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INVESTMENT BANKERS ASSOCIATION OF AMERICA
BOARD OF GOVERNORS
PRESIDENT
Emmett F. Connely
Detroit
First of Michigan Corporation
VICE PRESIDENTS
John S. Clark
Cleveland
Fahey, Clark & Co.
Paul H. Davis
Chicago
Paul H. Davis & Co.
Edward H. Hilliard
J. J. B. Hilliard & Son
Colis Mitchum
Louisville
Los Angeles
Mitchum, Tully & Co.
Joseph P. Ripley
New York
Harriman Ripley & Co., Incorporated
EXECUTIVE
SECRETARY AND TREASURER
Chicago
Alden H. Little
33 South Clark Street
GOVERNORS
Edgar M. Adams
Portland
E. M. Adams & Co.
Harcourt Amory
Boston
Smith, Barney & Co.
William A. Barron, Jr.
Boston
White, Weld & Co.
Montreal
Greenshields & Company, Inc.
C. Prevost Boyce
Baltimore
Stein Bros. & Boyce
Russell D. Bell
GOVERNORS
GOVERNORS
J. Ludwig Mosle
Galveston
Vic E. Breeden
San Francisco
Mosle and Moreland
R. H. Moulton & Company
Donald O’Melveny
Los Angeles
Dwight H. Chapman
San Francisco
O’Melveny-Wagenseller & Durst
American Trust Company
Robert H. Parsons
Los Angeles
Ralph Chapman
Chicago
Pacific Company of California
Far well, Chapman & Co.
Julius W. Reinholdt, Jr.
St. Louis
Brownlee 0. Currey
Nashville
Reinholdt & Gardner
Equitable Securities Corporation
J. Fleming Settle
Atlanta
Ernest O. Dorbritz
Pittsburgh
J. H. Hilsman & Co., Inc.
Moore, Leonard & Lynch
George F. Spaulding
Chicago
Ben B. Ehrlichman
Seattle
The Northern Trust Company
Drumheller, Ehrlichman Company
New York
F. Dewey Everett
NewYork John K. Starkweather
Starkweather & Co.
Hornblower & Weeks
J
ohn
O.
S
tubbs
Boston
Albert H. Gordon
NewYork
Whiting, Weeks & Stubbs Incorporated
Kidder, Peabody & Co.
J
ohn
J.
S
ullivan
Denver
George C. Hannahs
NewYork
Sullivan & Company
Hannahs, Ballin & Lee
Lowry Sweney
Columbus
Robert B. Hobbs
Baltimore
Lowry Sweney, Inc.
W. W. Lanahan & Co.
Albert R. Thayer
Philadelphia
C. Edgar Honnold
Oklahoma City
Thayer, Baker & Co.
C. Edgar Honnold
Chicago
Royal D. Kebcheval
St.Louis P. A. Walters
Stone & Webster and Blodget, Inc.
Boatmen’s National Bank
Francis T. Ward
New York
Augustus Knight
Chicago
Clark, Dodge & Co.
Bartlett, Knight & Co.
John W. Watling
Detroit
Paul W. Loudon
Minneapolis
Watling, Lerchen & Co.
Piper, Jaffray & Hopwood
t
Chicago
Laurence M. Marks
NewYork Jay N. Whipple
Bacon, Whipple & Co.
Laurence M. Marks & Co.
Jean C. Witter
San Francisco
Bennett S. Martin
Lincoln
Dean Witter & Co.
The First Trust Company of Lincoln
Alexander C. Yarn all
Philadelphia
John J. McKeon
New Haven
Yarnall & Co.
Chas. W. Scranton & Co.
J
ohn
M.
Y
oung
New York
R. Verne Mitchell
Cleveland
Morgan Stanley & Co. Incorporated
McDonald-Coolidge & Co.
APPOINTED OFFICERS AND COUNSEL
FIELD SECRETARY
ASSISTANT SECRETARIES
EDUCATIONAL DIRECTOR
Arthur G. Davis
Chicago
33 South Clark Street
Chicago
David Dillman
33 South Clark Street
SECRETARY
Chicago
33 South Clark Street
Chicago
33 South Clark Street
Dorothy A. Duval
MUNICIPAL SECRETARY
Robert Stevenson, 3rd
Mary R. Lincoln
Chicago
33 South Clark Street
Dudley C. Smith
Chicago
33 South Clark Street
OFFICIAL REPORTER
OFFICE COUNSEL
Theodore S. Chapman
Chicago
111 West Monroe Street
George J. Drobnis
Chicago
69 West Washington Street
GROUP CHAIRMEN
CALIFORNIA
Harvey Roney
Mitchum, Tully & Co.
MISSISSIPPI VALLEY
Los Angeles
H. Fred Hageman, Jr.
CANADIAN
W. T. K. Collier
Montreal
Collier, Norris & Henderson, Limited
CENTRAL STATES
Julien H. Collins
Chicago
Harris, Hall & Company
EASTERN PENNSYLVANIA
Philadelphia
Drexel & Co.
Edward Hopkinson, Jr.
NEW YORK
J. Taylor Foster
Spencer Trask & Co.
SOUTHEASTERN
Boston
William J. Price* 3rd
New York
SOUTHERN
Nashville
Cumberland Securities Corporation
Charles W. Warterfield
NORTHERN OHIO
SOUTHWESTERN
Robert O. Shepard
Cleveland
Field, Richards & Shepard, Inc.
Kansas City
Callender, Burke & MacDonald
Leonard Callender
TEXAS
Cincinnati
Edward Brockhau.s
William C. Jackson, Jr.
PACIFIC NORTHWEST
St. Paul
Harold H. Huston
Dallas
Callihan & Jackson, Incorporated
Edward Brockhaus & Co.
MINNESOTA
Baltimore
Marburg, Price & Co.
OHIO VALLEY
Detroit
Denver
Sidlo, Simons, Roberts & Co.
Tucker, Anthony & Co.
Miller, Kenower & Company, Inc.
Stanley Gates & Co.
Malcolm F. Roberts
NEW ENGLAND
William H. Y. Hackett
MICHIGAN
John L. Kenower
Stanley Gates
ROCKY MOUNTAIN
St. Louis
Boatmen’s National Bank
Seattle
WESTERN PENNSYLVANIA
Pittsburgh
E. H. Rollins & Sons Inc.
Frederick W. Willey
Harold H. Huston & Co.
NATIONAL COMMITTEE CHAIRMEN
EDUCATION
Jay N. Whipple
Chicago
Bacon, Whipple & Co.
FEDERAL LEGISLATION
New York
Starkweather & Co.
John K. Starkweather
INDUSTRIAL SECURITIES
New York
Kidder, Peabody & Co.
Albert H. Gordon
INVESTMENT COMPANIES
New York
Dominick & Dominick
Ranald H. Macdonald
FEDERAL TAXATION
Smith, Barney & Co.
MEMBERSHIP
P. A. Walters
Chicago
Stone & Webster and Blodget, Inc.
FINANCE
George F. Spaulding
Chicago
John
FOREIGN SECURITIES
Alex. Brown & Sons
Baltimore
GOVERNMENTAL SECURITIES
New York
The New York Trust Company
Adrian M. Massie
GROUP CHAIRMEN’S
Boston
Whiting, Weeks & Stubbs Incorporated
John O. Stubbs
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
RATINGS SPECIAL
John J. McKeon
New Haven
Chas. W. Scranton & Co.
Emmett F. Connely
MUNICIPAL SECURITIES
S. Clark
Cleveland
Fahey, Clark & Co.
OVER-THE-COUNTER RULES
Chicago
Lee Higginson Corporation
John E. Blunt, 3rd
PUBLIC SERVICE SECURITIES
New York
Morgan Stanley & Co. Incorporated
Edward H. York, Jr.
1907
Detroit
First of Michigan Corporation
STATE LEGISLATION
Mark Baxter
The Northern Trust Company
Charles S. Garland
New York
Wood, Struthers & Co.
SECURITIES ACTS
Boston
Harcourt Amory
RAILROAD SECURITIES
Edward H. Leslie
Chicago
The Parker Corporation
STOCK EXCHANGE RELATIONS
F. Dewey Everett
New York
Hornblower & Weeks
UNIFORM PRACTICES SPECIAL
Denver
Sullivan & Company
John J. Sullivan
UNLISTED TRADING SPECIAL
New York
Blyth & Co., Inc.
Lee M. Limbert
1908
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
ALABAMA
Southern Group
BIRMINGHAM
♦Courts & Co., 12 N. 20th St.
♦Equitable Securities Corporation, Webb Craw
ford Bldg.
♦King, Mohr & Company, Webb Crawford Bldg.
♦Milhous, Gaines & Mayes, Inc., Webb Crawford
Bldg.
Stubbs, Smith & Lombardo, Inc., Webb Craw
ford Bldg.
Ward, Sterne & Co., Brown-Marx Bldg.
Watkins, Morrow & Co., Woodward Bldg.
MOBILE
♦King, Mohr & Company, Merchants National
Bank Bldg.
MONTGOMERY
King, Mohr & Company, First National Bank
Bldg.
♦Ward, Sterne & Co., First National Bank Bldg.
ARIZONA
Rocky Mountain Group
PHOENIX
Refsnes, Ely, Beck & Co., 112 W. Adams St.
TUCSON
Dahlberg, Durand & Company, 17 E. Pennington
St.
ARKANSAS
Mississippi Valley Group
LITTLE ROCK
Walton, Sullivan & Co., 509 Louisiana St.
CALIFORNIA
California Group
•
BERKELEY
♦Cavalier & Co., Wm„ American Trust Bldg.
BEVERLY HILLS
♦Lester & Co., 9470 Santa Monica Blvd.
♦O’Melreny-Wagenseller & Durst, 9470 Santa
Monica Blvd.
♦Schwabacher & Co., 9520 Santa Monica Blvd.
♦White, Wyeth & Co., 9490 Santa Monica Blvd.
♦Witter & Co., Dean, 9474 Santa Monica Blvd.
DEL MONTE
♦Schwabacher & Co., Hotel Del Monte.
EUREKA
•Blyth & Co., Inc., 330 “E” St.
FRESNO
♦Bankamerica Company, Bank of America Bldg.
♦Fewell, Marache & Co., Helm Bldg.
♦Witter & Co., Dean, 2016 Tulare St.
GLENDALE
♦Searl-Merrick Company, 107 E. Broadway.
HOLLYWOOD
♦Schwabacker & Co., 1710 N. Ivar St.
Fewell, Marache & Co., 453 S. Spring St.
♦First Boston Corporation, The, 623 S. Hope St.
Gregory & Co., R. N„ 210 W. Seventh St.
Hass, Barnes & Maxwell, 210 W. Seventh St.
Hill Richards & Co., 621 S. Spring St.
♦Kaiser & Co.. 650 S. Soring St.
♦Learoyd & Nightingale Incorporated, 621 S.
Spring St.
Lester & Co., 621 S. Spring St.
Lewis & Company, M. H., 453 S. Spring St.
♦Livingstone & Co., S. R., 650 S. Spring St.
♦Lord, Abbett & Co., Inc., 523 W. Sixth St.
♦Mason Brothers, 650 S. Spring St.
♦Massachusetts Distributors, Inc., 210 W. Seventh
St.
Miller & Co., Revel, 650 S. Spring St.
♦Mitchum, Tully & Co., 650 S. Spring St.
Moulton & Comoany, R. H., 510 S. Spring St.
O’Melveny-Wagenseller & Durst, 626 S. Spring
St.
Pacific Company of California, 623 S. Hope St.
Page, Hubbard & Asche, 210 W. Seventh St.
♦Parker Corporation, The, 210 W. Seventh St.
Rath Company, Howard G., 523 W. Sixth St.
Redfleld & Co., 510 S. Spring St.
♦Rollins & Sons Inc., E. H., California Bank Bldg.
♦Schwabacher & Co.. 643 S. Spring St.
Searl-Merrick Company, 634 S. Spring St..
Security-First National Bank of Los Angeles,
561 S. Spring St.
Staats Co., William R., 640 S. Spring St.
Stern, Frank & Meyer, Union Bank Bldg.
♦Weeden & Co.. 650 S. Spring St.
White, Wyeth & Co., 647 S. Spring St.
♦Witter & Co., Dean, 632 S. Spring St.
OAKLAND
♦American Trust Company, 14th St. & Broadway
♦Baker & Co., H. R., Central Bank Bldg.
♦Bankamerica Company, 1200 Broadway
♦Blyth & Co., Inc., Central Bank Bldg.
♦Brush, Slocumb & Co., 1212 Broadway
♦Cavalier & Co., Wm., 417 Fourteenth St.
♦Hill Richards & Co., Bank of America Bldg.
Mason Brothers, Central Bank Bldg.
♦Schwabacher & Co., Central Bank Bldg.
Stephenson, Leydecker & Co., 1404 Franklin St.
♦Witter & Co., Dean, 409 Fourteenth St.
PASADENA
♦Bateman, Eichler & Co., 42 N. Garfield Ave.
♦Blyth & Co., Inc., 234 E. Colorado St.
♦Brashears & Company, G., 595 Colorado St.
♦District Bond Company, 403 E. Green St.
♦Hill Richards & Co., Citizens Savings Bank Bldg.
Miller & Co., Inc., Geo. ft., 81 S. Euclid Ave.
♦O’Melveny-Wagenseller & Durst, 595 E. Colorado
St.
♦Rollins & Sons Inc., E. H., 385 E. Green St.
♦Staats Co., William R., 311 E. Colorado St.
♦White, Wyeth & Co., 45 S. Euclid Ave.
♦Witter & Co., Dean, 355 E. Green St.
RIVERSIDE
♦Blyth & Co., Inc., Loring Block
♦Lester & Co., Citizens National Bank Bldg.
♦Pacific Company of California, 3760 Ninth St.
SACRAMENTO
♦Bankamerica Company, Bank of America Bldg-.
♦Blyth & Co., Inc., California State Life Bldg.
♦Cavalier & Co, Wm., 1111 Ninth St.
♦Conrad. Bruce & Co., Capital National Bank Bldg.
♦Mason Brothers, Farmers & Mechanics Bldg.
♦Mitchum, Tully & Co., California Western States
Life Bldg.
♦Witter & Co., Dean, 1014 Eighth St.
♦Wulff, Hansen & Co., Forum Bldg.
SAN BERNARDINO
♦O’Melveny-Wagenseller & Durst, 474 Court St.
LONG BEACH
♦Bankamerica Company, 115 Pine Ave.
♦Banks, Huntley & Co., Security Bldg.
♦Bateman, Eichler & Co., 912 Heartweil Bldg.
♦Bayly Brothers, 132 Pine Ave.
♦Crowell, Weedon & Co., Farmers & Merchants
Bank Bldg.
♦District Bond Co., Heartweil Bldg.
♦Douglass & Co., Nelson, Farmers & Merchants
Bank Bldg.
♦Hill Richards & Co., Farmers & Merchants Bank
Bldg.
♦Lester & Co., Security Bldg.
♦Mitchum, Tully & Co., Heartweil Bldg.
♦Pacific Company of California, Security Bldg.
♦Witter & Co., Dean, 133 E. First St.
SAN DIEGO
♦Bankamerica Company, 625 Broadway
♦Banks, Huntley & Co., San Diego Trust & Sav
ings Bldg.
♦Fewell, Marache & Co., San Diego Trust &
Savings Bldg.
♦Hill Richards <& Co., Bank of America Bldg.
♦Pacific Company of California, San Diego Trust
& Savings Bldg.
♦Searl-Merrick Company, San Diego Trust &
Savings Bldg.
♦White, vVyeth & Co., 530 Broadway.
LOS ANGELES
•Bankamerica Company, 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Bateman, Eichler & Co., 453 S. Spring St.
Bayly Brothers, Roosevelt Bldg.
♦Blyth & Co.. Inc., 215 W. Sixth St.
♦Bond & Goodwin Incorporated, 621 S. Spring St.
Brashears & Company, G„ 510 S. Spring St.
♦Bullock, Calvin, 634 S. Spring St.
Butler-Huff & Co., of California, 210 W. Seventh
St.
California Bank, 629 S. Spring St.
♦Cavalier & Co., Wm., 523 W. Sixth St.
Cavanaugh, Morgan & Co., 634 S. Spring St.
Citizens National Trust & Savings Bank of Los
Angeles, 457 S. Spring St.
♦Conrad, Bruce & Co., 634 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
District Bond Company, 634 S. Spring St.
Douglass & Co., Nelson, 510 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
SAN FRANCISCO
American Trust Company, 464 California St.
Anglo California National Bank of San Francisco,
The, 1 Sansome St.
Baker & Co., H. R., Russ Bldg.
Bankamerica Company, 485 California St.
Bank of America, N. T. & S. A., 1 Powell St.
Blyth & Co., Inc., Russ Bldg.
Brush, Slocumb & Co., Ill Sutter St.
Cavalier & Co., Wm., 121 Sutter St.
♦Childs and Company, Inc., C. F., 235 Mont
gomery St.
Conrad, Bruce & Co., Russ Bldg.
Crocker First National Bank, 1 Montgomery St.
Davis, Skaggs & Co., 211 Montgomery St.
♦Devine & Co.. Inc., C. J„ Russ Bldg.
Eastland, Douglass & Co., 317 Montgomery St.
Elworthy & Co., Ill Sutter St.
♦First Boston Corporation, The, Russ Bldg.
♦Harriman Ripley & Co., Incorporated, 155 Mont
gomery St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦BRANCH OFEICE
Heller, Bruce & Co., Mills Tower
♦Hill Richards & Co., 79 Post St.
Kaiser & Co., Russ Bldg.
♦Lewis & Company, M. H„ 315 Montgomery St.
Lundborg & Co., Irving, Kohl Bldg.
♦Mason Brothers, 1 Montgomery St.
♦McDonnell & Co., 633 Market St.
♦Mercantile-Commerce Bank and Trust Company,
Russ Bldg. ( Correspondent of St. Louis)
♦Miller & Co., Revel, 315 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
♦Moulton & Company, R. H., 405 Montgomery St.
♦Otis & Co., Russ Bldg.
♦Rollins & Sons Inc., E. H., 235 Montgomery St.
Schwabacher & Co., 600 Market St.
♦Staats Co., William R., 155 Montgomery St.
♦Stephenson, Leydecker & Co., 235 Montgomery
St.
Stone & Youngberg, 405 Montgomery St.
Weeden & Co., 315 Montgomery St.
Wells Fargo Bank & Union Trust Co., 4 Mont
gomery St.
Witter & Co., Dean, 45 Montgomery St.
♦Wood, Struthers & Co., Russ Bldg.
Wulff, Hansen & Co., Russ Bldg.
SAN JOSE
♦Baker & Co., H. R„ First National Bank Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Hill Richards & Co., First National Bank Bldg.
♦Mason Brothers. Bank of America Bldg.
♦Wulff, Hansen & Co., Twohy Bldg.
SANTA ANA
♦Cavalier & Co.. Wm., 516 N. Main St.
SANTA BARBARA
♦Schwabacher & Co., 930 State St.
♦Witter & Co., Dean, 4 E. Carrillo St.
SANTA MONICA
♦Lewis & Company, M. H., 225 Santa Monica
Blvd.
♦Schwabacher & Co., Bay Cities Bldg.
STOCKTON
♦Bankamerica Company, Bank of America Bldg.
♦Witter & Co., Dean, 18 S. Sutter St.
WESTWOOD
Via West Los Angeles
♦Witter & Co., Dean, 1077 Broxton Ave.
COLORADO
Rocky Mountain Group
COLORADO SPRINGS
Hughes and Company, E. W., Exchange National
Bank Bldg.
♦Peters, Writer & Christensen, Inc., Mining
Exchange Bldg.
DENVER
Boettcher and Company, 828 Seventeenth St.
Bosworth, Chanute, Loughridge & Company,
Security Bldg.
Brown & Company, Donald F„ U. S. National
Bank Bldg.
Brown, Schlessman, Owen & Company, 17th &
Stout Sts.
Bulkley and Company, R. G., 1660 Stout St.
♦Bullock, Calvin, Colorado National Bank Bldg.
Coughlin and Company, Security Bldg.
Engle, Adams & Company, 650 Seventeenth St.
Garrett-Bromfield & Co., Security Bldg.
International Trust Company, The, 635
Seventeenth St.
Mullen Investment Company, The J. K„ 1717
Stout St.
♦Otis & Co., First National Bank Bldg.
Peck-Brown & Co., U. S. National Bank Bldg.
Peters, Writer & Christensen, Inc., U. S. National
Bank Bldg.
♦Rollins & Sons Inc., E. H., Security Bldg.
Scanlan & Co., Earl M., Colorado Natl. Bk. Bldg.
Sidlo, Simons, Roberts & Co., First National
Bank Bldg.
♦Straus Securities Company, U. S. National Bank
Bldg.
Sudler & Co., Amos C„ First National Bank Bldg.
Sullivan & Company, Security Bldg.
Vasconcells, Hicks and Company, Security Bldg.
LOVELAND
♦Peters,Writer & Christensen, Inc., 610 Jefferson
St.
PUEBLO
Hutchinson-Frye & Company, Thatcher Bldg.
CONNECTICUT
New York Group
BRIDGEPORT
♦Kidder & Co., A. M„ 215 State St.
HARTFORD
♦Adams & Peck, 18 Asylum St.
♦Blair & Co., Inc., 36 Pearl St.
♦Bodell & Co., 15 Lewis St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
HARTFORD—Continued.
♦Coffin & Burr, Inc., 75 Pearl St.
Cooley & Company, 100 Pearl St.
♦Eastman, Dillon & Co., 36 Pearl St.
♦Equitable Securities Corporation, 75 Pearl St.
♦Estabrook & Co., 750 Main St.
♦First Boston Corporation, The, 36 Pearl St.
♦Harriman Ripley & Co., Incorporated, 36 Pearl
St.
♦Kidder, Peabody & Co., 36 Pearl St.
♦Lazard Freres & Co., 36 Pearl St.
♦Lee Higginson Corporation. 36 Pearl St.
♦Paine, Webber & Co., 49 Pearl St.
♦Pressprich & Co., R. W., 36 Pearl St.
Putnam & Co., 6 Central Row
♦Rothschild & Co., L. F„ 36 Pearl St.
♦Smith, Barney & Co., Hartford-Aetna Bldg.
♦Stone & Webster and Blodget, Inc., 36 Pearl St.
♦Tifft Brothers. 125 Pearl St
♦Trask & Co., Spencer, 49 Pearl St.
♦Union Securities Corporation, 75 Pearl St.
♦Wood, Struthers & Co., Hartford-Connecticut
Trust Bldg.
Young & Company, Lincoln R„ 750 Main St.
MERIDEN
•Kidder & Co., A. M., 30 Colony St.
NEW BRITAIN
•Putnam & Co., 31 W. Main St.
NEW HAVEN
•Bodell & Co., 205 Church St.
♦Day & Co.. R. L., 215 Church St.
♦Fahnestock & Co., 205 Church St.
♦Paine, Webber & Co., 104 Elm St.
Scranton & Co., Chas. W., 209 Church St.
ORLANDO
Leedy, Wheeler & Co., 1 N. Orange Ave.
♦Ranson-Davidson Investment Company, The,
0. B. & T. Bldg.
ST. PETERSBURG
Wright & Company, Ed. C„ 29 Third St., N.
TAMPA
Kuhn, Morgan & Co., Inc., First National Bank
Bldg.
GEORGIA
Southern Group
ATLANTA
Courts & Co., 11 Marietta St.,
Equitable Company, The, Trust Company of
Georgia Bldg.
♦Equitable Securities Corporation, First National
Bank Bldg.
Evans & Company, Clement A., First National
Bank Bldg.
Hilsman & Co., Inc., J. H., Citizens & Southern
Bldg.
♦Johnson, Lane, Space & Co., Inc., Citizens &
Southern Bldg.
Milhous, Gaines & Mayes, Inc., Rhodes Haverty
Bldg.
Robinson-Humphrey Company, The, Rhodes
Haverty Bldg.
♦Starkweather & Co., First National Bank Bldg.
Trust Company of Georgia, 15 N. Pryor St., N.E.
AUGUSTA
♦Johnson, Lane, Space & Co., Inc., Herald Bldg.
NEW LONDON
•Scranton & Co., Chas. W., 302 State St.
MACON
♦Courts & Co., 559,^ Cherry St.
♦Evans & Company, Clement A., First National
Bank Bldg.
TORRINGTON
♦Fahnestock & Co., 127 Main St.
♦Tifft Brothers, 30 Mason St.
SAVANNAH
Johnson, Lane, Space & Co., Inc., 101 E. Bay St.
♦Trust Company of Georgia, Liberty National
Bank Bldg.
WATERBURY
Griggs Company, The R. F., 50 Leavenworth St.
♦Jackson & Curtis, 184 Grand St.
•Scranton & Co., Chas. W„ 170 Grand St.
IDAHO
Pacific Northwest Group
BOISE
Sudler, Wegener & Co., Inc., First National Bldg.
DELAWARE
Eastern Pennsylvania Group
WILMINGTON
♦duPont & Co., Francis I., 1076 du Pont Bldg.
♦Rollins & Sons Inc., E. H., Delaware Trust Bldg.
DISTRICT OF COLUMBIA
Southeastern Group
WASHINGTON
Auchincloss, Parker & Redpath, 719 Fifteenth
St., N. W.
Booker & Co., Y. E., American Security Bldg.
•Brown & Sons, Alex., Union Trust Bldg.
Brown, Goodwyn & Olds, American Security Bldg.
♦Burr & Company, Inc., Union Trust Bldg.
Ferris & Company, Inc., George M., Washington
Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
•Hemphill, Noyes & Co., Shoreham Bldg.
Henderson-Winder Company, Union Trust Bldg.
Johnston, Lemon & Co., Southern Bldg.
Mackall & Co., W. W., Woodward Bldg.
•Mackubin, Legg & Company, Woodward Bldg.
♦Smith, Barney & Co., Shoreham Bldg.
♦Stein Bros. & Boyce, Woodward Bldg.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales & Company, Inc., K. S., 815 Fifteenth St.,
N. W.
FLORIDA
Southern Group
JACKSONVILLE
Biese & Company, A. C„ Chamber of Commerce
Bldg.
Childress and Company, Atlantic National Bank
Annex
MIAMI
Morrison & Co., A. B., Congress Bldg.
•Nuveen & Co., John, Shoreland Arcade
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
ILLINOIS
Central States Group
AURORA
♦Allyn and Company, Inc., A. C., Merchants
National Bank Bldg
Wortman & Co., G. R., Aurora National Bank
Bldg.
BELLEVILLE
•Wibbing & Co., O. II., 30 Public Sq.
CHICAGO
Allyn and Company, Inc., A. C„ 100 W. Monroe
St.
American National Bank and Trust Company of
Chicago, 33 N. LaSalle St.
Ames, Emerich & Co., Inc.. 105 S. La Salle St.
Bacon, Whipple & Co., 135 S. La Salle St.
Baker, Fentress & Company, 208 S. La Salle St.
Baker, Walsh & Company, 29 S. La Salle St.
Ballman & Main, 105 W. Adams St.
♦Bankers Trust Company, 105 S. La Salle St.
Barcus, Kindred & Co., 231 S. La Salle St.
♦Barr Brothers & Co., Inc., 135 S. La Salle St.
Bartlett, Knight & Co., 105 W. Adams St.
Becker & Co., Incorporated, A. G., 100 S. La Salle
St.
Blair, Bonner & Company, 135 S. La Salle St.
*Blair Securities Corporation, 135 S. La Salle St.
♦Blyth & Co., Inc., 135 S. La Salle St.
♦Boettcher and Company, 135 S. La Salle St.
♦Bond & Goodwin Incorporated of Illinois, 209 S.
La Salle St.
1909
Childs and Company, Inc., C. F„ 141 W. Jackson
Blvd.
City National Bank and Trust Company of
Chicago, 208 S. La Salle St.
Clarke, Inc., John W„ 135 S. La Salle St.
Continental Illinois National Bank and Trust
Company of Chicago, 231 S. La Salle St.
Davis & Co., Paul H., 10 S. La Salle St.
Dempsey-Detmer & Co., 135 S. La Salle St.
♦Devine & Co., Inc., C. J„ 135 S. La Salle St.
♦Dickson & Company, R. S., 135 S. La Salle St.
Doyle. O'Connor & Co., 135 S. La Salle St.
Enyart, Van Camp & Co., Inc., 39 S. La Salle St.
♦Fahnestock & Co., 135 S. La Salle St.
Fairman & Co., Fred W., 208 S. La Salle St.
Farwell, Chapman & Co., 208 S. La Salle St.
♦First Boston Corporation, The. 231 S. La Salle St.
First National Bank of Chicago, The, Dearborn,
Monroe & Clark Sts.
♦First of Michigan Corporation ,135 S. La Salle St.
Fuller, Cruttenden & Company, 120 S. La Salle St.
Gibson & Co., W. C„ 231 S. La Salle St.
♦Glore, Forgan & Co., 123 S. La Salle St.
♦Goldman, Sachs & Co., 208 S. La Salle St.
♦Goodbody & Co., 135 S. LaSalle St.
♦Hallgarten & Co., 120 S. La Salle St.
♦Harriman Ripley & Co., Incorporated, 135 S.
La Salle St.
Harris, Hall & Company, 111 W. Monroe St.
Harris Trust and Savings Bank, 115 W. Monroe
St.
Harrison & Co., Carter H., 209 S. La Salle St.
Haskell, Scott & Jennings, Inc., 120 S. La Salle
St.
♦Hemphill, Noyes & Co., 231 S. La Salle St.
Hickey & Co., 135 S. La Salle St.
♦Hornblower & Weeks, 39 S. La Salle St.
Huyck and Company, A. S„ 100 W. Monroe St.
Illinois Company of Chicago, The, 231 S. La Salle
St.
♦Jackson & Curtis, 231 S. La Salle St.
Joiner & Co., Inc., T. E., 135 S. La Salle St.
♦Kidder, Peabody & Co., 135 S. La Salle St.
Konsberg & Company, 53 W. Jackson Blvd.
♦Lazard Freres & Co., 135 S. La Salle St.
♦Learoyd & Nightingale Incorporated. 120 S.
La Salle St.
♦Lee Higginson Corporation, 231 S. La Salle St.
♦Lehman Brothers, 231 S. La Salle St.
Lewis, Pickett & Co„ Inc.. 105 W. Adams St.
Martin, Burns & Corbett, Inc., 135 S. LaSalle St.
♦Massachusetts Distributors, Inc., 120 S. La Salle
Mather & Company, Inc., Morris, 141 W. Jackson
Blvd.
McGowen, Cassady & White, Inc., 135 S. La Salle
McMaster Hutchinson & Co., 105 S. La Salle St.
McNear & Company, C. W., 105 W. Adams St.
♦Mercantile-Commerce Bank and Trust Company,
135 S. La Salle St. (Correspondent of St. Louis)
♦Milwaukee Company, The, 135 S. La Salle St.
Mitchell, Hutchins & Co., 231 S. La Salle St.
Morris & Company, Inc., Charles K., 135 S.
La Salle St.
♦Moseley & Co., F. S., 135 S. La Salle St.
Nichols, Garrett & Co., 135 S. La Salle St.
Nichols, Terry & Dickinson, Inc., 141 W. Jackson
Blvd.
Northern Trust Company, The, 50 S. La Salle St.
Nuveen & Co., John, 135 S. La Salle St.
O’Gara & Co., Alfred, 209 S. La Salle St.
♦Otis & Co., 105 W. Adams St.
♦Paine. Webber & Co.. 209 S. La Salle St.
♦Parker Corporation, The, 120 S. La Salle St.
Perry, Spencer & Company, 135 S. La Salle St.
♦Pressprich & Co., R. W„ 135 S. La Salle St.
♦Riter & Co.. 134 S. La Salle St.
Rogers & Tracy, Inc., 120 S. La Salle St.
♦Rollins & Sons Inc., E. H„ 231 S. La Salle St.
Ross Securities Co., Thompson, 39 S La Salle St.
♦Salomon Bros. & Hutzler, 231 S. La Salle St.
Seerley & Co., Inc., John J., 105 S. La Salle St.
Selected Investments Company, 135 S. LaSalle St.
♦Shields & Company, 135 S. La Salle St.
Sills, Troxell & Minton, Inc., 209 S. La Salle St.
♦Smith, Barney & Co., 105 W. Adams St.
Speer & Sons Company, H. C., 135 S. La Salle St.
Stern, Wampler & Co. Inc., 231 S. La Salle St.
♦Stifel, Nicolaus & Co., Inc., 105 W. Adams St.
Stokes, Woolf & Co., Inc., 105 S. La Salle St.
♦Stone & Webster and Blodget, Inc., 33 S. Clark St.
♦Stranahan, Harris & Company, Inc., 135 S.
La Salle St.
Straus Securities Company, 135 S. La Salle St.
Webber, Darch & Company, 208 S. La Salle St.
Webber-Simpson & Company, 208 S. La Salle St.
♦Weeden & Co., 135 S. La Salle St.
Welsh, Davis and Company, 135 S. La Salle St.
♦White-Phillips Company, Inc., The, 39 S. La Salle
St.
Wittbold & Co., John, 10 S. La Salle St.
♦Wood, Struthers & Co., 231 S. La Salle St.
Yantis & Co., Inc., F. S., 120 S. La Salle St.
ELGIN
♦Allyn and Company, Inc., A. C., Elgin Tower.
(Affiliate of Bond & Goodwin Incorporated,
Boston)
♦Braun, Bosworth & Company, 39 S La Salle St.
♦Brown, Bennett & Johnson, Inc., 135 S. LaSalle
♦Brown & Sons, Alex., 135 S. La Salle St.
♦Bullock, Calvin, 120 S. La Salle St.
Byllesby and Company, H. M., 135 S. La Salle
St.
Central Republic Company, 209 S. La Salle St.
Channer Securities Company, 39 S. La Salle St.
♦BEANCH OFFICE
MONMOUTH
Moffat & Co., Inc., D. W., 208 E. Broadway.
PEORIA
♦Allyn and Company, Inc., A. C., Alliance Life Bldg.
1910
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
INDIANA
LOUISIANA
MASSACHUSETTS
Central States Group
Southern Group
New England Group
NEW ORLEANS
Anagnosti & Walker, Inc., Whitney Bank Bldg.
Dane & Weil, Canal Bank Bldg.
♦Equitable Securities Corporation, Whitney Bank
Bldg.
Hyams, Glas & Carothers, 610 Common St.
Lamar, Kingston & Labouisse, Canal Bank Bldg.
Levy & Rooney, Inc., Whitney Bank Bldg.
National Bank of Commerce in New Orleans, The,
Baronne & Common Sts.
Nusloch, Baudean & Smith, Hibernia Bank Bldg.
Scharff & Jones, Inc., Whitney Bldg.
Weil & Company, Inc., Union Bldg. Arcade.
White, Dunbar & Co., Inc., Whitney Bank Bldg.
Whitney National Bank of New Orleans, St.
Charles & Gravier Sts.
BOSTON
♦Adams & Peck, 35 Congress St.
♦Adams, Mudge & Co., Ill Devonshire St.
♦Allyn and Company, Inc., A. C., 24 Federal St.
♦Ames & Co., Inc., A. E., 50 Congress St.
Baker, Young & Company, Inc., 209 Washington
St.
Baldwin & Company, 30 Federal St.
Ballou, Adams & Company, Inc., 49 Federal St.
♦Bankers Trust Company, 10 Post Office Sq.
♦Blair & Co., Inc., 75 Federal St.
♦Blyth & Co., Inc., Ill Devonshire St.
Bond & Goodwin Incorporated, 30 Federal St.
♦Bullock, Calvin, 68 Devonshire St.
Burgess & Leith, 75 Federal St.
♦Burr & Company, Inc., 35 Congress St.
Burr, Gannett & Co., 53 State St.
Chace, Whiteside & Symonds Incorporated, 24
Federal St.
♦Childs and Company, Inc., C. F., 82 Devonshire
St.
♦Clark, Dodge & Co., 70 Federal St.
Coffin & Burr, Inc., 60 State St.
Collins, Breed & Co.. 82 Devonshire St.
Dabney & Co., F. L., 10 Post Office Sq.
Day & Co., R. L„ 45 Milk St.
♦Devine & Co., Inc., C. J., 75 Federal St.
♦Dick & Merle-Smith, 30 State St.
Estabrook & Co., 15 State St.
♦First Boston Corporation, The, 1 Federal St.
♦Goldman, Sachs & Co., 75 Federal St.
♦Graham, Parsons & Co., 10 Post Office Sq.
♦Harriman Ripley & Co., Incorporated, 10 Post
Office Sq.
♦Hayden, Stone & Co., 75 Federal St.
Hornblower & Weeks, 60 Congress St.
♦Hutton & Company, W. E., 75 Federal St.
Jackson & Curtis, 10 Post Office Sq.
Kennedy & Co., F. Brittain, 75 Federal St.
♦Kidder, Peabody & Co., 115 Devonshire St.
FORT WAYNE
Central Securities Corporation, Lincoln Bank
Tower.
INDIANAPOLIS
♦Blyth & Co., Inc., Circle Tower.
♦Davis & Co., Paul H., Merchants Bank Bldg.
*Harriman Ripley & Co., Incorporated, Fletcher
Trust Bldg.
♦Hemphill, Noyes & Co., Merchants Bank Bldg.
Indianapolis Bond and Share Corporation, 129 E.
Market St.
♦Moseley & Co.. F. S.. Circle Tower
♦Straus Securities Company, Circle Tower
SOUTH BEND
Harrison & Austin, Inc., 512 Citizens Bank Bldg.
McCann Securities Company, me., Albert, 111
W. Washington Ave.
SHREVEPORT
Barrow, Leary & Co., 515 Market St.
♦Scharff & Jones. Inc., 513 Market St.
IOWA
Central Stqtes Group
CEDAR RAPIDS
♦Quail & Co., Merchants Bank Bldg.
DAVENPORT
Quail & Co., Davenport Bank Bldg.
Vieth. Duncan & Wood, Davenport Bank Bldg.
White-Phillips Company, Inc., The, First Na
tional Bank Bldg.
DES MOINES
♦Allyn and Company, Inc., A. C., Equitable Bldg.
Central National Bank and Trust Company, 314
Fifth St.
♦Central Republic Company, Insurance Exchange
Bldg.
♦Goodbody & Co., Fleming Bldg.
