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A Hat Trick for the FOMC

James Bullard
President and CEO, FRB-St. Louis
20th Annual Indiana Economic Outlook Luncheon
Ball State University
7 December 2015
Muncie, Ind.
Any opinions expressed here are my own and do not necessarily reflect those of the Federal Open Market Committee.

Introduction

Macroeconomic forecasting on the FOMC
Federal Open Market Committee (FOMC) participants
regularly make forecasts.
 This time of year provides a good window to evaluate previous
forecasts to see what can be learned from them.

On which dimensions was the Committee right, and on which
dimensions wrong, in its forecasts for 2015?
What are the implications for forecasts and monetary policy
in 2016?

Fed forecasts
The Fed releases forecasts on real GDP growth, the
unemployment rate, inflation and the policy rate.
The forecasts are made by FOMC participants each quarter,
without attribution to individuals.
I will point out the St. Louis Fed’s forecasts as we consider
the range of forecasts of Committee participants in recent
years.

Main themes for today’s talk
The FOMC forecasts are “special” because the Committee
also decides on monetary policy for the U.S.
The FOMC forecast range looks set to miss on all three key
variables in 2015.
 A hat trick!

However, these misses are such that they continue to pull the
Committee in different directions on monetary policy.
 Unexpectedly low inflation and real GDP growth suggest
pushing policy in a somewhat easier direction.
 Robust labor markets suggest pushing policy in a somewhat
tighter direction.

The Monetary Policy Assumption

The policy assumption clouds FOMC forecasts
When FOMC participants are asked to submit forecasts, it is
under an “appropriate monetary policy” assumption.
 How should this be interpreted?

This aspect of the exercise clouds the meaning of these
Committee forecasts.
This is a long-standing problem.

The problem as explained by Dickens
Consider “A Christmas Carol” by Charles Dickens.
The Ghost of Christmas Future shows Scrooge a scary vision
of events to come, but only under Scrooge’s present-day
policy of cold-heartedness.
If Scrooge changes his policy today, then perhaps the vision
shown to him by the Ghost of Christmas Future will not
materialize.
In the story, Scrooge does change policy and his future
unfolds in a very different way.
Did the Ghost of Christmas Future make a “bad forecast”?

The Ghost of Christmas Future

© iStockphoto/duncan1890

The Dickens problem for the FOMC
FOMC participants are like the Ghost of Christmas Future.
They must produce a vision of what is to come for the
economy, but under a monetary policy assumption.
• Should participants project possible outcomes under a policy path
likely to be chosen by the Committee, even if they view a
different policy path as appropriate? The prediction may then be
for less satisfactory outcomes.
• Or, should participants project possible outcomes under their own
policy assumption? If so, these participants might then predict
good outcomes.

Participants in fact use very different policy assumptions.
• There is currently no resolution to this problem.

The forecast assessment for today
Outside observers often simply treat the FOMC
prognostications as forecasts of what will actually happen.
That is how I will look at these forecasts today.
However, I will do so with your understanding that this is not
completely fair.
• For a technical discussion of this and related issues, see Martin
Ellison and Thomas J. Sargent, 2012, “A Defense of the FOMC,”
published in the International Economic Review, and my related
commentary, “Discussion of Ellison and Sargent,” at the
Workshop on Uncertainty Over the Business Cycle, Frankfurt,
Germany, 2009.

FOMC Forecast Assessment 2015

The data
We will consider the FOMC forecast ranges for three
variables: Real GDP growth, unemployment and inflation.
There is a “central tendency,” which omits the three highest
and three lowest projections.
The forecasts are the ones made in June for the following
January-December calendar year.
Full data for 2015 are not yet available, and we fill in using
private sector estimates.

The forecast record
The Committee often misses in the sense that the entire range
of forecasts across FOMC participants is too high or too low.
In 2015, the FOMC was:
 too optimistic on real GDP growth,
 too pessimistic on unemployment, and
 too sanguine that inflation would remain near target.

This is the “hat trick” in the title of this talk.

Real GDP Growth Forecasts

Real GDP growth

Source: FRB Economic Projections of Federal Reserve Governors and Reserve Bank Presidents in the Monetary
Policy Report to the Congress from the previous July. The 2015 data figure is the MA November 11, 2015, forecast.

Remarks on real GDP growth
The central tendency of the Committee overestimated real
GDP growth for 2015.
 The Committee was better on this variable in 2013 and 2014.

The big misses for this variable were 2011 and 2012, as well
as during the recession years 2008 and 2009.
Bottom line: The growth forecast looks too high for 2015.
 The St. Louis Fed was also too high.

Unemployment Forecasts

Unemployment

Source: FRB Economic Projections of Federal Reserve Governors and Reserve Bank Presidents in the Monetary
Policy Report to the Congress from the previous July; Bureau of Labor Statistics.

Remarks on unemployment
The Committee missed the extent of the decline in
unemployment in 2015, expecting less labor market
improvement than was observed.
For 2015, the St. Louis Fed had the one of the lower forecasts
for the end-of-year unemployment rate.
 Despite being optimistic for this variable, we were still too high
for 2015.

Bottom line: The FOMC was too pessimistic on labor market
improvement.
 This is the third year in a row this has happened.

Private sector forecasts for unemployment
The private sector forecasting community has also been far
too pessimistic on unemployment.
The following chart shows forecasts for unemployment made
at the launch of QE3 in September 2012, and in the following
years, for the end-of-year unemployment rate in 2013, 2014
and 2015.
These forecasts were all too high.
Fed and private sector forecasters may want to change their
thinking on unemployment, having been wrong three years in
a row.

Unemployment

Source: Bureau of Labor Statistics and Blue Chip Economic Indicators. Last observation: November 2015.

Inflation Forecasts

Headline inflation

Source: FRB Economic Projections of Federal Reserve Governors and Reserve Bank Presidents in the Monetary
Policy Report to the Congress from the previous July. The 2015 data figure is the MA November 11, 2015, forecast.

Oil prices

Source: Energy Information Administration and Financial Times. Last observation: December 3, 2015.

Core inflation

Source: FRB Economic Projections of Federal Reserve Governors and Reserve Bank Presidents in the Monetary
Policy Report to the Congress from the previous July. The 2015 data figure is the MA November 11, 2015, forecast.

Remarks on inflation
The Committee overestimated inflation for 2015.
However, a large oil price shock is still influencing the
inflation numbers.
The Committee was closer on core inflation, but still too
high.
 The St. Louis Fed was too high.
 We expected inflation to rebound as the economy improved.

Implications for Current Monetary Policy

Implications
The Committee ranges look to have missed on all three
variables in 2015.
The surprise has the following form:
 Real GDP growth has surprised the Committee to the low side.
 Labor markets have surprised the Committee to the upside.
 Inflation has surprised the Committee to the low side.

This constellation of surprises continues to pull the
Committee in different directions with respect to monetary
policy choices.

How did the Committee adjust policy?
In traditional central banking, when macroeconomic
performance deviates from expectations, policymakers chart
a different course for interest rates.
The surprisingly strong improvement in labor markets
suggests somewhat earlier and faster policy rate increases
than would otherwise be the case.
But the slower-than-expected real GDP growth and lowerthan-expected inflation suggest somewhat later and slower
policy rate increases than otherwise.
Which of these effects won out?

Expected policy rate paths

Source: Bloomberg and author’s calculations. Last observation: December 3, 2015.

Result: A more dovish policy than otherwise
The Committee did adjust the policy rate path in response to
the news embodied in forecast errors between the summer of
2014 and today.
That adjustment was toward a later liftoff.
This can be interpreted as showing that the Committee does
react to news on the economy that deviates from
expectations.
It also suggests that negative surprises with respect to real
GDP growth and inflation carried more weight during this
period than the positive surprises on labor market
performance.

Summary

Summary
In a forecasting sense, the FOMC has been surprised on all
three key variables in the last 18 months, a sort of “hat trick.”
The surprise has been that:
 real GDP growth has been slower than expected,
 inflation has been lower than expected, and
 labor markets have improved more rapidly than expected.

This type of surprise pulls the Committee in different
directions with respect to policy.
The Committee’s adjustment to policy was to move toward a
later normalization in response to these surprises.

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