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INVESTMENT BANKERS ASSOCIATION OF AMERICA
BOARD OF GOVERNORS
Cleveland
Hayden, Miller and Company (on leave)
VICE PRESIDENTS
John C l if f o r d F o l g e r
John
Folger, Nolan & Co., Inc.
H.
Edward
K.
Washington
H il l ia r d
Louisville
St a r k w e a t h e r
New York
J. J. B. Hilliard & Son
Starkweather & Co.
Boston
Whiting, Weeks '& Stubbs, Incorporated
7
Chicago
Bacon, Whipple & Co.
John 0 . S t u b b s
Jay N. W h ip p l e
EXECUTIVE
SECRETARY AND TREASURER
Alden H. L i t t l e »
'
‘
Chicago
33 South Clark Street
GOVERNORS
Boston
Harcourt A m o r t
A.
William
Smith, Barney & Co.
J r.
White, Weld & Co.
Boston
B arron,
J.
Frederic
GOVERNORS
Chas, W. Scranton & Co.
GOVERNORS
PRESIDENT
J obs S. F l e e k
Seattle
B lanchett
Conrad, Bi^uce & Co.
OHN E. B l u n t , 3 r d
_
Lee Higginson Corporation
Chicago
Vic È.
San Francisco
R. H. Moulton & Company
E rrol E . B uck ner
New Orleans
The National Bank of Commerce in New Orleans
D w ig h t W. C h a p m a n
San Francisco
American Trust Company
R a lph C h a pm a n
Chicago
Farwell, Chapman & Co.
J u l ie n H. C o l l in s
Chicago
Harris, Hall & Company
E m m et t F. C o n n e l y
Detroit
First of Michigan Corporation
B r o w n l e e O. C u Rr e y
_ Nashville
Equitable Sécurities Corporation
R u s h S. D ic k s o n
Charlotte
R. S. Dickson & Company
H e n r y H . E g ly
New York
Dillon, Read & Co.
L l o y d S. G il m o u r
New York
Eastman, Dillon & Co.
W il l ia m H . Y. H a c k e t t
Boston
Tucker, Anthony & Co.
G e o r g e C. H a n n a h s
_
New York
Hannahs, Ballin & Lee
R o b e r t B. H o b b s
Baltimore
W. W. Lanahan & Co.
C. E d g a r H o n n o l d
Oklahoma City
C. Edgar Honnold
I. A. L o n g
•
St. Louis
Mercantile-Commerce Bank and Trust Company
J o h n 8. L o o m is
_
;
Chicago
The Illinois Company of Chica'go
P a u l W. L o u d o n
Minneapolis
Piper, Jaffray & Hopwood
B e n n e t t S. M a r t in
Lincoln
The First Trust Company of Lincoln
B reed en
J o h n J . M cK e o n
N ew
Haven
I. M c L e o d
Toronto
McLeod, Young, Weir & Co,, Ltd)
R. V e r n e M it c h e l l
Cleveland
McDonald-Coolidge & Co.
F r e d e r ic P. M u l l in s
Pittsburgh
A. E. Masten & Company
Tl E d w a r d O ’C o n n e l l
)
Spokane
Murphey, Favre & Co.
D o n a ld O ’M e l v e n y
L os Angeles
O’Melveny-Wägenseller & Durst
J a m e s F. Q u ig g
St. Louis
Mississippi Valley Trust Co.
E. J e d d R o e
.
San Antonio
E. J . Roe & Company
H arvey R oney
L os Angeles
Merrill Lynch, Pierce, Fenner & Beane
R o b e r t G. R o w e
Philadelphia
Stroud & Company, Inc.
B u r d ic k S im o n s
Denver
Sidlo, Simons, Roberts & Co.
R. M cL e a n S t e w a r t
New York
Harriman Ripley & Co.* Incorporated
W in t h r o p E. S u l l iv a n
Chicago
The First Boston Corporation
L o w ry Sw e n e y
Columbus
Lowry Sweney, Inc.
A l b e r t R. T h a y e r
Philadelphia
Thayer, Baker & Co.
J o h n W . W a t l in g
Detroit
Watlihg, Lerchen & Co.
P e a r s o n W in s l o w
New York
Bonbright & Company, Incorporated
J o h n M. Y o u n g
'
New York
Morgan Stanley & Co. Incorporated
D onald
APPOINTED OFFICERS AND COUNSEL
Arthur
G.
ASSISTANT SECRETARY
*
33 South Clark Street
EDUCATIONAL DIRECTOR
FIELD SECRETARY
Chicago
D a v is
33 South Clark Street
D a v id D il l m a n
33 South Clark Street
Chioago
M
R.
ary
L in c o l n
Chioago
SECRETARY
Chicago
Robert S t e v e n s o n , 3 rd
33 South Clark Street
OFFICE COUNSEL
S. C h a p m a n
111 West Monroe Street
Theodore
MUNICIPAL SECRETARY
C. S m it h
Chicago
33 South Clark Street,
D ud ley
Chicago
OFFICIAL REPORTER
G eorge
J.
D r o b n is
69 West Washington Street
Chicago
GROUP CHAIRMEN
Harry
B.
CALIFORNIA
W yeth, J r .
Wyeth & Co.
MISSISSIPPI VALLEY
Los Angeles
CANADIAN
R. E. H a l d e n b y
Montreal
Dominion Securities Corporation, Limited
CENTRAL STATES
John S. L o o m is
The Illinois Company of Chicago
Chicago
EASTERN PENNSYLVANIA
Philadelphia
Drexel & Co.
Edward H o p k in s o n , J r .
First of Michigan Corporation
Harold
G. H. Walker & Co.
J ohn
NEW ENGLAND
G.
MINNESOTA
E. W oo d
Harold E. Wood & Company
Detroit
St. Paul
NEW YORK
M -M arks
New York
Laurence M. Marks & Co.
E
NORTHERN OHIO
W . Y o st F u l t o n
Maynard H. Murch & Co.
R ic h a r d C . C h r is l e r
Field, Richards & C o .
F. M.
ROCKY MOUNTAIN
Denver
F. B a k e r
Bosworth, Chanute, Loughridge & Company
D udley
J.
Kidder, Peabody & Co.
L au ren ce
St. Louis
Boston
F l in t
OHIO VALLEY
MICHIGAN
Richard T . P u r d y
r
E . K e n n e t h H ag em a n n
PACIFIC NORTHWEST
B l a n k e n s h ip
Blankenship & Gould, Inc.
SOUTHEASTERN
Mead, Irvine & Co.
SOUTHERN
rrol
New Orleans
The National Bank of Commerce
E . B uckner
Cleveland
D orm an
Cincinnati
M
Portland
Baltimore
E l l io t t I r v in e
il t o n
H.
SOUTHWESTERN
O ’L e a Ry
Stern Brothers & Co.
Kansas City-
TEXAS ■
R. U n d e r w o o d
Milton R. Underwood & Co.
Houston
WESTERN PENNSYLVANIA
D. M ac B a in
l Pittsburgh
Mellon Securities Corporation
H ugh
NATIONAL COMMITTEE CHAIRMEN
BANK INVESTMENT REGULATIONS
Robert B. H o b b s
Baltimore
W. W. Lanahan & Co.
I
Jay N. W h ip p l e
EDUCATION
Chicago
Bacon, Whipple & Co.
W.
H
enry
H
ugh
FEDERAL LEGISLATION
John K . S t a r k w e a t h e r
Starkweather
Co.
New York
J.
P r ic e , 3 r d
Alex. Brown & Sons
.
FINANCE ‘
Ralph C h a p m a n
Farwell, Chapman & Co.
Chicago
GOVERNMENTAL SECURITIES
New York
Guaranty Trust Company of New York
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
INDUSTRIAL SECURITIES
g ly
New York
Dillon, Read & Co.
A lbert
INVESTMENT COMPANIES
}
New York
Calvin Bullock
J ohn
H. E
R obert
J ohn
H.
C o l l in s
Harris, Hall & Company
Hayden, Miller and Company
Cleveland
S.
RAILROAD SECURITIES
"
Chicago
The Illinois Company of Chicago
L o o m is ,
SECURITIES ACTS
Chicago
MUNICIPAL SECURITIES
C. W e b s t e r
Nashville
Webster & Gibson
OVER-THE-COUNTER RULES
E. B l u n t , I I I
Chicago
Lee Higginson Corporation
1943
F leek
PUBLIC SERVICE SECURITIES
T. A r m it a g e
Boston
Coffin & Burr Incorporated
MEMBERSHIP
J u l ie n
Gerald E. D o n o v a n
New York
Schrdeder, Rockefeller & Co., Inc.
S.
J ohn
Baltimore
.
FOREIGN SECURITIES
Robert H . C r a f t
Minneapolis
Piper, Jaffray & Hopwood
L oudon
B ullock’
FEDERAL TAXATION
William
PUBLIC INFORMATION
GROUP CHAIRMEN’S
P aul
R.
New York
Harriman Ripley & Co., Incorporated
M cL e a n S t e w a r t
STATE LEGISLATION
M
ark
B ax ter
The Parker Corporation
Chicago
STOCK EXCHANGE RELATIONS
H. M a c d o n a ld
_
New York
Dominick & Dominick
R anald
1944
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
ALABAMA
Southern Group
BIRMINGHAM
♦Courts & Co., 12 N. 20th St.
♦Equitable Securities Corporation, Webb Craw
ford Bldg.
♦King, Mohr & Company, First National Bldg.
♦Milhous, Gaines & Mayes, Inc., First National
Bldg.
Stubbs, Smith & Lombardo, Inc., First National
Bldg.
Ward, Sterne,' Agee & Leach, First National Bldg.
Watkins, Morrow & Co., Woodward Bldg.
MOBILE
♦King, Mohr & Company, Merchants National
Bank Bldg.
MONTGOMERY
King, Mohr & Company, First National Bank
Bldg.
♦Ward, Sterne, Agee & Leach, First National Bank
Bldg.
ARIZONA
Rocky M ountain Groiip
PHOENIX
Refsnes, Ely, Beck & Co., 112 W. Adams St.
TUCSON
Dahlberg, Durand & Company, 17 E. Pennington
ARKANSAS
M ississippi Valley Group
LITTLE ROCK
Waiton, Sullivan & Co., 509 Louisiana St.
CALIFORNIA
California Group
BERKELEY
♦Witter & Co., Dean, American Trust Bldg.
BEVERLY HILLS
♦Bankamerica Company, 9437 Santa Monica
Bldg.
♦Fewell, Marache & Co., 9405 Brighton Way
♦Lester & Co., 9470 Santa Monica Blvd.
♦O’Melveny-Wagenseller & Durst, 9470 Santa
Monica Blvd.
♦Schwabacher & Co., 9520 Santa Monica Blvd.
♦Witter & Co., Dean. 9474 Santa Monica Rlvd.
♦Wyeth & Co., 9490 Santa Monica Blvd.
DEL MONTE
•Schwabacher & Co., Hotel Del Monte.
District Bond Company, 639 S. Spring St.
Douglass & Co., Nelson, 510 S. Spring St.
Fewell, Marache & Co., 453 S. Spring St.
♦First Boston Corporation, The, 623 S. Hope St.
Hill Richards & Co., 621 S. Spring St.
Lester & Co., 621 S. Spring St.
Lewis & Company, M. H., 453 S. Spring St.
♦Lord, Abbett & Co., Inc., 210 W. Seventh St.
♦Massachusetts Distributors, Inc., 210 W. Seventh
St.
♦Merrill Lynch, Pierce, Fenner & Beane, 523 W.
Sixth St.
Miller & Co., Revel, 650 S. Spring St.
♦Mitchum, Tully & Co., 650 S. Spring St.
Moulton & Company, R. H., 510 S. Spring St.
O’Melveny-Wagenseller & Durst, 626 S. Spring
St.
Pacific Capital Corporation, 650 S. Spring St.
Pacific Company of California, 623 S. Hope St.
. Page, Hubbard & Asche, 210 W. Seventh St.
♦Parker Corporation, The, 210 W. Seventh St.
Rath Company, Howard G., 523 W. Sixth St.
Redfield & Co., 510 S. Spring St.
♦Rollins & Sons Inc., E. H., California Bank Bldg.
♦Schwabacher & Co., 515 W. Sixth St,
Searl-Merrick Company, 634 S. Spring St.
Security-First National Bank of Los Angeles,
561 S. Spring St.
Staats Co., William R., 640 S. Spring St.
Stern, Frank & Meyer, Union Bank Bldg.
♦Weeden & Co.. 650 S. Spring St.
♦Witter & Co., Dean, 632 S. Spring St.
( Additional office in Bank of America Bldg.)
Wyeth & Co., 647 Spring St.
OAKLAND
♦American Trust Company, 14th St. & Broadway
♦Baker & Co., H. R„ Central Bank Bldg.
♦Bankamerica Company, 1200 Broadway
♦Blyth & Co., Inc., Central Bank Bldg.
♦Brush, Slocumb & Co., 1212 Broadway
♦Hill Richards & Co., Bank of America Bldg.
Mason Brothers, Central Bank Bldg.
♦Schwabacher & Co., Central Bank Bldg.
Stephenson, Leydecker & Co., 1404 Franklin St.
♦Witter & Co., Dean, 417 Fourteenth St.
PASADENA
♦Bankamerica Company, 243 E. Colorado St.
♦Bateman, Eichler & Co., 42 N. Garfield Ave.
♦Blyth & Co., Inc., 234 E. Colorado St.
♦Brashears & Company, G„ 595 E. Colorado St.
♦Hill Richards & Co., Citizens Savings Bank Bldg.
♦Lester & Co., 234 E. Colorado St.
Miller & Co., Inc., Geo. R., 81 S. Euclid Ave.
♦Mitchum, Tully & Co., First Trust Bldg.
♦O’Melveny-Wagenseller & Durst, 595 E. Colorado
St.
♦Rollins & Sons Inc., E. H., 385 E. Green St.
♦Staats Co., William R., 311 E. Colorado St.
♦Witter & Co., Dean. 355 E. Green St.
♦Wyeth & Co., 45 S. Euclid Ave.
RIVERSIDE
♦Lester & Co., Citizens National Bank Bldg.
♦Pacific Company of California, 3760 Ninth St.
FRESNO
•Bankamerica Company, Bank of America Bldg.
•Witter & Co., Dean, 2016 Tulare St.
SACRAMENTO
♦Bankamerica Company, Bank of America Bldg.
♦Blyth & Co., Inc., California Western States Life
Bldg.
♦Conrad, Bruce & Co., Financial Bldg.
♦Mason Brothers, Mitau Bldg.
♦Mitchum, Tully & Co., California Western States
Life Bldg.
♦Witter & Co., Dean, 924 J St.
GLENDALE
♦Searl-Merrick Company, 107 E. Broadway.
SAN BERNARDINO
♦O’Melveny-Wagenseller & Durst, 474 Court St.
EUREKA
•Blyth & Co., Inc., 330 E St.
HOLLYWOOD
♦Schwabacher & Co., 6381 Hollywood Blvd.
LAGUNA BEACH
♦Witter & Co., Dean, 533 Coast Blvd., South
LONG BEACH
♦Bankamerica Company, 115 Pine Ave.
♦Bayly Brothers, 132 Pine Ave.
♦Crowell, Weedon & Co., Farmers & Merchants
Bank Bldg.
♦District Bond Company, Heartwell Bldg.
♦Hill Richards & Co., Farmers & Merchants Bank
Bldg.
♦Lester & Co., Security Bldg.
♦Merrill Lynch, Pierce, Fenner & Beane, Security
Bldg.
♦Mitchum, Tully & Co., Heartwell Bldg.
♦O’Melveny-Wagenseller & Durst, 508 Farmers &
Merchants Bank Bldg.
•Pacific Company of California, Security Bldg.
•W itter & Co., Dean, 133 E. First St.
LOS ANGELES
•Bankamerica Company, 650 S. Spring St.
Bateman, Eichler & Co., 453 S. Spring St.
Bayly Brothers, Roosevelt Bldg.
•Blyth & Co., Inc.. 215 W. Sixth St.
Brashears & Company, G., 510 S. Spring St.
•Bullock, Calvin, 634 S. Spring St.
Butler-Huff & Co., of California, 210 W. Seventh
Ol).
California Bank, 629 S. Spring St.
Cavanaugh, Morgan & Co., 634 S. Spring St.
♦Conrad, Bruce & Co., 530 W.; Sixth St.
Crowell, Weedon & Co., 650 S. Spring St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
SAN DIEGO
♦Bankamerica Company, 625 Broadway
♦Blyth & Co., Inc., 625 Broadway
♦Fewell, Marache & Co., San Diego Trust &
Savings Bldg.
♦Hill Richards & Co., Bank of America Bldg.
♦Merrill Lynch, Pierce, Fenner, & Reane, San
Diego Trust & Savings Bldg.
♦Searl-Merrick Company, San Diego Trust &
Savings Bldg.
♦Witter & Co., Dean, First National Bank Bldg.
♦Wyeth & Co., 530 Broadway.
SAN FRANCISCO
American Trust Company, 464 California St.
Anglo California National Bank of San Francisco,
The, 1 Sansome St.
Baker & Co., H. R., Russ Bldg.
Bankamerica Company, 300 Montgomery St.
Bank of America, N. T . & S. A., 1 Powell St.
♦Blair Securities Corporation, Russ Bldg.
Blyth & Co., Inc., Russ Bldg.
(Executive Offices— San Francisco, New York).
Brush, Slocumb & Co., I l l Sutter St.
Conrad, Bruce & Co., Russ Bldg.
Crocker First National Bank, 1 Montgomery St.
Davis, Skaggs & Co.. 211 Montgomery St.
♦Devine & Co., C. J., Russ Bldg.
Elworthy & Co., I l l Sutter St.
♦First Boston Corporation, The, Russ Bldg.
♦Harriman Ripley & Co., Incorporated, 155 Mont
gomery St.
Heller, Bruce & Co., Mills Tower
♦Hill Richards & Co., 79 Post St.
Kaiser & Co.. Russ Bldg.
♦BRANCH OFFICE
♦Lewis & Company, M. H., 315 Montgomery St
Lundborg & Co., Irving, Kohl Bldg.
♦Mason Brothers, Russ Bldg.
♦Mercantile-Commerce Bank and Trust Company,
Russ Bldg. (See Levering E. Taylor, Corres
pondent.)
♦Merrill Lynch, Pierce, Fenner & Beane, 221
Montgomery St.
♦Miller & Co., Revel, 315 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
♦Moulton & Company ¡R. H., 405 Montgomery St.
♦Rollins & Sons Inc., E. H., 235 Montgomery St.
Schwabacher & Co., 600 Market St.
♦Staats Co., William R.. 155 Montgomery St.
♦Stephenson, Leydecker & Co., 235 Montgomery
St.
Stone & Youngberg. 405 Montgomery St.
♦Taylor, Levering E., Russ Bldg., Correspondent of
Mercantile-Commerce Bank and Trust Company,
St. Louis.
Weeden & Co., 315 Montgomery St.
Wells Fargo Bank & Union Trust Co., 4 Mont
gomery St.
Witter & Co., Dean, 45 Montgomery St.
♦Wood, Struthers & Co., Russ Bldg.
Wulff, Hansen & Co., Russ Bldg.
SAN JOSE
♦Baker & Co., H. R., First National Bank Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Hill Richards & Co., First National Bank Bldg.
♦Mason Brothers. Bank of America Bldg.
SANTA ANA
♦Lester & Co., First National Bank Bldg.
♦Witter & Co., Dean., 516 N. Main St.
SANTA BARBARA
♦Schwabacher & Co., 930 State St.
♦Witter & Co., Dean, 4 E. Carrillo St.
SANTA MONICA
♦Schwabacher & Co., Bay Cities Bldg.
STOCKTON
♦Witter & Co., Dean, 18 S. Sutter St.
WESTWOOD
Via West Los Angeles
♦Witter & Co., Dean, 1077 Broxton Ave.
COLORADO
Rocky Mountain Group
COLORADO SPRINGS
Hughes and Company, E. W., Exchange National
Bank Bldg.
DENVER
Boettcher and Company, 828 Seventeenth St.
Bosworth, Chanute, Loughridge & Company,
Security Bldg.
Brown & Company, Donald F., U. S. National
Bank Bldg.
¿18
Brown, Schlessman, Owen & Company, 740
Seventeenth St.
♦Bullock, Calvin, Colorado National Bank Bldg.
Coughlin and Company, Security Bldg.
Engle, Adams & Company, 650 Seventeenth St.
International Trust Company, The, 635
Seventeenth S t.,
Mullen Investment Company, The J. K., 1717
Stout St.
♦Otis & Co., First National Bank Bldg.
Peters, Writer & Christensen, Inc., U. S. National
Bank Bldg.
♦Rollins & Sons Inc., E. H., Security Bldg.
Scanlan & Co., Earl M., Colorado Natl. Bk. Bldg.
Sidlo, Simons, Roberts & Co., First National
Bank Bldg.
Sullivan & Company, Security Bldg.
CONNECTICUT
New York Group
BRIDGEPORT
Bull & Company, Inc., W. R., 207 State St.
♦Kidder & Co., A. M., 940 Broad St.
♦Trask & Co., Spencer, 872 Main St.
GREENWICH
♦duPont & Co., Francis I., and Chisholm & Chap
man, Chateau Lafayette.
HARTFORD
♦Blair & Co., Inc., 36 Pearl St.
♦Bodell & Co. Inc., 15 Lewis St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
HARTFORD—Continued.
tfPnffin & Burr, Incorporated, 75 Pearl St.
Cooley & Company, 100 Pearl St.
♦Kauitable Securities Corporation, 75 Pearl St.
•lMahrook & Co., 750 Alain St.
♦First Boston Corporation, The, 36 Pearl St.
•Harriman Ripley & Co., Incorporated, Hartford
National Bank & Trust Bldg, k
♦Kidder. Peabody & Co., 36 Pearl St.
♦Lee Higginson Corporation, 36 Pearl St.
♦Paine, Webber & Co., 49 Pearl St.
Putnam & Co., 6 Central Row
♦Riter & Co., 75 Pearl StT
egge
♦Smith, Barney & Co., 906 Hartford-Aetna Bldg.
♦Stone & Webster and Blodget, Inc., 36 Pearl St.
♦Trask & Co., Spencer, 49 Peart St.
♦Union Securities Corporation, 75 Pearl St.
♦Whiting, Weeks & Stubbs, Incorporated, 49
ORLANDO
Leedy, Wheeler & Co., 1 N. Orange Ave.
PALM BEACH
Carlberg & Cook, Inc., First National Bank Bldg.
ST. PETERSBURG
Wright & Company, Ed. C., 29 Third St., N.
TAMPA
Arries & Company, D. E., 415 Tampa St.
Kuhn, Morgan & Co., Inc., First National Bank
Bldg.
Youmi & Company, Lincoln R., 750 Main St.
MERIDEN
♦Kidder & Co., A. M., 30 Colony St.
NEW BRITAIN
♦Putnam & Co., 31 W. Main St.
NEW HAVEN
♦Bodell & Co., Inc., 205 Church St.
Bradley & Co., Inc., Edward M., 215 Church St.
♦Bull & Company, Inc., W. R., 157 Church St.
♦Day & Co., R. L„ 215 Church St.
♦Fahnestock & Co., 205 Church St.
♦Paine, Webber & Co., 104 Elm St.
Scranton & Co., Chas. W., 209 Church St.
NEW LONDON
•Scranton & Go., Chas. W., 302 State St.
TORRINGTON
♦Fahnestock & Co., 127 Main St.
WATERBURY
•Scranton & Co., Chas. W., 170 Grand St.
DELAWARE
GEORGIA
Southern Group
ATLANTA
Courts & Co., 11 Marietta St.,
.
.
.
♦Equitable Securities Corporation, First National
Bank Bldg.
Evans & Company, Incorporated, Clement A.,
First National Bank Bldg.
Hilsman & Co., Inc., J. H., Citizens & Southern
Bldg.
♦Johnson, Lane, Space & Co., Inc., Citizens &
Southern Bldg.
___ „
Milhous, Gaines & Mayes, Inc., Rhodes Haverty
Bldg.
Robinson-Humphrey Company, The, Rhodes
Haverty Bldg.
,^
♦Starkweather & Co., First National Bank Bldg.
Trust Company of Georgia, 15 N. Pryor St., N . E.
AUGUSTA
♦Evans & Company, Incorporated, Clement A.
909 Marion Bldg.
♦JohaSpn* Lane, Space & Co., Inc., Herald Bldg.
MACON
♦Courts & Co., 704 Bankers Insurance Bldg.
♦Evans & Company, Incorporated, Clement A.
First National Bank Bldg.
Eastern Pennsylvania Group
WILMINGTON
♦duPont & Co., Francis I., and Chisholm & Chap
man, 1076 du Pont Bldg.
(Additional office at 2062 du Pont Bldg.)
♦Rollins & Sons Inc., E. H., Delaware Trust Bldg.
DISTRICT OF COLUMBIA
Southeastern Group
- WASHINGTON
Auchincloss, Parker & Redpath, 719 Fifteenth
St., N. W.
Booker & Co., Y. E., American Security Bldg.
♦Brown & Sons, Alex., Union Trust Bldg.
Brown, Goodwyn & Olds, American Security Bldg
Ferris Exnicios & Co., Inc., Washington Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
•Hemphill, Noyes & Co., Shoreham Bldg.
Henderson-Winder Company, Union Trust Bldg
Johnston, Lemon & Co., Southern Bldg.
Mackall & Coe, Woodward Bldg.
♦Merrill Lynch, Pierce, Fenner & Beane, 729
1 Fifteenth St., N. W.
Robinson, Rohrbaugh & Lukens, Union Trust
* Bldg.
♦Smith, Barney & Co., Shoreham Bldg.
♦Stein Bros. & Boyce, Woodward Bldg.
Waggaman, Brawner & Co., Inc., 1700 Eye St.
N.W.
Wales & Company, Inc., K. S„ 815 Fifteenth St.
N. W.
♦White & Company, Inc., J. G., 719 Fifteenth
St., N. W,
FLORIDA
Southern Group
JACKSONVILLE
Childress and Company, Atlantic National Bank
Annex
MIAMI
Morrison & Co., A. B„ Congress Bldg.
Nuveen & Co., John, Alfred I. duPont Bldg.
Ranson-Davidson Co., Inc., The, Alfred I. duPont
«r BldS♦van Ingen & Co., Inc., B. J., Alfred I. duPont
Bldg.
MIAMI BEACH
Atwill and Co., 605 Lincoln Rd.
ttawkms & Co., Inc., Robert, 605 Lincoln Road.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
SAVANNAH
Johnson, Lane, Space & Co.. Inc., 101 E. Bay St.
IDAHO
Pacifie Northwest Group
BOISE
Sudler, Wegener & Co., Inc., First National Bldg.
ILLINOIS
Central States Group
AURORA
♦Allyn and Company, Inc., A. C., Merchants
National Bank Bldg
Wortman & Co., G. R., Aurora National Bank
Bldg.
BELLEVILLE
•Wibbing & Co., 0. H., 30 Public Sq.
CHICAGO
Allyn and Company, Inc., A. C., 100 W. Monroe
St.
American National Bank and Trust Company of
Chicago, 33 N. LaSalle St.
Ames, Emerich & Co., Inc.. 105 S. La Salle St.
Bacon, Whipple & Co., 135 S. La Salle St.
Baker, Fentress & Company, 208 S. La Saile St.
Baker, Walsh & Company, 29 S. La Salle St.
Ballman & Main, 105 W. Adams St.
♦Bankers Trust Company, 105 S. La Salle St. (See
Stanley L . Yonce, Correspondent.
Barcus, Kindred & Co., 231 S. La Salle St.
♦Bear, Stearns & Co., 9 S. La Salle St.
Becker & Co., Incorporated, A. G., 100 S. La Salle
St. (Executive Offices— Chicago, New York)
Blair, Bonner & Company, 135 S. La Salle St.
*Blair Securities Corporation, 135 S. La Salle St.
(Subsidiary of Blair & Co., Inc,, New York )
♦Blyth & Co., Inc., 135 S. La Salle St.
♦Boettcher and Company, 135 S. La Salle St.
♦BRANCH OFFICE
1945
♦Bond & Goodwin Incorporated of Illinois, 209 S.
La Salle St.
'
(Affiliate of Bond & Goodwin Incorporated,
Boston)
____
♦Braun, Bosworth & Company, 39 S. La Salle St.
♦Brown & Sons, Alex., 135 S. La Salle St.
♦Brown, Bennett & Johnson, Inc., 135 S. LaSalle
St
♦Bullock, Calvin, 120 S. La Salle St. |
Byllesby and Company, H. M., 135 S. La Salle
St
Central Republic Company, (Incorporated), 209
S. La Salle St.
Channer Securities Company, 39 S. La Salle St.
Childs and Company, Inc., C. F., 141 W. Jackson
Blvd.
City National Bank and Trust Company of
Chicago, 208 S. La Salle St.
Clarke, Inc., John W., 135 S. La Salle St.
Continental Illinois National Bank and Trust
Company of Chicago, 231 S. La Salle St.
Davis & Co., Paul H., 10 S. La Salle St.
Dempsey-Detmer & Co., 135 S. La Salle St.
♦Devine & Co., C. J., 135 S. La Salle St.
♦Dickson & Company, R. S., 135 S. La Salle St.
Doyle, O’Connor & Co., 135 S. La Salle St.
Enyart, Van Camp & Co., Inc., 39 S. La Salle St.
♦Fahnestock & Co., 135 S. La Salle St.
Fairman & Co., Fred W., 208 S. La Salle St.
Farwell, Chapman & Co., 208 S. La Salle St.
♦First Boston Corporation, The. 231 S. La Salle St.
First National Bank of Chicago, The, Dearborn,
Monroe & Clark Sts.
0 „ a„
♦First of Michigan Corporation ,135 S. La Salle St.
Fuller, Cruttenden & Company, 120 S. La Salle St.
Gibson & Co., W. C.. 231 S. La Salle St.
♦Glore, Forgan & Co., 123 S. La Salle St.
(Executive Offices— Chicago, New York)._
♦Goldman, Sachs & Co., 208 S. La Salle St. .
♦Goodbody & Co., 135 S. LaSalle St.
♦Hallgarten & Co., 231 S. La Salle St.
♦Harriman Ripley & Co., Incorporated, 135 b.
La Salle St.
I
'
Harris, Hall & Company, 111 W. Monroe St.
Harris Trust and Savings Bank, 115 W. Monroe
St
Harrison & Co., Garter H., 209 S. La Salle St.
♦Hemphill, Noyes & Co., 231 S. La Salle St.
Hickey & Co., 135 S, La Salle St. m
♦Hornblower & Weeks, 39 S. La Salle St.
Huyck and Company, A. S„ 100 W. Monroe St.
Illinois Company of Chicago, The, 231 S. La Salle
St
♦Jackson & Curtis, 231 S. La Salle St. ^
Kebbon, McCormick, 231 S. La Salle St.
♦Kidder, Peabody & Co. , 135 S. La Salle St.
Knight, Dickinson & Co., 141 W. Jackson Blvd.
♦Lazard Freres & Co.. 135 S. La Salle St.
♦Lee Higginson Corporation, 231 S. La Salle St.
♦Lehman Brothers, 231 S. La Salle St.
Martin, Burns & Corbett, Inc., 135 S. LaSalle St.
♦Massachusetts Distributors, Inc., 120 S. La balle
St
Mather & Company, Morris, 141 W. Jackson
McMaster Hutchinson & Go., 105 S. La Salle St.
McNear & Company, C. W„ 105 W. Adams St.
♦Mercantile-Commerce Bank and Trust Company,
135 S. La Salle St. (See Hempstead Washburne. Correspondent.)
„ __ .
♦Merrill Lynch, Pierce, Fenner & Beane, Board
of Trade Bldg.
_ _
Q.
♦Milwaukee Company, The, 135 S .L a Salle bt.
Mitchell, Hutchins & Co., 231 S. La Salle St.
Morris & Company, lnc., Charles K., 135 o.
La Salle St.
É __ „ _ _ ,, i s
♦Moseley & Co., F. S„ 135 S. ^ a SaUe St.
Northern Trust Company, The, 50 S. La Salle St.
Nuveen & Co., John, 135 S. La Salle St.
O’Gara & Co.. Alfred, 209 S. La Salle St.
♦Otis & Co., 135 S. La Salle St.
♦Paine, Webber & Co.. 209 S. La Salle St.
♦Parker Corporation, The, 120 S. La Salle St.
Richardson & Co., D. T., 135 S. La Salle St.
♦Riter & Co., 134 S. La Salle St.
Q
Rogers & Tracy, Inc., 120 S. La Salle St.
♦Rollins & Sons Inc., E. H., 231 S. La Salle St.
Ryan-Nichols & Co., 105 S. La Salle St.
♦Salomon Bros. & Hutzler, 231 SpJre&Mkffc; qt
Selected Investments Company, 135 S. LaSalle st.
♦Shields & Company, 135 S. La Salle St.
, _
Sills, Troxell & Minton, Inc., 209 S. La Salle St.
♦Smith, Barney & Co., 105 W. Adams St.
Speer & Sons Company, H. C.. 135 S. La Salle St.
♦Stifel, Nicolaus & Co., Inc., 105 W. Adams St.
Stokes, Woolf & Co., Inc., 105 S. La Salle St.
♦Stone & Webster and Blodget, Inc., 33 S. Clark St.
♦Stranahan, Harris & Company, Inc., 135 b.
La Salle St.
. ~ T « « «i
Straus Securities Company, 135 S. La Salle bt.
♦Washburne, Heinpstead, 135 S. La Salle St.,
{Correspondent of Mercantile-Commerce JSanK
and Trust Company, St. Louis.) _
,, „ .
Webber, Darch & Company, 208 S La Salle St.
Webber-Simpson & Company, 208 S. La Salle bt.
♦Weeden & Co., 135 S. La Salle St.
Welsh, Davis and Company, 135 S, La balle bt..
♦White-Phillips Company, Inc., The, 39 b. La bane
St
Wittbold & Co., John, 10 S. LaSalle St. ,
♦Wood, Struthers & Co., 231 S. La Salle St.
Yantis & Co., Inc.. F. S., 120 S. La Salle St.
♦Yonce, Stanley L„ 105 S. La Salle St., (Cor
respondent .of Bankers Trust Company, N ew
York.)
'
PEORIA
♦Allyn and Company, Inc., A. C., Alliance Life Bldg.
1946
MEMBERSHIP OF THEi INVESTMENT BANKERS ASSOCIATION OF AMERICA
INDIANA
LOUISIANA
Central States Group
Southern Group
INDIANAPOLIS
*Blair & Co., Inc., Circle Tower.
•Blyth & Co., Inc., Circle Tower.
♦Davis & Co., Paul H„ Merchants Bank Bldg.
•Harriman Ripley & Co., Incorporated, Fletcher
Trust Bldg.
•Hemphill, Noyes & Co., Merchants Bank Bldg.
Indianapolis Bond and Share Corporation, 129 E.
Market St.
•Moseley & Co., F. S.. Circle Tower
•Shields & Co., Circle Tower
•Straus Securities Company, Circle Tower
SOUTH BEND
Harrison & Austin, Inc., City National Bank Bldg.
McGann Securities Company, Inc., Albert, 111
W. Washington Ave.
IOWA
NEW ORLEANS
Dane, John, 516 Canal Bldg.
•Equitable Securities Corporation, Whitney Bank
Bldg.
Hyams, Glas & Carothers, 610 Common St.
Lamar, Kingston & Labouisse, Canal Bldg.
Levy & Rooney, Inc., Whitney Bank Bldg.
•Merrill Lynch, Pierce, Fenner & Beane, 818
Gravier St.
National Bank of Commerce in New Orleans, The,
Baronne & Common Sts.
Nusloch, Baudean & Smith, Hibernia Bank Bldg.
Scharff & Jones, Inc., Whitney Bank Bldg.
Weil & Arnold, Canal Bldg.
Weil & Company, Inc., Union Bldg. Arcade.
White, Hattier & Sanford, Whitney Bank Bldg.
Whitney National Bank of New Orleans, St.
Charles & Gravier Sts.
SHREVEPORT
Barrow, Leary & Co., 515 Market St.
•Scharff & Jones, Inc., 513 Market St.
Central States Group
CEDAR RAPIDS
•Quail & Co., Merchants Bank Bldg.
New England Group
BOSTON
•Allyn and Company, Inc., A. C., 24 Federal St
•Ames & Co., Inc., A. E., 50 Congress St.
Ballou, Adams & Company, Inc., 49 Federal St
•Bankers Trust Company, 10 Post Office Sq. {See
W. L . Marshall, Jr., Correspondent.)
•Blair Securities Corporation, 75 Federal St
•Blyth & Co., Inc., 75 Federal St.
Bond & Goodwin Incorporated, 30 Federal St
•Bullock, Calvin, 10 Post Office Square.
Burgess & Leith ,75 Federal St.
Burr, Gannett & Co., 53 State St.
Chace, Whiteside & Co., Incorporated, 24 Fed
eral St.
•Childs and Company, Inc., C. F., 82 Devonshire
St.
Childs, Jeffries & Thorndike, Inc., 50 Congress
•Clark, Dodge & Co., 70 Federal St.
Coffin & Burr Incorporated, 60 State St.
Day & Co., R. L„ 111 Devonshire St.
•Devine & Co., C. J., 75 Federal St.
•Dick & Merle-Smith, 30 State St.