Iowa-Des Moines National Bank & Trust Com
pany, Sixth and Walnut Sts.
Jackley & Company, Equitable Bldg.
Murdoch, Dearth & White, Inc., Des Moines Bldg.
♦Paine, Webber & Co., Liberty Bldg.
♦Quail & Co.. Equitable Bldg.
WATERLOO
♦Allyn and Company, Inc., A. C„ Waterloo Bldg.
KANSAS
Southwestern Group
KANSAS CITY
Commercial National Bank of Kansas City, The,
601 Minnesota Ave.
TOPEKA
Estes, Snyder & Company, Inc., 103 E. Tenth St.
WICHITA
Lathrop-Hawk-Herrick Company, Inc., The, First
National Bank Bldg.
Ranson-Davidson Investment Company, The,
Beacon Bldg.
Small-Milburn Company, The, Wheeler-KellyHagny Bldg.
KENTUCKY
Ohio Valley Group
DANVILLE
♦Lyons & Company, W. L., 133 N. Third St.
LEXINGTON
♦Hutton & Company, W. E„ Hernando Bldg.
♦Lyons & Company, W. L., Lafayette Hotel.
Van Hooser & Company, J. D., 261 W. Short St.
LOUISVILLE
Almsted Brothers, 425 W. Market St.
Bankers Bond Co., Inc., The, Kentucky Home Life
Bldg.
•Blyth & Co., Inc., Kentucky Home Life Bldg.
Hilliard & Son, J. J. B„ 419 W. Jefferson St.
Lyons & Company, W. L., 231 S. Fifth St.
Moore & Company, Berwyn T., Marion E. Tay
lor Bldg.
•Stein Bros. & Boyce, Starks Arcade Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
MAINE
New England Group
BANGOR
♦Hornblower & Weeks, 2 State St.
Pierce, White & Drummond, Inc., Eastern Trust
Bldg.
PORTLAND
♦Baldwin & Company, Chapman Bldg.
♦Bond & Goodwin Incorporated, 120 Exchange St.
♦Coffin & Burr, Inc., 120 Exchange St.
Gilman & Co., Inc., Charles H„ 186 Middle St.
♦Hayden, Stone & Co., 477 Congress St.
♦Hornblower & Weeks, 83 Exchange St.
♦Paine, Webber & Co., Fidelity Trust Bldg.
Payson & Co., H. M„ 93 Exchange St.
♦Putnam & Company, Tnc., F. L., 97 Exchange St.
♦Rollins & Sons Inc., E. H., Bank of Commerce
Bldg.
MARYLAND
Southeastern Group
BALTIMORE
Allen & Company, Edward D., Keyser Bldg.
♦Auchincloss, Parker & Redpath, Mercantile Trust
Bldg.
Baker, Watts & Co., Calvert & Redwood Sts.
Brown & Sons, Alex., 135 East Baltimore St.
♦Byllesby and Company, H. M., Munsey Bldg.
Cahn & Company, Frank B„ Equitable Bldg.
Daly & Co., Owen, Stock Exchange Bldg.
Equitable Trust Company, The, Calvert & Fay
ette Sts.
Garrett & Sons, Robert, South & Redwood Sts.
Hudson & Co., First National Bank Bldg.
♦Hutton & Company, W. E., First National Bank
Bldg.
Lanahan & Co., W. W„ Calvert Bldg.
Mackubin, Legg & Company, 222 E. Redwood St.
Marburg, Price & Co., Keyser Bldg.
Maryland Trust Company, Calvert & Redwood
Sts.
Mead, Irvine & Co., First National Bank Bldg.
Mercantile Trust Company of Baltimore. Calvert,
Redwood & Baltimore Sts.
♦Murphy & Co., G. M.-P., First National Bank
Bldg.
Shriver & Co., Inc., George G., Mercantile Trust
Bldg.
♦Smith, Barney & Co., Keyser Bldg.
♦Starkweather & Co., Keyser Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Trail & Middendorf, Inc., 410 Keyser Bldg.
Williams & Company, Inc., C. T„ Fidelity Bldg.
CUMBERLAND
♦Stein Bros. & Boyce, 16 N. Liberty St.
(Additional office at 69 Newbury St.)
♦Lazard Freres & Co., 75 Federal St.
Learoyd & Nightingale Incorporated, 50 Con
gress St.
♦Lee Higginson Corporation, 50 Federal St.
Lyons & Company, 75 Federal St.
Massachusetts Distributors, Inc., 85 Devonshire
St.
Moors & Cabot, 111 Devonshire St.
Moseley & Co., F. S., 50 Congress St.
(Additional office at 10 Post Office Sq.)
♦Murphy & Co., G. M.-P., 35 Congress St.
Newton, Abbe & Company. 60 Federal St.
Paine, Webber & Co., 24 Federal St.
Parker Corporation, The, 1 Court St.
♦Paul & Co., Inc., 50 Congress St.
Perry & Co., Incorporated, Arthur, 31 Milk St.
♦Pressprich & Co., R. W., 201 Devonshire St.
Preston, Moss & Company, 24 Federal St.
Putnam & Company, Inc., F. L., 77 Franklin St.
♦Rollins & Sons Inc., E. H.. 75 Federal St.
♦Rothschild & Co., L. F., 30 State St.
♦Salomon Bros. & Hutzler, 75 Federal St.
♦Shields & Company, 75 Federal St.
♦Smith, Barney & Co.. Ill Devonshire St.
Soucy & Co., 49 Federal St.
♦Stone & Webster and Blodget, Inc., 49 Federal
St.
Thornton & Curtis, 24 Federal St.
♦Tifft Brothers, 50 Congress St.
♦Trask & Co., Spencer, 50 Congress St.
Tucker, Anthony & Co., 74 State St.
Tyler & Company, Inc., 75 Federal St.
♦Union Securities Corporation, 75 Federal St.
Wainwright & Co., H. C., 60 State St.
Washburn & Company, Inc., 24 Federalist.
♦White, Weld & Co., Ill Devonshire St.
Whiting, Weeks & Stubbs Incorporated, 36
Federal St.
CAMBRIDGE
♦Jackson & Curtis, Harvard Sq.
LOWELL
♦Kidder, Peabody & Co., 9 Central St.
LYNN
♦Jackson & Curtis, 23 Central Ave.
EASTON
♦Williams & Company, Inc., C. T„ Easton Na
tional Bank Bldg.
NEW BEDFORD
♦Kidder, Peabody & Co., First National Bank
Bldg.
♦Tucker, Anthony & Co., 20 Market St.
HAGERSTOWN
♦Mackubin, Legg & Company, Wareham Bldg.
♦Stein Bros. & Boyce, 116 W. Washington St.
PITTSFIELD
♦Tifft Brothers, 100 North St.
♦BRANCH OFFICE
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
SPRINGFIELD
♦Day & Co., R. L„ Third National Bank Bldg.
♦Estabrook & Co., 1387 Main St.
♦First Boston Corporation, The, Third National
Bank Bldg.
♦Hayden, Stone & Co., 1387 Main St.
♦Jackson & Curtis, 1387 Main St.
♦Kidder, Peabody & Co., 1391 Main St.
♦Paine, Webber & Co., Third National Bank Bldg.
♦Putnam & Company, Inc., F. L., Third National
Bank Bldg.
♦Rollins & Sons Inc., E. H., 1387 Main St.
Tifft Brothers, 1387 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Third
National Bank Bldg.
JACKSON
♦Dominick & Dominick, 120 W. Michigan Ave.
MISSOURI
KANSAS CITY
Southwestern Group
LANSING
♦Hutton & Company, W. E„ 121 W. Michigan
Ave.
MARQUETTE
♦Paine, Webber & Co., 106 Harlow Block.
WORCESTER
Adams, Mudge & Co., 340 Main St.
♦Lee Higginson Corporation, 16 Norwich St.
♦Paine, Webber & Co., State Mutual Bldg.
♦Tifft Brothers, 332 Main St.
♦Trask & Co., Spencer, 340 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Slater
Bldg.
♦Wood, Struthers & Co., State Mutual Bldg.
1911
SAGINAW
♦Cray, McFawn & Petter, Second National Bank
Bldg.
•Allyn and Company, Inc., A. C., 1012 Baltimore
Ave.
Baum Bernheimer Company, 1016 Baltimore Ave.
Callender, Burke & MacDonald, Fidelity Bank
Bldg.
♦Childs and Company, Inc., C. F., 15 W. Tenth St.
City National Bank and Trust Company, 18th
St. & Grand Ave.
*
Commerce Trust Company, Tenth & Walnut Sts.
♦Harris Trust and Savings Bank, 1204 Commerce
Bldg.
(Representative of Investment Department,
Chicago.)
♦Mercantile-Commerce Bank and Trust Company,
Dwight Bldg. (Correspondent of St. Louis.)
♦Moseley & Co., F. S., R. A. Long Bldg.
Prescott, Wright, Snider Company, 918 Baltimore
Ave.
♦Rollins & Sons Inc., E. H., Land Bank Bldg.
♦Seerley & Co., Inc., John J., 1004 Baltimore Ave.
Stern Brothers & Co., 1015 Baltimore Ave.
♦Straus Securities Company, Midland Bldg.
Weltner & Co., A. E., Dwight Bldg.
ST. JOSEPH
MICHIGAN
Michigan Group
ANN ARBOR
♦Watling, Lerchen & Co., Ann Arbor Trust Bldg.
DETROIT
Alison & Company, Buhl Bldg.
♦Allyn and Company, Inc., A. C., Buhl Bldg.
Baker, Simonds & Co., Buhl Bldg.
♦Ballman & Main, Dime Bank Bldg.
♦Blair & Co., Iuc., Buhl Bldg.
♦Blyth & Co., Inc., Buhl Bldg.
♦Braun, Bosworth & Company, Penobscot Bldg.
Campbell, McCarty & Company, Inc., Buhl Bldg.
Carey & Co., Matthew, Union Guardian Bldg.
Clayton and Company, Fidelity Bldg.
Cray, McFawn & Petter, Fidelity Bldg.
Crouse & Company, Penobscot Bldg.
First of Michigan Corporation, Buhl Bldg.
♦Harriman Ripley & Co., Incorporated, Penobscot
Bldg.
♦Harris Trust and Savings Bank, 1223 Penobscot
Bldg.
(Representative of Investment Department,
Chicago.)
Higble Corporation, Carlton M., Buhl Bldg.
♦Hornblower & Weeks, Penobscot Bldg.
♦Hutton & Company, W. E., 600 Griswold St.
Keane & Company, Penobscot Bldg.
♦Kidder & Co., A. M„ Ford Bldg.
Livingstone & Co., S. R., Penobscot Bldg.
McDonald. Moore & Hayes, Inc., Penobscot Bldg.
Miller, Kenower & Company, Inc., Penobscot
Bldg.
O’Donnell and Company, R. C., Penobscot Bldg.
♦Paine, Webber & Co., Penobscot Bldg.
Parcells & Co., Charles A., Penobscot Bldg.
Peter, Keenan & Co., Buhl Bldg.
♦Rollins & Sons Inc., E. H., National Bank Bldg.
♦Ryan, Sutherland & Co., Union Guardian Bldg.
♦Selected Investments Company, Penobscot Bldg.
Small & Co., Sidney R., Penobscot Bldg.
Smith, Hague & Co., Penobscot Bldg.
♦Stranahan, Harris & Company, Inc., Buhl Bldg.
♦Straus Securities Company, Union Guardian
Bldg.
Watkins & Fordon, Inc., Penobscot Bldg.
Watling, Lerchen & Co., Ford Bldg.
(Additional office in Fisher Bldg.)
Wedthoff & Co., Guy G., Penosbcot Bldg.
FLINT
♦Allyn and Company, Inc., A. C., Genesee Bank
Bldg.
GRAND RAPIDS
♦Cray, McFawn & Petter, Michigan Trust Bldg.
♦First of Michigan Corporation, Grand Rapids
Trust Bldg.
♦McDonald, Moore & Hayes, Inc., Grand Rapids
Trust Bldg.
♦Paine, Webber & Co., Peoples National Bank Bldg.
♦Rollins & Sons, Inc., E. H„ 60 Monroe Ave.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
MINNESOTA
Southwestern Group
Minnesota Group
First Trust Company, The, Fourth & Felix Sts.
♦Seerley & Co., Inc., John J., Schneider Bldg.
DULUTH
First and American National Bank of Duluth,
Superior St. & Third Ave., West.
Northern National Bank of Duluth, 304 W.
Superior St.
♦Paine. Webber & Co., Medical Arts Bldg.
♦Straus Securities Company, Alworth Bldg.
♦Wells-Dickey Company, Alworth Bldg.
MINNEAPOLIS
Allison-Wiiliams Company, Northwestern Bank
Bldg.
Ashmun Company, C. S., First National-Soo Line
Bldg.
Bigelow, Webb & Co., Incorporated, First
National-Soo Line Bldg.
Bishop & Co., M. IT., Thorpe Bldg.
♦Blyth & Co., Inc., Rand Tower
♦Byllesby and Company, H. M., Rand Tower
♦Central Republic Company, Rand Tower
Dain & Company, J. M., Rand Tower
First National Bank and Trust Company, 115 S.
Fifth St.
♦Harriman Ripley & Co., Incorporated, North
western Bank Bldg.
♦Hemphill, Noyes & Co., Northwestern Bank Bldg.
Jones Co., Geo. C., Northwestern Bank Bldg.
♦Kalman & Company, McKnight Bldg.
♦Mannheimer-Caldwell, Inc., Northwestern Bank
Bldg.
Needham & Company, Inc., Rand Tower
Northwestern National Bank and Trust Company
of Minneapolis, Northwestern Bank Bldg.
♦Paine, Webber & Co., Rand Tower
Piper, Jaffray & Hopwood, 115 S. Seventh St.
♦Rollins & Sons Inc., E. H., Northwestern Bank
Bldg,
♦Seerley & Co., Inc., John J., Roanoke Bldg.
♦Straus Securities Company, Rand Tower.
Thrall West Company, Northwestern Bank Bldg.
Wells-Dickey Company, Metropolitan Bank Bldg.
Wittenberg Merrick Company, Northwestern
Bank Bldg.
Woodard-Elwood & Company, Rand Tower
ST. PAUL
♦Central Republic Company, First National Bank
Bldg.
First National Bank of Saint Paul, The, Fourth &
Minnesota Sts.
Gates & Co., Stanley, 345 Robert St.
Greenman & Cook, Inc., First National Bank
Bldg.
Kalman & Company, 143 E. Fourth St.
Mannheimer-Caldwell, Inc., First National Bank
Bldg.
♦Paine, Webber & Co., Pioneer Bldg.
♦Riter & Co., Pioneer Bldg.
♦Wells-Dickey Company, Endicott Bldg.
Wood & Company, Harold E., First National
Bank Bldg.
MISSISSIPPI
ST. LOUIS
Mississippi Valley Group
Bitting & Co., 316 N. Eighth St.
Bitting, Jones & Co., Iuc., 411 N. Seventh St.
♦Blair & Co., Inc., Boatmen’s Bank Bldg.
Boatmen’s National Bank, The, 300 N. Broadway.
Bramman-Schmidt-Busch, Inc., Boatmen’s Bank
Bldg.
♦Bullock, Calvin, Security Bldg.
♦Central Republic Company, 314 N. Broadway.
♦Childs and Company, inc., C. F., 314 N. Broad
way.
Crago, Smith & Canavan, 820 Security Bldg.
♦Devine & Co., Inc., C. J., 314 N. Broadway.
D’Oench, Duhme & Co.. Inc., 315 N. Seventh St.
♦First Boston Corporation.The,314 N. Broadway.
Francis, Bro. & Co., 222 N. Fourth St.
Giger and Company, 211 N. Fourth St.
♦Goldman, Sachs & Co., Boatmen's Bank Bldg.
♦Harris Trust and Savings Bank, 919 NationalBank of Commerce Bldg.
(Representative of Investment Department,
Chicago.)
Jones & Co., Edward D., Boatmen’s Bank Bldg.
Kerwin, Fotheringham & Co., Inc., 314 N. Broad
way.
Mahan & Company, L. E., 509 Olive St.
Mercantile-Commerce Bank and Trust Company,
721 Locust St.
Metropolitan St. Louis Company, 718 Locust St.
Mississippi Valley Trust Company, Broadway &
Olive St.
♦Murdoch, Dearth & White, Inc., Boatmen’s Bank
Bldg.
Newhard, Cook & Co., 400 Olive St.
Reinholdt & Gardner, 400 Locust St.
♦Rollins & Sons Inc., E. H., 314 N. Broadway.
Ruppert & Company, Inc.., H. L., 400 Pine St.
Simon & Co., I. M„ 315 N. Fourth St.
Smith, Moore & Co., 509 Olive St.
Stifel, Nicolaus & Co., Inc., 314 N. Broadway
Stix & Co., 509 Olive St.
Taussig, Day & Company, Inc., Boatmen’s Bank
Bldg.
Theis & Sons. Inc., Albert, 410 Olive St.
Walker & Co., G. H., 503 Locust St.
Whitaker & Company, Fourth & Olive Sts.
Wibbing & Co., O. H., Security Bldg.
NEBRASKA
Central States Group
LINCOLN
♦Burns, Potter & Company, Stuart Bldg.
First Trust Company of Lincoln, The, Tenth &
O Sts.
♦Wachob-Bender Corporation, Lincoln Liberty
Life Bldg.
Southern Group
JACKSON
♦Dane & Weil, Lamar Life Bldg.
♦Scharff & Jones, Inc., Lamar Life Bldg.
♦BRANCH OFFICE
OMAHA
♦Allyn and Company, Inc., A. C., Insurance Bldg.
1912
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
OMAHA—Continued
Burns, Potter & Company, 202 S. Seventeenth
St.
♦Byllesby and Company, H. M„ Farnam Bldg.
♦Central Republic Company, Insurance Bldg.
Greenway & Company, Farnam Bldg.
Hall and Company, Inc., Ware, First National
Bank Bldg.
♦Kirkpatrick-Pettis Company, Omaha National
Bank Bldg.
National Company of Omaha, The, First National
Bank Bldg.
♦Stern Brothers & Co., Insurance Bldg.
Wachob-Bender Corporation, 210-212 S. Seven
teenth St.
NEW HAMPSHIRE
New England Group
CONCORD
♦Paine. Webber & Co.. 3 Capitol St.
♦Rollins & Sons Inc., E. H., 4 School St.
KEENE
♦Wainwright & Co., H. C., 37 Main St.
MANCHESTER
♦Rollins & Sons Inc. E. H., Amoskeag Bank Bldg.
NEW JERSEY
BINGHAMTON
♦Bonbright & Co., George D. B., 97 Collier St.
BUFFALO
♦Amott, Baker & Co. Incorporated, 298 Main St.
♦Blair & Co., Inc., Ellicott Square Bldg.
♦Dominion Securities Corporation, M & T Bldg.
♦First Boston Corporation, The, Liberty Bank
Bldg.
Manufacturers and Traders Trust Company, 284
Main St.
Marine Trust Company of Buffalo, The, 237
Main St.
♦Moseley & Co., F. S., 50 Congress St.
O’Brian, Potter & Co., Liberty Bank Bldg.
Schoellkopf, Hutton & Pomeroy, Inc., 70 Niagara
St.
Union Securities Corporation, Liberty Bank Bldg.
Wood, Trubee & Co., M & T Bldg.
ELMIRA
♦Jackson & Curtis, Keeney Theatre Bldg.
♦Manufacturers and Traders Trust Company,
Hulett Bldg.
♦Treman & Co., Arthur B., 125 Lake St.
(Representatives
Chicago)
GLENS FALLS
♦Trask & Co., Spencer, Queensbury Hotel
New York Group
ASBURY PARK
•McDonnell & Co., Berkeley Carteret Hotel
BRIDGETON
♦Yarnall & Co., Feinstein Bldg.
EAST ORANGE
•Reynolds & Co., 22 Prospect St.
JERSEY CITY
Bullock, Calvin, 921 Bergen Ave.
♦Distributors Group, Incorporated, 1 Exchange PI.
♦Eberstadt & Co., Inc., F., 15 Exchange Pi.
♦Lord, Abbett & Co., Inc., 1 Exchange PI.
•Massachusetts Distributors, Inc., 15 Exchange
PI.
•Nickerson & Co., Inc., John, 15 Exchange PI.
MORRISTOWN
•Reynolds & Co., Park Square Bldg.
NEWARK
♦Boenning & Co., 744 Broad St.
♦Carroll & Co., John B., 24 Commerce St.
♦Clark, Dodge & Co., 744 Broad St.
Colyer, Robinson & Company, Inc., 1180 Ray
mond Blvd.
♦Kean, Taylor & Co., 744 Broad St.
♦Minsch, Monell & Co., Inc., 790 Broad St.
Preim & Co., C. A., 744 Broad St.
Rippel, Inc., Julius A., 744 Broad St.
Rippel & Co., J. S., 18 Clinton St.
Van Deventer Brothers, Inc., 24 Commerce St.
TRENTON
•Graham, Parsons & Co., Broad Street Bank Bldg.
♦Hemphill, Noyes & Co., Stacy-Trent Hotel.
♦Robinson, Miller & Co., Inc., 15 W. State St.
NEW YORK
New York Group
ALBANY
Cooley & Co., Inc., George R., 100 State St.
♦Hemphill, Noyes & Co., Ten Eyck Bldg.
♦Kidder, Peabody & Co., 75 State St.
♦Manufacturers and Traders Trust Company
142 State St.
♦Marks & Co., Laurence M., 75 State St.
♦Paine, Webber & Co., 90 State St.
♦Rollins & Sons Inc., E. H., 75 State St.
♦Smith, Barney & Co., 90 State St.
♦Trask & Co., Spencer, State Bank Bldg.
♦Young & Company, Inc., F. J., 90 State St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
duPont & Co., Francis I.. 1 Wall St.
Eastman, Dillon & Co.. 15 Broad St.
Eberstadt & Co., Incorporated, F., 39 Broadway
♦Elder & Company, 11 Wall St.
Eldredge & Co., Inc., 40 Wall St.
Emanuel & Co., 50 Pine St.
♦Equitable Securities Corporation, 40 Wall St.
♦Estabrook & Co., 40 Wail St.
Evans. Stillman & Co., 14 Wall St.
Fahnestock & Co., 1 Wall St.
Fenner and Beane Corporation, 67 Broad St.
Fenton & Company, Incorporated, F. R , 111
Broadway
First Boston Corporation, The, 100 Broadway
First National Bank of the City of New York,
The, 2 Wall St.
♦First of Michigan Corporation, 1 Wall St.
Fox & Company, P. F.. 1 Wall St.
Frazee & Co., Inc., E. P., 120 Broadway.
Gary & Partners, Theodore, 21 E. 40th St.
Gibbons & Company, Inc., Geo. B., 49 Wall St.
Glidden, Morris & Co., 72 Wall St.
Glore, Forgan & Co., 38 Wall St.
Goldman. Sachs & Co.. 30 Pine St.
Goodbody & Co., 115 Broadway.
♦Graham, Parsons & Co., 14 WTall St.
Granbery, Marache & Lord, 120 Broadway
Green, Ellis & Anderson, 100 Broadway
Greene and Company, 37 Wall St.
Guaranty Trust Company of New York, 140
Broadway
Hallgarten & Co., 44 Pine St.
Hannahs, Baffin & Lee, 111 Broadway
Harriman Ripley & Co., Incorporated, 63 Waff St.
♦Harris, Hall & Company, 14 Waff St.
♦Harris Trust and Savings Bank, 14 Waff St.
(Room 2908)
ITHACA
Treman & Co., Arthur B., First National Bank
Bldg.
NEW YORK CITY
Adams & Peck, 63 Wall St.
Adams, McEntee & Co., Inc., 40 Wall St.
Aldred & Co., 40 Wall St.
Allen & Company, H. L„ 100 Broadway
♦Allyn and Company, Inc., A. C., 40 Wall St.
♦Ames & Co., Inc., A. E., 2 Wall St.
(Affiliate of A. E. Ames
Co., Limited, Toronto)
Amott, Baker & Co. Incorporated, 150 Broadway
♦Auchincloss, Parker & Redpath, 52 Wall St.
Bacon. Stevenson & Co., 39 Broadway
♦Bank of Montreal, Agency, 64 Wall St.
(Agency of Bank of Montreal, Head Office,
Montreal)
Bankers Trust Company, 16 Wall St.
Barr Brothers & Co., Inc., 40 Wall St.
♦Battles & Company, Inc., 90 Broad St.
Bear, Stearns & Co., 1 Wall St.
♦Becker & Co., Incorporated, A. G„ 54 Pine St.
Bergen, John J., 40 Wall St.
Blair & Co., Inc., 44 Wall St.
♦Blyth & Co., Inc., 14 Wall St.
♦Bodell & Co., Ill Broadway.
♦Boettcher and Company, 52 Wall St.
Bonbright & Company, Incorporated, 25 Nassau
St.
♦Bonbright & Co., George D. B., 115 Broadway
Bond & Goodwin Incorporated, 63 Wall St.
Bristol & Willett, 115 Broadway
♦Brown & Sons, Alex., 2 Wall St.
Brown, Bennett & Johnson, Inc., 30 Broad St.
♦Bullock, Calvin, 1 Wall St.
Burley & Company, 115 Broadway
Burr & Company, Inc., 57 William St.
♦Byllesby and Company, H. M., Ill Broadway
Callaway, Fish & Co., 15 Broad St.
Campbell, Phelps & Co., Inc., 70 Pine St.
Carroll & Co., John B., 70 Pine St.
♦Cavalier & Co., Wm., 40 Wall St.
♦Chandler & Company, Inc., 120 Broadway
♦Chaplin & Company, 52 Broadway
Chase National Bank of the City of New York,
The, 18 Pine St.
Chemical Bank & Trust Company. 165 Broadway
♦Childs and Company, Inc., C. F., 1 Wall St.
Childs, Jeffries & Thorndike, Inc., 50 Broadway
Clark. Dodge & Co., 61 Wall St.
Clarke & Co., Inc., Richard W., 17 E. 42nd St.
♦Coffin & Burr, Inc., 70 Pine St.
♦Collin, Norton & Co., 26 Broadway
Darby & Co., Inc., 1 Wall St.
♦Day & Co., R. L„ 14 Wall St.
Devine & Co., C. J., 48 Wall St.
Dick & Merle-Smith, 30 Pine St.
♦Dickson & Company, R. S., 30 Broad St.
Dillon, Read & Co., 28 Nassau St.
Distributors Group, Incorporated, 63 Wall St.
Dominick & Dominick, 115 Broadway
♦Dominion Securities Corporation, 40 Exchange
PI.
(Branch of The Dominion Securities Corporation
Limited, Toronto)
Downs & Co., Harry, 60 Wall Tower
♦BRANCH OFFICE
of
Investment
Department,
Hatch & Co., Inc., Frederic II., 63 Wall St.
Hayden, Stone & Co.. 25 Broad St.
Hegarty & Co., Inc., D. M. S., 67 Waff St.
Heinzelmann. Ripley & Co.. Inc., 40 Exchange PI.
♦Heller, Bruce & Co., 1 Waff St.
Hemphill, Noyes & Co., 15 Broad St.
Herrman & Co., Henry, 52 William St.
Hipkins & Topping, 1 Wall St.
♦Hornblower & Weeks, 40 Waff St.
♦Hughes and Company, E. W., 1 Wall St.
♦Hutton & Company. W. E., 14 Wall St.
Hynson & Co., Incorporated, J. N., 14 Wall St.
♦Jackson & Curtis. 115 Broadway
♦Janney & Co., 14 Waff St.
Jones & Co.. Chas. H.. 20 Broad St.
Joyce Jr. Co., A. G., 115 Broadway.
♦Kaiser & Co., 40 Waff St.
Kean, Taylor & Co., 14 Waff St.
Keys & Co., C. M., 551 Fifth Ave.
Kidder & Co., A. M., 1 Waff St.
Kidder. Peabody & Co.. 17 Wall St.
(Additional office at 10 E. 45th St.)
♦Kirchofer & Arnold, Inc., 37 Waff St.
Kuhn, Leob & Co., 52 William St.
Ladenburg, Thalmann & Co., 25 Broad St.
Lahey, Fargo & Co., 31 Nassau St.
Lamport & Company, A. M„ 44 Pine St.
Lang & Co., F. P„ 40 Waff St.
Langley & Co., W. C„ 115 Broadway
Lazard Freres & Co., 120 Broadway.
Lebenthal & Co., 135 Broadway
Lee Higginson Corporation, 37 Broad St.
Lehman Brothers, 1 William St.
Lewisohn & Sons, Adolph, 61 Broadway
♦Lilley & Co., 67 Waff St.
Loeb, Rhoades & Co., Carl M., 61 Broadway
Lord, Abbett & Co., Inc.. 63 Waff St.
♦Mackubin, Legg & Company, 42 Broadway
♦Manufacturers and Traders Trust Company, 1
Wall St.
Manufacturers Trust Company, 55 Broad St.
♦Marine Trust Company of Buffalo, The, 120
Broadway
Marks & Co., Laurence M., 49 Waff St.
♦Massachusetts Distributors, Inc., 39 Broadway
♦Mather & Company, Inc., Morris, 50 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McDonnell & Co., 120 Broadway
♦McLeod, Young, Weir, Incorporated, 100 Broad
way.
♦Mellon Securities Corporation, 14 Waff St.
♦Mercantile-Commerce Bank and Trust Company
14 Waff St. (Correspondent of St. Louis)
♦Mericka & Co., Inc., Wm. J., 1 Waff St.
Merrill Lynch & Co. Inc., 40 Waff St.
Minsch, Monell & Co., Inc., 115 Broadway
♦Mitchell, Hutchins & Co., 1 Waff St.
Morgan & Co.. J. P., 23 Waff St.
Morgan Stanley & Co. Incorporated, 2 Waff St.
♦Moseley & Co., F. S., 14 Waff St.
♦Moulton & Company, R. H., 50 Broadway
Murphy & Co., G. M.-P., Ill Broadway
National City Bank of New York, 55 Wall St.
Neergaard, Miller & Co., 1 Waff St.
Newman Bros. & Worms, 25 Broad St.
New York Trust Company, The, 100 Broadway
Nickerson & Co.. Inc., John, 61 Broadway
Novotny, C. G., 120 Broadway.
♦Otis & Co., 120 Broadway
♦Paine, Webber & Co., 25 Broad St.
♦Paul & Co., Inc., 52 Waff St.
♦Perry & Co., Incorporated, Arthur, 1 Waff St.
Phelps, Fenn & Co.. 39 Broadway
Pizzini & Co., B. W., 52 Broadway
Pressprich & Co., R. W„ 68 William St.
♦Reinholdt & Gardner, 11 Wall St.
Reynolds & Co., 120 Broadway
Riter & Co., 48 Waff St.
Robinson, Miller & Co., Inc., 52 William St.
Rollins & Sons Inc., E. H., 44 Waff St.
Rothschild & Co., L. F.. 120 Broadway
. Ryan & McManus, 39 Broadway
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
NEW YORK CITY—Continued
Salomon Bros. & Hutzler, 60 Wall St
Saunders, Ashplant & Company, 2 Wall St.
Schaumburg & Co., F. W„ 52 William St.
Schlater, Noyes & Gardner, Inc., 60 Broadway
♦Schoellkopf, Hutton & Pomeroy, Inc., 63 Wall St
Scholle Brothers, 40 Wall St.
Schroder Rockefeller & Co., Inc., 48 Wall St
♦Schwabacher & Co., Ill Broadway
Seligman & Co., J. & W„ 54 Wall St.
Shields & Company, 44 Wall St.
Smith, Barney & Co., 14 Wall St.
(Additional office at 522 Fifth Are.)
Smithers & Co., F. S„ 30 Broad St.
Starkweather & Co., Ill Broadway
*Stein Bros. & Boyce, 1 Wall St.
Stemmier <s Co., 52 William St
♦Stern, Wampler & Co. Inc., 40 Wall St.
Stone & Webster and Blodget, Inc., 90 Broad St.
♦Stranahan, Harris & Company. Inc.. 115 Broad
way
♦Stroud & Company, Inc., 120 Broadway
Thomson & McKinnon, 11 Wall St.
Trask & Co., Spencer, 25 Broad St.
♦Treman & Co., Arthur B„ 61 Broadway
♦Tucker, Anthony & Co., 120 Broadway
Union Securities Corporation, 54 Wall St.
Van Alstyne, Noel & Co.. 52 Broadway
♦Van Deventer Brothers, Inc., 61 Broadway
Van Ingen & Co., Inc., B. J„ 57 William St.
♦Wainwnght & Co., H. C., 14 Wall St
♦Walker & Co., G. H„ 1 Wall St
♦Watling, Lerchen & Co., 115 Broadway.
Watson & White, 149 Broadway
♦Weeden & Co., 14 Wall St.
Wertheim & Co., 120 Broadway
White & Company, Inc., J. G„ 37 Wall St.
White, Weld & Co., 40 Wall St.
Wilmerding & Co., Inc., 120 Broadway
♦Witter & Co., Dean, 14 Wall St.
Wood, Grundy & Co„ Inc., 14 Wall St.
Wood, Low & Co., 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Young & Company, Inc., F. J., 52 Wall St.
NORWICH
♦Wood, Trubee & Co., 20 S. Broad St.
GREENSBORO
Burnett and Company, Inc., Oscar, Southeastern
Bldg.
♦Equitable Securities Corporation, Jefferson Bldg.
Lewis and Hall, Inc., Jefferson Bldg.
RALEIGH
♦Djckson & Company, R. S„ Security Bank Bldg.
Kircholer & Arnold, Inc., Capital Club Bldg.
WILSON
Branch Banking & Trust Co., 124 Nash St.
WINSTON-SALEM
♦Smith, Barney & Co., First National Bank Bldg.
Wachovia Bank & Trust Company, Third &
Main Sts.
*FiBldg°St°n Corporation- The- Union Commerce
First Cleveland Corporation, The, National City
Bank Bldg.
J
Gillis, Russell & Co., Union Commerce Bldg
♦Harriman Ripley & Co., Incorporated, Union
Commerce Bldg.
Hawley, Huller and Company, Union Commerce
Bldg,
H Bldg0'
and Company, Union Commerce
♦Hornblower & Weeks, Union Commerce Bldg.
♦Jackson & Curtis, Union Commerce Bldg
Johnson, Kase & Co., 308 Euclid Ave.
Joseph & Co., Inc., Union Commerce Bldg
McDonald-Coolidge & Co.. Union Commerce
Mericka & Co., Inc., Wm. J., 925 Euclid Ave.
Merrill, Turben & Co., Union Commerce Bldg.
Murch & Co., Maynard H„ 925 Euclid Ave
Murfey & Co„ Guardian Bldg.
National City Bank of Cleveland, The, E. Sixth
St. & Euclid Ave.
♦Nelson, Browning & Company, Union Commerce
NORTH DAKOTA
Minnesota Group
FARGO
Nelson Company, Guy A., Merchants National
Bank Bldg.
Bldg.
Otis & Co.. 216 Superior Ave., N. E.
Uaine, Webber & Co., Terminal Tower Bldg
♦Rollins & Sons Inc., E. H„ Union Commerce Bldg
♦Salomon Bros. & Hutzler, 925 Euclid Ave
en’ Stiver0&Co-v Terminal Tower Bldg.
Smith, Barney & Co., Union Commerce Bldg
StBIdghan’ Harris & Company. Inc., Hippodrome
OHIO
AKRON
COLUMBUS
Northern Ohio Group
Ohio Valley Group
♦Jackson & Curtis, Ohio Bldg
♦McDonald-Coolidge & Co., Akron Savings & Loan
Bldg.
♦Murfey & Co., First Central Trust Bldg
♦Nelson, Browning & Company, First Central
Tower
*§iapc<^hl£ Securities Company, 51 N. High St
♦Blair & Co., Inc., 51 N. High St.
Cleveland Corporation, The, A. I. U. Bldg.
^Bldgla C^"^001<^^e *
IIunt'n£ton Bank
CANTON
♦Otis & Co., Huntington National Bank Bldg
♦Paine, Webber & Co. 17 S. High St
Sweney, Inc., Lowry, 17 S. High St.
Northern Ohio Group
DAYTON
♦McDonald-Coolidge & Co., Citizens Bldg.
ONEONTA
♦Treman & Co., Arthur B., 243 Main St.
POUGHKEEPSIE
♦Eastman, Dillon & Co., 39 Market St.
ROCHESTER
Bonbright & Co., George D. B., Powers Bldg
*Le^,JHisginson Corporation, Lincoln-Alliance
Bldg.
♦Rothschild & Co., L. F., Lincoln-Alliance Bldg
Sage. Rutty & Company, Inc., 45 Exchange St.
Schosllkopf, Hutton & Pomeroy, Inc., LincolnAlliance Bldg.
♦Stone & Webster and Blodget, Inc., Reynolds Ar
cade Bldg.
♦Tucker, Anthony & Co., 16 Main St., E.
♦Wood. Trubee & Co.. Lincoln-Alliance Bldg.
SCHENECTADY
♦Trask & Co., Spencer, 212 State St.
SYRACUSE
♦Blair & Co., Inc., State Tower Bldg.
♦Harriman Ripley & Co., Incorporated, Onondaga
Bank Bldg.
♦Lee Higglnson Corporation, 206 Highland St.
♦Treman & Co., Arthur B., State Power Bldg
♦Lnion Securities Corporation, State Tower Bldg
UTICA
*Tr£?ian & Co> Arthur B„ First National Bank
Bldg.
WATERTOWN
♦Treman & Co., Arthur B., Ill Stone St.
NORTH CAROLINA
Southeastern Group
CHARLOTTE
Dickson & Company, R. S., Wilder Bldg
Interstate Securities Corporation, 200 S. Tryon
bt.
♦Scott, Horner & Mason, Inc., Johnston Bldg.
DURHAM
♦Courts & Co., Ill N. Corcoran St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1913
CINCINNATI
Ohio Valley Group
Assel, Goetz & Moerlein, Inc., Provident Bank
Bldg.
♦BancOliio Securities Company, Union Trust Bldg
♦Braun, Bosworth & Company, Union Centrai
Bldg.
Breed & Harrison, Inc., First National Bank Bldg
Brockhaus & Co.. Edward, Union Trust Bldg
Central Trust Company, The, Fourth & Vine Sts.
♦Childs and Company, Inc., C. F„ Union Trust
Bldg.
♦Devine & Co., Inc., C. J., First National Bank
Bldg.
♦Dominick & Dominick, 414 Walnut St
Field, Richards & Shepard, Inc., Union Central
Bldg.
Fifth Third Union Trust Co., The, Fourth &
Walnut Sts. .
♦First Cleveland Corporation, The, Dixie Ter
minal Bldg.
Hutton & Company, W. E., First National Bank
Bldg.
Lincoln National Bank, Fourth & Vine Sts
♦Lyons & Company, W. L., 115 E. Fourth St
Magnus & Company, Dixie Terminal Bldg
♦McDonald-Coolidge & Co., Mercantile Library
Bldg.
Nelson, Browning & Company, Carew Tower
♦Otis & Co., Mercantile Library Bldg
Provident Savings Bank & Trust Company, The
Seventh & Vine Sts.
Seasongood & Mayer, 6 E. Fourth St.
♦Stone & Webster and Blodget, Inc. Union
Central Bldg.
♦Stranahan, Harris & Company, Inc., Dixie
Terminal Bldg.
Van Lahr, Doll & Isphording, Inc., Provident
Bank Bldg.
Walter, Woody & Heimerdinger, Dixie Terminal
Bldg.
Weil, Roth & Irving Company, The, Dixie Ter
minal Bldg.
CLEVELAND
Northern Ohio Group
Ball, C°ons & Company, Union Commerce Bldg
♦BancOh10 Securities Company, Union Commerce
Bldg.
Bates & Co., Union Commerce Bldg.
♦Blyth & Co.. Inc., Union Commerce Bldg.
Borton, Kay & Co., Union Commerce Bldg
♦Bullock, Calvin, Williamson Bldg
Central National Bank, 308 Euclid Ave.
♦Central Republic Company, Union Commerce
Bldg.
♦Childs and Company, Inc., C. F„ Union Com
merce Bldg.
Cleveland Trust Company, The, 916 Euclid Ave
Curtiss, House & Company, Union Commerce
Bldg.
Emerson & Co., Incorporated, H. L., Union Com
merce Bldg.
Fahey, Clark & Co., Union Commerce Bldg.
Field, Richards & Shepard, Inc., Union Commerce
Bldg.
♦BRANCH OFFICE
Ohio Valley Group
♦Dominick & Dominick, 42 N. Main St
t Co;Jnc- Gas & Electric Bldg.
♦Joseph & Co., Inc., Winters Bank Bldg
Nelson, Browning & Company, Third National
Bldg.
LIMA
Northern Ohio Group
♦McDonald-Coolidge & Co., Lima Trust Bldg.
SPRINGFIELD
Ohio Valley Group
♦McDonald-Coolidge & Co., First National Bldg
TOLEDO
Northern Ohio Group
Braun, Bosworth & Company, Second National
Bank Blag.
Collin,Norton & Co., 508 Madison Ave.
FlBld^ eVe and CorP°ration, The, Home Bank
♦Otis & Co., 520 Madison Ave.
Prudden & Company, Inc., Ohio Bldg
Ryan, Sutherland & Co., Ohio Bldg.
Stranahan, Harris & Company, Inc., Ohio Bldg.
YOUNGSTOWN
Northern Ohio Group
♦Singer, Deane & Scribner, Union National Bank
Bldg.
OKLAHOMA
Southwestern Group
OKLAHOMA CITY
Edwards, Inc., R. J., Terminal Bldg.
First National Bank and Trust Company, First
National Bldg.
Honnold, C. Edgar, 120 N. Robinson St.
1 aylor-Stuart Company, American Natl. Bldg.
TULSA
♦Francis, Bro. & Co., Kennedy Bldg
♦Small-Milburn Company, The, Kennedy Bldg.
OREGON
Pacific Northwest Group
PORTLAND
Adams & Co., E. M., American Bank Bldg
a?£e?s£ip’ Gould & Keeler, Inc., Wilcox Bldg.
♦Blyth & Co., Inc., Pacific Bldg.
Camp & Co., Inc., Porter Bldg
♦Conrad, Bruce & Co., 316 S. W. Sixth Ave
1914
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
PORTLAN D—Continued.
♦Perris & Hardgrove, Wilcox Bldg.
First National Bank of Portland, Fifth & Stark
Sts
Hemphill, Fenton & Campbell, Inc., Porter Bldg.
Jaxtheimer & Company, 310 S. W. Sixth Ave.
Warrens, Bosch & Floan, Porter Bldg.
♦Witter & Co., Dean, 425 S. W. Sixth Ave.
Wright & Co., Marshall, Porter Bldg.
PENNSYLVANIA
ALLENTOWN
Eastern Pennsylvania Group
♦Reynolds & Co., Americus Hotel Bldg.
♦Smith, Barney & Co., Dime Trust Bldg.
BETHLEHEM
Eastern Pennsylvania Group
♦Elkins, Morris & Co.. Odd Fellows Bldg
♦Rollins & Sons Inc., E. II., Odd Fellows Bldg.
EASTON
Eastern Pennsylvania Group
♦Eastman, Dillon & Co., First National Bank Bldg.
♦Lord, Abbett & Co., Inc., First National Bank
Bldg.
♦Riter & Co., 7 Center Square.
ERIE
Western Pennsylvania Group
♦Otis & Co., 206 Marine National Bank Bldg.
♦Shields & Company, Erie Trust Bldg.
HARRISBURG
Eastern Pennsylvania Group
•Hemphill, Noyes & Co., Penn Harris Hotel
•Jones & Co., Chas. H„ State Theatre Bldg.
♦Rollins & Sons Inc., E. II., State Theatre Bldg.
HUNTINGDON
Western Pensylvania Group
♦Elkins, Morris & Co., Penn St.
LANCASTER
Eastern Pennsylvania Group
♦Clark & Co., E. W„ Fulton National Bldg.
♦Reynolds & Co., 61 N. Duke St.
PHILADELPHIA
Eastern Pennsylvania Group
♦ Adams & Peck, 1500 Walnut St.
♦Allyn and Company, Inc., A. C„ Packard Bldg.
♦Amott, Baker & Co. Incorporated, 1528 Walnut
St.
♦Auchincloss, Parker & Redpath, 1421 Chestnut
St.
♦Bankers Trust Company, Packard Bldg.
Barclay, Moore & Co., 123 S. Broad St.
Battles & Company, Inc., 1528 Walnut St.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren & Co., 1508 Walnut St.
♦Blair & Co., Inc., 225 S. Fifteenth St.
♦Blyth & Co., Inc., 1500 Walnut St.
Boenning & Co., 1606 Walnut St.
♦Bullock, Calvin, 1416 Chestnut St.
♦Burr & Company, Inc., 1500 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
♦Byllesby and Company, H. M., Stock Exchange
Cassatt & Co. Incorporated, South Penn Sq.
Chandler & Company, Inc., 1500 Walnut St.
Clark & Co., E. W„ 1531 Locust St.,
Clarke & Company, H. Vaughan, 15th & Locust
Sts
Codings and Company, C. C., 123 S. Broad St.
♦Devine & Co., Inc., C. J., Fidelity-Philadelphia
Trust Bldg.
„„„ „
♦Dominion Securities Corporation, 220 fa.
Sixteenth St.
_
^
Dougherty, Corkran & Co., 1421 Chestnut St.
Drexel & Co., 15th & Walnut Sts.
*du Pont & Co., Francis I., 123 S. Broad St.
♦Eastman, Dillon & Co., 225 S. 15th St.
Elkins. Morris & Co., Land Title Bldg
♦First Boston Corporation, The, 1616 Walnut St.
Freeman & Co., Inc., M. M., Packard Bldg.
♦Goldman, Sachs & Co., 1416 Chestnut St.
Graham, Parsons & Co., 1421 Chestnut St.
Harper & Turner, Inc., Stock Exchange Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦Harriman Ripley & Co., Incorporated, 1529
Walnut St.
Harrison & Co., 123 S. Broad St.
♦Hemphill, Noves & Co., 123 S. Broad St.
Hopper, Soliday & Co., 1420 Walnut St.
♦Hornblower & Weeks, 1429 WTalnut St.
♦Hutton & Company, W. E„ 1529 Walnut St.
Investment Registry of America Inc., 1515
Locust St.
..
, „ ,
♦Jackson & Curtis, Philadelphia National Bank
Bldg.
Janney & Co., 1529 Walnut St.
♦Kidder, Peabody & Co.. 1416 Chestnut St.
Krause, Barrows and Co., Land Title Bldg.
♦Lazard Freres & Co., Girard Trust Company Bldg.
Lilley & Co., Packard Bldg.
♦Murphy & Co., G. M.-P., 123 S. Broad fat.
Newbold’s Son & Co., W. H., 1517 Locust St.
♦Paine, Webber & Co., Fidelity-Philadelphia Trust
Bldg.
Paul & Co., Inc., 1420 Walnut St.
Phillips & Co., Samuel K„ Packard Bldg.
♦Pressprich & Co., It. W„ Girard Trust Co. Bldg.
♦Reynolds & Co., 1500 Walnut St.
♦Riter & Co., 1529 Walnut St.
♦Rollins & Sons Inc., E. H., 1528 Walnut St.
♦Smith, Barney & Co., 1411 Chestnut St.
♦Starkweather & Co., Girard Trust Co. Bldg.
♦Stone & Webster and Blodget, Inc., Packard Bldg.
Stroud & Company, Inc., 1429 Walnut St.
Suplee, Yeatman & Company, Inc., 220 S. Six
teenth St.
Swain & Company, Inc., Land Title Bldg.
Thayer, Baker & Co., 16 S. Broad St.
♦Trask & Co., Spencer, Packard Bldg.
♦Tucker, Anthony & Co., 123 S. Broad St.
Tyson Company, Warren A., 1528 Walnut St.
♦Van Alstyne, Noel & Co., 1500 Walnut St.
♦Wainwright & Co., H. C., Girard Trust Co. Bldg.
Wurts, Dulles & Co., 1416 Chestnut St.
Yarnall & Co., 1528 Walnut St.
♦Young & Company, Inc., F. J., 1616 Walnut St.
PITTSBURGH
Western Pennsylvania Group
Applegate, Geo. G., Commonwealth Bldg.
Bear & Company, S. Lee, Union Trust Bldg.
♦Blair & Co., Inc., Oliver Bldg.
♦Blyth & Co., Inc., First National Bank Bldg.
♦Byllesby and Company, H. M., Union Trust
Bldg.
♦Cassatt & Co. Incorporated, Union Trust Bldg.
Chaplin & Company, 419 Wood St.
♦Childs and Company, Inc., C. F„ 439 Fifth Ave.
Cunningham & Co., Inc., S. K., Commonwealth
Bldg.
♦First Boston Corporation, The, Farmers Bank
Bldg.
First National Bank at Pittsburgh, Fifth Ave. &
Wood St.
Glover & MacGregor, Inc., Union Trust Bldg.
♦Graham, Parsons & Co., Union Trust Bldg.
♦Green, Ellis & Anderson, Commonwealth Bldg.
Grubbs. Scott & Company, Union Trust Bldg.
♦Harriman Ripley & Co., Incorporated, Union
Trust Bldg.
, . ,
♦Hemphill, Noyes & Co., First National Bank
Bldg.
♦Janney & Co., Park Bldg.
Kay, Richards & Company, Union Trust Bldg.
{Additional offices in Oliver Bldg, and Medical
Ar<s Bldg.)
Masten & Company, A. E„ First National Bank
Bldg.
McJunkin, Patton & Company, Commonwealth
Mellon Securities Corporation, 525 William Penn
Pi.
Moore. Leonard & Lynch, Union Trust Bldg.
Peoples-Pittsburgh Trust Company, Fourth Ave.
& Wood St.
♦Rollins & Sons Inc., E. H„ Grant Bldg.
Scott & Company, James H„ Union Trust Bldg.
Singer, Deane & Scribner, Union Trust Bldg.
Thomas & Company, Union Trust Bldg.
Union Trust Company of Pittsburgh, The, Union
Trust Bldg.
Ward & Co., Norman, Grant Bldg.
Young & Co., Inc., People Bank Bldg.
SCRANTON
Eastern Pennsylvania Group
♦Green, Ellis & Anderson, Scranton Life Bldg.
♦Hallgarten & Co., First National Bank Bldg.
♦Moseley & Co., F. S., First National Bank Bldg.
♦Reynolds & Co., 516 Spruce St.
♦Rollins & Sons Inc., E. H., First National Bank
♦Smithf Barney & Co., First National Bank Bldg.
SHARON
Western Pennsylvania Group
♦Grubbs, Scott & Company, First National Bank
Bldg.
SUNBURY
Eastern Pennsylvania Group
Drass & Company, J. H., 231 Market Sq.
WILKES-BARRE
Eastern Pennsylvania Group
♦Auchincloss, Parker & Redpath, Miners Bank
Bldg.
♦Green, Ellis & Anderson, Miners Bank Bldg.
♦Rollins & Sons Inc., E. H., Second National Bank
Bldg.
♦Swain & Company, Inc., Brooks Bldg.
WILLIAMSPORT
Eastern Pennsylvania Group
♦Rollins & Sons Inc., E. H., Lycoming Trust Bldg.
YORK
Eastern Pennsylvania Group
♦Clark & Co., E. W„ 22 S. George St.
♦Reynolds & Co., Cassatt Bldg.
♦Stein Bros. & Boyce, 31 Market St.
♦Yarnell & Co., 37 W. Market St.
RHODE ISLAND
New England Group
NEWPORT
♦Kidder, Peabody & Co., 33 Bellevue Ave.
PROVIDENCE
♦Blyth & Co., Inc., Ill Westminster St.
Bodell & Co.. 32 Custom House St.
♦Estab'rook & Co., 15 Westminster St.
♦First Boston Corporation, The, Hospital Trust
Bldg.
♦Harriman Ripley & Co., Incorporated, Hospital
Trust Bldg.
♦Hornblower & Weeks, 10 Weybosset St.
♦Jackson & Curtis, Hospital Trust Bldg.
♦Kidder, Peabody & Co., 10 Weybosset St.
MacC’oll, Fraser & Co., Hospital Trust Bldg.
Miller & George, Hospital Trust Bldg.
♦Paine, WTebber & Co., Hospital Trust Bldg.
♦Perry & Co., Incorporated, Arthur, Hospital
Trust Bldg.
, m
♦Putnam & Company, me., F. L., Hospital Trust
Bldg.
♦Rollins & Sons Inc. E. H„ Turks Head Bldg.
♦Starkweather & Co., Hospital Trust Bldg.
♦Stone & Webster and Blodget, Inc., Turks Head
Bldg.
♦Whiting, Weeks & Stubbs Incorporated, Hospital
Trust Bldg.
SOUTH CAROLINA
Southern Group
CHARLESTON
Frost, Read & Co., Inc., 21 Broad St.
Kinloch, Huger & Company, 26 Broad St.
COLUMBIA
Crawford Co., Inc., G. H., Liberty Life Bldg
POTTSVILLE
Eastern Pennsylvania Group
♦Clark & Co., E. W., Schuylkill Trust Bldg.
SPARTANBURG
Law & Company, A. M„ Andrews Bldg.
TENNESSEE
READING
Eastern Pennsylvania Group
♦Clark & Co., E. W., 515 Penn St.
♦Eastman, Dillon & Co., Berkshire Hotel Bldg.
♦Graham, Parsons & Co., 605 Washington St.
♦Harriman Ripley & Co., Incorporated, Colonial
Trust Bldg.
♦BRANCH OFFICE
CHATTANOOGA
Southern Group
♦Courts & Co., Provident Life Bldg.
Elder & Company, 735 Broad St.
♦Equitable Securities Corporation,
Bldg.
Provident
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
KNOXVILLE
SoiUhern Group
VERMONT
♦Bass & Company, Jack M„ Hamilton National
Bank Bldg.
Booker & Davidson, Inc., Hamilton National
Bank Bldg.
•Cumberland Securities Corporation, Hamilton
National Bank Bldg.
•Elder & Company, Fidelity Bank Bldg.
•Equitable Securities Corporation, Hamilton
National Bank Bldg.
MEMPHIS
New England Group
Mississippi Valley Group
•Equitable Securities Corporation, Union Planters
Bank Bldg.
First National Bank of Memphis, 127 Madison
Ave.
Union Planters National Bank & Trust Co., 69
Madison Ave.
NASHVILLE
Southern Group
American National Bank, Fourth & Union Sts.
Bass & Company, Jack M., 331 Union St.
Cumberland Securities Corporation, 206 Fourth
Avenue North.
•Elder & Company, Third National Bank Bldg.
Equitable Securities Corporation. 404 Union St.
Nashville Securities Company, Inc., Fourth Ave.
at Union St.
Nunn, Shwab & Co., Nashville Trust Bldg.
Webster & Gibson, 168 Fourth Avenue North
BURLINGTON
•Kidder & Co.. A. M.. 162 College St.
CHARLOTTESVILLE
Peoples National Bank, The, Main St.
LYNCHBURG
Scott, Horner & Mason, Inc., Law Bldg.
NORFOLK
Investment Corporation of Norfolk, 215 E.
Plume St.
RICHMOND
Craigie & Co., F. W., 616 E. Main St.
Davenport & Co.. 1113 E. Main St.
•Dickson & Company, R. S., Morris Plan Bank
Bldg.
Mason-I-Iagan, Inc., 1108 E. Main St.
Richmond Corporation, The, 726 E. Main St.
•Scott, Horner & Mason, Inc., State Planters
Bank Bldg.
Scott & Stringfellow, Mutual Bldg.
WASHINGTON
Pacific Northwest Group
AUSTIN
•Barcus, Kindred & Co., Norwood Bldg.
DALLAS
Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
Callihan & Jackson, Incorporated, Republic Bank
Bldg.
Dallas Union Trust Company, Dallas National
Bank Bldg.
First National Bank in Dallas, 1401 Main St.
Garrett & Co. Inc., First National Bank Bldg.
Investment Service Corporation of Texas, Kirby
Bldg.
James, Stayart & Davis, Inc., First National Bank
Bldg.
•Mahan, Dittmar & Company, Dallas National
Bank Bldg.
Miller, Moore & Brown, Inc., Republic Bank Bldg.
O’Neil & Company, Donald. Republic Bank Bldg.
Rauscher, Pierce & Co., Inc., Magnolia Bldg.
Walker. Austin & Waggoner, Republic Bank Bldg.
SEATTLE
•Blyth & Co., Inc., 1411 Fourth Ave.
Bramhall & Stein, Hoge Bldg.
•Conrad, Bruce & Co., 1411 Fourth Ave.
Drumheller, Ehrlichman Company, Exchange
Bldg.
Ferris & Hardgrove, Exchange Bldg.
Grande & Co., Inc., Hoge Bldg.
Harper & Son & Company, Wm. P., Harper Bldg.
Hemphill Inc., Waldo, 1411 Fourth Ave.
Hughbanks Incorporated, Dexter Horton Bldg.
Huston & Co.. Harold H., Hoge Bldg.
Marine National Company, 1100 Second Ave.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Pacific National Bank of Seattle, The, Second
Ave. at Marion St.
Pratt & Company, H. P., Hoge Bldg.
Rogers & Company, Hartley, 1411 Fourth Ave.
Seattle-First National Bank, Second Ave. at
Columbia St.
Seattle Trust and Savings Bank, 804 Second Are.
•Witter & Co., Dean, Cobb Bldg.
HOUSTON
Aves & Company, Paul H., San Jacinto National
Bank Bldg.
•Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
Duquette & Co., Second National Bank Bldg.
•Fenner and Beane Corporation, Gulf Bldg.
Gregory, Eddleman & Abercrombie, First Na
tional Bank Bldg.
•Mahan, Dittmar & Company, Second National
Bank Bldg.
McClung & Knickerbocker, Inc., First National
Bank Bldg.
Moroney & Co., Espersom Bldg.
Neuhaus & Co., Inc., Union National Bank Bldg.
•Rauscher, Pierce & Co., Inc., Second National
Bank Bldg.
Rotan Co., George V., 806 Rusk Ave.
Snyder and Company, A. W., San Jacinto Na
tional Bank Bldg.
Underwood & Co., Milton R., Gulf Bldg.
White & Co., Chas. B„ Second National Bank
Bldg.
SAN ANTONIO
♦Beckett, Gilbert & Company, Inc., Majestic Bldg.
Dewar, Robertson & Pancoast, National Bank of
Commerce Bldg.
Mahan, Dittmar & Company, South Texas Bank
Bldg.
Pitman & Company, Frost National Bank Bldg.
•Ranson-Davidson Investment Company, The,
Milam Bldg.
•Rauscher, Pierce & Co., Inc., Milam Bldg.
Russ, Roe & Company, Frost National Bank
Bldg.
UTAH
Rocky Mountain Group
SALT LAKE CITY
•Blyth & Co., Inc., Kearns Bldg.
Hogle & Co., J. A., 132 Main St.
{Additional office at 820 Second Ave.)
SPOKANE
•Blyth & Co., Inc., Old National Bank Bldg.
•Ferris & Hardgrove, 425 Riverside Ave.
Murphey, Favre & Co., Spokane and EasternBldg.
Nelson and Company, Arthur E.. Paulsen Bldg.
Paine-Rice & Company, Old National Bank Bldg.
Richards & Blum, Inc., 101 N. Wall St.
Spokane and Eastern, Branch of Seattle-First
National Bank, 601 W. Riverside Ave.
TACOMA
•Conrad, Bruce & Co., Tacoma Bldg.
•Ferris & Hardgrove, W. R. Rust Bldg.
•Witter & Co., Dean, Washington Bldg.
WEST VIRGINIA
WHEELING
Western Pennsylvania Group
•Masten & Company, A. E., 1300 Market St.
WISCONSIN
Central States Group
LA CROSSE
•Harrison & Co., Carter H., Stoddard Hotel.
MADISON
•Wisconsin Company, The, First Central Bldg.
MILWAUKEE
•Allyn and Company, Inc., A. C., 735 N. Water
St.
Bingham, Sheldon & Co., 735 N. Water St.
•Central Republic Company, First Wisconsin
National Bank Bldg.
Edgar, Ricker & Co., 207 E. Michigan St.
Fox & Co.. Morris F.. 753 N. Water St.
•Harris, Hall & Company, 735 N. Water St.
Loewi & Co., 225 E. Mason St.
Marine National Exchange Bank of Milwaukee,
625 N Water St
Milwaukee Company, The, 135 W. Wells St.
•Paine. Webber & Co., 605 N. Broadway.
•Riter & Co., East Wisconsin Bldg.
•Rollins & Sons Inc., E. H., First Wisconsin
National Bank Bldg.
*8traus Securities Company, 710 N. Water St.
Wisconsin Company, The, 110 E. Wisconsin Ave.
•BRANCH OFFICE
53
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
WAUSAU
•Loewi & Co., First American State Bank Bldg.
VIRGINIA
TEXAS
FORT WORTH
•Dallas Union Trust Company, Fort Worth
National Bank Bldg.
Edwards & Company, William N.. First National
Bank Bldg.
•Rauscher, Pierce & Co., Inc., W. T. Waggoner
Bldg.
GALVESTON
Mosle and Moreland. Anico Bldg.
OSHKOSH
•Wisconsin Company, The, First National Bank
Bldg.
Southeastern Group
Texas Group
EDINBURG
•Ranson-Davidson Investment Company, The,
Hidalgo County Court House Annex.
1915
CANADA
BRITISH COLUMBIA
Pacific Northwest Group
VANCOUVER
•Ames & Co.. Limited. A. E., Royal Trust Bldg
•Dominion Securities Corporation Limited, The
510 Hastings St., W.
•Wood, Gundy & Company Limited, 744 Hastings
St., W.
VICTORIA
•Ames & Co.. Limited, A. E„ 310 Belmont House
MANITOBA
Canadian Group
WINNIPEG
•Ames & Co., Limited, A. E., Hamilton Bldg.
•Bell, Gouinlock & Co., Ltd., Lombard Bldg
•Dominion Securities Corporation Limited, The.
Union Trust Bldg.
•Mills, Spence <& Co., Ltd., Bombard Bldg
•Wood, Gundy & Company Limited, Victory Bldg.
ONTARIO
Canadian Group
HAMILTON
•McLeod, Young, Weir & Co., Ltd., Spectator
Bldg.
•Mills, Spence & Co., Ltd., Sun Life Bldg.
•Wood, Gundy & Company Limited, 1 Main St., E.
LONDON
♦McLeod, Young, Weir & Co., Ltd., Richmond
Bldg.
Midland Securities Limited, Huron & Erie Bldg.
OTTAWA
•Greenshlelds & Company, Inc., 140 Wellington
St.
•Hanson Bros. Incorporated, 56 Sparks St.
•McLeod, Young, Weir & Co., Ltd., Ottawa
Electric Bldg.
•Wood, Gundy & Company Limited, Victoria
Bldg.
TORONTO
Ames & Co., Limited, A. E., 320 Bay St
Bell, Gouinlock & Co., Ltd., 25 King St., W.
•Collier, Norris & Henderson, Limited, 320 Bay
St.
Dominion Securities Corporation Limited, The,
15 King St., W.
Gairdner & Company Limited, 320 Bay St.
♦Greenshlelds & Company, Inc., 64 King 8t.. W.
•Hanson Bros. Incorporated, 80 King St., W
•Kidder & Co., A. M„ 320 Bay St.
McLeod, Young, Weir & Co., Ltd., Metropolitan
Bldg.
•Midland Securities Limited, Dominion Bank Bldg.
Mills, Spence & Co., Ltd., 25 King St., W.
Wood,
Gundy & Company Limited, 36 King St.,*
ATT
QUEBEC
Canadian Group
MONTREAL
•Aldred & Co., Ltd., 507 Place d'Armes
(Correspondents of Aldred A Co.. New York)
♦Ames & Co., Limited, A. E„ 360 St. James St., W
Bank of Montreal, Head Office, 119 St. James St.,
•Bell/Gouinlock & Co., Ltd., Royal Bank Bldg.
•Bullock, Ltd., Calvin, Aldred Bldg.
(Branch o 1 Calvin Bullock. Jersey City)
Collier, Norris & Henderson, Limited, 507 Place
d’Armes.
•Dominick Corporation of Canada, 360 St. James
St., W.
(Corporate affiliate of Dominick A Dominick.
New York)
•Dominion Securities Corporation Limited, The.
275 St. James St., W.
•Gairdner & Company Limited, 360 St. James St..
W.
•Green, Ellis & Anderson, 437 St. James St. W.
Greenshlelds & Company, Inc., 507 Place d'
Armes
Hanson Bros. Incorporated, 255 St. James St.. W.
•Kidder & Co., A. M., 388 St. James St., W.
•McLeod, Young, Weir & Co., Ltd., 231 St. James
St.
•Mills, Spence & Co., Ltd., 507 Place d'Armes
Royal Bank of Canada, The, 360 St. James St., W.
•Wood, Gundy & Company Limited, 360 St.
James St., W.
QUEBEC
•Greenshields & Company, Inc., Price House
SHERBROOKE
•Greenshlelds & Company, Inc., Sun Life Bldg.
1916
STOCK EXCHANGE MEMBERS
CALIFORNIA
LOS ANGELES STOCK EXCHANGE
618 So. Spring St.
OFFICERS: McCiarty Harbison, President; Francis P. Graves, 1st Vice-President; Harry B. Brooks, 2nd Vice-President; Gerald C. Lambert, Treasurer;
W. G. Paul, Exec. Secretary; Inez Vermillion, Assistant Secretary; Thomas P. Phelan, Assistant Secretary.
MINIMUM COMMISSION RATES
Amended and Effective September 1,1938
Minimum Charges—Schedule I and Schedule II (not listed)
SCHEDULE “I”
Commission charges shall be based on 100 share lots in accordance with
The following minimum rates shall apply on all stocks other than Mining
the Commission Schedule regardless of trading unit In a stock.
Stocks and/or stocks competitive with the New York Stock Exchange and/
or the New York Curb Exchange.
On stocks selling under $1.00 customers minimum, $2.50; preferred
minimum, $1.75.
Preferred Rates
Customers Rates
Per 100 Less than
Per 100 Less than
Price
On stocks selling at $1.00 and over customers minimum, $5.00: preferred
Shares 100 Shares Shares 100 Shares
minimum, $3.75, except on transactions in which the amount of money in
$ .25 Pro
$ .50 Pro Rata
Under 10c.
volved is $10.00 or more but under $50.00, the minimum commission of
.50 Pro
.25.. 1.00 Pro Rata
io and under $
At $;
$2.50 may be charged customers and $1.75 to those entitled to the preferred
1.00 Pro
.50.. 2.00 Pro Rata
.25 and under
At
schedule.
2 00 Pro
.75.. 3.00 Pro Rata
.50 and under
At
On transactions in which the money involved is less than $10.00 the com
3.00 Pro
1.00.. 4.00 Pro Rata
.75 and under
At
mission charge shall be optional.
3.75 Pro
1.00 and under
2 00.. 5.00 13c a share
At
4
50
Pro
6.00
13c
a
share
3.00..
and
under
2.00
At
7.00 Pro
4.00_. 9.00 13c a share
3.00 and under
At
8.00 Pro
4.00 and under
5.00.. 10.00 13c a share
At
Application of Preferred Schedule
9.00 Pro
6 00.. 12.00 20c a share
5.00 and under
At
10.00
13.00
Pro
7.00..
20c
a
share
6.00
and
under
At
(A) Members may transact business at the rates prescribed in the preferred
11.00 Pro
8.00_. 14.00 20c a share
7 00 and under
At
schedule when such transactions are for the account of members of the
12 00 Pro
9.00.. 15.00 20c a share
8.00 and under
At
San Francisco Stock Exchange.
13.00 Pro
9 00 and under 10.00.. 16.00 20c a share
At
(B) Members may transact business at the rates prescribed in the preferred
14.00 Pro
At 10.00 and under 20.00.. 19 00 25c a share
schedule when such transactions are in securities which are also traded on
15 00 Pro
At 20.00 and under 30.00.. 20 00 25c a share
the New York Stock or Curb Exchanges and/or the San Francisco Stock
16.00 Pro
At 30.00 and under 40.00.. 21.00 25c a share
Exchange and are for the account of:
17.00 Pro
At 40.00 and under 50 00__ 22.00 25c a share
18.00 Pro
At 50.00 and under 60.00.. 23.00 30c a share
19.00 Pro
(1) Members of the New York Stock Exchange or other Exchanges
At 60.00 and under 70.00.. 24.00 30c a share
specifically approved by the Governing Board.
20.00 Pro
At 70.00 and under 80.00.. 25.00 30c a share
21.00 Pro
At 80.00 and under 90.00.. 26.00 30c a share
2) Approved banks.
22.00 Pro
At 90 00 and under 100.00.. 27 00 30c a share
23.00 Pro
At 100.00 and under 110 00_. 28 00 30c a share
24.00 Pro
At 110.00 and under 120.00.. 29.00 30c a share
Competitive Stocks
25.00 Pro
At 120.00 and under 130.00.. 30.00 30c a share
26.00 Pro
At 130 00 and under 140.00.. 31.00 Pro Rata
Transactions in securities which are also traded on the New York Stock
or Curb Exchanges shall carry the Pacific Coast customers or preferred rates
Customers and preferred board lot schedules shall be increased 81.00 for
for
such transactions when such rates are at variance herewith, except as to
each $10.00 increase in price at 140 and above and odd lot rates shall be
minimum charges.
pro rata thereof.
MEMBERS
MacLaughlin, Leo G., Co., 54 S. Los Robles Ave.,
Fewel, Marache & Co., 453 So. Spring St.
Adams-Chadwick Co., 650 S. Spring St.
Pasadena.
Friedlander
&
Speth,
Inc., 650 S. Spring St.
Akin-Lambert Co., 639 S. Spring St.
Mason Brothers, 650 S. Spring St.
Grant, D. G. Company, 453 S. Spring St.
Bacon & Co., 256 Montgomery St., San Francisco.
Miller
& Co., Revel, 650 S. Spring St.
Bankamerica Co., 650 S. Spring St.
Graves, Banning & Co., 629 S. Spring St.
Mitchum, Tully & Co., 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Greenwood, Bennett & Co., 6253 Hollywood Blvd.,
Morlan, Malcolm F„ 215 W. 7th St.
Hollywood.
Barbour, Smith & Company, 210 W. 7th St.
Morris, A. W. & Co., 325 W. 8th St.
Gregory, R. N. & Co., 210 W. 7th St.
Bateman, Eichler & Co., 453 S. Spring St.
Newland, E. H. & Co., 639 S. Spring St.
Bayly Brothers, 727 W. 7th St.
Hass, Barnes & Maxwell, 210 W. 7th St.
Brashears, G. & Co., 510 S. Spring St.
O’Melven.v-Wagenseller & Durst, 626 S. Spring St.
Hill Richards & Co., 621 So. Spring St.
California Seaboard Corporation, 634 S. Spring St.
Pacific Company of California, 623 South Hope St.
Hogle, J. A., & Co., 532 W. 6th St.
Casamajor & Doty, 619 E. Colorado St., Pasadena.
Hopkins. Hughey & Anderson, 609 S. Grand Ave.
Page, Hubbard & Asche, 210 W. 7th St.
Hurry, Hilgers & Co., 530 W. 6th St.
Cass Associates, Quincy, 530 W. 6th St.
Paul, W. G„ 618 S. Spring St.
Hutton, E. F. & Co., 623 S. Spring St.
Cavalier, Wm. & Co., 523 W. 6th St.
Rath, Howard G. Co., 523 W. 6th St.
Cavanaugh, Morgan & Co., 634 So. Spring St.
Jones & Co., William H., 215 W. 6th St.
Cook, Miller & Co., 650 S. Spring St.
Schabarum, Frank A., 634 S. Spring St.
Julian, Jr„ Wm. H„ 650 S. Spring St.
Crlsler, L. A & Co., 639 S. Spring St.
Searl-Merrick Company, 634 S. Spring St.
Keely, Kendall, 530 W. 6th St.
Crowell, Weedon & Co., 650 S. Spring St.
Staats, Wm. R. Co., 640 South Spring St.
Kerr & Bell, 629 S. Spring St.
Dobbs, Crowe & Company, 626 S. Spring St.
Sutro & Co., 210 W. 7th St.
Laswell & Co., 609 S. Grand Ave.
Duuk-Harbison Co., 634 S. Spring St.
Lester & Co., 621 So. Spring St.
Walker, M. S., & Co., 125 E. First St. ,Long Beach.
Edgerton, Riley & Walter, 621 S. Spring St.
Lewis, M. H. & Co., 453 S. Spring St.
White, Wyeth & Co., 647 S. Spring St.
Longan, Dunn & Philleo, 621 S. Spring St.
Fairman & Co., 650 S. Spring St.
Young, Clarke & Co., 215 W. 7th St.
Lopez & Co., 914^ So. Serrano St.
Fastnow, William C., 215 W. 7th St.
SAN FRANCISCO STOCK EXCHANGE
Officers: George N. Keyston, President;
(Board Room: 155 Sansome St.)
Ronald E. Kaehler, Executive Vice-President;
Frank M. Dwyer, Vice-President;
The Anglo California National Bank. San Francisco, Treasurer.
MINIMUM RATES OF COMMISSION
on Stocks, Rights and Warrants
(Hereinafter Referred to as Stocks)
Ruth Kapelsky, Secretary.
In Effect September 15, 1938
JWhenever the commission charge based on the odd lot rate is higher than a
Per
charge for a round lot (100 shares) of the same stock, the latter amount may
100 Shares Per Share Charge
Price Per Share
be charged.
___________
$2.50
Pro Rata
_______$ .50
Under 10c ________
2.50
1.00
Pro Rata
.25____ .......... .
.10 but under $
At $
♦On any individual transaction in stocks, rights and warrants, where the
2.50
Pro Rata
.50____ .............. 2.00
.25 bin under
At
total amount of money involved is $10.00 or more and less than $50.00, the
2.50
Pro Rata
.75____ _______ 3.00
.50 but under
At
minimum charge shall be $2 50 for each transaction. When the total
2.50
Pro Rata
1.00____ _______ 4.00
.75 but under
At
amount involved is less than $10.00, the minimum charge may be discre
5.00
13c
2.00____ _______ 5.00
1.00 but under
At
tionary with the member.
___________
5.00
13c
3.00____ _______ 6.00
2 00 but under
At
5.00
13c
4.00____ _______ 9.00
3.00 but under
Orders executed locally in stocks dealt in on the New York Stock Ex
At
5.00
13c
5.00____ _______10.00
4.00 but under
change or the New York Curb Exchange shall take the following New YorkAt
5.00
20c
6 00____ _______ 12.00
5.00 but under
At
Western rates for such stocks:
5.00
20c
7.00____ _______13.00
6.00 but under
At $1.00 but under $2.00 per share____$7.00 per 100 shares
At
5.00
20c
8.00____ ..............14.00
7.00 but under
At $2.00 but under $3.00 per share____$8.00 per 100 shares
At
5.00
20c
9.00____ _______15.00
8.00 but under
At
Minimum
BONDS
5.00
20c
9.00 but under 10.00____ _______16.00
At
Charge
5.00
25c
At 10.00 but under 20.00____ _______19.00
Up
to
$125.00,
$10,000
lots
$25.00
per
$10,000
par
value................
$2.50
5.00
25c
At 20.00 but under 30.00____ ..............20.00
(Odd
Lots
Pro
Rata)
5.00
25c
At 30.00 but under 40.00____.............. 21.00
At
$125.00
and
over
rates
for
stocks
apply
5.00
25c
At 40.00 but under 50.00____ _______22.00
(except that an odd lot is less than $10,000 par value).
5.00
30c
At 50.00 but under 60.00____ _______23.00
5.00
30c
On all shipments of securities for customers (or incident to customers’ pur
At 60.00 but under 70.00____ ..............24.00
5.00
30c
chases or sales), whether eastbound or westbound, insurance and postage
At 70.00 but under 80.00____ .............. 2500
5.00
30c
shall be charged to all customers at the following rates:
At 80.00 but under 90.00____ .......... .. 26.00
5.00
30c
REGULAR MAIL (RAIL): 15c per $1,000 of market value on nonAt 90.00 but under 100.00___________ 27.00
5.00
30c
negotiable securities with a minimum charge of 30c; 20c per $1,000 of
At 100 00 but under 110.00____ _______ 28.00
market value on negotiable securities with a minimum charge of 45c. AIR
At 110.00 and over,..
MAIL: 30c per $1,000 of market value on non-negotiable securities with a
the commission per 100 shares shall be increased $1.00
minimum charge of 50c; 50c per $1,000 of market value on negotiable
for each $10.00 increase in selling price.
securities with a minimum charge of 75c. If a member accounts to a custom
THE ODD LOT RATE on stocks selling:
er for several orders involving one shipment, the total proceeds may be
added and the insurance and postage charges may be made on the total
At $110 00 but under $130.00 per share, shall be 30c per share.
proceeds at the rates above specified
At $130.00 per share and above, shall be a pro rata of the round lot rate.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1917
SAN FRANCISCO STOCK EXCHANGE—Continued
Adams, W. W., 465 California St.
Adams, W. W. & Co., 465 California St.
Alanson, Bertram E., 486 California St.
Alanson Bros. & Co., 486 California St.
♦American Brokerage, Inc., Montgomery St. at
Columbus Ave.
Atkinson, Douglas G„ 50 Post St.
Bacon & Co., 256 Montgomery St.
Bacon, Wm. R„ 256 Montgomery St.
Baerwald, Ernst., Suite 12, Mills Bldg.
•Bankamerica Company, 485 California Street
Barth & Co., J„ 482 California St.
Berl, Edwin D., 256 Montgomery St.
Blessing, Don, 490 California St.
Bolton & Co., Robert C., 486 California St.
Bond, Pierce & Co., 519 California St.
Bond, Paul G., 519 California St.
Brayton, Harold, 50 Post St.
Brennan, James E„ 50 Post St.
Broy, D. M., Russ Bldg.
Buchanan & Co., H. H., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Cavalier, Wm. & Co., 121 Sutter St.
Clayburgh, Herbert E., 482 California St.
Coleman, Jr.. Robert L., 133 Montgomery St.
Coons, Milton & Co., 232 Montgomery St.
Davies & Co., 2800 Russ Bldg.
Davis, Skaggs & Co., 211 Montgomery St.
Dickey & Co., 216 Montgomery St.
Dickey, Wm. Duvall, 216 Montgomery St.
Douglass, Earl S., 317 Montgomery St.
Duncan & Co., Calvin E., 519 California St.
Dunn, Frank M., 232 Montgomery St.
Dwyer, Frank M„ 155 Sansome St.
Dwyer & Parrish, 155 Sansome St.
Eastland, Douglass & Co., 317 Montgomery St.
Ede, Jr., William, 569 Russ Bldg.
Ehrman, Jr., Alexis L„ 133 Montgomery St.
•Elworthy & Co., Ill Sutter St.
MEMBERS AND MEMBER FIRMS
Epstein, Gustav, 482 California St.
Fay, Jr., Charles W., 155 Sansome St.
Fisher & Co., 351 Montgomery St.
Frankenheimer, B. J., Ill Sutter St.
Greene, Howard J., 407 Montgomery St.
Greenwood, G. M., 1501 Russ Bldg.
Greenwood-Raggio & Co., 1501 Russ Bldg.
Gross, Richard P„ Kohl Bldg.
Gross, Richard P. & Co., Kohl Bldg.
Hauck, Joseph, 633 Market St.
Heintz, Geo. A., 351 Montgomery St.
Hoelscher, Sherman, 265 Montgomery St.
Holt & Ede, 569 Russ Bldg.
Hooker & Fay, 155 Sansome St.
Hooker, John R., 155 Sansome St.
Howell, James B., Ill, 405 Kohl Bldg.
Jacobsen, Rudolph E„ 486 California St.
Jenkins, Reginald C. (Deceased), care of Logan &
Bryan, 42 Broadway, New York, N. Y.
Johnson, Joseph A., 517 California St.
Kahn, Sidney P., 482 California St.
Keyston & Co., 50 Post St.
Keyston, F. B. Co., 50 Post St.
Keyston, George N., 50 Post St.
Koshland, Max I., & Co., Suite 12, Mills Bldg.
Lawson, Levy & Williams, 1 Montgomery St.
Leib, William F., 3014 Russ Bldg.
Leib, O'Connor & Co., 3014 Russ Bldg.
Lewis & Broy, Russ Bldg.
Lilienthal, M. P., 532 Russ Bldg.
Lilienthal, M. P., & Co., 532 Russ Bldg.
Lundborg, Irving & Co., 604 Kohl Bldg.
Mason Brothers, Central Bank Bldg., Oakland and
1 Montgomery St., San Francisco.
Maxwell, Victor T„ 1 Montgomery St.
McDonnell & Co., 633 Market St.
McNear & Company, 362 Russ Bldg.
McNear, Edward H., 362 Russ Bldg.
Miller, G. Willard. 45 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
(Associate Member*)
Mitchum, Colis, 405 Montgomery St.
Monasch & Co., 485 California St.
Monasch, Jr., David J., 485 California St.
Norris, Lucius G., 625-A Russ Bldg.
Park, Howard G., Santa Ynez, Calif.
Parrish, Earl T., 155 Sansome St.
Pierce, E. A., & Co., 301 Montgomery St.
Platt, Robert R., 2800 Russ Bldg.
Pringle, Edward 0., 317 Montgomery St.
Purrington, Elwin E„ 50 Post St.
Raiss, Carl, & Co., 256 Montgomery St.
Raiss, Louis C„ 256 Montgomery St.
Schwartz, Sidney L., 407 Montgomery St.
Shaughnessy, Frank C., & Co., 604 One Eleven
Sutter Bldg.
Shaughnessy, Frank C., 604 One Eleven Sutter
Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
Simon, Richard O., 482 California St.
Skaggs, C. W„ 211 Montgomery St.
♦Staats, Wm. R., Co., 155 Montgomery St.
Stern, John D., & Co., Ill Sutter St.
Strassburger & Co., 133 Montgomery 8t.
Sutro, Adolph G„ 1000 Point Lobos Ave.
Sutro & Co., 407 Montgomerv St.
Swift & Co., Henry F., 490 California St.
Traylor, John C., 50 Post St.
Van der Naillen, Ralph E., 1 Montgomery St.
Wade-Lewin Co., 517 California St.
Walston & Co., 265 Montgomery St.
Watson, R. B., 50 Post St.
Wheeler, Rollo C., 2011 Russ Bldg.
Wight, C. R„ 519 California St.
Willard, Robert H., 121 Sutter St.
Williams, Harold B., 1 Montgomery St.
Wilson, Francis A., 1112 Russ Bldg.
Witter, Dean & Co., 45 Montgomery St.
Woods, Wm. W., 301 Montgomery St.
COLORADO
COLORADO SPRINGS STOCK EXCHANGE
President—William Gray, Mining Exchange Bldg.
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
(P. O. Box 196)
BATES OF COMMISSION
Adopted December 31,1925
Under lc per share...................................................... $ .50 per 1,000 shares
1,000shares
At lc and under 2c per share............................................. 75 per
At 2c and under 5c per share..................................... 1.25 per
1,000shares
At 5c and under 10c per share....................
2.00 per
1,000shares
At 10c and under 20c per share................................ 3.00 per
1,000shares
At 20c and under 30c per share.... ........................... 4.00 per
1,000shares
5.00 per
1,000shares
At 30c and under 40c per share...................
At 40c and under 50c per share.............................. 6.00 per
1,000shares
At 50c and under 75c per share............................... 7.50 per
1,000shares
At 75c and under $1.00 per share............................. 10.00 per 1,000 shares
At $1.00 and under $2.00 per share.____ ______ 2.00 per 100 shares
At $2 00 and under $3.00 per share......................
4.00 per 100 shares
At $3.00 and under $5 00 per share......................... 5.50 per 100 shares
At $5.00 and under $10.00 per share...................... 7.50 per 100 shares
•At $10.00 and under $25.00per share..................... 15 00 per 100 shares
At $25.00 and over per share..................................... 25.00 per
100shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
•Golden Cycle Corp.—20c per share.
Balkam, C. M„ 338 First Nat’l Bk. Bldg.
Gray, William, Mining Exchange Bldg.
Hopkins, C. D., Mining Exchange Bldg.
Hughes, E. W. & Co., Mining Ex. Bldg.
ON BONDS
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values of $100 to $500 inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond in even multiples of $1,000 par value.
BOARD-LOTS
5,000 shares in stocks selling at less than 2c per share.
1,000 shares In stocks selling at 2c and less than 50c per share.
500 shares in stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development, Holly Oil, in which 100 shares consti
tute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only
MEMBERS
Leipheimer, N., Independence Bldg.
Sachs, Henry, First Nat’l Bk. Bldg.
Underwood, J. F„ Golden Cycle Bldg.
Nicholson, W. F., Mining Ex. Bldg.
Young, H. A., Independence Bldg.
Quentin, E. E. & Co., 930 Equitable Bldg., Denver.
Young, R. S., Independence Bldg.
DISTRICT OF COLUMBIA
WASHINGTON STOCK EXCHANGE
632 Washington Bldg.
Washington Stock Exchange Officers:
William W. MacKall, Jr., Pres.
George M. Ferris, V. P.
Edson B. Olds, Sec.
Harold C. Patterson, Tr.
COMMISSION CHARGES
(Effective March 15, 1938)
BONDS
Government..._______________________________
All other bonds_____ _______ ___________ _______
12J^c. per $100
25c. per $100
STOCKS
Under 50c........ .
. lj^c per share
50c to J^ths...
. 3c per share
1 to lJ-Sths.
. 5c per share
2 to 4%ths.
. 8c per share
5 to 9%ths.
.12c per share
10 to 24%ths.
. 15c per share
25 to 49J^ths.
.20c per share
50 to 74J^ths.
25c per share
75 to 99%ths.
37}4c per share
100 to 109%ths.
50c per share
For each additional $10 or fraction thereof, 5c additional.
Commissions on Rights shall be the same as those fixed for stocks
Fraction shares,
of regular commission.
Minimum charge on transactions amounting to $50 or more, $3.
Under $50, 6% of amount, or $1.50 whichever is higher.
Further information on firms appearing in bold iace type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1918
WASHINGTON STOCK EXCHANGE—Continued
Anglin, Thos. L., Woodward Bldg.
Auchincloss, Parker & Redpath, 719 15th St.,
N. W.
Booker, Yelverton E„ American Security Bldg.
Booker, Y. E„ & Company, American Security
Bldg.
Brawner Jno. F., c/o Waggaman, Brawner & Co.,
Inc., 1700 Eye St.. N. W.
Brown, Goodwyn and Olds, American Security
Bldg.
Casllear, R. A., Falls Church, Va.
Coe, Wm. C., Woodward Bldg.
Cramer, Geo. F., 1700 Eye St., N. W.
Elgin, James C., Hibbs Bldg.
English, Merton A., Washington Bldg.
Erwin, Henry P., Hibbs Bldg., 725 15th St. N. W.
Exnicios, Marshall O., Shoreham Bldg.
Fenner & Beane, 815—15th St., N. W.
Ferris, George M., Washington Bldg.
Ferris & Co., Inc., George M., Washington Bldg.
Folger, Nolan & Co., Inc., American Security Bldg.
Garrett, George A., 815 15th St., N. W.
Gockeler, C. J., 619 14th St., N. W.
MEMBERS
Golden, Theodore T„ American Security Bldg.
Hall, Frank M„ Southern Bldg.
Hall, Peters and Bryson, Southern Bldg.
Hendrick, J. Thilman, Hibbs Bldg.
Hillyer, Edward L., c/o Union Tr. Co.
Hoffman, John M., 719—15th St., N. W.
Jacobsen, Charles, 613 15th St.. N. W.
Johnson, O. H. P. (estate of), 613 15th St., N. W.
Johnston, James M., Southern Bldg.
Johnston, Lemon, & Company, Southern Bldg.,
15th & H Sts., N. W.
Jones, Robert C., Shoreham Bldg., 15th & H Sts.,
N. W.
Jones & Co., Inc., Robert C., Shoreham Bldg.
Legg, Jr., John C., Woodward Bldg.
Lemon, James H„ Southern Bldg.
Mackall, Jr., William W.. Woodward Bldg.
Mackall, W. W. & Co., Woodward Bldg.
MACKUBIN, LEGG & CO., Woodward Bldg.
15th & H Sts., N. W.
McKnew, Fairfax & Company, Inc.. 719 15th
St., N. W.
Nees, Bernard J„ Southern Bldg.
Nolan, James P., American Security Bldg.
O’Brien, Robert Lee, American Security Bldg.
O’Donnell, James, 15th and Eye Sts., N. W.
Olds, Jr. Edson B., American Security Bldg.
Parker Jr., Chauncey G„ 719 15th St., N. W.
Patterson, Harold C., 719 15th St., N. W.
Perry, J. Carl, Hibbs Bldg.
Quail, Myles H„ American Security Bldg.
Robinson, T. Baker, Union Trust Bldg.
Robinson, Rohrbaugh & Lukens, Union Trust Bldg.
Rodler, P. P., Hibbs Bldg.
Thoron, Benjamin, 2900 N. St., N. W.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales, Kenneth S., 815 15th St.
Wales & Company, Inc., K. S., 815 15th St., N. W.
Westheimer, Milton F., 211 E. Redwood St., Balti
more, Md.
Westheimer & Company, 211 E. Redwood St.,
Baltimore, Md.
Wilkins, John F., 1700 Massachusetts Ave., N. W
HAWAII
HONOLULU STOCK EXCHANGE
Officers: G. H. Kellerman, President; S. A. Walker, Vice-President; Geo. E. Parker, Executive Secretary; Hawaiian Tr. Co., Ltd., Treasurer.
MINIMUM RATES OF COMMISSION
Adopted by
HONOLULU STOCK EXCHANGE
Effective January 28, 1939
On stocks, rights and warrants executed locally—listed and unlisted
per share
$ 40.00 and under $50.00 0.30
Selling
at
He per share
Selling below $ 0.10
it
it
“
60.00 0.35
50.00
0.10 and
under
$ 0.50 0.01
Selling
at
tt
it
tt
0.35
*
“
70.00
tt
tt
60.00
a
a
1.00 0.01M tt
0.50 tt
it
it
tt
“
“
“
80.00 0.40
70.00 '
tt
ft
“
2.00 0.02
1.00
it
it
it
it
“
90.00 0.40
tt
it
80.00 ‘
“
0.04
3.00
2.00 ftit
ti
it
it
tt
100.00 0.40
90.00 ‘ •
a
a
“
0.06
4.00
3.00 it
it
ti
a
it
it
hi of i%
a
a
100.00 * above
5.00 0.08
4.00 tt
tt
it
tt
u
a
6.00 0.10
5.00 it
Minimum Commission Rates on Stocks, Rights and Warrants—
a
tt
u
it
7.00 0.12
6.00 tt
When the amount involved in the transaction is less than $5.00, the com
tt
it
tt
tt
u
8.00 0.14
7.00 it
mission shall be as mutually agreed. When the amount is $5.00 or more,
it
tt
a
u
9.00
0.16
8.00 tt
but
less than $10.00, the minimum commission shall be $1.00. When the
tt
it
tt
tt
10.00 0.18
9.00 tt
amount
involved is $10.00 or more, but less than $50.00, the minimum com
tt
ft
tt
tt
tt
15.00 0.20
10.00 tt
mission
shall be $2.00. Otherwise, the minimum commission shall be $3.00
tt
tt
it
tt
tt
20.00 0.22
15.00 it
on
each
individual transaction.
it
if
it
tt
a
25.00 0.24
20.00 it
it
tt
tt
On Bonds the minimum commission rate is one quarter of one per cent on
it
u
30.00 0.26
25.00 it
tt
tt
it
tt
a
par,
but
not less than 50c.
40.00 0.28
30.00
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., Ltd., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
MEMBERS
Duisenberg & Co., 114 Merchant St.
Hawaiian Trust Co., Ltd., 120 S. King St.
Love, W. A., P. O. Box 578.
Rice, Jr.. A. H„ 227 S. King St.
Walker, Samuel A., 828 Fort St.
Witter, (Dean) & Co., 115 Merchant St.
ILLINOIS
CHICAGO STOCK EXCHANGE
(120 South LaSalle St.)
Charles C. Renshaw Chairman, Executive Committee;
Officers: Arthur M. Betts, Chairman of the Board;
Sidney L. Parry, Vice-President;
Kenneth L. Smith, President;
C. R. Bergherm, Assistant Vice-President;
R. Arthur Wood, Vice Chairman, Executive Committee;
Waiver R. Hawes, Secretary;
Martin E. Nelson, Treasurer;
Carl E. Ogren, Assistant Secretary,
Charles F. Duvall, Assistant Secretary;
RATES OF COMMISSION
(a2) On business for members of the Exchange when a principal is not
ARTICLE XVI
given up, the commission shall be not less than the following:
COMMISSIONS
As may be mutually agreed upon.
Section 1. Commissions shall be charged and paid under all circum
Selling at less than 1% of face
stances. upon all purchases or sales of securities dealt in upon the Exchange
value of principal—
wherein a member acts as an agent and shall be absolutely net and free
Not less than 62Hc per $1,000 face
Selling at 1% or above but under
from all or any rebatement, return, discount or allowance, and no bonus
value of principal.
10% of face value of principal—
or any percentage or portion of the commission shall be given, paid or
allowed, directly or indirectly, or as a salary or portion of a salary, to any
Not less than $1.25 per $1,000 face
Selling at 10% of face value of
clerk or person for business sought or procured for any member of the
value of principal.
principal and above—
Exchange.
(a3) On business for members of the Exchange when a principal is given
When a member acts as a principal in a transaction with a non-member,
). the commission shall be not less than the following:
the price charged to the non-member shall reflect an amount equal to the
commission prescribed for a similar transaction if made on an agency basis.
As may be mutually agreed upon.
Selling at less than 1% of face
Sec. 2. Commissions shall be calculated on the basis hereinafter specified:
value of principal—
Not less than 25c per $1,000 face
Selling at 1% or above but under
BONDS
value of principal.
10% of face value of principal—
(a) On bonds, having more than five years to run:
(al) On business for parties not members of the Exchange, including
Not less than 37J4c per $1,000 face
Selling at 10% of face value of
joint account transactions in which a non-member is interested: transactions
value of principal.
principal and above—
for partners not members of the Exchange; and for firms of which the
(b) On securities of the United States, Porto Rico and the Philippine
Exchange member or members are special partners only, the commission
Islands, and of states, territories and municipalities therein, on business
shall be not less than the following:
for members of the Exchange as well as non-members, the restrictions as to
As may be mutually agreed upon.
Selling at less than 1% of face
minimum commissions contained in this Article shall not be applicable, but
value of principal—
the rates to be charged shall be such as may be mutually agreed upon.
Not less than $1.25 per $1,000 face
Selling at 1% or above but under
(c) On Bonds or Notes of Foreign Countries having five years or less
value of principal.
10% of face value of principal—
to run; Bonds, Notes of Corporations having five years or less to run; such
Not less than $2.50 per $1,000 face
Selling at 10% of face value of
rates
to members or non-members as may be mutually agreed upon.
value of principal.
principal and above—
further Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list in each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1919
CHICAGO STOCK EXCHANGE—Continued
KATES OF COMMISSION—Continued
STOCKS
(f) In transactions where orders are received from a member on which
the clearing member is given up by said member or by his order, the respon
sibility of collecting the full commission, as specified in paragraphs (a2),
(b), (c) and (d2) hereof, shall rest with said clearing member. It shall be the
duty of the broker who executes such orders to report such transactions
to the clearing member and, to bill and collect from it therefor at the rate
specified in paragraphs (a3), (b), (c) and (d3) hereof; and also that where
a broker executes an order for a member and clears the security himself,
he must charge the rates specified in paragraphs (a2), (b), (c) and (d2)
hereof.
(g) The minimum charge for the service of clearing members’ trans
actions shall be not less than the difference between the prescribed minimum
rates for clearance and give-up business in paragraphs (d2) and (d3) of
this section.
(h) The commission rate to non-members and members on stocks which,
pursuant to call or otherwise, are to be redeemed within twelve months shall
be not less than one-half the rates prescribed in Section 2 and Section 3 of
this article.
(d) On Stocks, Rights and Warrants (hereinafter referred to as stocks),
except on called stocks:
(dl) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested: transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
On Stocks Selling
Per Share
at 1/256 of $1
0.1
at 1/128 of $1
0.15
at 1/ 64 of $1 and above but under 2/32 of$1
0.5
at 2/ 32 Of $1
0.5
over 2/ 32 of $1 but under 8/32 of $1
l
at 8/ 32 of $1 and above but under 1/2 of $1
1.5
at 1/
2 of SI and above but under $1
3
at $1 and above but under $ 2
5
at S2 and above but under $ 3
6
at $3 and above but under $ 4
7
at S4 and above but under $ 5
8
at $5 and above but under $6
9
at $6 and above but under $ 7
10
at S7 and above but under S 8
n
at S8 and above but under $ 9
12
at $9 and above but under S10
13
On stocks selling at $10.00 and above, a 13-cent base rate plus one cent
for each $10 of the price per share.
Provided, however, that the minimum commissions on non-member
business shall be not less than as provided in Section 3 of this Article.
(d2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
On Stocks Selling
Per Share
at 1/256 of $1
0.05
at 1/128 of SI
0.1
at 1/ 64 of SI and above but under 2/32of SI
0.2
at 2/ 32 Of SI
0.375
0.5
over 2/ 32 of SI but under 8/32 of SI
at 8/ 32 of SI and above but under 1/2of SI
0.75
at 1/ 2 of $1 and above but under $1
0.8
at $1 and above but under $10
1.8
at $10 and above but under $50
3.9
at $50 and above but under $100
4.1
at $100 and above but under $125
4.2
at $125 and above
5.3
Sec. 3. The minimum commission on transactions in stocks for non
members shall:
(a) where the transaction involves less than $5.00, be as mutually
agreed upon;
(b) where the transaction involves $5.00 or more but less than $50.00,
be 6% of such amount or $1.00, whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than
$3.00;
Provided, however, that the commission to be charged on a single order
to buy or sell a stated number of shares of a single security at a single price,
although price changes may be made within the time limit of the order,
shall be calculated on the basis of one order without regard to the number
of transactions involved in the execution of the order; and provided further,
that the commission to be charged on a limited order involving the purchase
or sale of a full lot and an odd-lot of a single security with the regular odd-lot
differential taken into consideration in the price of the odd-lot shall be
calculated on the basis of one order.
(d) Upon business for members of the Exchange the minimum commis
sion on one transaction in stocks shall be $1 upon stocks selling at $10 and
above per share, and 50c upon stocks selling below $10 per share but not
less than $1 per share; except that the commission charged a registered oddlot dealer by an odd-lot agent shall be calculated in accordance with para
graph (d3) of Section 2 of this Article without minimum.
Sec. 4. No suspended member, nor any firm registered on the Exchange
by reason of his membership, shall be entitled to members’ rates during the
time of suspension, except members’ rates may be charged where suspension
has been for insolvency.
Provided, however, that the minimum commissions on individual trans
actions shall be not less than as provided for clearance business in Section 3
of this Article.
(d3) On business for members of the Exchange when a principal is given
np, the commission shall be not less than the following:
On Stocks Selling
Per Share
at 1/256 Of $1
0.05
at 1/128 of $1
0.1
at 1/ 64 of $1 and above butunder 2/32 of $1
0.1
at 2/ 32 of $1
0.25
over 2/ 32 of $1 but under 8/32 of $1
0.25
at 8/ 32 of $1 and above butunder 1/2of $1
0.5
at 1/ 2 of $1 but under $1
0.5
1.3
at $ 1and above but under $ 10
at $ 10and above but under $ 50
2.6
at $ 50and above but under $100
2.7
at $100and above but under $125
2.8
at $125 and above
3.3
Sec. 5. No agreement or arrangement shall be entered into between a
member or his firm and a customer, whereby special and unusual rates of
interest are stipulated or money advanced upon unusual terms are made a
condition in connection with the conducting of an account, with intent
thereby to give special or unusual advantages to such customer, for the
purpose of securing his business. Mailing charges on securities and the
registration fee under the Securities Exchange Act of 1934 shall be charged
the customer.
Sec. 6. No payment shall be made to customers of the proceeds from
the sale of securities on the day of the sale and before the money is received
by the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
payment. Where a material or more than nominal loss is sustained, either
through bank exchange or interest, the same must be charged to the cus
tomer; except that bank exchange or interest on all transactions made on a
single day for a single customer, aggregating less than one dollar, need not be
regarded as material and may be waived by the broker.
Provided in no case shall the minimum commission be less than as pro
vided for in Section 3 of this Article.
(e) In transactions where orders are received from a non-member, wherein
the broker filling the order is directed to give up another broker or clearing
member, the responsibility of collecting the full commission as specified in
paragraphs (al), (b) and (dl) hereof, shall rest with the broker or clearing
member settling the transaction.
Sec. 7. Any member wilfully violating this Article, directly or indirectly,
shall, upon conviction, for the first offense, be fined five hundred dollars,
and shall be suspended for a period of not less than three months; and for
the second offense shall be expelled.
Sec. 8. Notwithstanding any of the foregoing provisions, a member
may, at his option, on transactions in securities listed on this Exchange, but
executed on another exchange, of which he is a member, charge the rates
of such other exchange.
MEMBERS
Abbott, Proctor & Paine, 120 Broadway, New
York, N. Y.
Anderson. Robert B., 1335 E. 52nd St.
Andrew, L. A., Jr., 134 S. La Salle St.
Annan, David H., 141 W. Jackson Blvd.
Apgar, Daniels & Co., 120 S. LaSalle St.
Archer, W. K. & Co., 926 Baltimore Ave., Kansas
City, Mo.
Armour, Laurance H., 33 N. LaSalle St.
Armstrong, Frederick W„ 132 W. Monroe St.
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Austrian, Harvey S„ 141 W. Jackson Blvd.
Avery & Co., 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 316 S. LaSalle St.
BACON, WHIPPLE & CO., 135 S. LaSalle St.
Baker, Alfred L. & Co.. Ill S. LaSalle St.
Baur, Willis S., 316 S. LaSalle St„ Board of Trade
Bldg.
Becker. Paul M.. 231 S. LaSalle St.
Bell & Farrell, 119 Monona Ave., Madison, Wis.
Bennett, James E. & Co., 332 S. LaSalle St.
Benson, George B„ 135 S. LaSalle St.
Benson, Thaddeus R., 745 Sheridan Rd., Winnetka, Ill.
Benz, George W„ 191 E. Kellogg Blvd., St. Paul,
Minn.
Benz, Herbert G„ 191 E. Kellogg Blvd., St. Paul,
Minn.
Bldgood, Clyde H.. 105 W. Adams St.
Blesch, Joseph G„ 1546 Sherwin Ave.
Bloomingston, Jno. A., 160 N. LaSalle St.
Blum, Harry H„ 630 S. Michigan Ave.
Blumenthal & Ward, 120 S. LaSalle St.
Bodman, Harold C., Hotel Seneca.
Boorman. Earl D„ 120 8. LaSalle St.
Boyce, W. Graham, Jr., 1010 St. Paul St, Balti
more, Md.
Boyden, William C„ Jr., 135 S. La Salle St.
Brewster, Walter S., 135 S. La Salle St
Brldgen, Clarence J„ 209 S. LaSalle St
Bright, Elmer H., & Co., 84 State St., Boston.
Mass.
Jiritton, G. W. & Co., Security Bldg., Sioux City.L
Brockhaus, Philip W., 208 S. LaSalle St.
Brown Brothers Harriman & Co., 135 S. LaSalle St.
Brown, J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P„ 120 S. LaSalle St.
Brown,Sherman J., 10 N.EighthSt.,Richmond,Ind.
Bryan, Benj. B„ Jr., 999 Sheridan Road, Lake
Forest. Ill.
Buhler, Walter J., 120 S. LaSalle St.
Burdick, John R., Jr., 208 S LaSalle St.
Burmeister, Jno. C., Jr., 231 S. LaSalle St.
Byrne, Edward J., 120 S. LaSalle St.
Cahn, Morton D., 120 S LaSalle St.
Cardona, Raymond, Great Northern Hotel.
Carter, Ford R., 120 S. LaSalle St.
Cavaney, James A., 332 S. LaSalle St.
Chapin, 8. B. & Co., 209 8. LaSalle St.
Clayton, Gilbert M., 1928 Morse Ave
Cleary & Co., 120 8. LaSalle 8t.
Cleland, Karsner, 105 S. LaSalle St.
Clement, Austin A., 231 S. LaSalle St.
Clement, Curtis & Co., 231 8. LaSalle St.
Clucas, E. W.. & Co., 70 Pine St., New York.N. T.
Coleman, Clarence L., 33 N. La Salle St.
Collins, Timothy A.. 231 S. LaSalle St.
Cook, Charles K., 40 Wall St., New York.
Cotton, Earl H., Southwestern Bank Bldg., Dallas,
Tex.
Further Information on Arms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1920
CHICAGO STOCK EXCHANGE—Continued
MEMBERS—Continued
Ooultry, Gilbert H., 120 S. LaSalle St.
Cralgle, James, 120 S. LaSalle St.
Creitz, Lee M„ 231 S. LaSalle St.
Curran, Peter A.. 120 S. LaSalle St.
Daniels, Roy I., 141 W. Jackson Blvd.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Davis, Robert C., Box 618, Ojai, Calif.
Dean, J. Clarke, 141 W. Jackson Blvd.
deConlngh, Peter C., 332 S. LaSalle St.
Ditt, Paul C., 1119 Bonnie Brae, River Forest, Ill.
Doering, Otto C.. 333 N. Michigan Ave.
Doty, Arch C., 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Drake, Lauren J., 2227 E. 70th St.
Drake, William J., 209 S. LaSalle St.
Edgerton, John J., 61 Broadway, New York.
Edwards, A. G., & Sons, 409 N. Eighth St., St.
Louis, Mo.
Eiseman, Lester M„ 7010 Paxton Ave.
Eldredge, Charles H., 141 W. Jackson Blvd.
Ernst & Company, 231 S. LaSalle St.
Fahnestock & Co., 135 S. LaSalle St.
Fairman, Fred W. & Co., 208 S. La Salle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Feicht, Arthur J., 175 W. Jackson Blvd.
Feinberg, Joseph H., 10 S. LaSalle St.
Fenner & Beane, 141 W. Jackson Blvd.
Fertig, Leonard J., & Co., 731 Court St., Fort
Wayne, Ind.
Fischer, Robert J., 135 S. LaSalle St.
Forberg, Walter 0., 10 S. LaSalle St.
Forschner, A. J.. 12150 Parnell Ave.
Francis, Bro., & Co., 222 N. 4th St., St. Louis, Mo.
Freebume, Roy W., 1455 King St., East, Hamilton,
Ont., Canada.
Freehling, Norman & Co., 120 S. LaSalle St.
Friedman, Brokaw & Samish, 711 St. Charles St.,
St. Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Fuller, Rodney & Co., 141 W. Jackson Blvd.
Furness, Thomas F„ 111 S. LaSalle St.
Fusz-Schmelzle & Co., Boatmen’s Bank Bldg.,
St. Louis, Mo.
Gerwlg, Frank L. & Co., 135 S. LaSalle St.
Giblin, Walter M„ 40 Wall St., New York, N. Y.
Gifford, Cedric C„ 120 S. LaSalle St.
Gifford, Lewis F„ R. F. D. 5, Wooster, O.
Glass, Walter. 135 S. LaSalle St.
Glore, Forgan & Co., 123 S. LaSalle St.
Goodbody & Co., 135 S. LaSalle St.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H., 120 Pipestone St., Benton
Harbor, Mich.
Griffin, John J., 120 S. LaSalle St.
Guild, David D. (Est. of), 135 S. LaSalle St.
Hachtmann, George E„ 10 S. LaSalle St.
Haerther, William W„ 22 W. Monroe St.
Halle & Stieglitz, 25 Broad St., New York, N. Y.
HALLGARTEN & CO., 120 S. LaSalle St.
Hansen, Howard S„ 2523 Central St., Evanston,
Ill.
Hardenbrook, Burt W„ 38 S. Dearborn St.
Harris, Burrows & Hicks, 135 S. LaSalle St.
Harris, Upham & Co.. 135 S. La Salle St.
Harrison, Arthur C., 134 S. LaSalle St.
Harrison, Carter H. & Co., 209 S. LaSalle St.
Hastey, Robert P., 4720 Greenwood Ave.
Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hentz, H. & Co., 120 S. La Salle St.
Hermes, John P„ 332 S. LaSalle St.
Heronymus, Ballschmider & Co., Natl. Security
Bldg., Sheboygan, Wis.
Hill & Co., 2020 Carew Tower. Cincinnati, Ohio
Hill, Harvey T„ 231 S. La Salle St.
Hilliard, J. J. B. & Son, 419 W. Jefferson St.,
Louisville, Ky.
Holley, J. M„ Jr., & Co., 120 S. La Salle St.
Hopkins, William L., 1031 S. Broadway, Los
Angeles, Calif.
Hornblower & Weeks, 39 S. LaSalle St.
Hoyne, Mellinger & Co., 231 S. LaSalle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
Hutton, E. F. & Co., 61 Broadway, New York
Hutton, W. E., & Co., 1st N. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F., 920 Oxford Ave., Los Angeles,
Calif.
Iverson, Chester S., 918 Clinton Place, River
Forest, Ill.
Jablonski, August I., 120 S. LaSalle St.
Jackson Bros., Boesel & Co., 26 Broadway, New
York, N. Y.
Jackson & Curtis, 231 S. LaSalle St.
Jamieson, Stewart E., 120 S. LaSalle St.
Jelke (Frazier) & Co., 40 Wall St., New York, N. Y.
Jones, Edward D., & Co., Boatmens Bank Bldg.,
St. Louis, Mo.
Kaplan. Robert, 5801 S. State St.
Karasik, Nathan, 337 E. Illinois St.
Kelly, Chas. P., 19 Rector St., New York City.
Kidder, A. M„ & Co., 1 Wall St., New York, N. Y.
Kinsman, Charles E., 245 Claremont St., Elmhurst,
Ill.
Kirk, Van G„ 105 S. La Salle St.
Kirkeby, A. S., The Drake, Lake Shore Drive.
Kissilove, J. M., 10 S. LaSalle St.
Lamborn, Hutchings & Co., 231 S. LaSalle St.
Lamson Bros. & Co., 141 W. Jackson Blvd.
Lancton, William F.. 209 S. LaSalle St.
Langill & Co., 134 S. LaSalle St.
Lehman Bros., 231 S. LaSalle St.
Lippmann, Albert F„ 105 S. LaSalle St.
Lizars (Rawson) & Co., 135 S. LaSalle St.
Logan, Stuart, 141 W. Jackson Blvd.
Lowltz, E„ & Co., 29 Broadway, New York, N. Y.
Lyons, W. L., & Co., 231 So. Fifth St., Louisville,
Ky.
Mabon & Co., 1 Wall St., New York, N. Y.
Magner, Joseph F., 6333 Wayne Ave.
Masten, A. E., & Co., First Nat’l Bk. Bldg.,
Pittsburgh, Pa.
McDermott, Francis O., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle St.
McMaster, Stewart, 120 S. LaSalle St.
McMaster, Hutchinson & Co., 105 S. LaSalle St.
Meehan, M. J. & Co., 30 Broad St., New York,
N. Y.
Meffert, William M„ 11 Wall St., New York, N. Y.
Merigold & Co., First National Bank Bldg., Osh
kosh, Wis.
Merkle, Frank P„ 225 Leicester Rd„ Kenilworth,
Ill.
Meyerhoff, Irving E., 120 S. LaSalle St.
MITCHELL, HUTCHINS & CO., 231 S. LaSalle
St.
Molloy, Edward P„ 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F„ 332 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St.,
Philadelphia. Pa.
Morse, William H„ 231 S. LaSalle St.
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Myers, Joseph W., 120 S. LaSalle St.
Nance, Clement A., 506 S. Wabash Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
N. Y.
Newman, Harry E„ 209 S. LaSalle St.
Norris, James, 141 W. Jackson Blvd.
Norris & Kenly, 208 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 1166 East 54th Place.
Oliphant, Jas. H. & Co., 209 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Payne, Harry M„ 120 S. LaSalle St.
Peabody, Howard B„ 25 N. Franklin St.
Peabody, Stuyvesant, 231 S. La Salle St.
Perrill, (Alger) & Co., 231 S. LaSalle St.
Phillips, Richard W., 120 S. LaSalle St.
Pickert, Harold L., 141 W. Jackson Blvd.
Pierce, E. A. & Co., 105 W. Adams St.
Piper, Jaffray & Hopwood, 115 So. 7th St.,
Minneapolis, Minn.
Plamondon. A. D., Jr., 135 S. LaSalle St.
Pratt, Joseph M„ 109 S. Waiola Ave., LaGrange,
Ill.
Prince, F. H. & Co., 15 Westminster St., Provi
dence, R. I.
Purcell, Lawrence N., 2511 Hurd Ave.,Evanston,
Ill.
Quinn, David H., 231 S. LaSalle St.
Redfield, John M., 1018 Ridgedale Dr., Beverly
Hills, Calif.
Reid, Robert H., 10 S. LaSalle St.
Reinholdt & Gardner, 400 Locust St., St. Louis,
Mo.
Renshaw, William B„ 231 S. LaSalle St.
Renwick, J. Stewart, 105 E. Delaware PI.
Reynolds & Company, 120 Broadway, New York,
N. Y.
Reynolds, Maurice V., 22 West Monroe St.
Richardson, Howard C.. Jr., 141 W. Jackson Blvd.
Riter & Co., 134 S. LaSalle St.
Roeder, Joseph A., 20 N. Wacker Drive.
Rogers, Frank E.. 10 S. LaSalle St.
Rothschild & Co., 105 W. Adams St.
Ryan & McManus, 39 Broadway, New York, N.Y.
Sadler & Co., 120 S. LaSalle St.
Sawyer, R. B„ 1031 Maple Ave., Evanston, Ill.
Schenck, Robert F„ Jr., 5400 Harper Ave.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F., 3 York Drive, St. Louis, Mo.
Schroth, Wilbur H., 120 S. LaSalle St.
Scoble, David P., 175 W. Jackson Blvd.
Selz, Henry G., 120 S. LaSalle St.
Sharp, Edward L„ 231 S. LaSalle St.
Shearson, Hammlll & Co., 208 S. LaSalle St.
Shields & Company, 135 S. LaSalle St.
Shimmin, Robert P. & Co., 135 S. LaSalle St.
Sigmann, Robert A., 120 S. LaSalle St.
Simon. I. M„ & Co., 315 N. 4th St., St. Louis, Mo.
Simpson, James Jr„ 1 N. La Salle St.
Simpson. William B„ 1300 N. Branch St.
Sincere & Co., 231 S. LaSalle St.
Smart, R. H. & Co., 141 W. Jackson Blvd.
Smith, Barney & Co., 105 W. Adams St.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B„ 50 S. LaSalle St.
Smith, Wharton C„ 106 E. 4th St., St. Paul,
Minn.
Solomon, Leslie J., 223 W. Jackson Blvd.
Spicer, Henry S„ Pigott Bldg., 36 James St., So.,
Hamilton, Ontario, Canada.
Spinney, Fred, 141 W. Jackson Blvd.
Stannard, Frederick J., 120 S. LaSalle St.
Stearns, David P., 2407 Bennett Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,
Md.
Stein, Brennan & Co., 9 S. LaSalle St.
Stein, Irving C., 231 S. LaSalle St.
Sterling, Louis V., 42 Broadway, New York
Strick. Charles A., 135 S. LaSalle St.
Stuart, Harold L„ 201 S. LaSalle St.
Sturm, Albert F., 953 S. Linden Ave., Highland
Park, Ill.
Sutro Bros. & Co., 134 S. LaSalle St.
Swift, Henke & Co., 135 S. LaSalle St.
Talcott, Potter & Co., 141 W. Jackson Blvd.
Teegarden, Frank W., 1235 Cherry St., Winnetka,
Ill.
Templeton’s Sons, J. S„ 141 W. Jackson Blvd.
Thompson, Arthur R„ 120 S. LaSalle St.
Thomson & McKinnon, 316 S. LaSalle St.
Thorn, King C„ 2117 Lincolnwood Drive, Evans
ton, Ill.
Thorson & Stewart, 120 S. LaSalle St.
Turner, Alfred E., at Winthrop, Mitchell & Co.,
141 W. Jackson Blvd.
Turner, Tracy L„ 232 E. Walton Place.
Underwood, Morgan P., 231 S. LaSalle St.
Vehmeyer, Henry L., 7012 S. Shore Dr.
Vose, Hamilton, Jr., 450 W. Superior St.
Wachenheim, Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St., St.
Louis, Mo.
Walker, G. H„ & Co., 503 Locust St., St. Louis,
Mo.
Watling, Lerchen & Co., Buhl Bldg., Detroit, Mich.
Webster, Marsh & Co., 209 So. La Salle St.
Webster, Virgil C., 120 S. LaSalle St.
Weil, Herbert M., 120 S. La Salle St.
Weinress & Co., 231 S. LaSalle St.
WTheeler, John E., 105 S. LaSalle St.
Wilcox & Co., 14 Wall St., New York.
Wilkinson, Frank R., 209 S. La Salle St.
Williams, Lucian E., 70 E. Walton PI.
Wilson, Harold C„ 7446 Indiana Ave.
Wilson, Hugh H., at David A. Noyes & Co.,
208 S. LaSalle St.
Wilson, Robt. C„ 6909 Merrill Ave.
Winter, Wallace C„ 135 S. LaSalle St.
WINTHROP, MITCHELL & CO., 141 W.
Jackson Blvd.
Witter (Dean) & Co., 45 Montgomery St., San
Francisco, Calif.
WTood, Edwin T., 120 S. LaSalle St.
Wood, R. Arthur, 231 S. LaSalle St.
Wortman, G. R. & Co., Aurora National Bank
Bldg., Aurora, Ill.
Wright, Warren, 33 N. LaSalle St.
Young, Clarke & Company, 215 W. 7th St., Los
Angeles, Calif.
Farther Information on tirms appearing in bold face type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1921
LOUISIANA
NEW ORLEANS STOCK EXCHANGE
Officers: Larz E. Jones, President;
T. J. Feibleman, Vice-President;
Emmett Meyer, Secretary,
KATES OF COMMISSIONS
Robert R. Wolfe, Treasurer-
Established by the Neu> Orleans Stock Exchange. To be charged on all Transactions.
On U. S. Bonds, $2.50 per $1,000.00.
On State, City, Levee, and all other bonds, $5.00 per $1,000,00.
On all bonds maturing within one year, the commission shall be oneeighth (U).
On all bonds maturing from one to three years, the commission shall be
one-quarter (X).
ON STOCKS SELLING:
Per Share
Under fifty cents------------------------------------------------- As mutually agreed
At fifty cents and above, but under $1.00..............Not less than three cents
At $1.00 and up to $10.00.............................................................. 12 V, cents
At $10.00 and up to $50.00.______________________________ 25 cents
At $50.00 and up to $100.00......................... ...................................50 cents
At $100.00 and over______________________________ 1% Market price
BANK STOCKS
Selling at $1.00 and up to $75.00 exclusive, 50 cents per share.
Selling at $75.00 and up to $100.00 exclusive, 75 cents per share.
Selling at $100.00 and up to $200.00 exclusive, $1.00 per share.
Selling at $200.00 and over, X of 1% of market value.
THE MINIMUM CHARGE ON ANY ONE
Airey, T. L., 816 Union St.
Alcus, S. T„ Jr., 603 Whitney Bldg.
Beer & Co., 817 Gravler St.
Brown, Corrigan, 627 Hibernia Bank Bldg.
Clark, Russell, Maritime Bldg.
Corrigan, John P., 627 Hibernia Bank Bldg.
DANE & WEIL, 1528 Canal Bk. Bldg.
Dane. Jno., 1528 Canal Bank Bldg.
D’Antoni, B. S., 708 American Bank Bldg.
Feibleman, T. J. .210 Carondelet Bldg.
Fenner & Beane, 818 Gravier St.
Fenner, Darwin S., 818 Gravier St.
Huggins. Allen C.. 839 Gravier St.
Hyams, C. H., III., 610 Common St.
Hyams, Glas & Carothers, 610 Common St.
ON EXCHANGE, THEATRE AND CLUB STOCKS
the commission shall be as follows:
On stocks selling below $200, $5.00 per share.
On stocks selling at $200 and up to $500 exclusive, 2}4% of market value.
On stocks selling at $500 and up to $2,000 exclusive, 2X% of market,
value with a minimum commission of $25.
On stocks selling at $2,000 and up to $5,000 exclusive, 2% of market
value with a minimum commission of $50.
On stocks selling at $5,000 and up to $10,000 exclusive, $100 per share.
On stocks selling at $10,000 and up to $15,000 exclusive, $150 per share.
On stocks selling at $15,000 and up to $20,000 exclusive, $200 per share.
The above commission rates shall apply except in the case of New Orleans
Cotton Exchange shares, which shall bear the following commission rates:
1% of the sales price, with minimum of $10 and a maximum of $25.
Commissions on rental of Exchange stocks shall be $25.00 as a minimum
charge.
TRANSACTION SHALL BE $2.00
MEMBERS
Jones, Larz A., I. C. R. R. (Union Station).
Jones, Larz E., 817 Carondelet Bldg.
Lamar, Kingston & Labouisse, 1605 Canal Bk.
Bldg.
Lamar, L. V., 1605 Canal Bank Bldg.
Liuzza. Philip J., 214 Carondelet Bldg.
McLean. Chas. I., Gulf Bldg., Houston, Tex.
Nusloch, Geo. H., 827 Hibernia Bank Bldg.
Nusloch, Baudean & Smith, 827 Hibernia Bank
Bldg.
Ogden, Fred N., 2316 American Bank Bldg.
Pierce & Co., E. A. Maritime Bldg.
Plauche, Jas. J., 724 Common St.
Post & Flagg, Houston, Tex.
Poupart, S. J., 823 Perdido St., (Room 202).
Schulze, C. H., 1831 S. Dupre St.
Schweickhardt, E. R., 708 American Bank Bldg.
Steinhardt, Jeffrey, 1528 Canal Bank Bldg.
Tullis, Craig & Co., 204 Marine Bldg.
Tullis, Garner H., 204 Marine Bldg.
Villere, Ernest C., 552 Canal Bank Bldg.
Villere & Co., St. Denis J., 552 Canal Bk. Bldg.
Waters & Alcus, 603 Whitney Bldg.
Wells, Chas. W., 408 Cotton Exchange Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfolk, 724 Common St.
Wheeler, M. B., 724 Common St.
Williams, Geo. E„ 817 Gravier St.
Wolfe & Fowler, 717 Carondelet Bldg.
Wolfe, Robert R., 717 Carondelet Bldfe.
Woolfolk, J. W., 724 Common St.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
MARYLAND
BALTIMORE STOCK EXCHANGE
Officers: Henry C. Evans, President
Theodore Gould, Vice-President
(208 E. Redwood St.)
R. L. Thompson, Secretary-Treasurer
M. L. Rodemeyer, Assistant Secretary-Treasurer
RATES OF COMMISSION
(Effective October 23, 1939)
Minimum Commissions Per Share on Stocks Selling at Prices
Commission Rates on Stocks traded in on Other Exchanges.
Given Below:
NonThe minimum commission rate to non-members on any stock traded in
on the Baltimore Stock Exchange and also on any other National Securi
Members
ties Exchange may, at the option of the member, be the Baltimore Stock
Under 10c a share............................. ............ ...............................
lc
Exchange minimum commission rate or the minimum commission rate
At
10c a share and above, but under 50c________________
2c
prescribed on such other National Securities Exchange.
At
50c a share and above, but under $1.................... .............
3c
Commissions on rights shall be the same as those fixed for stocks.
Minimum Commissions on Bonds Selling at Prices Given Below: NonAt
$1 a share and above, but under $4................................
5c
Members
At
$4 a share and above, but under $7..................................
7Xc
At 10 ($100 per $1,000 par value) or above_______ _________ $2.50
Under 10 ($100 per $1,000 par value)___ ____ _____________ $1.25
At
$7a share and above, but under $10......... ......................
10c
At less than 1 ($10 peT $1,000 par value)_____ _____________ 62Xc
At $10a share and above, but under $30.............................. .
15c
On bonds which will mature in not less than six months and not
At $30a share and above, but under $50_______ ________
20c
more than five years, or are to be redeemed, pursuant to call or
otherwise, in not less than six months and not more than twelve
At $50a share and above, but under $75__:...........................
25c
months, and are selling at not less than 96% and not more than
At $75a share and above, but under $100________________
30c
110% of their redemption price, and on bonds which may be
At $100 a share and above, but under $150........ ......................
40c
specifically designated under this paragraph by the Committee
At $150 a share and above, but under $200......... ...................
50c
on Commissions and Quotations, the rate of commission per
$1,000 of principal shall be not less than______________ ___ $1.25
At $200 a share and above______________________________
X%
On bonds which will mature in less than six months, or are to be
of amount of
redeemed,
pursuant to call or otherwise, in less than six months,
transaction
and are selling at not less than 96% and not more than 110%
Minimum Charge per Transaction.
of their redemption price, and on bonds which may be speci
Notwithstanding the above rates, the minimum commission to be charged
fically designated under this paragraph by the Committee on
to a non-member on any completed transaction shall be not less than
Commissions and Quotations, the rate of commissions to mem
$3.00; but if the amount involved in a transaction is less than $50.00,
bers, or non-members shall be_________ _________As Mutually Agreed
the minimum commission to be charged to a non-member shall be not less
The minimum commission charged on any transaction in bonds shall be
than 6% of the amount involved.
$2.50.
Abell, Walter W., 2nd, 401 Stock Exchange Bldg.
Allen, Edw. D., 210 Keyser Bldg.
Allen, Edward D. & Co., 210 Keyser Bldg.
BAKER, WATTS & CO., Calvert and Red
wood Sts.
Baker, Wm. G.. Jr., Calvert and Redwood Sts.
Bell, Vernal W„ 135 E. Baltimore St.
Binford. Charles T., 10 South St.
Blocher, Thomas S., 210 E. Redwood St.
Block, Simon J„ 201 Keyser Bldg.
Block, Simon J. & Son, 201 Keyser Bldg.
Boyce, C. Prevost, 6 S. Calvert St.
Brown, Alex. & Sons, 135 E. Baltimore St.
Brown, J. Dorsey, 404 Stock Exchange Bldg.
Bruton & Co., 1531 Munsey Bldg.
Bruton, Leonard Marshall, 1531 Munsey Bldg.
Cahn & Co., Frank B„ Equitable Bldg.
Carroll, Douglas G., 407 Stock Iixch. Bldg.
Carroll & Co., Douglas G., 407 Stock Exch. Bldg.
Cassilly, Thos. A., Stock Exchange Bldg.
Castles, John W., 402 Keyser Bldg.
Corkran, B. Warren, 835 W. University Parkway.
Daly, Lee E , 23 South St.
Daly & Co., Owen, 23 South St.
Davies, H. L., 501 Stock Exchange Bldg.
Drewry, Cooper R., Stock Exchange Bldg.
MEMBERS
Duer, Henry L., Stock Exchange Bldg.
Elder, Wm. Voss, Jr., 210 Keyser Bldg.
Evans, Henry C., 6 S. Calvert St.
Filley, Oliver D., 101-3 Stock Exchange Bldg.
Fisher, Frank of J., 10 South St.
Fisher, J. Harmanus & Sons, 10 South St.
Garrett, Robert & Sons, South and Redwood Sts.
Gould, Theodore 405-6 Keyser Bldg.
Griswold, Jr., B. Howell, 135 E. Baltimore St.
Howard, John D., South and Redwood Sts.
Howard & Co., John D., South and Redwood Sts.
Hutton, W. E. & Co., 1st N. Bk. Bldg.
Iglehart, Joseph A. W., First National Bank Bldg.
Jenkins, T. Courtenay, 10 South St.
Jenkins, Whedbee & Poe, 10 South St.
Johnson, Chas. W L. 508 Stock Exchange Bldg.
Jones, Elisha Riggs, 6 S. Calvert St.
Jones, John Marshall. 225 E. Redwood St.
Jones & Co., John Marshall, 225 E. Redwood St.
Koppelman, Walter, 219-221 E. Redwood St.
Kriegel. Leo. 501 Stock Exchange Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Lanahan, W. Wallace, Calvert Bldg.
Legg, John C., Jr., 222 E. Redwood St.
Leimbacb & Co., 7 St. Paul St.
Leimbach, Walter G„ 7 St. Paul St.
Lemoine, Oscar M„ South and Redwood Sts.
Lockwood, Peck & Co., 708 Keyser Bldg.
Mackubin, George, 222 E. Redwood St.
MACKUBIN, LEGG & CO., 222 E. Redwood St.
Marburg, F. Grainger, 503 Keyser Bldg.
Marburg, Price & Co., 503 Keyser Bldg.
Matthews, T. Stockton, South and Redwood Sts.
Mead, W. Carroll, 511-13 First National Bank
Bldg.
Mead, Irvine & Co., 511-13 First National Bank
Bldg.
Morgan, Shirley C., Equitable Bldg.
Nelson, Alex C., 508 Stock Exchange Bldg.
Poe, Philip L., 105-6 Stock Exchange Bldg.
Poe & Co., Philip L., 105-6 Stock Exchange Bldg.
Post & Flagg, 101-3 Stock Exchange Bldg.
Riggs, Henry G., 210 E. Redwood St.
Rosenburg, Abel A., 222 E. Redwood St.
Schaefer, Herbert W„ 402 First National Bank
Bldg.
Schaefer & Co., Herbert W., 402 First National
Bank Bldg.
Schwarz, Howard S., 500 Stock Exchange Bldg.
Schwarz, Morton & Schwarz, 500 Stock Exchange
Bldg.
Scott, Geo. M., 1401 First National Bank Bldg.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1922
MARYLAND STOCK EXCHANGE—Continued
MEMBERS
Sheely, Harry M„ 212 Keyser Bldg.
Sheely, Harry M. & Co., 212 Keyser Bldg.
Smith, Barney & Co., 402 Keyser Bldg.
SoDer, Harry B., 312 Vickers Bldg.
Stein Bros. & Boyce .6 S. Calvert St.
Stewart, C. Morton, 135 E. Baltimore St.
Taylor, Howard R., 107-8 Stock Exchange Bldg.
Taylor, Howard R. & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L., 402 Stock Exchange Bldg.
Tilden, Marmaduke, 708 Keyser Bldg.
Weilepp, Walter M„ 207-8 Keyser Bldg.
Westheimer & Co., 211 E. Redwood St.
Westheimer. Henry F„ 211 E. Redwood St.
Whedbee, James S., 10 South St.
Wheeler, J. Harold. 101-3 Stock Exchange Bldg.
White & Co., Henry M., 1414 Fidelity Bldg.
White, Henry M., 1414 Fidelity Bldg.,
Whiteley, T. Evans, Stock Exchange Bldg.
Whitridge, William, Garrett Bldg.
Whitridge & Son, John A., Garrett Bldg.
Wilson, Jr., J. Sawyer, 402 Keyser Bldg.
MASSACHUSETTS
BOSTON STOCK EXCHANGE
53 State Street
Officers: John E. Yerxa, Pre*.
Horace O. Bright, Vice-Pres.
Mark R. Hodges, TV.
Henry E. Tracy, See
MINIMUM RATES OF COMMISSION
In Effect January 1,1938
ON BONDS, PER $1000 OF PRINCIPAL
Railroad, public utility and industrial bonds, having more than five years
to run.
Selling Price
Per $1000 of Principal
Rate
Under $10____________________________ _______ Not Less Than 75c
$10 and above but under $100___________________ Not Less Than $1.25
$100 and above_______________________________ Not Less Than $2.50
(Government Bonds are exempt from the regular rate)
ON STOCK, RIGHTS AND WARRANTS
(Hereinafter referred to as “Stocks”)
Selling Price
Per Share
Rate per Share
1/256 of $1......................................
Not Less Than 0.1c
1/128 of $1...........
-Not Less Than 0.15c
1/64 of $1 to and including 2/32 of $1„................ ...Not Less Than 0.5c
Over 2/32 of $1 but under 8/32 of $1..........
Not Less Than 1.0c
8/32 of $1 and above but under
of $1.....
Not Less Than 1.5c
y of $1 and above but under $1__ .....................-__ Not Less Than 3.0c
$1 and above but under $2______________________ Not Less Than 5.0c
$2 and above but under $3______________________ Not Less Than 6.0c
$3 and above but under $4...............
Not Less Than 7.0c
$4 and above but under $5______________________ Not Less Than 8.0c
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., & Co., 31 State St.
Amsden, Malcolm F., 53 State St.
Andrews, E. T. & Co., 64 Pearl St., Hartford, Conn.
J. S. BACHE & CO., 10 Post Office Square.
Baldwin & Co., 30 Federal Street.
Batchelder, Hanrahan & Co., 332 Main St.,
Worcester, Mass.
Bolles, Richard F., 35 Congress St., Room 1003.
Boyden, Charles, Meadowbrook Road, Dedham.
Bradley, Edward M., 215 Church St., New Haven,
Conn.
Brannan, Wm. J., 75 Federal St.
Brickley (Parker, A.) 296 Temple, West Roxbury.
Bright, Elmer H. & Co., 84 State Street.
Bright, Sears & Co., 53 State Street.
Brooks, Smith & Co., 50 Congress St.
Brown Brothers Harriman & Co., 10 P. O. Square.
Brown, Waldo M„ 49 Federal St.
Brown, Walter J., 53 State St.
Burr, Gannett & Co., 53 State Street.
Butterfield, Chas. B., Longwood Towers, Brook
line.
Cahill, Richard M. F., 53 State St.
Chalifoux, Francis B., 60 State St.
Chapin & Co., S. B., 53 State St.
Clark, Dodge & Co., 70 Federal Street.
Collins, Breed & Co., Shawmut Bk. Bldg.
Colwell & Co., 209 Washington Street.
Cousens, Foster, 49 Federal St.
Crocker, Percy G. & Co., 19 Congress Street.
Crowninshield, B. Davis, 53 State St.
Dabney, F, L. & Co., 10 Post Office Sq.
Dabney, Frederick L„ 925A Boylston St.
Davis & Davis, 10 Weybosset St., Providence, R. I.
DAT, R. L. & CO., 45 Milk Street.
Dean, James, 201 Devonshire St., Room 631.
Draper, Williams & Co., 53 State St.
ESTABROOK & CO., 15 State Street.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Lloyd D„ 3d Nat’l Bank Bldg., Springfield, Mass.
Foster, Hatherly, Jr., 85 Devonshire St.
Gagen, T. F. & Co., 53 State Street.
Gannett, Thomas B., 53 State St.
Gilbert, Edward W., 53 State St., Room 36 B.
Giroux, Archibald R., 53 State St., Room 36B.
Hammond, James R., 30 State St.
Hanlon, Gordon B„ & Co., 100 Milk St.
Selling Price
Per Share
Rate per Share
$5 and above but under $6............................................ Not
Less Than9.0c
$6 and above but under $7______________________Not
Less Than10.0c
$7 and above but under $8...............
Not
Less Than11.0c
$8 and above but under $9_____
.Not
Less Than12.0c
$9 and above but under $10......
Not
Less Than13.0c
(Base Rate;
$10 and above........... ..... ........................ Not Less Than 13.0c base rate plus
1.0c for each $10 of the price per share
Notwithstanding the foregoing, when the amount involved in a transaction
is less than $10, the commission shall be as mutually agreed; when the amount
involved is $10 or more but less than $50, the minimum commission shall be
not less than 6% of such amount or $1, whichever is greater; and when the
amount involved is $50 or more, the minimum commission shall be not less
than $3.
On Bonds or Notes of Foreign Countries having five years or less to run;
Notes of Corporations having five years or less to run; Bonds having five
years or less to run; such rates to members or non-members as may be
mutually agreed upon; provided, however, that the Committee on Com
missions with the approval of the Governing Committee, may hereafter
determine special rates on any or all of the above mentioned securities.
MEMBERS
Hayden, Stone & Co., 75 Federal Street.
Hentz, H., & Co., 75 Federal St.
Hill, E. Melville, 15 Ashton Ave., Newton Centre,
Mass.
Hines, Robertson & Co., 60 Congress Street.
Hodgdon, Howard W., 84 State St.
Hornblower, Henry, 60 Congress St.
Hornbiower & Weeks, 60 Congress St.
Hovey, Chandler, & Co., 82 Devonshire Street,
Room 326.
Hubbard, Richard, 10 Post Office Square.
Hunnewell & Co., 49 Federal St.
Hunt, Carleton, 10 Post Office Sq.
Hutchins & Parkinson, 50 Congress Street.
Iliff, Richard S., 35 Congress St.
Jackson, Walter, 216 Central Ave., Milton, Mass.
Jackson & Curtis, 10 Post Office Square.
Jenney, Wm. T„ 84 State St.
Kelly, Michael A., 84 State St.
KIDDER, PEABODY & CO., 115 Devonshire
Street.
Kingsbury, Thayer, Keene, N. H.
Kinsley & Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. & Co., 53 State Street.
Laldlaw & Co., 110 Franklin Street
Lee, Frederic M„ 53 State St.
Lee, Higginson & Co., 50 Federal Street.
Leland, John D„ 110 Franklin St.
Logan & Bryan, 42 Broadway, New York, N. Y.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Lord, George F., 18 Wave St., Lynn, Mass.
Lund, Chas. G., 110 Franklin St.
Mann & Gould, 35 New Derby St., Salem, Mass.
McKnight, Edward F., 53 State St.
Monahan, Edward C„ 60 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. & Co., 53 State Street, Room 636,
Morgan, J. P„ & Co., 23 Wall St., New York. N. Y.
MOSELEY, F. S. & CO., 50 Congress Street.
Mott, Louis P. & Co., 80 Federal Street, Room 808
Newman, Harding C., 10 Post Office Square.
Nickerson, Henry G., 60 State St.
O’Donnell, James E., 53 State St.
Paine, Webber & Co., 24 Federal Street.
Peterson, John H., 53 State St.
Pierce & Co., E. A., 24 Federal Street.
Pingree, Daniel, 84 State St.
Pitcher, Osborne H„ 31 State St.
Pitman, Harold A., 53 State St., Room 1032.
Poor, Stearns, 84 State St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress Street.
Reed, Jacob, 8 Foster St., Worcester, Mass.
Rice, John C., Jr., 10 Post Office Sq.
Rich, Geo. A., 53 State St.
Schirmer, Atherton & Co., 79 Milk Street.
Sewall, R. Lentner, 60 State St.
Shethar, John B., 120 Broadway, N. Y.
Simmon, David A., 2240 Looscan Lane, Houston,
Tex.
Smith, Barney & Co., Ill Devonshire St.
Smith, James P. & Co., 1387 Main St., Springfield,
Mass.
Southgate & Co., 33 State St.
Southgate Ray E„ 53 State St.
Stevens, Samuel W., 45 Milk St.
Straw, E. A., 875 Elm St., Manchester, N. H.
Thorndike & Allen, 53 State Street, Room 310.
Thornquist, Carl J., 53 State St.
Tifft Brothers, 50 Congress Street.
Tobey, Walter P„ 84 State St.
Todd, Charles Lee, Jr„ 111 Devonshire St.
TOWNSEND, ANTHONY A TYSON, 30 State
Street.
Trask, Spencer & Co., 50 Congress St.
Treadwell, James R., 53 State St., Room 203.
Tucker, Anthony & Co., 74 State Street.
Wainwright, H. C. & Co., 60 State Street.
Walker, G. W. & Co., 10 Post Office Sq.
Webber, Ralph B., 53 State St.
Whitney, Byam & Co., 53 State Street, Room 633.
Whitney & Elwell, 30 State Street.
Wiggin, Russell B., 53 State St.
Williams, Ralph E., 35 Congress St.
Williams, Robert W., 53 State St.
Winsor, Kennard, 115 Devonshire St.
Yerxa, John E., 30 State St.
Young, Lincoln R„ 750 Main St., Hartford, Conn.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1923
MICHIGAN
DETROIT STOCK EXCHANGE
(415 Griswold St.)
Clark C. Wickey, Executive Vice-President & Secretary; Paul T. Bollinger, Vice-PresidentAndrew C. Reid, Treasurer.
COMMISSION RATES
Effective, August S3, 1938
Stocks selling at 50c per share and above, the commission rate per share
On stocks selling below 50c per share, the commission rate per share shall
shall be not less than the following:
be not less than the following:
Rate
Rate
Price per share
Per Share
Price per Share
Per Share
50c and above but under $ 1.
................................................
3c
1/256
of
$1........................................................................................
0 1c
$ 1 and above but under $ 2.
5c
1/128 of $1................ .......... ............................................................ 0.15c
$ 2 and above but under $ 3.
6c
1/64
of
$1
and
above,
but
under
2/32
of
$1..................................
0
5c
$ 3 and above but under $ 4.
7c
2/32 of $1________ ____________ ____ ___________ ________ o.5c
$ 4 and above but under $ 5.
8c
2/32
of
$1
but
under
8/32
of
$1...___________________
l.Oc
Over
$ 5 and above but under $ 6.
9c
8/32 of $1 and above but under 1/2 of $1..................................... l.5c
$ 6 and above but under $ 7........................................ ...
ioc
$ 7 and above but under $ 8...............................................
11c
$ 8 and above but under $ 9....................._...............................
12c
The minimum commission on all transactions in listed securities shall be
$ 9 and above but under $10 (Base Rate)___ _____ _____ ___
13c
not less than $3.00, except in cases where the amount involved is $50.00 or
$10 and above—The 13c base rate plus lc for each $10 of the price per share
less, the minimum commission may then be at the discretion of the member.
Officers: Denis J. Alison, President;
Alison & Co., 244 Buhl Bldg.
Angstrom, Lawrence C.. 904 Penobscot Bldg.
Avery & Co., 1126 Buhl Bldg.
Avery, Clarence F., 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 735 Griswold St.
Baker, Simonds & Co., 1134 Buhl Bldg.
Beard, Frederick H., 1880 Penobscot Bldg.
Bennett, Smith & Co., 640 Griswold Street.
Bollinger, Paul T., 1904 Penobscot Bldg.
Brown, Orman E., 1666 Penobscot Bldg.
Butler, James M., 328 Penobscot Bldg.
Carpenter, Jos. N„ 67 Broad St., N. Y.
Cray, McFawn & Petter, 416 Fidelity Bldg.
Crouse & Co., 1800 Penobscot Bldg.
Crouse, Charles B.t 1800 Penobscot Bldg.
Dominick & Dominick, 115 Broadway, New York.
Eis, Valette R., 244 Penobscot Bldg.
Ellwood, Aaron A., 639 Penobscot Bldg.
Esch, Ingo A., 120 Broadway, New York.
Everham, Edwin M., 1051 Penobscot Bldg.
Fenner & Beane, 67 Broad St., New York, N. Y.
Ferriss, W. Paul, 904 Penobscot Bldg.
Ferriss, Wagner & Miller, 1444 Buhl Bldg.
Goodbody & Co., Penobscot Bldg.
Goodbody, John L„ 115 Broadway, New York,
N. Y.
Hague, Samuel, 539 Penobscot Bldg.
Hastings, P. A. & Co., 1666 Penobscot Bldg.
Hastings, Pierce A., 1666 Penobscot Bldg.
Hentz, H. &. Co., Union Guardian Bldg.
Hinshaw, Joseph, 314 Ford Bldg.
Hornblower & Weeks, 244 Penobscot Bldg.
MEMBERS
Hulburd, Warren & Chandler, 208 S. LaSalle St.,
Chicago, Ill.
Humphries, Angstrom & Co., 904 Penobscot Bldg.
Hutton, W. E. & Co., 600 Griswold St.
Hutton, William E„ 600 Griswold St.
Rathbun, C. E„ 866 Penobscot Bldg.
Rathbun & Co., 866 Penobscot Bldg.
Reid, Andrew C., 2232 Union Guardian Bldg.
Reilly, R. W., 866 Penobscot Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Rotsted, Ralph, 640 Griswold St.
Rudel, Arthur, 1800 Penobscot Bldg.
Kreidler, Chas. A., 1134 Buhl Bldg.
Lewine, Jerome, Hanover Square, New York,
N. Y.
Livingstone. S. R.. 1356 Penobscot Bldg.
Livingstone, S. R. & Co., 1356 Penobscot Bldg.
Marks, A. L„ 128 E. Third St., Sterling, Ill.
Marks, Burton, 775 Penobscot Bldg.
McDonald, Claude G., 1000 Buhl Bldg.
McDonald & Co., C. G„ 1000 Buhl Bldg.
Miller, George A., 1444 Buhl Bldg.
Moody, Bollinger & Co., 1904 Penobscot Bldg.
Moss, W. E„ 2416 Union Guardian Bldg.
Moss, W. E. & Co.. 2416 Union Guardian Bldg.
Nauman, Arthur P., 416 Fidelity Bldg.
Schlachman, Max, 1356 Penobscot Bldg.
Schlachman, Sol, 1356 Penobscot Bldg.
Seitz, Harry J., 12 Washington St., Monroe, Mich.
Shader-Winckler Co.. 204 Penobscot Bldg.
Small, Sidney R„ 2356 Penobscot Bldg.
Smith, Hague & Co., 539 Penobscot Bldg.
Smith, Winthrop H., 105 W. Adams St., Chicago,
Ill.
Soucy, Ernest W., 49 Federal St., Boston, Mass.
Soucy, Swartswelter & Co., 49 Federal St., Bos
ton, Mass.
Stanton, Frederick W„ 330 Bay St., Toronto.
Stern, Morton F„ 42 Broadway, New York, N.Y.
Stewart, A. Clifton, 1812 W. Grand Blvd.
Stout, Gardner D„ 115 Broadway, N. Y.
Sutro Bros. & Co., 137 Penobscot Bldg.
Vogel, A. H. & Co., 1880 Penobscot Bldg.
O’Donnell, R. C„ 2166 Penobscot Bldg.
O’Donnell & Co., R. C„ 2166 Penobscot Bldg.
O’Hara, John F„ 244 Buhl Bldg.
Olson, Warren T„ 2416 Union Guardian Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Palmer, Everham & Co., 1051 Penobscot Bldg.
Parcells, Charles A., 639 Penobscot Bldg.
Parcells, Charles A. & Co., 639 Penobscot Bldg.
Phelan, Jr., James J., 244 Penobscot Bldg.
Pierce & Co., E. A., 300 Buhl Bldg.
Porter, Stuart P., 1134 Buhl Bldg.
Wakeman, Wynn F., 1134 Buhl Bldg.
Walker, Wm. T„ 1304 Penobscot Bldg.
Warth, Robert. 1753 Union Guardian Bldg.
Watling, Lerchen & Co., 314 Ford Bldg.
Wedthoff & Co., Guy G„ 1720 Ford Bldg.
Winckler, F. J., 204 Penobscot Bldg.
Withrow, Atkinson W., 208 S. LaSalle St., Chicago,
Ill.
Wood, Warren A., 244 Buhl Bldg.
Wright, John C., 2066 Penobscot Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
MINNESOTA
MINNEAPOLIS —ST. PAUL STOCK EXCHANGE
Officers: Laurence B. Woodard, President; Harold E. Wood, Vice-President; Howard R. Selover, Executive Vice-President; R. M. Rice, Secretary-Treasurer.
COMMISSION RATES
Effective June 7. 1938
NON-MEMBERS
On stocks selling at 50c per share and above, the commission rate per share
shall be not less than the following:
Rate
Price per share
Per Share
Under 25c per share_____________________________________
lc
25c and above but under 50c________________ _____________
li^c
50c and above but under $ 1....................... ..................................
3c
$ 1 and above but under $ 2................. __.............................. .......
5c
$ 2 and above but under $ 3..............................................
$ 3 and above but under $ 4.......................................
$ 4 and above but under $ 5........................................
$ 5 and above but under $6.........................................
$ 6 and above but under $ 7........... ..... ......... __...................... .....
10c
$ 7 and above but under $ 8......................................
$ 8 and above but under $ 9____________________
$ 9 and above but under $10 (Base Rate).....................................
13c
$10 and above...The 13c base rate plus lcforeach$10 of the price per share
The minimum commission on transactions in stocks for non-members shall,
(a) where the transaction involves less than $5.00, be as mutually agreed
upon;
(b) where the transaction involves $5.00 or more but less than $50.00, be
6% of such amount or $1.00 whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than $3.00.
Rights—same as stocks.
Allison, Williams Co., 1245 Northwest Bank Bldg.,
Minneapolis.
Bigelow-Webb & Co., 1st Nat’l-Soo Line Bldg.
Minneapolis.
Caldwell Phillips Co., First Natl. Bank Bldg., St.
Paul, Minn.
Greenman & Cook, Inc., 1408 E. 1st Natl. Bk. Bldg.,
St. Paul.
Harrls-Upham & Co., 11 Wall St., New York,
N. Y.
KALMAN & COMPANY, 144 Endicott Bldg.,
St. Paul.
MEMBER TO MEMBER-Give-up Rates.
Stocks selling under 50c per share....................... ...........................
y2c
Stocks selling from 50c to $1................................... .......................
%c
Stocks selling from $1 to $10........................... ..............................
2c
Stocks selling from$10to$100............ ..........................................
3c
Stocks selling from $100 to $150........ ...................... .....................
4c
5c
6c Stocks selling from $150 and over_________________________
Minimum 50c for stocks selling under $10.00 per share.
7c
8c
Minimum $1.00 for stocks selling at $10.00 and over per share unless gross
9c amount is under $100.00, minimum then 50c.
Rights—same as stocks.
lie
12c Names not give-up on any stocks, minimum will be double the give-up rate.
MEMBERS
Mahoney & Co., C.D., 806 Roanoke Bldg., Minne
apolis.
Manheimer-Caldwell, Inc., 113 First National
Bank Bldg., St. Paul.
Molyneaux, J. J., 15 S. 5th St„ Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
PIPER, JAFFRAY & HOPWOOD, 115 S. 7th
St., Minneapolis.
Rice, Robert M„ 804 Roanoke Bldg., Minneapolis.
Selover, H. R., & Co., 802 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C„ 106 E. 4th St., St. Paul.
Thrall West Co., 1500 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, Metropolitan Bank Bldg.,
Minneapolis.
WOOD, HAROLD E., & CO., W. 2662 1st Nat’l
Bk. Bldg., St. Paul.
Woodard-Elwood
Minneapolis.
&
Co.,
840 Rand Tower,
Further Information on Arms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1924
STOCK EXCHANGE MEMBERS
MISSOURI
Officers: J. Gates Williams, President;
ST. LOUIS STOCK EXCHANGE
W. H. Burg, Vice-President;
P. W. Edwards, Secretary and Treasurer;
COMMISSIONS
Chas. A.Huebner, Assistant Secretary.
Effective February 11, 1938
All other transactions shall be subject to commissions as follows:
Section 1. Commissions shall be charged and paid under all circum
Minimum Commission
stances and upon all transactions, both purchase and sales, or upon contracts
Rate Per Share
Selling Price Per Share
for the receipt or delivery of securities; excepting joint transactions between
Under 50c........ ........................................-.....................
2c per share
members which may be made without commission. Such commissions shall,
From 50c to 99c.........................................-...........
4c per share
From $1 to $1.99____._______ _____ ___________
5c per share
in the case of stocks, be calculated upon the price at which they are sold, and,
From $2 to $2-%-----------6c per share
in the case of bonds, upon their par value and shall be at the rates herein
From $3 to $3-%—......................
7c per share
after named; and such rates shall in each case be the minimum that may
From $4 to $4-%_______ ______ -...................... - - 8c per share
From $5 to $5-%.............................
9c per share
be charged by any member of the Exchange, and shall be absolutely net and
From $6 to $6-%_____________
10c per share
free from all or any rebate, return, discount or allowance in any shape or
From $7 to $7-%......................
11c per share
manner whatsoever, or by any method or arrangement direct or indirect.
From $8 to $8-%...................................
12c per share
From $9 to $9-%........
13c per share
And no bonus, percentage or portions of the commissions so established
From
$10
to
$14-%................................
.......................
14c per share
shall be given, paid or allowed directly or indirectly to any clerk or person
From $15 to $24-%__________ _________ -.............
17%c per share
for business sought or procured for any member of the Exchange.
From $25 to $49-% __....................... ....................... ..
25c per share
From $50 to $99-:%.........................-........... -...............
37%c per share
Section 2. On all business for parties not members of the Exchange,
From $100 to $299-%_________
50c per share
including joint account transactions in which a non-member is interested,
75c per share
From $300 to $499-%.................
$1.00 per share
From $500 and up.................
the minimum commission charged shall be as follows:
On all bonds and other obligations of the United States of America the
When the amount involved in a transaction is $10 or less, the commission
minimum commission shall be 1/16 of 1% of the par value, but shall in no
shall be as mutually agreed.
case be less than 25 cents.
On all other bonds $2.50 per $1,000 par value except on those maturing
When the amount involved in a transaction is more than $10 but less than
within six months of the date of sale the commission shall be $1.25 per
$50.00 the commission shall be not less than six per cent of the amount in
$1,000 par value.
volved or $1.00, whichever is greater; provided, however, that where such
Governing Committee Ruling—March 8,1938:
Minimum Commission on Bonds—When the aggregate face or par
transactions are for the account of non-member brokers or dealers, an allow
value of bonds involved in a transaction is $500 or more but less than
ance of 50 cents of such commission may be made.
$1,000, the minimum commission shall be $2.50.
When the aggregate face or par value of bonds involved in a transaction
When the amount involved in a transaction is $50.00 or more and less
is less than $500, the minimum commission shall be $2.00.
than $300.00, the minimum commission shall be $3.00, except that where
On all securities not provided for in this section the Governing Committee
such transactions are for account of non-member brokers or dealers, an
shall fix the rates of commission; provided, that on all stocks admitted to
dealings on this Exchange and also either on the New York Stock Exchange
allowance of $1.00 may be made on such commissions.
or the New York Curb Exchange the minimum commission charge per share
When the amount involved in a transaction is $300.00 or more, the
for one hundred share unit or multiple thereof, on this Exchange, shall be
the rate per share prescribed to be charged on transactions for one hundred
minimum commission shall be $5.00 except in the case of transactions for
share unit on those Exchanges, respectively, and on all stocks admitted to
the account of non-member brokers or dealers, an allowance of $2.00 on such
dealings on this Exchange and also on the Chicago Stock Exchange the
commissions may be made.
minimum commission charge per share for fifty share unit or multiple
thereof, on this Exchange, shall be the rate per share prescribed to be charged
Governing Committee Ruling—March 8, 1938:
on transactions for fifty share unit on that exchange; provided, that the Gov
Division of Commissions between members shall be based upon the
erning Committee shall, at any time, have the power, by the vote of five of
its members, to alter and fix any rates of commission.
actual commission received by the originating member.
MEMBERS
Fusz, Firmin D., Boatmens Bank Bldg.
Platt, Edw. G., 306 N. 8th Street.
Barklage, Louis, 317 N .4th Street.
Reinholdt, J. W., Jr., Security Bldg.
Fusz, Schmelzle & Co., Boatmen’s Bank Bldg.
Bauer, A. H„ 312 N. 4th Street.
Gatch Bros., Jordan & McKinney, 418 Olive St.
Bauer Bros. Brokerage Co., 312 North 4th Street.
REINHOLDT & GARDNER, Security Building
Gatch, Nelson B., 418 Olive Street
Bennett, Jas. E., Boatmen’s Bank Bldg.
H.
L. Ruppert & Co., 400 Pine Street.
Gessler, G. E., Merchants-Laclede Bldg.
Bennett, Jas. E. & Co., Boatmen’s Bank Bldg.
Scudder, Chas., 300 N. 4th Street.
Gessler, E. A. & Son, Merchants-Laclede Bldg.
Berger-Cohn & Co., Landreth Bldg.
Seddon,
Bruce, Landreth Bldg.
Giger, Harold H., 211 N. 4th Street.
Bixby, W. H. Broadway and Locust.
Seddon, Morfit & Harvey, Landreth Bldg.
Giger & Co., 211 N. 4th St.
Bramman, Carl T., 314 N. Broadway.
Semple,
Jacobs & Co., Rialto Building.
Haeussler, W. C., Paul Brown Bldg.
Bramman-Schmidt-Busch, 314 N. Broadway.
Shuey, Lee G., 410 Olive St.
Haverstick, E. E., & Co., 346 N. Boyle Avenue.
Brocksmith, H. L., 400 Pine Street
Simon,
F.
M. 315 N. 4th Street.
E. E. Haverstick, Jr., 346 N. Boyle Ave.
Brown, Paul & Company, Paul Brown Bldg.
SIMON, I. M. & COMPANY, 315 North 4th St.
Hayward, John., 403 Olive Street.
Burg, Wm. H., La Salle Bldg.
Hill Brothers, Security Bldg.
Smith, Moore & Co., LaSalle Bldg.
Cohn, Henry I., Landreth Bldg.
Humphrey, Jaques & Co., 1963 Railway Exchange
Stickney, W. A., 409 N. 8th Street.
Cook, Henry M.. 400 Olive Street.
Bldg.
Stifel, A. G„ Boatmen’s Bank Bldg.
Costigan, E. J., 300 N. 4th Street.
Jacobs. B. F., Rialto Bldg.
STIFEL, NICOLAUS & CO., Boatmen’s Bank
Crago, John H., Security Bldg.
Jaques, Gordon F., 1963 Railway Exchange Bldg.
Bldg.
Crago, Smith & Canavan, Security Bldg.
Jones, Edward D., Boatmen’s Bank Bldg.
Jones. Edw. D. & Co., Boatmen's Bank Bldg.
Stix & Company, LaSalle Bldg.
Duhme, Herman, Franklin-American Trust Bldg.
Jones, Whipple Van Ness, Security Bldg.
Taussig, Day & Co., Boatmen’s Bank Bldg.
D’Oench, Duhme & Co., Franklin-Am.Tr.Bldg.
Knight & Co., H. H., 403 Olive St.
Taussig, G. J.. Boatmen’s Bank Bldg.
Donnell, F. C., La Salle Bldg.
Little & Hays Inv. Co., LaSalle Bldg.
Theis, Albert & Sons, Inc., 410 Olive St.
Louderman, Wm. M., Bank of Commerce Bldg.
EDWARDS, A. G. & SONS, 409 North 8th St.
Waldemer, Edwin R., LaSalle Bldg.
Meyer, J. P., Chemical Building.
Waldheim, Platt & Co., 306 N. 8th St.
Edwards, A. N., 409 N. 8th Street.
NEWHARD, COOK & CO., 409 Olive St.
Edwards, P. W. 409 N. 8th Street.
Walker, G. H. & Co., Broadway & Locust Streets.
Whitaker & Company, 300 North 4th Street.
Otto, Edw. F., No. 6 Sunset Court, Normandy,
Francis Bro. & Co., 222 N. 4th St.
Wibbing, O. H., Security Bldg.
Missouri.
Francis, T. T., Francis Bro. & Co., 222 N. 4th St.
Wibbing, O. H. & Co., Security Bldg.
Papin, Pierre L., Merchants-Laclede Bldg.
Friedman, Brokaw & Samish, 711 St. Charles St.
Williams, J. Gates, 222 No. 4th St.
P. L. Papin & Co., Merchants-Laclede Bldg.
Friedman, W. Stix, 711 St. Charles Street.
NEW YORK
NEW YORK STOCK EXCHANGE
(11 Wall St.)
Charles Klein, Assistant Secretary;
John Haskell, Vice-President;
William Me C. Martin, Jr., President;
Max Jacquin, Jr., Assistant Secretary;
Eugene Lokey, Vice-President;
Charles E. Saltzman, Vice-President and Secretary;
A. Tate Smith , Special Assistant to the President.
John Dassau, Treasurer;
Howland S. Davis, Vice-President;
Arthur H. Franklin, Assistant Treasurer;
COMMISSION RATES {Amended to November 9, 1938)
.Not less than 8.0c per share
$4 per share and above but under $5..
Rates to Non-members and Allied Members, etc.
.Not less than 9.0c per share
$5 per share and above but under $6..
.Not less than 10.0c per share
$6 per share and above but under $7..
On business for non-members and allied members, including joint account
.Not less than 11.0c per share
$7 per share and above but under $8.,
transactions in which any such person is interested the commission shall be
.Not less than 12.0c per share
$8 per share and above but under $9..
not less than the rates given below:
$9 per share and above but under $10
.Not
less than 13.0c per share
(Base
Rate)___
_______
_____
—
ON STOCKS, RIGHTS AND WARRANTS
.Not less than the 13.0c base
$10 per share and above......................
(hereinafter referred to as “stocks”)
rate plus 1.0c for each $10 of
the price per share
Except as to Ten-share Unit Stocks and Called Stocks:
Notwithstanding the fore
going, when the amount in
1/256 of $1 per share........... .......... ............- .Not less than 0.1c per share
volved in a transaction is less
1/128 of $1 per share................. .................... .Not less than 0.15c per share
than $ 10, the commission shall
1/64 of $1 per share and above but under
be as mutually agreed; when
2/32 of $1___ ______ _________ ______ .Not less than 0.5c per share
the amount involved is $10 or
2/32 of $1 per share.................. ....... ............. .Not less than 0.5c per share
more but less than $50, the
Over 2/32 of $1 per share but under 8/32
minimum commission shall
of $1.............................................-......... --- .Not less than 1.0c per share
be not less than 6% of such
8/32 of $1 per share and above but under
amount or $1 whichever is
% of $1..........-..................................... ....... .Not less than 1.5c per share
greater; and when the amount
% of $1 per share and above but under $1.. .Not less than 3.0c per share
involved is $50 or moro, the
$1 per share and above but under $2______ .Not less than 5.0c per share
minimum commission shall
$2 per share and above but under $3______ .Not less than 6.0c per share
be not less than $3.
$3 per share and above but under $4--------- .Not less than 7.0c per share
Officers:
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1925
NEW YORK STOCK EXCHANGE—Continued
ON TEN-SHARE-UNIT STOCKS, RIGHTS AND WARRANTS
(hereinafter referred to as “stocks”)
As designated by the Committee on Floor Procedure—except as to
Called Stocks:
Under $1 per share______________________ Same as 100-share-unit stocks
$1 per share and above but under $2_______Not less than 6.0c per share
$2 per share and above but under S3_______Not less than 7.0c per share
S3 per share and above but under $4_______Not less than 8.0c per share
$4 per share and above but under $5_______Not less than 9.0c per share
$5 per share and above but under $6_______Not less than 10.0c per share
$6 per share and above but under $7.......... ..Not less than 11.0c per share
S7 per share and above but under $8_______Not less than 12.0c per share
$8 per share and above but under $9_______Not less than 13.0c per share
$9 per share and above but under $10
(Base Rate)_____________ ____ ________ Not less than 14.0c per share
$10 per share and above..... ........................... .Not less than the 14.0c base
rate plus 1.0c for each $10 of
the price per share
Notwithstanding the fore
going, when the amount in
volved in a transaction is less
than $10, the commission shall
be as mutually agreed; when
the amount involved is $10 or
more but less than $50, the
minimum commission shall
be not less than 6% of such
amount or $1, whichever is
greater; and when the amount
involved is $50 or more, the
minimum commission shall
be not less than $3.
ON CALLED STOCKS
Art. XVII, Sec. 2, Par. (e): Notwithstanding the rates prescribed else
where in this Section 2, the commission rates to members, allied members
and non-members upon stocks which, pursuant to call or otherwise, are to be
redeemed within twelve months shall be such rates as may be mutually
agreed upon provided, however, that such rates shall apply to transactions
in any specific stock only after the Committee on Member Firms has made
announcement to that effect, and provided, further, that said Committee
may determine special rates on any or all such securities, reporting the same
to the Board of Governors. (The Committee on Member Firms has not
determined any special rates on such stocks.)
ON BONDS: per $1,000 of principal
(except as stated below)
Under $10_____________________________ Not less than 75c
$10 and above but under $100...... ............. ..Not less than $1.25
$100 and above............................... ................Not less than $2.50
Art. XVII, Sec. 3, Par. (d): Notwithstanding the foregoing, the commis
sion rates to members, allied members or non-members upon obligations of
the United States, Puerto Rico, Philippine Islands and States, Territories
and Municipalities there; upon bonds or notes having five years or less to
run; and upon bonds or notes which, pursuant to call or otherwise, are to be
redeemed within twelve months, shall be such rates as may be mutually
agreed upon; provided, however, that the Committee on Member Firms
may determine special rates on any or all such securities, reporting the same
to the Board of Governors. Under this authority the Committee has ruled
that commissions shall be not less than the rates given below;
ON BONDS OR NOTES HAVING FIVE YEARS OR
LESS TO RUN, BONDS AND NOTES WHICH,
PURSUANT TO CALL OR OTHERWISE, ARE
TO BE REDEEMED WITHIN TWELVE MONTHS
AND SUCH BONDS AND NOTES AS MAY BE
SPECIFICALLY DESIGNATED BY THE COM
MITTEE ON MEMBER FIRMS (Per $1,000 of
principal):
Under $10.................. ....................................................Not less than 75c
$10 and above but under $100.................... ...................Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price---------------------------------------------- Not less than $2.50
Not less than 96% or more than 110% of the redemp
tion price:
Six months or more........................ ......... ..................... Not less than $1.25
Less than six months-----------------------------May be mutually agreed upon
ON OBLIGATIONS OF THE UNITED STATES, Puerto Rico, Philip
pine Islands and States, Territories and Municipalities therein
------------------------------------------------------May be mutually agreed upon
MEMBERS
Abbott, Proctor & Paine, 120 Broadway
Abraham & Co., 120 Broadway
Ackerman, Warren, 120 Broadway
Acosta, J. A. & Co., 60 Beaver St.
Adams, Merrill & Co., 36 Pearl St., Hartford, Conn.
Adler, Coleman & Co., 15 Broad St.
Adrian, Jos. M„ 42 Broadway
Ahern, John J., 61 Broadway.
Alker, Carroll B., 61 Broadway.
Allan, Adrian R„ Jr., 40 Wall St.
Amy, Joseph H., 64 Wall St.
Andersen, Oswald, 115 Broadway.
Anderson, Elliott M., 71 Broadway.
Anderson, Harry, 120 Broadway.
Anderson, Henry A., 47 Broad St.
Anderson, W. Colford, 120 Broadway.
Andrews, Posner & Rothschild, 25 Broadway
Anness, Edw. C., 61 Broadway
Apy, Chester, 47 Broad St.
Aronson, Bernard & Co., 30 Broad St.
Arrowsmith, Post & Welch, 115 Broadway.
Ash & Co., Mervin, 120 Broadway.
Asher, Harry W., Jr., 60 Beaver St.
Asiel & Co., 11 Wall St.
Astor & Ross, 39 Broadway.
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Atterbury, Robert R., 445 Park Ave., Paterson,
N. J.
Auchincloss & Mills, 80 Broad St.
Auchincloss, Parker & Redpath, 719 15th St.,
Washington, D. C.
Auerbach, Poliak & Richardson, 30 Pine St.
Baar, Cohen & Company. 39 Broadway
Babcock, Henry D., 50 Broadway
Bach, Frederick F., 29 Broadway.
Bach, Reimer & Co., 29 Broadway.
BACHE & CO., J. S., 36 Wall St.
Bacon, Stevenson & Co., 39 Broadway.
Baker, Alfred L. & Co., Ill So. La Salle St.,
Chicago, Ill.
Baker, Watts & Co., Calvert & Redwood Sts.,
Baltimore, Md.
Baker, Weeks & Harden, 52 Wall St.
Baldwin, Peter, 42 Broadway.
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 1 Wall St.
Bamberger, Max, 15 Broad St.
Barbee, Harry, 40 Wall St.
Barclay, Henry A., 11 Wall St.
Barclay, Moore & Co., Fidelity-Phila. Trust Bldg.,
Philadelphia, Pa.
Barnwell, Arthur & Co., 100 Broadway
Baroni, William J., 50 Broadway.
Barrett & Company, 40 Exchange Place
Barrett, John E., 40 Exchange PI.
Barth, J. & Co., 482 California St., San Francisco,
Calif.
Bartholomae, H. J., 47 Broad St.
Bartlett, Benj. D. & Co., 313 Vine St., Cincinnati,
Ohio.
Baruch, Sailing W., 60 Beaver St.
Bean, Chas. H. & Co., 1528 Walnut St., Phila
delphia, Pa.
Bear, Stearns & Company, 1 Wall St.
Beardsley, Sterling S., 67 Broad St.
Beauchamp & Fagan, 50 Broadway
Beauchamp, Thomas J., 50 Broadway
Becker, Sherburn M. Jr., 1 Wall St.
Beer & Company, 817 Gravier St., New Orleans, La.
Belden & Co., 61 Broadway.
Bell & Beckwith, 40 Wall St.
Bendix, Luitweiler & Co., 52 Wall St.
Benedict. E. C. & Co., 61 Broadway
Benjamin & Sternbach, 30 Pine St.
Benjamin, Hill & Company, 50 Broadway
Bennet, Leslie L. & Company, 60 Broadway.
Bennett, James E. & Co., 50 Broadway
Bennett & Palmer, 165 Broadway
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
Berliner & Co., 40 Wall St.
Berman & Co., Pemberton, 49 Wall St.
Bernard, Winkler & Co., 25 Broad St.
Bernheimer, Edwin E., 1 Wall St.
Biddison & Co., N. D„ 39 Broadway.
Biddle, Whelen & Co., 1606 Walnut St., Phila
delphia, Pa.
Biggs, Mohrman & Co., 61 Broadway.
Billings, Olcott & Co., 52 Broadway
Bilofsky, Maxwell M., 120 Broadway
Bioren & Co., 1508 Walnut St., Philadelphia, Pa.
Bird, W. Gillette, 26 Broadway.
Bishop & Goldman, 50 Broadway
Bishop, Allen Reynolds, 50 Broadway
Bishop, Robert O., 42 Broadway
Bissinger, McKinley, 1613 Russ Bldg., San Fran
cisco, Calif.
Blauner. Simons & Co., 165 Broadway
Blinn. Prosper J„ 42 Broadway.
Bliss & Co., 745 Fifth Ave.
Bliss, Julius, 24 Broad St.
Bloch. Elmer M., 39Broadway.
Block, John Horace, 39 Broadway.
Block,Maloney & Co., 39 Broadway.
Blumenthal, A. Pam., 60 Beaver.
Blumenthal, Simon B., 50 Broadway.
Blun, George E., 165 Broadway.
Blyth & Bonner. 67 Broad St.
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
Bonner & Gregory, 44 Wall St.
Boody, McLellan & Co., Ill Broadway
Bosten, Paul R., 47 Broad St.
Bouvier, Bishop & Co., 52 Broadway.
Boylan, Robert P., 61 Broadway.
Bradford, J. C. & Co., 418 Union St., Nashville,
Tenn.
Bradshaw, Sydney P„ 61 Wall St.
Bramley & Smith, 52 Broadway
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va.
Brand, Grumet & Co., 120 Broadway
Brand, Michael J., Jr., 47 Broad St.
Brandenburg & Co., Ill Broadway
Braumuller, Charles, 47 Broad St.
Bregman, Abner, 1 Wall St.
Breinlng & Co., 17 Battery Place
Bright, Elmer H. & Co., 84 State St., Boston,
Mass.
Bright, Sears & Co., 53 State St., Boston, Mass.
Brill, D. Dudley, 61 Broadway.
Brinton & Co., 61 Broadway
Britt, Richard J.. 25 Broadway,
Brody, L. J. Stephen, 109 Killdeer Rd., Hamden,
Conn.
Brooks & Co., J. H., 135 Broadway.
Brooks, James W., 71 Broadway.
Brown, Alex. & Sons. 135 East Baltimore St.,
Baltimore, Md.
Brown Brothers, Harriman & Co., 59 Wall St.
Brown, Gardner W., 120 Broadway
Brown, Geo. Estabrook, 49 Broad St.
Brown, James M. Jr., 47 Broad St.
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 120 Broadway.
Brown & Co., Vernon C., 71 Broadway.
Brumley, Albert, 120 Broadway.
Bruns, Edwin G., 11 Wall St.
Bruns, Edwin G. Jr., 11 Wall St.
Buchanan & Tomes, 120 Broadway.
Buckley, John F„ 47 Broad St.
Buell, Fisher A., 120 Broadway
Bull & Eldredge, 1 Wall St.
Burke, Walter F., 50 Broad St.
BURNET, W. E, & CO., 11 Wall St.
Burnham & Company, 30 Pine St.
Burnside, I. H. & Co., 80 Broad St.
Burr, Gannett & Co., 53 State St., Boston, Mass.
Burton, Cluett & Dana, 120 Broadway
Bushnell, Henry Thompson, 39 Broadway
Butcher & Sherrerd, 1500 Walnut St., Philadelphia
Butler, Herrick & Marshall, 30 Broad St
Butler, Wick & Co., Union National Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck & Broads, 39 Broadway
Byram, Hobart R., 42 Broadway.
Byrne, James F., 30 Broad St.
Bywater & Leary, 120 Broadway.
Cahill, Robert L., 39 Broadway.
Cahn & Co., Frank B., Equitable Bldg., Baltimore
Md.
Cahn, Joel G., 61 Broadway.
Callaway, Fish & Co., 15 Broad St.
Campbell & Co., H. G., 52 Broadway
Campbell, James, 42 Broadway
Campbell, Oliver S., 26 Broadway.
Canavan, Eugene F., 42 Broadway.
Carey, Denis J.. 42 Broadway.
Carey, H. T., Joost & Patrick, 50 Broadway
Carhart, H. Whitfield, Jr., 50 Broadway
Carlebach, Herbert L., 60 Broad St.
Carlebach, Walter M., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle, Mellick & Co., 50 Broadway
Carmichael & Carson, 52 Wall St.
Carreau & Co., 63 Wall St.
Carrere, John. 14 Wall St.
Carstairs & Co., 1421 Chestnut St., Philadelphia,
Carstens, Geo., 42 Broadway
Farther Information on Arms appearing In bold lace type will be found m the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1926
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
Carter & Co., 14 Wall St.
Caspary & Co., A. H., 20 Broad St.
Cassell & Co., H., 61 Broadway
Cavenee, Clark M., 208 S. La Salle St., Chicago,
ni.
Cavalier & Co., Wm., 121 Sutter St., San Fran
cisco, Calif.
Ceballos & Geer, 42 Broadway.
Chapin & Co., S. B., Ill Broadway
Chaplin & Co., 52 Broadway
Chauncey & Co., 15 Broad St.
Chisholm & Chapman, 52 Broadway
Clapp, Howard F.. 50 Broadway.
Clark & Co., Charles, 72 Wall
Clark, Dodge & Co., 61 Wall St.
Clark & Co., E. W., Locust & 16th Sts., Phila
delphia, Pa.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, Ill.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 120 Broadway.
Clucas & Company, E. W., 70 Pine St.
Cluett, George A. Jr., 115 Broadway.
Coddlngton, Dave H., 120 Broadway.
Coggeshall & Hicks, 111 Broadway
Cohen, Edward L., 70 Pine St.
Cohen & Co., Edward L., 70 Pine St.
Cohen, Simonson & Co., 30 Broad St.
Cohen, Wachsman & Wassail, 60 Beaver St.
Cohn, Henry A., 120 Broadway.
Cohn, Martin L., Jr., 120 Broadway.
Coleman, Eliot W„ 42 Broadway.
Coleman, Sheldon T., 15 Broad St.
Coleman, Townsend P., 42 Broadway.
Colgate & Co., Jas. B„ 44 Wall St.
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins, John T., 50 Broadway.
Colvin, Harold R., 14 Wall St.
Combs & Co., Wm. H., 61 Broadway
Cone, Henry H. Jr., 50 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conrled & Co., 1 Wall St.
Content, Zuckerman & Co., 39 Broadway.
Conway & Co., Norton, 52 Wall St.
Cook, Charles K„ 40 Wall St.
Cook, Harry, 40 Wall St.
Cooke, James F., 42 Broadway.
Cooley & Co:, 100 Pearl St., Hartford, Conn.
Cooney, Russell S., 120 Broadway
Corlies & Booker, 50 Broadway.
Corroon, George A., 15 Broad St.
Coster, Gerard H., 14 Wall St.
Courts & Co., 11 Marietta St., Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Craigmyle & Co., 1 Wall St.
Crandell, Walter S., 25 Broad St.
Crane, McMahon & Co., 209 So. La Salle St..
Chicago, Ill.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front St.
Cunningham, Cyril E., 42 Broadway.
Curran, William G., 50 Broadway.
Curtiss, House & Company, Union Commerce
Bldg., Cleveland, Ohio.
Dabney & Co., F. L., 10 Post Office Square,
Boston, Mass.
Dahl, Warren L„ 40 Wall St.
Dale, Chester, 115 Broadway.
Dammes, Wasserman & Co., 40 Wall St.
Daning, M. J., 60 Wall st.
Dann (J. C.) Wickwire & Co., 287 Main St.,
Buffalo
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Va.
Davies & Co., Russ Bldg., San Francisco, Calif.
Davis & Co., Fellowes, 52 Broadway.
Davis & Co., J. W„ ill Broadway.
Davis & Co., Morgan. 15 Broad St.
Davis & Davis, 10 Weybosset St., Providence,
R. I.
Davis & McIntosh, 64 Wall St.
Davis, Frank H., 47 Broad St.
Davis & Co., Paul II., 10 So. La Salle St., Chicago,
Davis, Waters S., Jr., 44 Pine St.
Day & Co., R. L„ 14 Wall St.
De Coppet & Doremus, 42 Broadway
deCoppet, Robert F., 47 Broad St.
de Cordova & Bro., Cyril, 25 Broad St.
de Cordova. Eustace. 25 Broad St.
Deery & White, 25 Broad St.
De Haven & Townsend, 30 Broad St.
Delafield & Delafield, 14 Wall St.
Demuth, Robert L., 50 Broadway.
Denny, Saportas & Co., 1 Wall St.
Denzer, Bernard E., 39 Broadway,
de Rham, Casimir, 115 Broadway
De Veau. George P., 47 Broad St.
DICK & MERLE-SMITH, 30 Pine St.
Diefendorf, Sanders & Ward, 14 Wall St.
Dietrich & Company, F., 1 Wall Street.
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon, George A., 36 Wall St.
Dobbs & Company, 50 Broadway.
Dominick & Dominick. 115 Broadway
Donoho & Co., J. F„ 111 Broadway.
Donohue, Joseph T., 30 Broad St.
Douglas & Company, F. H., 61 Broadway.
Douglas, Barclay K., 120 Broadway
Douglas, Walter C., 11 Wall St
Doyle & Company, Frank, 120 Broadway
MEMBERS
Doyle & Co., M. D„ 1 East 57th St.
Draper,Williams & Co., 53 State St., Boston, Mass.
Dreyfus, Benton & Nicholas, 40 Wall St.
Dreyfus, Walter, 40 Wall St.
Driscoll, William V., 50 Broadway.
Drummond & Sierck, 50 Broadway.
Dryfoos, Orvil E., 50 Broad St.
DRYSDALE & CO., 71 Broadway
Duff & Co., J. Robinson, 1 Wall St.
Duffy & Co., Edward J., Ill Broadway.
Duncan, John C. Jr., 60 Broadway.
Dunne & Co., John V., 19 Rector St.
Dunscombe, Roger, 50 Broadway
du Pasquier & Co., 11 Wall St.
du Pont & Co., Francis I, 1 Wall St.
Durand, C. A. & Son, 15 Broad St.
Durand, James F., 50 Broadway.
Duryea & Co., 74 Trinity PI.
Eastland, Douglass & Co., 317 Montgomery St.,
San Francisco, Calif.
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 39 Broadway.
Edge & Co., C. N„ 20 Exchange Place.
Edgerton, John J., 61 Broadway.
Edmonds, William E., 39 Broadway
Edmonds & Co.. 120 Broadway.
Edwards & Sons, A. G., 409 N. 8th St., St. Louis,
Mo.
Edwards, Ogden M. Jr., 316 Fourth Ave., Pitts
burgh, Pa.
Einstein & Co., H. G„ 30 Broad St.
Eisele, King & Studdiford, 9 Clinton St., Newark,
N. J.
Eisemann & Co., Alexander, 42 Broadway
Eising & Co., 165 Broadway.
Eislng, George J., 165 Broadway.
Eising, Robert E., 165 Broadway
Elder & Co., James Bldg., Chattanooga, Tenn.
Elias & Co., Albert J., 20 Broad St.
Eliott & Co., Gilbert, 11 Broadway.
Elkins, Morris & Co., Land Title Bldg., Phila
delphia, Pa.
Elliott, Crawford & Co., 120 Broadway.
Ellis & Co., D. H., 120 Broadway
Elsaesser, George G., 47 Broad St.
Ely & Co., 120 Broadway.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Erdman & Co., 120 Broadway
Eric & Drevers, 115 Broadway.
Ernst & Company, 120 Broadway
Estabrook & Co., 40 Wall St.
Evans, Stillman & Co.. 14 Wall St.
Eyre, Beverley M., 40 Wall St.
Fackert, William E., 120 Broadway.
Fagan, Albert E., 50 Broadway.
Fahnestock & Co., 1 Wall St.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall St.
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, Ill.
Federman & Filston, 25 Broadway.
FENNER & BEANE, 67 Broad St.
Filor, Bullard & Smyth, 39 Broadway
Finch, WUson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley. William V. B., 42 Broadway.
Fine & Co., W. A., 1 Wall St.
Finucane, Wm, G. 120 Broadway
Fisher, William, 120 Broadway.
Fitzgerald, Joseph M., 60 Beaver St.
Fitzsimmons, Joseph M., 115 Broadway
Flinn, George H., Jr., 551 Fifth Ave.
Fly & McFall, 73 Madison Ave., Memphis, Tenn.
Ford, Donald, 115 Broadway.
Forgie, David F., 47 Broad St.
Foster & Adams, 120 Broadway
Foster & Co., F. V., 24 Broad St.
Foster, John W., 25 Broad St.
Foster, Marvin & Co., 2 Wall St.
Fowler, Thomas P., 15 Broad St.
Fox. O’Hara & Co., 60 Broad St.
Francis, Bro. & Co., 4th and Olive Sts., St. Louis,
Mo.
Frank, A. Richard, 120 So. La Salle St., Chicago,
Ill.
Frank & Co., Charles A., 30 Broad St.
Frank, Robert L., 25 Beaver St.
Frankhauser, Charles A., 50 Broadway.
Fransioli & Wilson, 61 Broadway.
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company, Albert, 120 Broadway
Friede, Leo, 1 Wall
Friedlander, Marcus S., 39 Broadway
Friedman & Co., 30 Broad St.
Friedman, Brokaw & Samish, 711 St. Charles St.
St. Louis, Mo.
Friend, Walter W., 1 Madison Ave.
Fuerst & Co., Otto, 120 Broadway
Fuerst, William, 39 Broadway
Fuller, O’Connor & Lyons, 67 Broad St.
Fuller, Rodney & Co., 44 Wall St.
Gaines & Company, 1 Wall St.
Gale, Alexander B., 40 Exchange PI.
Gammack & Co., 40 Wall St.
Garvin, Bantel & Co., 120 Broadway.
Geddes, Gerald M., 42 Broadway.
Gengler Bros., 1 Wall St.
Gengler, Joseph D„ 1 Wall St.
Gerham, Harry, 42 Broadway.
Gibb, Robert P., 50 Broadway.
Giblin, Walter M„ 40 Wall St.
Gilbert & Co., Clinton, 120 Broadway
Gildea. Charles A., 39 Broadway.
Giles, Norris & Co., 39 Broadway
Gilmor, Robert, 1 Wall St.
Gitterman, Joseph L., Jr., 60 Beaver St.
Glendinning & Co., Robert, Packard Bldg., S. E.
corner 15tli and Chestnut Sts., Philadelphia, Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk.
Big., Buffalo, N. Y.
Glore, Forgan & Co., 38 Wall St.
Goadby & Co., W. H„ 2 Wall St.
Goldman, Henry Jr., 50 Broadway
Goldman & Co., R. J., 30 Broad St.
Goldman, Robt. J., 30 Broad St.
Goldman, Sachs & Co., 30 Pine St.
Goldsborough, William W., Jr., 745 Fifth Ave.
Goldsmith & Co., H. W., 50 Broadway
Goldsmith, Joseph M., 63 Wall St.
Goodbody & Co., 115 Broadway
Goodman, Jos. D., 611 West Upsal St., Philadel
phia, Pa.
Goodwin, William H., 42 Broadway.
Gordon, Gerald M„ 120 Broadway.
Gordon & Walther, 115 Broadway.
Gosling, Woodley B„ 42 Broadway.
Gossler, Philip, Jr., 40 Wall St.
Gould, Clarence F., 2 Wall St.
Gould,Frank Jay, 165 Broadway.
Gould, Howard, 55 Liberty St.
Gradison & Co., W. D., 408 Dixie Terminal Bldg.,
Cincinnati, Onio.
Graham, Harry S., 50 Broadway
Granberry & Co., 50 Broadway
Granbery, Marache & Lord, 120 Broadway.
Graves, Banning & Co., 14 Wall St.
Graves & Co., Gordon, 50 Broadway.
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 40 Wall St.
Greenway, Gilbert C. Jr., 370 Park Ave.
Gregory, George V., 42 Broadway.
Griffen & Foley, 20 Broad St.
Gruner, Otto H., 120 Broadway.
Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude. Winmlll & Co., 1 Wall St.
Gunn, Norman, 30 Pine St.
Gutenstein & Lasdon, 25 Broad St.
Guy, John J., 50 Broad St.
Gwynne Brothers, 48 Wall St.
Hackney, Hopkinson & Sutphen, 25 Broad St.
Haff, Carroll B„ 120 Broadway.
Hagan, John Vincent, 42 Broadway.
Halladay & Co.. 14 Wall St.
Halle & Stieglitz, 25 Broad St.
HALLGARTEN & CO., 44 Pine St.
Hall, J. Goodwin, 705 First National Bank Bldg.,
Fort Worth, Tex.
Halsted & Harrison, 1 Wall St.
Hamershlag, Borg & Co., 39 Broadway
Hano & Co., 1505 Walnut St., Philadelphia, Pa.
Hardenbrook, Donald J., 2 Wall St.
Hardy & Company, 11 Broadway
Hardy & Co., Waller C., Kanawha Valley Bldg.,
Charleston, W. Va.
Harman & Co., 250 Park Ave.
Harrington & Co., 44 Wall St.
HARRIS, UPHAM & CO., 11 Wall St.
Harrison & Co., 120 Broadway.
Hartshorne, Fales & Co., 71 Broadway
Hatch, E. Sanford, 61 Broadway.
Haughey, Robert A., Jr., 50 Broadway.
Haupt & Company, Ira, 39 Broadway
Haupt, Stuart, 39 Broadway.
Hawkins, Roswell G„ 15 Broad St.
HAYDEN, STONE & CO., 25 Broad St.
Hays, William H., 71 Broadway
Hazelhurst, Andrew, 111 Broadway.
Hazlett, Burt & Watson, 215 Wheeling Steel Bldg.,
Wheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V., 42 Broadway.
Hecker & Co., Liberty Trust Bldg., Broad & Arch
Sts., Philadelphia, Pa.
Hedberg. O. Viking, 39 Broadway.
HEIDELBACH, ICKELHEIMER & CO., 49
Wall St.
Hemmerle, Joseph, 111 Broadway.
Hemphill, Noyes & Co., 15 Broad St.
Henderson & Company, 40 Wall St.
Henderson, Charles F. & Sons, 71 Broadway
Hendrickson & Co.. 30 Pine St.
Hentz & Co., H., 60 Beaver St.
Hepburn, George, 61 Wall St.,
Herbek, Anton W.. 47 Broad St.
Hernon, Pearsall & Co., 120 Broadway
Herzfeld & Stern, 30 Broad St.
Hess, Walter W., 30 Pine St.
Hetherington, James A., II, 42 Broadway.
Hettleman & Co., 52 Wall St.
Hewitt, Lauderdale & Co., 61 Broadway
Hibbs & Co., W. B., Hibbs Bldg., Washington
D. C.
Higham, Neville G., 30 Broad St.
Hilbert, Condon & Bassett, 11 Wall St.
Hill, Crawford, 2 East 55th St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hilliard & Son, J. J. B., 419 W. Jefferson St.,
Louisville, Ky.
Hilts, Erwin R., 120 Broadway.
Hinckley, Albert P., 1 Wall St.
Further Information on Arms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1927
NEW YORK STOCK EXCHANGE—Continued
Hirsch, Lillenthal & Co., 165 Broadway
Hirschberg, Harold, 39 Broadway.
Hirshon, Walter, 61 Broadway.
Hiscoe, Reginald V., 11 Wall St.
Hoge, Underhill & Co., 120 Broadway
Hogle & Co., J. A., 132 Main St., Salt Lake City,
Utah
Hollander, Robert B„ 50 Broad St.
Holsapple & Co., 30 Pine St.
Homans & Co., 67 Broad St.
Hoppin Bros. & Co., 120 Broadway
Hornblower & Weeks, 40 Wall St.
Hough, Harry P..71 Broadway.
Hovey & Co., Chandler, 82 Devonshire St.,
Boston, Mass.
Howard, Robert F., 25 Broad St.
Hoyne, Mellinger & Co., 231 So. La Salle St.,
Chicago, Ill.
Hoyt & Co., Colgate, 14 Wall St.
Hubbard & Co., Edward G., 50 Broadway.
Hubbard, Edwin D., 29 Broadway.
Hughes, John F., 120 Broadway.
Hulburd, Warren & Chandler, 208 S. La Salle St.,
Chicago, Ill.
Hume & Thompson, 60 Broadway
Hummer, Wayne & Co., 105 W. Adams St..
Chicago, Ill.
Hunnewell & Co., 49 Federal St., Boston, Mass.
Hunt, Gregory C., 50 Broadway.
Hurt, Harry, 47 Broad St.
Hutchins & Parkinson, 50 Congress St., Boston,
Mass.
HUTTON & CO., E. F., 61 Broadway
Hutton & Co., W. E„ 14 Wall St.
Hyde, William T„ 120 Broadway.
Hyman, Charles J., 30 Broad St.
Hyman & Co., 40 Wall St.
Hynes, John M., 120 Broadway.
Imbrie, H. Thornton, 50 Broadway.
Ingalls & Snyder, 100 Broadway
Irle, Willard S., 30 Broad St.
Iselin, Ernest, 115 Broadway.
Iseman, & Co., Harold M„ 60 Beaver St.
Jackson Bros., Boesel & Company, 26 Broadway
Jackson & Curtis, 115 Broadway.
Jackson & Wreszin, 71 Broadway.
Jacobs, Stanley R., 30 Pine St.
Jacobson & Co., Benjamin, 61 Broadway.
Jacobson, Robert J., 61 Broadway.
Jacquelin & De Coppet, 47 Broad St.
Jamieson & Co., 1225 First National-Soo Line
Bldg., Minneapolis, Minn.
Jamieson, Carson F., 1225 First National-Soo Line
Bldg., Minneapolis, Minn.
Jelke & Co., Frazier, 40 Wall St.
Jenkins & Stevens, 120 Broadway.
Jennings, George C., 60 Beaver St.
Jesup & Lamont, 26 Broadway
Jewel, Norman J., 60 Broadway.
Jewett, Newman & Co., 26 Broadway.
Johnson & Co., R. H., 64 Wall St.
Johnson & Wood, 67 Broad St.
Johnson, Leeds, 49 Wall St.
Johnson, Robert G., 61 Broadway.
Johnston, Percy H . Jr., 15 Broad St.
Johnston, Reed, 1 Wall St.
Jones & Co., 20 Broad St.
Joseph & Co., Morris, 25 Beaver St.
Joseph, J. Bernard, 40 Wall St.
Josephthal & Co., 120 Broadway
Jurgens, Herman E., 42 Broadway.
Kahn, Elliott M., 44 Pine St.
Kahn, Gustave H., 165 Broadway.
Kahn, Harry, Jr., 39 Broadway.
Kamermayer, Henry, 50 Broadway.
Kastor, Robert N., 52 Wall St.
Kaufman & Co., Richard K., 39 Broadway
Kaufmann, Leo, 25 Broad St.
Kay, Byfield & Co., 61 Broadway.
Kay, Richards & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
Kean, Taylor & Co., 14 Wall St.
Keehn & Co., Grant, 50 Pine St.
Keen & Co., 123 So. Broad St., Philadelphia, Pa.
Keenan, Henry C., 120 Broadway.
Kelley, Thomas F„ 50 Broadway.
Kellogg, James Crane, 3rd, 50 Broadway.
Kemp, George S., 911 E. Main St., Ricbmond, Va.
Kempner, Alan H., 120 Broadway.
Kennedy & Co., 1 Wall St.
Keppler, Emil A. C., Schroon Lake, N. Y.
Kerngood, S. George, 39 Broadway.
Kerr & Armstrong, 30 Broad St.
Kerr, & Co., L. S„ 11 Wall St.
Kevet, Ralph E., 50 Broadway.
Kidder & Co., A. M„ 1 Wall St.
KIDDER, PEABODY & CO., 17 Wall St.
Kimball, Hervey L„ 42 Broadway.
King, Frank E., 50 Broadway.
Kirk, William T., 3rd, 120 Broadway
Klauber, Murray, 36 Wall.
Klingenstein, Paul H., 25 Broad St.
Knapp, Arthur, Jr., 47 Broad St.
Knapp, Theodore J., 14 Wall St.
Koch, & Co., Spencer B., 29 Broadway.
Kohler, Fish & Co.. 48 Wall St.
Kraebel, Raymond H„ 50 Broadway.
KUHN, LOEB & CO., 52-54 William St.
La Branche, Arthur E , 50 Broadway.
La Branche, Geo. M. L., 50 Broadway.
La Branche & Company, 50 Broadway
MEMBERS
Ladenburg, Thalmann & Co., 25 Broad St.
Laidlaw & Co., 26 Broadway
Laird & Co., Nemours Bldg., Wilmington, Del.
Laird, Bissell & Meeds, 120 Broadway
Lamborn, Hutchings & Co., 39 Broadway.
Lamm, Harold J., 50 Broadway.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
Chicago, Ill.
Lanahan, W. W., & Co., Calvert Bldg., Baltimore,
Md.
Langley & Co., W. C„ 115 Broadway
Lapham, Davis & Bianchi, 44 Pine St.
Lapham, Frank E., Jr., 120 Broadway
Larkin, Sylvester P., 135 Broadway
Lawrence & Sons, Cyrus J., 115 Broadway
Lazard Freres & Co., 19 Nassau St.
Leavitt, Phillip B., 50 Broadway.
Lee, Cornelius S., Jr., 1 Wall St.
Lehman Bros., 1 William St.
Leopold & Co., James M„ 70 Wall St.
Levey, David E., 25 Broad St.
Levi, Frank S., 39 Broadway.
Levinson, Edwin D., 39 Broadway
Levy & Co., Robert J., 165 Broadway
Lewinson & Co., Sydney, 50 Broad St.
Lewisohn & Sons. Adolph, 61 Broadway
Lewisohn, Frederick, 595 Madison Ave.
Libaire, Stout & Co., 50 Broadway
Liberman, Herman N., Jr., 25 Broad St.
Limburg, Alan M., 120 Broadway
Linburn, Ernest A., 25 Broad St.
Linder, Harold F., 61 Broadway.
Lipper, Arthur, Jr., 120 Broadway.
Lipscher, Milton A., 40 Wall St.
Livingstone & Co., S. R., Penobscot Bldg., Detroit,
Mich.
Lloyd & Co., Ill Broadway
Lober Brothers & Co., 30 Broad St.
Lockwood, Peck & Co., 52 Broadway.
Loeb, Alsberg & Co., 39 Broadway.
Loeb, Carl M. Rhoades & Co., 61 Broadway.
Loeb, George A., 120 Broadway.
Loeb, Robert H., 25 Broadway.
Long, John E„ 25 Broad St.
Lovejoy, Donald M., 49 Broad St.
Low, Arthur J., 29 Broadway.
Lowell, James Russell, 1 Wall St.
Lowitz & Co., E., 29 Broadway
Luber & Co., 40 Wall St.
Luke, Banks & Weeks, 1 Wall St.
Lyon, W. Wallace & Co., 120 Broadway.
Lyons & Co., W. L., 231 S. 5th St., Louisville, Ky.
Mabon & Co., 50 Broadway
MacArthur, Malcolm, 47 Broad St.
MacCorkle, Robert C., 48 Wall St.
MacDonald & Co., 220 Real Estate Tr. Bldg.,
Philadelphia, Pa.
Mackay & Co., 14 Wall St.
MacKinney & Weicker, 1 Wall St.
MACKUBIN, LEGG & CO., 222 E. Redwood St.,
Baltimore, Md.
MacQuoid & Coady.lll Broadway
Madden, Walter H., 47 Broad St.
MahaiTey, Birch 0., 2101 Missouri Pacific Bldg,
St. Louis, Mo.
Mahoney, Walter J., 15 Broad St.
Maier, Albert J., 42 Broadway.
Maier, John A., 42 Broadway.
Manheimer, DeWitt J., 50 Pine.
Manson & Co., Thos. L., 67 Broad St.
Maples & Goldschmidt, South Norwalk Trust Co.
Bldg., South Norwalk, Conn.
Marcus & Co., 25 Broadway
Marks, Eric H., 1 Wall St.
Marks & Co., Laurence M., 49 Wall St.
Marquis & Co., L. J., 730 Fifth Ave.
Marshall, Campbell & Company, 61 Broadway.
Masten, A. E., & Co., First National Bank Bldg..
Pittsburgh, Pa.
Maxwell, Eugene L., 25 Broad St.
Mayer, Clinton 0. Jr., 120 Broadway.
Mayer & Hart, 111 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McCarthy, Daniel F„ 52 Broadway
McClave & Co., 254 Park Ave.
McClellan, George R., 40 Wall St.
McDermott & Co., Peter P., 39 Broadway.
McDermott. David H., 25 Broadway.
McDonnell & Co., 120 Broadway.
McEneaney, Edward V., 47 Broad St.
McGeoch, Arthur N„ Jr., 40 Wall St.
McGough & Schuman, 61 Broadway.
McGregor, Irvine & Co., 1219 Chapline St..
Wheeling, W. Va.
McIntyre, Hugh B., 50 Broadway.
McKay, N. Bruce, 42 Broadway.
McKelvey & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
McKenna, Arthur J., 47 Broad St.
McKenna. James, 40 Exchange Place.
McKenzie, Joseph E., 120 Broadway.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin. Joseph A., 50 Broadway.
McLean, Edward T., 40 Wall St.
McLean, James, 40 Wall St.
McMannus & Mackey, 15 Broad St.
McShain, John, 17th & Spring Garden Sts.,
Philadelphia, Pa.
McVickar, E. S. J., 2 Wall St.
Meehan & Co., M. J , 30 Broad St.
Meffert, Robert F., 16th Floor, 11 Wall St.
Melady & Co., John, 39 Broadway
Mellick, J. Hartley, Jr., 50 Broadway.
Mellon, Charles Henry, 25 Broadway.
Mensch, Bernard L., 29 Broadway.
Mensch, Milton. 29 Broadway.
Merrill, Joseph L., 40 Wall St.
Mesirow, Norman, 135 S. La Salle St., Chicago. Ill.
Miller & Dodge, 30 Broad St.
Miller & Lummis, 1 Wall St.
Miller Frank A., 25 Broad St.
Miller, W. E., Hutton, Room 2328, 61 Broadway
Minton & Co.. D. M., Ill Broadway
Mitchel, Whitmer, Watts & Co., 14 Wall St.
Mitchell, Hutchins & Co., 231 S. La Salle St.
Chicago, Ill.
Montgomery, Scott & Co., 120 Broadway.
Moore & Co., D. T., 50 Broad St.
Moore, J. Carson, 52 Broadway.
Moore, Leonard & Lynch, 115 Broadway.
Moore & Schley, 100 Broadway.
Moors & Cabot. Ill Devonshire St., Boston, Mass
Morgan & Company, Henry, 42 Broadway
MORGAN & CO., J. P., 23 Wall St.
Morgan, Morgan G., 30 Broad St.
Morris & Co., 61 Broadwav.
Morris, A. W., & Co., 325 W. 8th St., Los Angeles,
Calif.
Morris & Smith, 1475 Broadway
Morris, David V., 50 Broadway.
Morris & Co., William, 52 Wail St.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W„ 1 Wall St.
u> vv., I . O*. A* TT All
Muir & Co., John, 39 Broadway.
Muller & Schryver, 40 Wall St.
Munn & McCauley, 30 Broad St.
Murfey & Co., Guardian Bldg., Cleveland, Ohio
Murphy & Co., G. M.-P., Ill Broadway
Myles, John L.. 47 Broad St.
Nammack, Jerome W„ 40 Wall St.
Nash & Co., Ill Broadway.
Neddermeyer, August, 120 Broadway.
Neilson, C. Frederic, Jr., 115 Broadway.
Neilson, Louis, 120 Broadway
Nelson, Palen, 1 Wall St.
Neuberger & Berman, 25 Broad St.
Neuberger, Harry H., 60 Beaver St.
Neuhut, Plohn & Co., 60 Broad St.
Neumoegen, Manfred L., 39 Broadway.
Newbold’s Son & Co., W. H„ 1517 Locust St„
Philadelphia, Pa.
Newborg & Co., 30 Broad St.
Newburger, Loeb & Co., 40 Wall St.
Newcombe & Co., Chas. M., Ill Broadway
Newhard, Cook & Co., 400 Olive 8t., St. Louis
Mo.
Newman Bros. & Worms, 25 Broad St.
Newsome, John C., 50 Broadway.
Newton, Robert P., Ill Broadway.
Nick & Co., J. F., 120 Broadway
Nicolaus. Louis J., 314 N. Broadway, St.Louis.Mo
Nims, Arthur V„ 11 Wall St.
Noble, Henry S., 42 Broadway.
Norris & Kenly, 208 S. La Salle St., Chicago, Ill.
Norris, Donald Lee, 61 Broadway.
Noyes & Co., David A., 208 S. La Salle St.
Chicago, Ill.
Noyes, Julius W., 1 Wall St.
Nugent, Igoe & Manning, 21 Commerce St„
Newark N J
*
Nuttall &’Co., R. V., Park Bldg,, Fifth Ave. and
Smithfleld St., Pittsburgh, Pa.
O’Brien & Co., E. F., 15 Broad St.
O’Brien, Esmonde F., 15 Broad St.
O’Brien, Richard W„ 15 Broad St.
O’Gara & Co., Alfred, 209 S. La Salle St., Chicago,
Oliphant & Co., Jas. ri., 61 Broadway.
Onativia, J. V., 120 Broadway.
Orvis Brothers & Co., 60 Broadway.
Orvis, Schuyler A., 60 Broadway.
O’Sullivan, James J„ Room 1221, 20 Broad St.
Ottley, Gilbert. 165 Broadway
Paine, Webber & Co., 25 Broad St.
Parker, Alfred P„ 44 Beaver St.
Parker, McElroy & Company, 120 Broadway
Parrish & Co., 40 Wall St.
Pearl, Dyer, 1 Wall St.
Peck, Barney, 42 Broadway.
Pedley, Martin & Co., 634 So. Spring St., Los
Angeles, Calif.
Peet & Co., H. O., 23 W. 10th St., Kansas City,Mo.
Pell & Co., 40 Wail St.
Pell, Peake & Co., 24 Broad St.
Pelzer, B. H. & F. W., 120 Broadway.
Penington, Colket & Wisner, 70 Pine St.
Perkins, Erickson & Co., Powers Bldg., Rochester,
Pershing & Co., 1 Wall St.
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co., Carl H., 25 Broad St.
Pierce & Co., E. A., 40 Wall St.
Pierce, Allen A., 40 Wall St.
Pillot, Andre P„ 48 Wall St.
Pinkerton & Whitney, 50 Broadway.
Piper, Jaffray & Hopwood, 115 S. 7th St., Minneapolis, Minn.
Pollard & Company, 120 Broadway.
Post & Flagg, 49 Broad St.
Potter, Earl S., 120 Broadway.
Potter, Eliphalet N., 42 Broadway.
Potter, J. W. Fuller, 120 Broadway
Potts, William B. Jr., 14 Wall St.
Potts, William Rockhill, 47 Broad St.
Pouch & Co., 52 Wall St.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1928
NEW YORK STOCK EXCHANGE—Continued
Prescott & Co., 101 Guardian Bldg., Cleveland
Ohio.
Pressprich & Co., R. W„ 68 William St.
Price & Co., Geo. E„ 730 Fifth Ave.
Prince, F. H., & Co., 15 Westminster St., Provi
dence. R. I.
Proctor, Cook & Co., 35 Congress St., Boston,
Mass.
Proskauer, Richman, 11 Wall St.
Pryibil, Paul, 120 Broadway.
Purcell & Co., Edward A., 54 Wall St.
Purcell, James G., 115 Broadway.
Purdy, Strother B., 42 Broadway.
Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall & Hollister, 60 Wall St.
Qulncey & Co., Chas. E., 24 Broad St.
Quinn, Benedict N., 39 Broadway.
Quinn, Walter A., 50 Broadway.
Raebeck, William, 67 Wall St.
Raiss & Co., Carl, 256 Montgomery St., San
Francisco, Calif.
Raschen, John W., 42 Broadway.
Ray, Joseph B„ 50 Broadway.
Rayner, Thomas, 42 Broadway.
Reckling, Harold M., 42 Broadway
Reeves, Edward J., 61 Broadway.
Reilly, Wm. B.. 50 Freeman St.. Newark, N. J.
Reimer, Otto B„ 29 Broadway.
Reiner & Co., Milton E., 120 Broadway
Reinholdt & Gardner, 400 Locust St., St. Louis, Mo.
Renson, Joseph H., 19 Rector St.
Reynolds & Co., 120 Broadway.
Reynolds, Fish & Co., 120 Broadway.
Rheinstein, Sidney, 30 Pine St.
Rhodes, Edmund, 30 Broad St.
Rhodes, Gilbert L., 120 Broadway.
Rice & Co.. Daniel F., 141 W. Jackson Blvd.,
Chicago, Ill.
Rice, Edward J., 52 Wall St.
Rich & Clark, 54 Wall St.
Richard & Co., C. B., 44 Beaver St.
Richards, C. Fred, 52 Wall St.
Richards, Fred L., 36 Wall St.
Richards, Hume & Heffernan, 49 Wall St.
Rlstine & Co., F. P., 15 Broad St.
Rlter & Co., 48 Wall St.
Rives. Reginald B., 47 Broad St.
Roberts & Co., 61 Broadway
Robertson, Alexander J., 36 Wall St.
Robinson, N. Dorsey, 47 Broad St.
Rockefeller, Laurance S., 30 Rockefeller Plaza.
Roesler, Walter, 1 Wall St.
Rogers (Hartley), Torrey & Cohu, 14 Wall St.
Rogers, Frank C., Ill Broadway.
Rogers, Wilbur H„ 120 Broadway.
Rollins, Ernest C„ 52 Broadway.
Rollins, G. Edward, 40 Wall St.
Romaine, Theodore C., 61 Broadway.
Rooke. Robert L„ 14 Wall St.
Rose & Co., Luke IT, 50 Broadway.
Rose, Raymond S., 30 Broad St.
Rose, Reginald P„ 42 Broadway.
Rosenau, Walter N., 1 Wall St.
Rosenbaum, Francis F., 20 Broad St.
Rosenbaum & Co., Richard, 39 Broadway.
Rossbach, Laurence B., 36 Wall St.
Rossmann & Co., F. L„ 120 Broadway.
Roth & Co., B. IT, 25 Broad St.
Roth & Co., E. J., 50 Broadway
Rothschild & Co., 105 W. Adams St., Chicago, Ill.
Rothschild & Co., L. F„ 120 Broadway.
Rowland, Reginald, 50 Broadway.
Ruggles, Burnet R., 60 Broadway
Russell, Marshall H„ 39 Broadway.
Rutherfurd, John, 120 Broadway.
Sabater, William F., 42 Broadway.
Sackett & Co., Ray P., 71 Broadway
Sagar & Co., W. S., 115 Broadway
Sage, Henry W., Jr., 40 Wall St. .
SALOMON BROS. & HUTZLER, 60 Wall St.
Salomon & Co., F. L., 30 Broad St.
Salomon, Robert S., 60 Wall St.
Salter, John A., 42 Broadway.
Salzer, Herbert D„ 120 Broadway.
Samuel & Co., Ralph E., 115 Broadway.
Sargeant, Malo & Co., Equitable Bldg., Denver,
Colo.
Sartorius, Engel & Co., 61 Broadway.
Satterfield & Lohrke, 42 Broadway.
Scarritt & Bardach, 120 Broadway
Schafer Bros,, 120 Broadway.
Schafer, Myron, 30 Pine St.
Schafer, Myron L., 1 Wall St.
Scheftel, Herbert, 36 Wall St.
Schiff & Young, 15 Broad St.
Schirmer, Atherton & Co., 79 Milk St., Boston,
Schoellkopf & Co., 70 Niagara St., Buffalo, N. Y.
Scholl, & Co., T. F„ 50 Broad St.
Scholle Brothers, 40 \Vall St.
Scholle, William D., 40 Wall St.
Schonfield, Jacob, 60 Beaver St.
Schreiber, Otto A., 120 Broadway.
Schreiber. Plerrepont D.. 50 Broadway.
Schryver, E. B., 40 Wall St.
Schubert, George C., 60 Beaver St.
Schwabacher & Co., 600 Market St., San Fran
cisco, Calif.
Schwabacher, Herman S., 25 Broad St.
Schwartz, Herman, 39 Broadway.
Schweppe, E. Poynter, 39 Broadway.
Scott & Stringfellow, P. 0. Box 1575, Richmond,
Va.
Scott, Stuart Jr., 50 Broadway.
MEMBERS
Scranton & Co., Chas. W., 209 Church St., New
Haven, Conn.
Seaman, Henry Vrevoort, 42 Broadway
Seaman, Joseph H., 50 Broadway
Seasongood & Haas, 63 Wall St.
Seeley, Nathaniel S., 71 Broadway.
SELIGMAN & CO., J. & W., 54 Wall St.
Seligman, James, 30 Pine St.
Seligmann, George A., 120 Broadway.
Seligmann, Julius, Drawer 38, Station A., San
Antonio, Tex.
Seliesbere & Co., 50 Broad St.
Seskis, John Y., 50 Broad St.
Sesselberg, Arthur W., 120 Broadway.
Shaskan, George Lincoln, 39 Broadway
Shaskan & Co., 39 Broadway
Shaw, George W., c/o Bell & Beckwith, Toledo,
Ohio.
Shea, Frank, A., 120 Broadway.
Shea & Co., James F., 60 Beaver St.
Shearson, Hammill & Co., 14 Wall St.
Shethar, John B., 120 Broadway.
Shields & Company, 44 Wall St.
Shields, Robert McC., 61 Wall St.
Shlppee & Rawson, 111 Broadway.
Shufro, Rose & Co., 1 Wall St.
Shuman, Talbot & Co., 25 Broad St.
Sichel, Eugene A., 120 Broadway.
Sidenberg, George M., Jr., 25 Broad St.
Sidenberg, Thomas, 25 Broad St.
Siegel, Isaac, 61 Broadway
Silberberg & Company, D. H., 63 Wall St.
Simmons, Cheston, 47 Broad St.
Simmons & Co., E. H. H.. 50 Broad St.
Simmons, Zalmon G., Jr., 254 Park Ave.
Simon & Co., I. M., 315 N. 4th St., St. Louis, Mo.
Simon & Strauss, 120 Broadway.
Simonds, Robinson, 111 Broadway.
Sincere & Co., 231 S. La Salle St., Chicago, Ill.
Singer, Deane & Scribner, Union Trust Bldg.
Pittsburgh, Pa.
Slater, Robert V., 39 Broadway.
Slepack & Co.. 25 Broadway
Smith, Barney & Co., 14 Wall St.
Smith, Bernard E., 11 Wall St.
Smith, Bert V., 20 Broad St.
Smith, E. Dutilh & Co., 120 Broadway.
Smith, E. E. T„ 14 Wall St.
Smith, Eugene D., 120 Broadway.
Smith, Frank & Co., 200 Fifth Ave.
Smith, Herbert L., Jr., “Canterbury” Somerset, Va.
Smith, Kenneth R„ 120 Broadway.
Smith, Lyman D„ 61 Broadway.
Smith, Ralph C., 115 Broadway
Smith & Co., Wilbur F„ 40 Wall St.
Smith & Gallatin, 24 Broad St.
SMITHERS & CO., F. S., 30 Broad St.
Sneckner & Heath, 63 Wall St.
Snedeker, Chas. V., Babylon, N. Y.
Snyder, Wilson & Co., 410 Madison Ave., Toledo,
Ohio.
Somers & Schafer, 50 Broadway
Sonn, Herbert H., 30 Pine St.
Soucy, Swartswelter & Co., 49 Federal St., Boston,
Mass.
Southgate & Co., 33 State St., Boston, Mass.
Sparks & Co., J. W., 50 Broadway
Soear & Leeds, 25 Broad St.
Sperber, Benjamin, 25 Broad St.
Spero & Klauber, 120 Broadway.
Soeyer, Alexander C., Jr., 61 Broadway.
Spielman, David B., 50 Broadway.
Spingarn & Co., Leopold, 29 Broadway.
Sprague, Raymond & Co., 39 Broadway.
Stafford & Co., 30 Broad St.
Stamm & Co., A. L„ 120 Broadway
Stanley, Janeway & Howe, 40 Wall St.
Stanton & Co., 42 Broadway.
Starkweather & Co., Ill Broadway.
Starr, William T., 61 Broadway.
Stebbins. Ernest Vail, 42 Broadway.
Stein, Brennan & Co., 9-11 S. LaSalle St., Chicago,
Ill.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,Md.
Stein, Jules C„ 9370 Burton Way, Beverly Hills,
Calif.
Steiner, Rouse & Company, 25 Broad St.
Sterling, Grace & Co., 50 Broad St.
Stern & Co., Allison, 25 Broad St.
Stern Brothers, 39 Broadway
Stern, Edwin H., Jr., 120 Broadway
STERN, LAUER & CO., 30 Pine St.
Sternberger, Henry S., 1 Wall St.
Stevens & Legg, 120 Broadway.
Stevens, George E., 44 Wall St.
Stevenson & Bartram, 120 Broadway.
Stewart, Charles E., 50 Broadway.
Stewart. John A., 3rd, 120 Broadway.
Stokes, Hoyt & Co., 61 Broadway.
Stone Bros., 60 Broadway
Stone, Howard R„ 60 Broadway.
Stone, Robert T., 60 Broadway.
Stonehill, Harold S., 39 Broadway
Stout. Bayard Dominick, 47 Broad St.
Stralem, Pierre, 44 Pine St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 30 Broad St.
Straus, Ferdinand A., 50 Broadway.
Strauss, Max, 120 Broadway.
Strauss, Phillips & Co., 120 Broadway
Stroock & Co., Stephen J.’, 1 Wall St.
Struthers & Dean, 40 Wall St.
Sulzbacher, Granger & Co., Ill Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Swan & Co., J. E., 25 Broad St.
Sweetser & Co., 43 Broad St.
Swinnerton, Radcliffe, 36 Wall St.
Sykes, Lawrence A., 25 Broad St.
Talcott, Potter & Co., 26 Broadway
Tameling & Co., 25 Broad St.
Tanburn, Stephen A., 50 Pine St.
Taylor & Co., B. L., 50 Broadway
Taylor, Bates & Co., 48 Wall St.
Taylor & Co., W. R. K„ 120 Broadway
Tefft & Company, 24 Broad St.
Tenney, Rockwell C., 40 Broad St., Boston, Mass.
Thaw. Lawrence Copley, 1 Wall St.
Thiele, Walter, 120 Broadway.
Thomas, Richard Russell, 47 Broad St.
Thomson & McKinnon, 11 Wall St.
Thorne & Co., F. IT, 120 Broadway
Thurnauer, Arthur F„ 165 Broadway.
Tierney, Andrew J., 50 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
Timmins & Company, J. R., 61 Broadway.
Tobey & Co., 25 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 50 Broadway.
Toerge & Schiffer, 15 Broad St.
Tompkins, Frederic P., 47 Broad St.
Townsend, Anthony & Tyson, 30 State St.,
Boston, Mass.
Townsend, Graff & Co., 120 Broadway.
Trask & Co., Spencer, 25 Broad St.
Trask, John J., 47 Broad St.
Travers & Taylor, 120 Broadway
Travers, Leo B., 50 Broadway.
Treman & Co., Arthur B„ 1st Nat’l. Bank Bldg.,
Itti&cs N "Y
Trimble & Co., 1326 Walnut St., Philadelphia, Pa.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S.. 50 Broadway.
Turnure & Co.. Lawrence. 1 Wall St.
Tweedy, Edmund R., 120 Broadway.
Ungerleider & Co., 50 Broadway.
Untermeyer, Milton F., 60 Beaver St.
Untermeyer, Milton F„ Jr., 60 Beaver St.
Vachio, Frank A., 42 Broadway,
van Daell. Paul A. H., 50 Broadway.
Van Raalte, Arthur, 39 Broadway.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H., 1 Wall St.
Vesce, Anthony P., 15 Broad St.
Vesce, Joseph V., 71 Broadway.
Vietor, Common & Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall St.
Vogel, Arthur J„ 30 Pine St.
Wadsworth, Willard, 1 Wall St.
Wagner, Stott & Co., 19 Rector St.
Wainwright & Co., H. C., 60 State St., Boston
Mass.
Wainwright, Luce and Willetts, 14 Wall St.
Waldheim, Platt & Co., 308 N. Eighth St., St.
Louis, Mo.
Walker Brothers, 71 Broadway
Walker & Co., G. H„ 1 Wall St.
Walker & Sons, Joseph, 120 Broadway
Waller & Co.. 115 Broadway
Walston & Co., 265 Montgomery St., San Francis
co, Calif.
Warburton, Wm. John, 60 Broadway.
Ward, Charles J., 39 Broadway.
Ward. Gruver & Company, 40 Exchange Place.
Wardle, H. Allen. 40 Wall St.
Ware & Keelips, 19 Rector Street
Further Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1929
NEW YORK STOCK EXCHANGE—Continued
MEMBERS
White, Leonard D., 20 Exchange PI.
White, Weld & Co., 40 Wall St.
Whitehead, Edward ft., 52 Broadway.
Whitehead, Edward R., Jr., 52 Broadway.
Whitehouse, Hudson & Co., 1 Wall St.
W’hiteley, Aubrey S., 1 Wall St.
Whitman, Herbert S., 47 Broad St.
Whitney & Elwell, 30 State St., Boston, Mass.
Whitney & Sons, H. N„ 49 Wall St.
Wiesenberger & Co., Arthur, 60 Beaver St.
Wick, George D., Jr., 115 Broadway.
Wilcox & Co., 14 Wall St.
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams & Co., Blair S., 25 Broad St.
Williams, Kenneth R„ 30 Pine St.
Wiiliston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R., 61 Broadway.
Wilson, Franklin B., 11 Wall St.
Winslow, Douglas & McEvoy, 120 Broadway
Winthrop, Mitchell & Co., 26 Broadway
Winthrop, Robert & Co., 20 Exchange PI.
Wlsner, Charles H., 40 Exchange Place.
Witter, Dean & Co., 45 Montgomery St., San
Francisco, Calif.
Watling, Lerchen & Co., Ford Bldg., Detroit, Mich.
Watson, Charles F., Jr., 67 Broad St.
Watson, George E., Jr., 1 Wall St.
Watson & Co., T. L„ 40 Wall St.
Watts & Lovell, 50 Broadway
Weekes, Harold H., 30 Pine St.
Weil & Doyle, 30 Broad St.
Weil, Arthur C„ 25 Broad St.
Weil, Charles S., 30 Broad St.
Well, Sylvan E., 60 Beaver St.
Weingarten & Co,. 29 Broadway.
Welles & Co., C. E., 25 Broadway
WELLINGTON & CO., 130 Broadway
Wenman & Co., 1 Wall St.
Wertheim, Albert, 120 Broadway.
WERTHEIM & CO., 120 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley, Frederick C., 120 Broadway.
Whaley, Potter & Finucane, 120 Broadway.
White, Frederic N. Lawrence. 47 Broad St.
Wood & Co., A. C., Jr., 511 Chestnut St., Phila
delphia, Pa.
Wood, Chalmers, 67 Broad St.
Wood, Low & Company, 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Wood, Trubee & Co., M & T Bldg., Buffalo, N. Y
Woody, Charles L. Jr., 61 Broadway.
Woolner, Adolph, 36 Wall St.
Wormser, Sidney S., 40 Wall St.
Worthington, George L., 50 Broadway.
Wrenn, Philip W., 19 Congress St„, Boston, Mass.
Wright, Albert J., 12 N. Division St., Buffalo, N. Y.
Wright, Charles C., 1 Wall St.
Wurts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
Wyle, John J., 50 Broadway.
Yarnall & Co., 1528 Walnut St., Philadelphia, Pa.
Young, Charles F., 42 Broadway.
Young, T. Sloan, 30 Pine St.
Zeltner, Charles F., 30 Broad St.
Zucker, Arthur A., 1 Wall St.
OHIO
CINCINNATI STOCK EXCHANGE
(208-209-210 Dixie Terminal Bldg.)
Officers: W. E. Fox, President;
C. H. Reiter, Vice-President;
Milton W. Lepper, Treasurer;
Chas. H. Steffens, Secretary
SCHEDULE OF RATES OF COMMISSION (March 1, 1936)
ON STOCKS
Price
Rate Per Share
Selling under $1.00 per share....... ........................ As determined by member
Selling at $1.00 per share and below $5.00 per share...Not less than IHc
8elling at $5.00 per share and below $10.00 per share..Not less than 15c
8elling at $10.00 per share and below $150.00 Der share.Not less than 25c
Selling at $150.00 per share and below $200.00 per share.Not less than 50c
Selling at $200.00 per share and below $300.00 per share.Not less than $1.00
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
Selling at $400.00 per share and over_______________ Not less than $2.00
MINIMUM COMMISSION ON STOCKS
Provided, however, that on every transaction which involves an amount
of $15.00 or more, the minimum commission shall be not less than $2.50.
A transaction which involves under $15.00, the minimum commission shall
be as determined Dy the broker.
Price
ON RIGHTS AND WARRANTS
Rate Per Right
or Warrant
Selling under 50c............. ........... .............-.............(as mutually agreed upon)
Selling at 50c but under $1.00.......
Not less than 3c
Selling at $1.00 but under $5.00--------------Not less than 5c
Selling at $5.00 but under $10.00.......
Not less than 7J^c
Selling at $10.00 and above_______________________Not less than 15c
MINIMUM COMMISSION ON RIGHTS AND WARRANTS
Provided, however, that on every transaction which involves an amount
of $5.00 or more, the minimum Commission shall be not less than $1.00.
A transaction which involves under $5.00, the minimum Commission shall
be as determined by the oroker.
FRACTIONAL SHARES
There shall be charged a Commission not less than 50 cents on fractional
JOINTLY LISTED STOCKS
As to stocks and rights which are listed on the New York Stock Exchange,
the Commission shall not be less than are provided Dy the rules of the New
York Stock Exchange. Whenever the Board of Trustees however, deems
advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, in which the Commission
shall not be less than are provided by the rules of such other Exchanges.
(Aluminum Industries, American Laundry Machinery, Eagle Picher Lead,
U. S. Playing Card and Waco Aircraft all traded in on the New York Curb
have been so designated.)
BONDS
The Commission charge on all bonds, except that of U. S. Bonds, is onequarter of one per cen on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
RATES TO MEMBERS—GIVE-UPS. On stocks listed only on the
Cincinnati Stock Exchange the Commission shall not be less than the rates
given below:
Rate per share
Selling under $1.00 per share................................... as mutually agreed upon
Selling at $1.00 but under $5.00______________________ Not less than lc
Selling at $5.00 but under $10.00........................................... Not less than 3c
Selling at $10.00 and above_______________ ____ _____ Not less than 4e
On stocks listed Jointly on the New York and Cincinnati Stock Exchange
the Commission shall not be less than the rates given below. (These rates
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Picher Lead, U. S. Playing Card and Waco Aircraft, which are traded in
on the New York Curb.)
Selling under $1.00 per share..................................as mutually agreed upon
Selling at $1.00 but under $5.00...................................
Not less than lc
Selling at $5.00 but under $10.00_____________________ Not less than 2c
Selling at $10.00 and over_________________________Not less than 2>$c
CLEARANCE BUSINESS
On odd lot business in a stock in which an odd lot book is operated, the
give up fee shall not be less than one-half the regular give up rate.
RATES TO MEMBERS—On business for members of the Exchange
when the principal is not given up, the Commission shall not be less than
one-half of the non-member rates.
The Commission on rights and warrants shall be the same as on stocks,
except in the case of rights and warrants selling below $1.00 on which the
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
value on bonds.
REGISTERED FIRMS
Bartlett, Benj. D. & Co., 313 Vine Street.
Barth Co., J. L„ Dixie Terminal Bldg.
Beiser, Geo. W., 217 Dixie Terminal Bldg.
Cohle, H. B. & Co., Union Trust Bldg.
Cohle, Herman B., Union Trust Bldg.
Cree, H. Ellwood, 144 N. E. 2nd Ave., Miami, Fla.
Dominick & Dominick, 115 Broadway, New YorkFox & Co., W. E., Fourth Natl. Bank Bldg.
Fox, W. E., Fourth Natl. Bank Bldg.
Friedlander, A. J., 313 Vine St.
Gibson, R. H., 235 Scott St., Covington, Ky.
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.
Gradlson, W. D., 408 Dixie Terminal Bldg.
GRANBERRY & CO., 50 Broadway, New York,
N. Y.
Hill & Co., Carew Tower.
Hill, Kenneth P., Carew Tower
Hutton, W. E. & Co., First National Bank Bldg.
Hutton, J. M., First Natl. Bank Bldg.
Simpson, Wm. S., Union Trust Bldg.
Stephenson & Potter, Union Central Bldg.
Stephenson, S. F., Union Central Bldg.
Stout, Gardner D., 115 Broadway, New York, N.Y.
Jones, Herbert A., 408 Dixie Terminal Bldg.
Lepper, A., & Co., First National Bank Bldg.
Lepper, Milton W., First Natl. Bank Bldg.
Tobias, Chas. H., First Natl. Bank Bldg.
Tyree, Victor L„ 2324 Park Ave.
LYONS & CO., W. L., St. Paul Bldg.
WEIL, ROTH & IRVING CO., THE, 217
Dixie Terminal Bldg.
Reiter ,C. H„ & Co., Union Trust Bldg.
Reiter, Clifford H., Union Trust Bldg.
Reynolds, C. K. ,50 Broadway, New York, N. Y.
Reynolds, Jos. B., 313Vine St.
Westheimer & Co., First National Bank Bldg.
Westheimer E. J., St. Paul Bldg.
Further Information on firms appearing in bold face type wiU be found in the selected list of Investment Dealers following bank list In each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1930
STOCK EXCHANGE MEMBERS
CLEVELAND STOCK EXCHANGE
Officers: Russell I. Cunningham, President;
Percy W. Brown, Vice-President;
Cecil B. Whitcomb, Secretary;
Darid G. Skall, Treasurer;
Wm. J. Perry, Asst. Secretary.
SCHEDULE OF COMMISSION BATES
Stocks Selling
Under $1
Commission
per Share
3C
Minimum commission $1.00
1 and up to and including 9%...........
7%c
10 and up to and Including 24 %................
15c
25 and up to and including 49% ...................
25c
50 and up to and including124%....................................................... 30c
125 and up to and including299%......
50c
300 and up to and including 499%........ ................... ..... _
. 75c
500 and over.......... ........................ .......................................................$1.00
$
Minimum commission $2.66
BACHE J. S., & CO., 200 National City Bldg.
*Bahl, Jr., Gaylord W., 105 Mohican Bldg.,
Mansfield, Ohio
Banning, S. S., 1582 Union Commerce Bldg.
Bates, E. L., 1937 Union Commerce Bldg.
Bates & Co. 1937 Union Commerce Bldg.
Baugh, Daniel III, 1280 Union Commerce Bldg.
Beane, A. C., Jr., Leader Bldg.
*Bell & Beckwith. Home Bank Bldg., Toledo, Ohio
Birchard, L. O., 101 Guardian Bldg.
Borton, Kay & Co., 1837 Union Commerce Bldg.
Borton, T. E., 1837 Union Commerce Bldg.
Brown, Percy W., Hornblower & Weeks, 1040
Union Commerce Bldg.
Butler, Wick & Co., Union National Bldg., Youngs
town
Clark, John R., Clark & Co., 882 Union Commerce
Bldg.
*Collin, Norton & Co., Gardner Bldg., Toledo, O.
Craft, Don M„ 1111 Terminal Bldg.
Cunningham, R. I., Cunningham & Co., 1846
Union Commerce Bldg.
Cunningham & Co., 1201 Union Commerce Bldg.
Curtiss, House & Co., 1201 Union Commerce Bldg.
Ely, S. Prescott, Curtiss, House & Co., 1201
Union Commerce Bldg.
Fenner & Beane, Leader Bldg.
Gillis, Russell & Co., 1585 Union Commerce Bldg.
Glick, Robert J., Bates & Co., 1937 Union Com
merce Bldg.
Gottron, Richard A., Gillis, Russell & Co., 1585
Union Commerce Bldg.
MEMBERS
Graves, Forrest A., 1846 Union Commerce Bldg.
Halle, E. S„ Will S. Halle & Co., 511 Swetland
Bldg.
Halle & Co., Will S., 511 Swetland Bldg.
Hawley, Dudley A., Hawley, Hullers & Co., 1436
Union Commerce Bldg.
Hawley, Huller & Co., 1436 Union Commerce Bldg.
Hayden, Miller & Co., 1250 Union Commerce Bldg.
Hornblower & Weeks, 1040 Union Commerce Bldg.
Jackson & Curtis, 1737 Union Commerce Bldg.
Macklin, Gordon S., 1280 Union Commerce Bldg.
Macklin, Gordon & Co., 1280 Union Commerce
Bldg.
Masters, Olan B., Union National Bldg., Youngs
town, Ohio
McClintock, A. R., 1040 Union Commerce Bldg.
McConnell, Edw. S., 901 Guardian Bldg.
McDonald-Coolidge Co., 1001 Union Commerce
Bldg.
McLaren, H. B., 1001 Union Commerce Bldg.
McManus, J. V., 39 Broadway, New York, N. Y.
Morrow & Co., 1147 Union Commerce Bldg.
Morrow, F. W„ 1147 Union Commerce Bldg.
Murcn, Maynard H., 1186 Union Commerce Bldg.
Murch & Co., Maynard H., 1186 Union Commerce
Bldg.
Murfey & Co., 901 Guardian Bldg.
Murfey, Latham W., 901 Guardian Bldg.
Paine, Webber & Co., 1111 Terminal Bldg.
Pierce & Co., E. A., 215 Cuyahoga Bldg.
Prescott & Co., 101 Guardian Bldg.
Robbins, William T., 2007 Union Commerce Bldg.
(Associate Members *)
Robbins, Gunn & Co., 2007 Union Commerce B1 dg
Sampliner, S. H„ 200 National City Bldg.
Saunders, E. A.
Schmitt, Ralph S., 1250 Union Commerce Bldg.
Schudt, Charles, 1737 Union Commerce Bldg.
Schultz & Co., L. J., 736 Union Commerce Bldg.
Schultz, L. J., 736 Union Commerce Bldg.
*Secor, James J., Home Bank Bldg., Toledo, Ohio
Skall, David G., 2031 Union Commerce Bldg.
Skall & Co., David G., 2031 Union Commerce
Bldg.
Smith, W. H., 215 Cuyahoga Bldg.
Snyder, Robert W., 2027 Union Commerce Bldg.
Snyder & Co., W. S., 2027 Union Commerce Bldg.
Soucy, Ernest W., Soucy, Swartswelter & Co.,
Youngstown, Ohio.
Soucy, Swartswelter & Co., Youngstown, Ohio.
Stanley, A. D.
Stanley & Co., 2032 Union Commerce Bldg.
Stanley, Willard C., 2032 Union Commerce Bldg.
Stern, Morton F., 200 National City Bldg.
Stiver, Lawrence, 200 National City Bldg.
♦Vercoe, Fred, Jr., Huntington Bank Bldg., Colum
bus, Ohio
♦Vercoe & Co., Huntington Bk. Bldg., Columbus.
Ohio.
♦Walbridge, W. Sinclair, Gardner Bldg., Toledo,
Ohio.
Wellsted & Co., 1242 Union Commerce Bldg.
Wellsted, T. C. 1242 Union Commerce Bldg.
Witt, John P., 2029 Union Commerce Bldg.
Witt, John P. & Co., 2029 Union Commerce Bldg.
PENNSYLVANIA
PHILADELPHIA STOCK EXCHANGE
Officers: Howard Butcher. Jr.. President; B. Frank Townsend. Jr., Vice-President; John R. Huhn, Jr., Secretary; Frank E. Baker, Treasurer;
Thomas B. Gravatt, Assistant Secretary, Assistant Treasurer and Auditor.
COMMISSION RATES
(March 1, 1937)
NON-MEMBER COMMISSION RATES ON STOCKS
AND SUBSCRIPTION RIGHTS
Minimum
Selling Price Per Share
Commission
Rate Per Share
1/256 of $1._.................................................. ........................0.1c per share
1/128 of $1----------------------------------------------------------- 0.15c per share
From 1/64 of $1 to 1/16 of $1_______________________ 6.5c per share
From 3/32 of $1 to 7/32 of $1____
1.0c per share
From % of $1 to 15/32 of $1___ _____ ____________ .. 1.5c per share
From % of $1 to 31/32 of $1.............................._.................3.0c per share
From $1 to $1%___________________________________ 5.0c per share
From $2 to $2%___________________________________ 6.0c per share
From $3 to $3%------------------------------------------------------ 7.0c per share
From $4 to $4%------------------------------------------------------ 8.0c per share
From $5 to $5%------------------------------------------------------ 9.0c per share
From $6 to $6%___________________________________ 10.0c per share
From $7 to $7%___________________________________ 11.0c per share
From $8 to $8%------------------------------------------------------ 12.0c per share
From $9 to $9%..........
13.0c per share
From $10 to $19%_________________________________ 14.0c per share
From $20 to $29%_______
15.6c per share
From $30 to $39%_________________________________ 16.0c per share
From $40 to $49%_________________________________ 17.6c per share
From $50 to $59%_________________________________ 18.0c per share
From $60 to $69%_________________________________ 19.0c per share
From $70 to $79%_________________________________ 20.6c per share
From $80 to $89%_________________________________ 21.6c per share
From $90 to $99%_________________________________ 22.6c per share
For each additional $10 or fraction thereof.......................... 1.0c additional
Minimum Charge Per Transaction—Notwithstanding the foregoing,
when the amount involved in a transaction is less than $10, the commission
shall be as mutually agreed; when the amount involved is $10 or more but less
than $50, the minimum commission shall be not less than 6% of such amount
or $1, whichever is greater; and when the amount involved is $50 or more,
the minimum commission shall be not less than $3.
BONDS
Per $1000 of principal (except as stated in Article XXVI, Section 2 (d)
of the Constitution):
Under $10........................... ......................... .................... Not less than 75c
$10 and above, but under $100___________ ________ Not less than $1.25
$100 and above.................................................................. Not less than $2.50
Exception to Commission Rates, effective January 20, 1938:
Members are permitted to charge a commission equal to that in force in
any dual market in which a security is traded.
Between Members
BONDS
When Cleared
Not less than eighty cents for each $1000 bond.
When Not Cleared
Not less than fifty cents for each $1000 bond.
STOCKS
When Cleared
Price
Rate Per Share
Selling under 50c------------------------------------------------ As mutually agreed
Selling at 50c and above, but under $1.00................
Not
less than%c
Selling at $1.00 and above, but under $10 00................. Not
less thanlj|c
Selling at $10 00 and above, but under $50 00________ Not loss than 5c
Selling at $50.00 and above, but under $100.00_______Not less than 6c
Selling at $100.00 and above............................
Not less than 7c
When Not Cleared
Price
Rate Per Share
Selling under 50c............. ..................... ...........................As mutually agreed
Selling at 50c and above, but under $1.00........................Not
less than%c
Selling at $1.00 and above, but under $10.00..................Not less than lc
Selling at $10.00 and above, but under $100.00............Not less than 2c
Selling at $100.00 and above.....................
Not
less than2%c
STOCK SUBSCRIPTION RIGHTS
When Cleared
Price
Rate Per Share
Selling under 50c------------------------------------------------ As mutually agreed
Selling at 50c and above, but under $1.00.......................Not less than l%c
Selling at $1.00 and above, but under $5.00..................Not less than 2c
Selling at $5.00 and above, but under $10.00..................Not less than 2%c
Selling at $10.00 and above............................. ................Not less than 4c
When Not Cleared
Price
Rate Per Share
Selling under 50c------------------------------------------------ As mutually agreed
Selling at 50c and above, but under $1.00___________ Not less than %c
Selling at $1.00 and above, but under $5.00................... Not less than %c
Selling at $5.00 and above, but under $10.00................. Not less than lc
Selling at $10.00 and above..............................................Not less than 2c
The minimum commission on any transaction between members shall be
25c.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1931
PHILADELPHIA STOCK EXCHANGE—Continued
MEMBERS
Ashton, Augustus Trask, 1501 Finance Bldg.
Graff, Frank M„ 1411 Walnut St.
Greene, Norman J., Berwyn, Pa.
Greenwood, H. T. & Co., 1411 Walnut St.
Greer, Thomas Raymond, Germantown Cricket
Club.
Guarniery, Robert Y„ 518 Stock Exchange Bldg.
BACIIK, J. 8., & CO., Pennsylvania Bldg.
Bachman. Frank H.. 212 So. 15th St.
Baker, Weeks & Harden, 1421 Chestnut St.
Banks, Clayton F„ 123 So. Broad St.
Barclay, Henry C., Chestnut Hill, Pa.
Barclay. Moore & Co., 123 S. Broad Street.
Bayuk Brothers, Packard Bldg.
Bean, Chas. H. & Co., 123 S. Broad St.
Beers, Allen E., & Co., Allentown, Pa.
Bernstein, Harry L., 518 Stock Exchange Bldg.
Biddle 6k Co., Moncure, 1520 Locust Street.
Biddle, Whelen 6k Co., 1606 Walnut St.
Bioren, John S„ 1508 Walnut Street.
Hackett, W. N. 6k Co., 212 So. 15th St.
Hammitt & Co., 602 Stock Exchange Bldg.
Hamstrom & Co., 1500 Walnut Si.
Harper, James B., Stock Exchange Bldg.
Harrison & Co., 123 S. Broad Street.
Hauberger, George H., 609 Stock Exchange Bldg.
Hecker 6k Co., Liberty Trust Bldg.
Hopper, Soliday 6fc Co.. 1420 Walnut St.
Hornblower & Weeks. 1429 Walnut Street.
Huhn, John R.t Jr„ Stock Exchange Bldg.
Hutton 6k Co.. W. E.. 1529 Walnut St.
BIOREN & CO., 1508 Walnut Street.
Boennlng & Co., 1606 Walnut Street.
Brown, Howard B., 1616 Walnut Street.
Brown (Vernon C.) & Co., 71 Broadway, New
York, N. Y.
Brown Brothers Harriman & Co., 1531 Walnut St
Brylawski, Edward L„ 1411 Walnut St.
Buckley Brothers, 1529 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
Carstairs & Co., 1421 Chestnut St.
Cherry, Robert, Jr., 113 So. Fifth St.
Clark, E. W., & Co., 16th and Locust St.
Clark, Kenneth R.. 1500 Walnut St.
Claybaugh, Blair F. Co., Harrisburg, Pa.
Clucas, (E. W.) & Co., 70 Pine St., New York,
Dackerman & Waber. 517 Stock Exchange Bldg
Davis, Robert Hare, 824 Stock Exchange Bldg
deCoursey, Stephen H., 44 N. 4th St.
DeHaven 6k Townsend. 1513 Walnut Street
Devine, Walter J., Jr., 1411 Walnut St.
Diffenderffer & Co., 123 S. Broad Street.
Dixon, Fitz Eugene. 1421 Chestnut St.
Donoghue & Makiver, 1411 Walnut St.
DREXEL & CO., 15th and Walnut Streets.
Drummon, Chester W„ Stock Exchange Bldg.
Eastman, Dillon & Co., 1506 Walnut St
Elkins, Morris & Co., 305 Lana Title Bldg
Embick, Paul A., 518 Stock Exchange Bldg.
Euler, Joseph D., Wynnewood, Pa.
Emory, Freed 6k Co., 109 S. 3rd Street.
Jefferis, W. Harper, 1411 Walnut St.
Jones, Miller 6k Co., Commercial Trust Bldg.
Keen & Co., 123 So. Broad St.
Kelly, James J., 1411 Walnut St.
Kennedy 6k Co., 2115 Land Title Bldg.
Kennedy, Oscar A., 1411 Walnut St.
Kolb. Robert A., 1608 Walnut St.
Ladenburg, Thalmann 6k Co., 25 Broad St., New
York, N. Y.
Laird, Bissell 6k Meeds, 1528 Walnut Street.
Lawson, W. L., Union League.
Lee, John K., 1411 Walnut St.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 824 Stock Exchange Bldg.
Louchheim, Walter C., 30 Pine St., New York,
MacDonald 6k Co., Real Estate Trust Bldg.
MacMeekin, James A. S„ 1500 Walnut St.
Malls, David S„ 805 Land Title Bldg.
Masland, Fernon & Anderson, 1500 Walnut St.
Matthes, Percy E„ 305 Land Title Bldg
Matthews, Caldwell F„ 1411 Walnut St.
Matthews, Frank C., Stock Exchange Bldg.
McCauley, Francis J., 135 E. 50th St.
McCreery, Samuel 6k Co., 123 S. Broad Street.
McCurdy, Wallace M., 1237 Commercial Trust
Bldg.
McLaughlin, Jr., William J., 1411 Walnut St.
Mellor, E. Fraley, Stock Exchange Bldg.
Miller, E. W. 6k R. C. & Co., 123 So. Broad St.
Montgomery, Scott 6k Co., 123 S. Broad Street.
Moore, E. J., & Co., 141 South Fourth Street.
Moore, Leonard 6k Lynch, 115 Broadway, New
York.
Moorhead, Barlow, Germantown Cricket Club.
Moorhouse, H. Wilson, 1416 Chestnut St.
Moyer & Co.. 1500 Walnut Street.
Fearon, Charles. 511 Chestnut St.
Finley, James P., Real Estate Trust Bldg.
Flynn, Bernard J., 46 No. 40th St
Freed, David B., 109 So. 3rd St.
French, Ernest W., 1431 Chestnut St.
Friedman, Bernard P., 1411 Walnut St.
Fuller, W. A. M., 6k Co., 1510 Chestnut Street.
Newbold’s Son, W. H., 6k Co.. 1517 Locust Street.
Newburger, Loeb & Co., 1419 Walnut Street.
Niemond Co..John S., Harrisburg, Pa.
Gayley, McCreary 6k Co.. 817 Packard Bldg.
Gilmore, Arthur C., Provident Trust Bldg.
Glendinning, Robt.. & Co., Packard Bldg
Goldman, Harold C„ 811 Stock Exchange Bldg.
Palmer & Co., E. W„ Commercial Trust Bldg.
Parke, John S., 1513 Walnut St.
Parrish 6k Co., 212 So. 15th St.
Parrish, Joseph, 212 So. 15th St.
Pennington 6k Colket & Wisner, 123 S. Broad St.
Phillips, Samuel K., & Co., 1317 Packard Bldg.
Pierce, E. A. 6k Co., Commercial Trust Bldg
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N.JJ.
Rakestraw, Betz 6k Co., 123 So. Broad St.
Reynolds & Co., 1500 Walnut St.
Ristine, F. P„ 6fc Co., 123 S. Broad Street.
Rosenbaum, Leon, 6803 N. 12th St.
Rourke, William J., Packard Bldg.
Rowe, Robert G., 1429 Walnut St.
Sailer, A. J. 6k Co., 113 S. 5th Street.
Scull, Alfred P„ III, 1513 Walnut St.
Beeler 6fc Co., 1510 Chestnut St.
Sloane, Harry, Stock Exchange Bldg.
Smith, Barney 6k Co., 1411 Chestnut Street.
Smith, H. Russell, Harrisburg, Pa.
Smith, W. Hinckle, Girard Trust Co. Bldg.
Snyder, Geo. E„ & Co., 600-601 Stock Exchange
Bldg.
Snyder, R. Maurice, 1518 Locust St.
Sparks, J. W., 6k Co., 1510 Chestnut Street.
Spiegelman, Solomon B„ 518 Stock Exchange Bldg.
Starr 6k Co., 123 8. Broad Street.
Steppacher, Lester G., Stock Exchange Bldg.
Strecker, Daniel E„ 3451 Frankford Ave.
Suplee, Jr., Horace L., 1411 Walnut St.
Suplee, Walter S„ 1411 Walnut St.
Suiro Bros. 6k Co., 120 Broadway, New York,
N. Y.
Swab. H. M.. 1529 Walnut St.
Taylor, Robert D., Stock Exchange Bldg.
Taylor, Roland L., 1100 Morris Bldg.
Thompson, Edward S., 1327 Spruce St.
Townsend, Philip W., 1513 Walnut St.
Townsena, W. De H„ 1513 Walnut St.
Trimble 6k Co., 1326 Walnut Street.
Turner, Gill 6k Crouter, 1614 Packard Bldg.
Turton 6k Tague, 1411 Walnut St.
Vrooman, Samuel B., Jr., 1411 Walnut St.
Walsh, Frank C., 115 Broadway, New York.
Warwick, Arthur D„ Stock Exchange Bldg.
Watson, Clifford A., 1529 Walnut St.
Weeks, Henry C., 1518 Locust St.
Wells, Charles C., 609 Stock Exchange Bldg.
Whittaker, Robert L. & Co., 1420 Walnut St
Wieand, Jr., Franklin D„ 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wilmer 6c Co.. 123 S. Broad Si.
Wistar, J. Morris, 1416 Chestnut St.
WOOD, A. C., JR., & CO., fill Chestnut St.
Wood. Charles M„ 1513 Walnut St.
Woodcock. McLear 6k Co., 1528 Walnut St.
Woodside, J. Alan, Stock Exchange Bldg.
Wright, Wood & Co., 123 S. Broad St.
Wurts, C. S. 6k Co., 1327 Walnut Street
Wurts, Dulles 6k Co., Philadelphia Bank Bldg.
Yamall 6c Co.. 1528 Walnut Street.
York, Warren W., 6k Co.
PITTSBURGH STOCK EXCHANGE
Officers:
Marshall R. Barbour, President;
(229 Fourth Ave.)
Ledlie W. Young,Vice-President;
F. X. Pfab, Asst. Secretary ■
Arthur Middleton, Manager Clearing House;
Wm. J. Bauer. Treasurer;
Hugh A. McNicol, Secretary
W. G. Ganter, Assistant Manager Clearing House
RATES OF COMMISSION
(Effective on and after February 1, 19S8)
The minimum rates of commission charged to nonmembers of the Exchange
for buying or selling each $1,000 bond shall be not less than $2.50 (these
commissions shall not apply to government, state or municipal bonds; for
buying or selling each share of stock, shall be not less than as follows:
Under $ 50 a share.................................. .
-—3% *
At $.50 and under $1_______
.... .03
From $1 to $1 %..............................
.........05
From $2 to $2%___________ _____
___ .06
From $3 to $3%....... ........... ..............
.........07
From $4 to $4%......... ...................
.........08
From $5 to $5%_________________
.........09
From $6 to $6%.........................
.........10
From $7 to $7%____________
___.11
From $8 to $8%._.................. .......
___.12
From $9 to $9%_______________'
.........13
From $10 to $19%.................. .
___.14
From $20 to $29%_________ ___
___.15
From $30 to $39%_______ ______ _
.........16
From $40 to $49%____ ____________
.... .17
From $50 to $59%__ .
.........18
From $60 to $69%____
.... .19
From $70 to $79%___________ IZZIZ""
.... .20
From $80 to $89%_______
.... .21
From $90 to $99%_________
.... .22
For each additional $10 or fraction thereof.
.... .01
Additional
* 3% of the amount involved.
Non-member Commission Rates on Rights and Warrants: (Designated by
the Committee on Securities.)
Notwithstanding the foregoing, when the amount Involved Is less than $5,
the commission may be as mutually agreed; when the amount involved is
$5 or more but less than $50, the minimum commission shall be not less than
6% of such amount or $1, whichever is greater; and when the amount in
volved is $50 or more, the minimum commission shall be not less than $3.
Notwithstanding the above rates, any member of this Exchange or firm
registered thereon, may in respect of securities traded on this and other
Exchanges located in the United States, charge the rates of commission
prescribed by such other Exchange.
Further Information on firms appearing in bold face type wiU be found In the selected list of Investment Dealers following bank list In eaeh city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1932
PITTSBURGH STOCK EXCHANOE—Continued
Askin, George K., Union Trust Bldg.
Askin, J. M.t & Company, Columbia Bldg.
BACHE & CO., J. S., Oliver Bldg.
Ballard, W. E., 1401 Third Ave., N. Brighton, Pa.
Barbour & Company, John B., Magee Bldg.
Bauer, Wm. J., Magee Bldg.
Bear, S. Lee, & Co., Union Trust Bldg.
Berger, Andrew B., c/o Potter Title & Trust Co.
Borntraeger, Carl H., 229 Fourth Ave.
Bowman & Co., 704 People’s Bldg.
Brinham, A. L., 229 Fourth Ave.
Brinker, Bell & Co., Union Trust Bldg.
Carothers & Company, James, Farmers Bank
Bldg.
Carothers, W. J., & Co., 901-2 Commonwealth
Bldg.
Chapin, S. B., & Co., Ill Broadway, New York.
Chaplin & Co., 419 Wood St.
Crawford, Jas. S., Duquesne, Pa.
Dlffenderfer, Fred, 229 Fourth Ave.
Diffenderfer, Wallace, 400 Dawson Ave., Bellevue,
Pa.
Dinkey, Jr., Chas. E., 229 Fourth Ave.
Dornberger, C. S., 1624 Oliver Bldg.
Eberhardt, M. A., 5709 Aylesboro Ave.
Edmundson. Jr.. Eli. Columbia Bldg.
Evans, Sanford B., 229 Fourth Ave.
Fenner & Beane, 67 Broad St., New York. N. Y.
Frederick, Jr., Frank H„ 297 Union Trust Bldg.
MEMBERS
Giles, R. C„ 229 Fourth Ave.
Gluck, Hetzel & Co., Arrott Bldg.
Goldsborough, T. C., 1701 Union Bank, Bldg.
Goldsborough, W. W. Jr., 40 Wall St., New York.
Grubbs, Scott Company, Union Trust Bldg.
Harriman, Henry A., 229 Fourth Ave.
Hemphill, Noyes & Co., First National Bank Bldg.
Howley, WTalter L., 419 Wood St.
Hubbard, John W., 605 Granite Bldg.
Kalback, Charles D., Arrott Bldg.
Kane, John A., 229 Fourth Ave.
Kay, Richards & Company, Union Trust Bldg.
King, Jr., W. C., 1904 Commonwealth Bldg.
Kissane, James V„ 229 Fourth Ave.
Loeb, Rhoades & Co., Carl M., 419 Wood St.
Marshall & Co.. Commonwealth Bldg.
Masten, A. E., & Company, First Nat’l Bank Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
McKee, C. S. & Co., Union Trust Bldg.
McKelvy & Company, Union Trust Bldg.
McLaughlin, MacAfee & Co., 844 Oliver Bldg.
Mitchell & Craft, Washington, Pa.
Moore, Leonard & Lynch, Union Trust Bldg.
Moreland, A. M., 207 Investment Bldg.
Neeb, Jr., H. A., 340 S. Winebiddle Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
N. Y.
Nuttal), R. V„ & Company, Park Bldg.
Parrish & Company, Investment Bldg.
Post & Flagg, 49 Broad St., New York, N. Y.
Poutre, Ezra E., Arrott Bldg.
Powell, Elmer E„ & Co., Union Trust Bldg.
Preston, Watt & Scho.ver, Peoples Bldg.
Purman, Thomas R., Washington, Pa.
Reinstadtler, Thomas J., 229 Fourth Ave.
Reynolds & Company, Grant Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Rosenbloom, Arthur M„ Union Trust Bldg.
Schmidt, H. R., c/o Kay, Richards & Co., Union
Trust Bldg.
Singer, Deane & Scribner, 1045 Union Trust Bldg.
Smith, Lew W., 229 Fourth Ave.
Stein, Charles Jay, 1456 Inverness St.
Sterling, Louis V., 42 Broadway, New York, N. Y.
Stevenson, Vercoe & Lorenz, Huntington Bank
Bldg., Columbus, Ohio.
Stimmel & Company, Union Trust Bldg.
Stout & Company. Investment Bldg.
^tubner, C. J., & Co., 437 Union Trust Bldg.
Ullery, M. D., 235 Fourth Ave.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Columbus, Ohio.
Wainwright, H. C„ & Co., 14 Wall St., New York,
N. Y.
Wettach & Company, 218 Fourth Ave.
Wettengel & Company, A. C., Peoples Bank Bldg.
Wilson, Walter J., 32 Blvd. of Allies.
York, Darwin S„ 235 Fourth Ave.
UTAH
SALT LAKE STOCK EXCHANGE
Officers:
J. A. Barclay, President;
I. D. Lowe, 1st Vice-President;
F. Russell Pett, 2nd Vice-President;
H. E. Havenor, 3rd Vice-President
Gordon Weggeland, Secretary and Treasurer;
E. P. Emery, Actg. Secretary and Caller.
COMMISSION RATES
Effective November 1, 1939
BOARD LOTS—LISTED SECURITIES
$1.25 per 1000 shares.
Stocks Selling under 2c------ ---------------$2.00 per 1000 shares.
Stocks Selling at
2c and under
5c.
Stocks
Selling
Under
10c--------------------------------------------- 1000 Shares
$3.50 per 1000 shares,
Stocks Selling at
5c and under
10c.
500 Shares
Stocks Selling at 10c and Under 35c------------------- ------per share.
Stocks Selling at
10c and under
20c.
100 Shares
Stocks
Selling
at
35c
and
Above............ .................-............
%c per share,
Stocks Selling at
20c and under
35c.
lc per share,
Stocks Selling at
35c and under
50c.
lj^c per share.
BOARD LOTS—UNLISTED SECURITIES
Stocks Selling at
50c and under $ 1.00.
114% of money.
Stocks Selling at $ 1.00 and under $10.00.
Same as Listed up to 35c.
. 1 % of money.
Stocks Selling at $10.00 and above--------Stocks Selling at 35c and Under $5.00----------------------------- 100 Shares
10 Shares
Stocks Selling at $5.00 and Under $25.00--------------------- -Stock selling less than board lots on last two items—2% of money.
5 Shares
Stocks
Selling at $25.00 and Above.....................-................
On odd lots a minimum of $1.00 or per regular rate whichever is greater.
MEMBERS
Nebeker, W. D., Stock Exchange Bldg.
Doscher. H. W„ Walker Bank Bldg.
Allen, J. M„ Atlas Bldg.
Pett, F. Russell, 21 East 2nd So. St.
Filley, Oliver D., 49 Broad St., New York, N. Y.
Badger, R. A. & Co., 16 West 2nd So. Street.
Pett,
Stuart V., 21 East 2nd So. St.
Finn,
Alex
V.,
25
Beaver
St.,
New
York,
N.
Y.
Badger, R. A., 16 West 2nd So. St.
Post & Flag, 49 Broad St., New York, N. Y.
Finn, Alex V. & Co., 25 Beaver St., New York,
Badger, Richard C„ 2380 Washington Ave.,
Romney,
W. W., c/o Continental Bank & Trust Co.
N.
Y.
Ogden.
First Security Trust Co., Salt Lake City.
Snow, V. S„ 314 Utah Oil Bldg.
Baglin, George & Son, Felt Bldg.
Gibson,
E.
J.,
Box
No
17,
Spokane,
Wash.
Ure,
Pett
& Morris, Inc., 21 East 2nd St.
Baglin, George, Felt Bldg.
Thomas, A. B., 208 Lyon Bldg., Reno, Nev.
Harris, Lowry R., 1142 East 3rd So. St.
Barclay, J. A., Newhouse Bldg.
Thomas
Arthur,
Inc., 208 Lyon Bldg., Reno, Nev.
Barclay, J. A. & Co., Newhouse Bldg.
Havenor, H. E., Newhouse Bldg.
Van Voorhis, L. P. First Security Co., Ogden
Bemis, G. L., 763 East 3rd, So. St.
Havenor, Pett & Co., Newhouse Bldg.
Walker
Bk.
&
Tr.
Co., Salt Lake City.
Bering, E. A., Walker Bank & Trust Co.
Hogle, J. A., 132 So. Main St.
Washburn, Mifflin W., 42 Broadway, New York,
Child, W. H„ Stock Exchange Bldg,
Hogle, J. A. & Co., 132 So. Main Street.
N.
Y.
Hogle, James E., 132 So. Main St.
ff. H. CHILD, Inc. Exchange Bldg.
Weggeland, Gordon, Stock Exchange Bldg.
Johnson, J. C.. 132 S. Main St.
Cole, Allen Co.. Atlas Bldg.
Weiler, W S„ Stock Exchange Bldg.
Larson, A. R., c/o Elks Club, Salt Lake City.
Conrad, W. K., Walker Bank Bldg.
Woods, Wm. W., c/o E. A. Pierce & Co., 301
Logan
&
Bryan,
42
Broadway,
New
York,
N.
Y.
Continental Bank & Trust Co., Salt Lake City.
Montgomery St., San Francisco, Calif.
Lowe, I. D., 132 S. Main St.
Davies, Badger & Co., 23 W. 2nd So. St.
Woolley, F. R., Beason Bldg.
Lynch, A. C., Kearns Bldg.
Davies, E. C„ 23 W. 2nd So. St.
Woolley,
Paul C„ 132 So. Main St.
Lynch, J. C. & Co., Kearns Bldg.
Dixon, B. W„ Scott Bldg.
Woolley, Robert P„ 132 So. Main St.
McLeod, J. N„ 1111 Walker Bk. Bldg.
Dixon Co.. B. W„ Scott Bldg.
VIRGINIA
RICHMOND STOCK EXCHANGE
Officers: Robert P. Martin, President;
Beverley B. Munford, Jr„ Vice-President;
RICHMOND STOCK EXCHANGE COMMISSIONS
as revised May 2, 1939
1. The Commissions named below shall be the minimum charged and
no part can be rebated or divided with anyone not a member of the Exchange.
J. Joseph May, Secretary and Treasurer
There shall be one exception to the above commission rates; namely,
that where securities listed on the Richmond Stock Exchange are also listed
on the New York Stock Exchange or New York Curb Exchange the com
mission rate of the New York Exchanges shall be the minimum commission
which a member of the Richmond Stock Exchange may charge.
STOCKS
BONDS
Selling under $0.50................... .................... ............................3% of amount
The commission rate on all bonds shall be $0.50 per $100.00 with the
rer snare
following exceptions:—
Selling at $ 0.50 and under $ 1.00___________ ______ $0.05
Where a bond or note has less than six months to run, whether to
Selling at 1.00 and under 5.00......................-...................
0.07%
maturity or to date called for redemption, the minimum commission
Selling at 5.00 and under 10.00..........................................
0.12%
to be charged shall be $0.25 per $100.00.
Selling at 10.00 and under 25.00.......... .................. -...........
0.25
Where the selling price of a bond is less than 25% of the principal
Selling at 25.00 and under 50.00............ ..............................
0.37%
amount, the minimum commission shall be $0.25 per $100.00.
Selling at 50.00 and under 125.00.......... ........................ .......
0.50
Selling at 125.00 and under 200.00............................. .............
1.00
The minimum charge on any transaction, stocks or bonds, involving
Beginning with $200.00 per share the commission shall be $1.50 per share
$100.00 or more shall be $2.00. On any transaction involving less than
and for each $50.00 additional value of selling price, the commission shall
$100.00
the minimum charge shall be $1.00.
be raised $0.50 per share.
MEMBERS
Scott & Stringfellow, Mutual Bldg.
Mason-Hagan, Inc., 916 E. Main Street.
Abbott, Proctor & Paine, 911 E. Main St.
Miller & Patterson, 203 Mutual Bldg.
Branch, Cabell & Co., 814 E. Main St.
Standard Securities Corp., State Planters Bank
Bldg.
RICHMOND CORP., 726 E. Main Street.
Davenport & Company, 113 E. Main Street.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1933
WASHINGTON
SEATTLE STOCK EXCHANGE
(302 Exchange Bldg.)
Officers: Harold H. Huston, President;
Lyle F. Wilson, Treasurer;
Edward K. Easter, Secretary;
Charles T. Donworth, Counsel.
Charles G. Mullen, Vice-President;
Louis Klatzker, Executive Secretary;
KATES OF COMMISSION (In effect: October U. 1985)
BOARD LOT
MINIMUM RATES OF COMMISSION
In effect October 14,1935
100 shares up to $10.00
On Stocks Selling:
25 shares for $10.00 to $100.00
Under $1.00 per share____________________________ ____ 5c
10 shares over $100.00
At $1.00 and under $2.50 per share.....................................
7%c
The minimum commission charge shall be $2.50 on stock selling under
12%c
At $2.50 and under $5.00 per share..................
At $5.00 and under $15.00 per share_________
15c
$10.00 per share, and $5.00 on stock selling over $10.00 per share.
At $15.00 and under $35.00 per share............ ............
25c
On all transactions where the total amount of money involved Is less than
$25.00, the commission charge shall be discretionary with the member.
At $35.00 and under $50.00 per share................................
35c
At $50.00 and under $100.00 per share.............
50c
BONDS
At $100.00 and up per share____________________
$1.00
$5.00 per $1,000 par value (regardless of number)
(5c per share more for odd lots)
$3.75 per $500 par value
Bissell, M. L„ 335 Medical Arts Bldg.
Blackford, J. C., Hoge Bldg.
Bramhall & Stein. Hoge Bldg.
Bramhall, Burle D., Hoge Bldg.
Brown, Ralph D., Smith Tower.
Crawford-Goodwin Co., The, 1411-4th Ave. Bldg.
Daniel, Robert E., Exchange Bldg.
Drumheller, Erlichman Co., Exchange Bldg.
MEMBERS
Harper & Son & Co., Wm. P., Harper Bldg.
Hartley, Rogers & Co., 1411-4th Ave. Bldg.
Hawkins, R. M„ Central Bldg.
Herrin & Co., H. M., Exchange Bldg.
Hughbanks, Al., Dexter-Horton Bldg.
Hughbanks, Inc., Dexter Horton Bldg.
Huston, Harold H., Hoge Bldg.
Huston & Co.. Harold H„ Hoge Bldg.
Jones, Jack E., 1411-4th Ave. Bldg.
Kutz, John A., 1010 Second Ave.
Kutz & Co., John A., 1010 Second Ave.
Easter, Ed. K., 717 Second Ave.
Easter & Co., F. K., 717 Second Ave.
Ehrlichman, Ben B., Exchange Bldg.
Ellsworth, Sherman, Harper Bldg.
Latimer, Arthur G., Dexter-Horton Bldg.
Latimer & Co.. A. G., Dexter Horton Bldg.
Lewis, Inc., John R., 1012 2nd Ave.
Lewis, John R., 1012-2nd Ave.
Lockett, G„ 4736-45th S. W.
Lockett & Co., G., 4736—45th St., S. W.
Logan & Bryan, 42 Broadway, New' York City.
Ferris & Hardgrove, Exchange Bldg.
Gelletly & Co., R., Vancouver, B. C.
Goodwin, E. C„ 1411-4th Ave. Bldg.
Grande, Harry S., Hoge Bldg.
Grande and Co., Hoge Bldg.
Green, John A., 1414 Fourth Ave.
MacDonald. Alexander, 104 Aloha St.
McBurney, J. Forbes, 42 Broadway, New York City.
Mclnnis, Merville W., Hoge Bldg.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Meiklejohn & Brown. Smith Tower.
Moore, Robert B., Exchange Bldg.
Mullen, Chas. G., Exchange Bldg.
Peoples National Bank, 1414-4th Ave.
Pratt, H. P., Hoge Bldg.
Pratt & Co.. H. P., Hoge Bldg.
Sankey, R. E., American Bank Bldg.
Sankey, R. E., Investment Co., American Bank
Bldg.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Smith, Hedley M., Vancouver, B. C.
Speckert, F. J., Lowman Bldg.
Strom, A. J., Dexter-Horton Bldg.
Strom & Co., A. J., Dexter-Horton Bldg.
Strout, E. A., 1411-4th Ave. Bldg.
Strout & Co., E. A., 1411-4th Ave. Bldg.
Trusteed Estates of Wash., Central Bldg.
Wilson, Lyle F., Exchange Bldg.
WEST VIRGINIA
WHEELING STOCK EXCHANGE
(318 Wheeling Steel Bldg.)
Officers: Wm. H. Wheeler, President
Russell D. Irvine, Vice-President;
COMMISSION RATES
Price
Wheeling Stock Exchange
Selling up to 34% inc.
Selling at 35 up to 99% inc.
Selling at $100 and above
Minimum Commission as follows:
A. When the amount involved in a transaction is less than $10.00 the
commission shall be as mutually agreed.
B. When the amount involved in a transaction is $10.00 or more but
less than $50.00, the minimum commission shall be not less than
6% of such amount or $1.00, whichever is greater.
Norval B. Davis, Secretary-Treasurer
Rate per Share
25c per share
50c per share
$1.00 per share
C. When the amount involved in a transaction is $50.00 or more but
less than $300.00, the minimum commission shall be not less than
$3,00.
D. When the amount involved is $300.00 or more, the minimum com
mission shall be not less than $5.00.
Commission: In cases where stocks are listed on both Wheeling Stock
Exchange and New York Stock Exchange, the minimum rate of commission
may be the minimum commission charged on New York Stock Exchange.
MEMBERS OF WHEELING STOCK EXCHANGE
Firms
Represented by
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg_____ _______ _______________ Wm. H. Wheeler
Hazlett, Burt & Watson, Wheeling Steel Corp. Bldg___ _________ Howard Hazlett; D. A. Burt, Jr.
A. E. Masten & Co., City Bank Bldg_____________________________ Louis Brand; Jos. Jefferson
McGregor, Irvine & Co., 13th and Chapline St....................... Edgar R. McGregor; Russell D. Irvine
Further Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis