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INVESTMENT BANKERS ASSOCIATION OF AMERICA
BOARD OF GOVERNORS
PRESIDENT
VICE PRESIDENTS
P aaul
P
ul
H.
d . D a v isp a u l
H
John S. F l e e k
Chicago
D a v is & C o
Cleveland
/
Hayden, Miller and Company
E ow ab d H. H il l ia r d
Louisville
John K . St a r k w e a t h e r
New York
J. J. B.'Hilliard & Son
Starkweather & Co.
Boston
Whiting, Weeks & Stubbs, Incorporated
John O . St u b b s
EXECUTIVE
SECRETARY AND TREASURER
1
33 South Clark Street
Chicago
A lden H . L i t t l e
GOVERNORS
E dgar M. A d a m s
Portland
H a rc ou rt A m o r t
Boston
E. M. Adams & Co.
Smith, Barney & Co.
W il lia m A. B a r r o n , J r .
Boston
White, Weld & Co.
C. P r k v o st B o y c e
Stein Bros. & Boyce
GOVERNORS
San Francisco
R. H. Moulton & Company
B e n j a m in J. B u t t e n w ie s e r
NewYork
Kuhn, Loeb & Co.
D w ig h t W. C h a p m a n
San Francisco
American Trust Company
R a lph C h a pm an
Chicago
Farwell, Chapman & Co.
J u l ie n H. C o l l in s
Chicago
Harris, Hall & Company
B r o w n l e e O. C u r r e y
_ Nashville
Equitable Securities Corporation
F. D e w e y E v e r e t t
NewYork
Hornblower & Weeks
A l b e r t H. G or d o n
NewYork
Kidder, Peabody & Co.
W il l ia m H. Y. H a c k e t t
Boston
Tucker, Anthony & Co.
G e o r g e C. H a n n a h s
_
New York
Hannahs, Ballin & Lee
R o b e r t B. H o b b s
Baltimore
W. W. Lanahan & Co.
C. E d g a r H o n n o l d
Oklahoma City
C. Edgar Honnold
P a u l W. L ou d o n
Minneapolis
Piper, Jaffray & Hopwood
B e n n e t t S. M a r t in
_
Lincoln
The First Trust Company of Lincoln
J o h n J. M c K e o n
New Haven
Chas. W. Scranton & Co.
D o n a l d I. M c L e o d
Toronto
McLeod, Young, Weir & Co., Ltd.
R. V e r n e M it c h e l l
Cleveland
McDonald-Coolidge & Co.
J. L u d w ig M o s l e
Galveston
Mosle and Moreland
F r e d e r ic P. M u l l in s
Pittsburgh
A. E. Masten & Company
V i c E. B r e e d e n
F. C o n n e l y
Detroit
First of Michigan Corporation (on leave)
E m m ett
Baltimore
GOVERNORS
Spokane
T . E dw ard O ’C onnell
Murphey, Favre & Co.
Los Angeles
O’Melveny-Wagenseller & Durst
J a m e s F. Q u ig g
St.Louis
Mississippi Valley Trust Co.
J u l iu s W. R e in h o l d t , J r .
St.Louis
Reinholdt & Gardner
H arvey R oney
_
Los Angeles
Merrill Lynch, E. A. Pierce & Cassatt
J. F l e m in g S e t t l e
Atlanta
J. H. Hilsman & Co., Inc.
B u r d ic k S im o n s
Denver
Sidlo, Simons, Roberts & Co.
G e o r g e F. S p a u l d in g
Chicago
The Northern Trust Company
R. M c L e a n S t e w a r t
NewYork
Harriman Ripley & Co., Incorporated
W in t h r o p E . S u l l iv a n
_
Chicago
The First Boston Corporation
L o w r y Sw e n e y
Columbus
Lowry Sweney, Inc.
A l b e r t R. T h a y e r
Philadelphia
Thayer, Baker & Co.
J o h n W. W a t l in g
Detroit
Watling, Lerchen & Co.
J a y N. W h ip p l e
Chicago
Bacon, Whipple & Co.
P e a r s o n W in s l o w
New York
Bonbright & Company, Incorporated
J e a n C. W it t e r
San Francisco
Dean Witter & Co.
A l e x a n d e r C. Y a r n al l
Philadelphia
Yarnall & Co.
J o h n M. Y o u n g
New York
Morgan Stanley & Co. Incorporated
D on ald O ’ M e lv e n y
APPOINTED OFFICERS AND COUNSEL
ASSISTANT SECRETARIES
EDUCATIONAL DIRECTOR
FIELD SECRETARY
Chicagó
A rth ur G . D a v is
33 South Clark Street
33 South Clark Street
SECRETARY
Chicago
R obert St e v e n s o n , 3 r d
33 Sodth Clark Street
Chicago
D a v id D il l m a n
D udley
M a r y R . L in c o l n
Chicago
D o r o t h y A. D u v a l
Chicago
33 South Clark Street
33 South Clark Street
M UNICIPAL SECRETARY
C. S m it h
Chicago
33 South Clark Street
OFFICIAL REPORTER
OFFICE COUNSEL
Chicago
T h eodore S. C h a p m a n
Chioago
G e o r g e J. D r o b n is
69 West Washington Street
111 West Monroe Street
GROUP CHAIRMEN
CALIFORNIA
A. E . P o n t in o
San Francisco
Blyth & Co., Inc.
ROCKY MOUNTAIN
J. F r e d B r o w n
Boettcher and Company
Toronto
Wood, Gundy & Company, Ltd.
J o h n G. F l in t
Boston
Kidder, Peabody & Co.
J am es P a r k e r N o la n
SOUTHERN
NEW YORK
CENTRAL STATES
N a th an D. M c C l u r e
Chicago
Harriman Ripley & Co., Incorporated
EASTERN PENNSYLVANIA
Philadelphia
Drexel & Co.
E d w ard H o p k in s o n , J r .
F r a n k E. G e r n o n
Hayden, Stone & Co.
New York
NORTHERN OHIO
Cleveland
H. L. Emerson & Co., Incorporated
H a r o l d L. E m e r s o n
New Orleans
John D ane
John Dane
SOUTHWESTERN
_
Kansas City
Prescott, Wright, Snider Company
J a m e s G. C a l l a w a y
TEXAS
OHIO VALLEY
M ICHIGAN
Detroit
H a b r y W. K e r r
Crouse & Company
MINNESOTA
Minneapolis
J. M. Dain & Company
G e o r g e C. R i l e y
W. E. Hutton & Co.
Denver
SOUTHEASTERN
Washington
Folger, Nolan & Co., Inc.
NEW ENGLAND
CANADIAN
H u be rt W. L o f f t
James M. D a in
MISSISSIPPI VALLEY
_
St. Louis
Metropolitan St. Louis Company
W a l t e r W. A in s w o r t h
Cincinnati
PACIFIC NORTHWEST
|
Bramhall & Stein
B u r l e D. B r a m h a l l
Seattle
E. J e d d R o e
San Antonio
Russ, Roe & Company
WESTERN PENNSYLVANIA
Pittsburgh
-E. H. Rollins & Sons Inc.
F r e d e r ic k W. W i l l e y
NATIONAL COMMITTEE CÎHAIRMEN
EDUCATION
Chicago
J ay N. W h ip p l e
Bacon, Whipple & Co.
J ohn
FEDERAL LEGISLATION
K. St a r k w e a t h e r
New York
Starkweather & Co.
E d w a r d H. Y o r k , J r .
INVESTMENT COMPANIES
; .
New Y o r k
Dominick & Dominick
J o h n S. L o o m is
R a n a l d H. M a c d o n a l d
FEDERAL TAXATION
H a rc o u rt A m o r y
Harris, Hall & Company
. FINANCE
R a lp h C h a p m a n
Chicago
Farwell, Chapman & Co.
The Northern Trust Company
GOVERNMENTAL SECURITIES
A drian M. M a ssie
New York
The New York Trust Company
GROUP CHAIRM EN’S
Boston
Whiting, Weeks & Stubbs Incorporated
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Chicago
J oh n J. M c K e o n
New Haven
Chas. W. Scranton & Co.
SECURITIES ACTS
R. M c L e a n S t e w a r t
New York
Harriman Ripley & Co., Incorporated
Baltimore
Alex. Brown & Sons
John O. S t u b b s
M UNICIPAL SECURITIES
P a t G. M o r r is
FOREIGN SECURITIES
C h a rle s S. G a r l a n d
Chicago
J u l ie n H. C o l l in s
RAILROAD SECURITIES
_
Chicago
The Illinois Company of Chicago
RATINGS SPECIAL
MEMBERSHIP
Boston
Smith, Barney & Co.
PUBLIC SERVICE SECURITIES
New York
Morgan Stanley & Co. Incorporated
INDUSTRIAL SECURITIES
. New York
Kidder, Peabody & Co.
A lb e r t H . G ordon
OVER-THE-COUNTER RULES
.
Chicago
Lee Higginson Corporation
J ohn . E. B l u n t , 3 r d _
PUBLIC INFORMATION
.
Detroit
First of Michigan Corporation (on leave)
E m m e tt F. C o n n e l y
1937
STATE LEGISLATION
M ark B axter
Chicago
The Parker Corporation
STOCK EXCHANGE RELATIONS
New York
Hornblower & Weeks
F. D ew ey E verett
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1938
ALABAMA
Southern Group
BIRMINGHAM
*Courts & Co., 12 N. 20th St.
•Equitable Securities Corporation, Webb Craw
ford Bldg.
I
•King, Mohr & Company, First National Bldg.
•Milhous, Gaines & Mayes, Inc., First National
Stubbs’, Smith & Lombardo, Inc., Webb Craw
ford Bldg.
Ward, Sterne & Co., First National Bldg.
Watkins, Morrow & Co.. Woodward Bldg.
MOBILE
•King, Mohr & Company, Merchants National
Bank Bldg.
MONTGOMERY
King, Mohr & Company, First National Bank
•Wardfsterne & Co., First National Bank Bldg.
ARIZONA
Rocky Mountain Group
PHOENIX
Refsnes, Ely, Beck & Co., 112 W. Adams St.
TUCSON
Dahlberg, Durand & Company, 17 E. Pennington
I St.
ARKANSAS
'
M ississippi Valley Group
District Bond Company, 639 S. Spring St.
Douglass & Co., Nelson, 510 S. Spring St.
Fewell, Marache & Co., 453 S. Spring St.
•First Boston Corporation, The, 623 S. Hope St.
Hill Richards & Co., 621 S. Spring St.
•Kaiser & Co.. 650 S. Spring St.
Lester & Co., 621 S. Spring St.
Lewis & Company, M. H., 453 S. Spring St.
•Lord, Abbett & Co., Inc., 210 W. Seventh St.
•Mason Brothers, 634 S. Spring St.
•Massachusetts Distributors, Inc., 210 W. Seventh
St.
•Merrill Lynch, E. A. Pierce & Cassatt, 634 S.
Spring St.
Miller & Co., Revel, 650,S. Spring St.
•Mitchum, Tully & Co., 650 S. Spring St.
Moulton & Company, R. H., 510 S. Spring St.
O’Melveny-Wagenseller & Durst, 626 S. Siring
St.
Pacific Capital Corporation, 650 S. Spring St.
Pacific Company of California, 623 S. Hope St.
Page, Hubbard & Asche, 210 W. Seventh St.
•Parker Corporation, The, 210 W. Seventh St.
Rath Company, Howard G., 523 W. Sixth St.
Redfleld & Co., 510 S. Spring St.
•Rollins & Sons Inc.. E. H „ California Bank Bldg.
•Schwabacher & Co.. 643 S. Spring St.
Searl-Merrick Company, 634 S. Spring St.
Security-First National Bank of Bos Angeles,
561 S. Spring St.
Staats Co., William R., 640 S. Spring St.
Stern, Frank & Meyer,. Union Bank Bldg.
•Weeden & Co.. 650 S. Spring St.
•Witter & Co., Dean, 632 S. Spring St.
Wyeth, Hass & Co., 647 Spring St.
OAKLAND
•American Trust Company, 14th St. & Broadway
•Baker & Co., H. R., Central Bank Bldg.
•Bankamerica Company, 1200 Broadway
•Blyth & Co., Inc., Central Bank Bldg.
•Brush, Slocumb & Co., 1212 Broadway
•Hill Richards & Co., Bank of America Bldg.
Mason Brothers, Central Bank Bldg.
•Schwabacher & Co., Central Bank Bldg.
Stephenson, Leydecker & Co., 1404 Franklin St.
•Witter & Co., Dean, 417 Fourteenth St.
LITTLE ROCK
Walton, Sullivan & Co.. 509 Louisiana St.
CALIFORNIA
California Group
BERKELEY
•Witter & Co., Dean, American Trust Bldg.
BEVERLY HILLS
•Lester & Co., 9470 Santa Monica Blvd.
•O’Melveny-Wagenseller & Durst, 9470 Santa
Monica Blvd.
' .
•Schwabacher & Co., 9520 Santa Monica Blvd.
•Witter & Co., Dean. 9474 Santa Monica Blvd.
•Wyeth, Hass & Co., 9490 Santa Monica Blvd.
•Lewis & Company, M. H., 315 Montgomery St.
Lundborg & Co., Irving, Kohl Bldg,
•Mason Brothers, 235 Montgomery St.
•Mercantile-Commerce Bank and Trust Company,
Russ Bldg. (See Levering E . Taylor, Corres
pondent.)
•Merrill Lynch, E. A. Pierce & Cassatt, 221
Montgomery St.
•Miller & Co., Revel, 315 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
•Moulton & Company, R. H., 405 Montgomery St.
•Otis & Co., Russ Bldg.
•Rollins & Sons Inc., E. H „ 235 Montgomery St.
Schwabacher & Co., 600 Market St.
•Staats Co., William R „ 155 Montgomery St.
•Stephenson, Leydecker & Co., 235 Montgomery
St.
Stone & Youngberg, 405 Montgomery St.
•Taylor, Levering E:, Russ Bldg., Correspondent of
Mercantile-Commerce Bank and Trust Company,
St. Louis.
Weeden & Co., 315 Montgomery St.
Wells Fargo Bank & Union Trust Co., 4 Mont
gomery St.
Witter & Co., Dean, 45 Montgomery St.
•Wood, Struthers & Co., Russ Bldg.
Wulff, Hansen & Co., Russ Bldg.
SAN JOSE
•Baker .& Co., H. R., First National Bank Bldg.
•Bankamerica Company, Bank of America Bldg.
•Hill Richards & Co., First National Bank Bldg.
•Mason Brothers, Bank of America Bldg.
SANTA ANA
•Witter & Co., Dean., 516 N. Main St.
SANTA BARBARA
•Schwabacher & Co., 930 State St.
•Witter & Co., Dean, 4 E. Carrillo St.
SANTA MONICA
•Schwabacher & Co., Bay Cities Bldg.
STOCKTON
PASADENA
•Bankamerica Company, 243 E. Colorado St.
•Bateman, Eichler & Co., 42 N. Garfield Ave.
•Blyth & Co., Inc., 234 E. Colorado St.
•Brashears & Company, G., 595 E. Colorado St.
•Hill Richards & Co., Citizens Savings Bank Bldg.
Miller & Co., Inc., Geo. R., 81 S. Euclid Ave.
•O’Melveny-Wagenseller & Durst, 595 E. Colorado
St.
•Rollins & Sons Inc., E. H., 385 E. Green St.
•Staats Co., William R., 311 E. Colorado St.
•Witter & Co., Dean, 355 E. Green St.
•Wyeth, Hass & Co., 45 S. Euclid Ave.
•Witter & Co., Dean, 18 S. Sutter St.
WESTWOOD
Via West Los Angeles
•Witter & Co., Dean, 1077 Broxton Ave.
COLORADO
Rocky Mountain Group
COLORADO SPRINGS
RIVERSIDE
•Lester & Co., Citizens National Bank Bldg.
•Pacific Company of California, 3760 Ninth St.
Hughes and Company, E. W ., Exchange National
Bank Bldg.
•Peters, Writer & Christensen, Inc., Mining
Exchange Bldg.
SACRAMENTO
DENVER
EUREKA
•Blyth & Co., Inc., 330 E St.
•Bankamerica Company, Bank of America Bldg.
•Blyth & Co., Inc., California State Life Bldg.
•Conrad, Bruce & Co., Financial Bldg.
•Mason Brothers, Mitau Bldg.
•Mitchum, Tully & Co., California Western States
Life Bldg.
•Witter & Co., Dean. 1014 Eighth St.
FRESNO
•Rankamerica Company, Bank o f America Bldg.
•Witter & Co., Dean, 2016 Tulare St. ,
SAN BERNARDINO
•O’Melveny-Wagenseller & Durst, 474 Court St.
Boettcher and Company, 828 Seventeenth St.
Bosworth, Chanute, Loughridge & Company,
Security Bldg.
Brown & Company, Donald F., U. S. National
Bank Bldg.
Brown, Schlessman, Owen & Company, 740
Seventeenth St.
Bulkley and Company, R. G., 1660 Stout St.
•Bullock, Calvin, Colorado National Bank Bldg.
Coughlin and Company, Security Bldg.
Engle, Adams & Company, 650 Seventeenth St.
Garrett-Bromfield & Co., Security Bldg.
International Trust
Company,
The, 635
Seventeenth St.
Mullen Investment Company, The J. K., 1717
Stout St.
•Otis & Co., First National Bank Bldg.
Peters, Writer & Christensen, Inc., U. S. National
Bank Bldg.
•Rollins & Sons Inc., E. H „ Security Bldg.
Scanlan & Co., Earl M ., Colorado Natl. Bk. Bldg.
Sidlo, Simons, Roberts & Co., First National
Bank Bldg.
Sullivan & Company, Security Bldg.
DEL MONTE
•Schwabacher & Co.,1Hotel Del Monte.
GLENDALE
•Searl-Merrick Company, 107 E. Broadway.
HOLLYWOOD
•Schwabacher & Co., 6381 Hollywood Blvd.
LONG BEACH
•Bankamerica Company, 115 Pine Ave.
•Bayly Brothers, 132 Pine Ave.
•Crowell, Weedon & Co., Farmers & Merchants
Bank Bldg.
•District Bond Co., Heartwell Bldg.
■ I
•Hill Richards & Co., Farmers & Merchants Bank
Bldg.
•Lester & Co., Security Bldg.
I „
•Merrill Lynch, E. A. Pierce & Cassatt, Security
•Mttchum, Tully & Co., Heartwell Bldg.
•Pacific Company of California, Security Bldg.
•Witter & Co., Dean, 133 E. First St.
LOS ANGELES
•Bankamerica Company, 650 S. Spring St.
Bateman, Eichler & Co.. 453 S. Spring St.
Bayly Brothers, Roosevelt Bldg.
•Blyth & Co.. Inc., 215 W. Sixth St.
•Bond & Goodwin Incorporated, 621 S. Spring St.
Brashears & Company, G .,, 510 S. Spring St.
•Bullock, Calvin, 634 S. Spring St.
Butler-Huff & Co., of California, 210 W. Seventh
Ot.
&
_
California Bank, 629 S. Spring St.
Cavanaugh, Morgan & Co., 634 S. Spring St.
•Conrad, Bruce & Co., 530 W. Sixth St.
Crowell, Weedon & Coi, 650 S. Spring St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
SAN DIEGO
•Bankamerica Company, 625 Broadway
•Fewell, Marache & Co., San Diego Trust &
Savings Bldg.
•Hill Richards & Co., Bank of America Bldg.
•Merrill Lynch, E. A. Pierce & Cassatt, San Diego
Trust & Savings Bldg.
•Searl-Merrick Company, San Diego Trust &
Savings Bldg.
•Witter & Co., Dean, First National Bank Bldg.
•Wyeth, Hass & Co., 530 Broadway.
SAN FRANCISCO
American Trust Company, 464 California St.
Anglo California National Bank of San Francisco,
The, 1 Sansome St.
Baker & Co., H. R., Russ Bldg.
Bankamerica Company, 300 Montgomery St.
Bank of America, N. T . & S. A., 1 Powell St.
•Blair Securities Corporation, Russ Bldg.
Blyth & Co., Inc., Russ Bldg.
(Executive Offices— San -Francisco, New York).
Brush, Slocumb & Co., I l l Sutter St.
Conrad, Bruce & Co., Russ Bldg.
Crocker First National Bank, 1 Montgomery St.
Davis, Skaggs & Co.. 211 Montgomery St.
•Devine & Co., C. J., Russ Bldg.
Elworthy & Co., I l l Sutter St.
•First Boston Corporation, The, Russ Bldg.
•Harriman Ripley & Co., Incorporated, 155 Mont
gomery St.
Heller, Bruce & C o„ Mills Tower
•Hill Richards & Co., 79 Post St.
Kaiser & Co.. Russ Bldg.
•BRANCH OFFICE
LOVELAND
•Peters, Writer & Christensen, Inc., 610 Jefferson
St. j
PUEBLO
Hutchinson & Company, Thatcher Bldg.
CONNECTICUT
New York Group
BRIDGEPORT
•Kidder & Co., A. M ., 215 State St.
•Trask & Co., Spencer, 872 Main St.
HARTFORD
•Blair & Co., Inc., 36 Pearl St.
•Bodell & Co. Inc., 15 Lewis St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
HARTFORD— Continued.
ORLANDO
•Coffin & Burr, Inc., 75 Pearl St.
Cooley & Company, 100 Pearl St.
•Eauitable securities Corporation, 75 Pearl St.
•Estabrook & Co., 750 Main St.
•First Boston Corporation, The, 36 Pearl St.
•FTarriman Ripley & Co., Incorporated, Hartford
National Bank & Trust Bldg.
•Kidder. Peabody & Co., 36 Pearl St.
•Lee Higginson Corporation, 36 Pearl St.
•Paine, Webber & Co., 49 Pearl St.
•Pressprich & Co., R. W., 36 Pearl St.
Putnam & Co.. 6 Central Row
•Rothschild & CO., L. F „ 36 Pearl St.
•Smith, Barney & Co., 906 Hartford-Aetna Bldg.
•Stone & Webster and Blodget, Inc., 36 Pearl St.
•Trask & Co., Spencer, 49 Pearl St.
•Union Securities Corporation, 75 Pearl St.
Young & Company, Lincoln R., 750 Main St.
Leedy, Wheeler & Co., 1 N. Orange Ave.
•Ranson-Davidson Investment Company, The,
O. B. & T. Bldg.
M ERIDEN
•Kidder & Co., A. M ., 30 Colony St.
PALM BEACH
Carlberg & Cook, Inc., First National Bank Bldg.
ST. PETERSBURG
Wright & Company, Ed. C „ 29 Third St., N.
TAMPA
Arries & Company, D. E., 415 Tampa St.
Kuhn, Morgan & Co., Inc., First National Bank
Bldg.
GEORGIA
Southern Group
ATLANTA
NEW BRITAIN
•Putnam & Co., 31 W. Main St.
NEW HAVEN
•Bodell & Co., Inc., 205 Church St.
Bradley & Co., IhC., Edward M „ 215 Church St.
•Day & Co., R. L., 215 Church St.
•Fahnestock & Co., 205 Church St.
•Johnson & Co., R. H i 109 Church St.
•Paine, Webber & Co., 104 Elm St.
Scranton & Co., Chas. W., 209 Church St.
NEW LONDON
Courts & Co., 11 Marietta St.,
Eauitable Company, The, Trust Company of
Georgia Bldg.
•Equitable Securities Corporation, First National
Bank Bldg.
Evans & Company, Clement A., First National
Bank Bldg.
Hilsman & Co., Inc., J. H., Citizens & Southern
Bldg.
•Johnson, Lane, Space & Co., Inc., Citizens &
Southern Bldg.
Milhous, Gaines & Mayes, Inc., Rhodes Haverty
Bldg.
Robinson-Humphrey Company, The, Rhodes
Haverty Bldg.
•Starkweather & Co., First National Bank Bldg.
Trust Company of Georgia, 15 N. Pryor St., N. E.
•Scranton & Co., Chas. W ., 302 State St.
AUGUSTA
TORRINGTON
•Johnson, Lane, Space & Co., Inc., Herald Bldg.
•Fahnestock & Co., 127 Main St.
MACON
WATERBURY
•Scranton & Co., Chas. W., 170 Grand St.
•Courts & Co., 559*4 Cherry St.
•Evans & Company, Clement A., First National
Bank Bldg.
SAVANNAH
DELAWARE
Eastern Pennsylvania Group
W ILMINGTON
•duPont & Co., Francis I., 1076 du Pont Bldg.
(Additional office at 2062 du Pont Bldg.)
•Rollins & Sons Inc., E. H., Delaware Trust Bldg.
Johnson, Lane, Space & Co., Inc., 101 E. Bay St.
•Trust Company of Georgia, Liberty National
Bank Bldg.
IDAHO
Pacific Northwest Group
BOISE
DISTRICT OF COLUMBIA
. Southeastern Group
WASHINGTON
Auchincloss, Parker & Redpath, 719 Fifteenth
St., N. W.
Booker & Co., Y . E., American. Security Bldg.
•Brown & Sons, Alex., Union Trust Bldg.
Brown, Goodwyn & Olds, American Security Bldg.
•Burr & Company, Inc., Union Trust Bldg.
Ferris Exnicios & Co., lac., Washington Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
•Hemphill, Noyes & Co., Shoreham Bldg.
Henderson-Winder Company, Union Trust Bldg.
Johnston, Lemon & Co., Southern Bldg.
Mackall & Co., W. W., Woodward Bldg.
•Mackubin, Legg & Company, Woodward Bldg.
•Merrill Lynch, E. A. Pierce & Cassatt, 729
Fifteenth St., N. W.
.
Robinson, Rohrbaugh & Lukens, Union Trust
Bldg.
•Smith, Barney & Co., Shoreham Bldg.
•Stein Bros. & Boyce, Woodward Bldg.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales & Company, Inc., K. S., 815 Fifteenth St.,
N. W.
FLORIDA
Southern Group
JACKSONVILLE
Childress and Company, Atlantic National Bank
Annex
M IAM I
•Campbell, McCarty & Company, Inc., Alfred I.
duPont Bldg.
Morrison & Co., A. B., Congress Bldg, v
•Nuveen & Co., John, Alfred I. duPont Bldg.
.
M IAM I BEACH
•Atwill and Co., 605 Lincoln Rd.
•Dabney & Co., F. L., 605 Lincoln Rd.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Sudler, Wegener & Co., Inc., First National Bldg.
ILLINOIS
Central States Group
AURORA
•Allyn and Company, Inc., A. C., Merchants
National Bank Bldg
Wortman & Co., G. R., Aurora National Bank
Bldg.
BELLEVILLE
•Wibbing & Co., O. H., 30 Public Sq.
CHICAGO
Allyn and Company, Inc., A. C., 100 W. Monroe
St.
American National Bank and Trust Company of
Chicago, 33 N. LaSalle St.
Ames, Emerich & Co., Inc.. 105 S. La Salle St.
Bacon, Whipple & Co,, 135 S. La Salle St.
Baker, Fentress & Company, 208 S. La Salle St.
Baker, Walsh & Company, 29 8. La Salle St.
Ballman & Main, 105 W. Adams St.
•Bankers Trust Company, 105 S. La Salle St. (See
Stanley L. Yonce, Correspondent.
Barcus, Kindred & Co., 231 S. La Salle St.
•Bear Stearns & Co., 9 S. La Salle St.
Becker & Co., Incorporated, A. G., 100 S. La Salle
St. (Executive Offices— Chicago, New York)
Blair, Bonner & Company, 135 S. La Salle St.
*Blair Securities Corporation, 135 S. LaSalle St.
•Blyth & Co., Inc., 135 S. La Salle St.
•Boettcher and Company, 135 S. La Salle St.
•Bond & Goodwin Incorporated of Illinois, 209 S.
La Salle St.
_
.",
(Affiliate o f Bond
Boston)
& Goodwin Incorporated,
•Braun, Bosworth & Company, 39 S. La Salle St.
•Brown & Sons, Alex., 135 S. La Salle St.
•Brown, Bennett & Johnson, Inc., 135 S. LaSalle
St
•Bullock, Calvin, 120 S. La Salle St.
Byllesby and Company, H. M ., 135 S. La Salle
St.
•BRANCH OFFICE
1939
Central Republic Company, (Incorporated), 209
S'. La Salle St.
_ _ _ „
Channer Securities Company, 39 S. La Salle St.
Childs and Company, Inc., C. F., 141 W. Jackson
Blvd.
City National Bank and Trust Company of
Chicago, 208 S. La Salle St.
Clarke, Inc., John W., 135 S. La Salle St.
Continental Illinois National Bank and Trust
Company of Chicago, 231 S. La Salle St.
Davis & Co., Paul H., 10 S. La Salle St.
Dempsey-Detmer & Co., 135 S. La Salle St.
•Devine & Co.; C. J., 135 S. La Salle St.
•Dickson & Company, R. S., 135 S. La Salle St.
Doyle, O’Connor & Co,, 135 S. La SaUe St.
Eqyart, Van Camp & Co., Inc., 39 S. La Salle St.
•Fahnestock & Co., 135 S. La Salle St.
Fairman & Co., Fred W., 208 S. La Salle St.
Farwell, Chapman & Co., 208 S. La Salle.St.
•First Boston Corporation, The, 231 S. La SaUe St.
First National Bank of Chicago, The, Dearborn,
Monroe & Clark Sts.
„„„ex n „ c
•First of Michigan Corporation ,135 S. La SaUe St.
Fuller, Cruttenden & Company, 120 S. La Salle St.
Gibson & Co., W. C.. 231 S. La Salle St.
Glore, Forgan & Co., 123 S. La Salle St.
(Executive Offices— Chicago, New York).
•Goldman, Sachs & Co., 208 S. La SaUe St.
•Goodbody & Co., 135 S. LaSalle St.
•HaUgarten & Co., 231 S. La Salle St.
•Harriman Ripley & Co., Incorporated, 135 S.
La SaUe St.
'
^ ,,
.
Harris, Hall & Company, 111 W. Monroe St.
Harris Trust and Savings Bank, 115 W. Monroe
St
Harrison & Co., darter H., 209 S. La Salle St.
HaskeU, Scott & Jennings, Inc., 120 S. La Salle
St
•Hemphill, Noyes & Co., 231 S. La SaUe St.
Hickey & Co., 135 S. La SaUe St.
•Hornblower & Weeks, 39 S. La Salle St.
Huyck and Company, A. S., 100 W. Monroe St.
IUinois Company of Chicago, The, 231 S. LaSalle
St.
•Jackson & Curtis, 231 S. La Salle St.
Joiner & Co., Inc., T . E., 135 S. La SaUe St.
•Kaiser & Co., 135 S. La SaUe St.
•Kidder, Peabody & C o., 135 S. La Salle St.
Knight, Dickinson & Co., 141 W. Jackson Blvd.
•Lazard Freres & Co.. 135 S. La SaUe St.
•Lee Higginson dorporation, 231 S. La SaUe St.
•Lehman Brothers, 231 S. La Salle St.
Martin, Burns & Corbett, Inc., 135 S. LaSalle St.
•Massachusetts Distributors, Inc., 120 S. La SaUe
St
Mather & Company, Morris, 141 W. Jackson
McMaster Hutchinson & Co., 105 S. La Salle St.
McNear & Company, C. W., 105 W. Adams St.
•MercantUe-Commerce Bank and Trust Company,
135 S. La SaUe St. (See Hempstead Washburne, Correspondent.)
„
m
•Merrill Lynch, E. A . Pierce & Cassatt, 105 W.
Adams St.
_ _ I _ „
•MUwaukee Company, The, 135 S. La SaUe St,
Mitchell, Hutchins & Co., 231 S. La SaUe St.
Moffat & Co), 105 S. La SaUe St.
|
D
Morris & Company, me., Charles K ., 135 b.
La SaUe St.
m . Wm
•Moseley & Co., F. S., 135 S. La SaUe St.
Northern Trust Company, The, 50 S. La SaUe St.
Nuveen & Co., John, 135 S. La Salle St.
O’Gara & Co.. Alfred, 209 S. La SaUe St.
•Otis & Co., 135 S. La Salle St.
•Paine, Webber & Co.. 209 S. La SaUe St.
•Parker dorporation, The, 120 S. La Salle St.
Richardson & Co., D. T., 135 S. La Salle St.
•Riter & Co.. 134 S. La SaUe St.
,
Rogers & Tracy, Inc., 120 S. La Salle St.
•Rollins & Sons Inc., E. H., 231 S. La Salle St.
Ross Securities Co., Thompson, 39 S. La Salle St.
Ryan-Nichols & Co., 105 S. La Saile St. _
•Salomon Bros. & Hutzler, 231 S. La Salle St.
Seerley & Co., Inc., John J., 105 S. La SaUe St.
Selected Investments Company, 135 S. LaSalle St.
•Shields & Company, 135 S. La Salle St.
Sills, Troxell & Minton, Inc., 209 S. La SaUe St.
•Smith, Barney & do., 105 W. Adams St.
Speer & Sons Company, H. C., 135 S. La Salle St.
Stern, Wampler & Co., Inc., 231 S. La Salle St.
•Stifel, Nicolaus & Co., Inc., 105 W. Adams St.
Stokes, W oolf & Co., Inc., 105 S. La Salle St.
•Stone & Webster and Blodget, Inc., 33 S. Clark St.
•Stranahan, Harris & Company, Inc., 135 o.
La SaUe St.
T „
Straus Securities Company, 135 S. La Salle St.
•Washburne, Hempstead, 135 S. La SaUe St.,
(Correspondent o f Mercantile-Cotntnet'cc Batik
and Trust Company, St. Louis.)
Webber, Darch & Company, 208 S. La Salle St.
Webber-Simpson & Company, 208 S. La SaUe bt.
•Weeden & Co., 135 S. La Salle St. ■
$..■&
Welsh, Davis and Company, 135 S. La SaUe St.
•White-Phillips Company, Inc., The, 39 S. La Salle
St
Wittbold & Co., John, 10 S. La SaUe St.
•Wood, Struthers & do., 231 S. La Salle St.
Yantis & Co., Inc., F. S., 120 M
Salle St. _
•Yonce, Stanley L., 105 S. La Szlle St., (Cor
respondent o f Bankers Trust Company, New
York.)
MONMOUTH
•Moffat & Co., Inc., D. W., 208 E. Broadway.
PEORIA
•AUyn and Company, Inc., A. C., Alliance Life Bldg.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1940
INDIANA
LOUISIANA
MASSACHUSETTS
Centred States Group
Southern Group
New England Group
FORT WAYNE
Central Securities Corporation, Lincoln Bank
Tower.
INDIANAPOLIS
♦Blair & Co., Inc., Circle Tower.
•Blyth & Co., Inc., Circle Tower. ■
♦Davis & Co., Paul H „ Merchants Bank Bldg.
♦Harriman Ripley & Co., Incorporated, Fletcher
Trust Bldg.
♦Hemphill, Noyes & Co., Merchants Bank Bldg.
Indianapolis Bond and Share Corporation, 129 E.
Market St.
•Moseley & Co.. F. S., Circle Tower
♦Straus Securities Company, Circle Tower
SOUTH BEND
Harrison & Austin, Inc., City NationalBankBldg.
McQann Securities Company, Inc., Albert, 111
W. Washington Ave.
NEW ORLEANS
BOSTON
Dane, John, 516 Canal Bldg.
♦Equitable Securities Corporation, Whitney Bank
Bldg.
Hyams, Glas & Carothers, 610 Common St.
Lamar, Kingston & Labouisse, Canal Bldg.
Levy & Rooney, Inc., Whitney Bank Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, 205
Carondelet St.
.
[
N ational Bank of Commerce in New Orleans, The,
' Baronne & Common Sts.
-,
Nusloch, Baudean & Smith, Hibernia Bank Bldg.
Scharff & Jones, Inc., Whitney Bank Bldg.
Weil & Arnold, Canal Bldg.
Weil & Company, Inc., Union Bldg. Arcade.
White, Dunbar &>Co., Inc., Whitney Bank Bldg.
Whitney National Bank of New Orleans, St.
Charles & Gravier Sts.
♦Adams, Mudge & Co., I l l Devonshire St.
♦Allyn and Company, Inc., A. C „ 24 Federal St.
♦Ames & Co., Inc., A. E., 50 Congress St.
Baldwin & Company, 30 Federal St.
Ballou, Adams & Company, Inc., 49 Federal St.
♦Bankers Trust Company, 10 Post Office Sq. (See
SHREVEPORT
Barrow, Leary & Co., 515 Market St.
♦Scharff & Jones, Inc., 513 Market St.
(Executive Offices—-Boston and New York.)
IOWA
Central States Group
CEDAR RAPIDS
♦Quail & Co., Merchants Bank Bldg.
DAVENPORT
M AINE
New England Group
BANGOR
Quail & Co., Davenport Bank Bldg.
Vieth. Duncan & Wood. Davenport Bank Bldg.
White-Phillips Company, Inc., The, First Na
tional Bank Bldg.
♦Hornblower & Weeks, 2 State St.
Pierce, White & Drummond, Inc., Eastern Trust
Bldg.
DES MOINES
PORTLAND
♦Allyn and Company, Inc., A. C., Liberty Bldg.
♦Blair, Bonner & Company, Eauitable Bldg. (See
♦Baldwin & Company, Chapman Bldg.
♦Bond & Goodwin Incorporated, 120 Exchange St.
♦Coffin & Burr, Inc., 120 Exchange St.
Gilman & Co., Inc.. Charles H., 186 Middle St.
♦Hayden, Stone & Co., 477 Congress St.
♦Hornblower & Weeks, 83 Exchange St.
Payson & Co., H. M., 93 Exchange St.
♦Putnam & Company, Tnc., F. L., 97 Exchange St.
♦Rollins & Sons Inc:, E. H., Bank of Commerce
Bldg.
Robert Root, Representative).
Central National Bank and Trust Company, 314
Fifth St.
♦Central Republic Company, (Incorporated), In
surance Exchange Bldg.