Estabrook & Co., 15 State St.
•First Boston Corporation, The, 1 Federal St.
{Executive Offices— Boston and New York.)
MAINE
New England Group
DAVENPORt
Quail & Co., Davenport Bank Bldg.
Vieth. Duncan & Wood, Davenport Bank Bldg.
White-Phillips Company, Inc., The, First Na
tional Bank Bldg.
MASSACHUSETTS
BANGOR
•Hornblower & Weeks, 2 State St.
Pierce, White & Drummond, Inc., Eastern Trust
Bldg.
•Goldman, Sachs & Co., 75 Federal St.
•Graham, Parsons & Co., 10 Post Office Sq.
•Harriman Ripley & Co., Incorporated, 10 Post
Office Sq.
Hawkins & Co., Inc., Robert, 10 Post Office
Square
•Hayden, Stone & Co., 85 Water St.
•Hornblower & Weeks, 60 Congress St.
•Hutton & Company, W. E., 75 Federal St.
Jackson & Curtis, 10 Post Office Sq.
•Johnson & Co., R. H., 31 State St.
Kennedy & Co., F. Brittain, 75 Federal St.
•Kidder, Peabody & Co., 115 Devonshire St.
( Additional office at 105 Newbury St.)
DES MOINES
•Allyn and Company, Inc., A. C., Liberty Bldg.
Central National Bank and Trust Company, 314
Fifth St.
•Central Republic Company, (Incorporated), In
surance Exchange Bldg.
Iowa-Des Moines National Bank & Trust Com
pany, Sixth and Walnut Sts.
Murdoch, Dearth & White, Inc., Des Moines Bldg.
PORTLAND
•Bond & Goodwin Incorporated, 120 Exchange St.
•Coffin & Burr Incorporated, 120 Exchange St.
Gilman & Co., Inc., Charles H., 186 Middle St.
•Hayden, Stone & Co., 477 Congress St.
•Hornblower & Weeks, 83 Exchange St.
Payson & Co., H. M„ 93 Exchange St.
•Putnam & Company, Tnc., F. L., 97 Exchange St.
•Rollins & Sons Inc., E. H., Bank of Commerce
Bldg.
WATERLOO
•Allyn and Company, Inc., A. C., Waterloo Bldg.
Southeastern Group
Southwestern Group
KANSAS CITY
Commercial National Bank of Kansas City, The,
601 Minnesota Ave.
TOPEKA
Estes, Snyder & Company, 103 E. Tenth St.
WICHITA
Dunne-Israel Company, The Schweiter Bldg.
Lathrop-Hawk-Herrick Company, Inc., The, First
National Bank Bldg.
Ranson-Davidson Company, Inc., The, Beacon
Bldg.
Small-Milburn Company, The, Wheeler-KellyHagny Bldg.
KENTUCKY
Ohio Valley Group
DANVILLE
•Lyons & Company, W. L., 133 N. Third St.
LEXINGTON
•Hutton & Company, W. E., Hernando Bldg.
•Lyons & Company, W. L„ Lafayette Hotel.
Van Hooser & Company, J. D., 261 W. Short St.
LOUISVILLE
Almsted Brothers, 425 W. Market St.
Bankers Bond Co., Inc., The, Kentucky Home Life
Bldg.
>.
•Blyth & Co., Inc., Kentucky Home Life Bldg.
Hilliard & Son, J. J. B., 419 W. Jefferson St.
Lyons & Company, W. L., 231 S. Fifth St.
Moore & Company, Berwyn T., Marion E. Tay
lor Bldg.
•Stein Bros. & Boyce, Starks Arcade Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
respondent of Bankers Trust Company, New
York.)
Massachusetts Distributors, Inc., 85 Devonshire
St.
•Merrill Lynch, Pierce, Fenner & Beane, 45 Milk
St.
Moors & Cabot, 111 Devonshire St.
Moseley & Co., F. S., 50 Congress St.
{Additional office at 10 Post Office Sq.)
MARYLAND
KANSAS
{Executive Offices—Boston, New York, Philodelphia.)
•Lazard Freres & Co., 75 Federal St.
•Lee Higginson Corporation, 50 Federal St.
Lyons & Shafto Incorporated, 75 Federal St.
•Marshall, W. L., Jr., 10 Post Office Square. {Cor
BALTIMORE
♦Auchincloss, Parker & Redpath, Mercantile Trust
Bldg.
Baker, Watts & Co., Calvert & Redwood Sts.
Brown & Sons, Alex., 135 East Baltimore St.
•Byllesby and Company, H. M„ Munsey Bldg.
Cahn & Company, Frank B., Equitable Bldg.
•Content, Hano & Co., Calvert Bldg.
Daly & Co., Owen, Stock Exchange Bldg.
Equitable Trust Company, The, Calvert & Fay
ette Sts.
Garrett & Sons, Robert, South & Redwood Sts.
•Harriman Ripley & Co., Incorporated, American
Bldg.
•Hutton & Company, W^E., First National Bank
Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Mackubin, Legg & Company. 222 E. Redwood St.
Maryland Trust Company, Calvert & Redwood
Sts.
Mead, Irvine & Co., First National Bank Bldg.
Mercantile Trust Company of Baltimore, Calvert,
Redwood & Baltimore Sts.
Middendorf & Co., Inc., Keyser Bldg.
•Murphy & Co., G. M.-P., First National Bank
Bldg.
Shriver & Co., Inc., George G., Mercantile Trust
Bldg.
•Smith, Barney & Co,, Redwood & Calvert Sts.
•Starkweather & Co., Keyset Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Williams & Company, Inc., C. T., Fidelity Bldg.
•Murphy & Co., G. M.-P., 35 Congress St.
Newton, Abbe & Company. 60 Federal St.
O’Connell & Co., 49 Federal St.
Paine, Webber & Co., 24 Federal St.
Parker Corporation, The, 1 Court St,
•Paul & Co., Inc., 50 Congress St.
Perry & Co., Incorporated, Arthur, 31 Milk St.
•Pressprich & Co., R. W., 201 Devonshire St.
Preston, Moss & Company, 24 Federal St.
Putnam & Company, Inc., F. L„ 77 Franklin St.
•Rollins & Sons Inc., E. H., 75 Federal St.
•Rothschild & Co.jfi. F., 30 State St.
•Salomon Bros. & Hutzler, 75 Federal St.
•Shields & Company, 75 Federal St.
•Smith, Barney & Co., I l l Devonshire St.
•Stone & Webster and Blodget, Inc., 49 Federal
St.
•Trask & Co., Spencer, 50 Congress St.
Tucker, Anthony & Co., 74 State St.
{Executive Offices— Boston, New York.)
•Union Securities Corporation, 75 Federal St.
Wainwright & Co., H. C., 60 State St.
{Additional office in Hotel Kenmore.)
Washburn Company, Inc., I l l Devonshire St.
•Weeden & Co., 24 Milk St.
•White, Weld & Co., I l l Devonshire St.
Whiting, Weeks & Stubbs Incorporated, 36
Federal St.
LOWELL
•Kidder, Peabody & Co., 9 Central St.
CUMBERLAND
•Stein Bros. & Boyce, 16 N. Liberty St.
LYNN
•Jackson & Curtis, 23 Central Ave.
EASTON
•Williams & Company, Inc., C. T., Easton Na
tional Bank Bldg.
HAGERSTOWN
•Mackubin, Legg & Company, Wareham Bldg.
•Stein Bros. & Boyce, 116 W. Washington St.
•BRANCH OFFICE
NEW BEDFORD
•Kidder, Peabody & Co., First National Bank
Bldg.
•Tucker, Anthony & Co., 20 Market St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
SPRINGFIELD
Baker & Co., Third National Bank Bldg.
*uav & Co., R. L., Third National Bank Bldg.
♦Mabrook & Co., 1387 Main St.
♦First Boston Corporation, The, Third National
Pnflfc Bldg.
^HavdfiD, Stone & Co.* 1387 Mnin St.
♦Jackson & Curtis, 1387 Main St.
,
♦Kidder, Peabody & Co., 1387 Main St.
♦Paine, Webber & Co., Third National Bank Bldg.
♦Putnam & Company, Inc., F. L„ Third National
Bànk Bldg.
♦Rollins & Sons Inc., E. H., 1387 Main St.
JACKSON
♦Dominick & Dominick. 120 W. Michigan Ave.
♦Selected Investment Company, National Bank
Bldg.
MINNESOTA
Minnesota Group
1947
Callender, BUrke & MacDonald, Fidelity Bank
Bldg.
♦Childs and Company, Inc., C. F., 15 W. Tenth St.
City National Bank and Trust Company, 18th
St. & Grand Ave.
Commerce Trust Company. Tenth & Walnut Sts.
♦Harris Trust and Savings Bank, 1204 Commerce
Bldg.
(Representative of Investment Department,
Chicago.)
♦Masters, Proctor M., Dwight Bldg. {Correspond
ent o f Mercantile-Commerce National B ank and
Trust Company, St. Louis.)
♦Mercantile-Commerce Bank and Trust Company,
Dwight Bldg. {See Proctor M . Masters, Cor
respondent.)
DULUTH
WORCESTER
Adams, Mudge & Co., 340 Main St.
♦Paine, Webber & Co., State Mutual Bldg.
♦Trask & Co., Spencer, 340 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Slater
Bldg.
First and American National Bank of Duluth,
Superior St. & Third Ave., West.
Northern National Bank of Duluth, 304 W.
Superior St.
__
♦Paine, Webber & Co., Medical Arts Bldg.
♦Wells-Dickey Company, Alworth Bldg.
MINNEAPOLIS
MICHIGAN
Michigan Group
ANN ARBOR
♦Watting, Lerchen & Co., Ann Arbor Trust Bldg.
DETROIT
Alison & Company, Buhl Bldg.1
•Ailyn and Company, Inc., A. C., Buhl Bldg.
♦Baker, Weeks & Harden, 1050 Penobscot Bldg.
♦Ballman & Main, Dime Bank Bldg.
♦Blair & Co., Inc., Buhl Bldg.
♦Blyth & Co., Inc., Buhl Bldg.
♦Braun, Bosworth & Company, Penobscot Bldg.
Campbell, McCarty & Company, Inc., Buhl Bldg.
Carey & Co., Matthew, Union Guardian Bldg.
Crouse & Company, Penobscot Bldg.
First of Michigan Corporation, Buhl Bldg.
♦Harriman Ripley & Co., Incorporated, Penobscot
Bldg.
♦Harris Trust and Savings Bank, 1223 Penobscot
Bldg.
(Representative of Investment Department,
Chicago.)
Higble Corporation, Carlton M., Buhl Bldg.
♦Hornblower & Weeks, Penobscot Bldg.
Keane & Company, Penobscot Bldg.
♦Kidder & Co., A. M., 144 Penobscot Bldg.
Livingstone & Co., S. R„ Penobscot Bldg.
McDonald, Moore & Hayes, Inc., Penobscot Bldg.
♦Merrill Lynch, Pierce, Fenner & Beane, Buhl
Bldg.
Miller, Kenower & Company, Inc., Penobscot
Bldg.
♦Otis & Co., 2806 Union Guardian Bldg.
♦Paine, Webber & Co., Penobscot Bldg.
(Additional offices in General Motors Bldg, and
Fisher Bldg.)
Parcells & Co., Charles A., Penobscot Bldg.
♦Ryan, Sutherland & Co., Union Guardian Bldg.
Sattley & Co., Inc., H. V. Hammond Bldg,
♦selected Investments Company, Penobscot Bldg.
Small, Sidney R., Penobscot Bldg.
Smith, Hague & Co., Penobscot Bldg.
♦Shanahan, Harris & Company, Inc., Buhl Bldg.
♦Straus Securities Company, Union Guardian
Bldg.
Watkins & Fordon, Inc., Penobscot Bldg.
Watting, Lerchen & Co., Ford Bldg.
m (Additional office in Fisher Bldg.)
Wedthoff & Co., Guy G„ Ford Bldg.
Allison-Williams Company, Northwestern Bank
Bldg.
Ashmun Company, C. S., First National-Soo Line
Bldg.
Bigelow-Webb, Inc., First National-Soo Line Bldg.
Bishop & Co., M. H., Thorpe Bldg.
♦Blyth & Co., Inc., Rand Tower
♦Byllesby and Company, H. M., Rand Tower
♦Central Republic Company, (Incorporated),
Rand Tower.
Dain & Company, J. M., Rand Tower
First National Bank and Trust Company, 115 S.
Fifth St.
.
♦Hemphill, Noyes & Co., Northwestern Bank Bldg.
♦Kalman & Company, McKnight Bldg.
♦Merrill Lynch, Pierce, Fenner & Beane, 702-4
Marquette Ave.
Needham & Company, Inc., Rand Tower
Northwestern National Bank and Trust Company
of Minneapolis, Northwestern Bank Bldg.
♦Paine, Webber & Co., Rand Tower
Piper, Jaffray & Hopwood, 115 S. Seventh St.
♦Rollins & Sons Inc., E. H., Northwestern Bank
Bldg,
Thrall West Company, Northwestern Bank Bldg.
Wells-Dickey Company, Metropolitan Bank Bldg.
Wittenberg Merrick Company, Northwestern
Bank Bldg.
A ,
Woodard-Elwood & Company, Rand Tower
ST. PAUL
♦Central Republic Company, (Incorporated), First
National Bank Bldg.
♦Davis, Robert S., First National Bank Bldg.
{Representative of John Nuveen & Co., Chicago.)
First National Bank of Saint Paul, The, Fourth &
Minnesota Sts.
Gates & Co., Stanley, 345 Robert St.
Greenman & Cook, Inc., First National Bank
Bldg.
Kalman & Company, Endicott Bldg.
Mannheimer-Caldwell, Inc., First National Bank
Bldg.
♦Nuveen & Co., John, First National Bank Bldg.
. {See Robert S. Davis, Representative.)
♦Paine, Webber & Co., Pioneer Bldg.
♦Riter & Co., Pioneer Bldg.
♦Wells-Dickey Company, Endicott Bldg.
Wood & Company, Harold E„ First National
Bank Bldg.
♦Moseley & Co.. F. S„ R. A. Long Bldg.
♦Nuveen & Co., John {See H. G. Appel, Represen
tative.)
„
Prescott, Wright, Snider Company, 918 Baltimore
Ave.
♦Rollins & Sons Inc., E. H., Land Bank Bldg.
Stem Brothers & Co.. 1015 Baltimore Ave.
♦Straus Securities Company, Land Bank Bldg.
Weltner & Ço., A. E., Dwight Bldg.
ST. LOUIS
M ississippi Valley Group
Bitting & Co., 316 N. Eighth St.
Bitting, Jones & Co., Inc., 411 N. Seventh St.
♦Blair & Co., Inc., Boatmen’s Bank Bldg.
Boatmen’s National Bank, The, 300 N. Broadway.
Bramman-Schmidt-Busch, Inc., Boatmen’s Bank
Bldg.
♦Bullock. Calvin, Security Bldg.
♦Central Republic Company* (Incorporated),
Security Bldg.
♦Childs and Company, Inc., C. F., 314 N. Broad
way.
Crago, Smith & Canavan, 820 Security Bldg.
♦Devine & Co., C. J., 314 N. Broadway,
♦First Boston Corporation. The, 314 N. Broadway.
Francis, Bro. & Go., 222 N. Fourth St.
Giger and Company, 211 N. Fourth St.
♦Goldman, Sachs & Co., Boatmen’s Bank Bldg.
♦Harris Trust and Savings Bank, 919 National
Bank of Commerce Bldg.
(Representative of Investment Department,
Chicago.)
Jones & Co., Edward D., Boatmen’s Bank Bldg.
Kerwin, Fotheringham & Co., Inc., 314 N. Broad
way.
Mercantile-Commerce Bank and Trust Company,
721 Locust St.
Metropolitan St. Louis Company, 718 Lobust St.
Mississippi Valley Trust Company, Broadway &
Olive St.
♦Murdoch, Dearth & White, Inc., Boatmen’s Bank
Bldg.
,
I
Newhard, Cook & Co., 400 Olive St.
Reinholdt & Gardner, 400 Locust St.
♦Rollins & Sons Inc., E. H., 314 N. Broadway.
♦Ryan-Nichols & Company, 314 N. Broadway.
Simon & Co., I. M., 315 N. Fourth St.
Smith, Moore & Co., 509 Olive St.
Stifel, Nicolaus & Co., Inc., 314 N. Broadway
Stix & Co., 509 Olive St.
Taussig, Day & Company, Inc., Boatmen’s Bank
Bldg.
Theis & Sons, Inc., Albert, 410-12 Olive St.
Walker & Co., G. H., 503 Locust St.
Whitaker & Company, Fourth & Olive Sts.
Wibbing & Co., 0. H „ Security Bldg.
NEBRASKA
Central States Group
LINCOLN
MISSISSIPPI
Southern Group
♦Burns, Potter & Company, Stuart Bldg.
First Trust Company of Lincoln, The, Tenth &
O Sts.
.
♦Wachob-Bender Corporation, Lincoln Liberty
Life Bldg.
JACKSON
FLINT
Lewis and Company, Lamar Life Bldg.
♦Scharff & Jones, Inc., Lamar Life Bldg.
♦Weil & Arnold, Lamar Life Bldg.
îfUyu and Company, Inc., A. C., Genesee Bank
Bldg.
MISSOURI
KANSAS CITY
GRAND RAPIDS
First of Michigan Corporation, Michigan Nan tionai Bank Bldg.
tj&cuonald, Moore & Hayes, Inc., Michigan
*n.<atlS al Bank Bldg.
Webber & Co., Peoples National Bank Bldg,
noilins & Sons, Inc., E. H., 60 Monroe Ave.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Southwestern Group
•Ailyn and Company, Inc., A. C., 1012 Baltimore
Ave.
♦Appel, H. G., Dwight Bldg. {Representative of
John Nuveen & Co., Chicago.)
Baum Bernheimer Company, 1016 Baltimore Ave.
♦BRANCH OFFICE
OMAHA
♦ADyn and Company, Inc., A. C., Insurance Bldg.
Burns, Potter & Company, 202 S. Seventeenth
St.
•Byllesby and Company, H. M., Farnam Bldg.
♦Central Republic Company, (incorporated), In
surance Bldg.
Greenway & Company, Farnam Bldg.
Hall and Company, Inc., Ware, First National
Bank Bldg.
Kirkpatrick-Pettis Company, Omaha National
Bank Bldg.
National Company of Omaha, The, First National
Bank Bldg.
♦Stern Brothers & Co., Insurance Bldg.
Wachob-Bender Corporation, 210-212 S. Seven
teenth St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1948
NEW HAMPSHIRE
New England Group
CONCORD
♦Rollins & Sbns Inc., E. H., 4 School St.
KEENE
♦Wainwright & Co., H. C., 37 Main St.
BUFFALO
♦Amott, Baker & Co. Incorporated, 298 Main St.
♦Blair & Co., Inc., Ellicott Square Bldg.
♦Dominion Securities Corporation, M & T Bldg.
♦First Boston Corporation, The, Liberty Bank
Bldg.
Manufacturers and Traders Trust Company, 284
Main St.
Marine Trust Company of Buffalo, The, 237
Main St.
♦Moseley & Co., F. S., Ellicott Square Bldg.
♦Rollins & Sons, Inc., E. H., Erie County Savings
Bank Bldg.
Schoellkopf, Hutton & Pomeroy, Inc., 70 Niagara
St.
♦Union Securities Corporation, Liberty Bank Bldg.
.
MANCHESTER
•Rollins & Sons Inc. E. H., Amoskeag Bank Bldg.
ELMIRA
♦Jackson & Curtis, Keeney Theatre Bldg.
♦Loeb, Rhoades & Co., Carl M., 125 Lake St.
GLENS FALLS
♦Trask & Co., Spencer, Queensbury Hotel
NEW JERSEY
New York Group
ASBURY PARK
•McDonnell & Co., Berkeley Carteret Hotel
EAST ORANGE
•Reynolds & Co., 22 Prospect St.
JERSEY CITY
Bullock, Calvin, 921 Bergen Ave.
•Distributors Group, Incorporated, 1 Exchange PI.
♦Eberstadt & Co., Inc., F., 15 Exchange PI.
(Subsidiary of F. Eberstadt & Co.)
♦Lord, Abbett & Co., Inc., 1 Exchange PI.
•Massachusetts Distributors, Inc., 15 Exchange
PI.
HORNELL
♦Loeb, Rhoades & Co., Carl M„ 43 Broadway.
ITHACA
♦Jackson & Curtis, First National Bank Bldg.
♦Loeb, Rhoades & Co., Carl M., First National
Bank Bldg.
MIDDLETOWN
♦Loeb, Rhoades & Co., Carl M„ 26 North St.
NEW YORK CITY
Adams, McEntee & Co., Inc., 40 Wall St.
Allen. & Company, 30 Broad St.
Allen & Company, H. L., 100 Broadway
♦Allyn and Company, Inc., A. C., 40 Wall St.
♦Ames & Co., Inc., A. E., 2 Wall St.
(Affiliate of A . E. Ames <fe Co., Limited, Toronto)
MORRISTOWN
•Reynolds & Co.. Park Square Bldg.
♦Riter .& Co., 42 Park Place
NEWARK
♦Boenning & Co., 744 Broad.St.
♦Carroll & Co., John B., 24 Commerce St.
•Clark, Dodge & Co., 744 Broad St.
Qn _
Coiyer, Robinson & Company, Inc., 1180 Ray
mond Blvd.
*§ _
3
•Kean, Taylor & Co., 744 Broad St.
•Minsch, Monell & Co., Inc., 790 Broad St.
Rippel, Inc., Julius A., 744 Broad St.
■Van Deventer Brothers, Inc., 24 Commerce St.
Amott, Baker & Co. Incorporated, 150 Broadway
Arnhold and S. Bleichroeder, Inc., 30 Broad St.
Ashplant & Co., F, B„ 2 Wall St.
♦Auchincloss, Parker & Redpath, 52 Wall St.
Bacon, Stevenson & Co., 39 Broadway
Baker, Weeks & Harden, 52 Wall St.
♦Bank of Montreal, Agency, 64 Wall St.
(Agency 'of Bank of Montreal, Head Office,
Montreal)
♦Bankamerica Company, 76 Beaver St.
Bankers Trust Company, 16 Wall St.
Barr Brothers & Co., Inc., 40 Wall St.
♦Battles & Company, Inc., 90 Broad St.
Bear, Stearns & Co., 1 Wall St.
♦Becker & Go... Incorporated, A. G., 54 Pine St.
(Executive Offices— Chicago, New York.)
Bergen, John J„ 40 Wall St.
Blair & Co., Inc., 44 Wall St.
♦Blyth & Co., Inc., 14 Wall St.
(Executive Offices— New York, San Francisco.)
PATERSON
♦Eastman, Dillon & Co., 152 Market St.
PLAINFIELD
Wilmerding & Co.,. Inc., Plainfield National
Bank Bldg.
TRENTON
♦Butcher & Sherrerd, Broad Street Bank Bldg.
•Hemphill, Noyes & Co., Stacy-Trent Hotel.
NEW YORK
New York Group
ALBANY
Cooley & Co., Inc., George R., 100 State St.
►First Boston Corporation, The, 75 State St.
►Hemphill, Noyes & Co., Ten Eyck Bldg.
►Johnson & Co., R. H„ Home Savings Bank Bldg.
►Kidder, Peabody & Co., 75 State St.
•Manufacturers and Traders Trust Company
142 State St.
a&jb&j
►Marks & Co., Laurence M., 75 State St.
►Rollins & Sons Inc., E. H., 75 State St.
►Smith, Barney & Co., 90 State St.
►Trask & Co., Spencer, State Bank Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦Bodexl & Co., Inc., I l l Broadway.
♦Boettcher and Company, 52 Wall St.
Bonbright & Company, 80 Broadway
♦Bond & Goodwin Incorporated, 63 Wall St.
♦Brown & Sons, Alex., 2 Wall St.
Brown, Bennett & Johnson, Inc., 30 Broad St.
♦Bullock, Calvin, 1 Wall St.
Burley & Company, 115 Broadway
Burr & Company, Inc., 57 William St.
♦Byllesby and Company, H. M„ 111 Broadway
Campbell, Phelps & Co., Inc., 70 Pine St.
Carroll & Co., John B„ 70 Pine St.
♦Central Republic Company, (Incorporated), 14
Wall St.
♦Chaplin & Company, 52 Broadway
Chase National Bank of the City of New York,
The, 18 Pine St.
Chemical Bank & Trust Company, 165 Broadway
♦Childs and Company, Inc., C. F., 1 Wall St.
♦Childs, Jeffries & Thorndike, Inc., 50 Broadway
Clark. Dodge & Co., 61 Wall St.
Clarke & Co., Inc., Richard W., 17 E. 42nd St.
♦Coffin & Burr, Incorporated, 70 Pine St.
♦Content, Hano & Co., 39 Broadway
Darby & Co., 1 Wall St.
♦Day & Co., R. L„ 14 Wall St.
Devine & Co., C. J., 48 Wall St.
Dick & Merle-Smith, 30 Pine St.
♦Dickson & Company, R. S., 30 Broad St.
Dillon, Read & Co., 28 Nassau St.
Distributors Group, Incorporated, 63 Wall St.
Dominick & Dominick, 14 Wail St.
♦Dominion Securities Corporation, 40 Exchange
PL
(Branch, of The Dominion Securities Corporation
Limited, Toronto)
Downs & Co., Harry. 60 Wall Tower
♦Drexel & Company, 14 Wall St.
duPont & Co„ Francis I., and Chisholm & Chap
man, 1 Wall St.
(Additional Office at 630 Fifth Ave.)
Eastman, Dillon & Co.. 15 Broad St.
Eberstadt & Co., F., 39 Broadway
♦BRANCH OFFICE
♦Elder & Company, 11 Wall St.
Eldredge & Co., Inc., 40 Wall St.
Emanuel & Co., 50 Pine St.
♦Equitable Securities Corporation, 40 Wall St.
♦Estabrook & Co., 40 Wail St.
Evans. Stillman & Co., 14 Wall St.
Fahnestock & Co., 65 Broadway
Fenton & Company, Incorporated, F. i t , i n
Broadway
First Boston Corporation, The, 100 Broadway
(Executive Offices— New York and Boston.)
First National Bank of the City of New York.
, The, 2 Wall St.
♦First of Michigan Corporation, 1 Wall St.
Fisk & Sons, Inc., Harvey, 40 Wall St.
Fox & Company, P. F„ 120 Broadway.
Gary & Partners, Theodore, 21 E. 40th St.
Gibbons & Company, Inc., Geo. B„ 49 Wall St.
Glore, Forgan & Co., 38 Wall St.
(Executive Offices— New York, Chicago.)
Goldman. Sachs & Co.. 30 Pine St.
Goodbody & Co., 115 Broadway.
♦Graham, Parsons & Co., 14 Wall St.
Green, Ellis & Anderson, 100 Broadway
Guaranty Trust Company of New York, 140
Broadway
Hallgarten & Co., 44 Wall St.
Hannahs, Ballin & Lee, 111 Broadway
Harriman Ripley & Co., Incorporated, 63-Wall St.
♦Harris, Hall & Cdmpany, 14 Wall St.
♦Harris Trust and Savings Bank, 14 Wall St.
(Room 2908)
(Representatives
Chicago)
of
Investment
Department,
Hatch & Co., Inc., Frederic H., 63 Wall St.
Hayden, Stone & Co., 25 Broad St.
♦Heller, Bruce & Co., 1 Wall St.
Hemphill, Noyes & Co., 15 Broad St.
H erm an & Co., Henry, 52 William St.
♦Hibberd, William W., 14 Wall St.
(Correspondent of Mercantile-Commerce Bank
and Trust Company, St. Louis)
Hipkins & Topping, 1 Wall St.
Hornblower & Weeks, 40 Wall St.
♦Hutton & Company. W. E., 14 Wall St. .
♦Jackson & Curtis. 115 Broadway
Johnson & Co., R. H., 64 Wall St. •
Jones & Co., Chas. H„ 50 Broadway
Joyce Jr. Co., A. G., 115 Broadway.
♦Kaiser & Co., 40 Wall St.
Kean. Taylor & Co., 14 Wall St.
♦Kebbon, McCormick & Co., 40 Wall St.
Keys & Co., C. M„ 551 Fifth Ave.
Kidder & Co., A. M„ 1 Wall St.
Kidder. Peabody & Co.. 17 Wall St.
(Additional office at 10 E. 45th St.)
♦Kirchofer & Arnold, Inc», 1 Wall St.
Kuhn, Leob & Co., 52 William St.
Ladenburg, Thalmann & Co., 25 Broad St.
Lahey, Fargo & Co., 31 Nassau St.
Lang & Co.. F. P., 40 Wall St.
Langley & Co., W. C., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Lebenthal & Co.. 135 Broadway
Lee Higginson Corporation, 40 Wall St.
Lehman Brothers, 1 William St.
Lewisohn & Sons, Adolph, 61 Broadway
Loeb, Rhoades & Co., Carl M., 61 Broadway
(Additional office at 3 East 55th St.)
Lord, Abbett & Co., Inc.. 63 Wall St.
♦Lyons & Shafto Incorporated, 70 Pine St.
♦Mackubin, Legg & Company, 76 Beaver St.
♦Manufacturers and Traders Trust Company, 1
Wall St.
i
J»
Manufacturers Trust Company, 55 Broad St.
♦Marine Trust Company of Buffalo, The, 120
Broadway
„ „ .¿J
Marks & Co., Laurence M., 49 Wall St.
Maynard, Oakley & Lawrence, 61 Broadway
McDonnell & Co., 120 Broadway
(Additional office at 254 Park Avenue)
♦McLeod, Young, Weir, Incorporated, 100 Broadway. (Branch of McLeod, Young, Weit <&Co.,
Limited, Toronto.)
, _
♦Mellon Securities Corporation, 14 Wall St.
♦Mercantile-Commerce Bank and Trust Company
14 Wall St. (See W. P. Sharpe, Correspond♦Mericka & Co., Inc., Wm. J., 29 Broadway
St
Minsch, Monell & Cò„ Inc., 115 Broadway
♦Mitchell, Hutchins & Co., 1 Wall St.
Morgan & Co., Incorporated, J. P., 23 Wall St.
Morgan Stanley & Co., 2 Wall St.
♦Moseley & Co., F. S„ 14 Wall St.
♦Moulton & Company, R. H., 50 Broadway
Murphy & Co., G. M.-P., I l l Broadway
National City Bank of New York, 55 Wall St.
Neergaard, Miller & Co., 1 Wall St._
Newman Bros. & Worms, 25 Broad St.
New York Trust Company, The, 100 Broadway
Nickerson & Co., Inc., John, 61 Broadway
Novotny, C. G., 120 Broadway.
♦Otis & Co., 120 Broadway H M M I
♦Pacific Capital Corporation, 1 Wall St.
♦Paine, Webber & Co., 25 Broad St.
Parrish & Co., 40 Wall St.
♦Paul & Co., Inc., 52 Wall St.
W
§8
♦Perry & Co., Incorporated, Arthur, 52 «ail st.
Phelps, Fenn & Go«. 39 Broadway
Pizzini & Co., B. W., 52 Broadway
Pressprich & Co., R. W., 68 William St.
♦Rambo, Keen, Close & Kerner Inc ,50 Broadway
♦Ranson-Davidson Co., Inc., The, 90 Broad St.
♦Reinholdt & Gardner, 11 Wall St.
Reynolds & Co., 120 Broadway
Riter & Co., 48 Wall St.
a
Rollins & Sons Inc., E. H-, 44 Wall St,
Rothschild & Co., L. F„ 120 Broadway
D«nn S-r TTn+vlor fiii Wfl.l1St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
NEW YORK CITY—Continued
Saunders Co., Gordon, 64 Wall St.
Schlater, Gardner & Co., 60 Broadway
♦Schoellkopf, Hutton & Pomeroy, Inc., 63 Wall St.
Scholle Brothers, 40 Wall St.
m | SB
Schroder Rockefeller & Co.', Inc., 48 Wall St.
♦Schwabacher & Co., I l l Broadway
Seligman & Co., J. & W„ 65 Broadway.
Shields & Company, 44 Wall St.
■Smith, Barney & Co., 14 Wall St.
(Additional office at 622 Fifth Ave.)
Smithers & Co., F. S., 30 Broad St.
Starkweather & Co., I l l Broadway
GREENSBORO
Burnett and Company, Inc., Oscar, Southeastern
Bldg.
♦Equitable Securities Corporation, Jefferson Bldg.
Lewis and Hall, Jefferson Bldg.
RALEIGH
•Dickson & Company, R. S., Security Bank Bldg.
Kirchofer & Arnold, Inc., Capital Club Bldg.
(Additional office at 292 Madison Ave.)
♦Stein Bros. & Boyce, 1 Wall St.
Stemmier & Co., 52 William St.
Stone & Webster and Blodget, Inc., 90 Broad St.
♦Stranahan, Harris & Company. Inc.. 115 Broad♦Stroud & Company, Inc., 120 Broadway
Swiss American Corporation, 30 Pine St.
Thomson & McKinnon, 11 Wall St.
Trask & Co., Spencer, 25 Broad St.
♦Tucker, Anthony & Co.. 120 Broadway
(Executive Offices— New York, Boston.)
Union Securities Corporation, 65 Broadway.
Van Aistyne, Noel & Co.. 52 Broadway
•Van Deventer Brothers, Inc., 61 Broadway
Van Ingen & Co., Inc., B. J., 57 William St.
♦Wainwright & Co., H. C., 14 Wall St.
♦Walker & Co., G. H., 1 Wall St.
♦Watting, Lerchen & Co., 115 Broadway.
♦Weeden & Co., 14 Wall St.
Wertheim & Co., 120 Broadway
White & Company, Inc., J. G., 37 Wall St.
White, Weld & Co., 40 Wall St.
♦Witter & Co., Dean, 14 Wall St.
Wood, Gundy & Co., Inc.; 14 Wall St.
Wood, Walker & Co., 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
♦Wyeth & Co., 40 Wall St.
ONEONTA
♦Loeb, Rhoades & Co., Carl M., 243 Main St.
WILSON
Branch Banking & Trust Co., 124 Nash St.
WINSTON-SALEM
•Smith, Barney & Co., Pepper Bldg.
Wachovia Bank & Trust Company, Third &
Main Sts.
POUGHKEEPSIE
OHIO
AKRON
Northern Ohio Group
•Jackson & Curtis, Ohio Bldg.
•McDonald-Coolidge & Co., Akron Savings & Loan
Bldg.
'
•Nelson, Browning & Company, First Central
Tower
CANTON
SCHENECTADY
♦Trask & Co., Spencer, 212 State St.
SYRACUSE
♦Blair & Co., Inc., State Tower Bldg.
♦Harriman Ripley & Co., Incorporated, Onondaga
Bank Bldg.
♦Lee Higginson Corporation, 206 Highland St.
♦Loeb, Rhoades & Co., Carl M., State Tower Bldg.
♦Reynolds & Co., State Tower Bldg.
♦Union Securities Corporation, State Tower Bldg.
UTICA
♦Loeb, Rhoades & Co., Carl M., First National
Bank Bldg.
WATERTOWN
♦Loeb, Rhoades & Co., Carl M.„ 111 Stone St.
YONKERS
♦duPont & Co., Francis I. and Chisholm & Chap
man, 20 S. Broadway
NORTH CAROLINA
Southeastern Group
CHARLOTTE
Dickson & Company, R. S., Wilder Bldg,
mterstate Securities Corporation, 200 S. Tryon
at. .
DURHAM
♦Courts & Co., Trust Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
COLUMBUS
•Blair & Co., Inc., 51 N. High St.
•First Cleveland Corporation, The, Huntington
Bank Bldg.
•McDonald-Coolidge & Co., Huntington Bank
Bldg.
Ohio Company, The, 51 N. High St.
•Otis & Co., Huntington Bank Bldg.
•Ranson-Davidson Co., Inc., 8 E. Long, St.
•Paine, Webber & Co. 17 S. High St.
SWeney, Inc., Lowry, 17 S. High St.
DAYTON
Ohio Valley Group
•Dominick & Dominick, 42 N. Main St.
•Joseph & Co., Inc.. Winters Bank Bldg.
•Nelson, Browning & Company, Third National
Bldg.
•McDonald-Coolidge & Co., First National Bank
Bldg.
LIMA
Northern Ohio Group
CINCINNATI
Ohio Valley Group
ROCHESTER
♦Lee Higginson Corporation, Lincoln-Alliance
Bank Bldg.
*Riter/& Co., Lincoln-Alliance Bank Bldg.
♦Rollins & Sons, Inc., E. H., Lincoln-Alliance Bank
S Bldg.
♦Rothschild & Co., L. F., Lincoln-Alliance Bank
Bldg.
♦Schoellkopf, Hutton & Pomeroy, Inc., LincolnAlliance Bank Bldg.
♦Stone & Webster and Blodget, Inc., Reynolds Ar
cade Bldg.
♦Tucker, Anthony & Co., 16 Main St., E.
•Jackson & Curtis, Union Commerce Bldg.
Joseph & Co.. Inc., Union Commerce Bldg.
McDonald-Coolidge & Co., Union Commerce
Bldg.
Mericka & Co., Inc., Wm. J., 925 Euclid Ave.
•Merrill Lynch, Pierce, Fenner & Beane, 216
Superior Ave., N. E.
Merrill, Turben & Co., Union Commerce Bldg.
