
reliable signal of inflationary pressure because those
empirical relationships have broken down.
Continuing to raise the policy rate in such an environment
could cause the FOMC to go too far, raising recession risk
unnecessarily.
What can be done?
10

Using Financial Market Signals:
The Yield Curve

11

An alternative set of signals
•
•
•

•

An alternative to the Phillips curve is to place more emphasis
than usual on financial market information.
Generally speaking, financial market information suggests
that current monetary policy is neutral or even somewhat
restrictive today.
Specifically, the yield curve is quite flat, and market-based
inflation expectations, adjusted to a personal consumption
expenditures (PCE) basis, remain somewhat below the
FOMC’s 2 percent target.
Financial market information suggests the policy rate path in
the June 2018 Summary of Economic Projections (SEP) is
too hawkish for the current macroeconomic environment.
12

Nominal yield curve flattening

Sources: Federal Reserve Board and author’s calculations. Last observation: Week of Sept. 5, 2018.
13

Slope of the yield curve as a predictor
of economic activity
•

The slope of the yield curve is considered a good predictor
of future real economic activity in the U.S.*

•

This is true both in empirical academic research and in
more casual assessments, such as the next chart.

* For example, see A. Estrella and G.A. Hardouvelis, “The Term Structure as a Predictor of Real Economic Activity,”
Journal of Finance, June 1991, 46(2), 555–76, and J.H. Wright, “The Yield Curve and Predicting Recessions,” FEDS
Working Paper No. 2006-07, February 2006. A. Estrella’s bibliography provides a comprehensive list of references on
the topic.
14

An inverted yield curve helps predict
recessions

Sources: Federal Reserve Board and author’s calculations. Last observation: Week of Sept. 5, 2018.
The shaded areas indicate NBER recessions.
15

Alternative term spreads
•
•

•

One could consider alternative term spreads and other
information.*
However, various term spreads tend to be highly
correlated, so switching to somewhat different measures
tends not to change the broad macroeconomic
interpretation.
The 10-year Treasury yield is a bellwether rate determined
mostly by market forces, and the one-year is closely
related to Fed policy. An inversion suggests a very
different outlook at the Fed versus in the market.

* See P. Johansson and A. Meldrum, “Predicting Recession Probabilities Using the Slope of the Yield Curve,” FEDS
Notes, March 1, 2018.
16

Using Financial Market Signals:
Market-Based Inflation Expectations

17

Market-based inflation expectations
•
•
•
•

The inflation compensation derived from Treasury
Inflation-Protected Securities (TIPS) is based on headline
consumer price index (CPI) inflation.
The FOMC’s 2 percent inflation target is in terms of the
annual change in the price index for PCE.
Historically, CPI inflation has run somewhat higher than
PCE inflation, with an adjustment of about 30 basis points
at an annual rate.*
Other factors can influence TIPS-based expected inflation.

* This adjustment is conservative. The difference between CPI and PCE inflation since January 1960 was, on average, 46
basis points.
18

Inflation expectations remain low

Source: Federal Reserve Board. Last observations: Sept. 10 (breakeven inflation rates) and Aug. 31, 2018.
19

The message from financial markets
•
•

The yield curve information suggests that financial
markets do not see excessive real growth or excessive
inflationary pressure over the forecast horizon.
The TIPS-based inflation compensation data suggest that
markets do not expect the FOMC to achieve the 2 percent
inflation target on average on a PCE basis over the next
decade.

20

Strengths and Weaknesses of
Financial Market Information

21

A forward-looking strategy
•
•
•

More directly emphasizing financial market information
naturally constitutes a forward-looking monetary policy
strategy.
One of the great strengths of financial market information
is that markets are forward-looking and have taken into
account all available information when determining prices.
Thus, markets have made a judgment on the effects of the
fiscal package in the U.S., ongoing trade discussions,
developments in emerging markets, and a myriad of other
factors in determining current prices.

22

Financial markets and the Fed
•
•

•

Financial markets are also pricing in future Fed policy,
which creates some feedback to actual Fed policy if
policymakers are taking signals from financial markets.
This has to be handled carefully: Ideally, there would be a
fixed point between Fed communications and marketbased expectations of future Fed policy, i.e., the two would
be close to each other.
Generally speaking, markets have currently priced in a
more dovish policy than indicated by the FOMC’s SEP—
they expect the Committee to be more dovish than
announced but still not enough to achieve the inflation
target!
23

Caveats on financial market signals
•
•

•

To be sure, financial market information is not infallible,
and markets can only do so much in attempting to predict
future macroeconomic performance.
Nevertheless, the empirical evidence on yield curve
inversion in the U.S. is relatively strong, and TIPS-based
inflation expectations have generally been correct in
predicting subdued inflationary pressures in recent years.
Therefore, both policymakers and market professionals
need to take these financial market signals seriously.

24

Risks and Opportunities

25

Risks
•

Yield curve inversion would likely increase the
vulnerability of the economy to recession.

•

An inflation outbreak is possible but seems unlikely at this
point. By closely monitoring market-based inflation
expectations, the FOMC can keep inflationary pressure
under close surveillance.

•

Financial stability risks are generally considered moderate
at this juncture. Arguably, these are being addressed
through Dodd-Frank and related initiatives, including
stress testing.

26

Opportunities
•

•

The current expansion dating from the 2007-2009
recession has been long and subdued on average. The slow
pace of growth suggests the expansion could have much
further to go.
The strong performance of current labor markets could
entice marginally attached workers back to work,
increasing skills and enhancing resiliency before the next
downturn.

27

Uncertainty
•
•
•
•

Another long-standing issue in macroeconomics is how to
think about parameter uncertainty, or more broadly, model
uncertainty.
Brainard (1967) suggested that when model parameters are
in doubt, policy should be more cautious than otherwise.*
Hansen and Sargent (2008) suggested that, in some cases,
policymakers may want to be more aggressive than
otherwise.†
This remains an important unresolved issue, but how to
handle parameter uncertainty has been a concern for the
FOMC for years.

* W.C. Brainard, “Uncertainty and the Effectiveness of Monetary Policy,” American Economic Review, May 1967, 57(2), 411–25.
† See L.P Hansen and T.J. Sargent, Robustness, Princeton University Press, 2008, R. Tetlow, “The Monetary Policy Response to
Uncertain Inflation Persistence,” FEDS Notes, Aug. 29, 2018, and C. Erceg et al., “Some Implications of Uncertainty and
Misperception for Monetary Policy,” FEDS Working Paper No. 2018-59, Aug. 9, 2018.
28

Conclusion

29

Conclusion
•

•
•

U.S. monetary policymakers should put more weight than
usual on financial market signals in the current
macroeconomic environment due to the breakdown of the
empirical Phillips curve.
Handled properly, current financial market information can
provide the basis for a better forward-looking monetary
policy strategy.
The flattening yield curve and subdued market-based
inflation expectations suggest that the current monetary
policy stance is already neutral or possibly somewhat
restrictive.

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James Bullard

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