Iowa-Des Moines National Bank & Trust Com
pany, Sixth and Walnut Sts.
Jackley & Company, Equitable Bldg.
Murdoch. Dearth & White, Inc., Des Moines Bldg.
♦Root, Robert, Equitable Bldg. (Representative o f
Blair, Bonner & Co., Chicago.)
WATERLOO
M ARYLAND
•Allyn and Company, Inc., A. C., Waterloo Bldg.
Southeastern Group
KANSAS
♦Auchincloss, Parker & Redpath, Mercantile Trust
Bldg.
,
Baker, Watts & Co., Calvert & Redwood Sts.
Brown & Sons, Alex., 135 East Baltimore St.
♦Byllesby and Company, H. M ., Munsey Bldg.
Cahn & Company, Frank B., Equitable Bldg.
Daly & Co., Owen, Stock Exchange Bldg.
Equitable Trust Company, The, Calvert & Fay
ette Sts.
Garrett & Sons, Robert. South & Redwood Sts.
♦Harriman Ripley & Co., Incorporated, American
Bldg.
♦Hutton & Company. W. E.. First National Bank
Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Mackubin, Legg & Company. 222 E. Redwood St.
Maryland Trust Company, Calvert & Redwood
Sts.
Mead, Irvine & Co., First National Bank Bldg.
Mercantile Trust Company of Baltimore, Calvert,
Redwood & Baltimore Sts.
♦Murphy & Co., G. M .-P., First National Bank
Bldg.
Shriver & Co., Inc., George G., Mercantile Trust
Bldg.
♦Smith, Barney & Co., Redwood & Calvert Sts.
♦Starkweather & Co., Keyset Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Trail & Middendorf, Inc., Keyset Bldg.
Williams & Company, Inc., C. T., Fidelity Bldg.
BALTIMORE
Southwestern Group
KANSAS CITY
Commercial National Bank of Kansas City, The,
601 Minnesota Ave.
TOPEKA
Estes, Snyder & Company, Inc., 103 E. Tenth St.
W ICHITA
Dunne-Israel Company, The Schweiter Bldg.
Lathrop-Hawk-Herrick Company, Inc., The, First
National Bank Bldg.
Ranson-Davldson Investment Company, The,
Beacon Bldg.
__
Small-Milburn Company, The, Wheeler-KellyHagny Bldg.
KENTUCKY
Ohio Valley Group
DANVILLE
CUMBERLAND
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦Lazard Freres & Co., 75 Federal St.
♦Lee Higginson Corporation, 50 Federal St.
Lyons & Shafto Incorporated, 75 Federal St.
♦Marshall, W. L., Jr., 10 Post Office Square. (Cor
respondent o f Bankers Trust Company, New
York.)
„
Massachusetts Distributors, Inc., 85 Devonshire
St.
„ J
♦Merrill Lynch, E. A. Pierce & Cassatt, 24 Federal
St.
Moors & Cabot, 111 Devonshire St.
Moseley & Co., F. S., 50 Congress St.
(Additional office at 10 Post Office Sq.)
♦Murphy & Co., G. M .-P., 35 Congress St.
Newton, Abbe & Company. 60 Federal St.
Paine, Webber & Co., 24 Federal St.
Parker Corporation, The, 1 Court St.
♦Paul & Co., Inc., 50 Congress St.
Perry & Co., Incorporated, Arthur, 31 Milk St.
♦Pressprich & Co., R. W., 201 Devonshire St.
Preston, Moss & Company, 24 Federal St.
Putnam & Company, Inc., F. L., 77 Franklin St.
♦Rollins & Sons Inc., E. H .. 75 Federal St.
♦Rothschild & Co., L. F., 30 State St.
♦Salomon Bros. & Hutzler, 75 Federal St.
♦Shields & Compaùy, 75 Federal St.
♦Smith, Barney & Co., I l l Devonshire St.
Soucy & Co., 49 Federal St.
♦Stone & Wehster and Blodget, Inc., 49 Federal
St.
♦Trask & Co., Spencer, 50 Congress St.
Tucker, Anthony & Co., 74 State St.
(Executive Offices— Boston, New York.)
Tyler & Company, Inc., 75 Federal St.
♦Union Securities Corporation, 75 Federal St.
Wainwright & Co., H. C., 60 State St.
(Additional office in Hotel Kenmore.)
Washburn Company, Inc., I l l Devonshire St.
♦Weeden & Co., 24 Milk Si.
♦White, Weld & Co., I l l Devonshire St.
Whiting, Weeks & Stubbs Incorporated, 36
Federal Si.
CAMBRIDGE
•Jackson & Curtis, Harvard Sq.
♦Kidder, Peabody & Co., 9 Central St.
LYNN
EASTON
LOUISVILLE
(Additional office at 105 Newbury St.)
(Executive Offices—Boston, New York, Phila
delphia.)
♦Stein Bros. & Boyce, 16 N. Liberty St.
•Hutton & Company, W. E., Hernando Bldg.
♦Lyons & Company, W. L., Lafayette Hotel.
Van Hooser & Company, J. D., 261 W. Short St.
Almsted Brothers, 425 W. Market St.
Bankers Bond Co., Inc., The, Kentucky Home Life
Bldg.
•Blyth & Co., Inc., Kentucky Home Life Bldg.
Hilliard & Son, J. J. B., 419 W. Jefferson St.
Lyons & Company, W. L „ 231 S. Fifth St.
Moore & Company, Berwyn T., Marion E. Tay
lor Bldg.
•Stein Bros. & Boyce, Starks Arcade Bldg.
♦Goldman. Sachs & Co., 75 Federal St.
♦Graham, Parsons & Co., 10 Post Office Sq.
♦Harriman Ripley & Co., Incorporated, 10 Post
Office Sq.
♦Hayden, Stone & Co., 75 Federal St.
♦Hornblower & Weeks, 60 Congress St.
♦Hutton & Company, W. E., 75 Federal St.
Jackson & Curtis, 10 Post Office Sq.
*R. H. Johnson & Co., 31 State St.
Kennedy & Co., F. Brittain, 75 Federal St.
♦Kidder, Peabody & Co., 115 Devonshire St.
LOWELL
♦Lyons & Company, W. L., 133 N. Third St.
LEXINGTON
W . L . Marshall, Jr., Correspondent.)
♦Blair & Co., Inc., 75 Federal St.
♦Blyth & Co., Inc., 75 Federal St.
Bond & Goodwin Incorporated, 30 Federal St.
♦Bullock, Calvin, 10 Post Office Square.
Burgess & Leith ,75 Federal St.
Burr, Gannett & Co., 53 State St.
Chace, Whiteside & Symonds Incorporated, 24
Federal St.
_
♦Childs and Company, Inc., C. F., 82 Devonshire
St.
♦Clark, Dodge & Co., 70 Federal St.
Coffin & Burr, Inc., 60 State St.
Dabney & Co., F. L., 10 Post Office Sq.
Day & Co., R. L „ 111 Devonshire St.
♦Devine & Co., C. J., 75 Federal St.
♦Dick & Merle-Smith, 30 State St.
Estabrook & Co., 15 State St.
First Boston Corporation, The, 1 Federal St.
♦Jackson & Curtis, 23 Central Ave.
♦Williams & Company, Inc., C. T., Easton Na
tional Bank Bldg.
NEW BEDFORD
HAGERSTOWN
♦Mackubin, Legg & Company, Wareham Bldg.
♦Stein Bros. & Boyce, 116 W. Washington St.
♦BRANCH OFFICE
♦Kidder, Peabody & Co., First National Bank
Bldg.
♦Tucker, Anthony & Co., 20 Market St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1941
SPRINGFIELD
JACKSON
Callender, Burke & MacDonald, Fidelity Bank
♦Blair & Co., Inc., Third National Bank Bldg,
♦uav & Co., R. L., Third National Bank Bldg.
♦Rotabrook & Co., 1387 Main St.
♦First Boston Corporation, The, Third National
Bank Bldg.
«Hayden, Stone & Co.» 1387 M&in St.
•Jackson & Curtis, 1387 Main St.
♦rudder, Peabody & Co., 1391 Main St.
♦Paine, Webber & Co., Third National Bank Bldg.
•Putnam & Company, Inc., F. L., Third National
Hank Bids.
•Rollins & Sons Inc., E. H., 1387 Main St.
•Whiting, Weeks & Stubbs Incorporated, Third
National Bank Bldg.
♦Dominick & Dominick. 120 W. Michigan Ave.
♦Selected Investment Company, National Bank
Bldg.
♦ChUdsand Company, Inc., C. F „ 15 W. Tenth St.
City National Bank and Trust Company, 18th
St. & Grand Ave.
,
,„
, £_
Commerce Trust Company. Tenth & Walnut Sts.
♦Harris Trust and Savings Bank, 1204 Commerce
LANSING
♦Hutton & Company, W. E., 121 W. Michigan
Ave.
ent o f Mercantile-Commerce National Bank and
Trust Company, St. Louis.)
MINNESOTA
Minnesota Group
DULUTH
WORCESTER
Adams, Mudge & Co., 340 Main St.
•Lee Higginson Corporation, 16 Norwich St.
•Paine, Webber & Co., State Mutual Bldg.
•Trask & Co., Spencer, 340 Main St.
•Whiting, Weeks & Stubbs Incorporated, Slater
Bldg.
^(Representative of Investment Department,
Ohicago.)
,
♦Masters, Proctor M .. Dwight Bldg. (.Correspond
First and American National Bank of Duluth,
Superior St. & Third Ave., West.
Northern National Bank of Duluth, 304 W.
___
Superior St.
♦Paine, Webber & Co., Medical Arts Bldg.
♦Wells-Dickey Company, Alworth Bldg.
♦Mercantile-Commerce Bank and Trust Company,
Dwight Bldg. (See Proctor M . Masters, Cor
respondent.)
ai
♦Moseley & Co.. F. S., R. A. Long Bldg.
Nuveen & Co., John (See H . G. Appel, Represen
tative.)
_
Prescott, Wright, Snider Company, 918 Baltimore
♦Rollins & Sons Inc., E. H., Land Bank Bldg.
♦Seerley & Co., Inc., John J., 1004 Baltimore Ave.
Stern Brothers & Co.. 1015 Baltimore Ave.
♦Straus Securities Company, Land Bank Bldg.
Weltner & Co., A. E., Dwight Bldg.
MINNEAPOLIS
MICHIGAN
Michigan Group
ANN ARBOR
•Watling, Lerchen & Co., Ann Arbor Trust Bldg.
DETROIT
Alison & Company, Buhl Bldg.
•AUyn and Company, Inc., A. C., Buhl Bldg.
Baker, Simonds & Co., Buhl Bldg.
♦Baker, Weeks & Harden, Buhl Bldg.
♦Ballman & Main, Dime Bank Bldg.
•Blair & Co., Inc., Buhl Bldg.
♦Blyth & Co., Inc., Buhl Bldg.
♦Braun, Bosworth & Company, Penobscot Bldg.
Campbell, McCarty & Company, Inc., Buhl Bldg.
Carey & Co., Matthew, Union Guardian Bldg.
Clayton and Company, 600 Griswold St.
Cray, McFawn & Co., Ford Bldg.
Crouse & Company, Penobscot Bldg.
First of Michigan Corporation, Buhl Bldg.
♦Harriman Ripley & Co., Incorporated, Penobscot
♦Harri^Trust and Savings Bank, 1223 Penobscot
Bl(Representative of Investment Department,
Chicago.)
Higbie Corporation, Carlton M ., Buhl Bldg.
•Hornblower & Weeks, Penobscot Bldg.
♦Hutton & Company, W. E., 600 Griswold St.
, Keane & Company, Penobscot,Bldg.
♦Kidder & Co., A. M., Ford Bldg.
Livingstone & Co., S. R., Penobscot Bldg.
McDonald, Moore & Hayes, Inc., Penobscot Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, Buhl Bldg.
Miller, Kenower & Company, Inc., Penobscot
Bldg.
Paine, W ebber* Co., Penobscot Bldg.
(.Additional offices in General Motors Bldg. and
Fisher Bldg.)
.
Parcells & Co., Charles A., Penobscot Bldg.
♦Rollins & Sons Inc., E. H., National Bank Bldg.
♦Ryan, Sutherland & Co., Union Guardian Bldg.
Sattley & Co., Inc., H. V. Hammond Bldg.
♦Selected Investments Company, Penobscot Bldg.
Small & C o„ Sidney R., Penobscot Bldg.
Smith, Hague & Go., Penobscot Bldg.
♦Stranahan, Harris & Company, Inc., Buhl Bldg.
♦Straus Securities Company, Union Guardian
Bldg.
Watkins & Fordon, Inc., Penobscot Bldg.
Watling, Lerchen & Co., Ford Bldg.
(Additional office in Fisher Bldg.)
Wedthoff & Co., Guy G „ Ford Bldg.
FLINT
•Allyn and Company, Inc., A. C., Genesee Bank
Bldg.
GRAND RAPIDS
♦First of Michigan Corporation, First National
Bank Bldg.
k, ,,
♦McDonald, Moore & Hayes, Inc., First National
Bank Bldg.
'
♦Paine, Webber & Co., Peoples National Bank Bldg.
♦Rollins & Sons, Inc., E. H., 60 Monroe Ave.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Allison-Williams Company, Northwestern Bank
Bldg.
Ashmun Company, C. S., First National-Soo Line
Bldg.
Bigelow-Webb, Inc., First National-Soo Line Bldg.
Bishop & Co., M. H., Thorpe Bldg.
♦Blyth & Co.. Inc., Rand Tower
♦Byllesby and Company, H. M ., Rand Tower
♦Central Republic Company, (Incorporated),
ST. JOSEPH
Southwestern Group
First Trust Company, The, Fourth & Felix 8ts.
"RqtiH Tnw pr
Dain & Company, J. M., Rand Tower
First National Bank and Trust Company, 115 S.
Fifth St.
„ , •
♦Hemphill, Noyes & Co., Northwestern Bank Bldg.
Jones Co., Geo. C., Northwestern Bank Bldg.
♦Kalman & Company, McKnight Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, 702-4
Marquette Ave.
m
Ä k S
,
,
♦Milwaukee Company, The, First National Bank
Bldg.
Needham & Company, Inc., Rand Tower
Northwestern National Bank and Trust Company
of Minneapolis, Northwestern Bank Bldg.
♦Paine, Webber & Co., Rand Tower
Piper, Jaffray & Hopwood, 115 S. Seventh St.
♦Rollins & Sons Inc., E. H., Northwestern Bank
Thralfwest Company, Northwestern Bank Bldg.
Wells-Dickey Company, Metropolitan Bank Bldg.
Wittenberg Merrick Company, Northwestern
Bank Bldg.
Woodard-Elwood & Company, Rand Tower
ST. PAUL
♦Central Republic Company, (Incorporated), First
National Bank Bldg.
_ ,
,
♦Davis, Robert S., First National Bank .Bldg.
(Remesentative o f John Nuveen & Co., Chicago.)
First National Bank of Saint Paul, The, Fourth &
Minnesota Sts.
Gates & Co., Stanley, 345 Robert St.
Greenman & Cook, Inc., First National Bank
K alman & Company, Endicott Bldg.
Mannheimer-Caldwell, Inc., First,National Bank
♦Milwaukee Company, The, First National Bank
♦Nuveen & Co., John, First National Bank Bldg.
(,See Robert S. Davis, Representative.)
♦Paine, Webber & Co., Pioneer Bldg.
♦Riter & Co., Pioneer Bldg.
♦Wells-Dickey Company, Endicott Bldg.
Wood & Company, Harold E., First National
Bank Bldg.
MISSISSIPPI
Southern Group
JACKSON
♦Scharff & Jones, Inc.. Lamar Life Bldg.
♦Weil & Arnold, Lamar Life Bldg.
ST. LOUIS
M ississippi Valley Group
Bitting & Co., 316 N. Eighth St.
Bitting, Jones & Co., Inc., 411 N. Seventh St.
♦Blair & Co., Inc., Boatmen’s Bank Bldg.
Boatmen’s National Bank, The, 300 N. Broadway.
Bramman-Schmidt-Busch, Inc., Boatmen’s Bank
Bldg.
♦Bullock. Calvin, Security Bldg.
♦Central Republic Company, (Incorporated),
Security Bldg.
■
™
, XT „
♦Childs and Company, xnc., C. F., 314 N. BroadCrago," Smith & Canavan, 820 Security Bldg.
♦Devine & Co., C. J., 314 N. Broadway.
♦First Boston Corporation. T he;314 N. Broadway.
Francis, Bro. & Co., 222 N. Fourth St.
Giger and Company, 211 N. Fourth St.
♦Goldman, Sachs & Co., Boatmen’s Bank Bldg.
♦Harris Trust and Savings Bank, 919 National
Bank of Commerce Bldg.
(Representative of Investment Department,
Chicago.)
. :
,
Jones & Co., Edward D., Boatmen’s Bank Bldg.
Kerwin, Fotheringham & Co., Inc., 314 N. BroadMahan & Company, L. E „ 509 Olive St.
Mercantile-Commerce Bank and Trust Company,
721 Locust St.
■ „ ,
^
Metropolitan St. Louis Company, 718 Locust St.
Mississippi Valley Trust Company, Broadway &
Olive St.
.
, _ ,
♦Murdoch, Dearth & White, Inc., Boatmen’s Bank
Bldg.
Newhard, Cook & Co., 400 Olive St.
Reinholdt & Gardner, 400 Locust St.
♦Rollins & Sons Inc., E. H „ 314 N. Broadway.
Ruppert & Company, Inc., H. L „ 400 Pine St.
♦Ryan-Nichols & Company, 314 N. Broadway.
Simon & Co., I. M., 315 N. Fourth St.
Smith, Moore & Co., 509 Olive St.
Stifel, Nicolaus & Co., Inc., 314 N. Broadway
Stix & Co., 509 Olive St.
„
. „
.
Taussig, Day & Company, Inc., Boatmen’s Bank
Theis & Sons, Inc., Albert, 410-12 Olive St.
Walker & Co., G. H., 503 Locust St.
Whitaker & Company, Fourth & Olive Sts.
Wibbing & Co., O. H., Security Bldg.
MISSOURI
JEFFERSON CITY
M ississippi Valley Group
♦Ruppert & Company, Inc., H. L „ Central Trust
Bldg.
NEBRASKA
KANSAS CITY
Central States Group
Southwestern Group
LINCOLN
•Allyn and Company, Inc., A. C., 1012 Baltimore
Ave.
♦Appel, H. G „ Dwight Bldg. (Representative o f
♦Burns, Potter & Company, Stuart Bldg.
First Trust Company of Lincoln, The, Tenth &
0 Sts.
♦Wachob-Bender Corporation, Lincoln Liberty
Life Bldg.
John Nuveen & Co., Chicago.)
Baum Bernheimer Company, 1016 Baltimore Ave.
♦BRANCH OFFICE
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1942
OMAHA
♦Allyn and Company. Inc., A. C., Insurance Bide.
BINGHAMTON
•Bonbright & Co., .George D. B., 97 Collier St.
Burns, Potter & Company, 202 S. Seventeenth
•Byllesby and Company, H. M ., Famam Bldg.
•Central Republic Company, (Incorporated), In
surance Bldg.
•Central Republic Company, Insurance Bldg.
Greenway & Company, Famam Bldg. •
Hall and Company, Inc., Ware, First National
Bank Bldg.
,
Kirkpatrick-Pettis Company, Omaha National
Bank Bldg.
National Company of Omaha, The, First National
Bank Bldg.
•Stem Brothers & Co., Insurance Bldg.
Wachob-Bender Corporation, 210-212 S. Seven
teenth St.
BUFFALO
•Amott, Baker & Co. Incorporated, 298 Main St.
•Blair & Co., Inc., Ellicott Square Bldg.
•Bonbright & Co., George D. B., Rand Bldg.
•Dominion Securities Corporation, M & T Bldg.
•First Boston Corporation, The, Liberty Bank
Bldg.
Manufacturers and Traders Trust Company, 284
Main St.
Marine Trust Company of Buffalo, The, 237
Main St.
•Moseley & Co., F. S., Ellicott Square Bldg.
Schoellkopf, Hutton & Pomeroy, Inc., 70 Niagara
St.
Union Securities Corporation, Liberty Bank Bldg.
Eberstadt & Co., Incorporated, F., 39 Broadway
•Elder & Company, 11 Wall St.
Eldredge & Co., Inc., 40 Wall St.
Emanuel & Co., 50 Pine St.
•Equitable Securities Corporation, 40 Wall St.
•Estabrook & Co., 40 Wall St.
Evans. Stillman & Co., 14 Wall St.
Fahnestock & Co., 1 Wall St.
Fenner and Beane Corporation, 67 Broad St.
Fenton & Company, Incorporated, F. R., I l l
Broadway
„
First Boston Corporation, The, 100 Broadway
(Executive Offices— New York and Boston.)
First National Bank of the City of New York,
The, 2 Wall St.
•First of Michigan Corporation, 1 Wall St.
Fisk & Sons, Inc., Harvey, 40 Wall St.
Fox & Company, P. F., 120 Broadway.
Gary & Partners, Theodore, 21 E. 40th S t .
Gibbons & Company, Inc., Geo. B., 49 Wall St.
Glore, Forgan & Co., 38 Wall St.
(Executive Offices— New York, Chicago.)
ELMIRA
NEW HAMPSHIRE
New England Group
CONCORD
•Rollins & Sons Inc., E. H „ 4 School St.
KEENE
•Wainwright & Co., H. C., 37 Main St.
•Jackson & Curtis, Keeney Theatre Bldg.
•Loeb, Rhoades & Co., Carl M., 125 Lake St.
•Manufacturers and Traders Trust Company,
Hulett Bldg.
GLJfSNS FALLS
•Trask & Co., Spencer, Queensbury Hotel
HORNELL
MANCHESTER
•Loeb, Rhoades & Co., Carl M., 43 Broadway.
•Rollins & Sons Inc. E. H., Amoskeag Bank Bldg.
ITHACA
•Loeb, Rhoades & Co., Carl M ., First National
Bank Bldg.
NEW JERSEY
New York Group
ASBURY PARK
M IDDLETOW N
•Loeb, Rhoades & Co., Carl M., 26 North St.
•McDonnell & Co., Berkeley Carteret Hotel
NEW Y ORK CITY
EAST ORANGE
•Reynolds & Co., 22 Prospect St.
JERSEY CITY
Bullock, Calvin, 921 Bergen Ave.
•Distributors Group, Incorporated, 1 Exchange PI.
•Eberstadt & Co., Inc., F., 15 Exchange PI.
•Lord, Abbott & Co., Inc., 1 Exchange PI.
•Massachusetts Distributors, Inc., 15 Exchange
PI.
MORRISTOWN *
•Reynolds & Co., Park Square Bldg. '
NEWARK
•Boenning & Co., 744 Broad St.
•Carroll & Co., John B., 24 Commerce St.
•Clark, Dodge & Co., 744 Broad St.
Colyer, Robinson & Company, Inc., 1180 Ray
mond Blvd.
•Kean, Taylor & Co., 744-Broad St.
•Minsch, Monell & Co., Inc., 790 Broad St.
Rippel, Inc., Julius A., 744 Broad St.
Van Deventer Brothers, Inc., 24 Commerce St.
PATTERSON
Eastman, Dillon & Co., 152 Market St.
PLAINFIELD
Wilmerding & Co., Inc., Plainfield National
Bank Bldg.
TRENTON
•Butcher & Sherrerd, Broad Street Bank Bldg.
•Hemphill, Noyes & Co., Stacy-Trent Hotel.
•Robinson, Miller & Co., Inc., 15 W. State St.
N E W YORK
New York Group
ALBANY
Cooley & Co., Inc., George R., 100 State St.
•Hemphill, Noyes & Co., Ten Eyck Bldg.
•Johnson & Co., R. H., Home Savings Bank Bldg.
•Kidder, Peabody & Co., 75 State St.
•Manufacturers and Traders Trust Company
142 State St.
•Marks & Co., Laurence M ., 75 State St.
•Rollins & Sons Inc., E. H „ 75 State St.
•Smith, Barney & Cp., 90 State St.
•Trask & Co., Spencer, State Bank Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Adams, McEntee & Co., Inc., 40 Wall St.
Allen & Company, H. L., 100 Broadway
•Allyn and Company, Inc., A. C., 40 Wall St.
•Ames & Co., Inc., A. E., 2 Wall St.
( Affiliate o f A . É . Ames <fe Co., Limited, Toronto)
Amott, Baker & Co. Incorporated, 150 Broadway
•Auchincloss. Parker & Redpath, 52 Wall St.
Bacon, Stevenson & Co., 39 Broadway
Baker, Weeks & Harden, 52 Wall St.
•Bank of Montreal, Agency, 64 Wall St.
(Agency o f Bank o f Montreal, Head
Montreal)
Office,
•Bankamerica Company, 76 Beaver St.
Bankers Trust Company, 16 Wall St.
Barr Brothers & Co., Inc., 40 Wall St;
•Battles & Company, InC., 90 Broad St.
Bear, Stearns & Co., 1 Wall St.
•Becker & Co., Incorporated, A. G „ 54 Pine St.
(Executive Offices— Chicago, New York.)
■Bergen, John J., 40 Wall St.
Blair & Co., Inc., 44 Wall St.
•Blyth & Co., Inc., 14 Wall St.
(Executive Offices— New York, San Francisco.)
•Bodexl & Co., Inc., I l l Broadway.
•Boettcher and Company, 52 Wall St.
Bonbright & Company, Incorporated, 80 Broad
way.
•Bonbright & Co., George D. B., 115 Broadway
•Bond & Goodwin Incorporated, 63 Wall St.
Bristol & Willett, 115 Broadway
•Brown & Sons, Alex., 2 Wall St.
Brown, Bennett & Johnson, Inc., 30 Broad St.
•Bullock, Calvin, 1 Wall St.
Burley & Company, 115 Broadway
Burr & Company, Inc., 57 William St.
•Byllesby and Company, H. M ., I l l Broadway
Campbell, Phelps & Co., Inc., 70 Pine St.
Carroll & Co., John B „ 70 Pine St.
•Central Republic Company, (Incorporated), 14
Wall St.
•Chaplin & Company, 52 Broadway
Chase National Bank of the City of New York,
The, 18 Pine St.
Chemical Bank & Trust Company. 165 Broadway
•Childs and Company, Inc., C. F., 1 Wall St.
Childs, Jeffries & Thorndike, Inc., 50 Broadway
Clark. Dodge & Co., 61 Wall St.
Clarke & Co., Inc., Richard W ., 17 E. 42nd St.
•Coffin & Burr, Inc., 7Ö Pine St.
Darby & Co., Inc., 1 Wall St.
•Day & Co., R. L;, 14 Wall St.
Devine & Co., C. J., 48 Wall St.
Dick & Merle-Smith, 30 Pine St.
•Dickson & Company, R. S., 30 Broad St.
Dillon, Read & Co., 28 Nassau St.
Distributors Group, Incorporated, 63 Wall St.
Dominick & Dominick, 115 Broadway
•Dominion Securities Corporation, 40 Exchange
PL
(.Branch o f The Dominion Securities Corporation
Limited, Toronto)
Downs & Co., Harry. 60 Wall Tower
•Drexel & Company, 14 Wall St.
duPont & Co., Francis I., and Chisholm & Chap
man, 1 Wall St.
(Additional Office at 630 Fifth Ave.)
Eastman, Dillon & Co.. 15 Broad St.
•BRANCH OFFICE
Goldman. Sachs & Co., 30 Pine St.
Goodbody & Co., 115 Broadway.
•Graham, Parsons & Co., 14 Wall St.
Granbery, Marache & Lord, 120 Broadway
Green, Ellis & Anderson, 100 Broadway
Greene and Company, 37 Wall St.
Guaranty Trust Company of New York, 140
Broadway
, 9
Hallgarten & Co., 44 Wall St.
Hannahs, Ballin & Lee, 111 Broadway
Harriman Ripley & Co., Incorporated, 63 Wall St.
•Harris, Hall & Company, 14 Wall St.
•Harris Trust and Savings Bank, 14 Wall St.
(Room 2908)
{Representatives
Chicago)
of
Investment
Department,
Hatch & Co., Inc., Frederic H., 63 Wall St.
Hayden, Stone & Co., 25 Broad St.
•Heller, Bruce & Co., 1 Wall St.
Hemphill, Noyes & Co., 15 Broad St.
Herrman & Co., Henry, 52 William St.
Hipkins & Topping, 1 Wall St.
Hornblower & Weeks, 40 Wall St.
•Hutton & Company. W. E „ 14 Wall St.
•Jackson & Curtis. 115 Broadway
Johnson & Co., R. H., 64 Wall St.
Jones & Co., Chas. H., 50 Broadway
Joyce Jr. Co., A. G., 115 Broadway.
•Kaiser & Co., 40 Wall St.
Kean. Taylor & Co., 14 Wall St.
Keys & Co., C. M ., 551 Fifth Ave.
Kidder & Co., A. M ., 1 Wall St.
Kidder. Peabody & C o .. 17 Wall St.
{Additional office at 10 E . 46th St.)
•Kirchofer & Arnold, Inc., 1 Wall St.
Kuhn, Leob & Co., 52 William St.
Ladenburg, Thalmann & Co., 25 Broad St.
Lahey, Fargo & Co., 31 Nassau St.
Lang & Co., F. P „ 40 Wall St.
Langley & Co., W. C., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Lebenthal & Co.. 135 Broadway
Lee Higginson Corporation, 40 Wall St.
Lehman Brothers, 1 William St.
Lewisohn & Sons, Adolph, 61 Broadway
•Lilley & Co., 67 Wall St.
Loeb, Rhoades & Co., Carl M „ 61 Broadway
{Additional office at 2 East 66th St.)
Lord, Abbett & Co., Inc.. 63 Wall St.
•Lyons & Shafto Incorporated, 70 Pine St.
•Mackubin, Legg & Company, 76 Beaver St.
•Manufacturers and Traders Trust Company, 1
Wall St.
'
„
Manufacturers Trust Company, 55 Broad St.
•Marine Trust Company of Buffalo, The, 120
Broadway
„ „
Marks & Co.,(Laurence M ., 49 Wall St.
Maynard, Oakle.v & Lawrence, 61 Broadway
McDonnell & Co., 120 Broadway
_____
J
•McLeod, Young, Weir, Incorporated, 100 Broad
way. {Branch o f M cLeod, Young, W eir & Co.,
Limited, Toronto.)
McManus & Company, Joseph, 39 Broadway
•Mellon Securities Corporation, 14 Wall St.
•Mercantile-Commerce Bank and Trust Company
14 Wall St. (See W . P . Sharpe, Correspond
ent.)
i
_
•Mericka & Co., Inc., Wm. J., 1 Wall St.
Merrill Lynch, E. A. Pierce & Cassatt, 70 Pine St.
Minsch, Monell & Co., Inc., 115 Broadway
•Mitchell, Hutchins & Co., 1 Wall St.
Morgan & Co., Incorporated, J. P., 23 Wall.St.
Morgan Stanley & Co. Incorporated, 2 W all St
•Moseley & Co., F. S., 14 Wall St.
•Moulton & Company, R. H., 50 Broadway
Murphy & Co., G. M .-P., I l l Broadway
National City Bank of New York, 55 Wall St.
Neergaard, Miller & Co., 1 Wall St.
Newman Bros. & Worms, 25 Broad St.
New York Trust Company, The, 100 Broadway
Nickerson & Co., Inc., John, 61 Broadway
Novotny, C. G., 120 Broadway.
•Otis & Co., 120 Broadway
•Pacific Capital Corporation, 1 Wall St.
•Paine, Webber & Co., 25 Broad St.
Parrish & Co., 40 Wall St.
•Paul & Co., Inc., 52 Wall St.
•Perry & Co., Incorporated, Arthur, 1 Wall St.
Phelps, Fenn & Co.. 39 Broadway
Pizzini & Co., B. W „ 52 Broadway
Pressprich & Co., R. W ., 68 William St.
•Rambo, Keen, Close & Kerner, Inc., 50 Broadway
•Reinholdt & Gardner, 11 Wall St.
Reynolds & Co., 120 Broadway
Riter & Co., 48 Wall St.
Robinson, Miller & C o„ Inc., 52 William St.
Rollins & Sons Inc., E. H „ 44 Wall St.
Rothschild & Co., L. F.. 120 Broadway
Salomon Bros. & Hutzler, 60 Wall St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
NEW Y O R K C IT Y — Continued
Schlater, Noyes & Gardner, Inc., 60 Broadway
•Schoellkopf, Hutton & Pomeroy, Inc., 63 Wall St.
Scholle Brothers, 40 Wall St.
Schroder Rockefeller & Co., Inc., 48 Wall St.
•Schwabacher & Co., I l l Broadway
Seligman & Co., J. & W „ 65 Broadway.
*Sharpe, W. P., 14 Wall St. ( Correspondent of Mer
cantile-Commerce Bank and Trust Company, St.
Louis.)
Shields & Company, 44 Wall bt.
Smith, Barney & Co., 14 Wall St.
GREENSBORO
Burnett and Company, Inc., Oscar, Southeastern
Bldg.
•Equitable Securities Corporation, Jefferson Bldg.
Lewis and Hall, Inc., Jefferson Bldg.
RALEIGH
•Dickson & Company, R. S., Security Bank Bldg.
Kirchofer & Arnold, Inc., Capital Club Bldg.
(Additional office at 522 Fifth Are.)
Smithers & Co., F. S., 30 Broad St.
Starkweather & Co., I l l Broadway
♦Stein Bros. & Boyce, 1 Wall St.
Stemmier & Co., 52 William St.
•Stem, Wampler & Co. Inc., 40 Wall St.
Stone & Webster and Blodget, Inc., 90 Broad St.
•Stranahan, Harris & Company. Inc.. 115 Broad•Stroud & Company, Inc., 120 Broadway
Swiss American Corporation, 24 Pine St.
Thomson & McKinnon, 11 Wall St.
Trask & Co., Spencer, 25 Broad St.
•Tucker, Anthony & C o .. 120 Broadway
WILSON
Branch Banking & Trust Co., 124 Nash St.
WINSTON-SALEM
•Smith, Barney & Co., Pepper Bldg.
Wachovia Bank & Trust Company, Third &
Main Sts.
•Jackson & Curtis, Union Commerce Bldg.
Joseph & Co., Inc., Union Commerce Bldg.
McDonald-Coolidge & Co., Union Commerce
Bldg.
Mericka & Co., Inc., Wm. J., 925 Euclid Ave.
•Merrill Lynch, E. A. Pierce & Cassatt, 216
Superior Avë., N. E.
Merrill, Turben & Co., Union Commerce Bldg.
Murch & Co., Maynard H „ 925 Euclid Ave.
National City Bank of Cleveland, The, E. Sixth
St. & Euclid Ave.
•Nelson, Browning & Company, Union Commerce
Bldg.
'
Otis & Co., Terminal Tower Bldg.
•Paine, Webber & Co., Terminal Tower Bldg.
•Rollins & Sons Inc., E. H., Union Commerce Bldg.
•Salomon Bros. & Hutzler, 925 Euclid Ave.
•Smith, Barney & Co., 925 Euclid Ave.
•Stranahan, Harris & Company, Inc., Hippodrome
Bldg.
•Wainwright & Co., H. C „ Union-Commerce Bldg.
COLUMBUS
Ohio Valley Group
(Executive Offices— New York, Boston.)
Union Securities Corporation, 65 Broadway.
Van Alstyne, Noel & Co.. 52 Broadway
•Van Deventer Brothers, Inc., 61 Broadway
Van Ingen & Co., Inc., B. J „ 57 William St.
•Wainwright & Co., H. C., 14 Wall St.
•Walker & Co., G. H., 1 Wall St.
•Watting, Lerchen & Co., 115 Broadway.
Watson & White, 149 Broadway
•Weeden & Co., 14 Wall St.
Werthelm & Co., 120 Broadway
White & Company, Inc., J. G., 37 Wall St.
White, Weld & Co., 40 Wall St.
•Witter & Co., Dean, 14 Wall St.
Wood, Gundy & Co., Inc., 14 Wall St.
Wood, Walker & Co., 63 Wall St.
Wood, Strutters & Co., 20 Pine St.
1943
OHIO
AKRON
Northern Ohio Croup
•Jackson & Curtis, Ohio Bldg.
•McDonald-Coolidge & Co., Akron Savings & Loan
Bldg.
•Nelson, Browning & Company, First Central
Tower
BancOhio Securities Company, 51 N. High St.
•Blair & Co., Inc., 51 N. High St
•First Cleveland Corporation, The, Huntington
Bank Bldg.
_
•McDonald-Coolidge & Co., Huntington Bank
Bldg.
•Otis & Co., Huntington Bank Bldg.
•Paine, Webber & Co. 17 S. High St.
Sweney, Inc., Lowry, 17 S. High St.
DAYTON
CANTON
Ohio Valley Group
Northern Ohio Group
•Dominick & Dominick, 42 N. Main St.
•Joseph & Co., Inc.. Winters Bank Bldg.
•Nelson, Browning & Company, Third National
Bldg.
•McDonald-Coolidge & Co., First National Bank
Bldg.
ONEONTA
•Loeb, Rhoades & Co., Carl M., 243 Main St.
CINCINNATI
LIM A
Ohio Valley Group
POUGHKEEPSIE
•duPont & Co., Francis L , 42 Market St.
ROCHESTER
Bonbright & Co., George D. B., Powers Bldg.
•Lee Higginson Corporation, Lincoln-Alliance
Bank Bldg.
I I
•Rothschild & Co., L. F., Lincoln-Alliance Bank
Bldg.
Sage, Rutty & Company, Inc., 45 Exchange St.
•Schoellkopf, Hutton & Pomeroy, Inc., LincolnAlliance Bank Bldg.
•Stone & Webster and Blodget, Inc., Reynolds Ar
cade Bldg.
g „
•Tucker, Anthony & Co., 16 Main St., E.