Murch & Co., Maynard H., 925 Euclid Ave.
National City Bank of Cleveland, The, E. Sixth
St. & Euclid Ave.
•Nelson, Browning & Company, Union Commerce
Bldg.
•Ohio Company, The, Union Commerce Bldg.
Otis & Co., Terminal Tower Bldg.
•Paine, Webber & Co., Terminal Tower Bldg.
Prescott, Jones & Co., Guardian Bldg.
•Rollins & Sons Inc,, E. H., Union Commerce Bldg.
•Salomon Bros. & Hutzler, 925 Euclid Ave.
•Smith, Barney & Co., 925 Euclid Ave.
•Stranahan, Harris & Company, Inc., Hippodrome
Bldg.
•Wainwright & Co., H. C., Union Commerce Bldg.
Ohio Valley Group
Northern Ohio Group
♦duPont & Co., Francis I., and Chisholm & Chap
man, 42 Market Sj.
1949
•Braun, Bosworth & Company, Union Central
Bldg.
Breed & Harrison, Inc., First National Bank Bldg.
Brockhaus & Co., Edward, Union Trust Bldg.
•Childs and Company, Inc., C. F., Union Trust
Bldg.
•Devine & Co., C. J., First National Bank Bldg.
•Dominick & Dominick, 414 Walnut St.
Field, Richards & Co., Union Central Bldg.
Fifth Third Union Trust Co., The, Fourth &
Walnut Sts.
Hutton & Company, W. E., First National Bank
Bldg.
Lincoln National Bank, Fourth & Vine Sts.
•Lyons & Company, W. L., 115 E. Fourth St.
Magnus & Company, Dixie Terminal Bldg.
•McDonald-Coolidge & Co., Mercantile Library
Bldg.
Nelson, Browning & Company, Carew Tower
•Ohio Company, The, .Union Trust Bldg.
•Otis & Co., Mercantile Library Bldg.
Provident Savings Bank & Trust Company, The,
Seventh & Vine Sts.
Seasongood & Mayer, 6 E. Fourth St.
•Stranahan, Harris & Company, Inc., Dixie
Terminal Bldg.
Van Lahr, Doll & Isphording, Inc., Provident
Bank Bldg.
Walter, Woody & Heimerdinger, Dixie Terminal
Bldg.
Weil, Roth & Irving Company, The, Dixie Ter
minal Bldg.
CLEVELAND
Northern Ohio Group
Ball, Coons & Company, Union Commerce Bldg.
•Blyth & Co.. Inc., Union Commerce Bldg.
Central National Bank, 308 Euclid Ave.
•Childs and Company, Inc., C. F., Union Com
merce Bldg.
Cleveland Trust Company, The, 916 Euclid Ave.
Curtiss, House & Company, Union Commerce
Bldg.
Emerson & Co., Incorporated, H. L., Union Com
merce Bldg.
r"
Fahey, Clark & Co., Union Commerce Bldg.
•Field, Richards & Co., Union Commerce Bldg.
•First Boston Corporation, The, Union Commerce
Bldg.
First Cleveland Corporation, The, National City
Bank Bldg.
Gillis, Russell & Co., Union Commerce Bldg.
•Harriman Ripley & Co., Incorporated, Union
Commercé Bldg.
Hawley, Shepard & Company, Union Commerce
Bldg.
Hayden, Miller and Company, Union Commerce
Bldg.
•Hornblower & Weeks, Union Commerce Bldg.
•BRANCH OFFICE
•McDonald-Coolidge & Co., Lima Trust Bldg.
SPRINGFIELD
Ohio Volley Group
•McDonald-Coolidge & Co., First National Bldg.
TOLEDO
Northern Ohio Group
Braun, Bosworth & Company, Second National
Bank Bldg.
‘•First Cleveland Corporation, The, Home Bank
Bldg.
•Otis & Co.. Spitzer Bldg.
Ryan, Sutherland & Co., Ohio Bldg.
Stranahan, Harris & Company, Inc., Ohio Bldg.
YOUNGSTOWN
Northern Ohio Group
•Singer, Deane & Scribner, Union National Bank
Bldg.
OKLAHOMA
Southwestern Group
OKLAHOMA CITY
Edwards, Inc., R. J., Terminal Bldg.
Honnold, C. Edgar, 120 N. Robinson St.
TULSA
•Francis, Bro. & Co., Kennedy Bldg.
•Small-Milburn Company, The, Kennedy Bldg.
OREGON
Pacific Northwest Group
PORTLAND
Adams & Co., E. M„ American Bank Bldg.
Blankenship & Gould, Inc., Wilcox Bldg.
•Blyth & Co., Inc., Pacific Bldg.
Camp & Co., Inc., Porter Bldg.
•Conrad, Bruce & Co., 316 S. W. Sixth Ave.
•Ferris & Hardgrove, Wilcox Bldg.
First National Bank of Portland, Fifth & Stark
Sts.
Hemphill, Fenton & Campbell, Inc., Porter Bldg.
•Merrill Lynch, Pierce, Fenner & Beane, 400
S. W. Sixth St.
Warrens, Bosch & Floan, Porter Bldg.
•W itter & Co., Dean, 425 S. W. Sixth Ave.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1950
PENNSYLVANIA
ALLENTOWN
Eastern Pennsylvania Group
♦Reynolds & Go., Americus Hotel Bldg.
♦Smith, Barney & Co., Dime Trust Bldg.
ALTOONA
Western Pennsylvania Group
♦Parrish & Co,, 11th Ave. and 12th St.
BETHLEHEM
Eastern Pennsylvania Group
♦Elkins, Morris & Co., Odd Fellows Bldg.
♦Rollins & Sons Inc., E. H., Odd Fellows Bldg.
EASTON
Eastern Pennsylvania Group
♦Eastman, Dillon & Co., First National Bank Bldg.
♦Hutton & Company, W. E., 19 S. Third St.
♦Lord, Abbott & Co., Inc., First National Bank
k Bldg.
♦Riter & Co., 7 Center Square.
♦Harriman Ripley & Co., Incorporated, 1529
Walnut St.
♦Hemphill, Noyes & Co., 123 S. Broad St.
Hopper, Soliday & Co., 1420 Walnut St.
♦Hornblower & Weeks, 1429 Walnut St.
♦Hutton & Company, W. E., 1529 Walnut St.
Investment Registry of America Inc., 1515
Locust St.
♦Jackson & Curtis, Philadelphia National Bank
Bldg.
Janney & Co., 1529 Walnut St.
♦Johnson & Co., R. H., 1528 Walnut.
♦Kidder, Peabody & Co., 123 S. Broad St.
(Executive Offices— New York, Boston, Phila
delphia.)
'
Krause, Barrows and Co., Land Title Bldg.
♦Lazard Freres & Co., Girard Trust Company Bldg.
♦Merrill Lynch, Pierce, Fenner & Beane, Com
mercial Trust Bldg.
♦Murphy & Co., G. M.-P., 123 S. Broad St.
Newbold’s Son & Co., W. H„ 1517 Locust St.
♦Paine, Webber & Co., Fidelity-Philadelphia Trust
Bldg.
♦Parrish & Co., 212 So. 15th St.
Paul & Co., Inc., 1420 Walnut St.
Phillips & Co., Samuel K., Packard Bldg.
Rambo, Keen, Close & Kerner, Inc., 1518 Locust
St.
♦Reynolds & Co., 1500 Walnut St.
♦Riter & Co., 1529 Walnut St.
♦Rollins & Sons Inc., E. H., 1528 Walnut St.
Schmidt, Poole & Co., 123 S. Broad St.
Sheridan, Bogan Co., 1616 Walnut St.
♦Smith, Barney & Co., 1411 Chestnut St.
♦Starkweather & Co., Girard Trust Co. Bldg.
♦Stein Bros. & Boyce, 123 S. Broad St.
♦Stone & Webster and Blodget, Inc., Packard Bldg.
Stroud & Company, Inc., 1429 Walnut St.
Suplee, Yeatman & Company, Inc., 220 S. Six
teenth St.
♦Taylor, George F., Packard Bldg: (Correspondent
of Bankers Trust Company.N e w York.)
ERIE
Western Pennsylvania Group
♦Otis & Co., Marine National Bank Bldg.
♦Shields & Company, Erie Trust Bldg,
HARRISBURG
Eastern Pennsylvania Group
♦Hemphill, Noyes & Co., Penn Harris Hotel
♦Jones & Co., Chas. H., State Theatre Bldg.
♦Parrish & Co., Telegraph Bldg.
HUNTINGDON
Western Pensylvania Group
♦Elkins, Morris & Co., Penn St.
LANCASTER
Eastern Pennsylvania Group
•Clark & Co., E. W., Fulton National Bldg.
.♦Reynolds & Co., 61 N. Duke St.
PHILADELPHIA
Eastern Pennsylvania Group
♦Allyn and Company, Inc., A. C., Packard Bldg.
♦Amott, Baker & Co. Incorporated, 1528 Walnut
St.
•Auchincloss, Parker & Redpath, 1421 Chestnut
St.
♦Baker, Weeks & Harden, 1421 Chestnut St.
♦Bankers Trust Company, Packard Bldg.
(See George F. Taylor, Correspondent.)
Battles & Company, Inc., 1528 Walnut St.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren & Co., 1508 Walnut St.
♦Blair & Go., Inc., 123 S. Broad St.
♦Blyth & Co., Inc., 123 S. Broad St.
Boenning & Co., 1606 Walnut St.
♦Bullock, Calvin. 1416 Chestnut St.
♦Burr & Company, Inc., 1500 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
♦Byllesby and Company, H. M., Stock Exchange
Bldg.
Chandler & Company, Inc,, 1500 Walnut St.
Clark & Co., E. W., 1531 Locust St..
Collings and Company, G. C., 123 S. Broad St.
Content, Hano & Co., 1505 Walnut St.
♦Deviné & Co., C. J., Fidelity-Philadelphia Trust
Bldg.
♦Dominion Securities Corporation, 220 S.
Sixteenth St.
Dougherty & Co., A. Webster, 1421 Chestnut St.
Drexel & Co., 15th & Walnut Sts.
♦duPont & Co., Francis I., and Chisholm & Chap
man, 123 S. Broad St.
♦Eastman, Dillon *& Co., 225 S. 15th St.
Elkins, Morris & Co., Land Title Bldg.
♦First Boston Corporation, The, 1616 Walnut St.
Freeman & Co., Inc., M. M., 262 S. Fifteenth St.
♦Goldman, Sachs & Co., 1416 Chestnut St.
Graham, Parsons & Co., 1421 Chestnut St.
Harper & Turner, Inc., Stock Exchange Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Thayer, Baker & Co., 16 S. Broad St.
♦Trask & Co., Spencer, Packard Bldg.
♦Tucker, Anthony & Co., 123 S. Broad St.
Tyson Co., Warren A., 1528 Walnut St.
♦Union Securities Corporation, 123 S. Broad St.
♦Van Alstyne, Noel & Co., 1500 Walnut St.
Wurts, Dulles & Co., 1416 Chestnut St.
Yarnall & Co., 1528 Walnut St.
SCRANTON
Eastern Pennsylvania Group
♦Green, Ellis & Anderson, Scranton Life Bldg
♦Hallgarten & Co., First National Bank Bldg
♦Reynolds & Co., 516 Spruce St.
♦Rollins & Sons Inc., E. H., First National Bank
Bldg.
♦Smith, Barney & Co., 604 First National Bank
Bldg.
SHARON
Western Pennsylvania Group
♦Grubbs, Scott & Company, First National Bank
Bldg.
SUNBURY
Eastern Pennsylvania Group
Drass & Company, J. H., 231 Market Sq.
WILKES-BARRE
Eastern Pennsylvania Group
♦Auchincloss, Parker & Redpath, Miners Bank
Bldg.
♦Green, Ellis & Anderson, Miners Bank Bldg.
♦Rollins & Sons Inc., E. H., Second National Bank
Bldg.
WILLIAMSPORT
Eastern Pennsylvania Group
♦Rollins & Sons Inc., E. H., Susquehanna Trust
Bldg.
YORK
Eastern Pennsylvania Group
♦Clark & Co., E. W., 22 S. George St.
♦Reynolds & Co., Cassatt Bldg.
♦Stein Bros. & Boyce, 31 Market St.
PITTSBURGH
Western Pennsylvania Group
RHODE ISLAND
Applegate, Geo. G., Commonwealth Bldg.
Bear & Company, S. Lee, Union Trust Bldg.
♦Blair & Co., Inc., Oliver Bldg.
♦Blyth & Co., Inc., First National Bank Bldg.
♦Byllesby and Company, H. M., Union Trust
Bldg. .
Chaplin & Company, 419 Wood St.
♦Childs and Company, Inc., C. F., 439 Fifth Ave.
Cunningham & Co., Inc., S. K., Commonwealth
Bldg.
♦First Boston Corporation, The, Farmers Bank
Bldg.
First National Bank at Pittsburgh, Fifth Ave. &
Wood St.
Glover & MacGregor, Inc., Union Trust Bldg.
♦Graham, Parsons & Co., Union Trust Bldg.
♦Green, Ellis & Anderson, Commonwealth Bldg.
Grubbs. Scott & Company, Union Trust Bldg.
♦Harriman Ripley & Go., Incorporated, Union
Trust Bldg.
♦Hemphill, Noyes & Co., First National Bank
Bldg.
♦Janney & Co., Park Bldg.
Kay, Richards & Company, Union Trust Bldg.
New England Group
(Additional offices in Oliver Bldg, and Medical
Arts Bldg.)
♦Mackabin, Legg & Company, Union Trust Bldg.
Masten & Company, A. E„ First National Bank
Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
Mellon Securities Corporation, 525 William Penn
PI.
♦Merrill Lynch, Pierce, Fenner & Beane, Farmers
Bank Bldg.
Moore, Leonard & Lynch, Union Trust Bldg.
♦Parrish & Co., 235 Fourth Ave.
Peoples-Pittsburgh Trust Company, Fourth Ave.
& Wood St.
♦Rollins & Sons-Inc., E. H., Grant Bldg.
Scott & Company, James H„ Union Trust Bldg.
Singer, Deane & Scribner, Union Trust Bldg.
♦Smith, Barney & Co., First National Bank Bldg.
Thomas & Company, Union Trust Bldg.
Union Trust Company of Pittsburgh, The, Union
Trust Bldg.
Ward & Co., Norman, Grant Bldg.
Young & Co., Inc., People Bank Bldg.
POTTSVILLE
NEWPORT
♦Kidder, Peabody & Co., 33 Bellevue Ave.
PROVIDENCE
♦Blyth & Co., Inc., I l l Westminster St.
Bodell & Co., Inc., 32 Custom House St.
♦Estabrook & Co., 15 Westminster St.
♦First Boston Corporation, The, Hospital Trust
Bldg.
♦Harriman Ripley & Co., Incorporated, Hospital
Trust Bldg.
♦Hornblower & Weeks, 10 Weybosset St.
♦Jackson & Curtis, Hospital Trust Bldg.
♦Kidder, Peabody & Co., 10 Weybosset St.
Miller & George, Hospital Trust Bldg.
♦Paine, Webber & Co., Hospital Trust Bldg.
♦Perry & Co., Incorporated, Arthur, Hospital
Trust Bldg.
'
♦Rollins & Sons Inc.E. H., Turks Head Bldg.
♦Starkweather & Co., Hospital Trust Bldg.
♦Stone & Webster and Blodget, Inc., Turks Head
Bldg.
j_
...
♦Whiting, Weeks & Stubbs Incorporated, Hospital
Trust Bldg.
SOUTH CAROLINA
Southern Group
CHARLESTON
Frost, Read & Co., Inc., 21 Broad St.
Kinloch, Huger & Company, 26 Broad St.
COLUMBIA
Crawford Co., Inc., G. H., Liberty Life Bldg.
SPARTANBURG
Law & Company, A. M., Andrews Bldg.
Eastern Pennsylvania Group
♦Parrish & Co., Schuylkill Trust Bldg.
READING
TENNESSEE
Eastern Pennsylvania Group
CHATTANOOGA
♦Eastman, Dillon & Co., 605 Washington St.
♦Graham, Parsons & Co., 101 N. Sixth St.
♦Harriman Ripley & Co., Incorporated, Colonial
Trust Bldg.
♦Parrish & Co., Corbin Bldg.
♦Yarnall & Co., 522 Court St.
♦BRANCH OFFICE
Southern Group
♦Courts & Co., 108 W. Eighth St.
Elder & Company, 735 Broad St.
♦Equitable Securities Corporation,
Bldg.
Proviaeni
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
KNOXVILLE
Southern Group
I »Bass- & Company, Jack M., Hamilton Bank Bldg.
1 «Cumberland Securities Corporation, Hamilton
Bank Bldg.
Davidson & Company, Inc., Hamilton Bank Bldg.
•Elder & Company, Fidelity Bank Bldg.
•Eauitable Securities Corporation, Hamilton
Bank Bldg.
MEMPHIS
M ississippi Valley Group
•Equitable Securities Corporation, Union Planters
Bank Bldg.
First National Bank of Memphis, 127 Madison
Ave.
1 Union Planters National Bank & Trust Co., 69
Madison Ave.
NASHVILLE
Southern Group
I American National Bank, Fourth & Union Sts.
Bass & Company, Jack M„ 331 Union St.
j Commerce Union Bank, 400 Union St.
1 Cumberland Securities Corporation, .206 Fourth
Avenue North.
i »Elder & Company, Third National Bank Bldg.
1 Equitable Securities Corporation, 322 Union St.
Nashville Securities Company, Inc., 416 Union St.
Webster & Gibson, 168 Fourth Avenue North
TEXAS
Texas Group
AUSTIN
•Barcus, Kindred & Co., Norwood Bldg.
DALLAS
Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
Callihan & Jackson, Incorporated, Republic Bank
Bldg.
Dallas Union Trust Company, Dallas National
Bank Bldg.
•Dunne-Israel Company, The Gulf States Bldg,
First National Bank in Dallas, 1401 Main St.
Qarrett & Co. .Inc., First National Bank Bldg.
lames, Stayart & Davis, Inc., First National Bank
Bldg.
'Mahan, Dittmar & Company, Dallas National
Bank Bldg.
Moss, Moore & Cecil, Inc., Kirby Bldg.
O’Neil & Company, Donald, 3007 Knox St.
•Ranson-Davidson Co., Inc., The, Kirby Bldg.
Rauscher, Pierce & Co., Inc., Magnolia Bldg.
Rupe & Son, Dallas, Kirby Bldg.
Walker, Austin & Waggener, Republic Bank Bldg.
EDINBURG
'Ranson-Davidson Company, Inc., The, Edin
burg Hotel Bldg.
FORT WORTH
'Dallas Union Trust Company, Fort Worth
National Bank Bldg.
Edwards & Company, William N.. First National
Bank Bldg.
•Rauscher, Pierce & Co., Inc., W. T. Waggoner
Bldg.
'Rupe & Son, Dallas, Fort Worth N at’l Bank Bldg.
GALVESTON
Mosle and Moreland, Anico Bldg.
HOUSTON
Gregory, Eddleman & Abercrombie, First Na
tional Bank Bldg.
'Mahan, Dittmar & Company, Second National
Bank Bldg.
McClung & Knickerbocker, Inc., First National
Bank Bldg.
'Merrill Lynch, Pierce, Fenner & Beane, Gulf Bldg.
Moroney, Beissner & Co., Espersom Bldg.
Neyhaus & Co., Union National Bank Bldg.
'Ranson-Davidson Co., Inc., The, Second Na
tional Bank Bldg.
'Rauscher, Pierce & Co., Inc., Second National
Bank Bldg.
Rotan Co., George V., 806 Rusk Ave.
Snyder and Company, A. W., San Jacinto Bank
„Bldg.
Underwood & Co., Milton R., Gulf Bldg.
"hite & Co., Chas. B„ Second National Bank
Bldg.
SAN ANTONIO
Unwar, Robertson & Pancoast, National Bank of
Ummerce Bldg.
Mahan, Dittmar & Company, South Texas Bank
Bidg.
ntman & Company, Alamo National Bldg.
Kanson-Davidson Company, Inc., The, Milam
'Rauscher, Pierce & Co., Inc., Milam Bldg,
n, & Company, E. J., Frost National Bank
„Bidg;
Rnss & Company, Frost National Bank Bldg.
UTAH
Rocky Mountain Group
SALT LAKE CITY
“lyth & Co., Inc., Kearns Bldg.
a«Sle & Co., J. A., 132 Main St.
i
VERMONT
New England Group
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
OSHKOSH
»Wisconsin Company, The, First National Bank
Bldg.
BURLINGTON
»Kidder & Co.,'A. M., 162 College St.
RUTLAND
»Kidder & Co., A. M., Mead Bldg.
CANADA
VIRGINIA
BRITISH COLUMBIA
Southeaetern Group
Pacific Northwest Group
CHARLOTTESVILLE
Peoples National Bank, The, Main St.
LYNCHBURG
Scott, Horner & Mason, Inc., Law Bldg.
NORFOLK
Investment Corporation of Norfolk, 215 E.
Plume St.
RICHMOND
Craigie & Co., F. W., 616 E. Main St.
Davenport & Co.. 1113 E. Main St.
»Dickson & Company, R. S., State Planters Bank
Bldg.
Mason-Hagan, Inc., 1108 E. Main St.
»Scott, Horner & Mason, Inc., State Planters
Bank Bldg.
Scott & Stringfellow, Mutual Bldg.
VANCOUVER
»Ames & Co.. Limited, A. E., Royal Trust Bldg.
»Dominion Securities Corporation Limited, The,
510 Hastings St., W.
»Wood, Gundy & Company Limited, 744 Hastings
St.. W.
VICTORIA
»Ames & Co., Limited, A. E., 310 Belmont House
MANITOBA
Canadian Group
W INNIPEG
»Ames & Co., Limited, A. E., Hamilton Bldg.
»Dominion Securities Corporation Limited, The,
Union Trust Bldg.,
»Wood, Gundy & Company Limited, Victory Bldg.
WASHINGTON
Pacific Northwest Group
SEATTLE
»Blyth & Co., Inc., 1411 Fourth Ave.
Bramhall & Stein, Hoge Bldg.
»Conrad, Bruce & Co., 1411 Fourth Ave.
Drumheller, Ehrlichman Company, Exchange
Bldg.
Ferris & Hardgrove, Exchange Bldg.
Foster & Marshall, Exchange Bldg.
Grande & Co., Inc., Hoge Bldg.
Harper & Son & Company, Wm. P., Harper Bldg.,
1504 Third Ave.
Hartley Rogers & Company
(See Rogers & Company, Hartley)
Hemphill & Co., Waldo, 1411 Fourth Ave.
Hughbanks Incorporated, Dexter Horton Bldg.
Huston & Co., Harold H., Hoge Bldg.
Marine National Company, 1100 Second Ave.
Mclnnis, Van Dusen & Co.. Hoge Bldg.
»Merrill Lynch, Pierce, Fenner & Beane, 314 Union
St.
Pacific National Bank of Seattle, The, Second
& Marion Sts.
Pratt & Company, H. P., Hoge Bldg.
Rogers & Company, Hartley, 1411 Fourth Ave.
Seattle-First National Bank, Second Ave. at
Columbia St.
Seattle Trust and Savings Bank, 804 Second Ave.
»Witter & Co., Dean. Cobb Bldg.
SPOKANE
»Blyth & Co., Inc., Old National Bank Bldg.
»Ferris & Hardgrove, 425 Riverside Ave.
Murphey, Favre & Co., Spokane and EasternBldg.
Nelson and Company, Arthur E.. Paulsen Bldg.
Paine-Rice & Company, Old National Bank Bldg.
Richards & Blum, Inc., 101 N. Wall St.
Spokane and Eastern, Branch of Seattle-First
National Bank, 601 W. Riverside Ave.
TACOMA
»Ferris & Hardgrove, W. R. Rust Bldg.
»Witter & Co., Dean, Washington Bldg.
WEST VIRGINIA
WHEELING
Western Pennsylvania Group
»Masten & Company, A. E„ 1300 Market St.
WISCONSIN
Central States Group
LA CROSSE
»Harrison & Co., Carter H,, Hotel Stoddard.
MADISON
»Wisconsin Company. The, First Central Bldg.
MILWAUKEE
»Allyn and Company, Inc., A. C., 735 N. Water
St.
Bingham, Sheldon & Co.. 735 N. Water St.
»Central Republic Company, (Incorporated), First
Wisconsin National Bank Bldg.
Fox & Co., Morris F.. 753 N. Water St.
»Harris, Hall & Company, 229 E. Wisconsin Ave.
Loewi & Co.. 225 E. Mason St.
Milwaukee Company, The, 207 E. Michigan St.
»Paine. Webber & Co., 605 N. Broadway.
»Riter & Co., East Wisconsin Bldg.
»Rollins & Sons Inc., E. H., First Wisconsin
National Bank Bldg.
»Ryan-Nichols & Company, 312 E. Wisconsin St.
»Straus Securities Company, 710 N. Water St.
Wisconsin Company, The, 110 E. Wisconsin Ave.
»BBANCH OFFICE
54
1951
ONTARIO
Canadian Group
HAMILTON
»McLeod, Young, Weir & Co., Ltd., Spectator
Bldg.
»Wood, Gundy & Company Limited, TMain St., E.
LONDON
»McLeod, Young, Weir & Co., Ltd., Richmond
Bldg.
Midland Securities Limited, Huron & Erie Bldg.
OTTAWA
»Greenshields & Company, Inc., 140 Wellington
St.
»McLeod, Young, Weir & Co., Ltd., Ottawa
Electric Bldg.
»Wood, Gundy & Company Limited, Ottawa
Electric Bldg.
TORONTO
Ames & Co., Limited, A. E., 320 Bay St. ,
»Collier, Norris & Henderson, Limited, 320 Bay
St.
Dominion Securities Corporation Limited, The,
15 King St., W.
»Greenshields & Company, Inc., 64 King St., W.
»Kidder & Co., A. M., 2 King St., E.
McLeod, Young, Weir & Co., Ltd., Metropolitan
Bldg.
»Midland Securities Limited, Dominion Bank Bldg.
Wood, Gundy & Company Limited, 36 King St.,
W.
QUEBEC
Canadian Group
MONTREAL
»Ames & Co., Limited, A. E., 360 St. James St., W.
Bank of Montreal, Head Office, 119 St. James St.,
W.
»Bullock, Ltd., Calvin, Aldred Bldg.
(Branch o 1Calvin Bullock. Jersey City)
Collier, Norris & Henderson, Limited, 507 Place
d’Armes.
»Dominick Corporation of Canada, 360 St. James
St., w ,
(Corporate affiliate o f Dominick & Dominick,
New York)
»Dominion Securities Corporation Limited, The,
275 St. James St., W.
Greenshields & Company, Inc., 507 Place d'
Armes
»Kidder & Co., A. M., 388 St. James St., W.
»McLeod, Young, Weir & Co., Ltd., 276 St. James
St.
Royal Bank of Canada, The, 360 St. James St., W.
»Wood, Gundy & Company Limited, 360 St.
James St., W.
QUEBEC
»Greenshields & Company, Inc., Price House
SHERBROOKE
»Greenshields & Company, Inc., 58a Wellington
St,, North
1952
STOCK. EXCHANGE MEMBERS
CALIFORNIA
LO S A N G ELES STO C K EXCHANGE
618 So. Spring St.
OFFICERS: McClarty Harbison, President; Barry B. Brooks, 1st Vice-President; Gerald C. Lambert, Und Vice-President; George W. Weedon, Jr., Treasurerv
W. G. Paul, Exec. Secretary; Inez Vermillion, Assistant Secretary; Raymond Eller, Assistant Secretary.
MINIMUM COMMISSION RATES
for T ransactions in Stocks, R ights or W arrants
EFFECTIVE AUGUST 11, 1941
Price
P er Share
50c and above but
$1
$2
83
84
85
“
“
“
“
“
“
“
“
“
“
“
86
“
“
“
87
88
89
“
“
“
“
"
“
“
“
“
R ate
Per Share
(in c e n ts )
under $1_______ ___ ________ . . . ______ ___ ___ _ 3
$2____. . . . ___ ___ . . . _____ 5
$3_____. . . . . ___________________. . . . . . . . . 6
“ 84_______
7
“ 85_______________ __________ ______ . . . . . 8
I f 86________ 1_____________ ______________ 9
“
8 7 __________________________________________
10
88_____...__________________ ___________ 11
89___ .'__________________________
12
13
“ '810 (Base Rate)_______
At $10 and above, the rate shall be the 13c base rate plus lc for each $10
of the price per share.
Adams-Chadwick Co., 650 S. Spring St.
Akin-Lambert Coi., 639 S. Spring St.
Bacon & Co., 256 Montgomery St., San Francisco.
Bankamerica Co., 650 S. Spring St.
Barbour, Smith & Company, 210 W. 7th St.
Bateman, Eichler & Co., 453 S. Spring St.
Bayly Brothers, 727 W. 7th St.
Bennett & Co., 6253 Hollywood Blvd.
Bingham-Walter & Co., 621 S. Spring St.
Bogardus, Frost & Banning, 629 S. Spring St.
Brashears, G. & Co., 510 S. Spring St.
Cass Associates, Quincy, 530 W. 6th St.
Cavanaugh, Morgan & Co., 634 So. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
Dnnk-Harbison Co., 634 S. Spring St.
Ellis, Jr., S. H., 543 S. Spring St.
Fairman & Co., 650 S. Spring St.
On stocks selling below 50c per share, the rates shall be as followsPrice
Rate
Per Share
Per Share
1/256 Of $1___ _______________ _______
(«n cents)
1/128 of $1 ---------------------------------------------015
1/64 of 81 and above but under 2/32 of 81___
. .
"n ^
2/32 of 8 i — __________ ______________________ : : : i : ......... 0 2
Over 2/32 of 81 but under 8/32 of 81-______________
I " i'o
8/32 of 81 and above but under 1/2 of 81_________ . . §£SleT " " i -5
On stocks selling below 4/32 of $1.00 which are not traded on the New
York Stock or Curb Exchanges the rate per share shall be not less than 8%
of the price per share or 0.1 cents per share whichever is greater.
M inim um Com m issions per T ransaction
Notwithstanding the above rates, when the amount involved in a trans
action is less than $10, the commission shall be as mutually agreed; when
the amount involved is $10 or more but less than $50, the m i n i m u m com
mission shall be not less than 6% of such amount or $1, whichever is greaterand when the amount involved is $50 or more, the m i n i m u m commission
shall be not less than $3.
MEMBERS
Fewel, Marache & Co., 453 So. Spring St.
Gregory. R. N. & Co.. 210 W. 7th S t.>
Gross, Martin & Co., 639 So. Spring St.
Hill Richards & Co., 621 So. Spring St.
Hogle. J. A.. & Co., 532 W. 6th St.
Hopkins-Hughey & Co., 609 S. Grand Ave.
Hurry, Hilgers & Co.. 530 W. 6th St.
Hutton, E. F. & Co., 623 S. Spring St.
Jones & Co., William H„ 215 W. 6th St.
Kerr & Bell, 629 S. Spring St.
KIDDER, PEABODY & CO., 17 Wall St., New
York, N. Y.
Lester & Co., 621 So. Spring St.
Lewis, M. H. & Co., 453 S. Spring St.
Longan, Dunn & Philleo, 621 S. Spring St.
Lopez & Co., 914J^ So. Serrano St.
MacLaughlin, Leo G., Co., 54 S. Los Robles Ave.,
Pasadena.
Miller & Co., Revel, 650 S. Spring St.
Mitbhum, Tully & Co., 650 S. Spring St.
Morlan, Malcolm F., 453 S. Spring St.
Morris, A. W. & Co., 325 W. 8th St.
O’Melveny-Wagenseller & Durst, 626 S. Spring St.
Pacific Company of California, 623 South Hope St.
Page, Hubbard & Asche, 210 W. 7th St.
Paul, W. G., 618 S. Spring St.
Rath, Howard G. Co., 523 W. 6th 8t.
Schabarum, Frank A., 210 W. 7th St.
Searl-Merrick Company, 634 S. Spring St.
Staats, Wm. R. Co., 64Ö South Spring St.
Sutro & Co., 210 W. 7th St.
Turner, Poindexter & Co., 639 So. Spring St.
Walker, M. S„ & Co.. 125 E. First St., Long
Beach
Wyeth, Hass & Co., 647 S. Spring St.
S A N F R A N C IS C O S T O C K E X C H A N G E
Officers: Sidney L. Schwartz, President;
(Board Room: 155 Sansome St.)
Ronald E. Kaehler, Executive Vice-President;
Frank M. Dwyer, Vice-President;
The Anglo California National Bank, San Francisco,Treasurer.
MINIMUM RATES OF COMMISSION
on Stocks, Rights and Warrants
(Hereinafter Referred to as Stocks)
Ruth Kapelsky, Secretary.
In Effect Ja n u a ry 2,1942
SELLING PRICE
Per
Odd Lots ★ Minimum
ON TRANSACTIONS IN STOCKS, RIGHTS AND WARRANTS
P er Share
100 Shares Per Share
Charge
WHICH ARE LISTED OR ADMITTED TO UNLISTED TRADING
1/256 of $1.................... m
10c
Pro Rata
PRIVILEGES-ON ANOTHER NATIONAL SECURITIES EXCHANGE,
1/128 of $1___________
15c
MEMBERS MAY CHARGE NOT LESS THAN THE MINIMUM
1/64 of $1 and above but under 2/32
of $1_______________
50c
COMMISSION RATES IN EFFECT ON SUCH EXCHANGE.
2/32 of $1____________
50c
Over 2/32 of $1 but under 8/32 of $1 $ 1.00
Whenever the commission charge based on the odd lot rate is higher than
8/32 of $1 and above but under 1/2
a charge for a round lot (100 shares) of the same stock, the latter amount
of $1__________ _____
1.50
may be charged.
3.00
1/2 of $1 and above but under $1—.
★ On any individual transaction in stocks, rights and warrants the mini
5.00
$ 1 and above but under $ 2_ _
10c
mum commission charge shall be as follows i
$ 2 “
“
“
“ $ 3___
6.00
11c
$ 3 “
“
“
“ $ 4 ___
9.00
14c
Amount involved
$ 4 “
10.00
$ 5 ___
15c
Discretionary
Less than $10.00— ____
13.00
$ 6 ___
18c
$ 5 “
“
$2.50
$10.00 but less than $50.00
§ 6 “
“
“
$ 7___
14.00
19c
$5.00
$50.00
or
over__
!
________
15.00
$ 7 “
“
“
“ $ 8 ___
20c
16.00
$ 9___
21c
$ 8 “
“
1
BONDS
$ 10— .
17.00
22c
$ 9 “
“
“
Per $1,000 of Principal
Minimum
$ 12 — _ 20.00
25c
$10 “
“
Charge
$ 12 «
«
«
$ 14___
21.00
26c
See
Less than $10.00 involved___________ ______
$0.75
$ 16___
22.00
27c
$ 14 “
“
Footnote ★
$10.00
and
above
but
under
$100.00_;____$1.25
23.00
28c
$16 “
“
“
“ $ 18___
$100.00 and above- ______________________
$2.50
24.00
29c
$ 18 “
“
“
“ $ 20___
30c
25.00
S 20 “
“
“
“ $ 25___
$ 30___
26.00
31c
$25“
“
“
$ 3 5 ..
27.00
32c
$30 “
On all shipments of securities for customers (or incident to customers pur28.00
33c
$ 40___
$ 35 “
SB i
, chases or sales), whether eastbound or westbound, insurance and postage;
29.00
34c
$ 45___
$ 40 “
“
“
shall be charged to all customers at the following rates:
30.00
35c
$ 45 “
“
“ . “ $ 5 0 ---REGULAR MAIL (RAIL): 15c per $1,000 of market value on ^on31.00
36c
$ 50 “
M “ $ 60___
negotiable securities with a minimum charge of 30c; 20c per $ 1,000 oi
32.00
37c
$ 70___
$ 60 “
“
market value on negotiable securities with a minimum charge of 45c. Ain
33.00
38c
$ 80___
$ 70 “
MAIL: 30c per $1,000 of market value on non-negotiable securities with a
39c
34.00
minimum charge of 50c; 50c per $1,000 of market value on negotiaDie
$ 80 “
“
“
“ $ 90___
35.00
40c,
securities with a minimum charge of 75c. If a member accounts to a custom
$ 90 “
“
“
“ $ 1 0 0 ---.
41c
36.00
er for several orders involving one shipment, the total proceeds may oe
$110___
$100 “
$110 and above:
added and the insurance and postage charges may joe made on the tota/
lc
1.00
For each $10.00 increase in price add.
>
proceeds at the rates above specified.
’
(
Further inform ation on firms appearing in hold face type will be found in the selected list of Investm ent Dealers following bank list in each city*
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1953
STOCK EXCHANGE MEMBERS
SAN F R A N C IS C O S T O C K E X C H A N G E — C o ntinu ed
MEMBERS AND MEMBER FIRMS
Adams, W. W., 465 California St.
Adams, W. W. & Co., 465 California St.
smew, Wm. H., 405 Montgomery St.
Alanson, Bertram E., 486 California St.
Alanson Bros. & Co., 486 California St.
♦American Brokerage, Inc., Montgomery St. at
Columbus Ave.
Atkinson, Douglas G„ 50 Post St.
Bacon & Co., 256 Montgomery St.
Bacon, Wm.. R., 256 Montgomery St.
Baerwald, Ernst., Suite 12, Mills Bldg.
Baker, H. R. & Co., 2200 Russ Bldg.
Baker, H. R , 2200 RussBldg.
♦Bankamerica Company, 300 Montgomery Street
Barth & Co., J., 482 California St.
Beri, Edwin D., 256 Montgomery St.
Blessing, Don, 490 California St.
Bolton & Co., Robert C., 486 California St.
Bond, Pierce & Co., 519 California St.
Bond, Paul G., 519 California St.
Brayton, Harold, 50 Post St.
Brennan, James E„ 50 Post St.
Broy, D. M., Russ Bldg.
Buchanan & Co., H. H., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Clayburgh, Herbert E., 482 California St.
Coleman, J t.. Robert L„ 133 Montgomery St.
Collins & Ede, 569 Russ Bldg.
Coons, Milton & Co., 232 Montgomery St.
Davies & Co., 2800 Russ Bldg.
Davis, Skaggs & Co., 211 Montgomery St.
Ducato, Alfred, 216 Montgomery St.
Duncan, Calvin E., 519 California St.
Duncan & Co., Calvin E., 519 California St.
Dunn, Frank M., 232 Montgomery St.
Dwyer, Frank M„ 155 Sansome St.
Dwyer & Parrish, 155 Sansome St.
Eaitland, Douglass & Co., 317 Montgomery St.
Ede, Jr., William, 569 Russ Bldg.
Ehrman, Jr., Alexis L., 133 Montgomery St.
•Elworthy & Co., I l l Sutter St.
Epstein, Gustav, 482 California St.
Fay, Jr., Charles W., 155 Sansome St.
Fisher & Co., 351 Montgomery St.
Frankenheimer, B. J., I l l Sutter St.
Greene Howard J., 407 Montgomery St.
Greenwood-Raggio & Co., 1501 Russ Bldg.
Gross, Richard P., Kohl Bldg.
Hauck, Joseph, 600 Market St.
Heintz, Geo. A., 351 Montgomery St.
Heron, Donald, 604 Kohl Bldg.
Hoelscher, Sherman, 265 Montgomery St.
Hooker & Fay, 155 Sansome St.
Hooker, John R., 155 Sansome St.
Howell, James B., Ill, 561 Ramona St., Palo Alto.
Jacobsen, Rudolph E., 486 California St.
Johnson, Joseph A., 517 California St,
Kahn & Co., Sidney P., 482 California St.
Kanter & Gross, Kohl Bldg.
Keyston & Co., 50 Post St.
Keyston, F. B. Co., 50 Post St.
Keyston, George N., 50 Post St.
Koshland, Max I., & Co., Suite 12, Mills Bldg
Lawson, Levy & Williams, 1 Montgomery St.
Leib, William F., 3014 RussBldg.
Leib, O’Connor & Co., 3014 Russ Bldg.
Lewis & Broy, Russ Bldg.
Lundborg, Irving & Co., 604 Kohl Bldg.
Lutich, Harold W., 482 California St.
Mason Brothers. Central Bank Bldg., Oakland and
1062 Russ Bldg.
Mason, Harold G., Central Bank Bldg., Oakland.
Maxwell, Victor T., 1 Montgomery St.
McNear & Company, 362 Russ Bldg.
McNear, Edward H., 362 Russ Bldg.
Merrill Lynch, Pierce, Fenner & Beane, 221
Montgomery St.
Miller, G. Willard, 45 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
(Associate Members*)
Monasch & Co., 485 California St.
Monasch, Jr', David, 485 California St.
Needham & Co., 561 Ramona St., Palo Alto.
Norris, Lucius G., 625-A Russ Bldg.
Park, Howard G., Santa Ynez, Calif.
Parrish, Earl T., 155 Sansome St.
Platt, Robert R., 2800 Russ Bldg.
Purrington, Elwin E., 50 Post St.
Raggio, John, 1501 Russ Bldg.
Raiss, Carl, & Co., 256 Montgomery St.
Raiss, Louis C„ 256 Montgomery St.
Schwartz, Sidney L., 407 Montgomery St.
Shaughnessy, Frank C., & Co., 612 One Eleven
Sutter Bldg.
Shaughnessy, Frank C., 612 One Eleven Sutter
Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
Simon, Richard 0., 482 California St.
Skaggs, C. W., 211 Montgomery St.
*Staats, Wm. R., Co., 155 Montgomery St.
Stern, John D., & Co., I l l Sutter St.
Stewart, Rice & Ducato, 216 Montgomery St.
Strassburger & Co., 133 Montgomery St.
Sutro, Adolph G.,1000 Point Lobos Ave.
Sutro & Company, 407 Montgomery St.
Swift & Co., Henry F., 490 California St.
Traylor, John C., 50 Post St.
Van der Naillen, Ralph E., 317 Montgomery St.
Wade-Lewin Co., 517 California St.
Walston, Hoffman & Goodwin, 265 Montgomery
St.
•
Wheeler, Rollo C., 426 Russ Bldg.
Williams, Harold B., 1 Montgomery St.
Witter & Co., Dean (Consolidated with Wm. Cavalier
& Co., 45 Montgomery St.)
Wilson, Francis A.. 1112 Russ Bldg.
Woods, Wm. W., 221 Montgomery St.
COLORADO
C O L O R A D O S P R IN G S S T O C K E X C H A N G E
President—William Gray, Mining Exchange Bldg.
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
'(P . 0. Box 196)
RATES OF COMMISSION
Adopted Decem ber 3 i, 1925
Under lc per share_______ __________________ ;_$ .50 per 1,000 shares
.75 per 1,000 shares
At lc and under 2c per share______ ____ '1______
At 2c and under 5c per share__________________ 1.25 per 1,000 shares
At 5c and under 10c per share____ ä.________- __ 2.00 per 1,000 shares
At 10c and under 20c per share___:_________ ___ 3.00 per 1,000 shares
At 20c and under 30c per s h a r e ...__ __ . . . . ___ 4.00 per 1,000 shares
At 30c and under 40c per share________________ 5.00 per
1,000shares
At 40c and under 50c per share____ ___________ 6.00 per
1,000shares
At 50c and under 75c per share..______________ 7.50 per
1,000shares
At 75c and under $1.00 per share________________10.00 per
1,000shares
At $1.00 and under $2.00 per share_____________ 2.00 per
100shares
At $2.00 and under $3.00 per share____________ 4.00 per
100shares
At $3.00 and under $5.00 per share____ ________ 5.50 per
100shares
At $5.00 and under $10.00 per share____________ 7.50 per
100shares
*At $10.00 and under $25.00 per share..__ _____ 15.00 per 100 shares
At $25.00 and over per share.____ __ __ . . . . . . . . 25.00 per 100 shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
♦Golden Cycle Corp.—20c per share.
ON B O N D S
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values of $100 to $500 inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond in even multiples of $1,000 par value.
B O A R D -L O T S
5.000 shares in stocks selling at less than 2c per share.
1.000 shares in stocks selling at 2c and less than 50c per share.
500 shares in stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development, Holly Oil, in which 100 shares consti
tute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only
MEMBERS
Baikam, C. M„ 338 First Nat’l Bk. Bldg.
Gray William, Mining Exchange Bldg.
Hopkins, C. D., Jr., Mining Exchange Bldg.
Hughes, 1. W. & Co., Ex. N at’l Bk. Bldg.
Leipheimer, N., Independence Bldg.
Magruder, J. A., Golden Cycle Bldg.
Nicholson, W. F., Mining Ex. Bldg.
Sachs, Henry, First N at’l Bk. Bldg.
Young, H. A., Independence Bldg.
Young, R. S., Independence Bldg.
DISTRICT OF COLUMBIA
W A S H IN G T O N S T O C K E X C H A N G E
632 Washington Bldg.
Washington Stock Exchange Officers:
George M. Ferris, Pres,
Harold C. Patterson, Sec.
Edson B. Olds, V. P.
James Parker Nolan, Tr.
STOCKS
COMMISSION CHARGES
(Effective March 15, 1938)
BONDS
Government.._______________________
All other bonds_______ ________ _______ fej____ _
12J4c. per $100
25c.
per $100
Under 50c____
. l ^ c per share
50c to K ths„-.
. 3c per share
1 to l% ths.
. 5c per share
2 to 4%ths.
. 8c .per share
5 to 9%ths.
12c per share
10 to 24%ths.
,15c per share
25 to 49%ths.
20c per share
50 to 74%ths.
,25c per share
75 to 99%ths.
.37M e per share
100 to 109%ths.
,50c per share
For each additional $10 or fraction thereof, 5c additional.
Commissions on Rights shall be the same as those fixed for stocks.
Fraction shares, M of regular commission.
Minimum charge on transactions amounting to $50 or more, $3.
Under $50, 6% of amount, or $1.50 whichever is higher.
further Inform ation on firms appearing in bold lace type w ill be foun d in' th e selected list o f In vestm en t D ealers follow in g bank list in each c ity .
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1954
W A S H IN G T O N S T O C K E X C H A N G E — C o n tin u e d
MEMBERS
Anglin, Thos. L., Woodward, Bldg.
Auchincloss, Parker & Redpath, 719 15th St.,
N. WBarrett, Herrick & Co., Inc., 719 15th St., N. W.
Booker, Yelverton E., American Security Bldg.
Booker, Y. E., & Company, American Security
Bldg.
_
Brawner, Jno. P., 1700 Eye St., N. W.
Brewer, Jr., Joseph Newton, c/o Robert C. Jones
& Co., Shoreham Bldg.
Brown, Goodwyn and Olds, American Security
Bldg.
Casilear, R. A. (Estate of), 318 7th St., N. W.
Coe, Wm. C., Woodward Bldg.
Cramer, G. Fenton, 1700 Eye St., N. W.
Dulin, Jr., James C., Hibbs Bldg.
Elgin, James C., Hibbs Bldg.
Erwin, Henry P., Hibbs Bldg.
Exnicios, Marshall 0 „ Washington Bldg.
Ferris Exnicios & Co., Inc., Washington Bldg.
Ferris, George M., Washington Bldg.
Folger, Nolan & Co., Inc., American Security Bldg.
Garrett, George A., 815 15th St., N. W.
Gockeler, C. J., 11 South Newark St., Ventnor,
N. J.
Hall, Frank M., Southern Bldg.
Hall, Peters and Bryson, Southern Bldg.
Hibbs, W. B. & Co., Hibbs Bldg.
Hillyer, Edward L., c/o Union Tr. Co., 15th & H
J.’l • VV •
Hoffman, John M., 719—15th St., N. W.
Hume, Charles W., 917-15th St., N. W.
Jacobsen, Charles, 613 15th St., N. W.
Johnston, James M., Southern Bldg.
Johnston, Lemon, & Company, Southern Bldg.,
15th & H Sts., N. W.
Jones, Robert C., Shoreham Bldg.
Jones & Co., Robert C., Shoreham Bldg.
Lemon, James H., Southern Bldg.
Mackall, William W., Woodward Bldg.
Mackall, W. W. & Co., Woodward Bldg.
Nees, Bernard J., Southern Bldg.
Nolan, James Parker, American Security Bldg.
O’Brien, Robert Lee, Jr., American Security Bldg
O’Donnell, James, Catonsville, Md.
Olds, Edson B„ American Security Bldg.
Parker Jr., Chauncey G., 719 15th St., N W
Patterson, Harold C., 719 15th St., N. W.
Perry, J. Carl, Hibbs Bldg.
Quail, Myles H., American Security Bldg.
Robinson, T. Baker, Union Trust Bldg.
Robinson, Rohrbaugh & Lukens, Union Trust Bldg
Rodler, Paul P„ Hibbs Bldg.
Rohrbaugh, Austin B., Union Trust Bldg.
Thoron, Benjamin Warder, 2900 N. St., N. W.
Waggaman, Brawner & Co., Inc., 1700 Eye St.
N. W.
Wales, Kenneth S„ 815 15th St., N. W.
Wales & Company, Inc., K. S., 81515th St., N. W.
Westheimer, Milton F., 320 Munsey Bldg., Balti
more, Md.
Wilkins, John F. (Estate of), 15th and Pa. Ave.,
N. W.
HAWAII
H O N O L U LU S T O C K E X C H A N G E
Officers: R. K. Thomas, President; C. M. Cooke, III, Vice-President; Geo. E. Parker, Executive Secretary; Cooke Tr. Co., Ltd., Treasurer.
MINIMUM RATES OF COMMISSION
Adopted by
HONOLULU STOCK EXCHANGE
Effective January 28, 1939
On stock s, righ ts and w arrants executed locally—listed and u n listed
Selling
at
tt
ti
Me per share
Selling below $ 0.10
0.01
“
0.10 and under
Selling
it $ 0.50
ti at
it
1.00
0.50 itit
0.01M
“
“
it
ti
it
«
«
2.00 0.02
1.00 it
it
a
tt
3.00
0.04
“
“
2.00
tt
a
u
0.06
“
“
4.00
3.00 ttit
it
a
«
5.00
0.08
fe
*
4.00 it
it
0.10
“
6.00
5.00 it
U
“
“
7.00 0.12
6.00
it
'u
it
8.00 0.14
“
“
7.00 itit
it
a
u
0.16
“
“
9.00
8.00 it
it
u
a
10.00 0.18
“
“
9.00
ti
u
a
0.20
"
15.00
10.00 itit
it
it
u
“
“
20.00 0.22
15.00
it
a
a
25.00 0.24
“
“
20.00 ttit
tt
a
it
0.26
“
“
30.00
25.00 it
tt
a
it
40.00
0.28
“
“
30.00
«
it
it
it
it
tt
«
ti
it
it
tt
ti
$ 40.00 and under $50.00
ko
no «
«
«n
on
“
“
60.00.
50.00
“
70.00
60.00 “
“
80.00
70.00 “
“
90.00
80.00 “
« 100.00
90.00 «
100.00 “ above
0.30
per share
n
as
«
«
0.35
it
0.35
“
it
0.40
tt
0.40
“
it
0.40
“
M of 1%
M in im u m C om m ission R ates o n Stocks, R igh ts and Warrants—
When the amount involved in the transaction is less than $5.00, the com
mission shall be as mutually agreed. When the amount is $5.00 or more,
but less than $10.00, the minimum commission shall be $1.00. When the
amount involved is $10.00 or more, but less than $50.00, the minimum com
mission shall be $2.00. Otherwise, the minimum commission shall be $3.00
on each individual transaction.
On Bonds the minimum commission rate is one quarter of one per cent on
par, but not less than 50c.
MEMBERS
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., Ltd., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
E. P. Murray & Co., Ltd., 239 Merchants St.
Hawaiian Trust Co., Ltd., 120 S. King St.
Love, W. A., P. O. Box 578.
Rice, Jr., A. H., 227 S. King St.
Walker, Samuel A., 828 Fort St.
Witter, (Dean) & Co., 115 Merchant St.
ILLINOIS
C H IC A G O S T O C K E X C H A N G E
(120 South LaSalle St.)
Officers:
Arthur M. Betts, Chairman of the Board;
Kenneth L. Smith, President;
John J. Bryant, Jr., Vice Chairman, Executive Committee;
Martin E. Nelson, Treasurer;
William F. Black, Assistant Treasurer;
Ralph W. Davis, Chairman Executive Committee;
Sidney L. Parry, Vice-President;
C. R. Bergherm, Vice-President;
Walter R. Hawes, Secretary;
Carl E. Ogren, Assistant Secretary.
RATES OF COMMISSION
ARTICLE XVI
COMMISSIONS
Commissions shall be charged and paid under all circum
stances, upon all purchases or sales of securities dealt in upon the Exchange
wherein a member acts as an agent and shall be absolutely net and free
from all or any rebatement, return, discount or allowance, and no bonus
or any percentage or portion of the commission shall be given, paid or
allowed, directly or indirectly, or as a salary or portion of a salary, to any
clerk or person for business sought or procured for any member of the
Exchange.
When a member acts as a principal in a transaction with a non-member,
the price charged to the non-member shall reflect an amount equal to the
commission prescribed for a similar transaction if made on an agency basis.
S ec. 2. Commissions shall be calculated on the basis hereinafter specified:
S ection 1.
BONDS
(a) On bonds, having more than five years to run:
(al) On business for parties not members of the Exchange, including
Joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:,
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal
Not less than $1.25 per $1,000 face
selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than $2.50 per $1,000 face
Selling a t 10% of face value of
value of principal.
principal and above—
(a2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
Selling at less than 1% of face
As may be mutually agreed upon,
value of principal—
Not less than 62)4c per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not
less than $1.25 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(a3) On business for members of the Exchange when a principal is given
up, the commission shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than 25c per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than 3734c per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(b) On securities of the United States, Porto Rico and the P^jppiu®
Islands, and of states, territories and municipalities therein, on d u s w ®,
for members of the Exchange as well as non-members, the restrictionsi <ta
minimum commissions contained in this Article shall not be appncatM6, u
the rates to be charged shall be such as may be mutually agreed upon.
(c) On Bonds or Notes of Foreign Countries having five years or l®8®
to run; Bonds, Notes of Corporations having five years or less to run,»
rates to- members or non-members as may be mutually agreed upon.
F a rth er In form ation on firm s appearing In bold face type w ill be foun d In th e selected list o f In v estm en t Dealers follow in g bank list In eacb eltf>
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1955
STOCK EXCHANGE MEMBERS
C H IC A G O S T O C K E X C H A N G E — Continu ed
RATES OF COMMISSION—"Continued
STOCKS
(f) In transactions where orders are received from a member on which
the clearing member is given up by said member or by his order, the respon
sibility of collecting the full commission, as specified in paragraphs (a,2),
(b), (c) and (d2) hereof, shall rest with said clearing member. I t shall be the
duty of the broker who executes such orders to report such transactions
to the clearing member and, to bill and collect from it therefor at the rate
specified in paragraphs (a3), (b), (c) and (d3) hereof; and also that where
a broker executes an order for a member and clears the security himself,
he must charge the rates specified in paragraphs (a2), (b), (c) and (d2)
hereof.
(g) The Tninimiim charge for the service of clearing members’ trans
actions shall be not less than the difference between the prescribed minimum
rates for clearance and give-up business in paragraphs (d2) and (d3) of
this section.
(h) The commission rate to non-members and members on stocks which,
pursuant to call or otherwise, are to be redeemed within twelve months shall
be not less than one-half the rates prescribed in Section 2 and Section 3 of
this article.
(d) On Stocks, Rights and Warrants (hereinafter referred to as stocks),
except on called stocks:
/ji \ on business for parties not members of the Exchange, including
mint account transactions in which a non-member is interested; transactions
P a rtn ers not members of the Exchange; and for firms of which the
fwfianee member or members are special partners only, the commission
S b e not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of $1
0.1
at 1/128 of $1
0.15
at 1/ 64 of $1 and above but under
2/32of $1 0.5
at 2 /3 2 of $1
0.5
over 2/ 32 of $1 but under 8/32 of $1
1
at 8/ 32 of $1 and above but under
1/2of$1
1.5
at 1/
2 of $1 and above but under
$1 3
at $1 and above but under $ 2
5
at $2 and above but under $ 3
6
at 83 and above but under 8 4
7
at 84 and above but under $ 5
8
at 85 and above but under 8 6
9
at 86 and above but under $ 7
10
at 87 and above but under 8 8
11
at 88 and above but under 8 9
12
at 89 and above but under 810
13
Sec. 3. The minimum commission on transactions in stocks for non
members shall:
(a) where the transaction involves less than 85.00, be as mutually
agreed upon;
(b) where the transaction involves 85.00 or more but less than 850.00,
be 6% of such amount or 81.0Ò, whichever is greater; and
(c) where the transaction involves 850.00 or more, be ‘not less than
83.00;
Provided, however, that the commission to be charged on a single order
to buy or sell a stated number of shares of a single security at a single price,
although price changes may be made within the time limit of the order,
shall be calculated on the basis of one order without regard to the number
of transactions involved in the execution of the order; and provided further,
that the commission to be charged on a limited order involving the purchase
or sale of a full lot and an odd-lot of a single security with the regular odd-lot
differential taken into consideration in the price of the odd-lot shall be
calculated on the basis of one order.
(d) Upon business for members of the Exchange the minimum commis
sion on one transaction in stocks shall be 81 upon stocks selling at $10 and
above per share, and 50c upon stocks selling below $10 per share but not
less than $1 per share; except that the commission charged a registered oddlot dealer by an odd-lot agent shall be calculated in accordance with para
graph (d3) of Section 2 of this Article without minimum.
On stocks selling at 810.00 ana above, a 13-cent base rate plus one cent
for each 810 of the price per share.
Provided, however, that the minimum commissions on non-member
business shall be not less than as provided in Section 3 of this Article.
(d2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of 81
0.05
at 1/128 of 81
8
i ,
0.1
at 1/ 64 of 81 and
above
but under 2/32 of 81 0.2
at 2 /3 2 of 81
0.375
over 2/ 32 of 81 but under 8/32 of 81
0.5
at 8/ 32 of 81 and
above
but under 1/2 of 81 0.75
at 1/ 2 of 81 and
above
but under 81 0.8
at 81 and above but under 810
1.8
at 810 and above but under 850
3.9
at 850 and above but under 8100
4.1
at 8100 and above but under 8125
4.2
at 8125 and above
5.3
Sec. 4. No suspended member, nor any firm registered on the Exchange
by reason of his membership, shall be entitled to members’ rates during the
time of suspension, except members’ rates may be charged where suspension
has been for insolvency.
Provided, however, that the minimum commissions on individual trans
actions shall be not less than as provided for clearance business in Section 3
cithis Article.
(d3) On business for members of the Exchange when a principal is given
op, the Commission shall be not less than the following:
■
On Stocks Selling
' at 1/256 of 81
at 1/128 of 81
at 1/ 64 of 81 and above but
at 2/ 32 of 81
over 2/ 32 of 81 but under 8/32
at 8/ 32 of 81 and above but
at 1/ 2 of 81 but under 81
at 8 1 and above but under
at 8 10 and above but under
at 8 50 and above but under
at 8100 and above but under
at 8125 and above
Cents
Per Share
0.05
0.1
under 2/32 of 81
0.1
0.25
of 81
0.25
under 1/2 of 81
0.5
0.5
8 10
1.3
8 50
2.6
8100
2.7
8125
2.8
3.3
Sec. 5. No agreement or arrangement shall be entered into between a
member or his firm and a customer, whereby special and unusual rates of
interest are stipulated or money advanced upon unusual terms are made a
condition in connection with the conducting of an account, with intent
thereby to give special or unusual advantages to such customer, for the
purpose of securing his business. Mailing charges on securities and the
registration fee under the Securities Exchange Act of 1934 shall be charged
the customer.
Sec. 6. No payment shall be made to customers of the proceeds from
the sale of securities on the day of the sale and before the money is received
by the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
payment. Where a material or more than nominal loss is sustained, either
through bank exchange or interest, the same must be charged lo the cus
tomer; except that bank exchange or interest on all transactions made on a
single day for a single customer, aggregating less than one dollar, need not be
regarded as material and may be waived by the broker.
Provided in no case shall the minimum commission be less than as pro
dded for in Section 3 of this Article.
(e) In transactions where orders are received from a non-member, wherein
the broker filling the order is directed to give up another broker or clearing
member, the responsibility of collecting the full commission as specified in
Paragraphs (al), (b) and (dl) hereof, shall rest with the broker or clearing
member settling the transaction.
Sec. 7. Any member wilfully violating this Article, directly or indirectly,
shall, upon conviction, for the first offense, be fined five hundred dollars,
and shall be suspended for a period of not less than three months; and foi
the second offense shall be expelled.
Sec. 8. Notwithstanding, any of the foregoing provisions, a member
may, at his option, on transactions in securities listed on this Exchange, but
executed on another exchange, of which he is a member, charge the rates
of such other exchange.
MEMBERS
Abbott, Proctor & Paine, 14 Wall St., New York,
N. Y.
Anderson, Robert B., 1335 E. 52nd St.
Andrew, L. A., Jr., at J. S. Bache & Co., 135 S.
La Salle St.
Andrews, E. T. & Co., 64 Pearl St., Hartford, Conn.
Annan, David H., 141 W. Jackson Blvd.
Apgar, Daniels & Co., 120 S. LaSalle St.
Appleyard, Geo. S., 14 Wall St., New York, N. Y.
Archer, W. K. & Co., 109 W. Tenth St., Kansas
City, Mo.
Armstrong, Frederick W., 132 W. Monroe St.
Avery & Co., 11 Broadway, New York, N. Y.
BACHE, J. S. & CO., 135 S. LaSalle St.
BACON, WHIPPLE & CO., 135 S. LaSalle St.
Baker, Alfred L. & Co.. I l l S. LaSalle St.
“ear, Steams & Co., 9 S. LaSalle St.
“ecker. Paul M.. 231 S. LaSalle St.
Bell &Farrell, 119 Monona Ave., Madison, Wis.
“ennett, James E. & Co., 141 W. Jackson Blvd.
MiQGe0r8e W” 191 E - Kellogg Blvd" s t - Paul>
Benz, Herbert G., 191 E. Kellogg Blvd., St. Paul,
Minn.
Bidgood, Clyde H., 141 W. Jackson Blvd.
Blesch, Joseph G., 1362 Jarvis Ave.
Bloomingston, Jno. A., 160 N. LaSalle St.
Blum, Harry H., 630 S. Michigan Ave.
Blumenthal & Ward, 120 S. LaSalle St.
Bodman, Harold C„ 220 E. Walton PI.
Boorman, Earl D., Box 263 M., Menlo Park,
Calif. Boren, W. Howard, 162 Almendral Ave., Ather
ton, Caiif.
Boyce, W. Graham, Jr., 1819 Broadway, New
York, N. Y.
Brailsford, Rodger & Co., 208 S. LaShlle St.
Brewster, Walter S., 2704 Lake View Ave.
Bridgen, Clarence J.. 209 S. LaSalle St.
Bright, Elmer H., & Co., 84 State St., Boston,
Mass.
Britton, C. W. & Co., Badgerow Bldg., Sioux
City, la.
Brockhaus, Philip W.t 208 S. LaSalle St.
Brown Brothers Harriman & Co., 135 S. LaSalle St.
Brown, J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P., 120 S. LaSalle St.
Brown,Sherman J., 10 N.EighthSt.,Richmond,Ind.
Buhler, Walter J., 120 S. LaSalle St.
Burdick, John R., Jr., 208 S. LaSalle St.
Burmeister, Jno. C., Jr., 120 S. La Salle St.
Byrne, Edward J., 120 S. LaSalle St.
Cahn, Morton D., 120 S .LaSalle St.
Cardona, Raymond, Chicago Athletic Assn., 12 So.
Michigan Ave.,
Carter, Ford R., 120 S. LaSalle St
Cavaney, James A., 141 W. Jackson Blvd.
Chapin, Simeon B., 61 Broadway, New York, N. Y.
Clayton, Gilbert M „ 1928 Morse Ave.
Cleary & Co., 120 S. LaSalle St.
Clement, Curtis & Co., 134 S. LaSalle St.
Clucas, E. W.. & Co., 70 Pine St., New York, N. Y.
Coleman, Clarence L., 33 N. La Salle St.
Cook. Charles K.. 40 Wall St.. New York.
Cotton, Earl H., First N at’l Bank Bldg., Dallas,
Tex.
Farther Inform ation on firm s appearing in bold face type w ill be fou n d in th e selected list o f In v estm en t D ealers follow in g bank lis t In eacb city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1956
STOCK EXCHANGE MEMBERS
C H IC A G O S T O C K E X C H A N G E — C o n tin u e d
MEMBERS—Continued
Coultry, Gilbert H„ 120 S. LaSalle St.
Craigie, James, 120 S. LaSalle St.
Curran, Peter A., 120 S. LaSalle St.
Daniels, Roy I., 141 W. Jackson Blvd.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Dempsey-Detmer & Co., 135 S. La Salle St.
Dernbach, George E., 5901 Kenmore Ave.
D itt, Paul C., 1119 Bonnie Brae, River Forest, 111.
Doering, Otto C.. 333 N. Michigan Ave.
Doty, Arch C., 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Drake, Lauren J„ 2227 E. 70th St.
EDWARDS, A. G. & SONS, 409 N. Eighth St.,
St. Louis, Mo.
Eiseman, Lester M„ 7010 Paxton Ave.
Ernst & Company, 231 S. LaSalle St.
Fahnestock & Co., 135 S. LaSalle St.
Fairman, Fred W. & Co., 208 S. La Salle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Feicht, Arthur J., 175 W. Jackson Blvd.
Fertig, Leonard J„ & Co., 731 Court St., Fort
Wayne, Ind.
Fischer, Robert J., R. R. 1, Box 108, Belvidere, 111.
Forschner, A. J.. 12150 Parnell Ave.
Francis, Bro., & Co., 222 N. 4th St., St. Louis, Mo.
Freehling, Norman & Co., 120 S. LaSalle St.
Friedman, Brokaw & Samish, 711 St. Charles St.,
St. Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Furness, Thomas F., I l l S. LaSalle St.
Fusz-Sehmelzle & Co., Boatmen’s Bank Bldg.,
St. Louis, Mo.
Gerwig, Frank W., 1444 W. Congress St.
Gerwig, Harry K., 135 S. LaSalle St.
Gifford, Cedric C., 120 S. LaSalle St.
Gifford, Lewis F., Box 143, Creston, Ohio
Glass, Walter, 832 W. Superior St.
Glore, Forgan & Co., 123 S. LaSalle St.
Goodbody & Co., 135 S. LaSalle St.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H., 120 Pipestone St., Benton
Harbor, Mich.
Griffin, John J., 120 S. LaSalle St.
Guild, David D. (Est. of), 135 S. LaSalle St.
Hachtmann, George E„ 10 S. LaSalle St.
Haerther, Williarp W., 22 W. Monroe St.
Kaplan. Robert, 5801 S. State St.
Karasik, Nathan, 337 E. Illinois St.
Kidder, A. M., & Co., 1 Wall St., New York, N. Y.
Kinsman, Charles E., 542 Mitchell Ave., Elmhurst,
111.
Kirk, Van G., 105 S. La Salle St.
Kirkeby, A. S., The Drake, Lake Shore Drive.
Kissilove & Feinberg, 120 S. LaSalle St.
Laird & Company, Nemours Bldg., Wilmington,
Delà.
Lamborn, Troup & Co., 141 W. Jackson Blvd.
Lamson Bros. & Co., 141 W. Jackson Blvd.
Lancton, William F., 7658 Luella Ave.
Langill & Co., 134 S. LaSalle St.
Lehman Bros., 231 S. LaSalle St.
Lippmann, Albert F., 105 S. LaSalle St.
Lizars (Rawson) & Co., 135 S. LaSalle St.
Logan, Stuart, 141 W. Jackson Blvd.
Logan, Waldo H., 141 W. Jackson Blvd.
Lowitz, E„ & Co., 29 Broadway, New York, N. Y.
LYONS, W. L. & CO., 231 So. Fifth St., Louis
ville, Ky.
Magner, Joseph F., 6333 Wayne Ave.
Masten, A. E„ & Co., First N at’l Bk. Bldg.,
Pittsburgh, Pa.
McDermott, Francis 0., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle St.
McManus & Co., Joseph, 39 Broadway, New York,
N. Y.
McMaster, Stewart, 120 S. LaSalle St.
McMaster, Hutchinson & Co., 105 S. LaSalle St.
Meehan, M. J. & Co., 30 Broad St., New York,
N. Y.
Meffert, William M., 11 Wall St., New York, N. Y.
Mellinger, Everett E., Route 2, Danville, Ind.
Merigold & Co., First National Bank Bldg., Osh
kosh, Wis.
Merkle, Frank P., 3007 Washington Blvd.
Merrill Lynch, Pierce, Fenner & Beane, 141 W.
Jackson Blvd.
Meyerhoff, Irving E., 120 S. LaSalle St.
MITCHELL, HUTCHINS & CO., 231S. LaSalle
St.
Molloy, Edward P„ 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F., 316 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St.,
Philadelphia. Pa.
Morse, William H„ 231 S. LaSalle St. '
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Myers, Joseph W., 120 S. LaSalle St.
HALLGARTEN & CO., 120 S. LaSalle St.
Hansen, Howard S., 3304 Culver St., Evanston,
111.
Harris, Upham & Co., 135 S. La Salle St.
Harrison, Arthur C., 135 S. LaSalle St.
Harrison, Carter H. & Co., 209 Sr LaSalle St.
Hastey, Robert P., 4720 Greenwood Ave.
Hemphill, Noyes & Co., 141 W. Jackson Blvd.
fientz, H. & Co., 120 S. La Salle St.
Hicks & Price, 231 S. La Salle St.
Hill & Co., 2020 Carew Tower. Cincinnati, Ohio
Hill, Harvey T., 222 W. North Bank Drive
HILLIARD, 3. 3. B. & SON, 19 W. Jefferson
S t., Louisville, Ky.
Hixon, Stewart & King, 120 S. La Salle St.
Holley, Dayton & Gernon, 120 S. LaSalle St.
Hopkins, William L., 1031 S. Broadway, Los
Angeles, Calif.
Hornblower & Weeks, 39 S. LaSalle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
HUTTON, E. F. & CO., 61 Broadway, New
York
Hutton, W. E„ & Co., 1st N. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F., 920 Oxford Ave., Los Angeles,
Calif.
Iverson, Chester S., 918 Clinton Place, River
Forest, 111.
Jablonski, August L, S. 120 LaSalle St,
Jackson & Curtis, 231 S. LaSalle St.
Jawetz, Charles T., 135 S. LaSalle St.
Jones, Edward D„ & Co., Boatmens Bank Bldg.,
St. Louis, Mo.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Nance, Clement A., 506 S. Wabash Ave.
Newborg & Co., 30 Broad St., New York, N. Y.
Newman, Harry E„ 209 S. LaSalle St.
Norris, James, 141 W. Jackson Blvd.
Norris & Kenly, 209 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 5421 Woodlawn Ave.
Renwiek, J. Stewart, 1025 W. Eighth S t, Michigan
City, Ind.
Reynolds & Company, 120 Broadway, New York
N. Y.
Reynolds, Maurice V., Lake Villa, 111.
Richardson, Howard C., Jr., 123 Clifton Ave
Highland Park, 111.
Riter & Co., 134 S. LaSalle St.
Roeder, Joseph A.. 20 N. Wacker Drive.
Rogers, Frank E., 10 S. LaSalle St.
Rothschild & Co.. 105 W. Adams St.
Rothschild, Hans S., 120 Broadway, New York,
Sadler & Co., 208 S. LaSalle St.
Sawyer, R. B„ 1031 Maple Ave., Evanston, 111.
Schenck, Robert F., Jr., 5400 Harper Ave.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F„ 3 York Drive, St. Louis, Mo.
Schroth, Wilbur H., 120 S. LaSalle St.
Schwarzkopf, Fred., 135 S. La Salle St.
Scobie, David P., 175 W. Jackson Blvd.
Selz, Henry G., 120 S. LaSalle St.
Sharp, Edward L„ 231 S. LaSalle St.
Shearson, HammiU & Co., 208 S. LaSalle St.
Sherman, John B., 1818 Sheridan Rd., Evanston,
111.
Shields & Company, 135 S. LaSalle St.
Sigmann, Robert A., 120 S. LaSalle St.
SIMON, I. M. & CO., 315 N. 4th St., St. Louis,
Mo.
Simpson, James Jr., 8 S. Michigan Ave.
Simpson, William, 8 S, Michigan Ave.
Sincere, Ben E., Est. of, 231 S. LaSalle St.
Smith, Barney & Co., 105 W. Adams St.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B., 50 S. LaSalle St.
Smith, Wharton C., 106 E. 4th St., St. Paul,
Minn.
Stannard, Frederick J., 135 S. LaSalle St.
Stearns, David P., 8912 Ewing Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,
Md.
Stein, Irving C., 231 S. LaSalle St.
Sterling, Louis V., 42 Broadway, New York
Stewart, John C., 120 S. LaSalle St.
Strick. Charles A., 135 S. LaSalle St.
Stuart, Harold L„ 201 S. LaSalle St. «
Sturm, Albert F., 928 N. St. Johns Ave., Highland
Park, 111.
Sutro Bros. & Co., 120 Broadway, New York, N. Y.
Swift, Henke & Co., 135 S. LaSalle St.
Talcott, Potter & Co., 231 S. La Salle St.
Teegarden, Frank W., 155 E. Superior St.
Templeton's Sons, J. S., 141 W. Jackson Blvd.
Thompson, Arthur R., 2440 Lakeview Ave.
Thomson & McKinnon, 316 S. LaSalle St.
Thorn, King C., 2117 Lincolnwood Drive, Evans
ton, 111.
Thorson. Gus T., 120 S. LaSalle St.
,
Turner, Alfred E., 547 S. St. Johns, Highland
Park 111.
Turner, Tracÿ L„ 232 E. Walton Place.
Oliphant, Jas. H. & Co., 209 S. LaSalle St.
Underwood, Morgan P., 231 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Peabody, Howard B., 25 N. Franklin St.
Peabody, Stuyvesant, 231 S. La Salle St,
Perrill, (Alger) & Co,, 231 S. LaSalle St.
Phillips, Richard W., 120 S. LaSalle St.
Vehmeyer, Henry L., 7012 S. Shore Dr.
Vose, Hamilton, Jr., 450 W. Superior St.
PIPER, JAFFRAY & HOPWOOD, 115 So. 7th
St., Minneapolis, Minn.
Prince, F. H., 15 Westminster St., Providence,
R. I.
Quinn, David H., 231 S. LaSalle St.
Rassmussen, Clarence L., 61 Broadway, New York,
N. Y.
Redfield, John M., 1018 Ridgedale Dr., Beverly
Hills, Calif.
Reid, Robert H., 10 S. LaSalle St.
REINHOLDT & GARDENER, 490 Locust St.,
St. Louis, Mo.
Renshaw, William B., 231 S. LaSalle St.
Wachenheim, Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St., St.
Louis, Mo.
Walker, G. H., & Co., 503 Locust St., St. Louis,
Mo.
...
Watting, Lerchen & Co., Buhl Bldg., Detroit, Mien.
Webster. Marsh & Co., 209 So. LaSalle St
Webster, Virgil C., Est. of, 906 Greenwood Ave.,
Evanston, 111.
Weil, Herbert M., 120 S.- La Salle St.
Weinress & Co., 231 S. LaSalle St.
Wilkinson, Frank R„ 209 S. La Salle St.
Wilson, Harold C„ 7446 Indiana Ave.
Wilson, H ugh.H., at David A. Noyes & ^°208 S. LaSalle St.
Wilson, Robt. C., 6909 Merrill Ave.
Witter (Dean) & Co., 45 Montgomery St., »an
Francisco, Calif.
Wood, Edwin T„ 120 S. LaSalle St.
Wood, R. Arthur, 134 S. LaSalle St.
Wortman, G. R. & Co., Aurora National Bans
Bldg., Aurora, 111.
Wright, Warren, 33 N. LaSalle St.
1957
STOCK EXCHANGE MEMBERS
LOUISIANA
N EW O R L E A N S S T O C K E X C H A N G E
Officers:
Robert R. Wolfe, President and Chairman of the
Board of Governors;
Fred N. Ogden, Vice-President
, J. Harold Crosby, Secretary;
James J. Plauche, Treasurer;
.
■
SATES OF COMMISSIONS
Established by the New Orleans Stock Exchange. To be charged on all Transactions
ON EXCHANGE, THEATRE AND CLUB STOCKS
the commission shall be as follows:
On stocks selling below $200;, $5.00 per share.
elgOnVlii)onds maturing from one to three years, the commission shall be
On stocks selling at $200 and up to $500 exclusive, 2)4% of market value.
one-quarter 0 4) ■
On stocks selling at $500 and up to $2,000 exclusive, 2)4% of market,
value
with a minimum commission of $25.
ON STOCKS SELLING:
Per Share
On stocks selling at $2,000 and up to $5,000 exclusive, 2% of market
iMer fifty cents
............................- ........................ As mutually agreed
value with a minimum commission of $50.
At fifty cents and'above, but under $1.00.............. Not less than three cents
On stocks selling at $5,000 and up to $10,000 exclusive, $100 per share.
At $1-00 and up to $ 1 0 . 0 0 ._ „ _ _ „ ....................................... — 12Y l
On stocks selling at $10,000 and up to $15,000 exclusive, $150 per share.
At $50.00 and up to $100.00................... ............................
On stocks selling at $15,000 and up to $20,000 exclusive, $200 per share.
At $100.00 and over..... .......................... ............... ...............1% Market price
The above commission rates shall apply except in the case of New Orleans
BANK STOCKS
Cotton Exchange shares, which shall bear the following commission rates:
Selling at $1.00 and up to $75.00 exclusive, 50 cents per share.
1% of the sales price, with minimum of $10 and a maximum of $25.
Selling at $75.00 and up to $100.00 exclusive, 75 cents per share.
Commissions on rental of Exchange stocks shall be $25.00 as a minimum
Selling at $100.00 and up to $200.00 exclusive, $1.00 per share.
charge.,
Selling at $200.00 and over, )4 of 1% of market value.
THE MINIMUM CHARGE ON.ANY ONE TRANSACTION SHALL BE $2.00
On U. S. Bonds, $2.50 per $1,000.00.
On State, City, Levee, and all other bonds, $5.00 per $1.000,00
On all bonds maturing within one year, the commission shall be one-
Airey, T. L., 316 Baronne St.
Alcus. S. T.. Jr., 603 Whitney Bldg.
Beer & Co., 817 Gravier St.
Clark, Russell, 818 Gravier St.
DANE, JNQ., 516 Canal Bank Bldg.
D’Antoni, B. S., 2203 American Bank Bldg.
Feibleman, T. J., 210 Carondelet Bldg.
Fenner & Beane, 813 Gravier St.
Fenner, Darwin S., 813 Gravier St.
Huggins. Allen C., 839 Gravier St.
Hyams, C. H„ III., 610 Common St.
Hyams, Glas & Carothers, 610 Common St.
Jones, Larz A., I. C. R. R (Union Station).
MEMBERS
Jones, Larz E„ 817 Carondelet Bldg.
Lamar, Kingston & Labouisse, 1605 Canal Bk.
Bldg.
Lamar, L. V. 1605 Canal Bank Bldg.
Merrill Lynch, Pierce, Fenner & Beane, Maritime
Bldg.
Nusloch, Geo. H., 827 Hibernia Bank Bldg.
Nusloch, Baudean & Smith, 827 Hibernia Bk. Bldg.
Ogden, Fred N., 2201 American Bank Bldg.
Plauche, Jas. J., 516' Canal Bank Bldg.
Poupart, S. J., 823 Perdido St., (Room 202).
Schulze, C. H„ 1831 S. Dupre St.
Schweickhardt, E. R , 2203 American Bank Bldg.
Tullis, Craig & Co., 204 Marine Bldg.
Tullis, Garner H„ 204 Marine Bldg.
Villere, Ernest C., 552 Canal Bank Bldg.
Villere & Co., St. Denis J„ 552 Canal Bk. Bldg.
Waters & Alcus, 603 Whitney Bldg.
Wells, Chas. W., 408 Cotton Exchange Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfolk, 404 Whitney Bank Bldg.
Wheeler, M. B„ 404 Whitney Bank Bldg.
Williams, Geo. E., 817 Gravier St.
Hh BBw
Wolfe, Robert R., 717 Carondelet Bldg.
Woolfolk, J. W., 404 Whitney Bank Bldg.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
MARYLAND
B A LT IM O R E S T O C K EX CH A N G E
(208 E. Redwood St.)
R. L. Thompson, Secretary-Treasurer
Officers: Theodore Gould, President
F. Grainger Marburg, Vice-President,
RATES OF COMMISSION
(Effective October 23, 1939)
Commission Rates on Stocks traded in on Other Exchanges.
Minimum Commissions Per Share on Stocks Selling at Prices
The m i n i m u m commission rate to non-members on any stock traded in
NonGiven Below:
on the Baltimore Stock Exchange and also on any other National Securi
Members
ties Exchange may, at the option of the member, be the Baltimore Stock
lc
Under 10c a sh are------ ------------------ ------------------------------Exchange minimum commission rate or the minimum commission rate
prescribed on such other National Securities Exchange.
2c
At 10c a share and above, but under 50c_______________
Commissions on rights shall be the same as those fixed for stocks.
3c
At 50c a share and above, but under $1------------------------M i n i m u m Commissions on Bonds Selling at Prices Given Below:
Non5c
At $1 a share and above, but under $4------------------------Members
At 10 ($100 per $1,000 par value) or above........................ ......... $2.50
7Kc
At $4 a share and above, but under $7................ .................
Under 10 ($100 per $1,000 par value)...............—................ — - $1-25
10c
At $7 a share and above, but under $10.................................
At less than 1 ($10 per $1,000 par value) . ..................
62)4c
15c
At $10 a share and above, but under $30------ -----------------On bonds which will mature in not less than six months and not
more than five years, or are to be redeemed, pursuant to call or
20c
At $30 a share and above, but under $50........................ ........
otherwise, in not less than six months and not more than twelve
25c
At $50 a share and above, but under $75.................................
months, and are selling at not less than 96% and not more than
30c
At $75 a share and above, but under $100------------ ------------110% of their redemption price, and on bonds which may be
specifically designated under this paragraph by the Committee
At $100 a share and above, but under $150------ j-----------------40c
on
Commissions and Quotations, the rate of commission per
At $150 a share and above, but under $200-------- - -------- ------50c
$ 1,000 of principal shall be not less than.-------------- $1.25
At$200 a share and a b o v e ...------ ----------------------------. . . . .
M%
On bonds which will mature in less than six months, or are to be
of amount of
redeemed, pursuant to call or otherwise, in less than six months,
transaction
and are selling at not less than 96% and not more than 110%
of their redemption price, and on bonds which may be speci
Minimum Charge per Transaction.
fically designated under this paragraph by the Committee on
Notwithstanding the .above rates, the minimum commission to be charged
Commissions and Quotations, the rate of commissions to memto a non-member on any completed transaction shall be not less than
bers, or non-members shall be.j,------------ --------------As Mutually Agreed
$3.00; but if the amount involved in a transaction is less than $50.00,
The minimum commission charged on any transaction in bonds shall be
the minimum commission to be charged to a non-member shall be not less
$2.50.
than 6% of the amount involved.
Abell, Walter W:, 2nd, 401 Stock Exchange Bldg.
Allen, Edw. D., 608 Keyser Bldg.
Allen, Edward D. & Co., 608 Keyser Bldg.
baker, WATTS & CO., Calvert and Red
wood Sts.
Baker, Wm. G., Jr., Calvert and Redwood Sts.
Bell, Vernal W., 135 E. Baltimore St.
Binford, Charles T., 10 South St.
Blocher, Thomas S., 210 E. Redwood St.
Block, Simon J., 201 Keyser Bldg.
Block, Simon J. & Son, 201 Keyser Bldg.
Boone, J. Marshall, Equitable Bldg.
Bonsman, Floyd W., 209-210 Keyser Bldg,
goyce, C. Prevost, 6 S. Calvert St.
Brown, Alex. & Sons, 135 E. Baltimore St.
Brown, J. Dorsey, 404 Stock Exchange Bldg.
Brown, Philip W. T., Redwood & Calvert Sts.
Bruton & Co., 120 E. Center St.
Bruton, Leonard Marshall, 120 E. Center St.
Bann & Co., Frank B„ Equitable Bldg.
Carroll, Douglas G., 407 Stock Exch. Bldg.
Carroll & Co., Douglas G., 407 Stock Exch. Bldg.
Cassilly. Thos. A.. Stock Exchange Bldg,
baly, Lee E., Stock Exchange Bldg.
Oaly & Co., Owen, Stock Exchange Bldg.
Oavies, H. L„ 501 Stock Exchange Bldg,
mewry, Cooper R„ Stock Exchange Bldg.
MEMBERS
Duer, Henry Lay., Stock Exchange Bldg.
Elder, Wm. Voss, Jr., Stock Exchange Bldg.
Evans, Henry C.,-6 S. Calvert St.
Fisher, Frank of J., 10 South St.
Fisher, J. Harmhnus & Sons, 10 South St.
Garrett, Rbbert & Sons, South and Redwood Sts.
Gould, Theodore, 503-504 Keyser Bldg.
Griswold, Jr., B. Howell, 135 E. Baltimore St.
Harris, Upham & Co., 101-3 Stock Exchange
Bldg.
Howard & Co., John D., South and Redwood Sts.
Hutton, W. E. & Co., 1st N. Bk. Bldg.
Iglehart, Joseph A. W., First National Bank Bldg.
Jenkins, T. Courtenay, 10 South St.
Jenkins, Whedbee & Poe, 10 South St.
Johnson, Chas. W. L., 210'E. Redwood St; .
Jones, Elisha Riggs, 6 S. Calvert St.
Jones, John Marshall. 225 E. Redwood St.
Jones & Co., John Marshall, 225 E. Redwood St.
Koppelman, Walter, 219-221 E. Redwood St.
Kriegel. Leo. 501 Stock Exchange Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Lanahan, Wm. Wallace, Calvert Bldg.
Legg, John C., Jr., 222 E. Redwood St.
Leimbacb & Co., 7 St. Paul St.
Leimbach, Walter G., 7 St, Paul St.
Lemoine, Oscar M., South and Redwood Sts.
Lockwood, Peck & Co., 708 Keyser Bldg.
Mackubin, George, 222 E- Redwood St.
MACKUBEN, LEGG & CO., 223 E. Redwood St.
Marburg, F. Grainger, 135 E, Baltimore St,
Matthews, T. Stockton, South and Redwood Sts.
Mead, W. Carroll, 511-13 First National Bank
Bldg.
Mead, Irvine & Co., 511-13 First National Bank
Bldg.
Mitchell, C. Ben, Jr., 120 Broadway, New York,
N. Y.
Mitchell & Co., 120 Broadway, New York, N. Y.
Morgan, Shirley C., Equitable Bldg.
Newborg & Co., 30 Broad St., New York, N. Y.
Plohn, Charles, 30 Broad St., New York, N. Y. .
Poe & Co., Philip L., 403 Stock Exchange Bldg.
Poe, Philip L., 403 Stock Exchange Bldg.
Riggs, Henry G„ 210 E. Redwood St.
Rosenburg, Abel A., 222 E. Redwood St.
Schaefer, Herbert W„ 402 First National Bank
Bldg.
Schaefer & Co., Herbert W,, 402 First National
Bank Bldg.
Schwarz, Howard S., 500 Stock Exchange Bldg.
Schwarz, Morton & Schwarz, 500 Stock ExchangeBldg.
g£9 ' I ; H 1 3ft p i l l
Scott, Geo. M., 1401 First National Bank Bldg.
Further Information on firms appearing in bold face type will be found In the selected list of Investm ent Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1958
M A R Y L A N D S T O C K E X C H A N G E — C o ntinu ed
MEMBERS
Steely, Harry M., 212 Keyser Bldg.
Sheely, Harry M. & Co,, 212 Keyser Bldg.
Smith, Barney & Co., Redwood & Calvert Sts.
Stein Bros. & Boyce., 6 S. Calvert St.
Stewart, C. Morton, 135 E. Baltimore St.
Stirling, Morris & Martin, 209-210 Keyser Bldg.
Taylor, Howard R., 107-8 Stock Exchange Bldg.
Taylor, Howard R. & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L . ,402 Stock Exchange Bldg.
Tilden, Marmaduke, 708 Keyser Bldg.
Weilepp, Walter M., 207-8 Keyser Bldg.
Westheimer, Henry F., 320 Munsey Bldg.
Whedbee, James S., 10 South St.
Wheeler, J. Harold, 101-3 Stock Exchange Bldg.
White & Co., Henry M., 1414 Fidelity Bldg.
White, Henry M., 1414 Fidelity Bidg.,
Whiteley, T. Evans, Stock Exchange Bldg.
Whitridge, William, Garrett Bldg.
Whitridge & Son, John A., Garrett Bldg.
MASSACHUSETTS
BOSTON STO C K EXCHANGE
Officers:
John E. Yerxa, Pres.
53 State Street
Archibald R. Giroux, Vice-Pres.
Mark R. Hodges, TV.
Henry E. Tracy, See.
MINIM UM RATES OF COMMISSION
In Effect January 1,1938
Selling Price
Per Share
Rate per Share
Not Less Than 9.0c
$5 and above but under $6_______
$6 and above but under $7_____________________Not Less Than 10.0c
$7 and above but under $8___________
Not Less Than 11.0c
$8 and above but under $9__
Not Less Than 12.0c
.N ot Less Than 13.0c
$9 and above but under $10_________
(Base Rate;
$10 and above_____________________Not Less Than 13.0c base rate plus
ON STOCK, RIGHTS AND WARRANTS
1.0c for each $10 of the price per share
(H ereinafter referred to as “ S tocks” )
Notwithstanding the foregotng, when the amount involved in a transaction
Selling Price
is less than $10, the commission shall be as mutually agreed; when the amount
Per Share
Rate per Share
is0.1c
$10 or more but less than $50, the minimum commission shall be
Not
Less involved
Than
1/256 of $1__________________
not less
than
6% of such amount or $1, whichever is greater: and when the
1/128 of $1__________________ ___________ - ___ Not Less Than 0.15c
amount involved is $50 or more, the minimum commission shall be not less
1/64 of $1 to and including 2/32 of $1____________ Not Less Than 0.5c
than
$3.
Not
Less
Than 1.0c
Over 2/32 of $1 but under 8/32 of $1__________
On Bonds or Notes of Foreign Countries having five years or less to run;
8/32 of $1 and above but under
of $1__________ Not Less Than 1.5c
Notes of Corporations having five years or less to run; Bonds having five
of $1 and above but under $1_______________
Not Less
Than 3.0c
years or less to run; such rates to members or non-members as may be
$1 and above but under $2______________________Not Less Thao 5.0c
mutually agreed upon; provided, however, that the Committee on Com
$2 and above but under $ 3 _ .__ ____ ____ .____ __Not Less Than 6,0c
missions with the approval of the Governing Committee, may hereafter
$3 and above but under $4___________
.N ot Less Than 7.0c
determine special rates on any or all of the above mentioned securities.
$4 and above but under $5______________________Not Less Than 8.0c
ON BONDS, PER $1000 OF PRINCIPAL
Railroad, public utility and industrial bonds, having more than five years
to run.
Selling Price
Per $1000 of Principal
Rate
Under $10—
_______________ _______ ______ Not Less Than 75c
$10 and above but under $100___ 1_______________Not Less Than $1.25
$100 and a b o v e ..._____________________________Not Less Than $2.50
(Government Bonds are exempt from the regular rate)
MEMBERS
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., & Co., 20 Kilby St.
Amsden, Malcolm F., 53 State St.
Andrews, E. T. & Co., 64 Pear ISt., Hartford, Conn.
J . S . BACHE & CO., 10 P ost Office Square.
Baldwin & Co., 30 Federal Street.
Bates, Converse & Co., 10 Post Office Sq.
Bolles, Richard F., 35 Congress St., Room 1003.
(deceased) membership held by Estate.
Bradley, Edward M., 215 Church St., New Haven,
Conn.
Brannan, Wm. J., 75 Federal St.
Bright, Elmer H. & Co., 84 State Street.
Brooks, Smith & Co., 50 Congress St.
Brown Brothers Harriman & Co., 10 P. O. Square.
Brown, Waldo M., 49 Federal St.
Brown, Walter J., 53 State St.
Burr, Gannett & Co., 53 State Street.
Cahill, Richard M. F„ 53 State St.
Chalifoux, Francis B„ 60 State St.
Chapin, Simeon B. Jr., 61 Broadway, New York,
N. Y.
Clark, Dodge & Co., 70 Federal Street.
Coffin & Burr, Incorporated, 60 State St.
Collins, Breed & Co., Shawmut Bk. Bldg.
Colwell, Francis, 53 State St.
Cousens, Foster, 167 State House.
Crocker, Percy G. & Co., 19 Congress Street.
Crowninshield, B. Davis, 53 State St.
Dabney, F. L. & Co., 10 Post Office Sq.
Dabney, Frederick L., 925A Boylston St.
Davis & Davis, 10 Weybosset St., Providence, R. I.
DAY, R . L. & CO., I l l Devonshire St.
Dean, James, 201 Devonshire St., Room 631.
Draper, Sears & Co., 53 State St.
ESTABROOK & CO., 15 S ta te S treet.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Lloyd D., 3d N at’l Bank Bldg., Springfield, Mass,
Foster, Hatherly, Jr., 85 Devonshire St. .
Gagen, T. F. & Co., 53 State Street.
Gannett, Thomas B., 100 Franklin St.
Gilbert, Edward W„ 53 State St.
Giroux, Archibald R., 53 State St.
Hammond, James R., 30 State St.
Hanlon, Gordon B., & Co., 10 Post Office Sq.
Hanrahan & Co., 332 Main St., Worcester, Mass.
Hayden, Stone & Co., 85 Water St.
Hentz, H., & Co., 75 Federal St.
Hill, E. Melville, 15 Ashton Ave., Newton Centre,
Mass.
Hines, Robertson & Co., 60 Congress Street.
Hodgdon, Howard W., 84 State St.
Hornblower & Weeks, 60 Congress St.
Hovey, Chandler, & Co., 82 Devonshire Street,
Room 326.
Hunnewell & Co., 49 Federal St.
Hunt, Carleton, 10 Post Office Sq.
Hutchins & Parkinson, 50 Congress Street.
Hutton, E. F. & Co., 53 State St.
Hiff, Richard S., 35 Congress St.
Jackson, Walter, 216 Central Ave., Milton, Mass.
Jackson & Curtis, 10 Post Office Square.
Kelly, Michael A., 10 Post Office Square.
KIDDER, PEABODY & CO., 115 D evonshire
Street.
Kinsley & Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. & Co., 53 State Street.
Laidlaw & Co., 110 Franklin Street
Lee, Frederic M., 53 State St.
Leland, John D., 1341 Beacon St.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Mann & Gould, 70 Washington St., Salem, Mass.
McKnight, Edward F„ 53 State St.
Merrill Lynch, Pierce, Fenner & Beane, 45 Milk
St.
Monahan, Edward C., 60 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. & Co., 53 State Street, Room 636,
MOSELEY, F. S . & CO., 50 Congress S treet.
Mott, Louis P. & Co., 80 Federal Street, Room 808
Newman, Harding C., 10 Post Office Square.
Nickerson, Henry G., 60 State St.
O’Donnell, James E., 53 State St.
Paine, Webber & Co., 24 Federal Street.
Perrin, West & Winslpw, Inc., 24 Federal St,
Peterson, John H„ 53 State St.
Pingree, Daniel, 84 State St.
Pitcher, Osborne H.t 31 State St.
Pitman, Harold A., 53 State St., Room 1032.
Poor, Steams, 84 State St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress Street.
Reed & Co., 8 Foster St., Worcester, Mass.
Rice, John C., Jr., 10 Post Office Sq.
Rich, Geo. A., 53 State St.
Schirmer, Atherton & Co., 50 Congress Street
Sewall, R. Lentner, 60 State St.
Smith, Barney & Co., I l l Devonshire St.
Smith, James P. & Co., 1387 Main St., Springfield,
Mass.
Southgate Ray E., 53 State St.
Stevens, Samuel, W., I l l Devonshire St.
Straw, E. A., 875 Elm St., Manchester, N. H.
( deceased) membership held by Estate
Thorndike & Allen, 53 State Street, Room 310.
Thomquist, Carl J., 53 State St.
Tifft Brothers, Third National Bank Bldg., Springfield
Tobey, Walter P., 84 State St.
Todd, Charles Lee, Jr., I l l Devonshire St.
TOWNSEND, ANTHONY & TYSON, 39 State
S treet.
Trask, Spencer & Co., 50 Congress St.
Treadwell, James R„ 53 State St., Room 203.
Tucker, Anthony & Co., 74 State Street.
Wainwright, H. C. & Co., .60 State Street.
Walker, G. W. & Co., 53 State St.
Webber, Ralph B.. 53 State St.
Whitney, Byam & Co., 35 Congress St.
Whitney, & Elwell, 30 State St.
Wiggin, Russell B., 53 State St.
Williams, Robert W., 53 State St.
Williams & Southgate, 75 State St.
Winsor, Kennard, 115 Devonshire St.
Yerxa, John E., 30 State St.
Young, Lincoln R., 15 Lewis St., Hartford, Conn.
Further Inform ation on firm s appearing In bold face type w ill be found In th e selected list o f In vestm en t Dealers follow ing bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1959
STOCK EXCHANGE MEMBERS
MICHIGAN
D E T R O IT S T O C K E X C H A N G E
Officers: Andrew C. Reid, President;
(2314 Penobscot Bldg.)
Clark C. Wickey, Executive Vice-President.A Secretary; Hal. H. Smith, Jr., Vice-President;
Sidney E. Ferriss, Treasurer.
COMMISSION KATES
Effective, A ugust 23,1938
On stocks selling below 50c per share, the commission rate per share shall
Stocks selling at 50c per share and above, the commission rate per share
be not less than the following:
. ,*
shall be not less than the following:
Rate
Kate
Price per Share
Per Share
Price per share
Per Share
1/256 of $1............... m ....... ................................... .....................—60c and above but under $ 1— —------ - - - - - - ....... .....................
3c
1/128 of $1....... ......... - .................- ............... ........ ——.........— 015c ”
$ 1 and above but under $ 2---- ................... - ......... — ------------5c
0.5c
1/64 of $1 and above, but under 2/32 of $1...... ...................——
i 2 and above but under $ 3------------ — —----------------------r
6c
2/32 of $1......................... —..............................................- u . . — v 0.5c
S 3 and above but under $ 4 . . . . ------ ----------------7c
1.0c
Over 2/32 of $1 but under 8/32 of $ 1 . . . . . . . --------------- -------i 4 and above but under $ 5 . . . .................................................- - °c
8/32 of $1 and above but under 1/2 of $1......... —................ —~
1.5c
I 5 and above but under $ 6 . . . ------ —
-------- ----- . . . . . . . .
9c
i 6 and above but under $ 7......................................... ..............10c
I (7 and above but under $ 8—. . . . . . . ------------------- ------------- 11c
The minimum commission on all transactions in listed securities shall be
i 8 and above but under $ 9 . . . ------ ----- — ...................- ...........
12c
not less than $3.00, except in cases where the amount involved is $50.00 or
I 9 and above but under $10 (Base R a te )..------- ------------------- 13c
less the minimum commission may then be at the discretion of the member.
$10 and above—.The 13c base rate plus lc for each $10 of the price per share
MEMBERS
Alison & Go., 244 Buhl Bldg.
Allman, Everham & Co., 1051 Penobscot Bldg.
Angstrom. Lawrence C., 1300 Penobscot Bldg.
Avery & Co., 11 Broadway St., New York, N. Y.
Avery, Clarence F., 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 137 P en obscot Bldg.
Hinshaw, Joseph, 314 Ford Bldg.
Hornblower & Weeks, 244 Penobscot Bldg.
Hulburd, De Forest, 208 So. La Salle St., Chicago,
Hulburd, Warren & Chandler, 208 S. LaSalle St.,
Chicago, 111.
____J
.
Humphries, Angstrom & Co., 1300 Penobscot Bldg.
Baker, Simonds & Co., 1134 Buhl Bldg.
Beard, Frederick H., 1880 Penobscot Bldg.
Bennett, Smith & Co., 640 Griswold Street.
Bollinger, Paul T., 1904 Penobscot Bldg.
Keane & Co., 2056 Penobscot Bldg.
Keane, Jerome E. J., 2056 Penobscot Bldg.
Kerr, Harry W., 1800 Penobscot Bldg.
Kreldler, Chas. A., 1134 Buhl Bldg.
Cray, McFawn Co., 1225 Ford Bldg.
Crouse & Co., 1800 Penobscot Bldg.
Crouse, Charles B„ 1800 Penobscot Bldg.
Lewine, Jerome, Hanover Square, New York,
N. Y.
Livingstone, S. R.. 1356 Penobscot Bldg.
Livingstone, S, R. & Co., 1356 Penobscot Bldg.
Dominick & Dominick, 115 Broadway, New York.
Eis, Valette R„ 244 Penobscot Bldg.
Ellwood, Aaron A„ 639 Penobscot Bldg.
Everham, Edwin M„ 1051 Penobscot Bldg.
Ferris, W. Paul, 1300 Penobscot Bldg.
Ferriss, Wagner & Miller, 1444 Buhl Bldg.
Goodbody & Co., Penobscot Bldg.
Qoodbody, John L., 115 Broadway, New York,
N. Y.
Manley, Milton A., 518 Buhl Bldg.
Manley & Co., M. A., 518 Buhl Bldg.
McDonald, Claude G., 1012 Buhl Bldg.
McDonald & Co., C. G., 1012 Buhl Bldg.
Merrill Lynch, Pierce, Fenner & Beane, 3Q0 Buhl
Bldg.
Miller, George A., 1444 Buhl Bldg.
Moody, Bollinger & Co., 1904 Penobscot Bldg.
Moss, W. E., 2416 Union Guardian Bldg.
Moss, W. E. & Co.. 2416 Union Guardian Bldg.
Nauman, Arthur P., 1225 Ford Bldg.
O’Donnell, R. C.. 2166 Penobscot Bldg.
O’Donnell & Co., R. C., 2166 Penobscot Bldg.
Hague, Samuel, 539 Penobscot Bldg.
Hentz, H. & Co., 234 Buhl Bldg.
O’Hara, John F.. 244 Buhl Bldg.
Olson, Warren T., 2232 Union Guardian Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Parcells, Charles A., 639 Penobscot Bldg.
Parcella. Charles A. & Co., 639 Penobscot Bldg.
Phelan. Jr., James J., 244 Penobscot Bldg.
Porter, Stuart P., 1134 Buhl Bldg.
Reid, Andrew C.. 2232 Union Guardian Bldg.
Reilly, R. W., 518 Buhl Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Rotsted, Ralph, 1134 Buhl Bidg.
Shader-Winckler Co., 1966 Penobscot Bldg,
Smith, Hague & Co., 539 Penobscot Bldg.
Smith, Winthrop H., 105 W. Adams St., Chicago,
111.
Soucy, Ernest W. ,49 Federal St., Boston, Mass.
Soucy & Co., 49 Federal St., Boston, Mass.
Stem, Morton F., 36 Wall St., New York, N. Y.
Stout, Gardner D.. 115 Broadway, N. Y.
Vogel, A. H. & Co., 1880 Penobscot Bldg.
Wakeman, Wynn F., 1134 Buhl Bldg.
Watling, Lerchen & Co., 314 Ford Bldg.
Wedthoff & Co., Guy G.. 1720 Ford Bldg.
Winckler, F. J., 1966 Penobscot Bldg.
Wood, Warren A., 244 Buhl Bidg.
Wright, John C., 2066 Penobscot Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
MINNESOTA
M IN N EA P O LIS — S T . P A U L S T O C K EX C H A N G E
Officers: Harold E. Wood, President;
(800 Roanoke Bldg.)
Ira D. Owen, First Vice-President; Howard R. Selover, Executive Vice-President;
R. M. Rice, Secretary-Treasurer.
COMMISSION BATES
Effective Ju n e 7,1938
MEMBER TO MEMBER—Give-up Rates.
NON-MEMBERS
On stocks selling at 50c per share and above, the commission rate per share
shall be not less than the following:
Rate
Price per share
Per Share
lc
under 25c per share_________________ . . . . ______ _________
25c and above but under 50c__ ______________ _____________
lj^ c
50c and above but under $ 1 . . . . . ________ . . . ______________
3c
j 1 and above but under $ 2 . . ____________________________
5c
6c
| 2 and above but under $ 3__________________________ . . .
j 3 and above but under $ 4_____________________________
7c
? 4 and above but under $ 5_______________ _________ __ _
9c
| 5 and above but under $ 6_______________ ___________ . . .
10c
| 6 and above but under $ 7__________________________ __
11c
j 7 and above but under $ 8 . . . . . __ _____________ i___ _____
12c
j 8 and above but under $ 9 . . . ___________________________
13c
14c
2 » and above but under $10 (Base Rate)_______ S',__________
510 and above...The 14c base rate plus lc for each $10 of the price per share
The minimum commission on transactions in stocks for non-members shall,
(a) where the transaction involves less than $5.00, be as mutually agreed
upon;
(h) where the transaction involves $5.00 or more but less than $50.00, be
6% of such amount or $1.00 whichever is greater; and
where the transaction involves $50.00 or more, be not less than $3.00.
Shts—same as stocks.
Stocks selling under 50c per share--------5------------ --------- - -----14c
Stocks selling from 50c to $ 1 .--------------- ----------- ——
—
%c
Stocks selling from $1 to $ 1 0 . --------------- --------| | f -------------2c
Stocks selling from $10 to $ 1 0 0 . . . . . . . . -------------- — <— ;------3c
Stocks selling from $100 to $150—
—
4c
Stocks selling from $150 and over:___ ——.___ ____ . . . . . ----- 5c
Minimum 50c for stocks selling under $10.00 per share.
Minimum $1.00 for stocks selling at $10.00 and over per share unless gross
amount is under $100.00, minimum then 50c.
Rights—same as stocks.
Names not give-up on any stocks, minimum will be double the give-up rate.
S
MEMBERS
Allison, Williams Co., 1245 Northwest Bank Bldg.,
Minneapolis.
Bigelow-Webb & Co., 1st N at’l-Soo Line Bldg.,
Minneapolis.
Caldwell Phillips Co., First Natl. Bank Bldg., St.
_ Paul, Minn.
Greenman & Cook, Inc., 1408E. 1st Natl. Bk. Bldg.,
at. Paul.
HARRIS-UPIIAM & CO., 11 Wall S t., New
York, N. Y .
KAIMAN & COMPANY, 144 E n d icott B ldg.,
at. Paul.
Mahoney & Co., C.D., 806 Roanoke Bldg., Minne
apolis.
Manheimer-Caldwell, Inc., 113 First National
Bank Bldg., St. Paul.
Molyneaux, J. J., 15 S. 5th St., Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
PIPER, JAFFRAY & HOPWOOD, 115 S . 7th
S t., M inneapolis.
Rice, Robert M., 804 Roanoke Bldg., Minneapolis.
Selover, H. R., & Co., 802 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C., 106 E. 4th St., St. Paul.
Thrall West Co., 1500 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, Metropolitan Bank Bldg.,
Minneapolis.
WOOD, HAROLD E ., & CO., W. 2662 1st NatT
Bk. B ld g., S t. P aul.
Woodard-Elwood
Minneapolis.
& Co.,
840 Rand Tower,
Further Inform ation on firms appearing In bold face type w ill be foun d In th e selected list o f In v estm en t Dealers follow in g bank lis t In each city .
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1960
MISSOURI
S T . L O U IS S T O C K E X C H A N G E
Officers: Wm. H. Burg, President;
C. S. Newhard, Vice-President;
J. L. Sullivan, Secretary and Treasurer;
Chas. A.Huebner, Assistant Secretary.
COMMISSIONS
Effective February 11, 1938
All other transactions shall be subject to commissions as follows:
Section 1. Commissions shall be charged and paid under all circum
Minimum Commission
stances and upon all transactions, both purchase and sales, or upon contracts
Selling Price Per Share
Rate Per Share
for the receipt or delivery of securities; excepting joint transactions between
Under 5 0 c - .- - „ —________ ____ . . . -------- -------2c per share
members which may be made without commission. Such commissions shall,
4c per share
From 50c to 99c______________________________
From $1 to $1.99_________________________ ___
5c per share
in the case of stocks, be calculated upon the price at which they are sold, and,
From $2 to $2-%— ____ _________________ .____
6c per share
in the case of bonds, upon their par value and shall be at the rates herein
F rom $3to$3-% ............ 5..............................................
7c per share
after named; and such rates shall in each case be the minimum that may
From $4 to $ 4 - % . „ ___ !________. . . ................
8c per share
From $5 to $ 5 - % _ „ ................ ............... . .
9c per share
be charged by any member of the Exchange, and shall be absolutely net and
10c per share
From $6 to $6-%_________. . . . . . ....... .....................
free from all or any rebate, return, discount or allowance in any shape or
From $7 to $7-%...........
11c per share
manner whatsoever, or by any method or arrangement direct or indirect.
From $8 to $8-%.........
12c per share
From $9 to $9-% ..............
13c per share
And no bonus, percentage or portions of the commissions so established
14c per share
From $10 to $14-%......................... .............„ ......... ...
shall be given, paid or allowed directly or indirectly to any clerk or person
From $15 to $24-%.......................................................
17%c per share
for business sought or procured for any member of the Exchange.
From $25 to $49-%
.............. ............................ - 25c per share
From $50 to $ 9 9 -% _ „„ ..............................................., 37%c per share
Section 2. On all business for parties not members of the Exchange,
50c per share
From $100 to $299-%................................ ..................
including joint account transactions in which a non-member is interested,
From $300 to $499-%....................................... - ..........
75c per share
From $500 and up..........................................................
$1.00 per share
the minimum commission charged shall be as follows:
On all bonds and other obligations of the United States of America the
When the amount involved in a transaction is $10 or less, the commission
minimum commission shall be 1/16 of 1% of the par value, but shall in no
shall be as mutually agreed.
case be less than 25 cents.
On all other bonds $2.50 per $1,000 par value except on those maturing
When the amount involved in a transaction is more than $10 but less than
within six months of the date of sale the commission shall be $1.25 per
$50.00 the commission shall be not less than six per cent of the amount in
$1,000 par value.
volved or $1.00, whichever is greater; provided, however, that where such
Governing Committee Ruling—Feb. 23,1940.
Minimum Commission on Bonds—When the aggregate face or par
transactions are for the account o f non-member brokers or dealers, an allow
value of bonds involved in a transaction is $500 or more but less than
ance of 50 cents of such commission may be made.
$2,000, the minimum commission shall be $5.00.
When the aggregate face or par value of bonds involved in a transaction
When the amount involved in a transaction is $50.00 or more and less
is less than $500, the minimum commission shall be $2.50.
than $300.00, the minimum commission shall be $3.00, except that where
On all securities not provided for in this section the Governing Committee
such transactions are for account of non-member brokers or dealers, an
shall fix the rates of commission; provided, that on all stocks admitted to
dealings on this Exchange and also either on the New York Stock Exchange
allowance of $1.00 may be made on such commissions.
or the New York Curb Exchange the minimum commission charge per share
When the amount involved in a transaction is $300.00 or more, the
for one hundred share unit or multiple thereof, on this Exchange, shall be
the rate per share prescribed to be charged on transactions for one hundred
minimum commission shall be $5.00 except in the case of transactions for
share unit on those Exchanges, respectively, and on all stocks admitted to
the account of non-member brokers or dealers, an allowance of $2.00 on such
dealings on this Exchange and also on the Chicago Stock Exchange the
commissions may be made.
minimum commission charge per share for fifty share unit or multiple
thereof, on this Exchange, shall be the rate per share prescribed to be charged
Governing Committee Ruling—March 8, 1938:
on transactions for fifty share unit on that exchange; provided, that the Gov
Division of Commissions between members shall be based upon the
erning Committee shall, at any time, have the power, by the vote of five of
its members, to alter and fix any rates of commission.
actual commission received by the originating member.