SCHENECTADY
•Trask & Co., Spencer, 212 State St.
SYRACUSE
•Blair & Co., Inc., State Tower Bldg.
•Harriman Ripley & Co., Incorporated, Onondaga
Bank Bldg.
•Lee Higginson Corporation, 206 Highland St.
•Loeb, Rhoades & Co., Carl M „ State Tower Bldg.
•Union Securities Corporation, State Tower Bldg.
•BancOhio Securities Company, Union Trust Bldg.
•Braun, Bosworth & Company, Union Central
Bldg.
Breed & Harrison, Inc., First National Bank Bldg.
Brockhaus & Co., Edward, Union Trust Bldg.
Central Trust Company, The, Fourth & Vine Sts.
•Childs and Company, Inc., C. F., Union Trust
Bldg.
•Devine & Co., C. J., First National Bank Bldg.
•Dominick & Dominick, 414 Walnut St.
Field, Richards & Co., Union Central Bldg.
Fifth Third Union Trust Co., The, Fourth &
Walnut Sts.
•First Cleveland Corporation, The, Dixie Ter
minal Bldg.
jj „
Hutton & Company, W. E., First National Bank
Bldg.
Lincoln National Bank, Fourth & Vine Sts.
•Lyons & Company, W. L., 115 E. Fourth St.
Magnus & Company, Dixie Terminal Bldg.
•McDonald-Coolidge & Co., Mercantile Library
Bldg.
Nelson, Browning & Company, Carew Tower
•Otis & Co., Mercantile Library Bldg.
Provident Savings Bank & Trust Company, The,
Seventh & Vine Sts.
Seasongood & Mayer, 6 E. Fourth St.
•Stone & Webster and Blodget, Inc., Union
Central Bldg.
,
¿g
•Stranahan, Harris & Company, Inc., Dixie
Terminal Bldg.
_
.. ^
Van Lahr, Doll & Isphording, Inc., Provident
Bank Bldg.
$$ ft _
. ,
Walter, Woody & Heimerdinger, Dixie Terminal
Northern Ohio Group
•McDonald-Coolidge & Co., Lima Trust Bldg.
SPRINGFIELD
Ohio Valley Group
•McDonald-Coolidge & Co., First National Bldg.
TOLEDO
Northern Ohio Group
Braun, Bosworth & Company, Second National
Bank Bldg.
I
f
•First Cleveland Corporation, The, Home Bank
Bldg.
•Otis & Co.. Spitzer Bldg.
Prudden & Company, Inc., Ohio Bldg.
Ryan, Sutherland & Co., Ohio Bldg.
!
Stranahan, Harris & Company, Inc., Ohio Bldg.
YOUNGSTOWN
Northern Ohio Group
•Singer, Deane & Scribner, Union National Bank
Bldg.
OKLAHOMA
Weil?Roth & Irving Company, The, Dixie Ter
minal Bldg.
Southwestern Group
OKLAHOMA CITY
CLEVELAND
UTICA
•Loeb, Rhoades & Co., Carl M., First National
Bank Bldg.
WATERTOWN
,
•Loeb, Rhoades & Co., Carl M., I l l Stone St.
NORTH CAROLINA
Southeastern Croup '
CHARLOTTE
Dickson & Company, R. S„ Wilder Bldg.
Interstate Securities Corporation, 200 S. Tryon
St.
DURHAM
•Courts & Co., Trust Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Northern Ohio Group
Ball, Coons & Company, Union Commerce Bldg.
•BancOhio Securities Company, Union Commerce
Bldg.
•Blyth & Co.. Inc., Union Commerce Bldg.
Central National Bank, 308 Euclid Ave.
•Central Republic Company, (Incorporated),
Union Commerce Bldg.
•Childs and Company, Inc., C. F., Union Com
merce Bldg.
Cleveland Trust Company, The, 916 Euclid Ave.
Curtiss, House & Company,Union Commerce
Emerson & Co.,Incorporated, H. L.,Union Com
merce Bldg.
¡v
tea
Fahey, Clark & Co., Union Commerce Bldg.
•Field, Richards & Co., Union Commerce Bldg.
•First Boston Corporation, The, Union Commerce
Bldg.
First Cleveland Corporation, The, National City
Bank Bldg.
m
.
Gillis, Russell & Co., Union Commerce Bldg.
•Harriman Ripley & Co., Incorporated, Union
Commerce Bldg,
Hawley, Shepard & Company, Union Commerce
Bldg.
Hayden, Miller and Company, Union Commerce
Bldg.
•Hornblower & Weeks, Union Commerce Bldg.
•BRANCH OFFICE
Edwards, Inc., R. J., Terminal Bldg.
Honnold, C. Edgar, 120 N. Robinson St.
*
TULSA
•Francis, Bro. & Co., Kennedy Bldg.
•Small-Milburn Company, The, Kennedy Bldg.
OREGON
Pacific Northwest Group
PORTLAND
Adams & Co., E. M .. American Bank Bldg.
Blankenship & Gould, Inc., Wilcox Bldg.
•Blyth & C o., Inc., Pacific Bldg.
Camp & Co., Inc., Porter Bldg.
•Conrad, Bruce & Co., 316 S. W. Sixth Ave.
•Ferris & Hardgrove, Wilcox Bldg.
First National Bank of Portland, Fifth & Stark
Sts.
Hemphill, Fenton & Campbell, Inc., Porter Bldg.
•Merrill Lynch, E. A. Pierce & Cassatt, 400 S. W.
Broadway
Warrens, Bosch & Floan, Porter Bldg.
•Witter & Co., Dean, 425 S. W. Sixth Ave.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1944
PENNSYLVANIA
ALLENTOWN
Eastern Pennsylvania Group
♦Reynolds & Co., Americus Hotel Bldg.
♦Smith, Barney & Co., Dime Trust Bldg.
ALTOONA
Western Pennsylvania Group
♦Parrish & Co., 11th Ave. and 12th St.
BETHLEHEM
Eastern Pennsylvania Group
♦Elkins, Morris & Co., Odd Fellows Bldg.
♦Rollins & Sons Inc., E. H., Odd Fellows Bldg.
EASTON
Eastern Pennsylvania Group
♦Eastman, Dillon & Co., First National Bank Bldg.
♦Lord, Abbott & Co., Inc., First National Bank
Bldg.
♦Riter & Co., 7 Center Square.
ERIE
.
Western Pennsylvania Group
♦Otis & Co., Marine National Bank Bldg.
♦Shields & Company, Erie Trust Bldg.
♦Harriman Ripley & Go., Incorporated, 1529
Walnut St.
♦Hemphill, Noyes & Co., 123 S. Broad St.
Hopper, Soliday & Co., 1420 Walnut St.
♦Hornblower & Weeks, 1429 Walnut St.
♦Hutton & Company, W. E., 1529 Walnut St.
Investment Registry of America Inc., 1515
Locust St.
♦Jackson & Curtis, Philadelphia National Bank
Bldg.
Janney & Co., 1529 Walnut St.
♦Johnson & Co., R. H., 1528 Walnut.
♦Kidder, Peabody & Co., 123 S. Broad St.
(Executive Offices— New York, Boston, Phila
delphia.)
Krause, Barrows and Co., Land Title Bldg.
♦Lazard Freres & Co., Girard Trust Company Bldg.
Lilley & Co., Packard Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, Commer
cial Trust Bldg.
♦Murphy & Co., G. M.-P., 123 S. Broad St.
Newbold’s Son & Co., W. H., 1517 Locust St.
♦Paine, Webber & Co., Fidelity-Philadelphia Trust
Bldg.
♦Parrish & Co., 212 So. 15th St.
Paul & Co., Inc., 1420 Walnut St.
Phillips & Co., Samuel K., Packard Bldg.
Rambo, Keen, Close & Kerner, Inc,, 1518 Locust
St.
♦Reynolds & Co., 1500 Walnut St.
♦Riter & Co., 1529 Walnut St.
♦Rollins & Sons Inc., E. H „ 1528 Walnut St.
Schmidt, Poole & Co., 123 S. Broad St.
Sheridan, Bogan Co., 1616 Walnut St.
♦Smith, Barney & Co.* 1411 Chestnut St.
♦Starkweather & Co., Girard Trust Co. Bldg.
♦Stone & Webster and Blodget, Inc., Packard Bldg.
Stroud & Company, Inc., 1429 Walnut St.
Suplee, Yeatman & Company, Inc., 220 S. Six
teenth St.
Swain & Company, Inc., Land Title Bldg.
♦Taylor, George F., Packard Bldg. ( Correspondent
o f Bankers Trust Company, New York.)
Thayer, Baker & Co., 16 S. Broad St.
♦Trask & Co., Spencer, Packard Bldg.
♦Tucker, Anthony & Co., 123 S. Broad St.
Tyson Co., Warren A., 1528 Walnut St.
♦Van Alstyne, Noel & Co., 1500 Walnut St.
Wurts, Dulles & Co., 1416 Chestnut St.
Yarnall & Co.. 1528 Walnut St.
HARRISBURG
HUNTINGDON
Western Pensylvania Group
♦Elkins, Morris & Co., Penn St.
LANCASTER
Eastern Pennsylvania Group
♦Clark & Co., E. W., Fulton National Bldg.
♦Reynolds & Co., 61 N. Duke St.
PHILADELPHIA
Eastern Pennsylvania Group
♦Allyn and Company, Inc., A. C., Packard Bldg.
♦Amott, Baker & Co. Incorporated, 1528 Walnut
St.
♦Auchincloss, Parker & Redpath, 1421 Chestnut
St.
Baker, Weeks & Harden, 1421 Chestnut St.
♦Bankers Trust Company, Packard Bldg.
(See George F. Taylor, Correspondent.)
Barclay, Moore & Co., 123 S. Broad St.
Battles & Company, Inc., 1528 Walnut St.
Biddle, Whelen & C o , 1606 Walnut St.
Bioren & Co., 1508 Walnut St.
♦Blair & Co., Inc., 225 S. Fifteenth St.
♦Blyth & Co., Inc., 123 S. Broad St.
Boenning & Co., 1606 Walnut St.
•Bullock, Calvin, 1416 Chestnut St.
♦Burr & Company, Inc., 1500 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
♦Byllesby and Company, H. M ., Stock Exchange
Bldg, j
Chandler & Company, Inc., 1500 Walnut St.
Clark & Co., E. W „ 1531 Locust St.,
Clarke & Company, H. Vaughan, 15th & Locust
Sts.
Codings and Company, C. C „ 123 S. Broad St.
♦Devine & Co., C. J., Fidelity-Philadelphia Trust
Bldg.
♦Dominion Securities Corporation, 220 S.
Sixteenth St.
Dougherty & Co., A. Webster, 1421 Chestnut St.
Drexel & Co., 15th & Walnut Sts.
♦du Pont & Co., Francis I., 123 S. Broad St.
♦Eastman, Dillon & Co., 225 S. 15th St.
Elkins, Morris & Co., Land Title Bldg.
♦First Boston Corporation, The, 1616 Walnut St.
Freeman & Co., Inc., M. M „ Packard Bldg.
♦Goldman, Sachs & Co., 1416 Chestnut St.
Graham, Parsons & Co., 1421 Chestnut St.
Harper & Turner, Inc., Stock Exchange Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦Green, Ellis & Anderson, Scranton Life Bldg.
♦Hallgarten & Co., First National Bank Bldg.
♦Reynolds & Co., 516 Spruce St.
♦Rollins & Sons Inc., E. H., First National Bank
Bldg.
♦Smith, Barney & Co., 604 First National Bank
Bldg.
SHARON
Western Pennsylvania Group
♦Grubbs, Scott & Company, First National Bank
Bldg.
SUNBURY
Eastern Pennsylvania Group
Drass & Company, J. H., 231 Market Sq.
WILKES-BARRE
Eastern Pennsylvania Group
♦Auchincloss; Parker & Redpath, Miners Bank
Bldg.
♦Green, Ellis & Anderson, Miners Bank Bldg.
♦Rollins & Sons Ind., E. H., Second National Bank
Bldg.
♦Swain & Company, Inc., Brooks Bldg.
WILLIAMSPORT
Eastern Pennsylvania Group
♦Rollins & Sons Inc., E. H., Susquehanna Trust
Bldg.
YORK
Eastern Pennsylvania Group
♦Clark & Co., E. W., 22 S. George St.
♦Reynolds & C o., Cassatt Bldg.
♦Stein Bros. & Boyce, 31 Market St.
PITTSBURGH
Eastern Pennsylvania Group
♦Hemphill, Noyes & Co., Penn Harris Hotel
♦Jones & Co., Chas. H., State Theatre Bldg.
♦Parrish & Co., Telegraph Bldg.
SCRANTON
Eastern Pennsylvania Group
Western Pennsylvania Group
Applegate, Geo. G., Commonwealth Bldg.
Bear & Company, S. Lee, Union Trust Bldg.
♦Blair & Co., Inc., Oliver Bldg.
♦Blyth & Co., Inc., First National Bank Bldg.
♦Byllesby and Company, H. M ., Union Trust
Bldg.
Chaplin & Company, 419 Wood St.
♦Childs and Company, Inc., C. F., 439 Fifth Ave.
Cunningham & Co., Inc., S. K., Commonwealth
Bldg.
♦First Boston Corporation, The, Farmers Bank
Bldg.
First National Bank at Pittsburgh, Fifth Ave. &
Wood St.
Glover & MacGregor. Inc., Union Trust Bldg.
♦Graham, Parsons & Co., Union Trust Bldg.
♦Green, Ellis & Anderson, Commonwealth Bldg.
Grubbs. Scott & Company, Union Trust Bldg. .
♦Harriman Ripley & Co., Incorporated, Union
Trust Bldg.
♦Hemphill, Noyes & Co., First National Bank
Bldg.
♦Janney & Co., Park Bldg.
Kay, Richards & Company, Union Trust Bldg.
(Additional offices in Oliver Bldg, and Medical
Arts Bldg.)
Masten & Company, A. E., First National Bank
Bldg.
McJ unkin, Patton & Company, Commonwealth
Bldg.
Mellon Securities Corporation, 525 William Penn
PI
♦Merrill Lynch, E. A. Pierce & Cassatt, Union
Trust Bldg.
M oore. Leonard & Lynch, Union Trust Bldg.
♦Parrish & Co., 235 Fourth Ave.
Peoples-Pittsburgh Trust Company, Fourth Ave.
& Wood St.
♦Rollins & Sons Inc., E. H „ Grant Bldg.
Scott & Company, James H., Union Trust Bldg.
Singer, Deane & Scribner, Union Trust Bldg.
Thomas & Company, Union Trust Bldg.
Union Trust Company of Pittsburgh, The, Union
Trust Bldg.
Ward & Co., Norman, Grant Bldg.
Young & Co., Inc., People Bank Bldg.
RHODE ISLAND
New England Group
NEWPORT
♦Kidder, Peabody & Co., 33 Bellevue Ave.
PROVIDENCE
♦Blyth & Co., Inc., I l l Westminster St.
Bodell & Co., InC., 32 Custom House St.
♦Estabrook & Co., 15 Westminster St.
♦First Boston Corporation, The, Hospital Trust
Bldg.
♦Harriman Ripley & Co., Incorporated, Hospital
Trust Bldg.
♦Hornblower & Weeks, 10 Weybosset St.
♦Jackson & Curtis, Hospital Trust Bldg.
♦Kidder, Peabody & Co., 10 Weybosset St,
MacColl, Fraser & Co., Hospital Trust Bldg.
Miller & George, Hospital Trust Bldg.
♦Paine, Webber & Co., Hospital Trust Bldg.
♦Perry & Co., Incorporated, Arthur, Hospital
Trust Bldg.
♦Rollins & Sons Inc. E. H., Turks Head Bldg.
♦Starkweather & Co., Hospital Trust Bldg.
♦Stone & Webster and Blodget, Inc., Turks Head
Bldg.
♦Whiting, Weeks & Stubbs Incorporated, Hospital
Trust Bldg.
SOUTH CAROLINA
Southern Group
CHARLESTON
Frost, Read & Co., Inc., 21 Broad St.
Kinloch, Huger & Company, 26 Broad St.
COLUMBIA
Crawford Co., Inc., G. H., Liberty Life Bldg.
•
POTTSVILLE
Eastern Pennsylvania Group
♦Clark & Co., E. W „ Schuylkill Trust Bldg.
♦Parrish & Co., Schuylkill Trust Bldg.
SPARTANBURG
Law & Company, A. M „ Andrews Bldg.
READING
Eastern Pennsylvania Group
♦Clark & Co. E. W., 515 Penn St.
♦Eastman, Dillon & Co., 605 Washington St.
♦Graham, Parsons & Co., 101 N. Sixth St.
♦Harriman Ripley & Co., Incorporated, Colonial
Trust Bldg.
♦Parrish & Co., Corbin Bldg.
♦Yarnall & Co., 522 Court St.
•BRANCH OFFICE
TENNESSEE
CHATTANOOGA
Southern Group
♦Courts & Co., Provident Life Bldg.
Elder & Company, 735 Broad St.
♦Equitable Securities Corporation,
Bldg.
Provident
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
KNOXVILLE
Southern Group
VERMONT
*Bass & Company, Jack M., Hamilton Bank Bldg.
♦Cumberland Securities Corporation, Hamilton
Bank Bldg.
_
D1,
Davidson & Company, Inc., Hamilton Bank Bldg.
•Elder & Company, Fidelity Bank Bldg.
•Equitable Securities Corporation, Hamilton
Bank Bldg.
New England Group
1945
OSHKOSH
•Wisconsin Company, The, First National Bank
Bldg.
BURLINGTON
•Kidder & Co.. A. M .. 162 College St.
RUTLAND
•Kidder & Co., A. M., Mead Bldg.
M EMPHIS
M ississippi Valley Group
•Equitable Securities Corporation, Union Planters
gan]CBids.
First National Bank o f Memphis, 127 Madison
Ave.
Union Planters National Bank & Trust Co., 69
Madison Ave.
NASHVILLE
Southern Group
American National Bank, Fourth & Union Sts.
Bass & Company, Jack M., 331 Union St.
Commerce Union Bank, 400 Union St.
Cumberland Securities Corporation, 206 Fourth
Avenue North.
•Elder & Company, Third National Bank Bldg.
Equitable Securities Corporation, 322 Union St.
Nashville Securities Company, Inc., 416 Union St.
Webster & Gibson, 168 Fourth Avenue North
TEXAS
Texas Group
AUSTIN
•Barcus, Kindred & Co., Norwood Bldg.
DALLAS
Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
. .
_ ,
Callihan & Jackson, Incorporated, Republic Bank
Dallas1Union Trust Company, Dallas National
♦Dunne-Israel Company, The Gulf States Bldg,
First National Bank in Dallas, 1401 Main St.
Garrett & Co. Inc., First National Bank Bldg.
James, Stayart & Davis, Inc., First National Bank
Bldg.
•Mahan, Dittmar & Company, Dallas National
Bank Bldg.
Moss, Moore & Cecil, Inc., Kirby Bldg.
O’Neil & Company. Donald. Republic Bank Bldg.
Ranson-Davidson Investment Co., Kirby Bldg.
Rauscher, Pierce & Co., Inc.. Magnolia Bldg.
Rupe & Son, Dallas, Kirby Bldg.
Walker, Austin & Waggoner, Republic Bank Bldg.
EDINBURG
•Ranson-Davidson Investment Company, The,
Edinburg Hotel Bldg.
FORT WORTH
•Dallas Union Trust Company, Fort Worth
National Bank Bldg.
Edwards & Company, William N.. First National
Bank Bldg.
^ _ _
•Rauscher, Pierce & Co., Inc., W. T. Waggoner
Bldg.
•Rupe & Son, Dallas, Fort Worth Nat’l Bank Bldg.
GALVESTON
Mosle and Moreland, Anico Bldg.
HOUSTON
•Fenner and Beane Corporation, Gulf Bldg.
Gregory, Eddleman & Abercrombie, First Na
tional Bank Bldg.
•Mahan, Dittmar & Company, Second National
Bank Bldg.
„
„
McClung & Knickerbocker, Inc., First National
Bank Bldg.
Merrill-Lynch, E. A. Pierce & Cassatt, Esperson
Bldg.
Moroney & Co., Espersom Bldg.
Neuhaus & Co., Inc., Union National Bank Bldg.
•Rauscher, Pierce & Co., Inc., Second National
Bank Bldg.
Rotan Co., George V., 806 Rusk Ave.
Snyder and Company, A. W., San Jacinto Bank
Bldg.
Underwood & Co., Milton R., Gulf Bldg.
White & Co., Chas. B „ Second National Bank
Bldg.
SAN ANTONIO
Dewar, Robertson & Pancoast, National Bank of
Commerce Bldg.
, §
Mahan, Dittmar & Company, South Texas Bank
Bldg.
' Pitman & Company, Frost National Bank Bldg.
•Ranson-Davidson Investment Company, The,
Milam Bldg.
•Rauscher, Pierce & Co., Inc., Milam Bldg.
Roe & Company, E. J., Frost National Bank
Bldg.
UTAH
Rocky Mountain Group
SALT LAKE CITY
•Blyth & Co., Inc., Kearns Bldg.
Hogle & Co., J. A., 132 Main St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
VIRGINIA
CANADA
Southeastern Group
BRITISH COLUMBIA
CHARLOTTESVILLE
Peoples National Bank, The, Main St.
LYNCHBURG
Scott, Homer & Mason, Inc., Law Bldg.
NORFOLK
Investment Corporation of Norfolk, 215 E.
Plume St.
RICHMOND
Craigie & Co., F. W., 616 E. Main St.
Davenport & Co., 1113 E. Main St.
•Dickson & Company, R. S., Morris Plan Bank
Bldg.
Mason-Hagan, Inc., 1108 E. Main St.
Richmond Corporation, The, 726 E. Main St.
•Scott, Horner & Mason, Inc., State Planters
Bank Bldg.
Scott & Stringfellow, Mutual Bldg.
Pacific Northwest Group
VANCOUVER
•Ames & Co.. Limited. A. E ‘, Royal Trust Bldg.
•Dominion Securities Corporation Limited, The,
510 Hastings St., W.
_
,
•Wood, Gundy & Company Limited, 744 Hastings
St., W.
VICTORIA
•Ames & Co.. Limited, A. E „ 310 Belmont House
MANITOBA
Canadian Group
W INNIPEG
•Ames & Co., Limited, A. E „ Hamilton Bldg.
•Dominion Securities Corporation Limited, The,
Union Trust Bldg.
•
•Wood, Gundy & Company Limited, Victory Bldg.
WASHINGTON
Pacific Northwest Group
SEATTLE
•Blyth & Co., Inc., 1411 Fourth Ave.
Bramhall & Stein, Hoge Bldg.
•Conrad, Bruce & Co., 1411 Fourth Ave.
Drumheller, Ehrlichman Company, Exchange
Bldg.
Ferris & Hardgrove, Exchange Bldg.
Foster & Marshall, Exchange Bldg.
Grande & Co., Inc., Hoge Bldg.
Harper & Son & Company, Wm*. P., Harper Bldg.,
1504 Third Ave.
Hemphill & Co., Waldo, 1411 Fourth Ave.
Hughbanks Incorporated, Dexter Horton Bldg.
Huston & Co., Harold H., Hoge Bldg.
Marine National Company, 1100 Second Ave.
Mclnnis, Van Dusen & Co., Hoge Bldg.
•Merrill Lynch, E. A. Pierce & Cassatt, 314 Union
St.
Pacific National Bank of Seattle, The, Second
& Marion Sts.
Pratt & Company, H. P., Hoge Bldg.
Rogers & Company, Hartley, 1411 Fourth Ave.
Seattle-First National Bank, Second Ave. at
Columbia St.
Seattle Trust and Savings Bank, 804 Second Ave.
•Witter & Co., Dean. Cobb Bldg.
SPOKANE
•Blyth & Co., Inc., Old National Bank Bldg.
•Ferris & Hardgrove, 425 Riverside Ave.
Murphey, Favre & Co., Spokane and EasternBldg.
Nelson and Company, Arthur E.. Paulsen Bldg.
Paine-Rice & Company, Old National Bank Bldg.
Richards & Blum, Inc., 101 N. Wall St.
Spokane and Eastern, Branch of Seattle-First
National Bank, 601 W. Riverside Ave.
TACOMA
•Ferris & Hardgrove, W. R. Rust Bldg.
•Witter & Co., Dean, Washington Bldg.
ONTARIO
Canadian Group
HAMILTON
•McLeod, Young, Weir & Co., Ltd., Spectator
•Woodf Gundy & Company Limited, 1 Main St., E.
LONDON
•McLeod, Young, Weir & Co., Ltd., Richmond
Midland Securities Limited, Huron & Erie Bldg.
OTTAWA
•Greenshields & Company, Inc., 140 Wellington
St.
•McLeod, Young, Weir & C o„ Ltd., Ottawa
Electric Bldg.
•Wood, Gundy & Company Limited, Victoria
Bldg.
TORONTO
Ames & Co., Limited, A. E., 32.0 Bay St.
•Collier, Norris & Henderson, Limited, 320 Bay
St.
Dominion Securities Corporation Limited, The,
15 King St., W.
¿
_
•Greenshields & Company, Inc., 64 King St., W.
•Kidder & Co., A. M ., 320 Bay St.
McLeod, Young, Weir & Co., Ltd., Metropolitan
•Midland Securities Limited, Dominion Bank Bldg.
Wood, Gundy & Company Limited, 36 King St..
W.
QUEBEC
WEST VIRGINIA
WHEELING
Western Pennsylvania Group
•Masten & Company, A. E., 1300 Market St.
WISCONSIN
Central States Group
LA CROSSE
•Harrison & Co., Carter H., Hotel Stoddard.
MADISON
•Wisconsin Company. The, First Central Bldg.
MILWAUKEE
•Allyn and Company, Inc., A. 0 ,, 735 N. Water
• St.
Bingham, Sheldon & Co.. 735 N. Water St.
•Central Republic Company, (Incorporated), First
Wisconsin National Bank Bldg.
Fox & Co.. Morris F.. 753 N. Water St.
•Harris, Hall & Company, 229 E. Wisconsin Ave.
Loewi & Co.. 225 E. Mason St.
Milwaukee Company, The, 207 E. Michigan St.
•Paine. Webber & Co., 605 N. Broadway.
•Riter & Co., East Wisconsin Bldg.
•Rollins & Sons Inc., E. H., First Wisconsin
National Bank Bldg.
.
•Ryan-Nichols & Company, 312 E. Wisconsin St.
♦Straus Securities Company, 710 N. Water St.
Wisconsin Company, The, 110 E. Wisconsin Ave.
•BRANCH OFFICE
Canadian Group
M ONTREAL
•Ames & Co., Limited, A. E., 360 St. James St., W.
Bank of Montreal, Head Office, 119 St. James St..
W.
•Bullock, Ltd., Calvin, Aldred Bldg.
(Branch 01 Calvin Buttock. Jersey City)
Collier, Norris & Henderson, Limited, 507 Place
d’Armes.
»
„
•Dominick Corporation of Canada, 360 St. James
St., W.
:■
(Corporate affiliate o f Dominick db Domxnxck,
New York)
•Dominion Securities Corporation Limited, The,
275 St. James St., W.
Greenshields & Company, Inc., 507 Place d‘
Armes
¿I _
•Kidder & Co., A. M ., 388 St. James St., W.
•McLeod, Young, Weir & Co., Ltd., 276 St. James
St.
Royal Bank of Canada, The, 360 St. James St., W.
•Wood, Gundy & Company Limited, 360 St.
James St., W.
QUEBEC
•Greenshields & Company, Inc., Price House
SHERBROOKE
•Greenshields & Company, Inc., Sun Life Bldg.
STOCK EXCHANGE MEMBERS
1946
C A LIFO R N IA
LOS ANGELES STOCK EXCHANGE
618 So. Spring St.
OFFICERS: McClarty Harbison, President; Harry B. Brooks, 1st Vice-President; Gerald C. Lambert, 2nd Vice-President; George W. Weedon, Jr., Treasurer;
W. G. Paul, Exec. Secretary; Inez Vermillion, Assistant Secretary; Raymond Eller, Assistant Secretary.
M INIM UM COMMISSION RATES
Am ended and Effective July 22, 1940
The following minimum rates shall apply on all stocks except those com
M in im u m Charges on T ransactions in All S tocks:
petitive with the New York Stock or Curb Exchanges selling under $3.00
a share.
On stocks selling under $1.00 customer and preferred minimum, $2.50.
CUSTOMER RATE PREFERRED RATE
PRICE
Per 100 Less than Per 100 Less than
Shares 100 Shares Shares 100 Shares
On stocks selling at $1.00 and over customer minimum, $5.00; preferred
Under $1.00..
- __ 3% of money involved 3% of money involved
At $ 1.00 and under $ 2.00 $ 5.00
13c a share $ 3.75
Pro Rata
minimum, $3.75; except on transactions in which the amount of money
“
“
“
2.00 “
3.00
6.00
4.50
involved is $10.00 or more but under $50.00 the minimum charge shall
44 14
“
3.00 “
4.00
9.00
7.00
“
44
be $2.50 to each and all.
“
4.00 “
5.00
10.00
8.00
“
5.00 “
6.00
12.00
9.00
20c a share
“
44
“
6.00 “
7.00
13.00
10.00
44
tt
On any transaction in which the amount of money involved is less than
1
7.00 “
8.00
14.00
11.00
44
ii
“
8.00 r
9.00
15.00
12.00
$10.00 the commission charge shall be optional with the member.
44 44
“
9.00 H
10.00
16.00
13.00
“ 10.00 “
20.00
19.00
14.00
25c a share
44
it
i
20.00 “
30.00
20.00
15.00
Commission charges shall be based on 100 share lots in accordance with
44
44
“ 30.00 “
16.00
40.00
21.00
the commission schedule regardless of trading unit in a stock and the
44
««
“ 40.00 a
50.00
22.00
17.00
charge for an odd lot at any price need never exceed the charge for 100
“ 50.00 “
60.00
18.00
23.00
30c a share
44 44
“ 60.00 “
70.00
24.00
19.00
shares at the same price.
4
4
a
“ 70.00 “
80.00
25.00
20.00
44
<«
“ 80.00 i
21.00
90.00
26.00
44 4
4
“ 90.00 “
100.00
27.00
22.00
tt
tt
“ 100.00 “
110.00
28.00
23.00
a
tt
“ 110.00 1
120.00
29.00
24.00
tt
tt
“ 120.00 “
130.00
30.00
25.00
A pplication o f Preferred Schedule:
“ 130.00 i
140.00
31.00
26.00
Pro Rata
On stocks selling under $3.00 also traded on the New York Stock or Curb
Exchanges the following minimum rates shall apply:
The preferred rate as set forth may be charged on transactions for the
$ .50
1 /6 4 to 2 /3 2 .
$1.00
Pro Rata
Pro Rata
’ account of non-members of the Exchange who are:
44 44
“
1.00
Over 2/32 and under 8 /3 2 .
2.00
44
44 44
3.00
1.50
At 8/3 2 and under V<¿____
44 it
*4 $ 1 .0 0 ..
44
3.00
4.00
1. Members of the San Francisco Stock Exchange.
“ ^
a
tt
‘*
“ $1.00 Ï*
2 .0 0 -.
7.00
5.00
13c a share
tt
a
**
44
44
“ 2.00 “
3 .0 0 -.
8.00
6.00
2. Approved banks.
Customer and preferred board lot schedules shall be increased $1.00 for
each $10.00 increase in price at 140 and above and odd lot rates shall be
pro rata thereof.
Adams-Chadwick Co., 650 S. Spring St.
Akin-Lambert Co., 639 S. Spring St.
Bacon & Co., 256 Montgomery St., San Francisco.
Bankamerica Co., 650 S. Spring St.
Barbour, Smith & Company, 210 W. 7th St.
Bateman, Eichler & Co., 453 S. Spring St.
Bayly Brothers, 727 W. 7th St.
Bingham-Walter & Co., 621 S. Spring St.
Bogardus, Frost & Banning, 629 S. Spring St.
Brashears, G. & Co., 510 S. Spring St.
California Seaboard Corporation, 634 S. Spring St.
Cass Associates, Quincy, 530 W. 6th St.
Cavanaugh* Morgan & Co., 634 So. Spring St.
Cook, Miller & Co., 650 S. Spring St.
Crisler, L. A. & Co., 639 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
Dobbs, Crowe & Company, 626 S. Spring St.
Dnnk-Harbison Co., 634 S. Spring St.
Ellis, Jr., S. H., 543 S. Spring St.
Fairman & Co., 650 S. Spring St.
M EMBERS
Fastnow, William C., 215 W. 7th St.
Fewel, Marache & Co., 453 So. Spring St.
Friedlander & Speth, Inc., 650 S. Spring St,
Grant, D. G. Company, 453 S. Spring St.
Greenwood, Bennett & Co., 6253 Hollywood Blvd.,
Hollywood.
Gregory, R. N. & Co., 210 W. 7th St.
Hill Richards & Co., 621 So. Spring St.
Hogle. J. A.. & Co., 532 W. 6th St.
Hopkins-Hughey & Co., 609 S. Grand Ave.
Hurry, Hilgers & Co.. 530 W. 6th St.
Hutton, E. F. & Co., 623 S. Spring St.
Jones & Co., William H „ 215 W. 6th St.
Kerr & Bell, 629 S. Spring St.
KIDDER, PEABODY & CO., 17 W all S t., New
Y ork, N. Y .
Lester & Co., 621 So. Spring St.
Lewis, M. H. & Co., 453 S. Spring St.
Longan, Dunn & Philleo, 621 S. Spring St.
Lopez & Cb., 914M So. Serrano St.
MacLaughlin, Leo G., Co., 54 S. Los Robles Ave.,
Pasadena.
Mason Brothers, 634 S. Spring St.
Miller & Co., Revel, 650 S. Spring St.
Mitchum, Tully & Co., 650 S. Spring St.
Morlan, Malcolm F „ 453 S. Spring St.
Morris, A. W. & Co., 325 W. 8th St.
O’Melveny-Wagenseller & Durst, 626 S. Spring St.
Pacific Company of California, 623 South Hope St.
Page, Hubbard & Asche, 210 W. 7th St.
Paul, W. G., 618 S. Spring St.
Rath, Howard G. Co., 523 W. 6th St.
Schabarum, Frank A., 210 W. 7th St.
Searl-Merrick Company, 634 S. Spring St.
Staats, Wm. R. Co., 640 South Spring St.
Sutro & Co., 210 W. 7th St.
Walker, M . S., & Co., 125 E. First St., Long
Beach.
Wyeth, Hass & Co., 647 S. Spring St.
SAN FRANCISCO STOCK EXCHANGE
Officers: George N. Keyston, President;
(Board Room: 155 Sansome St.)
Ronald E. Kaehler, Executive Vice-President;
William Ede, Jr., Vice-President;
The Anglo California National Bank, San Francisco, Treasurer.
M INIM UM RATES OF COMMISSION
on S tocks, R ights and W arrants
(H ereinafter Referred to as Stocks)
Ruth Kapelsky, Secretary.
In Effect July 25, 1940
JOdd L ots ★ M in im u m
Per
ON STOCKS SELLING
★ On any individual transaction in stocks, rights and warrants, where the
Per
Share
Charge
Price Per Share
100 Shares
proceeds are $10.00 or more and less than $50.00, the minimum charge shall
be $2.50. When the total amount involved is less than $10.00, the minimum
______3% of money involved $2.50
Under $1.00___
charge may be discretionary with the member.
5.00
At $ 1.00 but under i 2.00-- ______$ 5.00
13c
5.00
“
2.00 “
3.00 ______ 6.00
13c
Orders executed locally in stocks dealt in on the New York Stock Exchange
5.00
“
3.00 “
4 .0 0 - ______ 9.00
13c
or on the New York Curb Exchange shall take the following New York5.00
“
4.00 “
5.00—.......... 10.00
13c
Western rates for such stocks:
5.0Q
“
5.00 “
6.0 0-- ______12.00
20c
A t 1/64 to 2 /3 2 . .............. ................. ....... „ .$ 1 .0 0 per 100 shares
5.00
“
6.00 1
7.00. . ______13.00
20c
Over 2/32 and under 8/3 2.............— .......... . 2.00 “
“
“
5.00
“
7.00 “
8 .0 0 .. .......... 14.00
20c
“
I
At 8/3 2 and under K __________ __________ 3.00 “
5.00
“
8.00 “
9.0 0-- ______15.00
20c
“ 50c
“
“ ! $1.00.............................. 4 . 0 0 ......................
5.00
“
9.00 “
10.00.- ______16.00
20c
“ $1.00 “
“ : $ 2 .0 0 ...........1............... 7.00 1
“
5.00
“
10.00 “
20.00—______19.00
25c
“ $2.00 “
“
$3.00............................_ 8.00 “
“
5.00
g
20.00 “
30.00-- ______20.00
25c
5.00
“
30.00 “
40 .00.- ______21.00
25c
BONDS
Minimum
5.00
“
40.00 “
50.00—.......... 22.00
25c
•
Charge
5.00
“
50.00 “
6 0 .0 0 .. ______23.00
30c
Up to $125.00, $10,000 lots $25.00 per $10,000 par value................... $2.50
5.00
“
60.00 “
7 0 .0 0 .. ........... 24.00
30c
(Odd Lots Pro Rata)
5.00
“
70.00 “
80.00—...........25.00
30c
At $125.00 and over rates for sjtocks apply
5.00
“
80.00 "
90.00—______26.00
30c
(except that an odd lot is less than $10,000 par value).
5.00
“
90.00 “
1 0 0 .0 0 - - . . . . 27.00
30c
On all shipments of securities for customers (or incident to customers’ pur
•5.00
“ 100.00 “
110.00—...........28.00
30c
chases or sales), whether eastbound or westbound, insurance and postage
5.00
“ 110.00 and over, . .
shall be charged to all customers at the following rates:
the commission per 100 shares shall be increased
REGULAR M AIL (RAIL): 15c per $1,000 of market value on non$1.00 for each $10.00 increase in selling price.
negotiable securities with a minimum charge of 30c; 20c per $1,000 of
market value on negotiable securities with a minimum charge of 45c. AIR
THE ODD LOT RATE on stocks selling:
M AIL: 30c per $1,000 of market value on non-negotiable securities with a
At $110.00 but under $130.00 per share, shall be 30c per share.
minimum charge of 50c; 50c per $1,000 of market value on negotiable
“ $130.00 per share and above, shall be a pro rata of the round lot rate.
securities with a minimum charge of 75c. If a member accounts to a custom
er for several orders involving one shipment, the total proceeds may be
JWhenever the commission charge based on the odd lot rate Is higher than a
added and the insurance and postage charges may be made on the total
charge for a round lot (100 shares) of the same stock, the latter amount may
proceeds at the rates above specified.
be charged.
Further In form ation o n firms appearing in bold face type will be fo u n d in th e selected list o f Investm ent Dealers follow in g bank list in each city«
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1947
STOCK EXCHANGE MEMBERS
SAN FRANCISCO STOCK EXCHANGE— Continued
Adams, W. W., 465 California St.
Adams, W. W. & Co., 465 California St.
Alanson, Bertram E., 486 California St.
Alanson Bros. & Co., 486 California St.
♦American Brokerage, Ine., Montgomery St. at
Columbus Ave.
Atkinson, Douglas G., 50 Post St.
Bacon & Co., 256 Montgomery St.
Bacon, Wm. R., 256 Montgomery St.
Baerwald, Ernst., Suite 12, Mills Bldg.
Baker, H. R. & Co., 2200 Russ Bldg.
♦Bankamerica Company, 485 California Street
Barth & Co., J., 482 California St.
Beri, Edwin D., 256 Montgomery St.
Blessing, Don, 490 California St.
Bolton & Co., Robert C., 486 California St.
Bond, Pierce & Co., 519 California St.
Bond, Paul G., 519 California St.
Brayton, Harold, 50 Post St.
Broy, D. M., Russ Bldg.
Buchanan & Co., H. H., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Clayburgh, Herbert E., 482 California St.
Coleman, Jr.. Robert L „ 133 Montgomery St.
Coohs, Milton & Co., 232 Montgomery St.
Davies & Co., 2800 Russ BMg.
Davis, Skaggs & Co., 211 Montgomery St.
Dickey & Co., 216 Montgomery St.
Douglass. Earl S „ 317 Montgomery St.
Ducato, Alfred, 216 Montgomery St.
Duncan, Calvin'E., 519 California St.
Duncan & Co., Calvin E., 519 California St.
Dunn, Frank M ., 232 Montgomery St.
Dwyer, Frank M., 155 Sansome St.
Dwyer & Parrish, 155 Sansome St.
Eastland, Douglass & Co., 317 Montgomery St.
Ede, Jr., William, 569 Russ Bldg.
Ehrman, Jr., Alexis L., 133 Montgomery St.
MEMBERS AND MEMBER FIRMS
•Elworthy & Co., I l l Sutter St.
Epstein, Gustav, 482 California St.
Fay, Jr., Charles W., 155 Sansome St.
Fisher & Co., 351 Montgomery St. x
Frankenheimer, B. J., I l l Sutter St.
Greene, Howard J., 407 Montgomery St.
Greenwood-Raggio & Co., 1501 Russ Bldg.
Gross, Richard P., Kohl Bldg.
Hauck, Joseph, 600 Market St.
Heintz, Geo. A., 351 Montgomery St.
Heron, Donald, 604 Kohl Bldg.
Hoelscher, Sherman, 265 Montgomery St.
Holt & Ede, 569 Russ Bldg.
Hooker & Fay, 155 Sansome St.
Hooker, John R., 155 Sansome St.
Howell, James B „ III, 561 Ramona St., Palo Alto.
Jacobsen, Rudolph E., 486 California St.
Johnson, Joseph A., 517 California St.
Kahn, Sidney P., 482 California St.
Kanter & Gross, Kohl Bldg.
Keyston & Co., 50 Post St.
Keyston, F. B. Co., 50 Post St.
Keyston, George N., 50 Post St.
Koshland, Max I., & Co., Suite 12, Mills Bldg.
Lawson, Levy & Williams, 1 Montgomery St.
'
Leib, William F „ 3014 Russ Bldg.
Leib, O’ Connor & Co., 3014 Russ Bldg.
Lewis & Broy, Russ Bldg.
Lundborg, Irving & Co., 604 Kohl Bldg.
Mason Brothers. Central Bank Bldg., Oakland and
1062 Russ Bldg.
Mason, Harold G., Central Bank Bldg., Oakland.
Maxwell, Victor T., 1 Montgomery St.
McNear & Company, 362 Russ Bldg.
McNear, Edward H., 362 Russ Bldg.
Merrill Lynch, E. A. Pierce & Cassatt, 221 Mont
gomery St.
Miller, G. Willard, 45 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
Mitchum, Colis, 405 Montgomery St.
(Associate Members*)
Monasch & Co., 485 California St.
Monasch, Jr., David, 485 California St.
Needham & Co., 561 Ramona St., Palo Alto.
Norris, Lucius G., 625-A Russ Bldg.
Park, Howard G., Santa Ynez, Calif.
Parrish, Earl T., 155 Sansome St.
Platt, Robert R., 2800 Russ Bldg.
Purrington, Elwin E., 50 Post St.
Raggio, John, 1501 Russ Bldg.
Raiss, Cari, & Co., 256 Montgomery St.
Raiss, Louis C., 256 Montgomery St.
Schwartz, Sidney L., 407 Montgomery St.
Shaughnessy, Frank C., & Co., 612 One Eleven
Sutter Bldg.
Shaughnessy, Frank C., 612 One Eleven Sutter
Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
Simon, Richard O., 482 California St.
Skaggs, C. W., 211 Montgomery St.
♦Staats, Wm. R., Co., 155 Montgomery St.
Stern, John D., & Co., I l l Sutter St.
Strassburger & Co., 133 Montgomery St.
Sutro, Adolph G „ 1000 Point Lobos Ave.
Sutro & Company, 407 Montgomery St.
Swift & Co., Henry F., 490 California St.
Traylor, John C., 50 Post St.
Van der Naillen, Ralph E., 317 Montgomery St.
Wade-Lewin Co., 517 California St.
Walston & Co., 265 Montgomery St.
Watson, R. B „ 50 Post St.
Wheeler, Rollo C., 426 Russ Bldg.
Willard, Robert H., 2200 Russ Bldg.
Williams, Harold B „ 1 Montgomery St.
Witter & Co., Dean ( Consolidated with Wm. Cavalier
& Co., 46 Montgomery St.)
Wilson, Francis a .. 1112 Russ Bldg.
Woods, Wm. W., 301 Montgomery St.
COLORADO
COLORADO SPRINGS STOCK EXCHANGE
President—William Gray, Mining Exchange Bldg.
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
(P. 0 . Box 196)
SATES OF COMMISSION
A dopted Decem ber 31,1925
Under l c per share.............................................50 per 1,000 shares
.75 per 1,000 shares
At lc and under 2c per share________________ l . . _
At 2c and under 5c per share____________________
1.25 per 1,000 shares
At 5c and under 10c per share_______________
2.00per1,000shares
At 10c and under 20c pershare_________________ 3.00 per
1,000 shares
At 20c and under 30c pershare_________________
4.00 per
1,000shares
At 30c and under 40c pershare______ ___________ 5.00 per
1,000shares
At 40c and under 50c pershare___________
6.00 per
1,000shares
7.50 per
1,000shares
At 50c and under 75c pershare_________________
At 75c and under $1.00 per share________________ 10.00 per 1,000 shares
At $1.00 and under $2.00 per share________
2.00 per
100shares
At $2.00 and under $3.00 per share______________
4.00 per
100shares
At $3.00 and under $5.00 per share______________
5.50 per
100shares
At $5.00 and under $10.00 per share_____________ 7.50 per
100shares
•At $10.00 and under $25.00 per share____________ 15.00 per 100 shares
At $25.00 and over per share______________________25.00 per 100 shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
•Golden Cycle Corp.— 20c per share.
Balkam, C. M „ 338 First Nat’l Bk. Bldg.
Gray, William, Mining Exchange Bldg.
Hopkins, C. D „ Jr., Mining Exchange Bldg.
Hughes, E. W. & Co., Ex. Nat’l Bk. Bldg.
ON BONDS
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values of $100 to $500 Inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond in even multiples of $1,000 par value.
BOARD-LOTS
5.000 shares in stocks selling at less than 2c per share.
1.000 shares in stocks selling at 2c and less than 50c per share.
500 shares In stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development, Holly Oil, in which 100 shares consti
tute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only
MEMBERS
Leipheimer, N., Independence Bldg.
Magruder^ J. A., Golden Cycle Bldg.
Nicholson, W. F., Mining Ex. Bldg.
Quentin, E. E. & Co., 930 Equitable Bldg., Denver.
Sachs, Henry, First Nat’l Bk. Bldg.
Young, H. A., Independence Bldg.
Young, R. S., Independence Bldg.
D IS TR IC T OF C O LU M B IA
WASHINGTON STOCK EXCHANGE
632 Washington Bldg.
Washington Stock Exchange Officers:
George M. Ferris, Pres,
Harold C. Pattèrson, Sec.
Edson B. Olds, V. P .
James Parker Nolan, Tr,
COMMISSION CHARGES
(Effective March 15,1938)
BONDS
Government-.__________________________________ All other bonds_______________ ___________________
12Hc. per $100
25c. per $100
STOCKS
. l H c per share
Under 50c___ _
. 3c per share
50c to % t h s ...
. 5c per share
1 to lK th s.
. 8c per share
2 to 4%ths.
12c per share
5 to 9%ths.
,15c per share
10 to 24%ths.
20c per share
25 to 49%ths.
,25c per share
50 to 74Jiths.
.37J^c per share
75 to 99%ths.
.50c per share
100 to 109%ths.
For each additional $10 or fraction thereof, 5c additional.
Commissions on Rights shall be the same as those fixed for stocks.
Fraction shares, M of regular commission.
Minimum charge on transactions amounting to $50 or more, $3.
Under $50, 6% of amount, or $1.50 whichever is higher.
Further inform ation o n firms appearing in bold lace type will be fou n d in the selected list o f Investm ent Dealers follow in g bank fist in each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1948
W ASHINGTON STO CK EXCHANGE— Continued
Anglin, Thos. L „ Woodward Bldg.
Auchlncloss, Parker & Redpath, 719 15th St.,
N. W.
Booker, Yelverton E., American Security Bldg.
Booker, Y. E., & Company, American Security
Bldg.
Brawner, Jno. F., 1700 Eye St., N. W.
Brewer, Jr., Joseph Newton, c /o Robert C. Jones
& Co., Shoreham Bldg.
Brown, Goodwyn and Olds, American Security
Bldg.
Casilear, R. A. (Estate of), Falls Church, Va.
Coe, Wm. C., Woodward Bldg.
Cramer, G. Fenton, 1700 Eye St., N. W.
Dulin, Jr., James C., Hibbs Bldg.
Elgin, James C., Hibbs Bldg.
,, m
Erwin .Henry P., Hibbs Bldg., 725 15th St. N. W.
Exnicios, Marshall O., Washington Bldg.
Ferris Exnicios & Co., Inc., Washington Bldg.
Ferris, George M ., Washington Bldg.
Folger, Nolan & Co., Inc., American Security Bldg.
Garrett, George A., 729 15th St., N. W.
Gockeler, C. J., 619 14th St., N. W.
MEMBERS
Golden, Theodore T., American Security Bldg.
Hall, Frank M., Southern Bldg.
Hall, Peters and Bryson, Southern Bldg.
Hibbs, W. B. & Co., Hibbs Bldg.
'
„
Hillyer, Edward L., c /o Union Tr. Co., 15th & H
sts., n . w.
m w
Hoffman. John M ., 719— 15th St., N. W.
Hume, Charles W., 917-15th St., N. W.
Jacobsen, Charles, 613 15th St., N. W.
Johnston, James M., Southern Bldg.
Johnston, Lemon. & Company, Southern Bldg.,
15th & H Sts., N. W.
„
Jones, Robert C., Shoreham Bldg., 15th & H Sts.,
N. W.
Jones & Co., Robert C „ Shoreham Bldg., 15th &
H Sts., N. W.
Lemon, James H., Southern Bldg.
Mackall, William W., Woodward Bldg.
Mackall, W. W. & Co., Woodward Bldg.
McKnew & Company, Inc., 719 15th St., N. W.
Merrill, Lynch, E. A. Pierce & Cassatt. 729-15th
St., N. W.
Nees, Bernard J., Southern Bldg.
Nolan, James Parker, American Security Bldg.
O’Brien, Robert Lee, Jr., American Security Bldg.
O’Donnell, James, c /o John M. O’Brien, 1136
Investment Bldg.
Olds, Edson B „ American Security Bldg.
Parker Jr., Chauncey G., 719 15th St., N. W.
Patterson, Harold C., 719 15th St., N. W.
Perry, J. Carl, Hibbs-Bldg.
Quail, Myles H., American Security Bldg.
Robinson, T, Baker, Union Trust Bldg.
Robinson, Rohrbaugh & Lukens, Union Trust Bldg.
Rodler, Paul P., Hibbs Bldg.
Rohrbaugh, Austin B., Union Trust Bldg.
Thoron, Benjamin, 2900 N. St., N. W.
Waggaman, Brawnér & Co., Inc., 1700 Eye St.,
N. W.
„
Wales, Kenneth S., 815 15th St., N. W.
Wales & Company, Inc., K. S., 815 15th St., N. W.
Westheimer, Milton F „ 320 Munsey Bldg., Balti
more, Md.
£ _
Wilkins, John F., 1700 Massachusetts Ave., N. W.
H AW AII
HONOLULU STOCK EXCHANGE
*
Officers: R. K. Thomas, President; C. M . Cooke, III, Vice-President; Geo. E. Parker, Executive Secretary; Cooke Tr. Co., Ltd., Treasurer.
M INIM UM RATES OF COMMISSION (
Adopted by
HONOLULU STOCK EXCHANGE
Effective January 28, 1939
O n stocks, rights and warrants executed locally— listed and unlisted
Selling below $ 0.10
0.10
Selling
at
ii
ii
0.50
it
it
1.00
ii
ii
2.00
ii
ii
3.00
ii
ii
4.00
ii
it
5.00
ii
ii
6.00
ii
ii
7.00
i*
§*
8.00
ii
ii
9.00
u
a
10 00
ii
ii
15.00
ii
it
20.00
ii
ii
25.00
ii
ii
30.00
Selling at
8 40.00 and under $50.00 0.30
per share
ii
“
«
60.00 0.35
50.00
“
“
70.00 0.35
60.00 ‘
“
«
80.00 0.40
70.00 1
I
“
90.00 0.40
80.00 ‘
“
“
100.00 0.40
90.00 ‘
M of 1%
100.00 5 above
M in im u m C om m ission Rates on S tocks, R ights and Warrants—
When the amount involved in the transaction is less than $5.00, the com
mission shall be as mutually agreed. When the amount is $5.00 or more,
but less than $10.00, the minimum commission shall be $1.00. When the
amount involved is $10.00 or more, but less than $50.00, the minimum com
mission shall be $2.00. \ Otherwise, the minimum commission shall be $3.00
on each individual transaction.
On Bonds the minimum commission rate is one quarter of one per cent on
par, but not less than 50c.
M e per share
and under $ 0.50
“
1.00
“
1
2.00
“
“
3.00
“
I
4.00
I
“
5.00
“
“
6.00
“
1
7.00
1
“
8.00
“
«
9 00
“
“
10 00
“
“
15.00
“
“
2 0 00
“
«
25.00
g
“
3
000
“
“
40.00
“
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., Ltd., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
0.01
001M
0.02
0 04
0.06
0.08
0.10
0.12
0.14
0.16
0.18
0.20
0.22
0.24
0.26
0.28
“
“
“
“
*
“
“
“
“
“
“
“
“
“
“
“
ii
ii
ii
ii
ii
ii
1
“
1
“
1
“
“
“
“
“
“
“
“
“
ii
ii
it
ii
ii
ii
MEMBERS
Murray & Co., Ltd., E. P. 239 Merchants St.
Hawaiian Trust Co., Ltd., 120 S. King St.
Love, W. A., P. 0 . Box 578.
Rice, Jr., A. H., 227 S. King St.
Walker, Samuel A., 828 Fort St.
Witter, (Dean) & Co.. 115 Merchant St.
ILLIN O IS
CHICAGO STOCK EXCHANGE
(120 South LaSalle St.)
Officers:
Ralph W. Davis, Chairman Executive Committee;
Sidney L. Parry, Vice-President;
C. R. Bergherm, Vice-President;
Walter R. Hawes, Secretary;
Carl E. Ogren, Assistant Secretary.
Arthur M . Betts, Chairman o f the Board;
Kenneth L Smith, President;
John J. Bryant, Jr., Vice Chairman, Executive Committee;
Martin E. Nelson, Treasurer;
William F. Black, Assistant Treasurer;
RATES OF COMMISSION
ARTICLE X V I
COMMISSIONS
S ection 1. Commissions shall be charged and paid under all circumstances, upon all purchases or sales of securities dealt in upon the Exchange
wherein a member acts as an agent and shall be absolutely net and free
from all or any rebatement, return, discount ox allowance, and no bonus
or any percentage or portion of the commission shall be given, paid or
allowed, directly or indirectly, or as a salary or portion of a salary, to any
clerk or person for business sought or procured for any member of the
Exchange.
When a member acts as a principal in a transaction with a non-member,
the price charged to the non-member shall reflect an amount equal to the
commission prescribed for a similar transaction if made on an agency basis.
Sec. 2. Commissions shall be calculated on the basis hereinafter specified:
BONDJ3
(a) On bonds, having more than five years to run: ~ S
, , ..
(al) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than $1.25 per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than $2.50 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(a2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than 62M c per $1,000 face
Selling at l%^or above but under
value of principal.
10% of falce value of principal—
Not less than $1.25 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(a3) On business for members of the Exchange when a principal is given
up, the commission shall be not less than the following:
Selling at less than 1% of face
As may be mutually agreed upon,
value of principal—
Not less than 25c per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than 37Hc per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(b) On securities of the United States, Porto Rico and the Philippine
Islands, and of states, territories and municipalities therein, on business
for members of the Exchange as well as non-members, the restrictions as to
minimum commissions contained in this Article shall not be applicable, but
the rates to be charged shall be such as may be mutually agreed upon.
(c) On Bonds or Notes of Foreign Countries having five years or less
to run; Bonds, Notes of Corporations having five years or less to run; sucn
rates to members or non-members as may be mutually agreed upon.
Further in form a tion o n firm s appearing in bold face type will be fou n d In the selected list o f Investm ent Dealers follow in g bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1949
STOCK EXCHANGE MEMBERS
CHICAGO STOCK EXCHANGE— Continued
SATES OF COMMISSION—C ontinued
STOCKS
(f) In transactions where orders are received from a member on which
the clearing member is given up by said member or by his order, the respon
sibility of collecting the full commission, as specified in paragraphs (a2),
(b), (c) and (d2) hereof, shall rest with said clearing member. It shall be the
duty of the broker who executes such orders to report such transactions
to the clearing member and, to bill and collect from it therefor at the rate
specified in paragraphs (a3), (b), (c) and (d3) hereof; and also that where
a broker executes an order for a member and clears the security himself,
he must charge the rates specified in paragraphs (a2), (b), (c) and (d2)
hereof.
(g) The minimum charge for the service of clearing members’ trans
actions shall be not less than the difference between the prescribed minimum
rates for clearance and give-up business in paragraphs (d2) and (d3) of
this section.
(d) On Stocks, Rights and Warrants (hereinafter referred to as stocks),
except on called stocks:
(dl) On business for parties not members of the Exchange, including
Joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for Arms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
,
On Stocks Selling
at 1/256 of $1
at 1/128 of $1
at 1/ 64of $1
at 2/ 32of $1
over 2/ 32of $1
at 8 / 32of SI
at 1/
2of SI
at SI and above
at $2 and above
at S3 and above
at $4 and above
at $5 and above
at $6 and above
at $7 and above
at $8 and abo^e
at $9 and above
Perlihare
ÔH
0.15
and above but under 2/32of $1
0 5
0.5
but under 8/32 of $1
i
and above but under 1/2 of SI
1 .5
and above but under SI 3
but under S 2
5
but under S 3
6
but under $ 4
7
but under $ 5
à
but under $ 6
9
but under S 7
10
but under $ 8
11
but under $ 9
12
but under $10
13
(h) The commission rate to non-members and members on stocks which,
pursuant to call or otherwise, are to be redeemed within twelve months shall
be not less than one-half the rates prescribed in Section 2 and Section 3 of
this article.
Sec. 3. The minimum commission on transactions in stocks for non
members shall:
On stocks selling at $10.00 and above, a 13-cent base rate plus one cent
for each $10 of the price per share.
Provided, however, that the minimum commissions on non-member
business shall be not less than as provided in Section 3 of this Article.
(d2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
On Stocks Selling
at 1/256 of $1
at 1/128 of $1
at 1/ 64 of SI
and
above
at 2 ' 32 of SI
over 2/ 32 of SI
but
under
at 8 / 32 of SI
and
above
at 1/ 2 of $1
and
above
at SI and above but under $10
at Si0 and above but under $50
pt $50 and above but under $100
at $100 and above but under $125
at $125 and above
Cents
Per Share
0.05
0.1
but under 2/32of $1
0.375
8/32 of $1 0.5
but under 1/2 of SI
but under $1
1.8
3.9
4.1
4.2
5.3
(a) where the transaction involves less than $5.00, be as mutually
agreed upon;
(b) where the transaction involves $5.00 or more but less than $50.00,
be 6% of such amount or $1.00, whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than
$3.00;
Provided, however, that the commission to be charged on a single order
to buy or sell a stated number o f shares of a single security at a single price,
although price changes may be made within the time limit of the order,
shall be calculated on the basis of one order without regard to the number
of transactions ihvolved in the execution of the order; and provided further,
that the commission to be charged on a limited order involving the purchase
or sale of a full lot and an odd-lot of a single security with the regular odd-lot
differential taken into consideration in the price of the odd-lot shall be
calculated on the basis of one order.
(d) Upon business for members of the Exchange the minimum commis
0.2 sion on one transaction in stocks shall be $1 upon stocks selling at $10 and
above per share, and 50c upon stocks selling below $10 per share but not
less than $1 per share; except that the commission charged a registered odd0.75 lot dealer by an odd-lot agent shall be calculated in accordance with para
0.8 graph (d3) of Section 2 of this Article without minimum.
Sec. 4. No suspended member, nor any firm registered on the Exchange
by reason of his membership, shall be entitled to members’ rates during the
time of suspension, except members’ rates may be charged where suspension
has been for insolvency.
*
Sec. 5. No agreement or arrangement shall be entered into between a
member or his firm and a customer, whereby special and unusual rates of
interest are stipulated or money advanced upon unusual terms are made a
condition in connection with the conducting of an account, with intent
thereby to give special or unusual advantages to such customer, for the
purpose of securing his business. Mailing charges on securities and the
registration fee under the Securities Exchange Act of 1934 shall be charged
the customer.
Provided, however, that the minimum commissions on individual trans
actions shall be not less than as provided for clearance business in Section 3
oi this Article.
(d3) On business for members of the Exchange when a principal is given
up, the commission shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of SI
0.05
at 1/128 of $1
0.1
at 1/ 64 of SI
and
above but under2/32 of $1
at 2/ 32 of $1
0.25
over 2/ 32 of $1
but
under 8/32 of $1 0.25
at 8/ 32 of $1
and
above but under1/2 of $1
at 1/ 2 of SI
but
under $1
0.5
at S 1 andabove but under $ 1 0
1.3
at $ 10 andabove but under $ 50
2.6
at $ 50 andabove but under $100
•
2.7
at $100 andabove but under $125
2.8
at $125 and above
3.3
Sec. 6. No payment shall be made to customers of the proceeds from
the sale of securities on the day of the sale and before the money is received
by the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
0.5 payment. Where a material or more than nominal loss is sustained, either
through bank exchange or interest, the same must be charged to the cus
tomer; except that bank exchange or interest on all transactions made on a
single day for a single customer, aggregating less than one dollar, need not be
regarded as material and may be waived by the broker.
0.1
Provided in no case shall the minimum commission be less than as pro
vided for in Section 3 of this Article.
(e) In transactions where orders are received from a non-member, wherein
the broker filling the order is directed to give up another broker or clearing
member, the responsibility of collecting the full commission as specified in
paragraphs (al), (b) and (dl) hereof, shall rest with the broker or clearing
member settling the transaction.
Sec. 7. Any member wilfully violating this Article, directly or indirectly,
shall, upon conviction, for the first offense, be fined five hundred dollars,
and shall be suspended for a period of not less than three months; and for
the second offense shall be expelled.
Sec. 8. Notwithstanding any of the foregoing provisions, a member
may, at his option, on transactions in securities listed on this Exchange, but
executed on another exchange, of which he is a member, charge the rates
of such other exchange.
MEMBERS
Abbott, Proctor & Paine, 115 Broadway, New
York, N. Y.
Anderson. Robert B.. 1335 E. 52nd St.
Andrew, L. A., Jr., 134 S. La Salle St.
Andrews, E. T. & Co., 64 Pearl St., Hartford, Conn.
Annan, David H „ 141 W. Jackson Blvd.
Apgar, Daniels & Co., 120 S. LaSalle St.
Appleyard, Geo. S „ 14 Wall St., New York, N. Y.
Archer, W. K. & Co., 109 W. Tenth St., Kansas
City. Mo.
Armstrong, Frederick W „ 132 W. Monroe St.
Austrian, Harvey S„ 141 W. Jackson Blvd.
Avery & Co., 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 135 S. LaSalle St.
BACON, WHIPPLE & CO., 135 S. LaSalle St.
Baker. Alfred L. & Co.. I l l S. LaSalle St.
Bear, Stearns & Co.* 9 S. LaSalle St.
Becker. Paul M.. 231 S. LaSalle St.
Beil & Farrell, 119 Monona Ave., Madison, Wis.
Bennett, James E. &,Co., 141 W. Jackson Blvd.
Benz, George W., 191 E. Kellogg Blvd., St. Paul,
Minn.
Benz, Herbert G „ 191 E. Kellogg Blvd., St. Paul,
Minn.
Bidgood, Clyde H.. 105 W. Adams St.
Blesch, Joseph G., 1362 Jarvis Ave.
Blooimngston, Jno. A., 160 N. LaSalle St.
Blum, Harry H., 630 S. Michigan Ave.
Blumenthal & Ward, 120 S.- LaSalle St.
Bodman, Harold C., P. O. Box 656, Tryon,
N. C.
Boorman, Earl D., Box 263 M ., Menlo Park,
Calif.
Boyce, W. Graham, Jr., 1819 Broadway, New
York, N. Y.
Boyden, William C „ Jr., 135 S. La Salle St.
Brailsford, Rodger & Co., 208 S. LaSalle St.
Brewster, Walter S„ 2704 Lake View Ave.
Bridgen, Clarence J.. 209 S. LaSalle St.
Bright, Elmer H., & Co., 84 State St., Boston,
Mass.
Britton, C. W. & Co., Badgerow Bldg., Sioux
City, la.
Brockhaus, Philip W., 208 S. LaSalle St.
Brown Brothers Harriman & Co., 135 S. LaSalle St.
Brown, J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P „ 120 S. LaSalle St.
Brown,Sherman J., 10 N.EighthSt.,Richmond,Ind.
Buhler, Walter J., 120 S. LaSalle St.
Burdick, John R „ Jr., 208 S LaSalle St.
Burmeister, Jno. C „ Jr., 141 W. Jackson Blvd.
Byrne, Edward J „ 120 S. LaSalle St.
Cahn, Morton D., 120 S LaSalle St.
Cardona, Raymond, Chicago Athletic Assn., 12 So.
Michigan Ave.,
Carter. Ford R., 120 S. LaSalle St
Cavaney, James A., 141 W. Jackson Blvd.
Clayton, Gilbert M „ 1928 Morse Ave.
Cleary & Co., 120 S. LaSalle St.
Clement, Curtis & Co., 231 S. LaSalle St.
Clucas, E. W..-& Co., 70 Pine St., New York, N. Y.
Coleman, Clarence L „ 33 N. La Salle St.
Cook. Charles K.. 40 Wall St.. New York.
Cotton, Earl H., 151 Nat’lBank Bldg., Dallas, Tex.
Further inform ation o n firms appearing in bold face type will be touud in the selected list o f in v estm en t Dealers foUowing bank list in eaeh.clty
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1950
CHICAGO STOCK EXCHANGE— Continued
MEMBERS—C ontinued
Coultry, Gilbert H., 120 S. LaSalle St.
Craigle, James, 120 S. LaSalle St.
Çreitz, Lee M ., 231 S. LaSalle St.
Curran, Peter A., 120 S. LaSalle St.
Daniels, Roy I., 141 W. Jackson Blvd.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Derubach, George E., 5901 Kenmore Ave.
Ditt, Paul C., 1119 Bonnie Brae, River Forest, 111.
Loering, Otto C.. 333 N. Michigan Ave.
Doty, Arch C., 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Drake, Lauren J., 2227 E. 70th St.
EDWARDS, A. G . & SONS, 409 N . E ighth St.,
St. L ouis, M o.
Eiseman, Lester M ., 7010 Paxton Ave.
Ernst & Company, 231 S. LaSalle St.
Fahnestock & Co., 135 S. LaSalle St.
Fairman, Fred W. & Co., 208 S. La Salle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Feicht, Arthur J., 175 W. Jackson Blvd.
Fenner & Beane, 141 W. Jackson Blvd.
Fertig, Leonard J., & Co., 731 Court St., Fort
Wayne, Ind.
Fischer, Robert J., R. R. 1, Box 108, Belvidere, 111.
Forschner, A. J.. 12150 Parnell Ave.
Francis, Bro., & Co., 222 N. 4th St., St. Louis, Mo.
Freehling, Norman & Co., 120 S. LaSalle St.
Friedman, Brokaw & Samish, 711 St. Charles St.,
St. Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Furness, Thomas F „ 111 S. LaSalle St.
Fusz-Schmelzle & Co., Boatmen’s Bank Bldg.,
St. Louis, Mo.
Gerwig, Frank W., 1444 W. Congress St.
Gerwig, Harry K., 135 S. LaSalle St.
Gifford, Cedric C., 120 S. LaSalle St.
Gifford, Lewis F., R. F. D. 5, Wooster, O.
Glass, Walter, 135 S. LaSalle St.
Glare, Forgan & Co., 123 S. LaSalle St.
Goodbody & Co., 135 S. LaSalle St.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H., 120 Pipestone St., Benton
Harbor, Mich.
Griffin, John J., 120 S. LaSalle St.
Guild, David D. (Est. of), 135 S. LaSalle St.
Kaplan. Robert, 5801 S. State St.
Karasik, Nathan, 337 E. Illinois St.
Kidder, A. M „ & Co., 1 Wall St., New York, N. Y.
Kinsman, Charles E., 542 Mitchell Ave., Elmhurst,
111.
Kirk, Van G., 105 S. La Salle St.
Kirkeby, A. S „ The Drake, Lake Shore Drive.
Kissilove & Feinberg, 120 S. LaSalle St.
Laird & Company, Nemours Bldg., Wilmington,
Delà.
Lamborn, Troup & Co., 141 W. Jackson Blvd.
Lamson Bros; & Co., 141 W. Jackson Blvd.
Lancton, William F.. 209 S. LaSalle St.
. Langill & Co., 134 S. LaSalle St.
Lehman Bros., 231 S. LaSalle St.
Lippmann, Albert F., 105 S. LaSalle St.
Lizars (Rawson) & Co., 135 S. LaSalle St.
Logan, Stuart, 141 W. Jackson Blvd.
Lowitz, E., & Co., 29 Broadway, New York, N. Y.
LYONS, W . L . & CO., 331 So. F ifth S t., Louis
ville, Ky.
Magner, Joseph F., 6333 Wayne Ave.
Masten, A. E., & Co., First Nat’l Bk. Bldg.,
Pittsburgh, Pa.
McDermott, Francis O., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle St.
McManus & Co., Joseph, 39 Broadway, New York,
N. Y.
McMaster, Stewart, 120 S. LaSalle St.
McMaster, Hutchinson & Co., 105 S. LaSalle St.
Meehan, M . J. & Co., 30 Broad St., New York,
N. Y.
Meffert, William M ., 11 Wall St., New York, N. Y.
Merigold & Co., First National Bank Bldg., Osh
kosh, Wis.
Merkle, Frank P.. 225 Leicester Rd., Kenilworth,
Merrill Lynch, E. A. Pierce & Cassatt, 105 W.
Adams St.
Meyerhoff, Irving E., 120 S. LaSalle St.
M ITCHELL, HUTCHINS & CO ., 331S. LaSalle
St.
Molloy, Edward P., 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F., 316 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St.,
Philadelphia, Pa.
Morse, William H „ 231 S. LaSalle St.
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Hachtmann, George E „ 10 S. LaSalle St.
.Haerther, W iliam W., 22 W. Monroe St.
HALLGARTEN & CO., 13« S. LaSalle St.
Hansen, Howard S., 3304 Culver St., Evanston,
111.
Harris, Upham & Co., 135 S. La Salle St.
Harrison, Arthur C., 134 S. LaSalle St.
Harrison, Carter H. & Co., 209 S. LaSalle St.
Hastey, Robert P., 4720 Greenwood Ave.
Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hentz, H. & Co., 120 S. La Salle St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hill, Harvey T., 222 W. North Bank Drive
HILLIARD, J. J. B . & SON, 19 W . Jefferson
S t., Louisville, K y.
Holley, Dayton & Gernon, 120 S. LaSalle St.
Hopkins, William L „ 1031 S. Broadway, Los
Angeles, Calif.
■
Hornblower & Weeks, 39 S. LaSalle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
HUTTON, E. F. & CO., 61 Broadway, New
Y ork
Hutton, W. E., & Co., 1st N. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F „ 920 Oxford Ave., Los Angeles,
Calif.
Iverson, Chester S., 918 Clinton Place, River
Forest, 111.
Jablonski, August I., S. 120 LaSalle St.
Jackson & Curtis, 231 S. LaSalle St.
Jawetz, Charles T., 135 S. LaSalle St.
Jelke (Frazier) & Co., 40 Wall St., New York, N. Y.
Jones, Edward D., & Co., Boatmens Bank Bldg.,
St. Louis, Mo.
Myers, Joseph W., 120 S. LaSalle St.
Nance, Clement A., 506 S. Wabash Ave.
Newborg & Co., 30 Broad St., New York, N. Y.
Newman, Harry E., 209 S. LaSalle St.
Norris, James, 141 W. Jackson Blvd.
Norris & Kenly, 209 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 5421 Woodlawn Ave.
Oliphant, Jas. H. & Co.. 209 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Peabody, Howard B., 25 N. Franklin St.
Peabody, Stuyvésant, 231 S. La Salle St.
Perrill, (Alger) & Co., 231 S. LaSalle St.
Phillips, Richard W., 120 S. LaSalle St.
PIPER, JAFFRAY & HOPWOOD, 115 So. 7th
S t., M inneapolis, M inn.
Prince, F. H. & Co., 15 Westminster St., Provi
dence, R. I.
Quinn, David H., 231 S. LaSalle St.
Rassmussen, Clarence L., 61 Broadway, New York,
N. Y.
Redfleld, John M „ 1018 Ridgedale Dr., Beverly
Hills, Calif.
Reid, Robert H., 10 S. LaSalle St.
REINHOLDT & GARDENER, 400 L ocu st St.,
St. L ouis, M o.
Renshaw, William B., 231 S. LaSàlle St.
Renwick, J. Stewart, 1025 W. Eighth St., Michigan
City, Ind.
Reynolds & Company, 120 Broadway, New York,
N. Y.
Reynolds, Maurice V., Lake Villa, 111.
Richardson, Howard C.. Jr.. 141 W. Jackson Blvd.
Riter & Co., 134 S. LaSalle St.
Roeder, Joseph A., 20 N. Wacker Drive.
Rogers, Frank E., 10 S. LaSalle St.
Rothschild & Co., 105 W. Adams St.
Sadler & Co., 208 S. LaSalle St.
Sawyer, R. B „ 1031 Maple Ave., Evanston, 111.
Schenck, Robert F., Jr., 5400 Harper Ave.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F „ 3 York Drive, St. Louis, Mo.
Schroth, Wilbur H., 120 S. LaSalle St.
Scobie, David P., 175 W. Jackson Blvd.
Selz, Henry G., 120 S. LaSalle St.
Sharp, Edward L., 231 S. LaSalle St.
Shearson, Hammill & (3o., 208 S. LaSalle St.
Shields & Company, 135 S. LaSalle St.
Sigmann, Robert A., 120 S. LaSalle St.
SIM ON, I. M . & CO ., 315 N. 4th S t., St. Louis,
M o.
Simpson, James Jr., 1 N. La Salle St.
Sincere & Co., 231 S. LaSalle St.
Smart, John R., 141 W. Jackson Blvd.
Smith, Barney & Co., 105 W. Adams St.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B., 50 S. LaSalle St.
Smith, Wharton C., 106 E. 4th St., St. Paul,
Minn.
Stannard, Frederick J., 135 S. LaSalle St.
Steams, David P., 8912 Ewing Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St.. Baltimore,
Md.
Stein, Irving C., 231 S. LaSalle St.
.
Sterling, Louis V., 42 Broadway, New York
Stewart, John C., 120 S. LaSalle St.
Strick. Charles A., 135 S. LaSalle St.
Stuart, Harold L., 201 S. LaSalle St.
Sturm, Albert F., 928 N. St. Johns Ave., Highland
Park, 111.
Sutro Bros. & Co., 134 S. LaSalle St.
Swift, Henke & Co., 135 S. LaSalle St.
Talcott, Potter & Co., 141 W. Jackson Blvd.
Teegarden, Frank W., 155 E. Superior St.
Templeton’s Sons, J. S., 141 W. Jackson Blvd.
Thompson, Arthur R., 2440 Lakeview Ave.
Thomson & McKinnon, 316 S. LaSalle St.
Thorn, King C., 2117 Lincolnwood Drive, Evans
ton, 111.
Thorson, Gus T., 120 S. LaSalle St.
•Turner, Alfred E., at Winthrop, Mitchell & Co.,
141 W. Jackson Blvd.
Turner, Tracy L., 232 E. Walton Place.
Underwood, Morgan P., 231 S. LaSalle St.
Vehmeyer, Henry L., 7012 S. Shore Dr.
Vose, Hamilton, Jr., 450 W. Superior St.
Wachenheim, Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St., St.
Louis, Mo.
Walker, G. H., & Co., 503 Locust St., St. Louis, .
Mo.
Watting, Lerchen & Co., Buhl Bldg., Detroit, Mien.
Webster, Marsh & Co., 209 So. LaSalle St.
Webster, Virgil G., 120 S. LaSalle St.
Weil, Herbert M „ 120 S. La Salle St.
Weinress & Co., 231 S. LaSalle St.
Wilkinson, Frank R., 209 S. La Salle St.
Williams, Lucian E., (Est. of) 205 W. Monroe St. \
Wilson, Harold C., 7446 Indiana Ave.
Wilson, Hugh H., at David A. Noyes & Co.,
208 S. LaSalle St.
Wilson, Robt. C., 6909 Merrill Ave.
Winthrop, Mitchell & Co,, 141 W. Jackson Blvd.
Witter (Dean) & Co., 45 Montgomery St., San
Francisco, Calif.
Wood, Edwin T., 120 S. LaSalle St.
Wood, R. Arthur, 231 S. LaSalle St.
Wortman, G. R. & Co., Aurora National Bank
Bldg., Aurora, 111.
Wright, Warren, 33 N. LaSalle St.
«•Hither in fo rm a tio n o n firms appearing in bold face type will be fou n d in the selected list o f Investm ent Dealers follow in g bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1951
STOCK EXCHANGE MEMBERS
LO U ISIAN A
NEW ORLEANS STOCK EXCHANGE
Officers:
Robert R. Wolfe, President;
Fred N. Ogden, Vice-President
George P. Gagnet, Jr., Secretary;
James J. Plauche, Treasurer:
Julius M . Reese, Assistant Secretary
KATES OF COMMISSIONS
Established by the Ncu> Orleans Stock Exchange.
To be charged on dll Transactions
ON EXCHANGE, THEATRE AND CLUB STOCKS
On U S. Bonds, $2.50 per $1,000.00.
On State, City, Levee, and all other bonds, $5.00 per $1.000,00.
On all bonds maturing within one year, the commission shall be one-
the commission shall be as follows:
8iSOna$1 >onds maturing from one to three years, the commission shall be
one-auarter ( W Per Share
ON STOCKS SELLING:
____ .A s mutually agreed
Under fifty cents.............. - ............... ..........
At fifty cents and above, but under $1.00.
.Not less than three cents
________
12^3 cents
At $100 and up to $10.00-----------------. . .
At $10.00 and up to $50.00---------- --------_______________ 25 cents
At $50.00 and up to $ 1 0 0 .0 0 ...............
_______________ 50 cents
______ .1 % Market price
At $100.00 and over....................................
BANK STOCKS
Selling at $1.00 and up to $75.00 exclusive, 50 cents per share.
Selling at $75.00 and up to $100.00 exclusive, 75 cents per share.
Selling at $100.00 and up to $200.00 exclusive, $1.00 per share.
Selling at $200.00 and over, H of 1% of market value.
THE M INIMUM CHARGE ON ANY
On stocks selling below $200, $5.00 per share.
On stocks selling at $200 and up to $500 exclusive, 2 Y % of market value.
On stocks selling at $500 and up to $2,000 exclusive, 2 y2% of market,
value with a minimum commission of $25.
On stocks selling at $2,000 and up to $5,000 exclusive, 2% of market
value with a minimum commission of $50.
On stocks selling at $5,000 and up to $10,000 exclusive, $100 per share.
On stocks selling at $10,000 and up to $15,000 exclusive, $150 per share.
On stocks selling at $15,000 and up to $20,000 exclusive, $200 per share.
The above commission rates shall apply except in the case of New Orleans
Cotton Exchange shares, which shall bear the following commission rates:
1% of the sales price, with minimum of $10 and a maximum of $25.
Commissions on rental of Exchange stocks shall be $25.00 as a minimum
charge.
TRANSACTION SHALL BE $2.00
MEMBERS
Airey. T. L „ 816 Union St.
Alcus, S. T., Jr., 603 Whitney Bldg.
Beer & Co., 817 Gravier St.
Brown, Corrigan, 627 Hibernia Bank Bldg.
Clark. Russell, Maritime Bldg.
Corrigan, John P.. 627 Hibernia Bank Bldg.
DANE, JNO., 516 Canal Bank Bldg.
D’Antoni, B. S., 2203 American Bank Bldg.
Feibleman, T. J., 210 Carondelet Bldg.
Fenner & Beane, 813 Gravier St
Fenner, Darwin S „ 813 Gravier St.
Huggins. Allen C „ 839 Gravier St.
Hyams, C. H., III., 610 Common St.
Hyams, Glas & Carothers, 610 Common St.
Jones, Larz A., I. C. R. R (Union Station)..
Jones, Larz E., 817 Carondelet Bldg.
Lamar, Kingston & Labouisse, 1605 Canal Bk.
Bldg.
Lamar, L. V., 1605 Canal Bank Bldg.
LiuzzaN
, Philip J., 204 Maritime Bldg.
McLean. Chas. I., Gulf Bldg., Houston, Tex.
Merrill Lynch, E: A: Pierce & Cassatt, Maritime
Bldg.
Nusloch, Geo. H., 827 Hibernia Bank Bldg.
Nusloch, Baudean & Smith, 827 Hibernia Bk. Bldg.
Ogden, Fred N., 2201 American Bank Bldg.
Plauche, Jas. J., 516 Canal Bank Bldg.
Poupart, S. J., 823 Perdido St., (Room 202).
Schulze, C. H., 1831 S. Dupre St.
Schweickhardt, E. R., 708 American Bank Bldg.
Steinhardt, Jeffrey, N. O. Stock Exchange.
Tullis, Craig & Co., 204 Marine Bldg.
Tullis, Garner H., 204 Marine Bldg.
Villere, Ernest C., 552 Canal Bank Bldg.
Villere & Co., St. Denis J., 552 Canal Bk. Bldg.
Waters & Alcus, 603 Whitney Bldg.
Wells, Chas. W., 408 Cotton Exchange Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfolk, 404 Whitney Bank Bldg.
Wheeler, M. B „ 404 Whitney Bank Bldg.
Williams, Geo. E., 817 Gravier St.
Wolfe, Robert R., 717 Carondelet Bldg
Woolfolk, J. W., 404 Whitney Bank Bldg.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
M ARYLAND
BALTIM ORE STOCK EXCHANGE
(208 E. Redwood St.)
Officers: Theodore Gould, President
R. L. Thompson, Secretary-Treasurer
F. Grainger Marburg, Vice-President
RATES OF COMMISSION
(Effective October 23, 1939)
C om m ission Rates on Stocks traded in on Other Exchanges.
Minimum Commissions Per Share on Stocks Selling at Prices
The minimum commission rate to non-members on any stock traded in
Given Below:
Nonon the Baltimore Stock Exchange and also on any other National Securi
Members
ties Exchange may, at the option of the member, be the Baltimore Stock
Under 10c a share____*____________ s-------------------- ------------- lc
Exchange minimum commission rate or the minimum commission rate
prescribed on such other National Securities Exchange.
At 10c a share and above, but under
5 0 c .- _ .- --------------. . .
2c
Commissions on rights shall be the same as those fixed for stocks.
At 50c a share and above, but under $1____ . . . --------------3c
Minimum Commissions on Bonds Selling at Prices Given Below: NonAt $1 a share and above, but under $ 4 .______ fe ________
5c
Membera
At 10 ($100 per $1,000 par value) or a b o v e ............................... $2.50
7J^c
At $4 a share and above, but under $ 7 _ .._ ------4-------------Under 10 ($100 per $1,000 par value)............................................ $1.25
At
$7 a share and above,but under $10_________ __ _____ _
10c
At less than 1 ($10 per $1,000 par value)...................................... 62K c
At $10 a share and above,but under $ 3 0 . . . . . . . . . ____ . . . . .
15c
On bonds which will mature in not less than six months and not
more than five years, or are to be redeemed, pursuant to call or
At $30 a share and above,but under $50------- - T~ - ------------20c
otherwise, in not less than six months and not more than twelve
At $50 a share and above,but under $ 7 5 ..------------------------25c
months, and are selling at not less than 96% and not more than
At $75 a share and above, but under $100---------------------------30c
110 % of their redemption price, and on bonds which may be
specifically designated under this paragraph by the Committee
At $100 a share and above, but under $150---------------------------40c
on
Commissions and Quotations, the rate of commission per
At $150 a share and above, but under $200-------— --------------50c
$1,000 of principal shall be not less than_____________________ $1.25
At $200 a share and above_____________ . . . ------------ — -------M%
On bonds which will mature in less than six months, or are to be
o f amount of
redeemed, pursuant to call or otherwise, in less than six months,
•
transaction
and are selling at not less than 96% and not more than 110%
of their redemption price, and on bonds which may be speci
Minimum Charge per T ransaction.
fically designated under this paragraph by the Committee on
Notwithstanding the above rates, the minimum commission to be charged
Commissions and Quotations, the rate of commissions to mem
to a non-member on any completed transaction shall be not less than
bers,
or non-membefrs shall be__________—— --------- As Mutually Agreed
$3.00; but if the amount involved in a transaction is less than $50.00,
The minimum commission charged on any transaction in bonds shall be
the minimum commission to be charged to a non-member shall be not less
$2.50.
than 6% of the amount involved.
MEMBERS
Abell, Walter W., 2nd, 401 Stock Exchange Bldg.
Allen, Edw. D., 608 Keyser Bldg.
Allen, Edward D. & Co., 608 Keyser Bldg.
BAKER, WATTS & CO., Calvert and Red
wood Sts.
Baker, Wm. G., Jr., Calvert and Redwood Sts.
Bell, Vernal W., 135 E. Baltimore St.
Binford, Charles T., 10 South St.
Blocher, Thomas S „ 210 E. Redwood St.
Block, Simon J., 201 Keyser Bldg.
Block, Simon J. & Son, 201 Keyser Bldg.
Bousman, Floyd W., 209-210 Keyser Bldg.
Boyce, C. Prévost, 6 S. Calvert St.
Brown, Alex. & Sons, 135 E. Baltimore St.
Brown, J Dorsey, 404 Stock Exchange Bldg.
Brown, Philip W. T., Redwood & Calvert Sts.
Bruton & Co., 120 E. Center St.
Bruton, Leonard Marshall, 120 E, Center St.
Cahn & Co., Frank B„ Equitable Bldg.
Carroll, Douglas G „ 407 Stock Exch. Bldg.
Carroll & Co., Douglas G., 407 Stock Exch. Bldg.
Cassilly, Thos. A., Stock Exchange Bldg.
Corkran, B. Warren, 835 W. University Parkway.
Daly, Lee E., Stock Exchange Bldg.
Daly & Co., Owen, Stock Exchange Bldg.
Davies, H. L , 501 Stock Exchange Bldg.
Drewry. Cooper R., Stock Exchange Bldg.
Duer, Henry Lay., Stock Exchange Bldg.
Elder, Wm. Voss, Jr., Stock Exchange Bldg.
Evans, Henry C., 6 S. Calvert St.
Filley, Oliver D., 49 Broad St., New York, N. Y.
Fisher, Frank of J., 10 South St.
Fisher, J. Harmanus & Sons, 10 South St.
Garrett, Robert & Sons, South and Redwood Sts.
Gould, Theodore, 503-504 Keyser Bldg.
Griswold, Jr., B. Howell, 135 E. Baltimore St.
Harris, Upham & Co., 11 Wall St., New York, N. Y.
Howard, John D., South and Redwood Sts.
Howard & Co., John D „ South and Redwood Sts.
Hutton, W. E. & Co., 1st N. Bk. Bldg.
Iglehart, Joseph A. W., First National Bank Bldg.
Jenkins, T. Courtenay, 10 South St.
Jenkins, Whedbee & Poe, 10 South St.
Johnson, Chas. W . L., 210 E. Redwood St.
Jones, Elisha Riggs, 6 S. Calvert St.
Jones, John Marshall. 225 E. Redwood St.
Jones & Co., John Marshall, 225 E. Redwood St.
Koppelman, Walter, 219-221 E. Redwood St.
Kriegel. Leo. 501 Stock Exchange Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Lanahan, W. Wallace, Calvert Bldg.
Legg, John C „ Jr., 222 E. Redwood St,
Leimbacb & Co., 7 St. Paul St.
Leimbach, Walter G., 7 St. Paul St.
Lemoine, Oscar M., South and Redwood Sts.
Lockwood, Peck & Co., 708 Keyser Bldg.
Mackubin, George, 222 E. Redwood St.
MACKUBIN, LEGG & CO., 222 E. R edwood St.
Marburg, F. Grainger, 135 E. Baltimore St.
Matthews,T. Stockton, South and Redwood Sts.
Mead, W. Carroll, 511-13 First National Bank
Bldg.
Mead, Irvine & Co., 511-13 First National Bank
Bldg.
Morgan, Shirley C „ Equitable Bldg.
Poe & Co., Philip L., 403 Stock Exchange Bldg.
Poe, Philip L., 403 Stock Exchange Bldg.
Riggs, lienry G., 210 E. Redwood St.
Rosenburg, Abel A., 222 E. Redwood St.
Schaefer, Herbert W., 402 First National Bank
Bldg.
Schaefer & Co., Herbert W., 402 First National
Bank Bldg.
Schwarz, Howard S „ 500 Stock Exchange Bldg.
Schwarz, Morton & Schwarz, 500 Stock Exchange
Bldg.
Scott, Geo. M ., 1401 First National Bank Bldg.
further in form ation on firm s appearing in bold face type will be fou n d in the selected list o f Investm ent Dealers fallow ing bank list in each city.
54
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1952
STOCK EXCHANGE MEMBERS
MARYLAND STOCK EXCHANGE— Continued
MEMBERS
Sheely, Harry M., 212 Keyser Bldg.
Sheely, Harry M . & Co., 212 Keyser Bldg.
Smith, Barney & Co., 402 Keyser Bldg.
Stein Bros. & Boyce., 6 S. Calvert St.
Stewart, C. Morton, 135 E. Baltimore St.
Stirling, Morris & Martin, 209-210 Keyser Bldg.
Taylor, Howard R „ 107-8 Stock Exchange Bldg.
Taylor, Howard R. & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L .,402 Stock Exchange Bldg.
Tilden, Marmaduke, 708 Keyser Bldg.
Weilepp, Walter M., 207-8 Keyser Bldg.
Westheimer, Henry F., 320 Munsey Bldg.
Whedbee, James S., 10 South St.
Wheeler, J. Harold, 101-3 Stock Exchange Bldg.
White & Co., Henry M .' 1414 Fidelity Bldg.
White, Henry M ., 1414 Fidelity Bldg.,
Whiteley, T. Evans, Stock Exchange Bldg.
Whitridge, William, Garrett Bldg.
Whitridge & Son, John A., Garrett Bldg.
M A S S A C H U S E TTS
BOSTON STOCK EXCHANGE
53 State Street
Officers:
John E. Yerxa, Pres.
Horace 0. Bright, Vice-Pres.
Mark R. Hodges, Tr.
Henry E. Tracy, See.
M IN IM U M RATES OF COM MISSION
In Effect January 1,1938
ON BONDS, PER $1000 OF PRINCIPAL
Railroad, public utility and industrial bonds, having more than five years
to run.
Selling Price
Per $1000 o f Principal
Rate
Under $10__________________ _________________ _____ Not Less Than 75c
$10 and above but under $100______________ ............. Not Less Than $1.25
$100 and above_____________ ,_________________ ____ Not Less Than $2.50
(Government Bonds are exempt from the regular rate)
ON STOCK, RIGHTS AND W ARRANTS
(H ereinafter referred to as “ Stocks” )
Selling Price
Rate per Share
Per Share
1/256 of $1
Not Less Than 0.1c
1/128 of $ 1 ■ ___■ ■ ■ ■ ___ ■ ■
Not Less Than 0.15c
1/64 of $1 to and including 2/32 of $1
Not Less Than 0.5c
Over 2/32 of $1 but under 8/32 of $1___
Not Less Than 1.0c
8/32 of $1 and above but under y% of $1.
Not Less Than 1.5c
y of $1 and above but under $1
Not Less Than 3.0c
$1 and above but under $2
Not Less Than 5.0c
$2 and above but under $3.
Not Less Than 6.0c
$3 and above but under $4.
Not Less Than 7.0c
$4 and above but under $5.
Not Less Than 8.0c
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., & Co., 20 Kilby St.
Amsden, Malcolm F., 53 State St.
Andrews, E. T. & Co., 64 Pear ISt., Hartford, Conn.
J . S. BACHE & C O ., 10 Post Office Square.
Baldwin & Co., 30 Federal Street.
Bates, Converse & Co., 10 Post Office Sq.
Bolles, Richard F., 35 Congress St., Room 1003.
(deceased) membership held by Estate.
Bradley, Edward M., 215 Church St., New Haven»
. Conn.
Brannan, Wm. J., 75 Federal St.
Bright, Elmer H. & Co., 84 State Street.
Brooks, Smith & Co., 50 Congress St.
Brown Brothers Harriman & Co., 10 P. 0. Square.
Brown, Waldo M., 49 Federal St.
Brown, Walter J „ 53 State St.
Burr, Gannett & Co., 53 State Street.
Selling Price
Per Share
Rate per Share
$5 and above but under $6______
...N o t Less Than 9.0c
$6 and above but under $ 7 ._ ._ _ ____________
.N ot Less Than 10.0c
$7 and above but under $8________
Not Less Than 11.0c
$8 and above but under $9__................
Not Less Than 12.0c
$9 and above but under $10___________
...N o t Less Than 13.0c
(Base Rate;
$10 and above--------------------- s_________ Not Less Than 13.0c base rate plus
1 .0c for each $10 of the price per share
Notwithstanding the foregoing, when the amount involved in a transaction
is less than $10, the commission shall be as mutually agreed; when the amount
involved is $10 or more but less than $50, the minimum commission shall be
not less than 6% of such amount or $ 1 , whichever is greater; and when the
amount involved is $50 or more, the minimum commission shall be not less
than $3.
On Bonds or Notes of Foreign Countries having five years or less to run;
Notes of Corporations having five years or less to run; Bonds having five
years or less to run; such rates to members or non-members as may be
mutually agreed upon; provided, however, that the Coflimittee on Com
missions with the approval of the Governing Committee, may hereafter
determine special rates on any or all of the above mentioned securities.
MEMBERS
Hanrahan & Co., 332 Main St., Worcester, Mass.
Hayden, Stone & Co., 75 Federal Street.
Hentz, H., & Co., 75 Federal St.
Hill, E. Melville, 15 Ashton Ave., Newton Centre,
Mass.
Hines, Robertson & Co., 60 Congress Street.
Hodgdon, Howard W., 84 State St.
Homblower & Weeks, 60 Congress St.
Hovey, Chandler, & Co., 82 Devonshire Street,
Room 326.
Hunnewell & Co., 49 Federal St.
Hunt, Carleton, 10 Post Office Sq.
Hutchins & Parkinson, 50 Congress Street.
Hutton, E. F. & Co., 53 State St.
niff, Richard S., 35 Congress St.
Cahill, Richard M . F „ 53 State St.
Chalifoux, Francis B., 60 State St.
Chapin, Simeon B. Jr., 61 Broadway, New York,
N. Y.
Clark, Dodge & C o.,.70 Federal Street.
Collins, Breed & Co., Shawmut Bk. Bldg.
Colwell, Francis, 209 Washington Street
Cousens, Foster, 49 Federal St.
Crocker, Percy G. & Co., T9 Congress Street.
Crowninshield, B. Davis, 53 State St.
Jackson, Walter, 216 Central Ave., Milton, Mass.
Jackson & Curtis, 10 Post Office Square.
Dabney, F. L. & Co., 10 Post Office Sq.
Dabney, Frederick L., 925A Boylston St..
Davis & Davis, 10 Weybosset St., Providence, R. I.
Laidlaw & Co., 110 Franklin Street
Lee, Frederic M ., 53 State St.
Leland, John D., 30 State St.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Lord, George F „ 18 Wave St., Lynn, Mass.
(deceased) membership held by Estate.
DAY, R . L. & CO., I l l Devonshire St.
Dean, James, 201 Devonshire St., Room 631.
Draper, Sears & Co., 53 State St.
ESTABROOK & CO., 15 State Street.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Lloyd D., 3d Nat’l Bank Bldg., Springfield, Mass.
Foster, Hatherly, Jr., 85 Devonshire St.
Gagen, T. F. & Co., 53 State Street.
Gannett, Thomas B., 100 Franklin St.
Gilbert, Edward W., 53 State St.
Giroux, Archibald R., 53 State St.
Hammond, James R., 30 State St.
Hanlon, Gordon B., & Co., 100 Milk St.
Kelly, Michael A., 10 Post Office Square.
KIDDER, PEABODY & CO., 115 Devonshire
Street.
Kinsley & Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. & Co., 53 State Street.
Mann & Gould, 70 Washington St., Salem, Mass.
McKnight, Edward F., 53 State St.
Merrill Lynch, E. A. Pierce & Cassatt, 45 Milk St.
Monahan, Edward C., 60 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. & Co., 53 State Street, Room 636,
MOSELEY, F. S. & CO., 50 Congress Street.
Mott, Louis P. & Co., 80 Federal Street, Room 808
Newman, Harding C., 10 Post Office Square.
Nickerson, Henry G „ 60 State St.
O’Donnell, James E „ 53 State St.
Paine, Webber & Co., 24 Federal Street.
Perrin, West & Winslow, Inc., 24 Federal St.
Peterson, John H., 53 State St.
Pingree, Daniel, 84 State St.
Pitcher, Osborne H., 31 State St
Pitman, Harold A., 53 State St., Room 1032.
Poor, Stearns, 84 State St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress Street.
Reed & Co., 8 Foster St., Worcester, Mass.
Rice, John C., Jr., 10 Post Office Sq.
Rich, Geo. A., 53 State St.
Schirmer, Atherton & Co., 50 Congress Street
Sewall, R. Lentner, 60 State St.
Smith, Barney & Co., I l l Devonshire St.
Smith, James P. & Co., 1387 Main St., Springfield,
Mass.
Southgate Ray E „ 53 State St.
Stevens, Samuel, W., I l l Devonshire St.
Straw, E. A., 875 Elm St., Manchester, N. H.
Thorndike & Allen, 53 State Street, Room 310.
Thornquist, Carl J., 53 State St.
Tifft Brothers, Third National Bank Bldg., Springfield
Tobey, Walter P „ 84 State St.
Todd, Charles Lee, Jr., I l l Devonshire St.
TOWNSEND, ANTHONY & TYSON, 30 Stat*
Street.
Trask, Spencer & Co., 50 Congress St.
Treadwell, James R., 53 State St., Room 203.
Tucker, Anthony & Co., 74 State Street.
Wainwright, H. C. & Co., 60 State Street.
Walker, G. W. & Co., 53 State St.
Webber, Ralph B „ 53 State St.
Whitney, Byam & Co., 35 Congress St.
Whitney, & Elwell, 30 State St.
Wiggin, Russell B., 53 State St.
Williams, Robert W „ 53 State St.
Williams & Southgate, 75 State St.
Winsor, Kennard, 115 Devonshire St.
Yerxa, John E., 30 State St.
Young, Lincoln R., 15 Lewis St., Hartford, Conn.
Further Inform ation on firm s appearing In bold face type will be fou nd in the selected list o f Investm ent Dealers follow ing bank list in each city.
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Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1953
M ICHIGAN
D ETROIT STOCK EXCHANGE
(2314 Penobscot Bldg.)
Clark C. Wickey, Executive Vice-President & Secretary; Andrew C. Reid, Vice-President;
Warren T. Olson, Treasurer.
COMMISSION RATES
Effective, August 23,1938
Stocks selling at 50c per share and aboyé, the commission rate per share
On stocks selling below 50c per share, the commission rate per share shall
shall he not less than the following:
be not less than thé following:
Rate
Rate
Price per share
Per Share
Price per Share
Per Share
50c and above but under $ 1...... ..............
3c
1/256
of
$1...........
...............
—
........................
............................
0.1c
$ 1 and above but under $ 2 .....................
................
5c
1/128 of $1_______ — ______ _______________— _____ ________
0.15c
s 2 and above but under $ 3 _____ ______
'
6c
1/64
of
$1
and
above,
but
under
2/32
of
$1_____________
______
0.5c
$ 3 and above but under $ 4 ...... ................
7c
0.5c
2/32 of $1_____ ______________________ ________ ________ ______
I 4 and above but under $ 5 ____ _______
8c
Over 2/32 of $1 but under 8/32 of $1__________ ________ ______
1.0c
s 5 and above but under $ 6........ .............
*
g
9c
8/32
of
$1
and
above
but
under
1/2
of
$1.....
.......................
:_____
1.5c
s 6 and above but under $ 7 .....................
10c
I 7 and above but under $ 8___ ________ __
----$ 8 and above but under $ 9....................12c
The minimum commission on all transactions in listed securities shall be
$ 9 and above but under $10 (Base Rate).......
.........
13e
not less than $3.00, except in cases where the amount involved is $50.00 or
$10 and above— The 13c base rate plus l c for each $10 of the price per share
less, the minimum commission may then be at the discretion o f the member.
Officers: Paul T. Bollinger, President;
Alison & Co., 244 Buhl Bldg.
Allman, Everham & Co., 1051 Penobscot Bldg.
Angstrom. Lawrence C., 1300 Penobscot Bldg.
Avery & Co., 60 Broad St., New York, N. Y.
Avery, Clarence F „ 60 Broad St., New York, N. Y.
MEMBERS
Hornblower & Weeks, 244 Penobscot Bldg.
Hulburd, Warren & Chandler, 208 S. LaSalle St.,
Chicago, 111.
Humphries, Angstrom & Co., 1300 Penobscot Bldg.
Hutton, W. E. & Co., 2nd Floor, Ford Bldg.
Hutton, William E., 2nd Floor, Ford Bldg.
BACHE, J. S. & CO., 735 Griswold St.
Baker, Simonds & Co., 1134 Buhl Bldg.
Beard, Frederick H., 1880 Penobscot Bldg.
Bennett, Smith & Co., 640 Griswold Street.
Bollinger, Paul T., 1904 Penobscot Bldg.
Keane & Co., 2056 Penobscot Bldg.
Keane, Jerome E. J., 2056 Penobscot Bldg.
Kerr, Harry W „ 1800 Penobscot Bldg.
Kreidler, Chas. A., 1134 Buhl Bldg.
Lewine, Jerome, Hanover Sauare, New York,
N. Y.
Livingstone. S. R.. 1356 Penobscot Bldg.
Livingstone, S. R. & Co., 1356 Penobscot Bldg.
Carpenter. Jos. N., 67 Broad St., N. Y.
Cray, McFawn Co., 1225 Ford Bldg.
Crouse & Co., 1800 Penobscot Bldg.
Crouse, Charles B., 1800 Penobscot Bldg.
Dominick & Dominick, 115 Broadway, New York.
Els, Valette R., 244 Penobscot Bldg.
Ellwood, Aaron A., 639 Penobscot Bldg.
Esch, Ingo A., 120 Broadway, New York.
Everham, Edwin M „ 1051 Penobscot Bldg.
FENNER & BEANE, 67 Broad S t., New York,
N. Y.
Ferris, W. Paul, 1300 Penobscot Bldg.
Ferriss, Wagner & Miller, 1444 Buhl Bldg.
Goodbody & Co., Penobscot Bldg.
Goodbody, John L „ 115 Broadway, New York.
N. Y.
Hague, Samuel, 539 Penobscot Bldg.
Hentz, H. &. Co., Union Guardian Bldg.
Hinshaw, Joseph, 314 Ford Bldg.
Hood, Truettner & Thisted, 532 Buhl Bldg.
Manley, Milton A., 518 Buhl Bldg.
Manley & Co., M . A., 518 Buhl Bldg.
McDonald, Claude G., 1012 Buhl Bldg.
McDonald & Co., C. G., 1012 Buhl Bldg.
Merrill Lynch, E. A. Pierce & Cassatt, 300 Buhl
Bldg.
Miller, George A., 1444 Buhl Bldg.
Moody, Bollinger & Go., 1904 Penobscot Bldg.
Moss, W. E „ 2416 Union Guardian Bldg.
Moss, W. E. & Co., 2416 Union Guardian Bldg.
Nauman, Arthur P., 1225 Ford Bldg.
O’Donnell, R. C.. 2166 Penobscot Bldg.
O’Donnell & Co., R. C „ 2166 Penobscot Bldg.
O’Hara, John F.. 244 Buhl Bldg.
Olson, Warren T., 2232 Union Guardian Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Parcells, Charles A., 639 Penobscot Bldg.
Parcells, Charles A. & Co., 639 Penobscot Bldg.
Phelan. Jr., James J., 244 Penobscot Bldg.
Porter, Stuart P., 1134 Buhl Bldg.
Rathbun, C. E., 866 Penobscot Bldg.
Rathbun & Co., 866 Penobscot Bldg.
Reid, Andrew C „ 2232 Union Guardian Bldg.
Reilly, R. W., 866 Penobscot Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Rotsted, Ralph, 1134 Buhl Bldg.
Schlachman, Sol, 1356 Penobscot Bldg.
Shader-Winckler Co.. 204 Penobscot Bldg.
Smith, Hague & Co., 539 Penobscot Rldg.
Smith, Winthrop H „ 105 W. Adams St., Chicago,
111.
Soucy, Ernest W. ,49 Federal St., Boston, Mass.
Soucy & Co., 49 Federal St., Boston, Mass.
Stem, Morton F., 36 Wall St., New York, N. Y.
Stout, Gardner D., 115 Broadway, N. Y.
Sutro Bros. & Co., 137 Penobscot Bldg.
Templin, Raymond L., 532 Buhl Bldg.
Vogel, A. H. & Co., 1880 Penobscot Bldg.
Wakeman, Wynn F „ 1134 Buhl Bldg.
Walker, Wm. T., 1304 Penobscot Bldg.
Watling, Lerchen & Co., 314 Ford Bldg.
Wedthoff & Co., Guy G., 1720 Ford Bldg.
Winckler, F. J., 204 Penobscot Bldg.
Withrow, Atkinson W., 208 S. LaSalle St., Chicago,
111.
Wood, Warren A., 244 Buhl Bldg.
Wright, John C „ 2066 Penobscot Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
M IN N ESO TA
MINNEAPOLIS'"— ST. PAUL STOCK EXCHANGE
(800 Roanoke Bldg.)
Ira D. Owen, First Vice-President; Howard R. Selover, Executive Vice-President; R. M . Rice, Secretary-Treasurer.
COMMISSION RATES
Effective June 7,1938
NON-MEMBERS
M EM BER TO M E M B E R -G ive-up Rates.
On stocks selling at 50c per share and above, the commission rate per share
Stocks selling under 50c per share________________________
% c.
shall be not less than the following:
,
Rate
Stocks selling from 50c to $ 1 .___________ _____________ _______
Price per share
'
Per Share
Stocks selling from $1 to $10______ ______ ^__________ _________
2c
Under 25c per share___________ ____— _____ ______ ________
lc
Stocks selling from $10 to $ 1 0 0 ............. ....... ’!...................... .
3c
25c and above but under 50c________________ _______ _________
lj^ c
50c and above but under $ 1...........................................................
3c
Stocks selling from $100 to $150....................... ..............................
4c
$ 1 and above but under $ 2............................................ _.............
5c
Stocks selling from $150 and over__ ________ _____________ ____
5c
$ 2 and above but under $ 3..........................................
6c
Minimum 50c for stocks selling under $10.00 per share.
$ 3 and above but under $ 4 ______________________
7c
$ 4 and above but under $ 5.......................................
8c
Minimum $1.00 for stocks selling at $10.00 and over per share unless gross
$ 5 and above but under $ 6___________ ____________________ 1
9c
amount is under $100.00, minimum then 50c.
$ 6 and above but under $ 7 . . . .........................................
10c
Rights— same as stocks.
$ 7 and above but under $ 8 . . . . _______________________
lie
$ 8 and above but under $ 9_____________________
12cNames not give-up on any stocks, minimum will be double the give-up rate.
$ 9 and above but under $10 (Base Rate)........... ..........................
13c
$10 and above
The 13c base rate plus l c for each $10 of the price per share
The minimum commission on transactions in stocks for non-members shall,
(a) where the transaction involves less than $5.00, be as mutually agreed
upon;
(b) where the transaction involves $5.00 or more but less than $50.00, be
6% of such amount or $1.00 whichever is greater; and
(ç) where the transaction involves $50.00 or more, be not less than $3.00.
Rights—same as stocks.
Officers: Harold E. Wood, President;
Allison, Williams Go., 1245 Northwest Bank Bldg.,
Minneapolis.
Blgelow-Webb & Co., 1st Nat’l-Soo Line Bldg.,
Minneapolis.
Caldwell Phillips Co., First Natl. Bank Bldg., St.
Paul, Minn.
Greenman & Cook, Inc., 1408 E. 1st Natl. Bk.Bldg.,
St. Paul.
HARRIS-UPHAM & CO., 11 Wall S t., New
York, N. Y ,
KALMAN & COM PANY, 144 E ndicott Bldg.,
St. Paul.
MEMBERS
Mahoney & Co., C.D., 806 Roanoke Bldg., Minne
apolis.
Manheimer-Caldwell, Inc., 113 First National
Bank Bldg., St. Paul.
Molyneaux, J. J., 15 S. 5th St., Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
PIPER, JAFFRAY & HOPWOOD, 115 S. 7th
S t., M inneapolis.
Rice, Robert M ., 804 Roanoke Bldg., Minneapolis.
Selover, H. R., & Co., 802 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C „ 106 E. 4th St., St. Paul.
Thrall West Co., 1500 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, Metropolitan Bank Bldg.,
Minneapolis.
WOOD, HAROLD E., & CO., W. 2662 1st N at’ I
Bk. B ldg., St. Paul.
Woodard-Elwood
Minneapolis.
&
Co.,
840 Rand Tower,
Further Inform ation on firms appearing in bold face type will be fou nd in the selected list o f Investm ent Dealers follow in g bank list in each city .
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1954
M ISSO UR I
S T. LO UIS STOCK EXCHANGE
Officers* Wm. H Burg, President;
G. S. Newhard, Vice-President;
J. L. Sullivan, Secretary and Treasurer;
Chas. A.Huebner, Assistant Secretary.
\ COMMISSIONS
Effective February 11, 1938
All other transactions shall be subject to commissions as follows:
Commissions shall be charged and paid under all circum
S ection 1.
Minimum Commission
stances and upon all transactions, both purchase and sales, or upon contracts
Selling Price Per Share
Rate Per Share
for the receipt or delivery o f securities; excepting joint transactions between
Under 50c................................................................. ——
2c per share
members which may be made without commission. Such commissions shall,
From 50c to 99 c. ......................................- ...............
4c per share
From
$1
to
$1.99...............................................
5c per share
in the case o f stocks, be calculated upon the price at which they are sold, and,
From $2 to $2-% ..................
6c per share
in the case o f bonds, upon their par value and shall be at the rates herein
7c per share
From $3 to $3-% ......................
after named; and such rates shall in each case be the minimum that may
From $4 to $4-% ........ ....... t ..........................................
8c per share
9c per share
From $5 to $5-% ....................................
be charged by any member o f the Exchange, and shall be absolutely net and
From $6 to $6-% ..........................
10c per share
free from all or any rebate, return, discount or allowance in any shape or
From $7 to $7-%____.............—.....................................
H e per share
manner'whatsoever, or by any method or arrangement direct or indirect.
From $8 to $8-% ...... ........... 1........................................
12c per share
From
$9
to
$
9
-%
...........
...........
.............
i
.....................
13c
per share
And no bonus, percentage or portions o f the commissions so established
From $10 to $14-% ........................................................
I 14c per share
¡aha» be given, paid or allowed directly or indirectly to any clerk or person
17% c per share
From $15 to $24-% ............................... ............. - .........
for business sought or procured for any member o f the Exchange.
From $25 to $49-% .....................................................—
25c per share
From $50 to $99-% ..................... ...................................
37% c per share
Section 2. On all business for parties not members o f the Exchange,
50c per share
From $100 to $299-% ........................................- ..........
jnninding joint account transactions in which a non-member is interested,
From $300 to $499-% ......................................... —
75c per share
From $500 and u p ......................... 1 ..............................
$ 1 0 0 per share
the minimum commission charged shall be as follows:
On all bonds and other obligations of the United States of America the
When the amount involved in a transaction is $10 or less, the commission
minimum commission shall be 1 /1 6 of 1% of the par value, but shall in no
shall be as mutually agreed.
case be less than 25 cents.
.
.
.
On all other bonds $2.50 per $1,000 par value except on those maturing
When the amount involved in a transaction is more than $10 but less than
within six months of the date o f sale the commission shall be $1.25 per
$50.00 the commission shall be not less than six per cent o f the amount in
$1,000 par value.
volved or $1.00, whichever is greater; provided, however, that where such
Governing Committee Ruling— Feb. 13, 1940.
Minimum Commission on Bonds— When the aggregate face or par
transactions are for the account o f non-member brokers or dealers, an allow
value of bonds involved in a transaction is $500 or more but less than
ance o f 50 cents o f such commission may be made.
$2,000, the minimum commission shall be $5.00.
When the aggregate face or par value of bonds involved in a transaction
When the amount involved in a transaction is $50.00 or more and less
is less than $500, the minimum commission shall be $2.50.
than $300.00, the minimum commission shall be $3.00, except that where
On all securities not provided for in this section the Governing Committee
such transactions are for account o f non-member brokers or dealers, an
shall fix the rates of commission; provided, that on all stocks admitted to
dealings on this Exchange and also either on the New York Stock Exchange
allowance of $1.00 may be made on such commissions.
or the New York Curb Exchange the minimum commission charge per share
When the amount involved in a transaction is $300.00 or more, the
for one hundred share unit or multiple thereof, on this Exchange, shall be
the rate per share prescribed to be charged on transactions for one hundred
minimum commission shall be $5.00 except in the case o f transactions for
share unit on those Exchanges, respectively, and on all stocks admitted to
the account o f non-member brokers or dealers, an allowance of $2.00 on such
dealings on this Exchange and also on the Chicago Stock Exchange the
commissions may be made.
minimum commission charge per share for fifty share unit or multiple
thereof, on this Exchange, shall be the rate per share prescribed to be charged
Governing Committee Ruling—March 8 ,1 9 3 8 :
on transactions for fifty share unit on that exchange; provided, that the Gov
Division o f Commissions between members shall be based upon the
erning Committee shall, at any time, have the power, by the vote of five of
its members, to alter and fix any rates of commission.
actual commission received by the originating member.
M EM BERS
Papin, Pierre L., 418 Olive St.
Gatch Bros., Jordan & McKinney, 418 Olive St.
Barklage, Louis, 317 N 4th Street.
Reinholdt, J. W., Jr., Security Bldg.
Gatch,
Nelson
B.,
418
Olive Street
Bennett, Jas. E., Merchants Exchange Bldg.
Bennett, Jas. E. & Co., Merchants Exchange Bldg.
REINHOLDT & GARDNER, S ecurity Building
Gessler, G. E „ Merchants-Laclede Bldg.
Bixby, W. H. Broadway and Locust.
Gessler, E. A. & Son, Merchants-Laclede Bldg.
H. L. Ruppert & Co., 400 Pine Street.
Bramman, Carl T., 314 N. Broadway.
Giger, Harold H „ 211 N. 4th Street.
Scudder, Chas., 300 N. 4th Street.
Bramman-Schmidfr-Busch, 314 N. Broadway.
Giger & Co., 211 N. 4th St.
Seddon, Bruce, Landreth Bldg.
Brocksmith, H. L., 400 Pine Street
Seddon, Morfit & Harvey, Landreth Bldg.
Brown. Paul & Company, Paul Brown Bldg.
Haeussler, W. C., Paul Brown Bldg.
Semple, Jacobs & Co., Merchants-Laclede Building.
Burg, Wm. H., La Salle Bldg.
Haverstick, E. E., & Co., 346 N. Boyle Avenue.
Simon. F. M. 315 N. 4th Street.
E. E. Haverstick, Jr., 346 N. Boyle Ave.
Cohn, Henry I., P. O. Box 71, Carrollton, 111.
SIM
ON, I. M . & COM PANY, 315 N orth 4th St.
Cook, Henry M ., 400 Olive Street.
Hays, Elizabeth, LaSalle Bldg.
Costigan, E. J., 300 N. 4th Street.
Hayward, John., 403 Olive Street.
Smith, Moore & Co., LaSalle Bldg.
Crago, John H., Security Bldg.
Stickney, W. A., 409 N. 8th Street.
Hill Brothers, Security Bldg.
Crago,, Smith & Canavan, Security Bldg.
Horning, Bert H., Boatmen’s Bank Bldg.
STIFEL, NICOLAUS & CO ., B oatm en ’ s Bank
Denyven, R. J., Boatmen’s Bldg.
Jacobs, B. F., Merchants-Laclede Bldg.
B ldg.
Duhme, Herman, Franklin-American Trust Bldg.
Jones, Edward D., Boatmen’s Bank Bldg.
Stix & Company, LaSalle Bldg.
D ’ Oench, Duhme & Co., Franklin-Am.Tr. Bldg.
Jones.
Edw.
D.
&
Co.,
Boatmen’s
Bank
Bldg.
EDWARDS, A . G . & SONS, 40» N orth 8th S t.
Taussig, Day & Co., Boatmen’s Bank Bldg.
Jones. Whipple Van Ness, Security Bldg.
Taussig, G. J., Boatmen’s Bank Bldg.
Edwards, A. N., 409 N. 8th Street.
Knickmeyer, L. W., 410 Olive St.
Theis, Albert & Sons, Inc., 410 Olive St.
Edwards, P. W. 409 N. 8th Street.
Waldemer, Edwin R., LaSalle Bldg.
Knight & Co., H. H., 403 Olive St.
Franc, Harry L „ 306 N. 8th.
Waldheim, Platt & Co., 306 N. 8th St.
Little & Hays Inv. Co., LaSalle Bldg.
Francis Bro. & Co., 222 N. 4th St.
Walker, G. H. & Co., Broadway & Locust Streets.
Francis, T. T., Francis Bro. & Co., 222 N. 4th St.
Louderman. Wm. M „ Bank o f Commerce Bldg.
Whitaker & Company, 300 North 4th Street.
Friedman, Brokaw & Samish, 711 St. Charles St.
Newhard, Cook & Co., 400 Olive St.
Wibbing, O. H „ Security Bldg.
Friedman, W. Stix. 711 St. Charles Street.
Wibbing, O. H. & Co., Security Bldg.
Otto, Edw. F., No. 6 Sunset Court, Normandy,
Fusz, Firmin D., Boatmens Bank Bldg.
Williams, J. Gates, 222 No. 4th St.
Missouri.
Fusz, Schmelzte & Co., Boatmen’s Bank Bldg.
NEW YO R K
NEW YORK STOCK EXCHANGE
h i Wall St.)
Officers:
Emil Schram, President;
Charles E. Saltzman, Vice-President and Secretary;
John Haskell, Vice-President;
^ (o n leave o f absence)
Ronald R. Westwood, Assistant Treasurer;
Charles Klem, Assistant Secretary;
Max Jacquin, Jr., Assistant Secretary;
A. Tate Smith, Special Assistant to the President.
S
Ä
Ä
Ä
'
Artnur ri. ^ranKiin, ireasurer,
George A. Cuff, Assistant Treasurer;
COMMISSION RATES ( Amended to November 9, 1938)
$4 per share and above but under $5---- ------- Not less than 8.0c per share
Rates to N on-m em bers, etc.
per share andabove but under $ 6 l_ _ _ ------Not less than 9.0c per share
w
per share andabove but under $ 7 . . . _____Not less than 10.0c per snare
On business for non-members and partners not members of the Exchange,
$7
per share andabove but under $8________ Not less than 11.0c per share
fTy-inding joint account transactions in which any such person is interested,
$8 per share andabove but under $9............... Not less than 12.0c per share
the commission shall be not less than the rates given below:
$9 per share andabove but under $10
(Base Rate)........ '-Me.______________ ._______ Not less than 13.0c per share
ON STOCKS, R IG H TS AND WARRANTS
$10 per share and above— ------------- i .............Not less than the 13 .0c base
rate plus 1.0c for each $10 of
(hereinafter referred to as “ stocks” )
the price per share
Except as to Ten-share U nit Stocks and Called S tocks:
Notwithstanding the fore
going, when the amount in
1/256 of $1 per share_____ u ________________ Not less than 0.1c per shard
volved in a transaction is less
1/128 of $1 per share................................... ...N o t less than 0.15c per share
than $ 10, the commission shall
1/6 4 of $1 per share and above but under
_ ■
_
.
be as mutually agreed; when
2 /3 2 of $1.................................- .....................N ot less than 0.5c per share
the amount involved is $10 or
2/3 2 o f $1 per share________ .______________ Not less than 0.5c per share
more but less than $50, the
Over 2/3 2 of $1 per share but under 8/3 2
,
.
minimum commission shall
0f
________ _______________________ ____ N ot less than 1.0c per share
be not less than 6% of such
8 /3 2 of l l per share and above but under „
.
.
amount or $1 whichever is
% of $ 1 - . . ...................... ......... i __________ Not less than 1.5c per share
greater; and when the amount
% of $1 per share and above but under $ 1 . . . Not less than 3.0c per share
involved is $50 or more, the
*1 per share and above but under $2............... Not less than 5.0c per share
minimum commission shall
$2 per share and above but under $ 3 . - Not less than 6.0c per share
be not less than $3.
$3 per share and above but under $ 4 . . . ------- Not less than 7.0c per share
(on leave o f absence)
'
Jonn C. Korn, Acting Secretary ;
Howland S. Davis, E xec . Vice-President;
F urther Inform ation on firms appearing In bold face type will be fou n d In the selected list o f Investm ent Dealers follow in g bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1955
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE— Continued
ON TEN-SHARE-UNIT STOCKS, RIGHTS AND WARRANTS
(hereinafter referred to as “ stock s")
As designated by tb e C om m ittee on Floor Procedure—except as to
Called Stocks:
Under $1 per share__________ »--------------------- Same as 100-share-unit stocks
$1 per share and above but under $2......................... Not less than 6.0c pershare
S2 per share and atfove but under $3______________ Not less than 7.0c pershare
$3 per share and above but under $4______________ Not less than 8.0c pershare
S4 per share and above but under $5______________ Not less than 9.0c pershare
$5 per share and above but under $6______________Not less than 10.0c pershare
$6 per share and above but under $7______________Not less than 11.0c pershare
87 per share and above but under $8______________Not less than 12.0c pershare
88 per share and above but under $9„_______ Not less than 13.0c per share
«9 Der share and above but under $10
(Base Rate)..........................................- .........Not less than 14.0c per share
«10 ner share and above..... .............................. Not less than the 14.0c base
SiU **
rate plus 1.0c for each $10 of
the price per share
Notwithstanding the fore
going, when the amount in
volved in a transaction is less
than $10, the commission shall
be as mutually agreed; when
the amount involved is $10 or
more but less than $50. the
minimum commission shall
be not less than 6% o f such
amount or $1, whichever is
greater; and when the amount
involved is $50 or more, the
minimum commission shall
be not less than $3.
ON CALLED STOCKS
Sec 2 Par (e): Notwithstanding the rates prescribed elsewhere in this
Section 2, the commission rates to members and non-members upon stocks
which pursuant to call or otherwise, are to be redeemed within twelve months
shall be such rates as may be mutually agreed upon provided, however, that
such rates shall apply to transactions in any specific stock only after the
Committee on Member Firms has made announcement to that effect, and
provided, further, that said Committee may determine special rates on any
or all such securities, reporting the same to the Board of Governors. (The
Committee on Member Firms has not determined any special rates on such
stocks.)
ON BONDS: per $1,000 o f principal
(except as stated below)
Under $10......... - ........................................ . „ . N o t less than 75c
$10 and above but under $100— ---------- ...N o t less than $1.25
$100 and above__ - ________________________ Not less than $2.50
Sec. 3, Par. (d): Notwithstanding the foregoing, the commission rates to
members or non-members upon obligations of the United Stal^, Puetro
Rico, Philippine Islands and States, Territories and Municipalises therein,
UDon bonds or notes having five years or less to run: and upon bonds or
notes which, pursuant to call or otherwise, are to be redeemed within twelve
months, shall be such rates as may be mutually agreed upon; P r o v e d ,
however, that the Committee on Member Firms may <
f^ ^ m ors
on any or all such securities, reporting the same to the Board of Governor.
Under this authority the Committee ha3 ruled that commissions shall be not
less than the rates given below:
ON BONDS OR NOTES HAVING FIVE TEARS OR
LESS TO RUN, AND BONDS AND NOTES
WHICH, PURSUANT T O CALL O R OTHER
WISE, A R E T O BE RE DE E M E D W IT H IN
TWELVE MONTHS (Per $1,000 o f prin cip al):
Under $10............. - ...................- .....................- ........... — Not less than 75c
$10 and above but under $100----------------------------------- Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price......................- ...................................... Not less than s<3'50
Not less than 96% or more than 110% of the redemp
tion price:
Six months or more________________________________Not less than $1.25
than six months— ----------------- --------- -M ay be mutually agreed upon
ON OBLIGATIONS OF THE UNITED STATES, Puerto R ico, P h ilip p l» e M » n O .
MEMBERS
Abbott, Proctor & Paine, 115 Broadway
Abraham, Alexander, 120 Broadway
Abraham & Co., 120 Broadway
Adler, Coleman & Co., 15 Broad St.
Ahern, John J., 61 Broadway.
Alker, Carroll B „ 61 Broadway.
Allan, Adrian R., Jr., 40 Wall St.
Amv, Joseph H., 120 Broadway.
Andersen, Oswald, 115 Broadway.
Anderson, Elliott M „ 71 Broadway. »
Anderson, Harry, 111 E. 56th St.
Anderson, Henry A., 120 Broadway
Anderson, W. Colford, 120 Broadway
Andrews, Posner & Rothschild, 60 Wall St.
Anness, Edw. C., 61 Broadway
Apy, Chester, 120 Broadway
Aronson, Bernard & Co., 30 Broad St.
Arrowsmith, Post & Welch, 115 Broadway.
Ash & Co., Mervin, 61 Broadway.
Asher, Harry W „ Jr., 60 Beaver St.
Asiel & Co., 11 Wall St.
Astor & Ross, 39 Broadway.
i i
Atterbury, Robert R., 445 Park Ave. Paterson,
n : J.
Auchincloss & Coleman, 14 Wall St.
Auchincloss, Parker & Redpath, 719 15th St.,
Washington, D. C.
M§M
I
Auerbach, Poliak & Richardson, 30 Broad St.
Augenblick, Harry A., 39 Broadway
Baar, Cohen & Company. 39 Broadway
Babcock, Henry D., 120 Broadway
Bach, Frederick F., 29 Broadway.
BACHE & CO., J. S „ 36 Wall St.
Bacon, Stevenson & Co., 39 Broadway.
Badham, Vernon C., 605 Lincoln Rd. Bldg.,
Miami Beach, Fla.
I
_ „
Baker, Alfred L. & Co., I l l So. La Salle St.,
Chicago, 111.
BAKER, W ATTS & CO ., Calvert & Redwood
Sts., Baltim ore, M d.
Baker, Weeks & Harden, 52 Wall St.
Baldwin, Peter, 42 Broadway.
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 65 Broadway
Bamberger, Max. 15 Broad St.
Barbee, Harry, 19 Rector St.
__
Barclay, Moore & Co., Fidelity-Phila. Trust Bldg.,
Philadelphia, Pa.
Barnwell, Arthur & Co., 100 Broadway
Baroni, William J., 120 Broadway.
Barrett & Company, 40 Exchange Place
Barry, Edwin J., 67 Broad St.
„
Barth, J. & Co., 482 California St., San Francisco,
Calif
Bartholomae, H. J., 120 Broadway.
Bartlett, Beni. D. & Co., 313 Vine St., Cincinnati*
Ohio.
Baruch, Sailing W.. 60 Beaver St.
Beân, Chas. H. & Co., Philadelphia, Pa.
Bear, Stearns & Company, 1 Wall St.
Beauchamp & Fagan, 41 Broad St.
Beer ¿¿Company, 817 Gravier St., New Orleans, La.
Beiden & Co.. 61 Broadway.
■
_ , .
Bell & Beckwith, 519-521 Madison Ave., Toledo,
Ohio.
■
Bendix, Luitweiler & Co., 52 Wall St.
Benedict, H. Guion, 14 Wall St.
Benedict. E. C. & Co., 61 Broadway
Benjamin, Hill & Company, 50 Broadway
Benjamin & Sternoach, 30 Pine St.
Bennet, Leslie L. & Company, 60 Broadway.
Bennett, James E. & Co., 50 Broadway
Bennett & Palmer, 165. Broadway
_ . ..
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
a
Benton & Nicholas, 115 Broadway.
Berliner & Co., I l l Broadway
Berman & Co., Pemberton. 49 Wall St.
Bernard, Winkler & Co., 11 Wall St.
Bernheimer, Edwin E., 1 Wall St.
Biddison & Co., N. D „ 39 Broadway
Biddle, Whelen & Co., 1606 Walnut St., Phila
delphia, Pa.
M
Bidwell, J. Truman, 50 Broadway
Billings, Olcott & Co., 52 Broadway
Bilofsky, Maxwell M ., 120 Broadway
BIOREN & CO., 1508 W alnut S t., Philadel
phia, Pa.
Bishop, Allen Reynolds, 50 Broadway
Blauner, Simons & Co., 25 Broad St.
Blinn. Prosper J., 42 Broadway.
Bliss & Co., 50 Broadway
Bliss, Julius, 120 Broadway.
Bloch, Elmer M „ 39 Broadway.
Block,Maloney & Co., 39 Broadway. ,
Blumenthal, Simon B., 50 Broadway.
Blun, George E., 115 Broadway.
Blvth & Bonner. 67 Broad St.
Boesel, Richard E., 50 Broadway.
Bogardus, Frost & Banning, 629 So. Spring St„
Los Angeles, Calif.
__M__| •
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
.- i s
N
Bond, McEnany & Co., 60 Beaver St.
Bonner & Gregory, 30 Pine S t
Boody, McLellan & Co , 111 Broadway
Bosten, Paul R., 120 Broadway.
Bouvier, John V., 3rd., 52 Broadway
Boylan, Robert P., 61 Broadway.
Bradford, J. C. & Co., 418 Union St., Nashville,
Bradshaw, Sydney P., 61 Wall St.
Bramley & Smith, 52 Broadway ,
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va
Brand, Grumet & Co., 120 Broadway
Brand, Michael J., Jr., 120 Broadway
Brandenburg & Co., I l l Broadway
Braumuller, Charles, 120 Broadway
Bregman, Abner, 1 Wall St.
Breining & Co.. 17 Battery Place
Brennan, John F., 1 Wall St.
Bright, Elmer H. & Co., 84 State St. Boston,
Mass.
Brill. D. Dudley. 61 Broadway.
Brinton & Co., 61 Broadway
Britt, Richard J.. 25 Broadway.
Brody, L. J. Stephen, 109 Killdeer Rd., Hamden,
Conn.
m
Brooks & Co., J. H., 135 Broadway.
Brooks, James W., 71 Broadway.
Brown, Alex. & Sons, 135 East Baltimore St.,
Baltimore, Md.
„ _
„ TTT „ 0 .
Brown Brothers, Hamman & Co., 59 Wall St.
Brown, James M ., Jr., 120 Broadway
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 1 Broadway.
Brown & Co., Vernon C „ 71 Broadway.
Brukenfeld, M. Ronald, 30 Broad St.
Brumley, Albert, 120 Broadway.
Brummer, Harold M ., 60 Wall St.
Brunner & Co., 61 Broadway.
Bruns, Edwin G.. 11 Wall St.
Bry, M. Edwin, 50 Broadway
Buchanan & Tomes, 120 Broadway
Buck & Co., Richard J., 39 Broadway
Buckley, John F., 120 Broadway
Burke, Walter F., 50 Broad St.
BURNET, W . E. & CO-, U W all S t.
Burnham & Company, 30 Pine St.
Burnside, I. H. & Co., 120 Broadway
Burr, Gannett & Co., 53 State St., Boston, Mass.
Burton, Cluett & Dana, 120 Broadway
Bushnell, Henry Thompson,! 39 Broadway
Butcher & Sherrerd, 1500 Walnut St., Philadelphia,
Pa
Butler, Herrick & Marshall, 30 Broad St.
Butler, Wick & Co., Union National Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck, Maurice S., 39 Broadway.
Byfleld & Co., 61 Broadway.
Byram, Hobart R., 42 Broadway.
Byrne, James F., 30 Broad St.
Bywater & Leary, 120 Broadway.
Cahill, Robert L., 40 Broadway
Cahn & Co., Frank B., Equitable Bldg., Baltimore,
Md.
Cahn, Joel G.. 39 Broadway.
Campbell, Henry G., Jr., 52 Broadway
Campbell, James, 42 Broadway
Campbell, Oliver S„ 26 Broadway.
Canavan, Eugene F., 42 Broadway.
Carey, Denis J.. 42 Broadway.
_
Carey, H. T., Joost & Patrick, 120 Broadway
Carhart, H. Whitfield, Jr., 120 Broadway
Carlebach, Herbert L., 60 Broad St.
Carlebach, Walter M ., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle & Jacquelin, 120 Broadway
Carmichael, Carson & Ashby, 52 Wall St.
Carreau & Co., 63 Wall St.
Carrere, John, 65 Broadway
___ , ,
Carstairs & Co., 1421 Chestnut St., Philadelphia,
Pa.
Carstens, Geo., 42 Broadway
Further in form ation o n firm s appearing in bold lace type w ill be fou n d in tb e selected list o f Investm ent Dealers foUowing ba n k list In each elty
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1956
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE— Continued
Carter & Co., 14 Wall St.
Caspary & Co., A. H., 50 Broad St.
Cassell & Co., H., 61 Broadway
Cavenee, Clark M ., 135 S. LaSalle St., Chicago,
111 .
Ceballos & Geer, 42 Broadway.
Chapin, Simeon B. Jr., 61 Broadway.
Chaplin & Co., 52 Broadway
Chapman, John S., 1 Wall St.
Chauncey & Go., 15 Broad St.
Clapp, Howard F., 120 Broadway.
Clark & Co., Charles, 72 Wall St.
Clark, Dodge & Co., 61 Wall St.
Clark & Co., E. W., Locust & 16th Sts., Phila
delphia, Pa.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, 111.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 19 Rector St.
Clucas & Company, E. W., 70 Pine St.
Coggeshall & Hicks, 111 Broadway
Cohen & Co., Edward L., 70 Pine St.
Cohen & Co., William W., 50 Broad St.
Cohen, Simonson & Co., 30 Broad St.
Cohn, Henry A., 120 Broadway.
Cohn, Martin L., Jr., 120 Broadway.
Cohu & Torrey, 1 Wall St.
Coleman, Eliot W „ 42 Broadway.
Coleman, R obert L. Jr., 133 Montgomery St.',
San Francisco, Calif.
Coleman, Townsend P., 42 Broadway.
Colgate & Co., Jas. B,, 44 Wall St.
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins & Co., D. R „ 61 Broadway.
Collins, John T „ 120 Broadway.
Collins, Roderick G., 61 Broadway.
Colvin, Harold R „ 14 Wall St.
Combs & Co., Wm. H., 25 Broadway
Cone, Henry H. Jr., 120 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conried, Richard G., 1 Wall St.
Content, Zuckerman & Co., 39 Broadway.
Cook, Charles K., 40 Wall St.
Cook, Harry, 40 Wall St.
Cooke, James F „ 42 Broadway.
Cooley & Co., 100 Pearl St., Hartford, Conn.
Conies & Booker, 40 Wall St.
Cosgrove, Warner, 120 Broadway.
Courts & Co., 11 Marietta S t, Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Craigmyle, Rogers & Co., 1 Wall St.
Crandell, Edwin H., 40 Exchange PI.
Crandell, Walter S., 25 Broad St.
Crane, McMahon & Co., 209 So. La Salle St.,
Chicago, 111.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front St.
Cunningham, Cyril E „ 42 Broadway.
Curran, William G „ Room 1403, 15 Broad St.
Curtiss, House & Company, tlnion Commerce
Bldg., Cleveland, Ohio.
Dabney. & Co., F. L., 10 Post Office Square,
Boston, Mass.
Dale, Chester, 115 Broadway.
Danirig, M. J., 60 Wall st.
Dann & Co., J. C., 287 Main St*, Buffalo.
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Va.
Davies & Co., Russ Bldg., San Francisco, Calif.
Davis & Co., Fellowes. 52 Broadway.
Davis & Co., J. W., I l l Broadway.
Davis & Davis, 10 Weybosset St., Providence,
R. I.
Davis & McIntosh, 65 Broadway.
Davis & Co., Morgan, 60 Beaver St.
Davis, Edward J., 120 Broadway.
Davis, Frank H., 120 Broadway.
Davis & Co., Paul H., 10 So. La Salle St., Chicago,
111.
Davis, Shelby Cullon, 61 Wall St.
Datis, Waters S., Jr., 60 Wall St.
Day & Co., R. L „ 14 Wall St.
de Coppet & Doremus, 42 Broadway
deCoppet, Robert F., 120 Broadway,
de Cordova & Bro.. Cyril, 25 Broad St.
Deery & White, 25 Broad St.
De Haven & Townsend, 30 Broad St.
Delafield & Delafield, 14 Wall St.
Demuth, Robert L „ 50 Broadway.
Denzer, Bernard E., I l l Broadway,
de Saint-Phalle, van Heukelon & Co., 67 Broad St.
De Veau, George P., 120 Broadway.
DICK & M ERLE-SM ITH, 30 Pine S t.
Diefendorf, Lindley, Warbuston & Co., 14 Wall St.
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon, George A., 36 Wall St.
Dobbs & Company, 50 Broadway.
Dominick & Dominick, 115 Broadway
Douglas & Company, F. H.,-61 Broadway.
Doyle & Company, Frank, 120 Broadway
Doyle & Co., M. D „ 1 East 57th St.
Draper, Sears & Co., 53 State St. Boston, Mass.
DREXEL & CO ., 15th and W alnut S t., Phila
delphia, Pa.
Dreyfus & Co., Herbert M., 70 Pine St.
Dreyfus, Walter, 70 Pine St.
MEMBERS
Drummond & Sierck, 120 Broadway.
Dryfoos, OrvilE., 50 Broad St.
DRYSDALE & CO., 71 Broadway
Duane, Richard B., 120 Broadway.
Duff & Co., J. Robinson, 1 Wall St.
Duffy & Co., Edward J., I l l Broadway.
Duncan, John C „ Jr., 14 Wall St.
Dunne & Co.. John V., 19 Rector St.
Dunscombe, Roger, 120 Broadway,
du Pasquier & Co., 11 Wall St.
du Pont (Francis J.) & Co. and Chisholm &
Chapman, 1 Wall St. •
Durand, Celestin A. & Son, 15 Broad St.
Durand, James F „ 120 Broadway.
Duryea & Co., 65 Broadway.
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 39 Broadway.
Edge & Co., C. N., 50 Broadway.
Edgerton, John J.. 61 Broadway.
Edmonds, William E., 39 Broadway
‘ Edmonds & Co., 30 Broad St,
EDWARDS & SONS, A. G ., 409 N. 8th St.,
St. Louts, M o.
Einstein & Co., H. G., 500 Fifth Ave,
Eisele & King, 9 Clinton St., Newark, N. J.
Eisemann & Co., Alexander, 120 Broadway.
Eising & Co., '25 Broad St.
Eising, George J., 25 Broad St.
Elder & Co., James Bldg., Chattanooga, Tenn.
Eliott & Co., Gilbert, 120 Broadway.
Elkins,/ Morris & Co., Land Title Bldg., Phila
delphia, Pa.
Elliott, Crawford & Co., 120 Broadway.
Ellis & Co., D. H., 14 Wall St. V
Elsaesser, George G., 120 Broadway.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Erdman & Co., 120 Broadway
Eric & Drevers, 115 Broadway.
Ernst & Company, 120 Broadway
Estabrook & Co., 40 Wall St.
Evans, Stillman & Co.. 14 Wall St.
Everett, Oliver H., 42 Broadway.
Fackert, William E., 120 Broadway.
Fahnestock & Co., 65 Broadway.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall St.
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, 111.
Ferris, Louis A., 70 Pine St.
FENNER & BEANE, 67 Broad St.
Filley, Oliver D., 49 Broad St.
Filor, Bullard & Smyth, 39 Broadway
Finch, Wilson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley, William V. B.. 42 Broadway.
Fine & Co.. W. A., 1 Wall StFisher, William, 120 Broadway.
Fitzgerald, Harold, 120 Broadway.
Fitzgerald, Joseph M., 14 Wall St.
Fitzsimmons, Joseph M ., 115 Broadway
Flinn, George H.t Jr., 551 Fifth Ave.
Foley, Frank J., 60 Beaver St.
Ford, Donald, 115 Broadway.
Forgie, David F., 120 Broadway.
Foster & Adams, 120 Broadway
Foster & Co., F. V., 50 Broadway
Foster, Marvin & Co., 120 Broadway.
Fowler, Thomas P., 15 Broad St.
Fowfies, Henry G., 120 Broadway.
Fox, Elliott D., 100 Broadway.
Fox, James M., 120 Broadway.
Fox, O’Hara & Co., 60 Broad St.
Francis, Bro. & Co., 4th and Olive Sts., St. Louis,
Mo.
Frank, A. Richard, 120 So. La Salle St.. Chicago,
111.
Frank & Co., Charles A., 44 Wall St.
Frank, Robert L „ 52 Wall St.
Frankhauser, Charles A., 120 Broadway.
Fransioli & Wilson, 61 Broadway.
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company, Albert, 120 Broadway
Friede, Leo, 1 Wall St.
Friedlander, Marcus S ., 120 Broadway
Friedman & Co., 30 Broad St.
Friedman, Brokaw & Samish, 711 St. Charles St.
St. Louis, Mo.
Friend, Walter W., 1 Madison Ave.
Fuerst & Co., Otto, 40 Wall St.
Fuerst, William, 1 Wall St.
Games & Company, 1 Wall St.
Gale, Alexander B f 40 Exchange PI.
Gammack & Co., 40 Wall St.
Gamwell & Co., 40 Wall St.
Garvin. Bantel & Co., 120 Broadway.
Gay, William Campbell, 1 Wall St.
Geddes, Gerald M ., 61 Wall St.
Gengler Bros., l Wall St.
Gengler. Joseph D., 1 Wall St.
Geran, Carroll V., Room 1129, 42 Broadway.
Gerham, Harry, 42 Broadway.
Gibb, Robert P., 120 Broadway.
Giblin, Walter M ., 40 Wall St.
Gilbert & Co., Clinton, 120 Broadway
Gildea. Charles A.. 39 Broadway
Giles, Norris & Hay, 39 Broadway.
Gilmor, Robert, 65 Broadway.
Gimbel & Co., 120 Broadway.
Gitterman, Joseph L „ Jr., 39 Broadway.
Glendinning & Co., Robert, Packard Bldg., S. E.
corner 15th and Chestnut Sts., Philadelphia, Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk
Big., Buffalo, N. Y.
Glore, Forgan & Co., 38 Wall St.
Goldman, Henry Jr., 50 Broadway
Goldman, Sachs & Co., 30 Pine St.
Goldsborough, William W., Jr., 1 Wall St.
Goldsmith & Co., H. W., 50 Broadway
Goldsmith, Joseph M ., 63 Wall St.
Goldstein & Co., Bernard J., 25 Broad St.
Goodbody & Co., 115 Broadway
Goodman, Jos. D „ 611 West Upsal St., Philadel
phia, Pa.
Goodwin, William H., 42 Broadway.
Gordon, Gerald M ., 120 Broadway.
Gordon & Walther, 115 Broadway.
Gosling, Woodley B „ 42 Broadway.
Gould, Clarence F., 120 Broadway.
Gould .Frank Jay, 165 Broadway.
Gould, Howard, 55 Liberty St.
Gradison & Co., W. D „ 408 Dixie Terminal Bldg.
Cincinnati, Onio.
Graham, Harry S„ 115 Broadway
Granberry & Co., 50 Broadway
Granbery, Marache & Lord, 120 Broadway.
Graves & Co., Gordon, 30 Broad St.
Greene, David J., 30 Broad St.
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 14 Wall St.
Greenway, Gilbert C. Jr., 370 Park Ave.
Gregory, George V., 42 Broadway.
Griffen, Cecil, 60 Beaver St.
Grüner, Otto H., 120 Broadway.
Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude, Winmill & Co., 1 Wall St.
Gunn, Norman, 30 Pine St.
Gutenstein & Lasdon, 25 Broad St.
Gwathmey, Archie B. 2nd., 60 Wall St.
Gwynne, Arthur, 48 Wall St.
Gwynne Brothers, 48 Wall St.
Haas, Mark A., 25 Broad St.
Hackney, Hopkinson & Sutphen, 25 Broad St.
Hagan, John Vincent, 42 Broadway.
Halladay & Co., 14 Wall St.
Halle & Stieglitz, 25 Broad St.
HALLGARTEN & CO., 44 Wall St.
Hall, J. Goodwin, 705 First National Bank Bldg :
Fort Worth, Tex.
Hamershlag, Borg & Co., 39 Broadway
Hamill, James T., 10 E. Market St., Indianapolis,
Ind.
Hahce, Earle W., 120 Broadway.
Hano & Co., 1505 Walnut St., Philadelphia, Pa.
Hardenbrook, Donald J., 120 Broadway.
Hardy & Company, 11 Broadway
Hardy & Co., Waller C.i, Kanawha Valley Bldg.,
Charleston, W. Va.
Harman & Co., 250 Park Ave.
Harrington & Co., 44 Wall St.
HARRIS, UPHAM & CO., 14 W all St.
Hartshorne, Harold, 61 Broadway.
Hartshorne, Harold, Jr., 61 Broadway.
Hartshorne, Robert D., 120 Broadway.
Hastings, Herbert R., 67 Broad St.
Hatch, E. Sanford, 61 Broadway.
Hatzfeld, Louis E „ 40 Wall St.
Haughey, Robert A., Jr., 120 Broadway.
Haupt & Company, Ira, 39 Broadway
Haupt, Stuart, 39 Broadway.
Hawkins, Roswell G „ 15 Broad St.
Hay, Fales & Co., 71 Broadway.
HAYDEN, STONE & CO., 25 Broad St.
Haydock, Schreiber & Co., 120 Broadway.
Hayes, Clarence R., 812 Oliver Bldg., Pittsburgh,
Pa.
Hays, William H., 71 Broadway
Hazelhurst, Andrew, 14 Wall St.
Hazlett, Burt & Watson, 215 Wheeling Steel Bldg.,
Wheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V., 40 Wall St.
Hecker & Co., Liberty Trust Bldg., Broad & Arch
Sts., Philadelphia, Pa.
Hedberg. O. Viking, 39 Broadway.
Helprin, William N., 29 Broadway.
Hemmerle, Joseph, 50 Broadway.
Hemphill, John, 120 Broadway.
Hemphill, Noyes & Co., 15 Broad St.
Henderson, Charles F. & Sons, 63 Wall St.
Henderson, Harrison & Co., 40 Wall St.
Hendrickson & Co., 115 Broadway..
Hentz & Co., H., 60 Beaver St.
Herbek, Anton W., 120 Broadway.
Hernon, Pearsall & Co., 120 Broadway
Herzfeld & Stern, 30 Broad St.
Hess, Walter W., 30 Broad St.
Hetherington, Doublier, 42 Broadway.
Hettleman & Co., 52 Wall St.
Hewitt, Lauderdale & Co., 39 Broadway
Hibbs & Co., W. B „ Hibbs Bldg., Washington,
D. C.
Hicks & Price, 141 W. Jackson Blvd., Chicago, 111.
Higham, Neville G „ 39 Broadway.
Hilbert, Condon & Bassett, 120 Broadway
Hilder.'M. Hubert, 61 Broadway.
Hill, Crawford, 2 East 55th St.
Further in form ation on firm s appearing in bold face type will be fou nd in th e selected list o f Investm ent Dealers follow in g bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1957
NEW YORK STOCK EXCHANGE— Continued
MEMBERS
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
HILLIARD & SON, J. J. B ., 419 W . Jefferson
St., Louisville, K y.
Hirsch, Lilienthal & Co., 25 Broad St.
Hirschberg, Harold, 39 Broadway.
Hirshon & Co., 61 Broadway.
Hiscoe, Reginald V., 11 Wall St.
Hoge, Underhill & Co., 120 Broadway
Hogle & Co., J. A., 132 Main St., Salt Lake City,
Utah
Holsapple & Co., 30 Pine St.
Homans & Co., 52 Wall St.
Hoppln Bros. & Co., 120 Broadway
Hornblower & Weeks, 40 Wall St.
Hovey & Co., Chandler, 82 Devonshire St.,
Boston, Mass.
Howe & Co., 40 Wall St.
Hoyt & Co., Colgate, 14 Wall St.
Hubbard, Edwin D., 29 Broadway.
Hughes & Bull, Sherry-Netherland Hotel, Fifth
Ave. at 59th St.
Hughes, John F., 120 Broadway;
Hulburd, Warren & Chandler, 208 S. La Salle St.,
Chicago, 111.
Hume & Thompson, 14 Wall St.
Hummer, Wayne & Co., 105 W. Adams St.,
Chicago, 111.
Hunnewell & Co., 49 Federal St., Boston, Mass.
Hunt, Gregory C., 120 Broadway.
Hurt & Rapalyea, 120 Broadway.
Hutchins & Parkinson, 50 Congress St., Boston,
Mass.
HUTTON & CO., E. F., 61 Broadway
Hutton & Co., W. E., 14 Wall St.
Hyde, William T., 120 Broadway.
Hyman, Charles J., 120 Broadway.
Hyman & Co., 40 Wall St.
Hynes, John M „ 120 Broadway.
Ingalls & Snyder, 100 Broadway
Irle, Willard S., 30 Broad St.
Jackson & Curtis, 115 Broadway.
Jackson & Wreszin, 71 Broadway.
Jacobs, Stanley R., 29 Broadway
Jacobson & Co., Benjamin, 61 Broadway
Jamieson & Co., 1225 First National-Soo Line
Bldg., Minneapolis, Minn.
Jelke & Co., Frazier, 40 Wall St.
Jenkins, William P., 67 Broad St.
Jenks, Kirkland & Co., 1421 Chestnut St., Phila
delphia, Pa.
Jennings, George C „ 60 Beaver St.
Jesup & Lamont, 26 Broadway
Jewel, Norman J., 14 Wall St.
Jewett, Newman & Co., 26 Broadway.
Johnson & Wood, 67 Broad St;
Johnson, Leeds, 49 Wall St.
Johnson, Robert G., 61 Broadway.
Johnston, Reed, 1 Wall St.
Jones & Co., 42 Broadway.
Jones & Co., Edward D., Boatmen’s Bk. Bldg.,
St. Louis, Mo.
Joseph & Co., Morris, 52 Wall St.
Joseph, J. Bernard, 60 Beaver St.
Josephthal & Co., 120 Broadway
Judson, Henry, 120 Broadway,
Junkin, Joseph de F.; 3rd., 42 Broadway.
Jurgens, Herman E., 42 Broadway.
Kahn, Elliott M., 44 Wall St.
Kahn, Gustave H., 25 Broad St.
Kahn, Harry, Jr., 120 Broadway.
Kamermayer, Henry, 120 Broadway.
Kaufman, Michael D. Jr., 30 Broad St.
Kaufmann & Co., Richard K., 120 Broadway.
Kaufmann, Leo, 25 Broad St.
Kay, Richards & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
Kay, William de Young, 61 Brbadway.
Kean, Taylor & Co., 14 Wall St.
Keehn & Co., Grant, 50 Pine St.
Keen & Co., 123 So. Broad St., Philadelphia, Pa.
Keenan, Henry C., 120 Broadway.
Kelley, Thomas F., 120 Broadway.
Kellogg, James Crane, 3rd, 120 Broadway.
Kemp. George $., 911 E. Main St., Richmond, Va.
Kennedy, Robert G., 40 Wall St.
Keppler, Emil A. C., 540 Morris Ave., Elizabeth,
N. J.
Kerngood & Co., 39 Broadway.
Kerr, E. Coe, 120 Broadway.
Kerr & Armstrong, 120 Broadway.
Kerr & Co., L. S., 14 Wall St.
Kevet, Ralph E., 120 Broadway.
Kidder & Co., A. M „ 1 Wall St.
KIDDER, PEABODY & CO., 17 Wall St.
Kimball, Hervey L „ 42 Broadway.
King, Frank E., 6070 Alton Road, Miami Beach,
Fla.
King, Herbert George, 14 Wall St.
Kirk & West, 39 Broadway.
Klauber, Murray, 36 Wall St.
Klingenstein, Paul H., 25 Broad St.
Knapp, Arthur Jr., 120 Broadway.
Knapp, Theodore J., 14 Wall St.
Koch & Co., Spencer B., 29 Broadway
Koehler, John H., 120 Broadway.
Kohler, Fish & Co., 63 Wall St.
Kraebel, Raymond H., 120 Broadway.
KUHN, LOEB & CO., 52-54 W illiam St.
Kutch & Co., 30 Broad St.
La Branche, Arthur E., 120 Broadway.
La Branche, Geo. M. L., 50 Broadway.
La Branche & Company, 50 Broadway
Ladenburg, Thalmann & Co.,' 25 Broad St.
Laidlaw & Co., 26 Broadway
Laird & Co., Nemours Bldg., Wilmington, Del.
Laird, Bissell & Meeds, 120 Broadway
Lamborn, Troup & Co., 11 Wall St.
Lamm, Harold J., 50 Broadway.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
Chicago, 111.
Lanahan, W. W., & Co., Calvert Bldg., Baltimore,
Md.
Langley & Co., W. C „ 115 Broadway
Lanman, Jonathan T. Jr., 120 Broadway.
Lapham, Frank E. Jr., 67 Broad St.
Larkin, Sylvester P., 135 Broadway
Lawrence & Sons, Cyrus J., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Leavitt, Phillip B., 50 Broadway.
Lee, Cornelius S. Jr., 49 Wall St.
Lehman Bros., 1 William St.
Lein, John P., 120 Broadway.
Leopold & Co., James M „ 64 Wall St.
Levi, Frank S„ 39 Broadway.
Levinson, Edwin D ., 39 Broadway
Levy & Co., Robert J., 25 Broad St.
Lewlnson & Co., Sidney, 120 Broadway.
Lewis & Co., John H., 14 Wall St.
Lewisohn & Sons, Adolph, 61 Broadway
Lewisohn, Frederick, 595 Madison Ave.
Libaire, Stout & Co., 50 Broadway
Liberman, Herman N., Jr., 25 Broad St.
Limburg, Alan M ., 39 Broadway
Linburn, Ernest A., 25 Broad St.
Linder, Harold F., 61 Broadway.
Lindley, Daniel Allen, 61 Broadway.
Lipper, Arthur, Jr., 120 Broadway.
Livingston, Gerald M., 57 E. 64th St.
Livingstone & Co., S. R>, Penobscot Bldg., Detroit,
Mich.
Lizars & Co., Rawson, 135 S. LaSalle St., Chicago,
111.
Lober Brothers & Co., 30 Broad St.
Lockwood, Peck & Co., 52 Broadway.
Loeb, Alsberg & Co., 120 Broadway.
Loeb, Carl M. Rhoades & Co., 61 Broadway.
Loeb, George A., 30 Pine St.
Loeb, Robert H., 30 Broad St.
Loew, W. G., 56 E. 93rd St.
Long & Co., 25 Broad St.
Louis & Co., J. C., 41 Broad St.
Low, Arthur J., 29 Broadway.
Lowell, James Russell, 1 Wall St.
Lowitz & Co., E „ 29 Broadway
Lown, Percy D., 120 Broadway.
Luber, Harry I., 40 Wall St.
Luke, Banks & Weeks, 61 Wall St.
Lummis, John M., 1 Wall St.
Lyon, W. Wallace & Co., 120 Broadway.
LYONS & CO., W . L ., 231 S. 5th St., Louis
ville, Ky.
Mabon & Co., 50 Broadway
MacArthur, Malcolm, 120 Broadway.
MacDonald & Co., 220 Real Estate Tr. Bldg.,
Philadelphia, Pa.
Mackay & Co., 14 Wall St.
MACKUBIN, LEGG & CO., 222 E. Redwood St.,
Baltim ore, M d.
MacQuoid & C o a d y .lll Broadway
Madden, Walter H., 120 Broadway.
v
Mahaffey, Birch 0 ., 2101 Missouri Pacific Bldg.,
St. Louis, Mo.
Mahoney, Walter J., 15 Broad St. .
Maier, Albert J., 42 Broadway.
Maier, John A., 42 Broadway.
Manheimer, DeWitt J., 50 Pine St.
Maples & Goldschmidt, South Norwalk Trust Co.
Bldg., South Norwalk, Conn.
Marcus & Co.. 25 Broadway
Marcus & Co., J. H., 25 Broadway.
Marks, Eric H., 61 Broadway.
Marks & Co., Laurence M ., 49 Wall St.
Marquis & Co., L. J., 41 Broad St.
Ma.rsa.lis & Co., Thomas, 19 Rector St.
Marshall, Campbell & Company, 61 Broadway.
Marshall, Levin R., 40 Wall St.
Masten, A. E., & Co., First National Bank Bldg.,
Pittsburgh, Pa.
Matheson & Lauro, 67 Broad St.
Mayer, Clinton 0 . Jr., 120 Broadway.
Mayer & Hart, 111 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McCarthy, Daniel F „ 52 Broadway
McClave & Co., 254 Park Ave.
McClellan, George R., 40 Wall St.
McDermott & Co., Peter P.. 65 Broadway.
McDermott, David H., 65 Broadway.
McDonnell & Co., 120 Broadway.
. McEneaney. Edward V., 120 Broadway
McFall & Co., O. A., 73 Madison Ave., Memphis,
Tenn.
„
McGeoch & Wormser, 14 Wall St.
McGough & Schuman, 61 Broadway.
McGregor, Irvine & Co., 1219 Chapline St.,
Wheeling, W. Va.
McIntyre, Hugh B., 120 Broadway.
McKay, N. Bruce, 42 Broadway.
McKelvey & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
McKenna, Arthur J., 120 Broadway.
McKenna, James, 15 Broad St.
McKennzie, Joseph E., 11 Wall St.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin, Joseph A., 120 Broadway.
McLean, Bishop & Warren, 42 Broadway.
McMannus & Mackey, 15 Broad St.
McShain, John, 17th & Spring Garden Sts..
Philadelphia, Pa.
McVickar, E. S. J., 49 Wall St.
Meehan & Co., M. J.. 30 Broad St.
M eifert, Robert F., 67 Broad St.
Melady, William J., 39 Broadway.
Mellick, J. Hartley, Jr., 120 Broadway.
Mellon, Charles Henry, 25 Broadway.
Mensch, Bernard L „ 29 Broadway.
Mensch, Milton, 29 Broadway.
Merrill & Co., 36 Pearl St., Hartford, Conn.
Merrill Lynch, E. A. Pierce & Cassatt, 70 Pine St.
Mesirow,»Norman, 135 S. La Salle St., Chicago, 111.
Miller & Dodge, 30 Broad St.
Miller Frank A., 25 Broad St.
Mills, Herbert L., 14 Wall St.
Minton & Co.. D. M., I l l Broadway
Mitchel, Whitmer, Watts & Co., 14 Wall St.
MITCHELL, HUTCHINS & CO., 231 S. La
Salle S t., Chicago, 111.
Montgomery, Rodman B., 14 Wall St.
Montgomery, Scott & Co., 120 Broadway.
Moore & Co., D. T „ 50 Broad St.
Moore, Leonard & Lynch, 115 Broadway.
Moore & Schley, 100 Broadway.
Moors & Cabot. I l l Devonshire St., Boston, Mass.
; Morgan & Company, Henry, 42 Broadway
Morris, Alfred M „ 61 Broadway.
Morris, A. W., & Co., 325 W. 8th St., Los Angeles,
Calif.
Morris, David V., 50 Broadway.
Morris, Jeremiah R., 120 Broadway.
Morris & Co., William, 52 Wall St.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W., 60 Beaver St.
Morse, Sidney N., 120 Broadway.
MOSELEY & CO., F. S., 14 Wall St.
Muir & Co., John, 39 Broadway.
Muller & Schryver, 40 Wall St.
Munn & McCauley, 30 Broad St.
Murphy & Co., G. M.-P., I l l Broadway
Myles, John L., 120 Broadway.
Nammack, Jerome W., 40 Wall St.
Nash & Co., I l l Broadway.
Neilson, C. Frederic, Jr., 115 Broadway.
Neilson, Louis, 120 Broadway
Nelson, Palen, 115 Broadway.
^
Neuberger & Berman, The Biltmore Hotel,,
Madison Ave. and 43rd St.
Neuberger, Harry H., 39 Broadway.
Newbold’s Son & Co., W. H., 1517 Locust St.,
Philadelphia, Pa.
Newoorg & Co., 30 Broad St.
Newburger, Loeb & Co., 40 Wall St.
Newcombe & Co., Chas. M ., I l l Broadway
Newhard, Cook & Co., 400 Olive St., St. Louis
Newman Bros. & Worms, 25 Broad St.
Newsome, John C „ 120 Broadway.
Newton, Robert P., 61 Broadway.
Nick & Co., J. F., 67 Broad St.
Nims, Arthur V., 11 Wall St.
Noble, Henry S., 42 Broadway.
.
Norris & Kenly, 209 S. LaSalle St., Chicago, 111.
Norris, Donald Lee, 61 Broadway
Noyes & Co., David A., 208 S. La Salle St.,
Chicago, 111.
—
Noyles, Julius
W. 65 Broadway.
Nugent, Igoe & Manning, 21 Commerce St.,
.Newark, N. J.
Nuttall & Co., R V., Park Bldg., Fifth Ave. and
Smithfield St., Pittsburgh, Pa.
O’Brien & Co., E. F., 15 Broad St.
O’ Connor, Lyons & Co., 50 Broadway.
O’ Gara & Co., Alfred, 209 S. La Salle St., Chicago
Oliphant & Co., Jas. H. 61 Broadway.
Orvis Brothers & Co., 14 Wall St.
Orvis, Schuyler A., 14 Wall St.
,
O’Sullivan, James J., Room 512, 39 Broadway.
Page, Francis S., 71 Broadway.
Paine, Webber & Co., 25 Broad St.
Parker, Alfred P., 59th St. & 5th Ave,
Parrish & Co., 40 Wall St.
Pearl, Dyer, 1 Wall St.
Peck, Barney, 120 Broadway.
Peet & Co., H. O., 23 W. 10th St., Kansas City,Mo.
Pell & Co., 14 Wall St.
Pell, Peake & Co., 120 Broadway.
Pelzer, Frederick W., Room 963, 120 Broadway.
Penington, Colket & Wisner, 70 Pine St.
Perkins, Efickson & Co., Powers Bldg., Rochester,
N. Y.
Pershing & Co., 120 Broadway.
Further Inform ation on firms appearing in bold face type will be fou n d in the selected list o f Investm ent Dealers follow in g bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1958
NEW YORK STOCK EXCHANGE— Continued
MEMBERS
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co.. Carl H., 25 Broad St.
Pillot, Andre P., 48 WaU St.
Piper, Alexander R., Jr., 42 Broadway.
PIPER, JAFFRAY & HOPWOOD, 115 S. 7th
S t., M inneapolis, M inn.
Pollard & Company, 120 Broadway.
Post, George B., 49 Broad St.
Potter, Eliphalet N., 42 Broadway.
Potter, J. W. Fuller, 120 Broadway
Potts, William Rockhill, 120 Broadway.
Prescott & Co., 101 Guardian Bldg., Cleveland,
Ohio.
Pressprfch & Co., R. W., 68 William St.
Price & Co., Geo. E „ 60 Beaver St.
Prince, F. H „ & Co., 15 Westminster St., Provi
dence. R. I.
Proctor, Cook & Cq„ 35 Congress St., Boston,
Mass.
Proskauer, Richman, 11 Wall St.
Pryibil, Paul, 120 Broadway.
Purcell & Co., Edward A., 65 Broadway.
Purcell, James G „ 115 Broadway.
Purdy, Strother B., 42 Broadway.
Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall & Hollister, 60 Wall St.
Quincey & Co., Chas. E., 25 Broad St.
Quinn, Benedict N „ 61 Broadway.
Quinn, Walter A., 120 Broadway.
Raebeck, William, 67 Wall St.
Raiss, John, 52 Wall St.
Raschen, John W., 42 Broadway.
Ray, Joseph B., 120 Broadway.
Rayner, Thomas, 42 Broadway.
Reckling, Harold M ., 42 Broadway
Reed & Co., 8 Foster St., Worcester, Mass.
Regan & Moore, 50 Broadway.
Reeves, Edward J., 67 Broad St.
Reid, Fergus, Jr., I l l Broadway.
Reilly, Wm. B.. 50 Freeman St.. Newark. N. J.
Reiner & Co., Milton E., 120 Greenwich St.
REINHOLDT & GARDNER, 400 L ocu st S t.,
St. L ouis, M o.
Reynolds & Co., 120 Broadway.
Reynolds, Fish & Co.. 120 Broadway.
Rheinstein, Sidney, 30 Pine St.
Rhodes, Edmund, 30 Broad St.
Rhodes, Gilbert L., 120 Broadway.
Rice & Co., Daniel F., 141 W. Jackson Blvd.,
Chicago, 111.
Rice, Edward J., 52 Wall St.
Rich & Clark, 65 Broadway.
Richard & Co., C. B., 44 Beaver St.
Richards, C. Fred. 52 Wall St.
Richards, Fred L „ 36 Wall St.
Richards, Hume & Heffernan, 14 Wall St.
Ristine & Co., F. P., 15 Broad St.
Riter & Co., 48 Wall St.
Rittmaster, David H „ 25 Broad St.
Rives, Reginald B., 120 Broadway.
Roberts & Co., 61 Broadway
Robertson & Co., 40 Wall St.
Robinson, Henry B., 1500 Walnut St., Philadel, phia, Pa.
Robinson, N. Dorsey, 120 Broadway.
. Rockefeller, Laurance S., 30 Rockefeller Plaza.
Roesler, Walter, 1 Wall St.
Rogers, Frank C .,1 Wall St.
Rogers, Wilbur H., 120 Broadway.
Rollins, Ernest C „ 52 Broadway.
Rollins, G. Edward, 70 Pine St.
Romaine, Theodore C., 61 Broadway.
Rose & Co., Luke H., 41 Broad St.
Rose, Raymond S., 30 Broad St.
Rosenau, Walter N.. 1 Wall St.
Rosenbaum & Co., Richard, 120 Broadway.
Rosenbaum & Co., William M „ 285 Madison Ave.
Rossbach, Laurence B „ 36 Wall St.
Rossmann & Co., F. L., 120 Broadway.
Roth & Co., B. H., 25 Broad St.
Roth & Co., E. J., 41 Broad St.
Rothschild & Co., 105 W. Adams St., Chicago, 111.
Rothschild & Co., L. F „ 120 Broadway.
Ruggles, Burnet R., 14 Wall St.
Russell, Marshall H., 39 Broadway.
Russell, N. S. F., Burlington, N. J.
Russhon, George, 19 Rector St.
Rutherfurd, John, 120 Broadway.
Sabater, William F., 42 Broadway.
Sachs, Melville Foreman, 30 Broad St.
Sackett & Co.. Ray P., 71 Broadway
Sagar & Co., W. S „ 30 Pine St.
Sage Henry W., Jr., 40 Wall St.
SALOMON BROS. & HUTZLER, 60 Wall St.
Salomon & Co., F. L., 30 Broad St.
Salomon, Robert S„ 60 Wall St.
Salomon, William, R „ 60 Wall St.
Salter, John A., 42 Broadway.
Salzer. Herbert D.. 120 Broadway.
Sam, Milton, 30 Broad St.
Samuel & Co.. Ralnh E.. 115. Broadway.
Sargeant, Maio & Co., Equitable Bldg., Denver,
Colo.
Sartorius, Engel & Co., 39 Broadway
Satterfield & Lohrke, 120 Broadway.
Scarritt & Bardach, 120 Broadway
Schafer Bros,, 120 Broadway.
Schafer, Myron, 30 Broad St.
Scheitel, Herbert, 32 E. 57th St.
Schenker, Adolph, 30 Broad St.
Schiff & Young, 25 Broad St.
Schirmer, Atherton & Co., 50 Congress St., Boston,
Mass.
Schoellkopf & Co., 70 Niagara St., Buffalo, N. Y.
Scholl, Thomas F., 50 Broad St.
Scholle Brothers, 40 Wall St.
Schonfield, Jacob, 60 Beaver St.
Schreiber, Pierrepont D., 120 Broadway.
Schubert, George C „ 60 Beaver St.
Schwabacher & Co., 600 Market St., San Fran
cisco, Calif.
Schwabacher, Herman S., 25 Broad St.
Schwartz, Herman, 39 Broadway.
Schweppe, E. Poynter, 39 Broadway.
Scott & Stringfellow, P. O. Box 1575, Richmond,
Va.
SCRANTON & CO., CHAS. W ., 209 C hurch St.,
New Haven, C onn..
Seaman, Henry Brevoprt, 42 Broadway.
Seaman, Joseph H „ 50 Broadway
Seasongood & Haas, 63 Wall St.
Stern, Edwin H., Jr., 120 Broadway
Stern, Frederick M., 70 Pine St.
STERN, LAUER & CO., 30 Pine St.
Sternberger, Henry S„ 1 Wall St.
Stevens & Legg, 67 Broad St.
Stevenson & Bartram, 120 Broadway.
Stewart. John A., 3rd, 120 Broadway.
Stokes, Hoyt & Co., 61 Broadway.
Stone Bros., 14 Wall St.
Stonehill, Harold S., 39 Broadway
Stout, Bayard Dominick, 120 Broadway.
Stralem, Pierre, 44 Wall St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 120 Broadway.
Straus, Ferdinand A., 50 Broadway.
Strauss, Max, 120 Broadway.
Strauss, Phillips & Co., 120 Broadway
Stroock & Co., Stephen J., 1 Wall St.
Struthers & Dean, 40 Wall St.
Sulzbacher, Granger & Co., I l l Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Swan & Co., J. E., 61 Broadway.
Sweetser & Co., 65 Broadway.
Swinnerton & Co., R., 36 Wall St.
Sykes, Howard C., 19 Rector St.
SELIGMAN & CO ., J. & W ., 65 Broadway.
Seligman, James, 30 Broad St.
Seligmann, George A., 120 Broadway.
Seligmann, Julius, Drawer 38, Station A., San
Antonio, Tex.
Selissberg & Co., 50 Broad St.
Seskis, John Y „ 50 Broad St.
Shaskan, George Lincoln, 40 Exchange PI.
Shaskan & Co., 40 Exchange PI.
Shaw, George W.y c /o Bell & Beckwith, Toledo,
Ohio.
Shea & Co., James F „ 60 Beaver St.
Shearson, Hammill & Co., 14 Wall St.
Shethar, John B., 120 Broadway.
Shields & Company, 44 Wall St.
Shields, Robert McC., 61 Wall St.
Shippee & Rawson, 111 Broadway.
Shufro, Rose & Co., 1 Wall St-.
Sichel, Eugene A., 120 Broadway.
Siegel, Isaac, 61 Broadway
Silberberg & Company, D. H., 63 Wall St.
Silverman, Clement M., 60 Beaver St.
Simmons, Cheston, 120 Broadway.
Simmons, E. H. H., 50 Broad St.
Simmons, Zalmon G „ Jr., 254 Park Ave.
SIMON & CO ., I. M ., 315 N. 4th S t., S t. L ouis,
M o.
Simonds, Robinson, 111 Broadway.
Sincere & Co., 231 S. La Salle St., Chicago, 111.
Singer, Deane & Scribner, Union Trust Bldg.
Pittsburgh, Pa.
Slater, Robert V., 39 Broadway.
Sloan, Benson B., 49 Broad St.
Smith, Barney & Co., 14 Wall St.
Smith, Bert V., Room 507, 50 Broad St.
Smith, E. Dutilh & Co., 1 Wall St.
Smith, E. E. T „ 14 Wall St.
Smith, Frank & Co.. 200 Fifth Ave.
Smith, Herbert L „ Jr., Clifton Farm, Orange, Va.
Smith, Kenneth R „ 120 Broadway.
Smith, Ralph C „ 115 Broadway
Smith & Co., Wilbur F., 40 Wall St.
Smith & Gallatin, 11 Wall St.
SM ITHERS & CO., F . S ., 30 Broad S t.
Snyder, Wilson & Co., 410 Madison Ave., Toledo,
Ohio.
Somers & Schafer, 50 Broadway
Sonn, Herbert H „ 39 Broadway.
Soucy & Co., 49 Federal St., Boston, Mass.
Sparks & Co., J. W., 50 Broadway
Spear & Leeds, 25 Broad St.
Sperber, Benjamin, 25 Broad St.
Spero & Klauber, 120 Broadway.
Speyer, Alexander C., Jr., 61 Broadway.
Spielman, David B:, 50 Broadway.
Soingarn & Co., Leopold, 29 Broadway
Sprague, Raymond & Co., 39 Broadway.
Stafford, Wm. F. Jr., 50 Broadway.
Stafford & Co., 1 Wall St.
Stamm & Co., A. L „ 120 Broadway
Stanton & Co., 42 Broadway.
Starkweather & Co., I l l Broadway.
Starr, William T „ 61 Broadway.
Stebbins. Ernest Vail, 42 Broadway.
Stein Bros. & Boyce. 6 S. Calvert St., Baltimore,Md.
Stein, Jules C., 9370 Burton Way, Beverly Hills,
Calif.
Steiner, Rouse & Company, 25 Broad St.
Sterling, Grace & Co., 50 Broad St.
Stern & Co., Allison, 25 Broad St.
Stern Brothers, 39 Broadway
Talcott, Potter & Co., 347 Madison Ave.
Talmage, John Û., 40 Exchange PI.
Tanburn, Stephen A., 50 Pine St.
Taylor, Bates & Co., 48 Wall St.
Taylor & Co., W. R. K., 120 Broadway
Tenney, Rockwell C., 40 Broad St., Boston, Mass.
Thaw, Lawrence Copley, 65 Broadway.
Thomas, Richard Russell, 120 Broadway.
Thomson & McKinnon, 11 Wall St.
Thomas, Williamson, 120 Broadway.
Thorne & Co., F. B. 14 Wall St.
Thurnauer, Arthur F., 25 Broad St.
Tierney, Andrew J., 120 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
Timmins & Company, J. R., 61 Broadway.
Tobey & Co., 29 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 120 Broadway.
Toerge & Schiffer, 40 Wall St.
Tompkins, Frederic P., 120 Broadway.
Townsend, Philip W., 30 Broad St.
TOWNSEND, ANTHONY & TYSON,^30 State
S t., B oston, M ass.
Townsend, Graff & Co., 120 Broadway.
Trask & Co., Spencer, 25 Broad St.
Trask, John J., 120 Broadway.
Travers & Taylor, 120 Broadway
Travers, Leo B., 120 Broadway.
Trimble & Co., 1421 Chestnut, Philadelphia, Pa.
Trubee, Collins & Co., M & T Bldg., Buffalo, N.- Y.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S., 50 Broadway.
Turnure & Co.. Lawrence. 1 Wall St.
Tweedy, Edmund R., 120 Broadway.
Ungerleider & Co., 41 Broad St.
Untermeyer, Milton F., 60 Beaver St.
Untermeyer, Milton F., ,Jr., 60 Beaver St
Vachio, Frank A., 42 Broadway.
Van Clief, Ray A., 617 Mutual Bldg., Richmond,
Va.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H., 1 Wall St.
Vesce, Anthony P., I l l Broadway.
Vesce, Joseph V., 71 Broadway.
Vietor, Common & Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall St.
Wadsworth, Willard, 1 Wail St.
Wagner, Stott & Co., 19 Rector St.
Wainwright & Co., H. C., 60 State St., Boston
| y jQ O g i
Wainwright, Luce and Willetts, 52 Wall St.
Wakeman, David G. Jr., 71 Broadway.
Waldheim, Platt & Co., 308 N. Eighth St., St.
Louis, Mo.
Walker & Co., G. H., 1 Wall St.
Walker & Sons, Joseph, 120 Broadway
Waller & Co.. 115 Broadway
Walston & Co., 265 Montgomery St., San Francis
co, Calif.
Ward, Charles J., 39 Broadway.
Ward. Gruver & Company, 40 Exchange Place.
Wardle, H. Allen, 40 Wall St.
Ware & Keelips, 100 Broadway.
Wasserman & Co., 40 Wall St.
F arther in form ation o n firms appearing In bold face type will be fou n d In the selected list o f Investm ent Dealers follow in g bank list in each city*
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1959
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE— Continued
MEMBERS
Watling, Lerchen & Co., Ford Bldg., Detroit, Mich.
Watson, Charles F „ Jr., 67 Broad St.
Watson, George E „ Jr., 1 Wall St.
Watson & Co., T. L „ 40 Wall St.
Watts & Lovell, 120 Broadway.
Weekes, Harold H., 30 Pine St.
Weil & Doyle, 30 Broad St.
Well, Arthur C., 25 Broad St.
Well, Sylvan E., 60 Bfcaver St.
Weingarten & Co., 61 Broadway.
Welles & Co., 14 Wall St.
WELLINGTON & CO ., 120 Broadway
Wenman & Co., 40 Wall St.
Wertheim, Albert, 120 Broadway.
WERTHEIM & CO ., 120 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley & Potter, 120 Broadway.
Wharton, Richard T., 115 Broadway.
White, Frederic N. Lawrence, 120 Broadway.
White, Leonard D., 20 Exchange PI.
White, Loomis L., 120 Broadway.
White, Weld & Co., 40 Wall St.
Whitehead, Edward R., 52 Broadway.
Whitehead, Edward R.. Jr.. 52 Broadway.
Whitehouse & Co., 1 Wall St.
Whlteley, Aubrey S„ 1 Wall St.
Whitman, Herbert S., 120 Broadway.
Whitney, Allen B „ Dock Road, East Islip, N. Y.
Whitney & Elwell, 30 State St., Boston. Mass.
Whitney (H. N.), Goadby & Co., 49 Wall St.
Wiesenbèrger & Co., Arthur, 56 Beaver St.
Wilcox & Co., 14 Wall St.
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams & Co., Blair S „ 25 Broad St. ■
Williams, Kenneth R „ 115 Broadway.
Williams & Southgate, 25 Broad St.
Williston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R „ 61 Broadway.
Wineman, Weiss & Co., 36 Wall St.
Winkhaus, John T. Jr., 120 Broadway.
Winmill, J. Bassett, 1 Wall St.
Winslow, Douglas & McEvoy, 120 Broadway
Winthrop, Mitchell & Co., 26 Broadway
Winthrop, Robert & Co., 20 Exchange PI.
Wtsner, Charles H., 40 Exchange Place.
Witter, Dean & Co., 45 Montgomery St., San
Francisco. Calif.
WOOD & CO., A .
Jr., 511 C hestnut S t.,
Philadelphia, Pa.
Wood, Chalmers, 67 Broad St.
Wood & Co., Langdon B., M & T Bldg., Buffalo,
N. Y.
Wood, Struthers & Co., 20 Pine St.
Wood, Walker & Co., 63 Wall St.
Woolner, Adolph, 36 Wall St.
Worthington, George L., 120 Broadway.
Wright, Charles C., 115 Broadway.
Wurts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
Wyle, John J., 50 Broadway.
Yarnall & Co., 1528 Walnut St., Philadelphia, Pa.
Yelin & Co., 41 Broad St.
Young, T. Sloan, 30 Pine St.
Zucker, Arthur A., 1 Wall St.
Zuckerman, Paul S„ 39 Broadway.
O H IO
CINCINNATI STOCK EXCHANGE
(208-209-210 Dixie Terminal Bldg.)
Officers: Milton W. Lepper, President
J. B. Reynolds, Vice-President;
E. J. Weston, Treasurer;
Chas. H. Steffens, Secretary
SCHEDULE OF RATES OF COMMISSION (March 1,1 936 )
ON STOCKS
Price
Rate Per Share
Selling under $1.00 per share . . ..........................A s determined by member
SAtUng at $1.00 per share and below $5.00 per share___Not less than 7>£c
Selling at $5.00 per share and below $10.00 per share..N ot less than 15c
Selling at $10.00 per share and below $150.00 oer share.Not less than 25c
Selling at $150.00 per share and below $200.00 per share.Not less than 50c
Selling at $200.00 per share and below $300.00 per share.Not less than $1.00
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
Selling at $400.00 per share and over...... ............ .......... Not less than $2.00
M INIM UM COMMISSION ON STOCKS
Provided, however, that on every transaction which involves an amount
of $15.00 or more, the minimum commission shall be not less than $2.50.
A transaction which involves under $15.00, the minimum commission shall
be as determined by the broker.
Price
ON RIGH TS AND WARRANTS
Bate Per Right
or Warrant
Hailing under 50c____|........... ................................ (as mutually agreed upon)
3c
Selling at 50c but under $1.00________________________ Not less than
Selling at $1.00 but under $5.00.... ......... ....... ...................Not less than 5c
Selling at $5.00 but under $10.00............................. ........ Not less than 7 ^ c
Selling at $10.00 and above................................................Not less than 15c
MINIMUM COMMISSION ON RIGHTS AND WARRANTS
Provided, however-, that on every transaction which Involves an amount
of $5.00 or more, the minimum Commission shall be not less than $1.00.
A transaction which involves, under $5.00, the minimum Commission shall
be as determined by the Droker..
FRACTIONAL SHARES
There «hail be charged a Commission not less than 50 cents on fractional
JOINTLY LISTED STOCKS
As to stocks and rights which are listed on the New York Stock Exchange,
the Commission shall not be less than are provided Dy the rules o f the New
York Stock Exchange. Whenever the Board of Trustees however, deems
advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, in which the Commission
shall not be less than are provided by the rules of such other Exchanges.
(A luminum Industries, American Laundry Machinery, Eagle Picher Lead,
and Waco Aircraft all traded in on the New York Curb have been so
designated.)
BONDS
The Commission charge on all bonds, except that of U. S. Bonds, is onequarter of one per cent on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
RATES TO MEMBERS— GIVE-UPS. On stocks listed only on the
Cincinnati Stock Exchange the Commission shall not be less than the rates
given below:
R ate per share
Selling under $1.00 per share.................................... as mutually agreed upon
Selling at $1.00 but under $5.00........................
Not less than lc
Selling at $5.00 but under $10.00........................................... Not less than 3c
Selling at $10.00 and above_____________________________ Not less than 4e
On stocks listed jointly on the New York and Cincinnati Stock Exchange
the Commission shall not be less than the rates given below. (These rates
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Picher Lead, U. S. Playing Card and Waco Aircraft, which are traded in
on the New York Curb.)
Selling under $1.00 per share.................. ............. --as mutually agreed upon
Selling at $1.00 but under $5.00................................. - ......... Not less than le
Selling at $5.00 but under $10.00...........................................Not less than 2c
Selling at $10.00 and over...................................... ............ Not less than 2H c
CLEARANCE BUSINESS
On odd lot business in a stock in which an odd lot book is operated, the
give up fee shall not be less than one-half the regular give up rate.
RATES TO MEMBERS— On business for members of the Exchange
when the principal is not given up, the Commission shall not be less than
one-half of the non-member rates.
The Commission on rights and warrants shall be the same as on stocks,
except in the case of rights and warrants selling below $1.00 on which the
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
value on bonds.
REGISTERED FIRMS
Hill & Co., Carew Tower.
Hill, Kenneth P., Carew Tower
Hutton, W. E. & Co.. First National Bank Bldg.
Hutton, J. M ., First Natl. Bank Bldg.
Jones, Herbert A., 408 Dixie Terminal Bldg.
Simpson, Wm. S., Union Trust Bldg.
Stephenson & Potter, Union Central Bldg.
Stephenson, S. F ., Union Central Bldg.
Stout, Gardner D „ 115 Broadway, New York, N.Y.
Lepper, A., & Co., First National Bank Bldg.
Lepper, Milton W „ First Natl. Bank Bldg.
Lowenthal, Ben, 209 Dixie Terminal Bldg.
Tyree, Victor L., 2324 Park Ave.
Dominick & Dominick, 115 Broadway, New York.
Fox & Co., W. E., Fourth Natl. Bank Bldg.
Friedlander, A. J., 313 Vine St.
LYONS & CO., W. L ., St. Paul Bldg.
Nussloch, Leo J., Fourth Nat’l Bank Bldg.
WEIL, ROTH & IRVING CO., THE, 217
Dixie Term inal Bldg.
Reiter, C. H., & Co., Union Trust Bldg.
Reiter, Clifford H., Union Trust Bldg.
2
Reynolds, C. K., 50 Broadway, New York, N. Y .
Reynolds, Jos. B., 313 Vine St.
Westheimer, Chas. I., First National Bank Bldg.
Westheimer & Co.. First National Bank Bldg.
Weston, E. J., St. Paul Bldg.
Bartlett, Benj. D. & Co., 313 Vine Street.
Barth Co., J. L., Dixie Terminal Bldg.
Beiser, Geo. W., 217 Dixie Terminal Bldg.
Cohle, H. B. & Co., Union Trust BMg.
Cohle, Herman B., Union Trust Bldg.
Créé, H. Ellwood, 144 N. E. 2nd Ave., Miami, Fla.
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.
GRANBERRY & CO., 50 Broadway, New Y ork,
N. Y.
Further in form ation on firms appearing In bold face type will be fou nd In the selected list o f Investm ent Dealers follow in g bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1960
CLEVELAND STOCK EXCHANGE
Officers: Russell I. Cunningham, President;
Prices
Stocks Selling
V Under $1
$
1
10
25
50
125
300
500
and
and
and
and
and
and
and
SCHEDULE OF COMMISSION RATES
Effective February 26, 1940
L .H. Murfey, Vice-President;
Wm. J. Perry, Acting Secretary.
SUBSCRIPTION RIGH TS
C om m ission
per Share
3c
Minimum commission $1.00
up to and including
9 % ________________ . . . __________ 7% c
15c
up to and including 24% - .........- ........... ............. ¡'¿-SS__ _
up to and including 4 9 % _________ ____ _______ . . . . . . i . . 25c
up to and including 1 2 4 % ______
30c
50c
up to and including2 9 9 % ...............
up to and including4 9 9 % .........
75c
o v e r ..___________ _________ . . . __________________________$1.00
Minimum
Commission
Rate Per Right
Under 50c______________________________________________________
*
50c but under $1_____________I__________________________________ _ 3c t
$ 1 and up to and including 4 % ____________ ______ ________ _____
5c
$ 5 and up to and including 9%-______________ __________________
7%c
$10 and above______________________________ ___________________ 15c
Selling Price
Per Right .
*Commission may be mutually agreed upon
t Minimum Commission $1.00
M INIMUM
Notwithstanding the foregoing the minimum commission, when the amount
involved in a transaction is less than $10, shall be as mutually agreed; when'
the amount involved is $10 or more, but less than $50, the minimum com
mission shall be not less than 6% of such amount or $1, whichever is greater;
and when the amount involved is $50 or more the minimum commission
shall be not less than $3.
BACHE J. S ., & CO ., 200 N ational City Bldg.
*Bahl, Jr., Gaylord W., Mansfield, Ohio.
Banning, S. S., 1582 Union Commerce Bldg.
Bates, E. L.
Baugh, Daniel III, 1280 Union Commerce Bldg.
Beane, A. C., Jr., Leader Bldg.
*Bell & Beckwith. Home Bank Bldg., Toledo, Ohio
Birchard, L. O., 101 Guardian Bldg.
Borton, Kay & Co. Inc., 1837 Union Commerce
Bldg.
Borton, T. E., 1837 Union Commerce Bldg.
Brown, P. W., Hornblower & Weeks, 1040 Union
Commerce Bldg.
Butler, Wick & Co., Youngstown, Ohio.
Cayne, M. A., Fidelity Bldg.
Cayne, M. A. & Co., Fidelity Bldg.
*Collin, Norton & Co., Gardner Bldg., Toledo, O.
Cunningham, R. I., Cunningham & Co., 1846
Union Commerce Bldg.
Cunningham & Co., 1846 Union Commerce Bldg.
Curtiss, House & Co., 1201 Union Commerce Bldg.
Ely, S. Prescott, Curtiss, House & Co., 1201
Union Commerce Bldg.
Fenner & Beane, Leader Bldg.
Gillis, Russell & Co., 1582 Union Commerce Bldg.
Glick, Robert J., Prescott & Co., 101 Guardian
Bldg.
Gottron, Richard A., Gillis, Russell St Co., 1582
Union Commerce Bldg.
David Q. Skall, Treasurer;
BONDS
All Bonds (except those with a maturity date within two years). .
With a maturity date within two years____________ ± ________
MEMBERS
Graves, Forrest A.-, 1846 Union Commerce Bldg.
Halle, E. S., Will S. Halle & Co., 511 Swetland
Bldg.
Halle & Co., Will S„ 511 Swetland Bldg
Hawley, Dudley A., Hawley, Shepard & Co., 1436
Union Commerce Bldg.
Hawley, Shepard & Co., 1436 Union Commerce
Bldg.
Hayden, Miller & Co., 1250 Union Commerce Bldg.
Hornblower & Weeks, 1040 Union Commerce Bldg.
Jackson & Curtis, 1737 Union Commerce Bldg.
Macklin, Gordon S „ 1280 Union Commerce Bldg.
Macklin, Gordon & Co., 1280 Union Commerce
Bldg.
Mason, Lloyd H., 25 Broad St., New York, N. Y„
Masters, Olan B., Union National Bldg., Youngs
town, Ohio
McClintock, A. R „ 1040 Union Commerce Bldg.
McConnell, Edw. S.
McDonald-Coolidge & Co., 1001 Union Commerce
Bldg.
McLaren, H. B „ 1001 Union Commerce Bldg.
Merrill Lynch, E. A. Pierce & Cassatt, 215
Cuyahoga Bldg.
Morrow & Co., 1147 Union Commerce Bldg.
Morrow, F. W „ 1147 Union Commerce Bldg.
Murch, Maynard H., 1186 Union Commerce Bldg.
Murch & Co., Maynard H., 1186 Union Commerce
Bldg.
(Associate Members*)
Minimum
Commission
Per $1000
Par Value
$2.50
1.25
Murfey, Latham W., Curtiss, House & Co., 1201
Union Commerce Bldg.
Paine, Webber & Co. ,1111 Terminal Bldg.
Perkes, Albert E., 736 Union Commerce Bldg.
Prescott & Co., 101 Guardian Bldg.
Robbins, Gunn & Co., 2007 Union Commerce Bldg.
Robbins, William T., 2007 Union Commerce Bldg.
Sampliner, S. H., 200 National City Bldg.
Saunders, E. A.
Schmitt, Ralph S „ 1250 Union Commerce Bldg.
Schudt, Charles, 1737 Union Commerce Bldg.
Schultz & Co., L. J., 736 Union Commerce Bldg.
Schultz, L. J., 736 Union Commerce Bldg.
*Secor, James J., Home Bank Bldg., Toledo, Ohio
Skall, David G., 2031 Union Commerce Bldg.
Skall & Co., David G., 2031 Union Commerce
Bldg.
Smith, W. H., 215 Cuyahoga Bldg.
Snyder, Robert W „ 2027 Union Commerce Bldg.
Snyder & Co.. W. S., 2027 Union Commerce Bldg.
Stanley, A. D.
Stanley, Willard C.
Stern, Morton F., 200 National City Bldg.
Stiver, Lawrence, 200 National City Bldg.
*Walbridge, W. Sinclair, Gardner Bldg., Toledo,
Ohio.
Wellsted, T. C.
Witt, John P., 2029 Union Commerce Bldg.
Witt, John P. & Co., 2029 Union Commerce Bldg.
PEN N SYLVAN IA
PHILADELPHIA STOCK EXCHANGE
O fficers:
B. Frank Townsend, Jr., President; Edgar Scott , Vice-President; John R. Huhn, Jr., Secretary;
Thomas B. Gravatt, Assistant Secretary, Assistant Treasurer and Auditor.
Frank E. Baker, Treasurer;
COMMISSION RATES
( March 1, 1937)
NON-MEMBER COMMISSION RATES ON STOCKS
AND SUBSCRIPTION RIGHTS
M inim um
Selling Price Per Share
C om m ission
Rate Per Share
_________ 0.1c per share
1/256 o f $ l ...v ............................................... S
1/128 of $1________________ ______ ______ ______ . . ______ 0.15c per share
From 1/64 of $1 to 1/16 of $1.......... _............. ......... ........... 0.5c per share
From 3/32 of $1 to 7/32 of $1____________ . _________ 1.0c per share
From % of $1 to 15/32 of $ 1 ______ _____ ____ ___________ 1.5c per share
From % o f $1 to 3J/32 of $1______ _____ _____ ________ __ 3.0c per share
From $1 to $ 1 % _________________ - ...................................... 5.0c per share
From $2 to $ 2 % ___ __________________________ !_________ 6.0c per share
From $3 to $ 3 % _______ ________ 1_______________Ï ______ 7.0c per share
From $4 to $ 4 % ................................ ...................................... 8.0c per share
From $5 to $ 5 % ___ t ....................................- ........................ 9.0c per share
From $6 to $6 % .............................................. ........... _ . ......... 10.0c per share
From $7 to $7 % _____________ ___________ _____ _____ _11 .Oc per share
From $8 to $ 8 % .__________________________________ ;___ 12.0c per share
From $9 to $ 9 % _________________ ____ _____ ____________ 13.0c per share
From $10 to $1 9% ____________ _____ . ______ ______ . . . . . 14.0c per share
From $20 to $2 9% ____
..1 5 .0 c per share
From $30 to $ 3 9% ......
16.0c per share
From $40 to $4 9% ......
17.0c per share
From $50 to $5 9% ________
18.0c per share
From $60 to $6 9% ____________________ j . _______________19.0c per share
From $70 to $7 9% _____________
.20.0c per share
From $80 to $8 9% ........
21.0c per share
From $90 to $9 9% ___________
22.0c per share
For each additional $10 or fraction thereof_______________ 1.0c additional
M in im u m Charge Per Transaction— Notwithstanding the foregoing,
when the amount involved in a transaction is less than $10, the commission
shall be as mutually agreed; when the amount involved is $10 or more but less
than $50, the minimum commission shall be not less than 6% of such amount
or $1, whichever is greater; and when the amount involved is $50 or more,
the minimum commission shall be not less than $3.
BONDS
Per $1000 o f principal (except as stated in Article X X V I, Section 2 (d)
of the Constitution);
Under $10________ ________ ______________________ ...N o t less than 75c
$10 and above, but under $100_______________________Not less than $1.25
$100 and above___ .-._________ ____________ ______ ...N o t less than $2.50
Exception to C om m ission Rates, effective January 20,1938:
Members are permitted to charge a commission equal to that in force in
any dual market in which a security is traded.
Between Members
BONDS
W hen Cleared
Not Jess than eighty cents for each $1000 bond.
W hen N ot Cleared
Not less than fifty cents for each $1000 bond.
STOCKS
W hen Cleared
Price
Rate Per Share
Selling under 50c..... ...... .................... ......... ............. . . ___As mutually agreed
Selling at 50c and above, but under $1.00....................... Not less than %c
Selling at $1.00 and above, but under $10.00__________ Not less than lj| c
Selling at $10.00 and above, but under $50.00____
Not less than 5c
Selling at $50.00 and above, but under $100.00________ Not less than 6c
Selling at $100.00 and a b o v e ........................
Not less than 7c
W hen N ot Cleared
Price
Rate Per Share
Selling under 50c________________________________ ____ As mutually agreed
Selling at 50c and above, but under $1.00____ ________ Not less than %c
Selling at $1.00 and above, but under $10.00__________ Not less than 1c
Selling at $10.00 and above, but under $100.00...............Not less than 2c
Selling at $100.00 and a b o v e ..._____. . . __________ ___Not less than 2%c
STOCK SUBSCRIPTION R IG H T S
W hen Cleared
Price
Rate Per Share
Selling under 50c..................... ......... ..... ............................As mutually agreed
Selling at 50c and above, but under $1.00...... ........... ..... Not less than l% c
Selling at $1.00 and above,-but under $5.00___________Not less than 2c
Selling at $5.00 and above, but under $10.00__________Not less than 2%c
Selling at $10.00 and above........... ................................... Not less than 4c
W hen N ot Cleared
Price
Rate Per Share
Selling under 50c____ ________________________________ As mutually agreed
Selling at 50c and above, but under $1.00_____________ Not less than % c
Selling at $1.00 and above, but under $5.00....................Not less than % c
Selling at $5.00 and above, but under $10.00................ .N ot less than lc
Selling at $10.00 and above__________________________ Not less than 2c
, The minimum commission on any transaction between members shall be
25c.
Further Inform ation on firms appearing In bold face type will be fou nd In the selected list o f Investm ent Dealers follow in g bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1961
STOCK EXCHANGE MEMBERS
PHILADELPHIA STOCK EXCHANGE— Continued
MEMBERS
Ashton, Augustus Trask, 1502 Finance Bldg.
Graff, Frank M „ 1411 Walnut St.
Greene, Norman J., Berwyn, Pa.
Greenwood, H. T. & Co., 1411 Walnut St.
Greer, Thomas Raymond, Alden Park Manor
(Germantown).
Guarniery, Robert Y., 518 Stock Exchange Bldg.
BACHE, J. S., & CO., 1411 W alnut St.
Bachman, Frank H „ 212 So. 15th St.
Baker, Weeks & Harden, 1421 Chestnut'St.
Banks, Clayton F „ 123 So. Broad St.
Barclay, Henry C., Chestnut Hill, Pa.
Barclay. Moore & Co., 123 S. Broad Street.
Bayuk Brothers Packard Bldg.
Bean, Chas. H., 123 S. Broad St.
Beers, Allen E., & Co., Allentown, Pa.
Bernstein, Harry L., 518 Stock Exchange Bldg.
Biddle & Co., Moncure, 1520 Locust Street.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren, John S., 1508 Walnut Street.
Hackett, W. N. & Co., 212 So. 15th St.
Hammitt & Co., 602 Stock Exchange Bldg.
Hamstrom, Walter, 6326 Ross St., Germantown.
Harper, James B., Stock Exchange Bldg.
Harrison & Co., 123 S. Broad Street.
Hauberger, George H „ 609 Stock Exchange Bldg.
Hecker & Co., Liberty Trust Bldg.
Hopper, Soliday & Co.. 1420 Walnut St.
Hornblower & Weeks, 1429 Walnut Street.
Huhn, John R., Jr., Stock Exchange Bldg.
Hutton & Co.. W. E.. 1529 Walnut St.
BIOREN & CO., 1508 W alnut Street.
Jefferis, W. Harper, 1411 Walnut St.
Jenks, Kirkland & Co.,T421 Chestnut St.
Jones, Miller & Co., Commercial Trust Bldg.
Boenning & Co., 1606 Walnut Street.
Brown, Howard B., 1616 Walnut Street.
Brown (Vernon C.) & Co., 71 Broadway, New
York, N. Y.
Brown Brothers Harriman & Co., 1531 Walnut St.
Brylawski, Edward, 1411 Walnut St.
Brylawski, Edward L., 1411 Walnut St.
Buckley Brothers, 1529 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
Kahn .Charles, Provident Trust Bldg.
Keen & Co., 123 So. Broad St.
Kennedy & Co., 2115 Land Title Bldg.
Kennedy, Oscar A., 1411 Walnut St.
Kolb, Robert A.. 1608 Walnut St.
Carstairs & Co., 1421 Chestnut St.
Cherry, Robert, Jr., 113 So. Fifth St.
Clark, E. W., & Co., 16th and Locust St.
Clark, Kenneth R.. 1500 Walnut St.
Claybaugh, Blair F. Co., Harrisburg, Pa.
Clucas, (E. W.) & Co., 70 Pine St., New York,
N. Y. ;
Cook, Elmer A., Trenton, N. J.
Ladenburg, Thalmann & Co., 25 Broad St., New
York, N. Y.
Laird, Bissell & Meeds, 1528 Walnut Street.
Lawson, W. L., Union League.
Lee, John K., 1411 Walnut St.
Lilley & Co., Packard Bldg.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 2 Rector St., New York, N. Y.
Louchheim, Walter C., 44 Wall St., New York, N. Y.
Dackerman & Waber, 517 Stock Exchange Bldg.
Davis, Robert Hare, 1411 Walnut St.
deCoursey, Stephen HV, 328 Chestnut St.
DeHaven & Townsend. 1513 Walnut Street.
Devine, Walter J., Jr., 1411 Walnut St.
Diffenderffer, Charles H., 335 Aubrey Rd., Wynnewood, Pa.
Dixon, Fltz Eugene. 1421 Chestnut St.
Donoghue & Makiver, 1411 Walnut St.
Palmer & Co., E. W., Commercial Trust Bldg.
Parke, John S., 1513 Walnut St.
Parrish & Co., 212 So. 15th St.
Parrish, Joseph, 212 So. 15th St.
Paul, William P „ Drexel Bldg.
Pennington, Colket & Wisner, 123 S. Broad St.
Phillips, Samuel K „ & Co., 1317 Packard Bldg.
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N. J.
Rakestraw, Betz & Co., 123 So. Broad St.
Reynolds & Co., 1500 Walnut St.
Ristine, F. P., & Co., 123 S. Broad Street.
Rosenbaum, Leon, 6803 N. 12th St.
Rourke, William J., Packard Bldg.
Rowe, Robert G., 1429 Walnut St.
Sailer. A. J. & Co., 113 S. 5th Street.
Schwarz, Henry F., Wayne, Pa.
Seeds, Joseph R., Jr., 1513 Walnut St.
Seeler & Co., 1510 Chestnut St.
Sloane, Harry, Stock Exchange Bldg.
Smith, Barney & Co., 1411 Chestnut Street.
Smith, H. Russell, Harrisburg, Pa.
Smith, W. Hinckle, Girard Trust Co. Bldg.
Snyder, Geo. E., & Co., 600-601 Stock Exchange
Bldg.
Sparks, J. W., & Co., 1510 Chestnut Street.
Spiegelman, Solomon B., 518 Stock Exchange Bldg.
Starr & Co., 123 S. Broad Street.
Steppacher, Lester G., Stock Exchange Bldg.
Strecker, Daniel E., 3451 Frankford Ave.
Suplee, Jr., Horace L., 1411 Walnut St.
Suplee, Walter S „ 1411 Walnut St.
Sutro Bros. & Co., 120 Broadway, New York,
N. Y.
Taylor, Roland L „ 1100 Morris Bldg.
Thompson, Edward S „ 1327 Spruce St.
Townsend, Philip W „ 1513 Walnut St.
Townsend, W. De H ., 1513 Walnut St.
Turner, Gill & Crouter, 1614 Packard Bldg.
Turton & Tague, 1411 Walnut St.
Vrooman, Samuel B., Jr., 1411 Walnut St.
Fearon, Charles, 511 Chesnut St.
Flynn, Bernard J., 4039 Walnut St.
Freed, David B., 109 So. 3rd St.
Friedman, Bernard P., 1411 Walnut St.
Fuller, W. A. M .. & Co., 1510 Chestnut Street.
MacDonald & Co., Real Estate Trust Bldg.
Masland, James G., 1500 Walnut St,
Matthes, Percy E., 305 Land Title Bldg
Matthews, Caldwell F., 1411 Walnut St.
Matthews, Frank C., Stock Exchange Bldg.
McCauley, Francis J., San Francisco, Calif.
McCreery, Samuel, 123 S. Broad Street.
McCurdy, Wallace M ., 1237 Commercial Trust
Bldg.
McLaughlin, Jr., William J., 1411 Walnut St.
Mellor, E. Fraley, Stock Exchange Bldg.
Merrill Lynch, E. A. Pierce & Cassatt, Commer
cial Trust Bldg.
Miller, E. W. & R. C. & Co., 123 So. Broad St.
Montgomery, Scott & Co., 123 S. Broad Street.
Moore, E. J., & Co., 1513 Walnut Street.
Moore, Leonard & Lynch, 115 Broadway, New
York.
Moorhouse, H. Wilson, 1416 Chestnut St.
Moyer & Co.. 1500 Walnut Street.
Gayley, McCreary & Co.. 817 Packard Bldg.
Gilmore, Arthur C., Packard Bldg.
Glendlnning, Robt.. & Co., Packard Bldg.
Goldman, Harold C., 811 Stock Exchange Bldg.
Newbold’s Son, W. H., & Co.. 1517 Locust Street.
Newburger. Loeb & Co., 1419 Walnut Street.
Niemond, John S., Harrisburg, Pa.
DREXEL & CO., 15th and W alnut Streets.
Eastman, Dillon & Co., 225 S. 15th St.
Elkins, Morris & Co., 305 Land Title Bldg.
Embick, Paul A., 949 E. Fillmore St.
Emory, Freed & Co., 109 S. 3rd Street.
Warwick, Arthur D., Stock Exchange Bldg
Weeks, Henry C., 1411 Walnut St. .
Wells, Charles C., 609 Stock Exchange Bldg.
Whittäker, Robert L. & Co., 1420 Walnut St.
Wieand, Jr., Franklin D., 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wilmer & Co., 123 S. Broad St.
Wistar. J. Morris, 1416 Chestnut St.
.
Wolf, Clarence Jr., 1700 Walnut St.
WOOD, A. C ., JR ., & CO., 511 C hestnut St.
W ood, Charles M., 1411 Walnut St.
Woodcock. McLear & Co., 1528 Walnut St.
Woodside, J. Alan, Stock Exchange Bldg.
Wright, Wood & Co., 123 S. Broad St.
Wurts, C. S. & Co., 1327 Walnut Street.
Wurts, Dulles & C o - Philadelphia Bank Bldg.
Wynn, Richard, 1510 Chestnut St. .
Yarnall & Co.. 1528 Walnut Street.
York, Warren W „ & Co.
PITTSBURGH STOCK EXCHANGE
(229 Fourth Ave.)
Officers:
Marshall R. Barbour, President;
Ledile W. Young, Vice-President;
F. X . Pfab, Asst. Secretary;
Arthur Middleton, Manager Clearing House;
Wm. J. Bauer, Treasurer;
Hugh A. McNicol, Secretary
W. G. Ganter, Assistant Manager Clearing House
RATES OF COMMISSION
(Effective on and after February 1, 1938)
The minimum rates of commission charged to nonmembers of the Exchange
for buying or selling each $1,000 bond shall be not less than $2.50 (these
commissions shall not apply to government, state or municipal bonds; for
buying or selling each share of stock, shall be not less than as follows:
Under $.50 a share--------------------------------------------- --------- ----------------- 3% *
At $.50 and under $1--------------------------------------------------- 3---------- - -Xc
From $1 to $ 1 % .......................-v- ............. - .................................... .........£5
From $2 to $ 2 % ................................. ............................. ......................
From $3 to $ 3 % . . . . ....................- ............................ - ............. - ............
From $4 to $ 4 % ............. ............................ - ............. — .........................
From $6 to ’ $ 6 % ____,........ - ............................ - ......................................
From $7 to $ 7 % .— ------- --------------- ------------------- -----------------------Ji
From $8 to $ 8 % ....... .................................. ......... .................................
From $9 to $ 9 % --------------- ------------ --------- ------------------------- '•
------From $10 to $1 9% ......... - ......... - ...................- .......................ft...................i f
From $20 to $2 9% ......... ......... .......................... ............................ ..............
From $30 to $ 3 9 % ................. —— - .........................................- ................3®
From $40 to $4 9% ............. ....... — - ......... - ............................ - .............
From $50 to $59% ............. ................................. —|................................ -1°
From $60 to $6 9% ....... ........................................ - .........................- ............¿X
From $70 to $7 9% ............. - .......................... ................................... —— M
From $80 to $89% — - .............. ......... ......................................................
From $90 to $9 9% ______ ______ ______ - - - ........... - .............- ....................
For each additional $10 or fraction thereof------------- -------------- .
Non-member Commission Rates on Rights and Warrants: (Designated by
the Committee on Securities.)
Notwithstanding the foregoing, when the amount involved is less than $5
the commission may be as mutually agreed; when the amount involved is
$5 or more but less than $50, the minimum commission shall be not less than
6% of such amount or $1, whichever is greater; and when the amount in
volved is $50 or more, the minimum commission shall be not less than $3.
Notwithstanding
registered thereon,
Exchanges located
prescribed by such
the above rates, any member of this Exchange or firm
may in respect of securities traded on this and other
in the United States,'charge the rates of commission
other Exchange.
Additional
* 3% of the amount involved.
Further Inform ation on firiris appearing in bold faee type will be fou nd In the selected list o f Investm ent Dealers follow in g bank list In each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1962
STOCK EXCHANGE MEMBERS
PITTSBU R G H STO CK EXCHANGE— Continued
Askin, George E ., Union Trust Bldg.
Askin, J. M., & Company, Columbia Bldg.
BACHE & C O ., J. S ., Oliver Bldg.
Ballard, W. E., 1401 Third Ave., N. Brighton, Pa.
Barbour & Company, John B., Magee Bldg.
Bauer, W m .J „ Magee Bldg.
Bear, S. Lee, & Co., Union Trust Bldg.
Berger, Andrew B., c /o Potter Title & Trust Co.
Borntraeger, Carl H., 229 Fourth Ave.
Bowman & Co., Peoples Bldg.
Brinham, A. L „ 229 Fourth Ave.
Carothers & Company, James, Farmers Bank
Bldg.
Carothers, W. J., & Co., 901-2 Commonwealth
Bldg.
Chapin, S. B., 111 Broadway, New York.
Chaplin & Co., 419 Wood St.
Crawford, Jas. S., Duquesne, Pa.
Dilfenderfer, Fred, 229 Fourth Ave.
Dinkey, Jr., Chas. E „ 229 Fourth Ave.
Dornberger, C. S., 1624 Oliver Bldg.
Eberhardt, M . A., 5709 Aylesboro Ave.
Evans, Sanford B., 229 Fourth Ave.
FENNER & BEANE, 67 B road S t., New Y ork,
N. Y .
Flagg, W. Allston, 49 Broad St., New York, N. Y*
MEMBERS
Frederick, Jr„ Frank H., 297 Union Trust Bldg.
Giles, R 0 ., 229 Fourth Ave.
Gluck, Hetzel & Co., Arrott Bldg.
Grubbs, Scott Company, Union Trust Bldg.
Hemphill, Noyes & Co., First National Bank Bldg.
Hetzel, Henry A., Arrott Bldg.
Hubbard, John W., 605 Granite Bldg.
Kalback, Charles D „ Arrott Bldg.
Kane, John A., 229 Fourth Ave.
Kay. Richards & Company, Union Trust Bldg.
KeÜey, Charles M., Park Bldg.
Kissane, James V.. 229 Fourth Ave.
Marshall, R. B., 229 Fourth Ave.
Masten, A. E., & Company, First Nat’l Bank Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
McKee, C. S. & Co., Union Trust Bldg.
M cKelvy & Company, Union Trust Bldg.
McLaughlin, MacAfee & Co., 410 Common
wealth Bldg.
Mitchell & Craft, Washington, Pa.
Moore, Leonard & Lynch, Union Trust Bldg.
Neeb, Jr„ H. A „ 340 S. Winebiddle Ave.
Newborg & Co., 30 Broad St., New York, N. Y.
Nuttall. R. V., & Company, Park Bldg.
Parrish & Company, 223 Fourth Ave.
Poutre, Ezra E., Arrott Bldg.
Powell, Elmer E., & Co., Union Trust Bldg.
Preston, Watt & Schoyer, Peoples Bldg.
Purman, Thomas R., Washington, Pa.
Reed, Lear & Co., Grant Bldg.
Reinstadtler, Thomas J., 229 Fourth Ave.
Reynolds & Company, Columbia Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Rosenbloom, Arthur M ., Union Trust Bldg.
Schmidt, H. R „ c /o Kay, Richards & Co., Union
Trust Bldg.
Singer, Deane & Scribner, 1045 Union Trust Bldg.
Stein, Charles Jay, 1456 Inverness St.
Stout & Company, Investment Bldg.
Stubner & Co.. 968 Union Trust Bldg.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Columbus, Ohio.
Wainwright, H. C., & Co., 14 Wall St., New York,
N. Y.
Werntz, James S. M cK ., 229 Fourth Ave.
Wettach & Company, 218 Fourth Ave.
Wettengel & Company, A. C „ Peoples Bldg.
U TA H
S A LT LAKE STOCK EXCHANGE
O fficers:
I. D. Lowe, President;
F. Russell Pett, l8< Vice-President;
H. E. Havenor, 2nd Vice-President;
B. W. Dixon, 3rd Vice-Presiden
Val. S. Snow, Secretary and Treasurer;
E. P. Emery, Acto. Secretary and Caller.
COM MISSION RATES
Effective November 1.1 939
BOARD LOTS—LISTED SECURITIES
Stocks Selling under 2 c . . ________________________..$ 1.25 per 1000 shares.
Stocks Selling at
2c and under
5c__________ $2.00 per 1000 shares.
1000 Shares
Stocks Selling Under 10c__________________
Stocks Selling at
5c and under
1 0 c „ _______„ $ 3 .5 0 per 1000 shares.
Stocks Selling at 10c and Under 35c___
500 Shares
H e per share.
Stocks Selling at
10c and under
20c__________
___________________________________
100Shares
Stocks
Selling
at
35c
and
A
b
o
v
e
Stocks Selling at
20c and under
35c__________
H e per share.
Stocks Selling at
35c and under
50c__________ l c
per share.
Stocks Selling at
50c andunder $ 1.00__________ 1 H e per share.
BOARD LOTS—UNLISTED SECURITIES
Stocks Selling at $ 1.00 and under $10.00__________
1 H % of money.
Same as Listed up to 35c.
1%
of money.
Stocks Selling at $10.00 and above_________________
Stocks Selling at 35c and Under $5.00______________ ________ 100 Shares
Stock selling less than board lots on last twb items— 2% of money.
Stocks Selling at $5.00 and Under $25.00____________________ 10 Shares
Stocks Selling at $25.00 and Above______ ___________________
5 Shares
On odd lots a minimum o f $1.00 or per regular rate whichever is greater.
Allen, J. M „ Atlas Bldg.
Badger, Jesse T., 23 West 2nd So. Street.
Badger ,R . A. & Co., 16 West 2nd So. Street.
Badger. R. A., 16 West 2nd So. St.
Badger, Richard C., 2380 Washington Ave.,
Ogden.
Baglin, George, 501 Felt Bldg.
Barclay, G. L., 302 Felt Bldg.
Barclay, J. A. & Co., 302 Felt Bldg.
Bemis, G. L. 1371 Gilmer Drive.
Bering, E. A., Walker Bank & Trust Co.
Child, W. H., Stock Exchange Bldg.
W . H . CHILD, In c. S tock Exchange B ldg.
Cole, Alien Co., Atlas Bldg.
Conrad, W. K „ Walker Bank Bldg.
Continental Bank & Trust Co., Salt Lake City.
Davies, Badger & Co., 23 W. 2r d So. St.
Davies, E. C., 855 So. 7th E. St.
Dixon, B. W., 407 Scott Bldg.
MEMBERS
Dixon, Co., B. W., 407 Scott Bldg.
Doscher, H. W., 249 E. So. Temple St.
Filley, Oliver D., 49 Broad St., New York, N. Y.
Finn, Alex V., 25 Beaver St., New York, N. Y.
Finn, Alex V. & Co., 25 Beaver St., New York,
N. Y.
FIRST SECURITY T R U ST CO., Salt Lake
City.
Gibson, E. J., Box No 17, Spokane, Wash.
Harris, Lowry R., 620 F. St.
Havenor, H. E., Newhouse Bldg.
Havenor, H. E. & Co., Newhouse Bldg.
Hogle, J. A., 132 So. Main St.
Hogle, J. A. & Co., 132 So Main Street.
Hogle, James E „ 132 So. Main St.
Johnson, J. C.. 132 S. Main St.
Larson, A. R., c /o Elks Club, Salt Lake City.
Lowe, I. D., 132 S. Main St.
Lynch, J. 0 ., Kearns Bldg.
Lynch. J. C. & Co., Kearns Bldg.
McLeod, J. N., 1111 Walker Bk. Bldg.
Nebeker, W. D., Kearns Bldg.
Pett, F. Russell. 21 East 2nd So. St.
Romney, W. W ., c /o Continental National Bank
& Trust Co.
Schettler, Paul D „ 21 E. 2nd So. St.
Sondrup, Walter, Stock Exchange Bldg.
Snow, V. S., 282 Canyon Road.
Ure, Pett & Morris, Inc., 21 East 2nd St.
Thomas, A. B „ 208 Lyon Bldg., Reno, Nev.
Thomas Arthur, Inc., 208 Lyon Bldg., Reno, Nev.
W ALKER BANK & TRUST C O ., Salt Lake
City.
Weiler, W. S.. Stock Exchange Bldg.
West, A. J., First Security Trust Co.
Woods, Wm. W „ c /o Merrill Lynch, E. A. Pierce &
Cassatt, 221 Montgomery St., San Francisco,
Calif.
Woolley, Paul C., 132 So. Main St.
Woolley, Robert P., 132 So. Main St-
VIR G IN IA
RICHMOND STOCK EXCHANGE
Officers:
Beverley B. Munford, Jr., President;
Edward C. Anderson, Vice-President;
RICHM OND STOCK EXCHANGE COMMISSIONS
as revised M ay 2,1939
1. The Commissions named below shall be the minimum charged and
no part can be rebated or divided with anyone not a member of the Exchange.
STOCKS
Selling under $0.50_______________________________________ 3% of amount
Per share
Selling at $ 0.50 and under $ 1.00_________________ jj^f___
$0.05
Selling at
1.00 and under 5.00______________ _________ . 0.07H
Selling at 5.00 and under 1 0 .0 0 .._____________
0.12H
0.25
Selling at 10.00 and under 25.00__________________ ____
Selling at 25.00 and under 50.00_________
0.37H
Selling at 50.00 and under 125.00_____ __________________
0.50
Selling at 125.00 and under 200.00________________________
1.00
Beginning with $200.00 per share the commission shall be $1.50 per share
and for each $50.00 additional value o f selling price, the commission shall
be raised $0.50 per share.
J. Joseph May, Secretary and Treasurer
There shall be one exception to the above commission rates; namely,
that where securities listed on the Richmond Stock Exchange are also listed
on the New York Stock Exchange or New York Curb Exchange the com
mission rate of the New York Exchanges shall be the minimum commission
which a member of the Richmond Stock Exchange may charge.
BONDS
The commission rate on all bonds shall be $0.50 per $100.00 with the
following exceptions:—
Where a bond or note has less than six months to run, whether to
maturity or to date called for redemption, the minimum commission
to be charged shall be $0.25 per $100.00.
Where the selling price of a bond is less than 25% of the principal
amount, the minimum commission shall be $0.25 per $100.00.
The minimum charge on any transaction, stocks or bonds, involving
$100.00 or more shall be $2.00. On aiw transaction involving less than
$100.00 the minimum charge shall be $1.00.
MEMBERS
Abbott, Proctor & Paine, 911 E. Main St.
Branch, Cabell & Co., 814 E. Main St.
Mason-Hagan, Inc., 916 E. Main Street.
Miller & Patterson, 203 Mutual Bldg.
Davenport & Company, 113 E. Main Street.
RICHM OND COR P., 736 E. M ain Street.
Scott & Stringfellow, Mutual Bldg
Standard Securities Corp., State Planters Bank
Bldg.
Further Inform ation o n firm s appearing In bold face type will be fou nd in the selected list o f Investm ent Dealers fo llow in g bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1963
STOCK EXCHANGE MEMBERS
W A S H IN G TO N
S E A TTLE STOCK EXCHANGE
(302 Exchange Bldg.)
Officers:
Jack E. Jones, Secretary;
Charles T. Donworth, Counsel.
W. T. Patten, Jr., Vice-President;
Louis Klatzker, ExecutiveSecretary;
Harry S. Grande, President;
J. Barney Lee, Treasurer;
KATES OF COMMISSION (In effect: October 14,1986 )
MINIMUM BATES OF COMMISSION
In effect October 14,1935
On Stocks Selling:
Under $1.00 per share................................................ . . ...................
5c
At $1.00 and under $2.50 per share_________ _________________ 7J4c
At $2.50 and under $5.00 per sh are.......... !£~_______ _________ 12J^c
At $5.00 and under $15.00 per share__________________________ 15c
At $15.00 and under $35.00 per share_________ ________________ 25c
At $35.00 and under $50.00 per share__________________ ______ 35c
At $50.00 and under $100.00 per share________________________ 50c
At $100.00 and up per share............... ............................................ $1.00
(5c per share more for odd lots)
BOARD LOT
100 shares up to $10.00
25 shares for $10.00 to $100.00
10 shares.over $100.00
The minimum commission charge shall be
un<*eI
$10.00 per share, and $5.00 on stock selling over $10.00 ^ share.
On all transactions where the total amount of money involved is less than
$25.00, the commission charge shall be discretionary with the memDer.
BONDS
j ' ,J m
$5.00 per $1,000 par value (regardless of number)
$3.75 per $500 par value
MEMBERS
Agnew, John C., Hoge Bldg.
Agnew, John C. & Co., Hoge Bldg.
Barnet, George T., Cobb Bldg.
Bissell, M. L „ 335 Medical Arts Bldg.
Blackford, J. C., Hoge Bldg.
Bramhall & Stein, Hoge Bldg.
Bramhall, Burle D „ Hoge Bldg.
Daniel, Robert E., Exchange Bldg.
Drumheller, Erlichman Co., Exchange Bldg.
Easter, Ed. K., 717 Second Ave.
Easter & Co,- F. K., 717 Second Ave.
Ferris & Hardgrove, Exchange Bldg.
Grande, Harry S., Hoge Bldg.
Grande and Co., Hoge Bldg.
Patten, Jr., W. T „ Badgley, Frederick, Rogers and
Morford, 1411 4th Ave. Bldg.
Pratt, H. P., Hoge Bldg.
Pratt & Co.. H. P., Hoge Bldg.
Harper & Son & Co., Wm. P., Harper Bldg.
Hartley, Rogers & Co., 1411—4th Ave. Bldg.
Herrin & Co., H. M ., 908 2nd Ave.
Hughbanks, Inc., Dexter Horton Bldg.
Huston, Harold H., Hoge Bldg.
Huston & Co.. Harold H., Hoge Bldg.
Sankey, R. E., American Bank Bldg.
.
Sankey, R. E., Investment Co., American Bank
Bldg.
Schlichting, Hugh (William P. Harper & Son &
Co.,) Harper Bldg.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Speckert, F. J., Lowman Blag.
Strom, A. J., Dexter-Horton Bldg.
Strom & Co., A. J., Dexter-Horton Bldg.
Streut. E. A., 1411-4th Ave Bldg.
Strout & Co., E. A., 1411-4th Ave. Bldg.
Jones, Jack E., 1411-4th Ave. Bldg.
Latimer, Arthur G., Dexter-Horton Bldg.
Latimer & Co.. A. G „ Dexter Horton Bldg.
Lee, J. Barney, Dexter-Horton Bldg.
Lewis, Inc., John R., 1006 2nd Ave.
Lewis, John R., 1006 2nd Ave.
MacDonald, Alexander, 104 Aloha St.
Mclnnis, Merville W „ Hoge Bldg.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Moore, Robert B „ Exchange Bldg.
Mullen, Chas G., 908 2nd Ave.
Wilson, Lyle F., Exchange Bldg.
Witter & Co., Dean, Cobb Bldg.
W E S T VIR G IN IA
WHEELING STOCK EXCHANGE
(318 Wheeling Steel Bldg.)
Officers:
Wm. H. Wheeler, President
Russell D. Irvine. Vice-President;
Norval B. Davis, Secretary-Treasurer
COMMISSION RATES
Price
W heeling S tock Exchange
Selling up to 34 % inc-----------------------------------------Selling at 35 up to 99 Vs i n c ...--------------- -------------Selling at $100 and a b o v e ...-------------------------------C
M inim um C om m ission as follow s:
A. When the amount involved in a transaction is less than $10.00 the
commission shall be as mutually agreed.
B
Rate per Share
___ 25c per share
___ 50c per share
___ $1.00 per share
When the amount involved in a transaction is $10.00 or more but
less than $50.00, the minimum commission shall be not less than
6% of such amount or $1.00, whichever is greater.
When the amount involved in a transaction is $50 00 or more but
less than $300.00, the minimum commission shall be not less than
$3 00
D. When the amount involved is $300.00 or more, the minimum com' mission shall be not less than $5.00.
_ •
0. ,
C om m ission: In cases where stocks are listed on both Wheeling Stock
Exchange and New York Stock Exchange, the minimum rate of commission
may be the minimum commission charged on New York Stock Exchange.
MBUfBüim OF WHEELING STOCK EXCHANGE
Pjrmn
Represented by
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg-------------------------------------------------Wm. H. Wheeler
Hazlett, Burt & Watson, Wheeling Steel Corp. Bldg---------------------- Howard Hazlett; D. A. Burt, Jr.
A E. Masten & Co., City Bank Bldg--------------------------------------------------- Louis Brand; Jos. Jefferso
McGregor, Irvine & Co., 13th and Chapline S t..:.----------------Edgar R. McGregor; Russell
Inform ation . . U ro.,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
I . bold f a c .rpe~«UI b . fou n d I . a . . «eU cM d l u t <tf lQTC8tm,nt
f U l n r t v ta n k lu t I . ~ e k c l . , .