MEMBERS
REINHOLDT & GARDNER, Security Building
Gatch Bros., Jordan & McKinney, 418 Olive St.
Barklage, Louis, 317 N 4th Street.
Bennett, Jas. E., Merchants Exchange Bldg.
Gatch, Nelson B., 418 Olive Street
Ruppert & Co., H. L., 400 Pine Street.
Bennett, Jas. E. & Co., Merchants Exchange Bldg.
Gessler, G. E., Merchants-Laclede Bldg.
Seddon, Bruce, Landfeth Bldg.
Bixby, W. H. Broadway and Locust.
Gessler, E. A. & Son, Merchants-Laclede Bldg.
Seddon, Morfit & Harvey, Landreth Bldg.
Bramman, Carl T., 314 N. Broadway.
Giger,
Harold
H„
211
N.
4th
Street.
Semple, Jacobs & Co., Merchants-Laclede Building.
Bramman-Schmidt-Busch, 314 N. Broadway.
Giger & Co., 211 N. 4th St.
Simon, F. M. 315 N. 4th Street.
Brocksmith, H. L., 400 Pine Street.
Brown, Paul & Company, Paul Brown Bldg.
Haeussler, W. C.. Paul Brown Bldg.
SIMON, I. M. & COMPANY, 315 North 4th St.
Burg, Wm. H., La Salle Bldg.
Haverstick, Jr., E. E., Broadway & Locust.
Cohn, Henry I., P. 0. Box 71, Carrollton, 111.
Hays, Elizabeth, Broadway & Locust.
Smith, Moore & Co., LaSalle Bldg.
Cook, Henry M„ 400 Olive Street.
Hayward, John, Boatmen’s Bank Bldg.
Stickney, W. A., 409 N. 8th Street.
Costigan, E. J., 300 N. 4th Street.
Hill Brothers, Security Bldg.
Horhing, Bert II., Boatmen’s Bank Bldg.
Crago, John H., Security Bldg.
STIFEL, NICOLAUS & CO., Boatmen’s Bank
Crago, Smith & Canavan, Security Bldg.
Bldg.
Jacobs, B. F., Merchants-Laclede Bldg.
Denyven, R. J., Boatmen’s Bldg.
Stix & Company, LaSalle Bldg.
Jones, Edward D„ Boatmen’s Bank Bldg.
Duhme, Herman, Franklin-American Trust Bldg.
Jones. Edw. D. & Co., Boatmen’s Bank Bldg.
Taussig, Day & Co., Boatmen’s Bank Bldg.
EDWARDS, A. G. & SONS, 409 North 8th St.
Jones, Whipple Van Ness, Security Bldg.
Taussig, G. J.. Boatmen’s Bank Bldg.
Theis, Albert & Sons, Inc., 410 Olive St.
Edwards, A. N., 409 N. 8th Street.
Knickmeyer, L. W., 410 Olive St.
Edwards, P. W. 409 N. 8th Street.
Knight & Co., H. H., Boatmen’s Bank Bldg.
Waldemer, Edwin R., LaSalle Bldg.
Franc, Harry L., 306 N. 8th.
Waldheim, Platt & Co., 306 N. 8th St.
Francis Bro. & Co., 222 N. 4th St.
Walker, G. H. & Co., Broadway & Locust Streets.
Louderman, Wm. M., Bank of Commerce Bldg.
Francis, T. T„ Francis Bro. & Co., 222 N. 4th St.
Whitaker & Company, 300 North 4th Street.
Friedman, Brokaw & Samish, 711 St. Charles St.
Wibbing, O. H., Security Bldg.
NeWhard,
Cook
&
Co.,
400
Olive
St.
Friedman, W. Stix, 711 St. Charles Street.
Wibbing, O. H. & Co., Security Bldg.
Fusz, Firmin D., Boatmens Bank Bldg.
Williams, J. Gates, 222 No. 4th St.Reinholdt,
J.
W.,
Jr.,
Security
Bldg.
Fusz, Schmelzle & Co., Boatmen’s Bank Bldg.
NEW YORK
NEW YO R K S T O C K EXCH ANG E
(11 Wall St.)
John Haskell, Vice-President;
Ronald R. Westwood, Assistant Treasurer;
Charles Klem, Assistant Secretary; *
(on leave of absence)
Max Jacquin, Jr., Assistant Secretary;
.
Eugene Lokey, Vice-President;
A. Tate Smith, Special Assistant to the President.
Arthur H. Franklin, Treasurer;
Henry Clay Johnson, Special Assistant to the
• George A. Cuff, Assistant Treasurer;
President.
COMMISSION RATES (Amended to September 30,1941)
$4 per share andabovebut under $ 5 . . _____ Not less than 8.0c per share
Rates to Non-members, etc.
$5 per share andabove but under $6....
Not less than 9.0c per share
$6 per share andabove but under $7__
Not less than 10.0c per share
On business for non-members and partners not members of the Exchange,
$7 per share andabove but under $8______ Not less than 11.0c per share
including joint account transactions in which any such person is interested,
$8
per
share
and
above
but
under
$
9
.
.
.
.
___
Not
less than 12.0c per share
the commission shall be not less than the rates given below:
$9 per share and above but under $10
' 'J ill
(Base
R
ate)-._________
_______________Not
less
than 13.0c per share
ON STOCKS, RIGHTS AND WARRANTS
$10 per share and above__________ ______ Not less than the 13 .0c base
(hereinafter referred to as ' ‘stocks”)
rate plus 1.0c for each $10 of
the price per share
Except as to Ten-share Unit Stocks and Called Stocks:
Notwithstanding the fore
going, when the amount in
1/256 o f$ l per share__ | .............................. ---N ot less than 0.1c per share,
volved
in a transaction is less
1/128 of $1 per share----- ------------------- . .. .N o t less than 0.15c per share
than $10, the commission shah
1/64 of $ ! per share and above but under
,
be
as
mutually
agreed; when
2/32 of $1
„ _____ _____ Not less than 0.5c per share
the amount involved is $10 or
2/32 of $1 per”s h a r e . - ___________„ N o t less than 0.5c per share
more
but
less
than
$50, the
Over 2/32 of $1 per share but under 8/32
: .
.
minimum commission shall
0f m
_________________ jg ______ Not less than 1.0c per share
be
not
less
than
6%
.of such
8/32 of $I"per share" and above but under
| t
amount or $1, whichever is
' y of $1 - __________________ - - - ......... Not less than 1.5c per share
greater;
and
when
the
amouni
% of $1 per sha"re”and above but under $1— Not less than 3.0c per share
involved is $50 or more, the
$1 per share and above but under $ 2 ._ — .-.N o t less than 5.0c per share
minimum
commission
snail
$2 per share and above but under $ 3 .
---Notless than 6.0c per share
be not less than $3.
$3 per share and above but under $4
-Not less than 7.0c per share
Officers* Emil Schram, President;
Charles E. Saltzman, Vice-President and Secretary;
(on leave of absence).
g6
John C. Korn, Acting Secretary,
Howland S. Davis, Exec. Vice-President;
Farther information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1961
STOCK EXCHANGE MEMBERS
N E W Y O R K S T O C K E X C H A N G E — C o ntinu ed
ON TEN-SHARE-UNIT STOCKS, EIGHTS AND WARRANTS
(hereinafter referred to as “ stock s” ) •
Under $1 per share.. j. ___________________ Same as 100-share-unit stocks
$1 per share and above but under $2......... ...N o t less than 6.0c per share
52per share and above but under $3T_.......... Not less than 7.0c per share
{3per share and above but under $4___ . .. .N o t less than 8.0c per share
34per share and above but under $5.............. Not less than 9.0c per share
15 per share and above but under $6__.........-Not less than 10.0c per share
{6per share and above but under $7...............Not less than 11.0c per share
{7per share and above but under $8.............N o t less than 12.0c per share
t8 per share and above but lender $9-----------Not less than 13.0c per share
59 per share and above but under $10
. •
(Base Rate)..................... ....... .......................Not less than 14.0c per share
«10 per share and above_______________— Not less than the 14.0c base
rate plus 1.0c for each $10 of
the price per share
Notwithstanding the fore
going, when the amount in
volved in a transaction is less
than $10, the commission shall
be as mutually agreed; when
the amount involved is $10 or
more but less than $50, the
minimum commission shall
be not less than 6% of such
amount or $1, whichever is
greater; and when the amount
involved is $50 or more, the
minimum commission shall
be not less than $3.
ON CALLED STOCKS
Sec. 2, Par. (e): Notwithstanding the rates prescribed elsewhere in this
Section 2, the commission rates to members and non-members upon stocks
which, pursuant to call or otherwise, are to be redeemed within twelve months
shall be such rates as may be mutually agreed upon provided, however, that
such rates shall apply to transactions in any specific stock only after official
announcement to that effect has been made by the Exchange and provided,
further, that the Board of Governors may determine special rates on any
or all such securities.
ON BONDS: per $1,000 o f principal
(except as stated below)
Under $10............. .............. .............................. Not less than 75c
$10 and above but under $100____ _______ Not less than $1.25
$100 and above.......... ... ......... ——...................Not less than $2.50
Sec. 3, Par. (d): Notwithstanding the foregoing, the commission rates to
members or non-members upon obligations of the United States, Puetro
Rico, Philippine Islands and States, Territories and Municipalities therein,
upon bonds or notes having five years or less to run; and upon bonds or
notes which, pursuant to call or otherwise, are to be redeemed within twelve
months, shall be such rates as may be mutually agreed upon; provided,
however, that the Board of Governors may determine special rates on any
or all such securities.
ON BONDS OR NOTES HAVING FIVE YEARS OR
LESS TO RUN, AND BONDS AND NOTES
WHICH, PURSUANT TO CALL OR OTHER
WISE, ARE TO BE REDEEM ED W IT H IN
TWELVE MONTHS (Per $1,000 o f p rin cip al):
Under $10.............- ___ — .........— — - ----- —..........—Not less than 75c
$10 and above but under $ 1 0 0 . .. . ................ . — ......... Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price__________________I— ■-------------- Not less than $2.50
Not less than-96% or more than 110% of the redemp
tion price:
Six months or more------------------------- ----------------- Not less than $1.25
Less than six months................................r „ M a y be mutually agreed upon
ON OBLIGATIONS OF THE UNITED STATES, P uerto R ico, P hilip
pine Islands and S ta tes, Territories and M un icip alities therein
______________________________________M ay be m u tu ally agreed u pon
MEMBERS
Abbott, Proctor & Paine, 115 Broadway
Abraham, Alexander, 12Ô Broadway
Abraham & Go., 120 Broadway
Adler, Coleman & Co., 15 Broad St.
Ahem, John J„ 61 Broadway.
Alker, Carroll B., 120 Broadway
Allan, Adrian R., Jr., 40 Wall St.
Amy, Joseph H., 120 Broadway.
Andersen, Oswald, 115 Broadway.
Anderson, Elliott M., 71 Broadway.
Anderson, Harry, 145 So. Hibiscus Drive, Miami
Beach, Fla.
Anderson, Henry A., 120 Broadway
Anderson, W. Colford, 120 Broadway.
Andrews, Posner & Rothschild, 60 Wall St.
Anness, Edw. C., 61 Broadway
Apy, Chester, 120 Broadway
Aronson, Bernard & Co., 30 Broad St.
Arrowsmith, Post & Welch, 115 Broadway.
Ash & Co., Mervin, 61 Broadway.
Asher, Harry W„ Jr., 60 Beaver St.
Asiel & Co., 11 Wall St.
Astor & Ross, 39 Broadway.
Auchincloss, Parker & Redpath, 719 15th St.,
, Washington, D. C.
Anerbach, Poliak & Richardson, 30 Broad St.
Augenblick, Harry A., 39 Broadway
Bell & Beckwith, 519-521 Madison Ave., Toledo,
Ohio.
Bendix, Luitweiler & Co., 52 Wall St.
Benedict, H. Guion, 14 Wall St.
<
Benedict, E. C. & Co., 61 Broadway
Benjamin, Hill & Company, 50 Broadway
Benjamin & SternDach, 30 Pine St.
Bennet, Leslie L. & Company, 60 Broadway.
Bennett, James E. & Po., 50 Broadway
Bennett & Palmer, 165 Broadway
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
Benton & Nicholas, 115 Broadway.
Bergen, Schuyler J., 120 Broadway
Berman & Co., Pemberton, 49 Wall St.
Bernard, Winkler & Co., 11 Wall St.
Bernheimer, Edwin E., 1 Wall St.
Biddison & Co., N. D„ 39 Broadway.
Biddle, Whelen & Co., 1606 Walnut St., Phila
delphia, Pa.
Bidwell, J. Truman, 14 Wall St.
Billings, Olcott & Co., 52 Broadway
Bilofsky, Maxwell M., 120 Broadway
Baar, Cohen & Company, 39 Broadway
Babcock, Henry D., 120 Broadway
Bach, Frederick F., 29 Broadway.
Bishop, Allen Reynolds, 50 Broadway
Blauner, Simons & Co., 25 Broad St.
Blinn. Prosper J., 42 Broadway.
Bliss & Co., 50 Broadway
Bliss, Julius, 120 Broadway.
Bloch, Elmer M„ 39 Broadway.'
Block , Maloney & Co.. 39 Broadway.
Blumenthal, Irving, 780 First Ave.
Blumenthal, Simon B., 50 Broadway.
Blyth & Bonner. 67 Broad St.
Boesel, Richard E., 50 Broadway.
Bogardus, Frost & Banning, 629 So. Spring St.,
Los Angeles, Calif.
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
Bond, McEnany & Co., 60 Beaver St.
Bonner & Gregory, 30 Pine St.
Boody, McLellan & Co., I l l Broadway
Bookman, Robert S., 61 Broadway
Boston, Paul R., 120 Broadway.
Bouvier, John V., 3rd., 52 Broadway
Boylan, Robert P., 61 Broadway.
Bradford, J. C. & Co., 418 Union St., Nashville,
Tenn.
Bradshaw, Sydney P.,-61 Wall St.
Bramley & Smith, 39 Broadway
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va.
Brand, Grumet & Co., 120 Broadway
Brand, Michael J., Jr., 120 Broadway
Brandenburg & Co., I l l Broadway
Braumuller, Charles, 120 Broadway
Bregman, Abner, 1 Wall St.
Breining & Go.. 17 Battery Place
Brennan, John F., 1 Wall St.
Bright, Elmer H. & Co., 84 State St., Boston,
Mass.
BACHE & CO., J. S ., 36 Wall S t.
Bacon, Stevenson & Co., 39 Broadway.
Badham, Vernon C., 2809 Collins Ave., Miami
Beach, Fla.
Baker, Alfred L. & Co., I l l So. La Salle St.,
Chicago, in.
BAKEBi, WATTS & CO., Calvert & Redwood
Sts., Baltim ore, Md.
Baker, Weeks & Harden, 52 Wall St.
Baldwin, Peter, 42 Broadway.
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 65 Broadway
Bamberger, Max. 15 Broad St.
■Barbee, Harry, 19 Rector St.
Barnwell, Arthur & Co., 100 Broadway
Baroni, William J., 120 Broadway.
Barrett & Company, 40 Exchange Place
Barry, Edwin J., 70 Pine St.
Barth, J. & Co., 482 California St., San Francisco,
„ Calif,
Bartholomae, H. J., 120 Broadway.
Bartlett, Benj. D. & Co., 313 Vine St., Cincinnati,
Ohio.
saruch. Sailing W„ 60 Beaver St.
Buan, Chas. H., Philadelphia, Pa.
“Gar, Stearns & Company, 1 Wall St.
“Gauchamp & Co., T. J., 41 Broad St.
Bechdol, Raymond J., 1 Wall St.
Beer ¿¿Company, 817 Gravier St., New Orleans, La.
Balden & Co., 61 Broadway.
BIOREN & CO., 1508 W alnut S t,, P h ilad el
phia, Pa.
Brill. D. Dudley, 61 Broadway.
Brinton & Co., 61 Broadway
’
Britt, Richard J., 30 Pine St.
Brody, L. J. Hamden, Conn.
Brooks & Co., J. H., 135 Broadway.
Brooks, James W., 71 Broadway.
Brown, Alex. & Sons, 135 East Baltimore St.,
Baltimore, Md.
Brown Brothers, Harriman & Co., 59 Wall St.
Brown, James M., Jr., 120 Broadway
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 71 Broadway
Brown & Co., Vernon C., 71 Broadway.
Brukenfeld, M. Ronald, 405 Lexington Ave.
Brumley, Albert, 120 Broadway.
Brummer, Harold M., 60 Wall St.
Brunner & Co., 61 Broadway.
Bruns, Edwin G.,'11 Wall St.
Bry, M. Edwin, 50 Broadway
Buchanan & Tomes, 120 Broadway
Buck & Co., Richard J., 39 Broadway
Buckley, John F., 120 Broadway
Burke, Walter F., 50 Broad St.
Burnet, W. E. & Co., 11 Wall St.
Burnham & Company, 30 Pine Sts.
Burnside, I. H. & Co., 120 Broadway
Burr, Gannett & Co., 53 State St., Boston, Mass.
Burton. Cluett & Dana, 120 Broadway
Bushnell, Henry Thompson, 39 Broadway
Butcher & Sherrerd, 1500 Walnut St., Philadelphia,
Pa.
Butler, Herrick & Marshall, 30 Broad St.
Butler, Wick & Co., Union National Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck, Maurice S., 39 Broadway.
Byfield & Co., 61 Broadway.
Byram, Hobart R., 42 Broadway.
Byrne, James F., 30 Broad St.
Bywater & Leary, 120 Broadway.
Cahill, Robert L., 40 Wall St. .
Cahn & Co., Frank B„ Equitable Bldg., Baltimore,
Md.
Cahn, Joel G.. 39 Broadway.
Campbell, Henry G., Jr., 52 Broadway
Campbell, James, 42 Broadway
Campbell, Oliver S., 26 Broadway.
Canavan, Eugene F., 42 Broadway.
Carey, Denis J.. 42 Broadway.
Carey, H. T., Joost & Patrick, 120 Broadway
Carhart, H. Whitfield, Jr., 120 Broadway
Carlebach, Herbert L., 60 Broad St.
Carlebach, Walter M., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle & Jacquelin, 120 Broadway
Carmichael & Carson, 52 Wall St.
Carreau & Co., 63 Wall St.
Carrere, John, 65 Broadway
Carstairs & Co., 1421 Chestnut St., Philadelphia,
Pa.
Carstens, Geo., 50 Broadway
further Inform ation on firm s appearing m bold la c e type w ill b e f o u n d i n th e selected lis t o f In v estm en t Dealers follow in g bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1962
N E W Y O R K S T O C K E X C H A N G E - -Continued
M EMBERS
Carter & Co., 14 Wall St.
Caspary & Co., A. H., 50 Broad St.
Cassell & Co., H.. 61 Broadway
Cavenee, Clark M„ 135 S. LaSalle St., Chicago,
m.
Chapin, Simeon B. Jr., 61 Broadway.
Chaplin & Co., 52 Broadway
Chapman, John S., 1 Wall St.
Chauncey & Co., 15 Broad St.
Clapp, Howard F., 120 Broadway.
Clark & Co., Charles, 72 Wall St.
Clark, Dodge & Co., 61 Wall St.
Clark & Co., E. W., Locust & 16th Sts., Phila
delphia, Pa.
Clarke & Co., Richard W., 17 East 42nd St.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, 111.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 19 Rector St.
Clucas & Company, E. W., 70 Pine St.
Coggeshall & Hicks, 111 Broadway
Cohen & Co., Edward L., 40 Exchange PI.
Cohen & Co., William W., 50 Broad St.
Cohen, Simonson & Co., 30 Broad St.
Cohn, Henry A., 120 Broadway.
Cohn, Martin L„ Jr., 120 Broadway.
Gohu & Torrey, 1 Wall St.
Coleman, Eliot W., 42 Broadway.
Coleman, Robert L. Jr., 133 Montgomery St.,
San Francisco, Calif.
Coleman, Townsend P., 42 Broadway.
Colgate, Jas. C., 44 Wall St.
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins & Co., D. R., 61 Broadway.
Collins, John T., 120 Broadway.
Collins, Roderic G., 61 Broadway.
Colvin, Harold R., 14 Wall St.
Combs, Maxwell & Potter, 25 Broadway
Cone, Henry H. Jr., 120 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conried, Richard G., 1 Wall St.
Content, Hano & Co., 1505 Walnut St., Philadel
phia, Pa.
Cook, Charles K., 40 Wall St.
Cook, Harry, 40 Wall St.
Cooke, James F., 42 Broadway.
Cooksey, George R., Jr., 14 Wall St.
Cooley & Co., 100 Pearl St., Hartford, Conn.
Coriies & Booker, 40 Wall St.
Cosgrove, Warner, 120 Broadway.
Courts & Co., 11 Marietta St., Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Cox, Robert H., 70 Pine St.
Craigmyle, Rogers & Co., 1 Wall St.
Crandell, Edwin H., 40 Exchange PI.
Crandell, Walter S., 25 Broad St.
Crane, McMahon & Co., 209 So. La Salle St.,
Chicago, 111.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front St.
Cunningham, Cyril E., 42 Broadway.
Curran, William G., Room 1403,15 Broad St.
Curtiss, House & Company, tmion Commerce
Bldg., Cleveland, Ohio.
Dabney & Co., F. L., 10 Post Office Square,
Boston, Mass.
Dale. Chester, 115 Broadway.
Dammes, Herbert P., 11 Broadway
Daning, M. J., 60 Wall st.
Dann & Co., J. C., 287 Main St-, Buffalo.
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Va.
Davies & Co., Russ Bldg., San Francisco, Calif.
Davis & Co., Fellowes, 52 Broadway.
Davis & Co., J. W., I l l Broadway.
Davis & Davis, 10 Weybosset St., Providence,
R. I.
Davis & McIntosh, 65 Broadway.
Davis & Co., Morgan, 60 Beaver St.
Davis, Edward J., 120 Broadway.
Davis, Frank H., 120 Broadway.
Davis & Co., Paul H., 10 So. La Salle St., Chicago,
111.
Davis, Shelby Cullom, 61 Wall St.
Davis, Waters S., Jr., 215 Cotton Exchange Bldg.,
Galveston, Tex.
Day & Co., R. L., 14 Wall St,
De Coppet & Berdan, 71 Broadway
De Coppet & Doremus, 42 Broadway
deCoppet, Robert F., 71 Broadway
de Cordova & Bro.. Cyril, 25 Broad St.
Deery & White, 25 Broad St.
De Haven & Townsend, 30 Broad St.
Delafleld & Delafield, 14 Wall St.
Dempsey-Tegeler & Co., 407 N. Eighth St., St.
Louis, Mo.
Demuth, Robert L., 50 Broadway.
Denzer, Bernard E., I l l Broadway,
de Saint-Phalle, van Heukelon & Co., 25 Broad St.
De Veaii, George P., 120 Broadway.
DICK & MERLE-SMITH, 30 Pine S t.
Diefendorf, Lindley, Warburton & Co., 14 Wall St.
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon, George A., 36 Wall St.
Dobbs & Company, 50 Broadway.
Dominick & Dominick, 115 Broadway
Douglas & Company, F. H., 61 Broadway.
Doyle & Company, Frank, 120 Broadway
Doyle & Co., M, D., 1 East 57th St.
Draper, Sears & Co., 53 State St. Boston, Mass.
Drexel & Co., 15th and Walnut St., Philadelphia,
Pa.
Dreyfus, Herbert M., 70 Pine St.
Dreyfus, Walter, 70 Pine St.
Drummond, Howard, 42 Broadway
Dryfoos, Orvil E., Room 1739, 1 Wall St.
DBYSDALE & CO., 71 Broadway
Duane, Richard B., 120 Broadway.
Duff & Co., J. Robinson, 1 Wall St.
Duffy & Co., Edward J., I l l Broadway.
Duncan, John C., Jr., 14 Wall St.
Dunham, Horace E., 19 Rector St.
Dunne & Co., John V., 120 Broadway
DunsCombe, Roger, 11 Wall St.
du Pasquier & Co., 11 Wall St.
du Pont (Francis J.) & Co. and Chisholm &
Chapman, 1 Wall St.
Durand, C. A. & Son, 15 Broad St.
Durand, James F., 120 Broadway.
Duryea & Co., 65 Broadway.
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 39 Broadway.
Edge & Co., C. N., 50 Broadway.
Edgerton, John J., 61 Broadway.
Edmonds, William E., 39 Broadway
Edmonds & Co., 30 Broad St.
EDWARDS & SONS, A. G ., 409 N . 8th S t.,
S t. L ouis, M o.
Einstein & Co., H. G., 500 Fifth Ave.
Eisele & King, 9 Clinton St., Newark, N. J.
Eisemann & Co., Alexander, 90 Broad St.
Eising & Co., 25 Broad St.
Eising, George J., 25 Broad St.
Elder & Co., James Bldg., Chattanooga, Tenn.
Eliott & Co., Gilbert, 120 Broadway.
Elkins, Morris & Co., Land Title Bldg., Phila
delphia, Fa.
Ellis & Co., D. H„ 14 Wall St.
Elsaesser, George G., 120 Broadway.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Erdman & Co., 120 Broadway
Eric & Drevers, 115 Broadway.
Ernst & Company, 120 Broadway
Estabrook & Co., 40 Wall St.
Evans, Stillman & Co.. 14 Wall St.
Everett, Oliver H., 42 Broadway.
Fackert, William E., 120 Broadway.
Fagan, Albert E., 41 Broad St.
Fahnestock & Co., 65 Broadway.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall St.
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, 111.
Ferris, Louis A., 70 Pine St.
Filley, Oliver D., 49 Broad St.
Filor, Bullard & Smyth, 39 Broadway
Finch, Wilson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley. William V. B., 42 Broadway.
Fine & Co.. W. A., 1 Wall St.
Fisher, William, 120 Broadway.
FitzGerald, Harold, 120 Broadway.
Fitzsimmons, Joseph M., 115 Broadway
Flinn, George H., Jr., 551 Fifth Ave.
Foley, Frank J., 60 Beaver St.
Ford, Donald, 115 Broadway.
Forgie, David F., 120 Broadway.
Foster & Adams, 120 Broadway
Foster & Co., F. V., 120 Broadway
Foster,.Marvin & Co., 120 Broadway.
Fowler, Thomas P., 15 Broad St.
Fownes, Henry G., 120 Broadway.
Fox, Elliott D., 100 Broadway.
Fox, James M., 120 Broadway.
Fox, O’Hara & Co., 60 Broad St.
Francis, Bro. & Co., 4th and Olive Sts., St. Louis,
Mo.
Frank, A. Richard, 135 So. La Salle St.. Chicago,
111.
Frank & Co., Charles A., 14 Wall St.
Frank, Robert L., 52 Wall St.
Frankhauser, Charles A., 120 Broadway.
Fransioli & Wilson, 14 Wall St.
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company, Albert, 120 Broadway
Friede, Leo, 1 Wall St.
Friedlander, Marcus S., 120 Broadway
Friedman & Co., 30 Broad St.
Friedman, Brokaw & Samish, 711 St. Charles St.
St. Louis, Mo.
. Friend, Walter W., 1 Madison Ave.
Fuerst & Co., Otto, 40 Wall St.
Fuerst, William, 1 Wall St.
Gaines & Company, 1 Wall St.
Gale, Alexander B„ 40 Exchange PI.
Gammack & Co., 40 Wall St.
' Gamwell & Co., 40 Wall St.
Garvin, Bantel & Co., 120 Broadway.
Gay, William Campbell,!. Wadi St.
Geddes, Gerald M., 61 Wall St.
Geer, Garrow T., Jr., 42 Broadway.
Gengler Bros., 1 Wall St. v,
Gengler, Joseph D., 1 Wall St.
Geran, Carroll V., Room 1129, 42 Broadway.
Gerham, Harry, 42 Broadway.
Giblin, Walter M., 40 Wall St.
Gilbert & Co., Clinton, 120 Broadway
Gildea. Charles A.. 39 Broadway.
Giles, Norris & Hay, 39 Broadway.
Gilmor, Robert, 65 Broadway.
Gimbel & Co., 120 Broadway.
Gitterman, Joseph L„ Jr., 39 Broadway.
Glendinning & Co., Robert, Fidelity-Philadelphia
Trust Co. Bldg., 123 So. Broad St., Philadelphia,
Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk.
Big., Buffalo, N. Y.
Glore, Forgan & Co., 38 Wall St.
Goldberg, Henry L., 2 Rector St.
Goldman, Henry Jr., 50 Broadway
Goldman, Sachs & Co., 30 Pine St.
Goldsborough, William W., Jr., 1 Wall St.
Goldsmith & Co., H. W., 50 Broadway
Goldsmith, Joseph M., 63 Wall St.
Goldstone, Leonard A., 25 Broad St.
Goodbody & Co., 115 Broadway
Goodman, Jos. D., 611 West Upsal St., Philadel
phia, Pa.
Goodwin, William H.f 42 Broadway.
Gordon, Gerald M., 120 Broadway.
Gordon & Walther, 115 Broadway.
Gosling, Woodley B., 42 Broadway.
Gould, Clarence F., 120 Broadway.
Gould .Frank Jay, 165 Broadway.
Gould, Howard, 55 Liberty St.
Gradison & Cö., W. D., 408 Dixie Terminal Bldg.
Cincinnati, Ohio.
Graham; Harry S., 25 Broad St.
Granberry & Co., 50 Broadway
Granbery, Marache & Lord, 120 Broadway.
Graves & Co., Gordon, 30 Broad St.
Greenberger, Eugene, 30 Broad St.
Greene, David J., 30 Broad St.
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 14 Wail St.
Greenway, Gilbert C. Jr., 370 Park Ave.
Gregory, George V., 42 Broadway.
Griffen, Cecil, 60 Beaver St.
Grüner, Otto H., 120 Broadway. Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude, Winmill & Co., 1 Wall St.
Gunn, Norman, 30 Pine St.
Gutenstein & Lasdon, 25 Broad St.
Gwathmey, Archie B. 2nd., 60 Wall St.
Gwynne, Arthur, 48 Wall St.
Gwynne Brothers, 48 Wall St.
Haas, Mark A., 25 Broad St.
Hackney, Hopkmson & Sutphen, 25 Broad St.
Hagan, John Vincent, 42 Broadway.
Halladay & Co., 14 Wall St.
Halle & Stieglitz, 25 Broad St.
HALLGARTEN & CO., 44 W all St.
Hall, J. Goodwin, 705 First National Bank Bldg. ;
Fort Worth, Tex.
Hamershlag, Borg & Co., 39 Broadway
Hamill, James T., 412-18 Guaranty Bldg.,
Indianapolis, Ind.
Hance, Earle W., 120 Broadway
Hamlin & Lunt, M & T Bldg., Buffalo, N. Y.
Hardenbrook, Donald J., 120 Broadway.
Hardy & Company, 11 Broadway
Hardy & Co., Waller C., Kanawha Valley Bldg.,
Charleston, W. Va.
Harman & Co., 250 Park Ave.
Harrington & Co., 44 Wall St.
HARRIS, UPHAM & CO., 14 Wall St.
Hartshome, Harold, 61 Broadway.
Hartshorne, Harold, Jr., 61 Broadway.
Hartshorne, Robert D., 120 Broadway.
Hastings, Herbert R., 115 Broadway
Hatch, E. Sanford, 61 Broadway.
Hatzfeld, Louis E., 40 Wall St.
Haughey, Robert A;, Jr., 120 Broadway.
Haupt & Company, Ira, 39 Broadway
Haupt, Stuart, 39 Broadway.
Hawkins, Roswell G., 15 Broad St.
Hay, Fales & Co.,- 71 Broadway.
HAYDEN, STONE & CO., 25 Broad St.
Saydock, Schreiber & Co., 120 Broadway.
Hayes, Clarence R., 812 Oliver Bldg., Pittsburgh,
Pa.
Hays, William H., 71 Broadway
Hazelhurst, Andrew, 14 Wall St.
1
Hazlett, Burt & Watson, 215 Wheeling Steel BldgWheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V., 40 Wall St.
a «
Hecker & Co., Liberty Trust Bldg., Broad & Aren
Sts., Philadelphia, Pa.
Hedberg. O. Viking, 39 Broadway.
Helprin, William N., 29 Broadway,
Hemmerle, Joseph, 50 Broadway.
Hemphill, Noyes & Co., 15 Broad St.
_
Henderson, Charles F. & Sons, 63 Wall St.
Henderson, Harrison & Co., 40 Wall St.
Hendrickson & Co., 115 Broadway.
Hentz & Co., H., 60 Beaver St.
Herbek, Anton W., 120 Broadway.
Hernon, Pearsall & Co., 120 Broadway
Herzfeld & Stern, 30 Broad St.
Hess. Walter W., 30 Broad St.
Hetherington & Doublier, 42 Broadway
Hetherington, Ferris S., 205 Stelle Ave., Plain
field, N. J.
Hettleman & Co., 52 Wall St.
Hewitt, Lauderdale & Co., 39 Broadway
Hibbs & Co., W. B„ Hibbs Bldg., Washington,
Hicks is Price, 231 So. La Salle St., Chicago, IUHigham, Neville G., 39 Broadway.
Hilder, M. Hubert, 61 Broadway.
M
Hill Brothers, 706 Security Bldg., St. Louis, mo.
Hill, Crawford, 2 East 55th St.
Further in form ation on firm s appearing in bold face type w ill be found In th e selected list o f In vestm en t D ealers follow in g bank list in each city-
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1963
N E W Y O R K S T O C K E X C H A N G E — C o n tin u e d
MEMBERS
gai & Co., 2020 Carew Tower, Cincinnati, Ohio
HILLIARD & SON, J. J . B ., 419 W. Jefferson
St., Louisville, Ky.
Hirsch, Lilienthal & Co., 25 Broad St.
Hirschberg, Harold, 19 Rector St.
Hirshon & Co., 61 Broadway.
Hiscoe. Reginald V., 11 Wall St.
Hogle & Co., J. A., 132 Main St., Salt Lake City,
Utah
Holsapple & Co., 30 Pine St.
Homans & Co., 52 Wall St.
Hoppln Bros. & Co., 120 Broadway
Homblower & Weeks, 40 Wall St.
Hovey & Co., Chandler, 82 Devonshire St.,
Boston, Mass.
Howe & Co., 40 Wall St.
Hoyt & Co., Colgate, 14 Wall St.
Hubbard, Edwin D., 29 Broadway.
Hughes & Bull, Savoy Plaza Hotel, Fifth Ave. at
59th St.
Hughes, John F., 14 Wall St.
Hulburd, Warren & Chandler, 208 S. La Salle St.,
Chicago, 111.
Hume & Thompson, 14 Wall St.
Hummer, Wayne & Co., 105 W. Adams St.,
Chicago, 111.
Hunnewell & Co., 49 Federal St., Boston, Mass.
Hunt, Gregory C., 120 Broadway.
Hurt & Rapalyea, 120 Broadway.
Hutchins & Parkinson, 50 Congress St., Boston,
Mass.
HUTTON & CO., E. F ., 61 Broadway
Hutton & Co., W. E., 14 Wall St.
Hyde, William T., 120 Broadway.
Hyman, Charles J., 120 Broadway.
Hyman & Co., 40 Wall St.
Hynes, John M., 120 Broadway.
Ingalls & Snyder, 100 Broadway
Irle, Willard S., 30 Broad St.
Jackson & Curtis, 115 Broadway.
Jackson & Wreszin, 71 Broadway.
Jacobs, Stanley R., 29 Broadway
Jacobson & Co., Benjamin, 61 Broadway.
Jamieson & Co., 1225 First National-Soo Line
Bldg., Minneapolis, Minn.
Jelke & Co., Frazier. 40 Wall St.
Jenks, Kirkland & Co., 1421 Chestnut St., Phila
delphia, Pa.
Jennings, George C., 60 Beaver St.
Jesup & Lamont, 26 Broadway
Jewel, Norman J., 14 Wall St.
Jewett, Newman & Co., 1 Wall St.
Johnson & Wood, 67 Broad St.
Johnson, Leeds, 49 Wall St.
Johnson, Robert G„ 61 Broadway.
Johnston, Reed, 1 Wall St.
Jones & Co., 42 Broadway.
Jones & Co., Edward D., Boatmen’s Bk. Bldg.,
St. Louis, Mo.
Jordan & Co., Thomas, 615 Commercial Place,
New Orleans, La.
Joseph & Co., Morris, 52 Wall St.
Joseph, J. Bernard, 60 Beaver St.
Josephthal & Co., 120 Broadway
Judson, Henry, 120 Broadway.
Junkin, Joseph de F., 3rd., 42 Broadway.
Jurgens, Herman E., 42 Broadway.
Kahn, Elliott M., 44 Wall St.
Kahn, Gustave H., 25 Broad St.
Kahn, Harry. Jr.. 120 Broadway.
Kamermayer, Henry, 120 Broadway.
Kaufman, Michael D. J r . , 30 Broad St.
Kaufmann, Richard K., Alsberg & Co., 120 Broad
way
Kaufmann, Leo, 25 Broad St.
Kay, Richards & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
Kay, William de Young, 61 Broadway.
%
Kean, Taylor & Co., 14 Wall St.
Keehn & Co., Grant, 50 Pine St.
Keen & Co., 123 So. Broad St., Philadelphia, Pa.
Keenan, Henry C., 120 Broadway.
Kelley, Thomas F., 120 Broadway.
Kellogg, James Crane, 3rd, 120 Broadway.
Kemp. George S„ 911 E. Main St., Richmond, Va.
Keppler, Emil A. C., 540 Morris Ave., Elizabeth,
N. J.
Kerngood & Co., 39 Broadway.
Kerr, E. Coe, 120 Broadway.
Kerr & Armstrong, 120 Broadway.
Kerr & Co., L. S., 14 Wall St.
Kevet, Ralph E., 120 Broadway.
Kidder & Co., A. M., 1 Wall St.
KIDDER, PEABODY & CO., 17 Wall S t.
Kimball, Hervey L„ 42 Broadway.
King, Frank E., 6070 Alton Road, Miami Beach,
wFla.
King, Herbert George, 14 Wall St.
Kirk & West, 39 Broadway.
Klauber, Murray, 36 Wall St.
Klmgenstein, Paul H., 25 Broad St.
Knapp, Arthur Jr., 120 Broadway.
Knapp, Theodore J., 14 Wall St.
Koch & Co., Spencer B„ 29 Broadway
Koehler, John H., 120 Broadway.
Kohler, Fish & Co., 63 Wall St.
Kraebel, Raymond H., 120 Broadway.
Kühn , LOEB & CO., 52-54 W illiam S t.
Kutch & Co., 30 Broad St.
La Branche, Arthur E., 120 Broadway.
La Branche, Geo. M. L„ 50 Broadway.
La ^Branche & Company, 50 Broadway
Ladenburg, Thalmann & Co., 25 Broad St.
Laidlaw & Co., 26 Broadway
Laird & Co., Nemours Bldg., Wilmingtoh, Del.
Laird, Bissell & Meeds, 120 Broadway
Lamborn, Troup & Co., 11 Wall St.
Lamm, Harold J., 50 Broadway.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
ChicagOjIll.
Lanahan, W. W., & Co., Calvert Bldg., Baltimore,
Md.
Langley & Co., W. C., 115 Broadway
Lanman, Jonathan T. Jr., 120 Broadway.
Lapham, Frank E., Jr., 11 Wall St.
Larkin, Sylvester P., 135 Broadway
Lawrence & Sons, Cyrus J., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Leavitt, Phillip B., 50 Broadway.
Lee, Cornelius S. Jr., 49 Wall St.
Lehman Bros., 1 William St.
Lein, John P., 120 Broadway.
Leopold & Co.. James M., 64 Wall St.
Levey, David E., 30 Broad St.
Levi, Frank S., 39 Broadway.
Levinson, Edwin D., 39 Broadway
Levy & Co., Robert J., 25 Broad St.
Lewinson & Co., Sydney, 120 Broadway
Lewis & Co., John H., 14 Wall St.
Lewisohn & Sons, Adolph, 61 Broadway
Lewisohn, Frederick, 595 Madison Ave.
Libaire, Stout & Co., 50 Broadway
Liberman, Herman N., Jr., 25 Broad St.
Limburg, Alan M., 39 Broadway
Linburn, Ernest A., 25 Broad St.
Linder, Harold F., 61 Broadway.
Lindley, Daniel Allen, 300 Water St., Baltimore,
Md.
Lipper, Arthur, Jr., 120 Broadway.
Livingston, Gerald M., 57 E. 64th St.
Livingstone & Co., S. R., Penobscot Bldg., Detroit,
Mich.
Lizars & Co., Rawson, 135 S. LaSalle St., Chicago.
111.
Lober Brothers & Co., 30 Broad St.
Lockwood, Peck & Co., 52 Broadway.
Loeb, Carl M. Rhoades & Co., 61 Broadway.
Loeb, Emanuel H., 120 Broadway.
Loeb, George A., 30 Pine St.
Loeb, Robert H., 30 Broad St.
Loew, W. G., 56 E. 93rd St.
Long & Co., 25 Broad St.
Louis & Co., J. C., 745 Fifth Ave.
Low, Arthur J., 29 Broadway.
Lowell, James Russell, 1 Wall St.
Lowenstein, Leo, 350 Fifth Ave.
Lowitz & Co., E., 29 Broadway
Lown, Percy D., 120 Broadway.
Luber, Harry i., 40 Wall St.
Luke, Banks & Weeks, 61 Wall St.
Lummis, John M„ 1 Wall St.
Lustig, Jerome B., 41 Broad St.
Lyon, W. Wallace & Co., 120 Broadway.
LYONS & CO., W. L ., 231 S . 5th S t., Louis
ville, K y.
Mabon & Co., 50 Broadway
MacArthur, Malcolm, 120 Broadway.
MacDonald & Co., 220 Real Estate Tr. Bldg.,
Philadelphia, Pa.
Mackay & Co., 14 Wall St.
MACKUBIN, LEGG & CO., 222 E. Redwood S t.,
B altim ore, M d.
MacQuoid & Coady. 120 Broadway
Madden, Walter H., 120 Broadway.
Mahaffey, Birch O., 2101 Missouri Pacific Bldg.,
St. Louis, Mo.
Mahoney, Walter J., 15 Broad St.
Maier, Albert J., 42 Broadway.
Maier, John A., 42 Broadway.
Manheimer, DeWitt J., 50 Pine St.
Manning, Shanley & Co., 11 Commerce "St.,
Newark, N. J.
Maples & Goldschmidt, South Norwalk Trust Co.
Bldg., South Norwalk, Conn.
Marcus & Co.. 25 Broadway
Marcus & Co., J. H., 25 Broadway.
Marks, Eric H., 61 Broadway.
Marks & Co., Laurence M., 49 Wall St.
Marquis & Co., L. J., 41 Broad St.
Marsalis & Co., Thomas, 19 Rector St.
Marsh, James S., 40 Exchange PI.
Marshall, Campbell & Company, 61 Broadway.
Marshall, Levin R., 40 Wall St.
Masten, A. E., & Co., First National Bank Bldg.,
Pittsburgh, Pa.
Matheson & Lauro, 117 N. E. First Ave., Miami,
Fla.
Mayer, Clinton 0., Jr., 120 Broadway
Mayer & Hart, 1 Wall St.
Maynard, Oakley & Lawrence, 61 Broadway
McCarthy, Daniel F., 39 Broadway
McClellan, George R., 40 Wall St.
McDermott & Co., Peter P., 65 Broadway.
McDermott, David H., 65 Broadway.
McDonnell & Co., 120 Broadway.
McEneaney, Edward V., 120 Broadway
McFall & Co., O. A., 73 Madison Ave., Memphis,
Tenn.
McGeoch & Wormser, 14 Wall St.
McGough & Schuman, 61 Broadway.
McGregor, Irvine & Co., 1219 Chapline St.,
Wheeling, W. Va.
McIntyre, Hugh B., 120 Broadway.
McKay, N. Bruce, 42 Broadway.
McKelvey & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
McKenna, Arthur J., 120 Broadway.
MeKenna, James, 15 Broad St,
McKennzie, Joseph E., 11 Wall St.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin, Joseph A., 120 Broadway.
McLean, Bishop & Warren, 42 Broadway.
McMannus & Mackey, 15 Broad St.
McShain, John, 17th & Spring Garden Sts.,
Philadelphia, Pa.
McVickar, E. S. J., 49 Wall St.
Meehan & Co., M. J., 30 Broad St.
Meffert, Robert F., 11 Wall St.
Melady, William J., 39 Broadway.
Mellick, J. Hartley, Jr., 120 Broadway.
Mellon, Charles Henry, 25 Broadway.
Mensch, Bernard L„ 29 Broadway.
Mensch, Milton, 29 Broadway.
Merrill & Co., 36 Pearl St., Hartford, Conn.
Merrill Lynch, Pierce, Fenner & Beane, 70 Pine St.
Mesirow, Norman, 135 S. La Salle St., Chicago, 111.
Miller & Dodge, 30 Broad St.
Miller Frank A., 25 Broad St.
Mills, Herbert L., 14 Wall St.
Minton, David M., Jr., 120 Broadway
Minton, Robert Henry, 120 Broadway
Mitchel, Whitmer, Watts & Co.. 14 Wall St.
MITCHELL, HUTCHINS & CO., 231 S. La
S alle S t., Chicago, 111.
Montgomery, Rodman B„ 14 Wall St.
Montgomery, Scott & Co., 120 Broadway.
Moore & Co., D. T„ 50 Broad St.
Moore, J. Clark, Jr., 123 So. Broad St., Philadel
phia, Pa.
Moore, Leonard & Lynch, 115 Broadway.
Moore & Schley, 100 Broadway.
Moors & Cabot. I l l Devonshire St., Boston, Mass.
Morgan & Company, Henry, 42 Broadway
Morris, Alfred M., 61 Broadway.
Morris, A. W., & Co., 325 W. 8th St., Los Angeles,
Calif.
Morris, David V., 50 Broadway.
Morris, Jeremiah R., 120 Broadway.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W., 60 Beaver St.
Morse, Sidney N., 120 Broadway.
MOSELEY & CO., F . S ., 14 W all S t.
Muir & Co., John, 39 Broadway.
Muller & Schryver, 40 Wall St.
Munn & McCauley, 30 Broad St.
Murphy & Co., G. M.-P., I l l Broadway
Myles, John L., 120 Broadway.
Nammack, Jerome W., 40 Wall St.
Nash & Co., I l l Broadway.
NeUson, C. Frederic, Jr., 115 Broadway.
Neilson, Louis, 14 Wall St.
Nelson, Palen, 115 Broadway.
Neuberger & Berman, The Biltmore Hotel,
Madison Ave. and 43rd St.
Neuberger, Harry H., 39 Broadway.
Newbold’s Son & Co., W. H., 1517 Locust St.,
Philadelphia, Pa.
Newborg & Co., 30 Broad St.
Newburger, Loeb & Co., 40 Wall St.
Newcombe & Co., Chas. M., I l l Broadway
Newhard, Cook & Co., 400 Olive St., St. Louis
Mo.
Newman Bros. & Worms, 25 Broad St.
Newsome, John C., 25 Broad St.
Newton, Robert P .,’61, Broadway
Nick & Co., J. F., 11 Wall St.
Nims, Arthur V., 11 Wall St.
Noble, Henry S„ 42 Broadway.
Norris & Kenly, 209 S. LaSalle St., Chicago, 111.
Norris, Donald Lee, 61 Broadway
Noyes & Co., David A., 208 S. La Salle St.,
Chicago, 111.
Noyles, Julius W., 65 Broadway.
Nugent & Igoe, 19 No. Harrison St., East Orange,
N. J.
Nuttall & Co., R. V., Park Bldg., Fifth Ave. and
Smithfield St., Pittsburgh, Pa.
O’Brien & Co., E. F., 15 Broad St.
O’Connor & Chesebrough, 50 Broadway
O’Gara & Co., Alfred, 209 S. La Salle St., Chicago,
111.
Oler, Wesley M., 120 Broadway
Oliphant & Co., Jas. H., 61 Broadway
Onativia, J. V., 120 Broadway
Orvis Brothers & Co., 14 Wall St.
Orvis, Schuyler A., 14 Wall St.
O’Sullivan, James J., Room 512, 39 Broadway.
Page, Francis S., 71 Broadway.
Paine, Webber & Co., 25 Broad St.
Parker, Alfred P., 59th St. & 5th Ave.
Parrish & Co., 40 Wall St.
Pearl, Dyer, 1 Wall St.
Peck, Barney, 120 Broadway.
Peet & Co., H. O., 23 W. 10th St., Kansas City,Mo.
Pell & Co., 14 Wall St.
Pell, Peake & Co., 120 Broadway.
Penington, Colket & Wisner, 70 Pine St.
Perkins, Erickson & Co., Powers Bldg., Rochester,
N. Y.
Pershing & Co., 120 Broadway.
farther Inform ation on firm s appearing In bifid face ty p e w ill be fou n d In th e selected lis t o f In v estm en t D ealers follow in g b ank lis t In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1964
N E W Y O R K S T O C K E X C H A N G E — Continued
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co., Carl H., 25 Broad St.
Pillot, Andre P., 48 WaU St. |
Piper, Alexander R., Jr., 115 Broadway
PIPER, JAFFRAY & HOPWOOD, 115 S . 7th
S t., M inneapolis, M in n .
Pollard & Company, 120 Broadway.
Post, George B., 49 Broad St.
Potter, Eliphalet N., 25 Broadway.
Potter. J. W. Fuller, 120 Broadway
Potts, William Rockhili, 14 Wall St.
Prescott & Co., 101 Guardian Bldg., Cleveland,
Ohio.
Pressprich & Co., R. W., 68 William St,
Preston, Alfred I., Jr., 52 Wall St.
Price & Co., Geo. E.y 60 Beaver St.
Prince, Fred’k H., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress St., Boston,
Mass.
Proskauer, Richman, 11 Wall St.
PryibU, Paul, 120 Broadway.
Purcell & Co., Edward A., 65 Broadway.
Purcell, James G-, 115 Broadway.
Purdy, Strother B., 42 Broadway.
■Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall & Hollister, 60 Wall St.
Quincey & Co., Chas. E., 25 Broad St.
Quinn, Benedict N„ 61 Broadway.
Raebeck, William, 67 Wall St.
Raiss, John, 52 Wall St.
Raschen, John W„ 42 Broadway.
Ray, Joseph B., 120 Broadway.
Rayner, Thomas, 42 Broadway.
Reckling, Harold M., 42 Broadway
Reed & Co., 8 Foster St., Worcester, Mass.
Regan & Moore, 50 Broadway.
Reeves, Edward J., 120 Broadway
Reid, Fergus, Jr., I l l Broadway.
Reilly, Wm. B., 50 Freeman St.. Newark. N. J.
Reiner & Co., Milton E„ 120 Greenwich St.
REINHOLDT & GARDNER, 400 Locust St.,
S t. Louis, Mo.
Reynolds & Co., 120 Broadway.
Reynolds, Fish & Co.. 120 Broadway.
Rheinstein, Sidney, 30 Pine St.
Rhodes, Edmund, 30 Broad St.
Rhodes, Gilbert L., 120 Broadway.
Rice & Co., Daniel F„ 141 W. Jackson Blvd.,
Chicago, 111.
Rice, Edward J., 52 Wall St.
Rich & Clark, 65 Broadway.
Richard & Co., C. B„ 44 Beaver St.
Richards, C. Fred, 52 Wall St.
Richards, Fred L., 36 Wall St.
Richards, Hume & Heffeman, 14 Wall St.
Ristine & Co., F. P., 15 Broad St.
Riter & Co., 48 Wall St.
Rittmaster, David H., 25 Broad St.
Rives, Reginald B., 120 Broadway. '
Roberts & Co., 61 Broadway
Robertson & Co., 40 Wall St.
Robinson, Henry B., 1500 Walnut St., Philadel
phia, Pa.
Robinson, N. Dorsey, 120 Broadway.
Rockefeller, Laurance S., 30 Rockefeller Plaza.
Rodney, Earle H., 745 Fifth Aye.
Roesler, Walter, 50 Broadway
Rogers, Frank C., 1 Wall St.
Rogers,. Wilbur H., 120 Broadway.
Rollins, Ernest C„ 52 Broadway.
Rollins, G. Edward, 70 Pine St.
Romaine, Theodore C., 61 Broadway.
Rose & Co., Luke H., 41 Broad St.
Rose, Raymond S., 30 Broad St.
Rosenau, Walter N., 1 Wall St.
Rosenbaum, Low & Co., 25 Broad St.
Rosenbaum & Co., William M„ 285 Madison Ave.
Rossbach. Laurence B., 36 Wall St.
Rossmann & Co., F. L., 120 Broadway.
Roth & Co., B. H., 25 Broad St.
Roth & Co., E. J., 41 Broad St.
Rothschild & Co., 105 W. Adams St., Chicago, 111.
Rothschild & Co., L. F., 120 Broadway.
Russell, Marshall H., 39 Broadway.
Russell, N. F. S., Burlington, N. J.
Russhon, George, 19 Rector St.
RUtherfurd, John, 120 Broadway.
¡abater, William F„ 42 Broadway.
Sachs, Melville Foreman, 30 Broad St.
¡ackett & Co.. Ray P., 71 Broadway,
¡agar & Co., W. S., 30 Pine St.
¡age Henry W., Jr., 40 Wall St.
SALOMON BROS. & HUTZLER, 60 Wall S t.
Salomon & Co., F. L., 30 Broad St.
Salomon, Robert S., 60 Wall St.
Salomon, William, R., 60 Wall St.
Salzer. Herbert D.. 120 Broadway.
Sam, Milton, 30 Broad St.
Samuel & Co.. Ralph E.. 115 Broadway.
Sargeant, Malo & Co., Equitable Bldg., Denver,
Colo.
•
MEMBERS
Sartorius, Engel & Co., 39 Broadway
Satterfield, John P., 120 Broadway
Scarritt & Bardach, 120 Broadway
Schafer Bros,, 120 Broadway.
Schafer, Myron, 30 Broad St.
Scheitel, Herbert, 32 E. 57th St.
Schenker, Adolph, 30 Broad St.
Schiff & Young, 25 Broad St.
Schirmer, Atherton & Co., 50 Congress St., Boston,
IVLciss.
Schoellkopf, Hilbert & Co., 70 Niagara St., Buffalo,
N. Y.
Scholl, Thomas F., 50 Broad St.
Scholle Brothers, 40 Wall St.
Schonfleld, Jacob, 60 Beaver St.
Schreiber, Pierrepont D., 120 Broadway.
Schubert, George C., 60 Beaver St.
Schwabach & Co., E. R., 25 Broad St.
Schwabacher & Co., 600 Market St., San Fran
cisco, Calif.
Schwabacher. Herman S„ 25 Broad St.
Schwartz, Herman, 2830 Pine Tree Drive, Miami
Beach, Fla.
Schweppe, E. Poynter, 39 Broadway.
Scott & StringfeÜow, P. 0. Box 1575, Richmond,
Va.
Scranton & Co., Chas. W., 209 Church Si,., New
Haven, Conn.
Seaman, Henry Brevoort, 42 Broadway.
Seaman, Joseph H., 50 Broadway
Seasongood & Haas, 63 Wall St.
SELIGMAN & CO., J. & W., 65 Broadway.
Seligman, James, 30 Broad St.
Seligmann, George A., 120 Broadway.
Seligmann, Julius, Drawer 38, Station A., San
Antonio, Tex.
Seligsberg & Co., 50 Broad St.
Seskis, John Y., 50 Broad St.
Shaskan, George Lincoln, 40 Exchange PI.
Shaskan & Co., 40 Exchange PI.
Shaw, George W., c/o Bell & Beckwith, Toledo,
Ohio.
Shea & Co., James F„ 60 Beaver St.
Shearson, Hammill & Co., 14 Wall St.
Shethar, John B., 120 Broadway.
Shields & Company, 44 Wall St.
Shields, Robert McC„ 61 Wall St.
Shippee & Rawson, 111 Broadway.
Shoitz, Carl, 139 N. E. First St., Miami, Fla.
Shufro, Rose & Co., 1 Wall St.
Sichel, Eugene A., 120 Broadway.
Siegel, Isaac, 54 Pine St.
Sierck, Herbert W., 42 Broadway
Silberberg & Company, D. H., 63 Wall St.
Silverman, Clement M., 60 Beaver St.
Simmons, Cheston, 1 Wall St.
Simmons, E. H. H., 50 Broad St;
Simmons, Zalmon G,, Jr., 254 Park Ave.
SIMON & CO., I. M., 315 N. 4th S t., S t. Louis,
Mo.
SimondsrRobinson, 111 Broadway.
Sincere & Co., 231S. La Salle St., Chicago, 111.
Singer, Deane & Scribner, Union Trust Bldg.
Pittsburgh, Pa
Slater, Robert V., 36 La Gorce Circle, Miami
Beach, Fla.
Sloan, Benson B., 14 Wall St.
Smith, Barney & Co., 14 Wall St.
Smith, Bernard E„ 11 Wall St.
Smith, E. Dutilh & Co., 1 Wall St.
Smith, E. E. T., 14 Wall St.
Smith, Frank & Co.. 200 Fifth Ave.
Smith, Herbert L., Jr,, Clifton Farm, Orange, Va.
Smith, Kenneth R„ 120 Broadway.
Smith, Ralph C., 115 Broadway
Smith; & Go,, Wilbur E., 70 Pine St.
Smith & Gallatin, l l Wall St.
SMITHERS & CO., F. S., 30 Broad S t.
Snedeker, Charles V., 14 Wall St.
Snyder, Wilson & Co., 410 Madison Ave., Toledo,
Ohio.
Somers & Schafer, 50 Broadway
Soucy & Co., 49 Federal St., Boston, Mass.
Sparks & Co., J. W., 50 Broadway
Spear & Leeds, 54 Pine St.
Sperber, Benjamin, 25 Broad St.
Spero & Klauber, 120 Broadway.
Speyer, Alexander C„ Jr., 61 Broadway.
Spielman, David B., 50 Broadway.
Spingarn & Co., Leopold, 29 Broadway.
Sprague, Raymond & Co., 39 Broadway
Stafford, Wm. F„ 1 Wall St.
Stafford, Shields & Robinson, 50 Broadway
Stamm & Co., A. L„ 120 Broadway
Stanton & Co., 42 Broadway.
Starkweather & Co., I l l Broadway.
Starr, William T., 61 Broadway.
Stebbins, Ernest Vail, 42 Broadway.
Stein Bros. & Boyce, 6 S, Calvert St., Baltimore,Md
Stein, Jules C., 9370 Burton Way, Beverly Hills,
Calif.
Steiner, Rouse & Company, 25 Broad St.
Sterling, Grace & Co., 50 Broad St.
Stern & Co., Allison, 25 Broad, St.
Stern Brothers, 39 Broadway
Stern, Edwin H., Jr., 120 Broadway
Stern, Frederick M., 70 Pine St.
STERN, LAUER & CO ., SO Pine St.
Sternberger, Henry S„ 1 Wall St.
Stevens & Legg, 11 Wall St.
Stevenson & Bartram, 120 Broadway.
Stewart, John A., 3rd, 120 Broadway.
Stokes, Hoyt & Co., 61 Broadway.
Stone Bros., 14 Wall St.
Stonehill, Harold S., 39 Broadway
Stout, Bayard Dominick, 120 Broadway.
Stralem, Pierre, 44 Wall St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 120 Broadway.
Straus, Ferdinand A., 50 Broadway.
Strauss, Max, 120 Broadway.
Strauss, Phillips & Co., 120 Broadway
Stroock & Co., Stephen J., 1 Wall St.
Struthers & Dean, 40 Wall St.
Sulzbacher, Granger & Co., I l l Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Swan & Co., J. E., 61 Broadway.
Sweetser & Co., 65 Broadway.
Swensoii, Edward F. 30 Broad St.
Swinnerton & Co., R,, 36 Wall St.
Sykes, Howard C., 19 Rector St.
Talcott, Potter & Co., 347 Madison Ave.
Talmage, John D., 40 Exchange PL
Tanburn, Stephen A., 50 Pine St.
Taylor, Bates & Co., 48 Wall St.
Taylor & Co., W. R. K„ 120 Broadway
Tenney, Harral Straat, Jr., 120 Broadway
Tenney, Rockwell C„ 40 Broad St., Boston, Mass.
Thaw, Lawrence Copley, 65 Broadway.
Thomas, Richard Russell, 120 Broadway.
Thomson & McKinnon, 11 Wall St.
N
Thomas, Williamson, 120 Broadway.
Thome & Co., F. B. 14 Wall St.
Tierney, Andrew J., 120 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
Timmins & Company, J. R., 61 Broadway.
Tobey & Co., 29 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 120 Broadway.
Toerge & Schiffer, 40 Wall St.
Tompkins, Frederic P., 120 Broadway.
Townsend, Philip W., 30 Broad St.
TOWNSEND, ANTHONY & TYSON, 30 State
S t., Boston, Mass.
Townsend, Graff & Co., 120 Broadway.
Trask & Co., Spencer, 25 Broad St.
Trask, John J., 1 Wall St.
Travers & Taylor, 120 Broadway
Travers, Leo B., 120 Broadway.
Trimble & Co., 1421 Chestnut St., Philadelphia,
Pa.
Trubee, Collins & Co., M & T Bldg., Buffalo, N. Y.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S., 50 Broadway.
Turnure & Co., Lawrence, 50 Broadway
Tweedy, Edmund R., 120 Broadway,
Ungerleider & Co., 41 Broad St.
Untermeyer, Milton F., 60 Beaver St.
Untermeyer, Milton F„ Jr., 60 Beaver St
Vachio, Frank A., 42 Broadway.
Van Clief, Ray A., 617 Mutual Bldg., Richmond
Va.
Van Suetendael & Co., A. O., 20 So. Broadway,
Yonkers.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H„ 1 Wall St.
VesOe, Anthony P., I l l Broadway.
Vesce, Joseph V., 71 Broadway.
Vietor, Common & Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall St.
Wadsworth, Willard, 40 Wall St.
Wagner, Stott & Co., 19 Rector St.
Wainwright & Co., H. C., 60 State St., Boston
Mass,
Wainwright, Luce and Willetts, 52 Wall St.
Wakeman, David G. Jr., 71 Broadway.
Waldheim, Platt & Co., 308 N. Eighth St,, St.
Louis, Mo.
Walker & Co., G. H., 1 Wall St.
Walker & Sons, Joseph, 120 Broadway
Waller & Co,, 115 Broadway
Walston, Hoffman & Goodwin, 265 Montgomery
St., San Francisco, Calif.
Ward, Charles J., 39 Broadway.
Ward, Graver & Company, 40 Exchange Place.
Wardie, H. Allen, 40 Wall St.
Ware & Keelips, 100 Broadway.
Wasserman & Co., 40 Wall St.
{Further Inform ation on firm s appearing in bold face type w ill be found in th e selected lis t o f In vestm en t Dealers follow ing bank list in each city*
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1965
STOCK EXCHANGE MEMBERS
N EW Y O R K S T O C K E X C H A N G E — C ontinued
MEMBERS
Watling, Lerchen & Co., Ford Bldg., Detroit, Mich.
Watson, Charles F„ Jr., 67 Broad St.
Watson, George E., Jr., 1 Wall St.
Watson & Co., T. L„ 40 Wall St.
„ *
Watts, Philip H., Room 1317, Dept, of Com
merce Bldg., Washington, D. G.
Weekes, Harold H., 30 Pine St.
Weil & Doyle, 30 Broad St.
WeU, Arthur C., 25 Broad St.
Weil, Sylyan E., 60 Beaver St.
Weingarten & Co., 61 Broadway.
Welles & Co., C. E., 14 Wall St.
WELLINGTON & CO., 120 Broadway
Wertheim, Albert, 120 Broadway.
WEBTHEIM & CO., 120 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley & Potter, 120 Broadway.
Wharton, Richard T., 115 Broadway.
White, Frederic N. Lawrence, 120 Broadway.
White, Leonard D., 20 Exchange PI.
White, Loomis L„ 120 Broadway.
White, Weld & Co., 40 Wall St.
Whitehead, Edward R., 52 Broadway.
Whitehead, Edward R., Jr.. 52 Broadway.
Whiteley, Aubrey S., 1 Wall St.
Whitman, Herbert S., 120 Broadway.
Whitney, Allen B., Dock Road, East Islip, N. Y.
Whitney & Elwell, 30 State St., Boston, Mass.
Whitney (H. N.), Goadby & Co., 49 Wall St.
Wiesenberger & Co., Arthur, 56 Beaver St.
Wilcox & Co., 14 Wall St.
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams & Co., Blair S.. 25 Broad St.
Williams, Kenneth R., 40 Wall St.
Williams & Southgate, 25 Broad St.
Williston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R„ 61 Broadway.
Wineman, Weiss & Co., 40 Wall St.
Winkhaus, John T. Jr., 120 Broadway.
Winmill, J. Bassett, 1 Wall St.
Winslow, Douglas & McEvoy, 120 Broadway
Winthrop, Robert & Co., 20 Exchange PI.
Winthrop, Whitehouse & Co., 1 Wall St,
Wisner, Charles H., 52 Wall St.
Witter, Dean & Co., 45 Montgomery St., San
Francisco. Calif.
WOOD & CO., A. C., Jr., 511 C h estn u t S t.,
P hiladelphia, Pa.
Wood, Chalmers, 67 Broad St.
Wood, Struthers & Co., 20 Pine St.
Wood, Walker & Co., 63 Wall St.
Woolner, Adolph, 36 Wall St.
Worthington, George L., 120 Broadway.
Wright, Charles C., 330 Bay St., Toronto, Ontario.
WUrts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
Wyle, John J., 50 Broadway.
Yarnall & Co., 1528 Walnut St,, Philadelphia, Pa.
Young, T. Sloan, 30 Pine St.
Zucker, Arthur A„ 29 Broadway
Zuckerman, Paul S., 39 Broadway.
OHIO
CINCINNATI S T O C K E X C H A N G E
(208-209-210 Dixie Terminal Bldg.)
Officers: Milton W. Lepper, President
J. B. Reynolds, Vice-President;
E. J. Weston, Treasurer;
Chas. H. Steffens, Secretary
SCHEDULE OP BATES OF COMMISSION (March 1,1936)
ON STOCKS
Price
B ate Per Share
Selling under $1.00 per share_____________....A s determined by member
Selling at $1.00 per share and below $5.00 per share__ Not less than 7 ^ c
Selling at $5.00 per share and below $10.00 per share..N ot less than 15c
Selling at $10.00 per share and below $150.00 ner share.Not less than 25c
Selling at $150.00 per share and b’elow $200.00 per share.Not less than 50c
Selling at $200.00 per share and below $300.00 per share.Not less than $1.00
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
8elling at $400.00 per share and over___ _________ ..N o t less than $2.00
MINIMUM COMMISSION ON STOCKS
Provided, however, that on every transaction which involves an amount
of $15.00 or more, the minimum commission shall be not less than $2.50.
Atransaction which involves under $15.00, the minimum commission shall
be as determined by the broker.
Price
ON BIGHTS AND WARRANTS
B ate Per B igh t
or W arrant
Selling under 50c__ ____ ______ ____________ (as mutually agreed upon)
Selling at 50c but under $1.00____________________ ..N o t less than ■ 3c
8elling at $1.00 but under $5.00.......... _............................ Not less than 5c
Selling at $5.00 but under $ 1 0 .0 0 ....................... . . . . . N o t less than 7Kc
Selling at $10.00 and above.___ . . j . .........133.____ ____ Not less than 15c
MINIMUM COMMISSION ON BIGHTS AND WARRANTS
Provided, however, that on every transaction which involves an amount
oi$5.00 or more, the minimum Commission shall be not less than $1.00.
Atransaction which involves under $5.00, the minimum Commission shall
be as determined by the oroker.
FRACTIONAL SHARES
There shall be charged a Commission not less than 50 cents on fractional
shares.
JOINTLY LISTED STOCKS
As to stocks and rights which are listed 6n the New York Stock Exchange,
the Commission shall not be less than are provided ny the rules of the New
York Stock Exchange. Whenever the Board of Trustees however, deems
advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, in which the Commission
shall not be less than are provided by the rules of such other Exchanges.
(Aluminum Industries, American Laundry Machinery, Eagle Picher Lead,
and Waco Aircraft all traded in on the New York Curb have been so
designated.)
BONDS
The Commission charge on all bonds, except that of U. S: Bonds, is onequarter of one per cent on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
RATES TO MEMBERS—GIVE-UPS. On stocks listed only on the
Cincinnati Stock Exchange the Commission shall not be less than the rates
given below:
R ate per share
Selling Under $1.00 per share_______ __________ as mutually agreed upon
Selling at $1.00 but under $5.00__________ i _______ ...N o t less than lc
Selling at $5.00 but under $10.00___
. .. .N o t less than 3c
Selling at $10.00 and a b o v e .....___ ____________
Not less than 4c
On stocks listed jointly on the New York and Cincinnati Stock Exchange
the Commission shall not be less than the ratés given below. (These rates
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Picher Lead, and Waco Aircraft, which are traded in on the New York Curb)
Selling under $1.00 per share___ . . . . . . ________ as mutually agreed upon
Selling at $1.00 but under $5.00____
Not less than lc
Selling at $5.00 but under $10.00.._____________
Not less than 2c
Selling at $10.00 and over____ ____ ____________ . .. .N o t less than 2%c
CLEARANCE BUSINESS
On odd lot business in a stock in which an odd lot book is operated, the
give up fee shall not be less than one-half the regular give up rate.
RATES TO MEMBERS—On business for members of the Exchange
when the principal is not given up, the Commission shall not be less than
one-half of the non-member rates.
The Commission on rights and warrants shall be the same as on stocks,,
except in the cage of rights and warrants selling below $1.00 on which the
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
value on bonds.
REGISTERED FIRMS
Bartlett, Benj. D. & Co., 313 Vine Street.
Barth, J. L., Dixie Terminal Bldg.
Barth Co., J. L., Dixie Terminal Bidg.
Beane, A. C., 70 Pine St., New York
Beiser, Geo, W., 217 Dixie Tèrminal Bldg.
Cohle, H. B. & Co., Union Trust Bldg.
Cohle, Herman B., Union Trust Bldg.
wee, H. Ellwood, 144 N. E. 2nd Ave., Miami, Fla.
Dominick & Dominick, 115 Broadway, New York.
Jo? & Co., W. E., Fourth Natl. Bank Bldg.
Miedlander, A. J., 313 Vine St.
Dradison, W. D. & Co., 408 Dixie Terminal Bldg.
Hill & Co., Carew Tower.
Hill, Kenneth P., Carew Tower
Hutton, W. E, & Co., First NationaTBank Bldg.
Hutton, J. M., First Natl, Bank Bldg.
Jones, Herbert A., 408 Dixie Terminal Bldg.
Lepper, A., & Co., First National Bank Bldg.
Lepper, Milton W., First Natl. Bank Bldg.
Lowenthal, Ben, 209 Dixie Terminal Bldg.
Simpson, Wm. S.; Union Trust Bldg.
Stephenson & Potter, Union Central Bldg.
Stephenson, S. F., Union Central Bldg.
Stout, Gardner D., 115 Broadway, New York, N.Y.
Tyree, Victor L., 2324 Park Ave.
LYONS & CO., W. L ., S t. P aul Bldg.
Merrill Lynch, Pierce, Fenner & Beane, Union
Trust Bldg.
Nussloch, Leo J., Fourth Nat’l Bank Bldg.
Reiter, C. H., & Co„ Union Trust Bldg.
Reiter, Clifford H., Union Trust Bldg.
Reynolds, Jos. B., 313 Vine St.
WEIL, ROTH & IRVING CO,, THE, 217
D ixie T erm inal Bldg.
Westheimer, Chas. I., First-National Bank. Bldg.
Westheimer & Co., First : National Bank Bldg.
Weston, E. J., St. Paul Bldg.
further in form ation on firms appearing In bold face type w ill be found In th e selected list o f In v estm en t Dealers follow in g bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1966
STOCK EXCHANGE MEMBERS
CLEVELAN D STO CK EXCHANGE
Offleers: Bussell I. Cunningham, President;
♦ Wm. J. Perry, Acting Secretary.
SCHEDULE OF COMMISSION RATES
S. Prescott Ely, Vice-President;
David G. Skall, Treasurer’,
+ C. B. Whitcomb, Secretary (on leave of absence).
SUBSCRIPTION RIGHTS
Effective February 26,1940
Prices
C om m ission
Stocks Selling
Under $1
Minimum commission $1.00
1 and up to and including 9 % ___________________
10 and up to and including 2 4 % ___________________
25 and up to and including 4 9 % ........................... ...........
50 and up to and including 1 2 4 % ___________ ________
125 and up to and including 2 9 9 % ___________________
300 and up to and including 499% ___________________
500 and over..;___________ ____ _____________ . . . .
per Share
3c
$
.
.
.
.
.
7%c
15c
25c
30c
50c
75c
Selling PriCe
Per Bight
Under 50c______ _________________. .. . ________
50c but under $1__________________________ __
f 1 and up to and including 4% ____ _____ ______
$ 5 and up to and including 9% ________________
$10 and above_______________________________
Minimum
Commission
Bate Per Bight
MINIMUM
*Commission may be mutually agreed, upon
f M inim um Commission $1.00
Notwithstanding the foregoing the minimum commission, when the amount
involved in a transaction is less than $10, shall be as mutually agreed; when
the amount involved is $10 or more, but less than $50, the minimum com
mission shall be not less than 6% of such amount or $1, whichever is greater;
and when the amount involved is $50 or more the minimum commission
shall be not less than $3.
Minimum
Commission
' Per $1000
Par Value
All Bonds (except those with a maturity date within two years). . $2.50
With a maturity date within two years_______________ ____
1.25
.$ 1.00
__
BONDS
MEMBERS
Anderson, H. B., Ball, Coons & Co., 502 Union
Commerce Bldg.
BACHE J . S ., & CO., 200 N ation al C ity B ldg.
♦Bahl, Jr., Gaylord W., Mansfield, Ohio.
Ball, Coons & Co., 502 Union Commerce Bldg.
Banning, S. S., 1582 Union Commerce Bldg.
Baugh. Daniel III, 1280 Union Commerce Bldg.
Beane, A. C., Jr., Merrill Lynch, Pierce, Fenner &
Beane
♦Bell & Beckwith. Home Bank Bldg., Toledo, Ohio
Birchard, L. O., 101 Guardian Bldg.
Borton, Kay & Co. Inc., 1837 Union Commerce
Bldg.
Borton, T. E., 1837 Union Commerce Bldg.
Brown, P. W., Homblower & Weeks, 1040 Union
Commerce Bldg.
Butler, Wick & Co., Youngstown, Ohio.
Cayne, M. A., Fidelity Bldg.
Cayne, M. A. & Co., Fidelity Bldg.
Cole, N. V., Ledogar-Horner Co., 1141 Union
Commerce Bldg.
♦Collin, Norton & Co., Gardner Bldg., Toledo, O.
Cunningham, R. I., Cunningham & Co., 1846
Union Commerce Bldg.
Cunningham & Co., 1846 Union Commerce Bldg.
Curtiss, House & Co., 1201 Union Commerce Bldg.
Ely, S. Prescott, Curtiss, House & Co., 1201
Union Commerce Bldg.
Gillis, Russell & Co., 1582 Union Commerce Bldg.
Glick, Robert J., Prescott & Co., 101 Guardian
Bldg.
Gottron, Richard A., Gillis, Russell & Co., 1582
Union Commerce Bldg.
Green, G. B., Green, Wolfe & Co., N. B. C. Bldg.
Green, Wolfe & Co., N. B. C. Bldg.
Halle, E. S., Will S. Halle & Co., 511 Swetland
Bldg.
Halle & Co., Will S., 511 Swetland Bldg.
Hawley, Dudley A., Hawley, Shepard & Co., 1436
Union Commerce Bldg.
Hawley, Shepard & Co., 1436 Union Commerce
Bldg.
Hayden, Miller & Co., 1250 Union Commerce Bldg.
Homblower & Weeks, 1040 Union Commerce Bldg.
Jackson & Curtis, 1737 Union Commerce Bldg.
Jaffe, G. E., H. P. Quinn & Co., 1400 Union Com
merce Bldg.
Ledogar-Horner Co., 1141 Union Commerce Bldg.
Macklin, Gordon S., 1280 Union Commerce Bldg.
Macklin, Gordon & Co., 1280 Union Commerce
Bldg.
Mason, Lloyd W., 25 Broad St., New York, N. Y.
Masters, Olan B., Union National Bldg., Youngs
town, Ohio
MèCUntock, A. R., 1040 Union Commerce Bldg.
McConnell, Edw. S., 736 Union Commerce Bldg.
McDonald-Coolidge & Co., 1001 Union Commerce
Bldg.
McLaren, H. B., 1001 Union Commerce Bldg.
Mericka, Wm. J. & Co., Inc.,1116 Union Com
merce Bldg.
Merrill Lynch, Pierce, Fenner & Beane, 215
Cuyahoga Bldg.
(Associate Members ♦)
Morrow & Co., 1147 Union Commerce Bldg.
Morrow, F. W., 1147 Union Commerce Bldg.
Murch, Maynard H., 1186 Union Commerce Bldg.
Murch & Co., Maynard H., 1186 Union Commerce
Bldg.
Paine, Webber & Co. ,1111 Terminal Bldg.
Parsons, E. E., Wm. J. Mericka & Co., Inc., 1116
Union Commerce Bldg.
Prescott & Co., 101 Guardian Bldg.
Quinn, W. P. & Co., 1400 Union Commerce Bldg.
Robbins, Gunn & Co., 2007 Union Commerce Bldg.
Robbins, William T., 2007 Union Commerce Bldg.
Sampliner, S. H., 200 National City Bldg.
Schmitt, Ralph S., 1250 Union Commerce Bldg.
Schudt, Charles, 1737 Union Commerce Bldg.
Schultz & Co., L. J., 736 Union Commerce Bldg.
Schultz, L. J., 736 Union Commerce Bldg.
♦Secor, James J., Home Bank Bldg., Toledo, Ohio
Skall, David G., 2031 Union Commerce Bldg.
Skall & Co., David G„ 2031 Union Commerce
Bldg.
Smith, W. H., 215 Cuyahoga Bldg.
Snyder, Robert W., 2027 Union Commerce Bldg.
Snyder & Co.. W. S., 2027 Union Commerce Bldg.
Stem, Morton F., 200 National City Bldg.
Stiver, Lawrence, 200 National City Bldg.
♦Walbridge, W. Sinclair, Gardner Bldg., Toledo,
Ohio.
Witt, John P., 2029 Union Commerce Bldg.
Witt, John P. & Co., 2029 Union Commerce Bldg.
PENNSYLVANIA
P H ILA D ELP H IA S T O C K EX CH A N G E
Officers:
B. Frank Townsend, Jr., President; Edgar Scott, Vice-President; John R. Huhn, Jr., Secretary; Frank E. Baker, Treasurer;
Thomas B. Gravatt, Assistant Secretary, Assistant Treasurer and Auditor.
COMMISSION RATES
( March 1, 1937)
NON-BIEMBER COBIMISSION RATES ON STOCKS
AND SUBSCRIPTION RIGHTS
M inimum
S ellin g Price Per Share
Commission
Rate Per Share
1/256 of $1--------- -------------------------------------------------- 0.1c per share
1/128 of $1—
- --------------- --------------- ------------ . . . 0.15c per share
From 1/64 of $1 to 1/16 of $1 ----------- j------------------------. 0.5c per share
From 3/32 of $1 to 7/32 of $1 ------- -----------. . . . _______ 1.0c per share
From % of $1 to 15/32 of $ 1 ___ __________ . . . . . . . ___ 1.5c per share
From % of $1 to 31/32 of $1----- --------- -------. . . -------------3.0c per share
From $1 to $1%_____________ ____ L-____ ___ ______ 5.0c per share
From $2 to $ 2 % .....------------ --------. . . . . . . . . . ----------- 6.0c per share
From $3 to $3%.______________ i . . . . . . . . -----------------7.0c per share
From $4 to $ 4 % .....__ ______________ ___ ...________ 8.0c per share
From $5 to $ 5 % .... . . . . . . . . . . . — . . . . . ---------. . . . . 9.0c per share
From $6 to $ 6%.___________________ _____________..10.0c per share
From $7 to $7%__—------------ .----- ------------ ------------- .11.0c per share
From $8 to $8% ...__ . . . ----------- ---------------- -------------12.0c per share
From $9 to $9%_________ ...------------------------------------ 13.0c per share
From $10 to $1 9 % .. _____ _______ _____ . . . . ___ ...1 4 .0 c per share
From $20 to $29%---------------------------------------- . . . .. .. 1 5 .0 c per share
From $30 to $39%----------------------- --------------- :--------- 16.0c per share
From $40 to $ 4 9 % ...--------------- ----------------------------- 17.0c per share
From $50 to $59%_______ . . . . ----- i.------------- ------------ 18.0c per share
From $60 to $69%________________. . . --------------------- 19.0c per share
•From $70 to $ 79% .._____ . . . . . . . ____ . . . -------- --------20.0c per share
From $80 to $89%___________________ _____________ 21.0c per share
From $90 to $ 9 9 % . _______________________ ...2 2 .0 c per share
For each additional $10 or fraction thereof______ ______ 1.0c additional
Minim um Charge Per Transaction—Notwithstanding the foregoing,
when the amount involved in a transaction is less than $ 10 , the commission
shall be as mutually agreed; when the amount involved is $10 or more but less
than $50, the minimum commission shall be not less than 6% of such amount
or $1, whichever is greater; and when the amount involved is $50 or more,
the minimum commission shall be not less than $3.
BONDS
Per $1000 of principal (except as stated in Article XXVI, Section 2 (d)
of the Constitution) :
Under $10__ ______ _______ i ________ ____ . . . . . . . N o t less than 75c
$10 and above, but under $ 1 0 0 .....___ __ ______ ..N o t less than $1.25
$100 and above.__bs.«______ ____________ _______ .N ot less than $2.50
Exception to C om m ission R ates, effective January 20,1938:
Members are permitted to charge a commission equal to that in force in
any dual market in which a security is traded.
Between Members
BONDS
W hen Cleared
Not less than eighty cents for each $1000 bond.
W hen N o t Cleared
Not less than fifty cents for each $1000 bond.
STOCKS
W hen Cleared
Price
Rate Per Share
Selling under 50c____ ___ ;;___ _______ ■•..__ . . . _____ As mutually agreed
Selling at 50c and above, but under $1.00___________ Not less than %c
Selling at $1.00 and above, but under $10.00________ Not less than l%c
Selling at $10.00 and above, but under $50.00_______ Not less than 5c
Selling at $50.00 and above, but under $ 1 0 0 .0 0 .... .. .N o t less than 6c
Selling at $100.00 and above______ ___ ____________ Not less than 7c
W hen N o t Cleared
Price
Rate Per Share
Selling under 5 0 c ..
.______¿«1_____________ ____ As mutually agreed
Selling at 50c and above, but under $1.00_________ ..N o t less than %c
Selling at $1.00 and above, but under $10.00________ Not less than lc
Selling at $10.00 and above, but under $100.00______ Not less than 2c
Selling at $100.00 and above_____ ______________...N o t less than 2%c
STOCK SUBSCRIPTION RIGHTS
W hen Cleared
Price
Rate Per Share
Selling under 50c_________ ______________ i ______ As mutually agreed
Selling at 50c and above, but under $1.00_______. . . . . N o t less than l%c
Selling at $1.00 and above, but under $5.00____
Not less than 2c
Selling at $5.00 and above, but under $ 1 0 .0 0 ...._____ Not less than 2%c
Selling at $10.00 and a b o v e ....__________ . . . _____ Not less than 4c
W hen N ot Cleared
Price
Rate Per Share
Selling under 50c_______ . . . ___ g __________ _____ As mutually agreed
Selling at 50c and above, but under $1.00__ . . . . . ____ Not less than %c
Selling at $1.00 and above, but under $5.00___
..N o t less
than He
Selling at $5.00 and above, but under $10.00..____ ...N o t less than lc
Selling at $10.00 and above__ ____
. . . . . N o t less than 2c
The minimum commission on any transaction between members shall be
25c.
F arther Inform ation on firms appearing In bold face type w ill be found in th e selected list o f In vestm en t Dealers follow ing hank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
19#7
P H I L A D E L P H I A S T O C K E X C H A N G E — Continu ed
MEMBERS
iihton, Augustus Trask, 1502 Finance Bldg.
Graff, Frank M., 1411 Walnut St.
Greene, Norman J., Berwyn, Pa.
Greenwood, H. T. & Co., 1411 Walnut St.
Greer, Thomas Raymond, Aiden Park Manor
(Germantown).
Guarniery, Robert Y., 518 Stock Exchange Bldg.
BACHE, J. S., & CO., 1411 Walnut St.
Bachman. Frank H., 212 So. 15th St.
Baker, Weeks & Harden, 1421 Chestnut St.
Banks, Clayton F., 123 So. Broad St.
!Barclay, Henry C., Chestnut Hill, Pa.
iBarclay, William K., 123 S. Broad Street
jBayuk Brothers Packard Bldg.
Bean, Chas. H., 123 S. Broad St.
:Beers, Allen E., & Co., Allentown, Pa.
|Bernstein, Harry L., 518 Stock Exchange Bldg,
iBiddle & Co., Moncure, 1520 Locust Street.
!Biddle, Whelen & Co., 1606 Walnut St.
!Bioren, John S., 1508 Walnut Street.
Hackett, W. N. & Co., 212 So. 15th St.
Hammitt & Co., 602 Stock Exchange Bldg.
Hamstrom, Walter, 6326 Ross St., Germantown.
Harper, James B., Stock Exchange Bldg.
Harrison & Co., 123 S. Broad Street.
Hauberger, George H., 1701 Locust St.
Hecker & Co., Liberty Trust Bldg.
Hopper, Soliday & Co.. 1420 Walnut St.
Hornblower & Weeks, 1429 Walnut Street.
Huhn, John R„ Jr., Stock Exchange Bldg.
Hutton & Co.. W. E.. 1529 Walnut St.
HOREN & CO., 1508 Walnut Street.
¡Boennlng & Co., 1606 Walnut Street.
Brawn, Howard B., 1616 Walnut Street.
Brawn (Vernon C.) & Co., 71 Broadway, New
| York, N. Y.
'Brawn Brothers Harriman & Co., 1531 Walnut St.
¡Brylawski, Edward, 1411 Walnut St.
Brylawski, Edward L., 1411 Walnut St.
¡Buckley Brothers, 1529 Walnut St.
¡Batcher & Sherrerd, 1500 Walnut St.
iGarstairs & Co., 1421 Chestnut St.
¡Cherry, Robert, Jr., 113 So. Fifth St.
¡Clark, E. W., & Co., 16th and Locust St.
¡Clark, Kenneth R.. 1500 Walnut St.
Claybaugh, Blair F. Co., Harrisburg, Pa.
Clacas, (E. W.) & Co., 70 Pine St., New York,
| N.Y.
¡Cook, Elmer A., Trenton, N. J.
Dackerman & Waber, 517 Stock Exchange Bldg.
(Davis, Robert Hare, 1411 Walnut St.
leCoursey, Stephen H., 328 Chestnut St.
DeHaven & Townsend, 1513 Walnut Street.
¡Devine, Walter J., Jr., 1411 Walnut St.
Dlffenderffer, Charles H., 335 Aubrey Rd., Wynne\ wood, Pa.
¡Diion, Fitz Eugene, 1421 Chestnut St.
Donoghue, Daniel C., Jr., 1411 Walnut St.
Diexel & Co., 15th and Walnut Streets.
Jefferis, W. Harper, 1411 Walnut St.
Jenks, Kirkland & Co., 1421 Chestnut St.
Jones, Miller & Co., Commercial Trust Bldg.
Kahn .Charles, Provident Trust Bldg.
Keen & Co., 123 So. Broad St.
Kennedy & Co., 2115 Land Title Bldg.
Kennedy, Oscar A., 1411 Walnut St.
Kolb, Robert A., 1608 Walnut St.
Ladenburg, Thalmann & Co., 25 Broad St., New
York, N. Y.
Laird, Bissell & Meeds, 1528 Walnut Street.
Lawson, W. L., Union League.
Lee, John K., 1411 Walnut St.
Lilley & Co., Packard Bldg.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 2 Rector St., New York, N. Y.
Louchheim, Walter C., 44 Wall St., New York, N. Y.
Fearon, Charles, 511 Chesnut St.
|Flynn, Bernard J., 4039 Walnut St.
¡heed, David B., 109 So. 3rd St.
¡Friedman, Bernard P., 1411 Walnut St.
Puller, W. A. M., 1510 Chestnut Street
MacDonald & Co.. Real Estate Trust Bldg.
Makiver, J. S. P., 1411 Walnut St.
Masland, James G., 1500 Walnut St.
Matthes, Percy E., 305 Land Title Bldg
Matthews, Caldwell F., 1411 Walnut St.
Matthews, Frank C., Stock Exchange Bldg.
McCauley, Francis J., San Francisco, Calif.
McCreery, Samuel, 123 S. Broad Street.
McCurdy, Wallace M., 1237 Commercial Trust
Bldg.
McLaughlin, Jr., William J., 1411 Walnut St.
Mellor, E. Fraley, Stock Exchange Bldg.
Merrill Lynch, Pierce, Fenner & Beane, Commer
cial Trust Bldg.
Miller, E. W. & R. C. & Co., 123 So. Broad St.
Montgomery, Scott ,& Co., 123 S. Broad Street.
Moore, E. J., & Co., 1513 Walnut Street.
Moore, Leonard & Lynch, 115 Broadway, Néw
York.
Moorhouse, H. Wilson, 1416 Chestnut St.
Moyer & Co., 1500 Walnut Street.
Wey, McCreary & Co.. 817 Packard Bldg,
wore, Arthur C., Packard Bldg.
Glendinning, Robt., & Co., 123 S. Broad St.
Goldman, Harold C., 811 Stock Exchange Bldg.
Newbold’s Son, W. H., & Co., 1517 Locust Street.
Newborg & Co., 30 Broad St., New York.
Newburger, Loeb & Co., 1419 Walnut Street.
Niemond, John S., Harrisburg, Pa.
iastman, Dillon & Co., 225 S. 15th St.
Wns, Morris & Co.. 305 Lana Title Bldg.
Imbick, Paul A., 949 E. Fillmore St.
¡Smory, Freed & Co., 109 S. 3rd Street.
Palmer & Co., E. W.. Commercial Trust Bldg.
Parrish & Co., 212 So. 15th St.
Parrish, Joseph, 212 So. 15th St.
Paul, William P., Drexel Bldg.
Pennington, Colket & Wisner, 123 S. Broad St.
Phillips, Samuel K., & Co., 1317 Packard Bldg.
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N. J.
Purviance, John Nelson, 1411 Walnut St.
Rakestraw, Betz & Co., 123 So. Broad St.
Reynolds & Co., 1500 Walnut St.
Ristine, F. P„ & Co., 123 S. Broad Street.
Riter & Co., 1529 Walnut St.
Rosenbaum, Leon, 6803 N. 12th St.
Rourke, William J., Packard Bldg.
Rowe, Robert G., 1429 Walnut St.
Sailer. A. J. & Co., 113 S. 5th Street.
Schwarz, Henry F., Wayne, Pa.
Seeds, Joseph R., Jr., 1513 Walnut St.
Seeler & Co., 1510 Chestnut St.
Sloane, Harry, Stock Exchange Bldg.
Smith, Barney & Co., 1411 Chestnut Street.
Smith, H. Russell, Harrisburg, Pa.
Smith, W. Hinckle, Girard Trust Co. Bldg.
Snyder, Geo. E., & Co., 600-601 Stock Exchange
Bldg.
Sparks, J. W., & Co., 1510 Chestnut Street.
Spiegelman, Solomon B., 518 Stock Exchange Bldg.
Starr & Co., 123 S. Broad Street.
Stein Bros. & Boyce, 123 S. Broad St.
Steppacher, Lester G„ Stock Exchange Bldg.
Strecker, Daniel E., 3451 Frankford Ave.
Suplee, Jr., Horace L., 1411 Walnut St.
Suplee, Walter S„ 1411 Walnut St.
Sutro Bros. & Co., 120 Broadway, New York,
N. Y.
Taylor, Roland L.t 1100 Morris Bldg.
Thompson, Edward S., 1327 Spruce St.
Townsend, Philip W., 1513 Walnut St.
Townsend, W. De H ., 1513 Walnut St.
Turner, Gill & Crouter, 1614 Packard Bldg.
Turtön & Tague, 1411 Walnut St.
Vrooman, Samuel B., Jr., 1411 Walnut S t
Warwick, Arthur D., Stock Exchange Bldg
Weeks, Henry C., 1411 Walnut St.
Wells. Charles C., 609 Stock Exchange Bldg.
Whittaker, Robert L. & Co., 1420 Walnut St.
Wieand, Jr., Franklin D., 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wistar, J. Morris, 1416 Chestnut St.
Wolf, Clarence Jr., 1700 Walnut St.
WOOD, A. C., JR., & CO., 511 Chestnut St.
Wood, Charles M.r 1411 Walnut St.
Woodcock. McLear & Co., 1528 Walnut St.
Wright, Wood & Co., 123 S. Broad St.
Wurts, C. S. & Co., 1327 Walnut Street.
Wurts, Dulles & Co., Philadelphia Bank Bldg.
Wynn, Richard, 1510 Chestnut St.
Yarnall & Co., 1528 Walnut Street.
York, Warren W., & Co.
P ITTSB U R G H S T O C K EX C H A N G E
(229 Fourth Ave.)
[Mlcerss
Marshall R. Barbour, President;
Ledile W. Young .Vice-President;
F. X. Pfab, Asst. Secretary;
Arthur Middleton, Manager Clearing House;
Wm. J. Bauer, Treasurer;
Hugh A. McNicol, Secretary
W. G. Ganter, Assistant Manager Clearing House
RATES OF COMMISSION
(Effective on and after February 1,1988)
. Theminimum rates of commission charged to nonmembers of the Exchange
¡«*buying or selling each $1,000 bond shall be not less than $2.50 (these
»amissions shall not apply to government, state or municipal bonds; for
]“»mg or selling each share of stock, shall be not less than as follows:
toiler $.50 a s h a r e ................................................ ............................... 3% *
Ut$.50 and under $1______________________________________ _ .03
If® $ ito $1% ...................................................................................... .05
Non-member Commission Rates on Rights and Warrants: (Designated by
the Committee on Securities.)
$3 to $3%..........................................
07
.08
S»® $4 to $4% .................................
$
5
.......................
09
£»® $6 to $6%................................................................................^ ...1 0
l!10® $7 to $7%___............
11
$8 to $8%__.......................................
12
$9 to $9% .................................
13
Notwithstanding the foregoing, when the amount involved is less than $5
the commission may be as mutually agreed; when the amount involved is
$5 or more but less than $50, the minimum commission shall be*not less than
6% of such amount or $1, whichever is greater; and when the amount in
volved is $50 or more, the minimum commission shall be not less than $3.
1® $20 to $29%............
.15
$30 to $39%...................
.16
I$40 to $49%___ . . . . . . ....... .......................... O .......................... .17
to $59%.....................
,.18
, to $69%....................................................
19
I$70 to $79%...............................
20
$80 to $ 8 9 % . ................................. 1 ....................................... 21
?°m$90 to $ 99% ... J . . . ..................................................... .................. 22
!(®each additional $10 or fraction thereof____________ __________ .01
Notwithstanding the above rates, any member of this Exchange or firm
registered thereon, may in respect of securities traded on this and other
Exchanges located in the United States, chares the rates of commission
prescribed by such other Exchange.
w m $5 to
Ho,
% of the amount involved.
Additional
' Inform ation on firms appearing In bold faee ty p e w ill be foun d In th e selected lis t o f In v estm en t D ealers follow in g bank lis t In eaeb d t y .
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1968
P I T T S B U R G H S T O C K E X C H A N G E — C o ntinu ed
MEMBERS
Askin, J. M., & Company, Columbia Bldg.
BACHE & CO,, J. S „ Oliver Bldg.
Ballard, W. E„ 1401 Third Ave., N. Brighton, Pa.
Barbour & Company, John B., Magee Bldg.
Bauer, Wm. J., Magee Bldg.
Bear, S. Lee, & Co., Union Trust Bldg.
Berger, Andrew B., c/o Potter Title & Trust Co.
Borntraeger, Carl H., 229 Fourth Ave.
Brinham, A. L., 229 Fourth Ave.
Carothers & Company, James, Farmers Bank
Carothers, W. J., & Co., 901-2 Commonwealth
Carpenter, Joseph N., 67 Broad St:; New York
■N. Y.
Chaplin & Co., 419 Wood St.
Diffenderfer. Fred, 229 Fourth Ave.
Dinkey, Jr., Chas. E., 229 Fourth Ave.
Eberhardt, M. A., 5709 Aylesboro Ave.
Evans, Sanford B„ 229 Fourth Ave.
Frederick, Jr., Frank H., 297 Union Trust Bldg.
Gluck, Hetzel & Co., Arrott Bldg.
Grubbs, Scott Company, Union Trust Bldg.'
Hemphill, Noyes & Co., First National Bank Bldg.
Hetzel, Henry A., Arrott Bldg.
Hubbard, John W., 605 Granite Bldg.
Kalback, Charles D., Arrott Bldg.
Kane, John A., 229 Fourth Ave.
Kay, Richards & Company, Union Trust Bldg.
Kissane, James V., 229 Fourth Ave.
Masten, A. E., & Company, First N at’l Bank Bldg.
McJunkin, Patton & Company, Commonwealth
McKee, C. S. & Co., Union Trust Bldg.
McKelvy & Company, Union Trust Bldg.
McLaughlin, MacAfee & Co., 410 Common
wealth Bldg.
Mitchell & Craft, Washington, Pa.
Moore, Leonard & Lynch, Union Trust Bldg.
Neeb, Jr., H. A., 340 S. Winebiddle Ave.
Newborg & Co.. 30 Broad St., New York, N. Y.
Nuttall, R. V., & Company, Park Bldg.
Parrish & Company, 223 Fourth Ave.
Giles. R C.. 229 Fourth Ave.
Poutre, Ezra E., Arrott Bldg.
Powell, Elmer E., & Co., Union Trust Bldg.
Preston, W att & Schoyer, Peoples Bldg.
Purman, Thomas R., Washington, Pa.
Reed, Lear & Co., Grant Bldg.
Reinstadtler, Thoinas J., 229 Fourth Ave.
Reynolds & Company, Columbia Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Rosenbloom, Arthur M., Union Trust Bldg.
Schmidt, H. R., c/o Kay, Richards & Co., Union
Trust Bldg.
Singer, Deane & Scribner, 1045 Union Trust Bldg.
Stout & Company, Investment Bldg..
Stubner & Co., 968 Union Trust Bldg.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Columbus, Ohio.
Wainwright, H. C., & Co., 14 Wall St., New York,
N. Y.
Werntz, James S. McK., 229 Fourth Ave.
Wettach & Company, 218 Fourth Ave.
UTAH
SALT LAKE
Officers:
STO C K EXCHANGE
F. Russell Pett, lsi Vice-President;
Val S Snow, Secretary and Treasurer;
I. D. Lowe, President;
H. E. Havenor, 2nd Vice-President;
B. W. Dixon, 3rd! Vice-President
E .P . Emery , Actg. Secretary and Caller.
COMMISSION RATES
Effective November 1,1939
BOARD LOTS—LISTED SECURITIES
Stocks Selling under 2 c ..- - --------— |L g 5 per 1000shares.
Stocks Selling at
2c and under
5c--------- — |2.00 per loou snares.
Stocks Selling Under 10c________— - ............ — - - ............1000 Shares
Stocks Selling at
5c and under
10c— ........ --iS.SOperlOOOshares.
Stocks Selling at 10c and Under 35c------ -------- ------------------500 Shares
Stocks Selling at
10c and-under
20c................. A c per share.
Stocks Selling at 35c and Above_________________________ 100 Shares
Stocks Selling at
20c and under
35c.......... — - A c per snare
per share.
Stocks Selling at
35c and under 50c— ........... - lc
BOARD LOTS—UNLISTED SECURITIES
Stocks Selling at
50c and under $ 1-00— - ........... monev
Stocks Selling at $ 1.00 and under $10.00------- — - l ^ % $ “ 2nev
Same as Listed up to 35c.
Stocks Selling at $10.00 and above.................— — - 1% ot money.
Stocks Selling at 35c and Under $5.00------ ------ i------ ----------100 Shares
Stocks Selling at $5.00 and Under $25.00.---------------------—
10 Shares
Stock selling less than board lots on last two items 2% of money.
Stocks Selling at $25.00 and Above-------------------------- -------5 Shares
On odd lots a minimum of $1.00 or per regular rate whichever is greater.
MEMBERS
Allen, J. M„ Atlas Bldg.
Badger, Jesse T., 23 West 2nd So. Street.
Badger ,R. A. & Co., 16 West 2nd So. Street.
Badger. R. A., 16 West 2nd So. St.
Badger, Richard C., 2380 Washington Ave.,
Ogden.
Baglin, George, 501 Felt Bldg.
Barclay, G. L„ 302 Felt Bldg.
Barclay, J. A. & Co., 302 Felt Bldg.
Bering, E. A., Walker Bank & Trust Co. I
Child, W. H., Stock Exchange Bldg,
W. H. Child, Inc. Stock Exchange Bldg.
Cole. Alien Co., Atlas Bldg.
Conrad, W. K., Walker Bank Bldg.
I1 1 8
Continental National Bank & Trust Co., Salt Lake
City, if
Davies, Badger & Co., 23 W. 2nd So. St.
Davies, E. C., 855 So. 7th E. St.
Dixon, B. W., 407 Scott Bldg.
Dixon, Co., B. W., 407 Scott Bldg.
Doscher. H. W., 249 E. So. Temple St.
Finn, Alex V., 25 Beaver St., New York, N. Y.
Finn, Alex V. & Co., 25 Beaver St., New York,
N: Y.
FIRST SECURITY TRUST CO., Salt Lake
City.
Gibson, E. J., Box No 17, Spokane, Wash.
Harris, Lowry R., 620 F. St.
Havenor, H. E., Newhouse Bldg.
. J
Havenor, H. E. & Co., Newhouse Bldg.
Hogle, J. A,, 132 So. Main St.
Hogle, J. A. & Co., 132 So. Main Street.
Hogle, James E., 132 So. Main St.
Johnson, J. C.. 132 S. Main St.
Larson, A. R., c/o Elks Club, Salt Lake City.
Lowe, I. D., 132 S. Main St.
Lynch, J. C., Kearns Bldg.'
Lynch, J. C. & Go., Kearns Bldg.
Nebeker, W. D., Kearns Bldg.
Pett, F. Russell. 21 East 2nd So. St.
Plohn, Charles, c/o Newborg & Co., 30 Broad St.,
• New York, N. Y.
Romney, W. W., c/o Continental National Bank
& Trust Cov
•
Schettler, Paul D., 21 E. 2nd So. St.
Sondrup, Walter, Stock Exchange Bldg.
Snow, V. S., 282 Canyon Road.
Ure, Pett & Morris, Inc., 21 East 2nd St.
Thomas, A. B„ 208 Lyon Bldg., Reno, Ney.
Thomas Arthur, Inc., Box 118, Virginia City, Nev.
WALKER BANK & TRUST CO., Salt Lake
City.
Weiler, W. S„ Stock Exchange Bldg.
West, A. J., First Security Trust Co.
Woods, Wm. W., c/o Merrill Lynch, Pierce, Fen
ner & Beane, 221 Montgomery St., San Fran
cisco, Calif.
Woolley, Paul C., 132 So. Main St.
Woolley, Robert P., 132 So. Main St.
VIRGINIA
RICH M O N D S T O C K E X C H A N G E
Officers:
Edward C. Anderson, Vice-President;
Beverley B. Munford, Jr., President;
RICHMOND STOCK EXCHANGE COMMISSIONS
as revised M ay 2 ,1939
1 The Commissions named below shall be the minimum charged and
no part can be rebated or divided with anyone not a member of the Exchange.
STOCKS
Selling under $0.50-----— —
J. Joseph May, Secretary and Treasurer
There shall be one exception to the above commission rates; namely,
that where securities listed on the Richmond Stock Exchange are also listed
on the New York Stock Exchange or New York Curb Exchange the com
mission rate of the New York Exchanges shall be the minimum commission
which a member of the Richmond Stock Exchange may charge.
BONDS
........... ...........---=■----- 3^per sharent
Selling at $ 0.50 and under $ 1 .0 0 „ ........ .............................
$0.05
0.073^
Selling at 1.00 and under 5.00.
0 .123^
10
.
00
.
Selling at 5.0Ó and under
0.25
Selling at 10.00 and under 25,00.
0.37Já
Selling at 25.00 and under 50.000.50
Selling at 50.00 and under 125.00.— ----- ,— -------------1.00
Selling at 125.00 and under 200.00-——— - ............
Beginning with $200.00 per share the commission shall be $1.50 per share
and for each $50.00 additional value of selling price, the commission shall
be raised $0.50 per share.
, ¡Mj
The commission rate on all bonds shall be $0.50 per $100.00 with the
following exceptions:—
Where a bond or note has less than six months to run, whether to
maturity or to date called fbr redemption, the minimum commission
to be charged shall be $0.25 per $100.00.
Where the selling price of a bond is less than 25% of the principal
amount, the minimum commission shall be $0.25 per $100.00.
The minimum charge on any transaction, stocks or bonds, involvm
$100.00 or more shall be $2.00. On any transaction involving less tha
$100.00 the minimum charge shall be $1.00.
MEMBERS
ibbott, Proctor & Paine, 911 E. Main St.
Branch, Cabell & Co., 814 E. Main St.
Davenport & Company, 113 E. Main Street.
Mason-Hagan, Inc., 916 E. Main Street.
Miller & Patterson, 203 Mutual Bldg.
RICHMOND CORP., 726 E. M ain Street.
Scott & Stringfellow, Mutual Bldg
Standard Securities Corp., State Planters Bank
Bldg.
further in form ation on firms appearing in bold face type w ill be found in th e selected list o f In vestm en t Dealers follow in g bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1969
WASHINGTON
S E A T T L E STO CK EXCHANGE
(206 Exchange Bldg.)
Officers: Harry S. Grande, President;
J. Barney Lee, Treasurer;
W. T. Patten, Jr., Vice-President;
Louis Klatzker, ExecutiveSecretary;
Jack E. Jones, Secretary;
Charles T. Donworth, Counsel,
KATES OF COMMISSION (In effect: October
In effect October 14,1935
m in im u m b a t e s o f c o m m is s io n
On Stocks Selling:
Under $1.00 per share
At $1.00 and under $2.50 per share
At $2.50 and under $5.00 per share
At $5.00 and under $15.00 per share
At $15.00 and under $35.00 per share
At $35.00 and under $50.00 per share
At $50.00 and under $100.00 per share
At $100.00 and up per share
(5c per share more for odd lots)
5c
7%c
12%c
15c
25c
35c
50c
$1.00
14 ,
BOARD LOT
100 shares up to $10.00
25 shares for $10.00 to $100.00
10 shares over $100.00
The minimum commission charge shall be $2.50 on stock selling under
$10.00 per share, and $5.00 on stock selling over $10.00 per share.
On all transactions where the total amount of money involved is less than
$25.00, the commission charge shall be discretionary with the member.
BONDS
$5.00 per $1,000 par value (regardless of number)
$3.75 per $500 par value
MEMBERS
Grande, Harry S„ Hoge Bldg.
Grande and Co., Hoge Bldg.
Agnew, John G., Hoge Bldg.
Agnew, John C. & Co., Hoge Bldg.
Barnet, George T., Cobb Bldg.
Blssell, M. L., 335 Medical Arts Bldg.
Blackford, J. C., Hoge Bldg.
Bramhall & Stein, Hoge Bldg.
Bramhall, Burle D., Hoge Bldg.
Drumheller, Erlichmau Co., Exchange Bldg.
MacDonald, Alexander, 104 Aloha St.
Moore, Robert B„ Exchange Bldg.
Mullen, Chas G., 908 2nd Ave.
Harper & Son & Co., Wm. P., Harper Bldg.
Hartley, Rogers & Co., 1411-4th Ave. Bldg.
Herrin & Co., H. M., 908 2nd Ave.
Hughbanks, Inc., Dexter Horton Bldg.
Huston, Harold H., Hoge Bldg.
Huston & Co., Harold H„ Hoge Bldg.
Jones, Jack E., 1411-4th Ave. Bldg.
Easter, Ed. K„ 717 Second Ave.
Easter & Co.; F. K., 717 Second Ave.
Lee, J. Barney, Dexter-Horton Bldg.
Lewis, Inc., John R., 1006 2nd Ave.
Lewis, John R., 1006 2nd Ave.
Ferris & Hardgrove, Exchange Bldg.
1936)
Patten, Jr., W. T„ Badgley, Frederick, Rogers and
Morford, 1411 4th Ave. Bldg.
Schlichting, Hugh (William P. Harper & Son &
Co.,) Harper Bldg.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Speckert. F. J., Lowman Blag.
Wilson, Lyle F„ Exchange Bldg.
Witter & Co., Dean, Cobb Bldg.
W EST VIRGINIA
W H E E LIN G S T O C K E X C H A N G E
(318 Wheeling Steel Bldg.)
Officers: Wm. H. Wheeler, President
Russell D. Irvine, Vice-President;
COMMISSION RATES
Price
Wheeling Stock Exchange
Selling up to 34% inc_______________________ __
Selling at 35 up to 99% inc.. —
_______ _
Selling at $100 and above.:___ _______ ■_________
Minimum Commission as follows:
A. When the amount involved in a transaction is less than $10.00 the
commission shall be as mutually agreed.
B. When the amount involved in a transaction is $10.00 or more but
less than $50.00, the minimum commission shall be not less than
6% of such amount or $1.00, whichever is greater.
Norval B. Davis, Secretary-Treasurer
Rate per Share
— 25c per share
---- 50c per share
— $1.00 per share
C. When the amount involved in a transaction is $50.00 or more but
lesS)than $300.00, the minimum commission shall be not less than
D. When the amount involved is $300.00 or more, the minimum com
mission shall be not less than $5.00.
Commission: In cases where stocks are listed on both Wheeling Stock
Exchange and New York Stock Exchange, the minimum rate of commission
may be the minimum commission charged on New York Stock Exchange
MEMBERS OF WHEELING STOCK EXCHANGE
*^ ms
Represented by
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg___ _________ ______ __ ______ Wm. H. Wheeler
Hazlett, Burt & Watson, Wheeling Steel Corp. Bldg_____ |___ ___Howard Hazlett; D. A. Burt, Jr.
A. E. Masten & Co., City Bank Bldg---------------------. . . ________ .....L o u isB ra n d ; Jos. Jefferson
McGregor, Irvine & Co., 13th and Chapline S t...,— --------- Edgar R. McGregor; Russell D. Irvine
further Information on firms appearing in bold face type will be found in the selected list o f Investm ent Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis