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INVESTMENT BANKERS ASSOCIATION OF AMERICA
BOARD OF GOVERNORS
PRESIDENT
Jean
C.
Witter
Dean Witter & Co.
GOVERNORS
San Francisco
VICE PRESIDENTS
S. Linen
New York
Chase National Bank of the City of New York
James J. Minot, Jr.
Boston
Jackson & Curtis
Francis F. Patton
Chicago
A. G. Becker & Co., Incorporated
Albert E. Van Court
Los Angeles
William R. Staats Co.
John
PYFPTTTnrT?
SECRETARY AND TREASURER
Alden H. Little
Chicago
33 South Clark Street
GOVERNORS
Portland
E. M. Adams & Co.
D. Bell
Montreal
Greenshields & Company, Inc.
C. Prevobt Boyce
Baltimore
Stein Bros. & Boyce
Emmett F. Connely
Detroit
First of Michigan Corporation
Edgar
M.
Adams
Russell
GOVERNORS
O. Currey
Nashville
Equitable Securities Corporation
William R. Daley
Cleveland
Otis & Co.
Ernest O. Dorbritz
Pittsburgh
Moore, Leonard & Lynch
Ben B. Ehrlichman
Seattle
Drumheller, Ehrlichman Company
F. Dewey Everett
New York
Hornblower & Weeks
Francis E. Frothingham
Boston
Coffin & Burr, Inc.
Albert H. Gordon
New York
Kidder, Peabody & Co.
Perry E. Hall
New York
Morgan Stanley & Co. Incorporated
James M. Hutton, Jr.
Cincinnati
W. E. Hutton & Company
Royal D. Kercheval
St. Louis
Boatmen’s National Bank
Augustus Knight
Chicago
Bartlett, Knight & Co.
John J. McKeon
New Haven
Chas. W. Scranton & Co.
Colis Mitchum
San Francisco
Mitchum, Tully & Co.
J. Ludwig Mosle
Galveston
Mosle and Moreland
Robert H. Parsons
Los Angeles
Pacific Company of California
Brownlee
Davenport
White-Phillips Corporation
Kansas City
Prescott, Wright, Snider Company
Julius W. Reinholdt, Jr.
St.Louis
Reinholdt & Gardner
Joseph P. Ripley
NewYork
Harriman Ripley & Co., Incorporated
J. Fleming Settle
Atlanta
J. H. Hilsman & Co., Inc.
George F. Spaulding
Chicago
The Northern Trust Company
John K. Starkweather
NewYork
Starkweather & Co.
John O. Stubbs
Boston
Whiting, Weeks & Stubbs Incorporated
John J. Sullivan
Denver
Sullivan & Company
P. A. Walters
Chicago
Stone & Webster and Blodget, Inc.
Francis T. Ward
NewYork
Clark, Dodge & Co.
Jay N. Whipple
Chicago
Bacon, Whipple & Co.
Claude W. Wilhide
Baltimore
Baker, Watts & Co.
Harold E. Wood
St. Paul
Harold E. Wood & Company
Alexander C. Yarnall
Philadelphia
Yarnall & Co.
Blair
A.
Phillips
John A. Prescott
APPOINTED OFFICERS AND COUNSEL
FIELD SECRETARY
Arthur
G.
EDUCATIONAL DIRECTOR
Chicago
Davis
33 South Clark Street
33 South Clark Street
SECRETARY
Chicago
Robert Stevenson, 3rd
33 South Clark Street
Dudley
ASSISTANT SECRETARIES
Chicago
David Dillman
R,
Mary
Dorothy
MUNICIPAL SECRETARY
C. Smith
33 South Clark Street
Lincoln
Chicago
A.
Chicago
Chicago
S.
33 South Clark Street
OFFICIAL REPORTER
OFFICE COUNSEL
Theodore
33 South Clark Street
Duval
Chicago
Chapman
111 West Monroe Street
George
J.
Chicago.
Drobnis
69 West Washington Street
GROUP CHAIRMEN
CALIFORNIA
Vic E.
H.
D.
MISSISSIPPI VALLEY
San Francisco
R. H. Moulton & Company
Breeden
CANADIAN
Leeminq
A. E. Ames & Co., Limited
Winthrop
CENTRAL STATES
E. Sullivan
First Boston Corporation
Toronto
R. C.
Albert Theis & Sons, Inc.
William H.
NEW ENGLAND
Y. Hackett
Tucker, Anthony & Co.
Alexander
M.
John
MICHIGAN
M. Smith
Detroit
Martin, Smith & Company, Inc.
Lowry Sweney
MINNESOTA
Paine, Webber & Co.
White, Jr.
White, Weld & Co.
EASTERN PENNSYLVANIA
Philadelphia
Drexel & Co.
Mees
St. Louis
Boston
ROCKY MOUNTAIN
C. Brinker
Denver
The J. K. Mullen Investment Company
Waller
SOUTHEASTERN
S.
Rush
New York
R. S. Dickson & Company
SOUTHERN
Robert
Fleek
Hayden, Miller and Company
OHIO VALLEY
Lowry Sweney, Inc.
Cleveland
T.
Nashville
Webster
Webster & Gibson
SOUTHWESTERN
Harold R. Bailey
Kansas
Commerce Trust Company
Columbus
TEXAS
Dillingham & McClung, Inc.
Spokane
Edward O’Connell
Murphey, Favre & Co.
City
Houston
C. C. McClung
PACIFIC NORTHWEST
Minneapolis
C.
NORTHERN OHIO
S.
Charlotte
Dickson
NEW YORK
Chicago
Edward Hopkinson, Jr.
Howard
Harry Theis
WESTERN PENNSYLVANIA
F. P. Mullins
A. E. Masten & Company
Pittsburgh
NATIONAL COMMITTEE CHAIRMEN
EDUCATION
F. Patton
Chicago
A. G. Becker & Co., Incorporated
Francis
FEDERAL LEGISLATION
John
K.
Starkweather
Starkweather & Co.
New York
Prevobt Boyce
Stein Bros. & Boyce
INDUSTRIAL SECURITIES
San Francisco
Blyth & Co., Inc.
L.
Shurtleff
INVESTMENT COMPANIES
New York
Union Securities Corporation
John
Chicago
Stone & Webster and Blodget, Inc.
S.
FOREIGN SECURITIES
P. Fuller
New York
Schroder Rockefeller & Co., Inc.
Carlton
Emmett
GROUP CHAIRMEN’S
F. Connely
First of Michigan Corporation
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Detroit
Clark
Fahey, Clark & Co.
SEGREGATION SPECIAL
H. Brand
Milwaukee
The Securities Company of Milwaukee, Inc.
William
Cleveland
OVER-THE-COUNTER RULES
STATE LEGISLATION
Jay
N.
PRIVATE PLACEMENT SPECIAL
H. Gordon
New York
Kidder, Peabody & Co.
Albert
PUBLIC SERVICE SECURITIES
D. Woods
New York
The First Boston Corporation
1703
Whipple
Bacon, Whipple & Co.
Boston
Whiting, Weeks & Stubbs Incorporated
John O. Stubbs
George
New York
The First Boston Corporation
MUNICIPAL SECURITIES
F. Spaulding
Chicago
The Northern Trust Company
RATINGS SPECIAL
Walters
Baltimore
RAILROAD SECURITIES
H. Leslie
New York
Wood, Struthers & Co.
Allan M. Pope
MEMBERSHIP
FINANCE
George
Edward
Earle Bailie
P. A.
FEDERAL TAXATION
C.
Roy
F.
Chicago
STOCK EXCHANGE RELATIONS
New York
Hornblower & Weeks
Dewey Everett
Frank
UNLISTED TRADING SPECIAL
F. Walker
New York
Eastman, Dillon & Co.
1704
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
ALABAMA
Southern Group
BIRMINGHAM
♦Equitable Securities Corporation, Webb Craw
ford Bldg.
♦King, Mohr & Company, Webb Crawford Bldg.
♦Milhous, Gaines & Mayes, Inc., Webb Crawford
Bldg.
Stubbs, Smith & Lombardo, Inc., Webb Craw
ford Bldg.
Ward, Sterne & Co., Brown-Marx Bldg.
Watkins, Morrow & Co., Woodward Bldg.
MOBILE
♦King, Mohr & Company, Merchants National
Bank Bldg.
MONTGOMERY
King, Mohr & Company, First National Bank
Bldg.
♦Ward, Sterne & Co., First National Bank Bldg.
ARIZONA
Rocky Mountain Group
PHOENIX
Hanchett Bond and Investment Company, Inc.,
H. G., Security Bldg.
Refsnes, Ely, Beck & Co., 112 W. Adams St.
ARKANSAS
M%ssissippi Valley Group
LITTLE ROCK
Walton, Sullivan & Co., 509 Louisiana St.
CALIFORNIA
California Group
BERKELEY
•Cavalier & Co., Wm., American Trust Bldg.
BEVERLY HILLS
♦Lester & Co., 9470 Santa Monica Blvd.
♦O’Melveny-Wagenseller & Durst, 9470 Santa
Monica Blvd.
♦Schwabacher & Co., 9520 Santa Monica Blvd.
♦White, Wyeth & Co., 9490 Santa Monica Blvd.
•Witter & Co., Dean, 9474 Santa Monica Blvd.
DEL MONTE
•Schwabacher & Co., Hotel Del Monte
EUREKA
•Blyth & Co., Inc., 330 “E" St.
FRESNO
♦Bankamerica Company, Bank of America Bldg.
♦Witter & Co., Dean, 2016 Tulare St.
HOLLYWOOD
♦Lester & Co., 6381 Hollywood Blvd.
♦Schwabacker & Co., 1710 N. Ivar St.
LONG BEACH
♦Bankamerica Company, 115 Pine Ave.
♦Banks, Huntley & Co., Security Bldg.
♦Bateman, Eichler & Co., 912 Heartwell Bldg.
♦Bayly Brothers, 132 Pine Ave.
♦Crowell, Weedon & Co., Farmers & Merchants
Bank Bldg.
♦Douglass & Co., Nelson, Farmers & Merchants
Bank Bldg.
♦Hill Richards & Co., Farmers & Merchants Bank
Bldg.
♦Lester & Co., Security Bldg.
♦Mitchum, Tully & Co., Heartwell Bldg.
•Pacific Company of California, Security Bldg.
♦Witter & Co., Dean, 133 E. First St.
LOS ANGELES
♦Bankamerica Company, 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Bateman, Eichler & Co.. 453 S. Spring St.
Bayly Brothers, Roosevelt Bldg.
♦Blyth & Co., Inc., 215 W. Sixth St.
♦Bond & Goodwin, Incorporated, 621 S. Spring St.
Brashears & Company, G., 510 S. Spring St.
♦Bullock, Calvin .634 S. Spring St.
Butler, Huff & Co. of California, 210 W. Seventh
St.
California Bank, 629 S. Spring St.
Cass Associates, Quincy, 530 W. Sixth St.
♦Cavalier & Co., Wm., 523 W. Sixth St.
Cavanaugh, Morgan & Co., 634 S. Spring St.
Citizens National Trust & Savings Bank of Los
Angeles, 457 S. Spring St.
♦Conrad, Bruce & Co., 634 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
Douglass & Co., Nelson, 510 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
♦First Boston Corporation, The, 623 S. Hope St.
Gregory & Co., R. N„ 210 W. Seventh St.
Hass, Barnes & Maxwell, 210 W. Seventh St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Hill Richards & Co., 621 S. Spring St.
♦Kaiser & Co., 650 S. Spring St.
♦Learoyd & Nightingale, Incorporated, 621 S.
Spring St.
Lester & Co., 621 S. Spring St.
Lewis & Company, M. H., 453 S. Spring St.
♦Livingstone & Co., S. R., 650 S. Spring St.
♦Mason Brothers, 650 S. Spring St.
♦Massachusetts Distributors, Inc., 210 W. Seventh
St.
Miller & Co., Revel, 650 S. Spring St.
♦Mitchum, Tully & Co., 650 S. Spring St.
Moulton & Company, R. H., 510 S. Spring St.
O’Melveny-Wagenseller & Durst, 626 S. Spring
St.
Pacific Company of California, 623 S. Hope St.
Page, Hubbard & Asche, 210 W. Seventh St.
Rath Company, Howard G., 523 W. Sixth St.
♦Rollins & Sons, Inc., E. H„ California Bank Bldg.
♦Schwabacher & Co., 643 S. Spring St.
Security-First National Bank of Los Angeles,
561 S. Spring St.
Staats Co., William R., 640 S. Spring St.
Stern, Frank & Meyer, Union Bank Bldg.
♦Weeden & Co.. 650 S. Spring St.
White, Wyeth & Co., 647 S. Spring St.
♦Witter & Co., Dean, 632 S. Spring St.
OAKLAND
♦American Trust Company, 14th St. & Broadway
♦Baker & Co., H. R., Central Bank Bldg.
♦Bankamerica Company, 1200 Broadway
♦Blyth & Co., Inc., Central Bank Bldg.
♦Brush, Slocumb & Co., 1212 Broadway
♦Cavalier & Co., Wm., 417 Fourteenth St.
♦Hill Richards & Co., Bank of America Bldg.
Mason Brothers, Central Bank Bldg.
♦Schwabacher & Co., Central Bank Bldg.
Stephenson, Leydecker & Co., 1404 Franklin St.
♦Witter & Co., Dean, 409 Fourteenth St.
♦Wulff, Hansen & Co., Central Bank Bldg.
PASADENA
♦Bateman, Eichler & Co., 42 N. Garfield Ave.
♦Blyth & Co., Inc., 234 E. Colorado Ave.
♦Brashears & Company, G„ 595 Colorado Ave.
♦Douglass & Co.. Nelson. 341 E. Green St.
♦Hill Richards & Co., Citizens Savings Bank Bldg.
Miller & Co., Inc., Geo. R., 81 S. Euclid Ave.
♦O’Melveny-Wagenseller & Durst, 595 E. Colorado
St.
Pasadena Corporation, 234 E. Colorado Ave.
♦Rollins & Sons, Inc., E. H., 385 E. Green St.
♦Staats Co., William R„ 311 E. Colorado St.
♦White, Wyeth & Co., 53 S. Euclid Ave.
♦Witter & Co., Dean, 355 E. Green St.
REDLANDS
♦Bayly Brothers, 118 Orange St.
Kaiser & Co., Russ Bldg.
♦Lewis & Company, M. H„ 315 Montgomery St.
Lundborg & Co., Irving, Kohl Bldg.
♦Mason Brothers, 1 Montgomery St.
♦McDonnell & Co., 633 Market St.
♦Mercantile-Commerce Bank and Trust Company,
RUSS Bldg.
( Correspondent of St. Louis)
♦Miller & Co., Revel, 315 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
♦Moulton & Company, R. H., 405 Montgomery St.
♦Rollins & Sons, Inc., E. H., 235 Montgomery St.
Schwabacher & Co., 600 Market St.
♦Staats Co., William R„ 155 Montgomery St.
♦Stephenson, Leydecker & Co., 235 Montgomery
St.
Stone & Youngberg, 405 Montgomery St.
Weeden & Co., 315 Montgomery St.
Wells Fargo Bank & Union Trust Co., 4 Mont
gomery St.
Witter & Co., Dean, 45 Montgomery St.
♦Wood, Struthers & Co., Russ Bldg.
Wulff, Hansen & Co., Russ Bldg.
SAN JOSE
♦Baker & Co., H. R., First National Bank Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Hill Richards & Co., First National Bank Bldg.
♦Mason Brothers, Bank of America Bldg.
SANTA ANA
♦Cavalier & Co., Wm., 516 N. Main St.
SANTA BARBARA
♦Schwabacher & Co., 930 State St.
♦Witter & Co., Dean, 4 E. Carrillo St.
SANTA MONICA
♦Douglass & Co., Nelson, 225 Santa Monica Blvd.
STOCKTON
♦Bankamerica Company, Bank of America Bldg.
♦Witter & Co., Dean, 18 S. Sutter St.
WESTWOOD
Via West Los Angeles
♦Witter & Co., Dean, 1077 Broxton Ave.
WHITTIER
♦Lewis & Company, M. H., 109 E. Philadelphia St.
COLORADO
Rocky Mountain Group
RIVERSIDE
♦Blyth & Co., Inc., Loring Block
♦Lester & Co., Citizens National Bank Bldg.
♦Pacific Company of California, 3760 Ninth St.
SACRAMENTO
♦Baker & Co., H. R., Forum Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Blyth & Co., Inc., California State Life Bldg.
♦Cavalier & Co, Wm., 1111 Ninth St.
♦Conrad. Bruce & Co., Capital National Bank Bldg.
♦Mason Brothers, Farmers & Mechanics Bldg.
♦Mitchum, Tully & Co., California Western States
Life Bldg.
♦Witter & Co., Dean, 1014 Eighth St.
♦Wulff, Hansen & Co., Forum Bldg.
SAN DIEGO
♦Bankamerica Company, 625 Broadway
♦Banks, Huntley & Co., San Diego Trust & Sav
ings Bldg.
♦Bayly Brothers, San Diego Trust & Savings Bldg.
♦Hill Richards & Co., Bank of America Bldg.
♦Pacific Company of California, San Diego Trust
& Savings Bldg.
♦White, Wyeth & Co., 530 Broadway.
SAN FRANCISCO
American Trust Company, 464 California St.
Anglo California National Bank of San Francisco,
The, 1 Sansome St.
Baker & Co., H. R„ Russ Bldg.
Bankamerica Company, 485 California St.
Bank of America, National Trust & Savings
Assn., 1 Powell St.
Blyth & Co., Inc., Russ Bldg.
Brush, Slocumb & Co., Ill Sutter St.
Cavalier & Co., Wm., 121 Sutter St.
♦Childs and Company, Inc., C. F., 235 Mont
gomery St.
Conrad, Bruce & Co., Russ Bldg.
Crocker First National Bank, 1 Montgomery St.
Davis, Skaggs & Co., 211 Montgomery St.
♦Devine & Co.. Inc., C. J„ Russ Bldg.
Eastland, Douglass & Co., 317 Montgomery St.
Elworthy & Co., Ill Sutter St.
♦First Boston Corporation, The, Russ Bldg.
♦Harriman Ripley & Co., Incorporated, 155 Mont
gomery St.
Heller, Bruce & Co., Mills Tower
♦Hill Richards & Co., 79 Post St.
♦Hoit, Ross & Troster, 1 Montgomery St.
♦BRANCH OFFICE
COLORADO SPRINGS
Hughes and Company, E. W., Exchange National
Bank Bldg.
DENVER
Boettcher and Company, 828 Seventeenth St.
Bosworth, Chanute, Loughridge & Company,
Security Bldg.
Brown & Company, Donald F., U. S. National
Bldg.
Brown, Schlessman, Owen & Company, Security
Bldg.
Bulkley and Company, R. G., 1660 Stout St.
♦Bullock, Calvin, Colorado National Bank Bldg.
Coughlin and Company, Security Bldg.
Engle, Adams & Company, 650 Seventeenth St.
Garrett-Bromfield & Co., Security Bldg.
Gray, Gray B., First National Bank Bldg.
International Trust Company, The, 625
Seventeenth St.
Mullen Investment Company, The J. K., 1717
Stout St.
♦Otis & Co., First National Bldg.
Peck-Brown & Co., U. S. National Bldg.
Peters, Writer & Christensen, Inc., U. S. National
Bldg.
♦Rollins & Sons, Inc., E. H„ Security Bldg.
Scanlan & Co., Earl M„ Colorado Natl. Bk. Bldg.
Sidlo. Simons, Roberts & Co., First National Bldg.
♦Straus Securities Company, U. S. National Bank
Bldg.
Sudler & Co., Amos C„ First National Bank Bldg.
Sullivan & Company, Security Bldg.
Vallery & Co., Inc., Geo. W„ Security Bldg.
Vasconcells, Hicks and Company, Security Bldg.
PUEBLO
Hutchinson-Frye & Company, Thatcher Bldg.
CONNECTICUT
New York Group
BRIDGEPORT
♦Kidder & Co., A. M„ 215 State St.
HARTFORD
♦Adams & Peck, 18 Asylum St.
♦Blair & Co., Inc., 36 Pearl St.
♦Bodell & Co., 15 Lewis St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
HARTFORD—Continued.
•Coffin & Burr, Inc., 75 Pearl St.
Cooley & Company, 100 Pearl St.
•Equitable Securities Corporation, 75 Pearl St.
•Estabrook & Co., 750 Main St.
•First Boston Corporation, The, 36 Pearl St.
•Foster & Co., Inc., 49 Pearl St.
•Harriman Ripley & Co., Incorporated, 36 Pearl
St.
•Kidder, Peabody & Co., 36 Pearl St.
•Lazard Freres & Co., 36 Pearl St.
•Lee Higginson Corporation. 36 Pearl St.
•Paine, Webber & Co., 49 Pearl St.
•Pressprich & Co., R. W„ 36 Pearl St.
Putnam & Co., 6 Central Row
•Schoellkopf, Hutton & Pomeroy, Inc., 36 Pearl St.
•Shields & Company, 75 Pearl St.
•Smith, Barney & Co., Hartford-Aetna Bldg.
•Stone & Webster and Blodget, Inc., 36 Pearl St.
•Tifft Brothers. 125 Pearl St
•Union Securities Corporation, 75 Pearl St.
•Wood, Struthers & Co., Hartford-Connecticut
Trust Bldg.
Young & Company, Lincoln R„ 750 Main St.
MERIDEN
•Kidder & Co., A. M„ 30 Colony St.
MIDDLETOWN
•Putnam & Co., 181 Main St.
NEW BRITAIN
•Putnam & Co., 31 W. Main St.
NEW HAVEN
•Bodell & Co., 205 Church St.
•Day & Co., R. L„ 215 Church St.
•Paine, Webber & Co., 104 Elm St.
Scranton & Co., Chas. W., 209 Church St.
NEW LONDON
•Scranton & Co., Chas. W., 302 State St.
WATERBURY
Griggs Company, The R. F., 50 Leavenworth St.
•Scranton & Co., Chas. W., 170 Grand St.
DELAWARE
ORLANDO
Leedy, Wheeler & Co., 1 N. Orange Ave.
•Ranson-Davidson Investment Company, The,
0. B. & T. Bldg.
ST. PETERSBURG
Wright & Company, Ed. C., 29 Third St., N.
TAMPA
Kuhn, Morgan & Co., Inc., First National Bank
Bldg.
GEORGIA
Southern Group
ATLANTA
Courts & Co., 11 Marietta St.,
Equitable Company, The, Trust Company of
Georgia Bldg.
•Equitable Securities Corporation, First National
Bldg.
Evans & Company, Clement A., First National
Bldg.
Hilsman & Co., Inc., J. H., Citizens & Southern
Bldg.
•Johnson, Lane, Space & Co., Inc., Citizens &
Southern Bldg.
Milhous, Gaines & Mayes, Inc., Rhodes Haverty
Bldg.
Robinson-Humphrey Company, The, Rhodes
Haverty Bldg.
•Starkweather & Co., First National Bank Bldg.
Trust Company of Georgia, 15 N. Pryor St., N. E.
AUGUSTA
•Johnson, Lane, Space & Co., Inc., Herald Bldg.
MACON
•Evans & Company, Clement A., First National
Bank Bldg,
SAVANNAH
Johnson, Lane, Space & Co., Inc., 101 E. Bay St.
•Trust Company of Georgia, Liberty National
Bank Bldg.
IDAHO
Pacific Northwest Group
BOISE
Sudler, Wegener & Co., Inc., First National Bldg.
Eastern Pennsylvania Group
WILMINGTON
•duPont & Co., Francis I., 1076 du Pont Bldg.
•Rollins & Sons, Inc., E. H., Delaware Trust Bldg.
DISTRICT OF COLUMBIA
Southeastern Group
WASHINGTON
Auchincloss, Parker & Redpath, 719 Fifteenth
St., N. W.
Booker & Co., Y. E., American Security Bldg.
•Brown & Sons, Alex., Union Trust Bldg.
Brown, Goodwyn & Olds, American Security Bldg.
•Burr & Company, Inc., Union Trust Bldg.
Ferris & Company, Inc., George M., Washington
Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
•Harriman Ripley & Co., Incorporated, 730 Fif
teenth St., N. W.
•Hemphill, Noyes & Co., Shoreham Bldg.
Henderson-Winder Company, Union Trust Bldg.
Johnston, Lemon & Co., Southern Bldg.
Mackall, William W., Jr., Woodward Bldg.
•Mackubin, Legg & Company, Woodward Bldg.
•Smith, Barney & Co., Shoreham Bldg.
•Stein Bros. & Boyce, Woodward Bldg.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales & Company, Inc., K. S., 815 Fifteenth St.,
N. W.
FLORIDA
Southern Group
JACKSONVILLE
Biese & Company, A. C., Chamber of Commerce
Bldg.
Childress and Company, Atlantic National Bank
Annex
MIAMI
Morrison & Co., A. B„ Congress Bldg.
•Nuveen & Co., John, Shoreland Arcade
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
ILLINOIS
Central States Group
AURORA
•Allyn and Company, Inc., A. C., Merchants
National Bank Bldg
Wortman & Co., G. R., Aurora National BankBldg.
BELLEVILLE
Wibbing & Co., O. H., 30 Public Sq.
CHICAGO
Allyn and Company, Inc., A. C., 100 W. Monroe
St.
American National Bank and Trust Company,
33 N. LaSalle St.
Ames, Emerich & Co., Inc., 105 S. La Salle St.
Babcock, Rushton & Company, 135 S. La Salle St.
Bacon, Whipple & Co., 135 S. La Salle St.
Baker, Fentress & Company, 208 S. La Salle St.
Baker, Walsh & Company, 29 S. La Salle St.
Ballman & Main, 105 W. Adams St.
•Bankers Trust Company, 105 S. La Salle St.
Barcus, Kindred & Co., 231 S. La Salle St.
•Barr Brothers & Co., Inc., 135 S. La Salle St.
Bartlett, Knight & Co., 105 W. Adams St.
Becker & Co., Incorporated, A. G., 100 S. La Salle
St
Bennett Bros. & Johnson, 135 S. La Salle St.
Blair, Bonner & Company, 135 S. La Salle St.
*Blair Securities Corporation, 135 S. La Salle St.
•Blyth & Co., Inc., 135 S. La Salle St.
•Boettcher and Company, 135 S. La Salle St.
•Bond & Goodwin Incorporated of Illinois, 209 S.
La Salle St.
(Affiliate of Bond & Goodwin, Inc., Boston)
•Braun, Bosworth & Company, 39 S. La Salle St.
•Brown & Sons, Alex., 135 S. La Salle St.
•Bullock, Calvin, 120 S. La Salle St.
Byllesby and Company, H. M., 135 S. La Salle
St.
Central Republic Company, 209 S. La Salle St.
Channer Securities Company, 39 S. La Salle St.
Childs and Company, Inc., C. F., 141 W. Jackson
Blvd.
•BRANCH OFFICE
1705
City National Bank and Trust Company of
Chicago, 208 S. La Salle St.
Clarke, Inc., John W„ 135 S. La Salle St.
Continental Illinois National Bank and Trust
Company of Chicago, 231 S. La Salle St.
Davis & Co., Paul H„ 10 S. La Salle St.
Dempsey-Detmer & Co., 135 S. La Salle St.
•Devine & Co., Inc., C. J„ 135 S. La Salle St.
•Dickson & Company, It. S., 135 S. La Salle St.
Doyle, O’Connor & Co., 135 S. La Salle St.
Dunbar and Company, Incorporated, John B.,
135 S. La Salle St.
Enyart, Van Camp & Co., Inc., 39 S. La Salle St.
Farwell, Chapman & Co., 208 S. La Salle St.
•First Boston Corporation, The, 231 S. La Salle St.
First National Bank of Chicago, The, 33 S. Clark
St.
•First of Michigan Corporation ,135 S. La Salle St.
Fuller, Cruttenden & Company, 120 S. La Salle St.
Gibson & Co., W. C., 231 S. La Salle St.
•Glore, Forgan & Co., 123 S. La Salle St.
•Goldman, Sachs & Co., 208 S. La Salle St.
•Hallgarten & Co., 120 S. La Salle St.
•Harriman Ripley & Co., Incorporated, 135 S.
La Salle St.
Harris, Hall & Company, 111 W. Monroe St.
Harris Trust and Savings Bank, 115 W. Monroe
St.
Harrison & Co., Carter H., 209 S. La Salle St.
Haskell, Scott & Jennings, Inc., 120 S. La Salle
St.
•Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hickey & Co., 135 S. La Salle St.
•Hornblower & Weeks, 39 S. La Salle St.
Huyck and Company, A. S., 100 W. Monroe St.
Illinois Company of Chicago, The, 231 S. La Salle
St.
•Jackson & Curtis, 231 S. La Salle St.
Joiner & Co., Inc., T. E„ 135 S. La Salle St.
Kelley, Richardson & Co., Inc., 135 S. La Salle St.
•Kidder, Peabody & Co., 135 S. La Salle St.
Konsberg & Company, 53 W. Jackson Blvd.
•Lazard Freres & Co.. 135 S. La Salle St.
•Learoyd & Nightingale Incorporated, 120 S.
La Salle St.
•Lee Higginson Corporation, 141 W. Jackson Blvd.
•Lehman Brothers, 231 S. La Salle St.
Lewis, Pickett & Co., Inc., 105 W. Adams St.
•Massachusetts Distributors, Inc., 120 S. La Salle
St.
Mather & Company, Inc., Morris, 141 W. Jackson
Blvd.
McGowen, Cassady & White, Inc., 135 S. La Salle
St.
McMaster Hutchinson & Co., 105 S. La Salle St.
McNear & Company, C. W„ 105 W. Adams St.
•Mercantile-Commerce Bank and Trust Company,
135 S. La Salle St. ^Correspondent of St. Louis)
•Milwaukee Company, The, 135 S. La Salle St.
Mitchell, Hutchins & Co., 231 S. La Salle St.
Morris & Company, Inc., Charles K„ 135 S.
La Salle St.
•Moseley & Co., F. S„ 135 S. La Salle St.
Nichols, Garrett & Co., 135 S. La Salle St.
Nichols, Terry & Dickinson, Inc., 141 W. Jackson
Blvd.
Northern Trust Company, The, 50 S. La Salle St.
Nuveen & Co., John, 135 S. La Salle St.
O’Gara & Co., Alfred, 209 S. La Salle St.
•Otis & Co., 105 W. Adams St.
•Paine, Webber & Co., 209 S. La Salle St.
Perry, Spencer & Company, 135 S. La Salle St.
•Pressprich & Co., R. W„ 135 S. La Salle St.
•Riter & Co.. 134 S. La Salle St.
Rogers & Tracy, Inc., 120 S. La Salle St.
•Rollins & Sons, Inc., E. H„ 231 S. La Salle St.
Ross Securities Co., Thompson, 39 S. La Salle St.
•Salomon Bros. & Hutzler, 231 S. La Salle St.
Seerley & Co., Inc., John J., 105 S. La Salle St.
Selected Investments Company, 135 S. LaSalle St.
•Shields & Company, 135 S. La Salle St.
Showers, Robert, 10 S. La Salle St.
Sills, Troxell & Minton, Inc., 209 S. La Salle St.
•Smith, Barney & Co., 105 W. Adams St.
Speer & Sons Company, H. C., 135 S. La Salle St.
Stern, Wampler & Co. Inc., 231 S. La Salle St.
•Stifel, Nicolaus & Co., Inc., 105 W. Adams St.
Stokes, Woolf & Co., Inc., 105 S. La Salle St.
•Stone & Webster and Blodget, Inc., 33 S. Clark St.
•Stranahan, Harris & Company, Inc., 135 S.
La Salle St.
Straus Securities Company, 135 S. La Salle St.
Webber, Darch & Company, 208 S. La Salle St.
Webber-Simpson & Company, 208 S. La Salle St.
•Weeden & Co., 135 S. La Salle St.
Welsh and Green, Incorporated, 135 S. LaSalle St.
•White-Phillips Company, Inc., The, 39 S. La Salle
St.
(Branch of White-Phillips Corporation, Daven
port)
Winthrop, Mitchell & Co., 141 W. Jackson Blvd.
Wittbold & Co.. John, 10 S. La Salle St.
•Wood, Struthers & Co., 231 S. La Salle St.
Yantis & Co., Inc., F. S., 120 S. La Salle St.
ELGIN
•Allyn and Company, Inc., A. C., Elgin Tower.
MONMOUTH
MoiTat & Co., Inc., D. W., Woods Bldg.
PEORIA
•Allyn and Company, Inc., A. C„ Alliance Life Bldg.
•Central Republic Company, Alliance Life Bldg.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1706
SPRINGFIELD
Dixon-Bretscher Company, Inc., The, First
National Bank Bldg.
INDIANA
Central States Croup
FORT WAYNE
Central Securities Corporation, Lincoln Bank
Tower
INDIANAPOLIS
•Blyth & Co., Inc., Circle Tower
♦Davis & Co., Paul H., Merchants Bank Bldg.
♦Harriman Ripley & Co., Incorporated, Fletcher
Trust Bldg.
♦Hemphill, Noyes & Co., Merchants Bank Bldg.
Indianapolis Bond and Share Corporation, 120 E.
Market St.
•Moseley & Co., F. S„ Circle Tower
♦Straus Securities Company, Circle Tower
SOUTH BEND
Harrison & Austin, Inc., Citizens Bank Bldg.
McGann Securities Company, Inc., Albert, 111
W. Washington Ave.
LOUISIANA
MASSACHUSETTS
Southern Group
New England Group
NEW ORLEANS
AnagnostI & Walker, Inc., Whitney Bank Bldg.
Dane & Weil, Canal Bank Bldg.
♦Equitable Securities Corporation, Whitney Bank
Bldg.
Hyams, Glas & Carothers, 610 Common St.
Lamar, Kingston & Labouisse, Canal Bank Bldg.
Levy & Rooney, Inc., Whitney Bank Bldg.
National Bank of Commerce in New Orleans, The,
Baronne & Common Sts.
Newman, Harris & Co., Maritime Bldg.
Nusloch, Baudean & Smith, Hibernia Bank Bldg.
Saunders Company, Inc., P. H., American Bank
Bldg.
Scharff & Jones, Inc., Whitney Bldg.
Vass & Co., Inc., Lachlan M., Whitney Bank
Bldg.
Weil & Company, Inc., Union Bldg. Arcade.
White, Dunbar & Co., Inc., Whitney Bank Bldg.
Whitney National Bank of New Orleans, St.
Charles & Gravier Sts.
BOSTON
♦Adams & Peck, 35 Congress St.
♦Adams, Mudge & Co., Ill Devonshire St.
♦Allyn and Company, Inc., A. C., 30 Federal St.
♦Ames & Co., Inc., A. E., 50 Congress St.
Baker, Young & Company, Inc., 209 Washington
St.
Baldwin & Company, 30 Federal St.
Ballou, Adams & Whittemore, Inc., 49 Federal
St.
♦Bankers Trust Company, 10 Post Office Sq.
♦Blair & Co., Inc., 75 Federal St.
♦Blyth & Co., Inc., Ill Devonshire St.
Bond & Goodwin, Incorporated, 30 Federal St.
♦Bullock, Calvin, 68 Devonshire St.
Burgess & Leith, 75 Federal St.
♦Burr & Company, Inc., 35 Congress St.
Burr, Gannett & Co., 53 State St.
Chace, Whiteside & Symonds Incorporated, 24
Federal St.
♦Childs and Company, Inc., C. F„ 82 Devonshire
St.
♦Clark, Dodge & Co., 70 Federal St.
Coffin & Burr, Inc., 60 State St.
Collins, Breed & Co.. 82 Devonshire St.
Day & Co., R. L„ 45 Milk St.
♦Devine & Co., Inc., C. J., 75 Federal St.
♦Dick & Merle-Smith, 30 State St.
Estabrook & Co., 15 State St.
♦First Boston Corporation, The, 1 Federal St.
♦Foster & Co., Inc., 35 Congress St.
♦Goldman, Sachs & Co., 75 Federal St.
♦Graham, Parsons & Co., 10 Post Office Sq.
♦Harriman Ripley & Co., Incorporated, 10 Post
Office Sq.
♦Hayden, Stone & Co., 75 Federal St.
♦Hoit, Rose & Troster, 10 Post Office Sq.
Hornblower & Weeks, 60 Congress St.
♦Hutton & Company, W. E., 75 Federal St.
Jackson & Curtis, 10 Post Office Sq.
Kennedy, Spence & Company, Incorporated, 75
Federal St.
♦Kidder, Peabody & Co., 115 Devonshire St.
SHREVEPORT
Barrow, Leary & Co., 515 Market St.
•Scharff & Jones, Inc., 513 Market St.
IOWA
Central States Group
CEDAR RAPIDS
♦Quail & Co., Merchants Bank Bldg.
MAINE
New England Group
DAVENPORT
♦Murdoch, Dearth & White, Inc., Union Bank Bldg.
Quail & Co., Davenport Bank Bldg.
Vieth, Duncan & Wood, Davenport Bank Bldg.
Whlte-Phillips Corporation, First National Bldg.
BANGOR
♦Hornblower & Weeks, 2 State St.
Pierce, White & Drummond, Inc., Eastern Trust
Bldg.
DES MOINES
•Babcock, Rushton & Company, Fleming Bldg.
Central National Bank and Trust Company, 314
Fifth St.
♦Central Republic Company, Insurance Exchange
Bldg.
Iowa-Des Moines National Bank & Trust Com
pany, Sixth and Walnut Sts.
Jackley & Company, Equitable Bldg.
♦Moseley & Co., F. S., Equitable Bldg.
Murdoch, Dearth & White, Inc., Des Moines Bldg.
♦Paine, Webbor & Co., Liberty Bldg.
♦Quail & Co., Equitable Bldg.
•White-Philllps Corporation, Iowa-Des Moines
National Bldg.
PORTLAND
•Baldwin & Company, Chapman Bldg.
♦Bond & Goodwin. Incorporated. 120 Exchange St.
•Coffin & Burr, Inc., 120 Exchange St.
Gilman & Co.. Inc., Charles H., 186 Middle St.
•Hayden, Stone & Co., 477 Congress St.
♦Hornblower & Weeks, 83 Exchange St.
♦Paine, Webber & Co., Fidelity Bldg.
Payson & Co., H. M„ 93 Exchange St.
♦Putnam & Company, Inc., F. L„ 97 Exchange St.
♦Rollins & Sons, Inc., E. H„ Fidelity Bldg.
WATERLOO
•Allyn and Company, Inc., A. C„ Waterloo Bldg.
KANSAS
Southwestern Group
KANSAS CITY
Commercial National Bank of Kansas City, The,
601 Minnesota Ave.
TOPEKA
Estes, Snyder & Company, Inc., 103 E. Tenth St.
WICHITA
Branch Company, The Vernon H., Brown Bldg.
Lathrop-Hawk-Herrick Company, Inc., The, First
National Bank Bldg.
Ranson-Davldson Investment Company, The,
Beacon Bldg.
Small-Milburn Company, The, Wheeler-KellyHagny Bldg.
KENTUCKY
Ohio Valley Group
DANVILLE
♦Lyons & Company, W. L., 133 N. Third St.
LEXINGTON
•Hutton & Company, W. E., Hernando Bldg.
♦Lyons & Company, W. L., Lafayette Hotel.
Van Hooser & Company, J. D„ 261 W. Short St.
LOUISVILLE
Almsted Brothers, 425 W. Market St.
Bankers Bond Co., Inc., The, Kentucky Home Life
Bldg.
•Blyth & Co., Inc., Kentucky Home Life Bldg.
Hilliard & Son, J. J. B„ 419 W. Jefferson St.
Lyons & Company, W. L., 231 S. Fifth St.
Moore & Company, Berwyn T., Marion E. Tay
lor Bldg.
•Stein Bros. & Boyce, Starks Arcade Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
(Additional office at 69 Newbury St.)
MARYLAND
Southeastern Group
BALTIMORE
Allen & Company, Edward D., Keyser Bldg.
♦Auchlncloss, Parker & Redpath, Mercantile Trust
Bldg.
Baker, Watts & Co., Calvert & Redwood Sts.
♦Bankers Trust Company, Maryland Trust Bldg.
Brown & Sons, Alex., 135 East Baltimore St.
♦Byllesby and Company, H. M., Munsey Bldg.
Cahn & Company, Frank B„ Equitable Bldg.
Daly & Co., Owen, 23 South St.
Equitable Trust Company, The, Calvert & Fay
ette Sts.
Garrett & Sons, Robert, South & Redwood Sts.
Hudson & Co., First National Bank Bldg.
♦Hutton & Company, W. E., First National Bank
Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Mackubln, Legg & Company, 222 E. Redwood St.
Marburg, Price & Co., Keyser Bldg.
Maryland Trust Company, Calvert & Redwood
Sts.
Mead, Irvine & Co., First National Bank Bldg.
Mercantile Trust Company of Baltimore. Calvert,
Redwood & Baltimore Sts.
♦Murphy & Co., G. M.-P., First National Bank
Bldg.
Shriver & Co., Inc., George G., Mercantile Trust
Bldg.
♦Smith, Barney & Co., Ill E. Redwood St.
♦Starkweather & Co., Keyser Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Trail & Middendorf, Inc., Keyser Bldg.
Williams & Company, Inc., C. T., Fidelity Bldg.
EASTON
♦Williams & Company, Inc., C. T., Easton Na
tional Bank Bldg.
HAGERSTOWN
♦Mackubin, Legg & Company, Wareham Bldg.
♦Stein Bros. & Boyce, 116 W. Washington St.
♦BRANCH OFFICE
♦Lazard Freres & Co., 75 Federal St.
Learoyd & Nightingale Incorporated, 50 Con
gress St.
♦Lee Higginson Corporation, 50 Federal St.
Lyons & Company, 75 Federal St.
Massachusetts Distributors, Inc., 85 Devonshire
St.
Moors & Cabot, 111 Devonshire St.
Moseley & Co., F. S., 50 Congress St.
♦Murphy Sc Co., G. M..-P., 35 Congress St.
Newton, Abbe & Company. 60 Federal St.
Paine, Webber & Co., 24 Federal St.
Parker Corporation, The, 1 Court St.
♦Paul & Co., Inc., 50 Congress St.
Perry & Co., Inc., Arthur, 31 Milk St.
Preston, Moss & Company, 111 Devonshire St.
Putnam & Company, Inc., F. L., 77 Franklin St.
♦Rollins & Sons, Inc., E. H., 75 Federal St.
♦Rothschild & Co., L. F., 30 State St.
♦Salomon Bros. & Hutzler, 75 Federal St.
♦Shields & Company, 75 Federal St.
♦Smith, Barney & Co., Ill Devonshire St.
Soudy, Swartswelter & Co., 49 Federal St.
♦Stone & Webster and Blodget, Inc., 49 Federal
St.
Thornton & Curtis, 24 Federal St.
♦Tifft Brothers, 50 Congress St.
♦Trask & Co., Spencer, 50 Congress St.
Tucker, Anthony & Co., 74 State St.
Tyler & Company, Inc., 75 Federal St.
♦Union Securities Corporation, 75 Federal St.
Walnwright & Co., H. C., 60 State St.
Washburn & Company, Inc., 24 Federal St.
♦White, Weld & Co., Ill Devonshire St. |
Whiting, Weeks & Stubbs Incorporated, 36
Federal St.
Whitney & Elwell, 30 State St.
Wood Company, Arthur W„ 19 Congress St.
CAMBRIDGE
♦Jackson & Curtis, Harvard Sq.
LOWELL
♦Kidder, Peabody & Co., 9 Central St.
LYNN
♦Jackson & Curtis, 23 Central Ave.
NEW BEDFORD
♦Kidder, Peabody & Co., First National Bldg.
♦Tucker, Anthony & Co., 20 Market St.
PITTSFIELD
♦Reynolds & Co., 28 North St.
♦Tifft Brothers, 100 North St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
SPRINGFIELD
♦Day & Co., R. L., Third National Bank Bldg.
♦Estabrook & Co., 1387 Main St.
♦First Boston Corporation, The, Third National
Bank Bldg.
♦Hayden, Stone & Co., 1387 Main St.
♦Jackson & Curtis, 1387 Main St.
♦Kidder, Peabody & Co., 1391 Main St.
♦Paine, Webber & Co., Third National Bank Bldg.
•Putnam & Company, Inc., F. L., Third National
Bank Bldg.
♦Rollins & Sons, Inc., E. H„ 1387 Main St.
Tifft Brothers, 1387 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Third
National Bank Bldg.
WORCESTER
Adams, Mudge & Co., 340 Main St.
♦Lee Higginson Corporation, 16 Norwich St.
♦Paine, Webber & Co., State Mutual Bldg.
♦Tifft Brothers, 332 Main St.
♦Trask 4 Co., Spencer, 340 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Slater
Bldg.
•Wood, Struthers & Co., State Mutual Bldg.
MICHIGAN
Michigan Group
ANN ARBOR
♦Watling, Lerchen & Co., Ann Arbor Trust Bldg.
BATTLE CREEK
•Ross Securities Co.. Thompson, City Bank Bldg.
DETROIT
Alison & Company, Buhl Bldg.
♦Allyn and Company, Inc., A. C., Buhl Bldg.
Baker, Simonds & Co., Buhl Bldg.
♦Ballman & Main, Dime Bank Bldg.
♦Bankers Trust Company, Buhl Bldg.
•Blair & Co., Inc., Buhl Bldg.
♦Blyth & Co., Inc., Buhl Bldg.
♦Braun, Bosworth & Company, Penobscot Bldg.
Campbell, McCarty & Company, Inc., Buhl Bldg.
Carey & Co., Matthew, Union Guardian Bldg.
♦Central Republic Company, Union Guardian
Bldg.
Clayton and Company, Fidelity Bldg.
Cray, McFawn & Petter, Fidelity Bldg.
Crouse & Company, Penobscot Bldg.
•Dominick & Dominick, 601 Griswold St.
First of Michigan Corporation, Buhl Bldg.
♦Harriman Ripley & Co., Incorporated, Penobscot
Bldg.
Higbie Corporation, Carlton M„ Buhl Bldg.
♦Hornblower & Weeks, Penobscot Bldg.
♦Hutton & Company, W. E„ 600 Griswold St.
Keane & Company, 645 Griswold St.
♦Kidder & Co., A. M„ Ford Bldg.
Livingstone & Co., S. R„ Penobscot Bldg.
Martin, Smith & Company, Inc., Union Guardian
Bldg.
McDonald, Moore & Hayes, Inc., Penobscot Bldg.
Miller, Kenower & Company, Inc., Penobscot
Bldg.
O’Donnell and Company, R. C„ Penobscot Bldg.
♦Paine, Webber & Co., Penobscot Bldg.
Parcells & Co., Charles A., Penobscot Bldg.
Peter, Keenan & Co., Buhl Bldg.
♦Rollins & Sons, Inc., E. H., National Bank Bldg.
Sattley & Co., Inc., H. V., Hammond Bldg.
♦Selected Investments Company, Penobscot Bldg.
Small & Co., Sidney R„ Penobscot Bldg.
Smith, Hague & Co., Penobscot Bldg.
•Stranahan, Harris & Company, Inc., Buhl Bldg.
♦Straus Securities Company, Union Guardian
Bldg.
Watkins & Fordon, Inc., Penobscot Bldg.
Watling, Lerchen & Co., Buhl Bldg.
Wedthoff & Co., Guy G., Penosbcot Bldg.
FLINT
♦Allyn and Company, Inc., A. C„ Genesee Bank
Bldg.
GRAND RAPIDS
♦Cray, McFawn & Petter, Michigan Trust Bldg.
♦First of Michigan Corporation, Grand Rapids
Trust Bldg.
♦McDonald, Moore & Hayes, Inc., Grand Rapids
Trust Bldg.
♦Paine, Webber & Co., Peoples National Bank Bldg.
♦Rollins & Sons, Inc., E. H„ 60 Monroe Ave.
♦Ross Securities Co., Thompson, Grand Rapids
Trust Bldg.
IRON MOUNTAIN
♦Ross Securities Co., Thompson, U. S. National
Bank Bldg.
91
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
JACKSON
♦Dominick & Dominick, 120 W. Michigan Ave.
KALAMAZOO
♦Ross Securities Co., Thompson,
National Bank Bldg.
1707
VICKSBURG
First National Bank & Trust Company of Vicks
burg, The, Washington St.
American
MISSOURI
LANSING
♦Hutton & Company, W. E„ 121 W. Michigan
Ave.
MARQUETTE
♦Paine, Webber & Co., 106 Harlow Block.
MONROE
♦Livingstone & Co., S. R„ 11 Washington St.
SAGINAW
♦Cray, McFawn & Petter, Second National Bank
Bldg.
MINNESOTA
KANSAS CITY
Southwestern Group
♦Allyn and Company, Inc., A. C., 1012 Baltimore
Ave.
Baum Bernheimer Company, 1016 Baltimore Ave.
Callender, Burke & MacDonald, Fidelity Bank
Bldg.
♦Childs and Company, Inc., C. F., 15 W. Tenth St.
City National Bank and Trust Company, 18th &
Grand Ave.
Commerce Trust Company. Tenth & Walnut Sts.
♦Mercantile-Commerce Bank and Trust Company,
Dwight Bldg. (Correspondent of St. Louis.)
♦Moseley & Co., F. S„ R. A. Long Bldg.
Prescott, Wright, Snider Company, 918 Baltimore
Ave.
♦Rollins & Sons, Inc., E. H., Land Bank Bldg.
♦Seerley & Co., Inc., John J., 1004 Baltimore Ave.
Stern Brothers & Co., 1015 Baltimore Ave
♦Straus Securities Company, 107 Ward Parkway.
Weltner & Co., A. E., Dwight Bldg.
Minnesota Group
DULUTH
First and American National Bank of Duluth,
Superior St. & Third Ave., West.
Northern National Bank of Duluth, 304 W
Superior St.
♦Paine. Webber & Co., Medical Arts Bldg.
♦Straus Securities Company, Alworth Bldg.
♦Wells-Dickey Company, Alworth Bldg.
MINNEAPOLIS
Allison-Williams Company, Northwestern Bank
Bldg.
Ashmun Company, C. S„ First National-Soo Line
Bldg.
Bigelow, Webb & Co., Incorporated, First
National-Soo Line Bldg.
Bishop & Co., M. H., Frontenac Bldg.
♦Blyth & Co., Inc., Rand Tower
♦Byllesby and Company, H. M„ Rand Tower
♦Central Republic Company, Rand Tower
Dain & Company, J. M„ Rand Tower
First National Bank and Trust Company, 115 S.
Fifth St.
Fuller Company. Charles A., Northwestern Bank
Bldg.
♦Harriman Ripley & Co., Incorporated, North
western Bank Bldg.
Jones Co., Geo. C., Northwestern Bank Bldg.
♦Kalman & Company, McKnight Bldg.
Lowe Company, Justus F., First National-Soo
Line Bldg.
♦Mannheimer-Caldwell, Inc., Northwestern Bank
Bldg.
Needham & Company, Inc., Rand Tower
Nelson Company, Guy A., 133 S. Seventh St.
Northwestern National Bank and Trust Company
Northwestern Bank Bldg.
♦Paine, Webber & Co., Rand Tower
Piper, Jaffray & Hopwood, 115 S. Seventh St.
♦Rollins & Sons, Inc., E. H., Northwestern Bank
Bldg.
♦Seerley & Co., Inc., John J., Roanoke Bldg
♦Smith. Barney & Co., Northwestern Bank Bldg.
♦Straus Securities Company, Plymouth Bldg.
Thrall West Company, Northwestern Bank Bldg.
Wells-Dickey Company, Metropolitan Bank Bldg.
Wittenberg Merrick Company, Northwestern
Bank Bldg.
Woodard-Elwood & Company, Rand Tower
ST. PAUL
♦Central Republic Company, First National Bldg.
First National Bank of Saint Paul, The, Fourth &
Minnesota Sts.
Gates & Co., Stanley, 345 Robert St.
Greenman & Cook, Inc., First National Bldg.
Kalman & Company, 143 E. Fourth St.
Mannheimer-Caldwell, Inc., First National Bldg.
♦Paine, Webber & Co., Pioneer Bldg.
♦Riter & Co., Pioneer Bldg.
♦Wells-Dickey Company, Endicott Bldg.
Wood & Company, Harold E„ First National Bldg.
ST. JOSEPH
Southwestern Group
First Trust Company, The, Fourth & Felix Sts.
♦Seerley & Co., Inc., John J., Schneider Bldg.
ST. LOUIS
Mississippi VaUey Group
Bitting & Co., 316 N. Eighth St.
Bitting, Jones & Co., Inc., 411 N. Seventh St.
♦Blair & Co., Inc., Boatmen’s Bank Bldg.
Boatmen’s National Bank, The, 300 N. Broadway.
Bramman-Schmidt-Busch, Inc., Boatmen’s Bank
Bldg.
♦Bullock, Calvin, Security Bldg.
♦Childs and Company, Inc., C. F., 314 N. Broad
Crago, Smith & Canavan, Security Bldg.
♦Devine & Co., Inc., C. J., 314 N. Broadway
Dietz, Chamberlain & Co., Incorporated, 314 N
Broadway.
D’Oench, Duhme & Co., Inc., 315 N. Seventh St.
♦First Boston Corporation, The, 314 N. Broadway
Francis, Bro. & Co., 222 N. Fourth St.
Giger and Company, 211 N. Fourth St.
♦Goldman, Sachs & Co., Boatmen’s Bank Bldg
Jones & Co., Edward D„ Boatmen’s Bank Bldg
Kerwin, Fotheringham & Co., Inc., 314 N. Broad
way.
Mahan & Company, L. E., 509 Olive St.
Mercantile-Commerce Bank and Trust Company.
721 Locust St.
Metropolitan St. Louis Company, 718 Locust 8t.
Mississippi Valley Trust Company, Broadway &
Olive Sts.
♦Moseley & Co., F. S., Boatmen’s Bank Bldg.
♦Murdoch, Dearth & White, Inc., Boatmen’s Bank
Bldg.
Newhard, Cook & Co., 400 Olive St.
Reinholdt & Gardner, 400 Locust St.
♦Rollins & Sons. Inc., E. H„ 314 N. Broadway
Ruppert & Company, H. L., 400 Pine St.
Simon & Co., I. M., 315 N. Fourth St.
Smith, Moore & Co., 509 Olive St.
Stifel, Nicolaus & Co., Inc., 314 N. Broadway
Stix & Co., 509 Olive St.
Taussig, Day & Company, Inc., Boatmen’s Bank
Bldg.
Theis & Sons. Inc., Albert, 410 Olive St.
Walker & Co., G. H„ 503 Locust St.
Whitaker & Company, Fourth & Olive Sts.
Wibbing & Co., O. H., Security Bldg.
NEBRASKA
WINONA
♦Mannheimer-Caldwell, Inc., Exchange Bldg.
MISSISSIPPI
Central States Group
LINCOLN
♦Burns, Potter & Company, Stuart Bldg.
First Trust Company of Lincoln, The, Tenth &
O Sts.
♦Wachob-Bender Corporation, Insurance Bldg.
Southern Group
JACKSON
♦Scharff & Jones, Inc., Lamar Life Bldg.
Speed Company, Leland, Deposit Guaranty Bank
Bldg.
♦BRANCH OFFICE
OMAHA
♦Allyn and Company, Inc., A. C., Insurance Bldg.
1708
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
OMAHA—Continued
Bums, Potter & Company, 202 S. Seventeenth
St.
♦Byllesby and Company, H. M„ Farnam Bldg.
♦Central Republic Company, Insurance Bldg.
Greenway & Company, Farnam Bldg.
Hall and Company, Inc., Ware, First National
Bank Bldg.
♦Kirkpatrick-Pettis Company, Omaha National
Bldg.
National Company of Omaha, The, First National
Bank Bldg.
♦Stern Brothers & Co., Insurance Bldg.
Wachob-Bender Corporation, 210-212 S. Seven
teenth St.
Manufacturers and Traders Trust Company, 284
Main St.
Marine Trust Company of Buffalo, The, 237
Main St.
♦Moseley & Co., F. S., 50 Congress St.
O’Brian, Potter & Co., Liberty Bank Bldg.
Schoellkopf, Hutton & Pomeroy, Inc., 70 Niagara
St.
Union Securities Corporation, Liberty Ba
Wood, Trubee & Co., M & T Bldg.
CORTLAND
♦Glidden, Morris & Co., Savings Bank Bldg.
NEW HAMPSHIRE
New England Group
CONCORD
♦Paine, Webber & Co., 3 Capitol St.
ELMIRA
♦Jackson & Curtis, Keeney Theatre Bldg.
♦Manufacturers and Traders Trust Company,
Hulett Bldg.
♦Treman & Co., Arthur B., 125 Lake St.
MANCHESTER
•Rollins & Sons, Inc., E. H., Amoskeag Bank Bldg.
GLENS FALLS
♦Trask & Co., Spencer, Queensbury Hotel
NEW JERSEY
New York Group
ASBURY PARK
•McDonnell & Co., Berkeley Carteret Hotel
EAST ORANGE
♦Reynolds & Co., 22 Prospect St.
JERSEY CITY
Bullock, Calvin, 921 Bergen Ave.
♦Burley & Company, 75 Montgomery St.
♦Distributors Group, Incorporated, 1 Exchange Pi.
♦Eberstadt & Co., Inc., F., 15 Exchange PI.
♦Lord, Abbett & Co., Inc., 1 Exchange PI.
♦Massachusetts Distributors, Inc., 15 Exchange
Pi.
•Nickerson & Co., Inc., John, 15 Exchange PI.
ITHACA
Treman & Co., Arthur B„ First National Bank
Bldg.
MIDDLETOWN
♦Craigmyle & Co., 13 King St.
NEWBURGH
♦Shields & Company, 120 Grand St.
NEW ROCHELLE
♦Shields & Company, 271 North Ave.
MORRISTOWN
•Reynolds & Co., Park Square Bldg.
NEWARK
♦Boennlng & Co., 744 Broad St.
♦Clark, Dodge & Co., 744 Broad St.
Colyer, Robinson & Company, Inc., 1180 Ray
mond Blvd.
•Kean, Taylor & Co., 744 Broad St.
♦Minsch, Monell & Co., Inc., 790 Broad St.
Preim & Co., C. A., 744 Broad St.
Rippel, Inc., Julius A., 744 Broad St.
Rippel & Co., J. S., 18 Clinton St.
Van Deventer Brothers, Inc., 24 Commerce St.
NEW YORK CITY
Adams & Peck, 63 Wall St.
Adams, McEntee & Co., Inc., 40 Wall St.
Aldred & Co., 40 Wall St.
Allen & Company, H. L„ 100 Broadway
♦Allyn and Company, Inc., A. C., 40 Wall St.
♦Ames & Co., Inc., A. E., 2 Wall St.
(Affiliate of A. E. Ames & Co., Limited, Toronto)
Amott, Baker & Co. Incorporated, 150 Broadway
♦Auchincloss, Parker & Redpath, 52 Wall St.
♦Babcock, Rushton & Company, 50 Broadway
Bacon. Stevenson & Co., 39 Broadway
♦Bank of Montreal, Agency, 64 Wall St.
(Agency of Bank of Montreal, Head Office,
Montreal)
TRENTON
♦Graham, Parsons & Co., Broad Street Bank Bldg.
♦Hemphill, Noyes & Co., Stacy-Trent Hotel.
♦Robinson, Miller & Co., Inc., 15 W. State St.
NEW YORK
New York Group
ALBANY
Cooley & Co., Inc., George R., 100 State St.
♦Hemphill, Noyes & Co., Ten Eyck Bldg.
♦Kidder, Peabody & Co., 75 State St.
♦Manufacturers and Traders Trust Company,
142 State St.
♦Marks & Co., Laurence M., 75 State St.
♦Paine, Webber & Co., 90 State St.
♦Rollins & Sons, Inc., E. H„ 75 State St.
♦Smith Barney & Co., 90 State St.
♦Trask & Co., Spencer, State Bank Bldg.
♦Young & Company, Inc., F. J„ 75 State St.
BINGHAMTON
♦Bonbright & Co., George D. B., 97 Collier St.
BUFFALO
♦Amott, Baker & Co. Incorporated, 298 Main St.
♦Barr Brothers & Co., Inc., Marine TrustCompany
Bldg.
♦Blair & Co., Inc., Ellicott Square Bldg.
♦Dominion Securities Corporation, M & T Bldg.
♦First Boston Corporation, The, Liberty Bank
Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Bankers Trust Company, 16 Wall St.
Barr Brothers & Co., Inc., 40 Wall St.
♦Battles & Company, Inc., 90 Broad St.
Bear, Stearns & Co., 1 Wall St.
♦Becker & Co., Incorporated, A. G„ 54 Pine St.
Bergen, John J., 40 Wall St.
Blair & Co., Inc., 44 Wall St.
♦Blyth & Co., Inc., 14 Wall St.
♦Bodell & Co., Ill Broadway.
♦Boettcher and Company, 52 Wall St.
Bonbright & Company, Incorporated, 25 Nassau
St.
Bond & Goodwin, Incorporated, 63 Wall St.
Bristol & Willett, 115 Broadway
♦Brown & Sons, Alex., 2 Wall St.
♦Bullock, Calvin, 1 Wall St.
Burley & Company, 115 Broadway
Burr & Company, Inc., 57 William St.
♦Byllesby and Company, H. M., Ill Broadway
Callaway, Fish & Co., 15 Broad St.
Campbell, Phelps & Co., Inc., 70 Pine St.
Carroll & Co., John B., 70 Pine St.
♦Cavalier & Co., Wm„ 40 Wall St.
♦Chandler & Company, Inc., 120 Broadway
♦Chaplin & Company, 52 Broadway
Chase National Bank of the City of New York,
18 Pine St.
Chemical Bank & Trust Company, 165 Broadway
♦Childs and Company, Inc., C. F., 1 Wall St.
Childs, Jeffries & Thorndike, Inc., 50 Broadway
Clark. Dodge & Co., 61 Wall St.
Clarke & Co., Inc., Richard W., 17 E. 42nd St.
♦Coffin & Burr, Inc., 70 Pine St.
Cohu Brothers & Georgeson, 24 Broad St.
♦Collin, Norton & Co., 26 Broadway
Craigmyle & Co., 1 Wall St.
Darby & Co., Inc., 1 Wall St.
♦Day & Co., R. L„ 14 Wall St.
Devine & Co., C. J., 48 Wall St.
Dick & Merle-Smith, 30 Pine St.
♦Dickson & Company, R. S., 30 Broad St.
Dillon, Read & Co., 28 Nassau St.
Distributors Group, Incorporated, 63 Wall St.
♦BRANCH OFFICE
Dominick & Dominick, 115 Broadway
♦Dominion Securities Corporation, 40 Exchange
PI.
{Branch of The Dominion Securities Corporation
Limited, Toronto)
Downs & Co., Harry, 60 Wall Tower
duPont & Co., Francis I., 1 Wall St.
Eastman, Dillon & Co.. 15 Broad St.
Eberstadt & Co., Incorporated, F., 39 Broadway
♦Elder & Company, 11 Wall St.
Eldredge & Co., Inc., 40 Wall St.
Emanuel & Co., 50 Pine St.
♦Equitable Securities Corporation, 40 Wall St.
♦Estabrook & Co., 40 Wall St.
Evans, Stillman & Co., 14 Wall St.
Ewart & Co., Incorporated, C. B., 70 Wall St.
Fenner and Beane Corporation, 67 Broad St.
Fenton & Company, Incorporated, F. R., Ill
Broadway
First Boston Corporation, The, 100 Broadway
First National Bank of the City of New York,
2 Wall St.
♦First of Michigan Corporation, 1 Wall St.
Foster & Co., Inc., 90 Broad St.
Fox & Company, P. F.. 1 Wall St.
•
Frazee Company, E. P„ 120 Broadway.
Gary & Partners, Theodore, 21 E. 40th St.
Gibbons & Company, Inc., Geo. B„ 49 Wall St.
Glidden, Morris & Co., 72 Wall St.
Glore, Forgan & Co., 38 Wall St.
Goldman. Sachs & Co.. 30 Pine St.
♦Graham, Parsons & Co., 14 Wall St.
Granbery, Marache & Lord, 120 Broadway
Green, Ellis & Anderson, 100 Broadway
Greene and Company, 37 Wall St.
Guaranty Trust Company of New York, 140
Broadway
Hallgarten & Co., 44 Pine St.
Hamilton & Co., Geo. F.. 20 Pine St.
Hannahs, Baffin & Lee. Ill Broadway
Harriman Ripley & Co., Incorporated, 63 Wall St.
♦Harris, Hall & Company, 14 Wall St.
Hatch & Co., Inc., Frederic H., 63 Wall St.
Hayden, Stone & Co., 25 Broad St.
Hegarty & Co., Inc., D. M. S., 67 Wall St.
Heinzelmann, Ripley & Co., Inc., 40 Exchange PI.
Heller & Co., Inc., Herbert C., 30 Broad St.
Hemphill, Noyes & Co., 15 Broad St.
Hipkins & Topping, 1 Waff St.
Hoit, Rose & Troster, 74 Trinity PI.
♦Hornblower & Weeks, 40 Wall St.
♦Hughes and Company, E. W., 1 Wall St.
♦Hutton & Company. W. E., 14 Wall St.
Hynes & Co., Incorporated, Eugene J., 61 Broad
way
Hynson & Co., Incorporated, J. N., 14 Wall St.
♦Jackson & Curtis. 115 Broadway
♦Janney & Co., 14 Wall St.
Jones & Co., Chas. H., 20 Broad St.
Kean. Taylor & Co., 14 Wall St.
Keys & Co., C. M., 551 Fifth Ave.
Kidder & Co., A. M„ 1 Wall St.
Kidder. Peabody & Co.. 17 Wall St.
♦Kirchofer & Arnold, Inc., F., 37 Waff St.
Kuhn, Leob & Co., 52 William St.
Ladenburg, Thalmann & Co., 25 Broad St.
Lahey, Fargo & Co., 31 Nassau St.
Lamport & Company, A. M„ 44 Pine St.
Lang & Co., F. P., 40 Wall St.
Langley & Co., W. C., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Lebenthal & Co., 135 Broadway
Lee Higginson Corporation, 37 Broad St.
Lehman Brothers, 1 William St.
Lewisohn & Sons, Adolph, 61 Broadway
♦Lilley & Co., 67 Waff St.
Loeb, Rhoades & Co., Carl M., 61 Broadway
Lord, Abbett & Co., Inc., 63 Wall St.
♦Mackubin, Legg & Company, 42 Broadway
♦Manufacturers and Traders Trust Company, 1
Wall St.
Manufacturers Trust Company, 55 Broad St.
♦Marine Trust Company of Buffalo, The, 120
Broadway
Marks & Co., Laurence M., 49 Waff St.
♦Massachusetts Distributors, Inc., 39 Broadway
♦Mather & Company, Inc., Morris, 50 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McDonnell & Co., 120 Broadway
♦Mellon Securities Corporation, 14 Wall St.
♦Mercantile-Commerce Bank and Trust Company
14 Wall St. (Correspondent of St. Louis)
♦Mericka & Co., Inc., Wm. J.. 1 Wall St.
Merrill Lynch & Co. Inc., 40 Wall St.
Minsch, Monell & Co., Inc., 115 Broadway
♦Mitchell, Hutchins & Co., 1 Wall St.
Morgan & Co., J. P., 23 Wall St.
Morgan Stanley & Co., Incorporated, 2 Waff St.
♦Moseley & Co., F. S., 14 Wall St.
♦Moulton & Company, R. H., 50 Broadway
Murphy & Co., G. M.-P., Ill Broadway
National City Bank of New York, 55 Wall St.
Neergaard, Miller & Co., 1 Wall St.
Newman Bros. & Worms, 25 Broad St.
New York Trust Company, The, 100 Broadway
Nickerson & Co., Inc., John, 61 Broadway
Novotny & Co., Inc., C. G., 30 Broad St.
♦Otis & Co., 120 Broadway
♦Paine, Webber & Co., 25 Broad St.
♦Paul & Co., Inc., 52 Wall St.
♦Perry & Co., Inc., Arthur, 1 Wall St.
Phelps, Fenn & Co., 39 Broadway
Pierce & Co., E. A., 40 Wall St.
Pizzini & Co., B. W„ 52 Broadway
Pressprich & Co., R. W„ 68 William St.
♦Reinholdt & Gardner, 11 Wall St.
Reynolds & Co., 120 Broadway
Riter & Co., 48 Wall St.
Robinson, Miller & Co., Inc., 52 William St.
Rollins & Sons, Inc., E. H., 44 Wall St.
Rothschild & Co., L. F., 120 Broadway
Ryan & McManus, 39 Broadway
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
NEW YORK CITY—Continued
Salomon Bros. & Hutzler, 60 Wall St.
Saunders, Ashplant & Company, 2 Wall St.
Schaumburg & Co., F. W„ 52 William St.
Schlater, Noyes & Gardner, Inc., 60 Broadway
♦Schoellkopf, Hutton & Pomeroy, Inc., 63 Wall St.
Scholle Brothers, 40 Wall St.
Schroder Rockefeller & Co., Inc., 48 Wall St
♦Schwabacher & Co., Ill Broadway
Seligman & Co., J. & W„ 54 Wall St.
Shields & Company, 44 Wall St.
Smith, Barney & Co., 14 Wall St.
Smithers & Co., F. S„ 30 Broad St.
Starkweather & Co., Ill Broadway
♦Stein Bros & Boyce, 39 Broadway
Stemmier & Co., 52 William St.
♦Stem, Wampler & Co. Inc., 40 Wall St.
Stone & Webster and Blodget, Inc., 90 Broad St.
♦Stranahan, Harris & Company, Inc., 115 Broad
way
♦Stroud & Company, Inc., 120 Broadway
Swart & Co.. Inc., R. E„ 40 Exchange PI.
Thomson & McKinnon, 11 Wall St.
Trask & Co., Spencer, 25 Broad St.
♦Treman & Co., Arthur B„ 61 Broadway
♦Tucker, Anthony & Co.. 120 Broadway
Union Securities Corporation, 54 Wall St.
Van Alstyne, Noel & Co.. 52 Broadway
•Van Deventer Brothers, Inc., 61 Broadway
Van Ingen & Co., Inc., B. J„ 57 William St.
♦Wainwright & Co., H. C„ 14 Wall St
♦Walker & Co., G. H„ 1 Wall St.
♦Watling, Lerchen & Co., 120 Broadway
Watson & White, 149 Broadway
♦Weeden & Co., 14 Wall St.
Wertheim & Co., 120 Broadway
White & Company, Inc., J. G„ 37 Wail St.
White, Weld & Co., 40 Wall St.
Williams & Co., Clark, 50 Broadway
Wilmerding & Co., Inc., 120 Broadwray
♦Winthrop, Mitchell & Co., 26 Broadway
♦Witter & Co., Dean, 14 Wall St.
Wood, Grundy & Co„ Inc., 14 Wall St.
Wood, Low & Co., 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Young & Company, Inc., F. J., 52 Wall St.
GREENSBORO
Burnett and Company, Inc., Oscar, Security
Bank Bldg.
♦Equitable Securities Corporation, Jefferson Bldg.
Lewis and Hall, Inc., Jefferson Bldg.
RALEIGH
♦Dickson & Company, R. S., Security Bank Bldg.
Kirchofer & Arnold, Inc., Capital Club Bldg.
WILSON
Branch Banking & Trust Co., 124 Nash St.
WINSTON-SALEM
♦Smith, Barney & Co., First National Bank Bldg.
Wachovia Bank & Trust Company, Third &
Mam Sts.
OHIO
AKRON
Northern Ohio Group
♦Jackson & Curtis, Ohio Bldg.
♦McDonald-Coolidge & Co., Akron Savings & Loan
Bldg.
♦Murfey, Blossom & Co., First Central Trust Bldg.
♦Nelson, Browning & Company, First Central
Tower
CANTON
Northern Ohio Group
♦McDonald-Coolidge & Co., Citizens Bldg.
NORWICH
♦Wood. Trubee & Co., 20 S. Broad St.
ONEONTA
♦Treman & Co., Arthur B., 243 Main St.
POUGHKEEPSIE
♦Eastman, Dillon & Co., 39 Market St.
ROCHESTER
Bonbright & Co., George D. B., Powers Bldg
Feistel, Cobb & Co., Inc., Powers Bldg.
*L0e Higginson Corporation, Lincoln-Alliance
Bldg.
♦Rothschild & Co., L. F„ Lincoln-Alliance Bldg.
»Sa?e’
* Company, Inc., 45 Exchange St.
♦Schoellkopf, Hutton & Pomeroy, Inc., LincolnAlliance Bldg.
♦Stone & Webster and Blodget, Inc., Reynolds Ar
cade Bldg.
♦Tucker, Anthony & Co., 16 Main St., E.
♦Wood, Trubee & Co., Lincoln-Alliance Bldg.
♦Young & Company, Inc., F. J., Lincoln-Alliance
Bldg.
SCHENECTADY
♦Trask & Co., Spencer, 212 State St.
SYRACUSE
♦Blair & Co., Inc., State Tower Bldg.
♦Harriman Ripley & Co., Incorporated, Onondaga
Bldg.
♦Lee Higginson Corporation, 206 Highland St
♦Pressprich & Co., R. W„ State Tower Bldg.
♦Treman & Co., Arthur B., State Tower Bldg
♦Union Securities Corporation, State Tower Bldg
UTICA
♦Treman & Co., Arthur B„ First National Bank
Bldg.
WATERTOWN
•Treman & Co., Arthur B„ 111 Stone St.
NORTH CAROLINA
Southeastern Group
CHARLOTTE
Dickson & Company, R. S„ Wilder Bldg
Interstate Securities Corporation, 200 S. Tryon
St.
♦Scott, Horner & Mason, Inc., Johnston Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1709
♦First Boston Corporation, The, Union Commerce
Bldg.
First Cleveland Corporation, The, National City
Bank Bldg.
Gillis, Russell & Co., Union Commerce Bldg
♦Harriman Ripley & Co., Incorporated, Union
Commerce Bldg.
Hawley, Huller and Company, Union Commerce
Bldg.
Hayden, Miller and Company, Union Commerce
Bldg.
♦Hornblower & Weeks, Union Commerce Bldg
♦Jackson & Curtis, Union Commerce Bldg
Johnson, Kase & Co., 308 Euclid Ave.
Joseph & Co., Inc., Union Commerce Bldg.
McDonald-Coolidge & Co., Union Commerce
Bldg.
Mericka & Co., Inc., Wm. J., 925 Euclid Ave.
Merrill, Turben & Co., Union Commerce Bldg.
Murch & Co., Maynard H., 925 Euclid Ave
Murfey, Blossom & Co., Guardian Bldg.
National City Bank of Cleveland, The, E. Sixth
St. & Euclid Ave.
♦Nelson, Browning & Company, Union Commerce
Bldg.
Otis & Co., 216 Superior Ave., N. E
♦Paine, Webber & Co., Terminal Tower Bldg.
♦Rollins & Sons, Inc., E. H„ Union Commerce Bldg.
♦Salomon Bros. & Hutzler, 925 Euclid Ave
Saunders, Stiver & Co., Terminal Tower Bldg.
♦Smith, Barney & Co., Union Commerce Bldg
♦Stifel, Nicolaus & Co., Inc.. Cuyahoga Bldg.
•Stranahan, Harris & Company, Inc., Hippodrome
Bldg.
COLUMBUS
Ohio Valley Group
BancOhio Securities Company, 51 N. High St.
♦Blair & Co., Inc., 51 N. High St.
♦First Cleveland Corporation, The, A. I. U Bldg
♦McDonald-Coolidge & Co., Citizens Bank Bldg'
♦Otis & Co.. Huntington National Bank Bldg.
♦Paine, Webber & Co. 17 S. High St
Sweney, Inc., Lowry, 17 S. High St.
CINCINNATI
DAYTON
Ohio Valley Group
Ohio Valley Group
Assel. Goetz & Moerlein, Inc., Provident Bldg.
Aub & Co., A. E., Dixie Terminal Bldg
Ballinger & Co., Union Trust Bldg.
♦BancOluo Securities Company, Union Trust Bldg.
♦Blyth & Co.. Inc., Union Central Life Bldg
♦Braun, Bosworth & Company, Union Central
Bldg.
Breed & Harrison, Inc., First National Bldg
Brockhaus & Co., Edward, Union Trust Bldg
Central Trust Company, The, Fourth & Vine Sts.
♦Childs and Company, Inc., C. F., Union Trust
Bldg.
■"Devine & Co., Inc., C. J., First National Bank
Bldg.
♦Dominick & Dominick, 414 Walnut St.
Field, Richards & Shepard, Inc., Union Central
Bldg.
Fifth Third Union Trust Co., The, Fourth &
Walnut Sts.
♦Harriman Ripley & Co., Incorporated, Union
Central Life Bldg.
Hutton & Company, W. E., First National Bldg
♦Joseph & Co., Inc., First National Bldg.
Lincoln National Bank, Fourth & Vine Sts
♦Lyons & Company, W. L., 115 E. Fourth St
Magnus & Company, Dixie Terminal Bldg
♦McDonald-Coolidge & Co., Mercantile Library
Bldg.
Nelson, Browning & Company, Carew Tower
♦Otis & Co., Mercantile Library Bldg
Provident Savings Bank & Trust Company, The
Seventh & Vine Sts.
Seasongood & Mayer, 6 E. Fourth St.
♦Stone & Webster and Blodget, Inc., Union
Central Bldg.
♦Stranahan, Harris & Company, Inc., Dixie
Terminal Bldg.
Van Lahr, Doll & Isphording, Inc., Provident
Bank Bldg.
Walter, Woody & Heimerdinger, Dixie Terminal
Bldg.
Weil, Roth & Irving Company, The, Dixie Ter
minal Bldg.
♦Dominick & Dominick, 42 N. Main St
Feight-Yager & Co.. Inc.. Gas & Electric Bldg.
♦Joseph & Co., Inc., Winters Bank Bldg
♦Nelson, Browning & Company, Third National
Bldg.
CLEVELAND
Northern Ohio Group
Ball, Coons & Company, Union Commerce Bldg
♦BancOhio Securities Company, Union Commerce
Bldg.
Bates & Co., Union Commerce Bldg.
♦Blyth & Co.. Inc., Union Commerce Bldg.
Borton, Kay & Co., Union Commerce Bldg.
♦Bullock, Calvin, Williamson Bldg.
Central National Bank, 308 Euclid Ave.
♦Central Republic Company, Union Commerce
Bldg.
♦Childs and Company, Inc., C. F., Union Com
merce Bldg.
Cleveland Trust Company, The, 916 Euclid Ave.
Curtiss, House & Company, Union Commerce
Bldg.
Emerson & Co., Incorporated, H. L., Union Com
merce Bldg.
Fahey, Clark & Co., Union Commerce Bldg
♦Field, Richards & Shepard, Inc., Union Commerce
Bldg.
♦BRANCH OFFICE
SPRINGFIELD
Ohio Valley Group
♦McDonald-Coolidge & Co., First National Bldg
TOLEDO
Northern Ohio Group
Braun, Bosworth & Company, Second National
Bldg.
Collin, Norton & Co., 508 Madison Ave.
♦First Cleveland Corporation, The, Home Bank
Bldg.
♦Otis & Co., Security Bank Bldg.
Prudden & Company, Inc., Ohio Bldg
Ryan, Sutherland & Co., Ohio Bldg.
Stranahan, Harris & Company, Inc., Ohio Bldg.
YOUNGSTOWN
Northern Ohio Group
♦Soucy, Swartswelter & Co., Union National Bank
Bldg.
OKLAHOMA
Southwestern Group
OKLAHOMA CITY
Edwards, Inc., R. J., Terminal Bldg.
First National Bank and Trust Company, First
National Bldg.
Honnold, C. Edgar, 120 N. Robinson St.
Taylor-Stuart Company, American Natl. Bldg.
TULSA
♦Francis, Bro. & Co., Kennedy Bldg.
OREGON
Pacific Northwest Group
PORTLAND
Adams & Co., E. M„ American Bank Bldg.
BJaidrenship, Gould & Keeler, Inc., Wilcox Bldg.
♦Blyth & Co., Inc., Pacific Bldg.
Camp & Co., Inc., Porter Bldg.
♦Conrad, Bruce & Co., 316 S. W. Sixth Ave.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1710
PORTLAN D—Continued.
♦Ferris & Hardgrove, Wilcox Bldg.
First National Bank of Portland, Fifth & Stark
Hemphill, Fenton & Campbell, Inc., Porter Bldg.
Jaxtheimer & Company, 310 S. W. Sixth Ave.
Warrens, Bosch & Floan, Porter Bldg.
♦Witter & Co., Dean, 425 S. W. Sixth Ave.
Wright & Co., Marshall, Porter Bldg.
V
PENNSYLVANIA
ALLENTOWN
Eastern Pennsylvania Group
♦Reynolds & Co., Americus Hotel Bldg.
♦Smith, Barney & Co., Dime Trust Bldg.
BETHLEHEM
Eastern Pennsylvania Group
•Elkins, Morris & Co., Odd Fellows Bldg.
•Rollins & Sons, Inc., E. H„ Odd Fellows Bldg.
♦Smith, Barney & Co., 446 Main St.
EASTON
Eastern Pennsylvania Group
♦Eastman, Dillon & Co., First National Bank Bldg.
•Lord, Abbett & Co., Inc., First National Bank
Bldg.
•Smith, Barney & Co., 7 Center Sq.
♦Harriman Ripley & Co., Incorporated, 1529
Walnut St.
Harrison & Co., 123 S. Broad St.
•Hemphill. Noyes & Co., 123 S. Broad St.
Hopper, Soliday & Co., 1420 Walnut St.
•Hornblower & Weeks, 1429 Walnut St.
•Hutton & Company, W. E„ 1529 Walnut St.
Investment Registr-y of America Inc., 1515
Locust St.
•Jackson & Curtis, Philadelphia National Bank
Bldg.
Janney & Co., 1529 Walnut St.
•Kidder, Peabody & Co., 1416 Chestnut St.
Krause, Barrows and Co., Land Title Bldg.
♦Lazard Freres & Co., Girard Trust Company Bldg.
Lilley & Co., Packard Bldg.
McMillan, Rapp & Company, 1420 Walnut St.
Morgan & Co., Reed A., 16 S. Broad St.
•Murphy & Co., G. M.-P., 123 S. Broad St.
Newbold’s Son & Co., W. H., 1517 Locust St.
♦Paine, Webber & Co., Packard Bldg.
Paul & Co., Inc., 1420 Walnut St.
Phillips & Co., Samuel K., Packard Bldg.
•Pressprich & Co., R. W„ Girard Trust Company
Bldg.
♦Reynolds & Co., 1500 Walnut St.
♦Riter & Co., 1529 Walnut St.
•Rollins & Sons, Inc., E. H., 1528 Walnut St.
♦Salomon Bros. & Hutzler, 123 S. Broad St.
♦Smith, Barney & Co., 1411 Chestnut St.
♦Starkweather & Co., Girard Trust Company Bldg.
♦Stone & Webster and Blodget, Inc., Packard Bldg.
Stroud & Company, Inc., 1429 Walnut St.
Suplee, Yeatman & Company, Inc., 220 S. Six
teenth St.
Swain & Company, Inc., Land Title Bldg.
Thayer, Baker & Co., 16 S. Broad St.
Tyson Company, Warren A., 1528 Walnut St.
♦Van Alstyne, Noel & Co., 1500 Walnut St.
♦Wainwright & Co., H. C., Girard Trust Company
Bldg.
Wurts, Dulles & Co., 1416 Chestnut St.
Yarnall & Co., 1528 Walnut St.
♦Young & Company, Inc., F. J., 1616 Walnut St.
SCRANTON
Eastern Pennsylvania Group
♦Green, Ellis & Anderson, Scranton Life Bldg.
♦Hallgarten & Co., First National Bldg.
♦Moseley & Co., F. S„ First National Bldg.
♦Reynolds & Co., 516 Spruce St.
♦Rollins & Sons, Inc., E. H„ First National Bldg.
♦Smith, Barney & Co., First National Bldg.
SHARON
Western Pennsylvania Group
♦Grubbs, Scott & Company, First National Bank
Bldg.
SUNBURY
Eastern Pennsylvania Group
Drass & Co., J. H., 231 Market Sq.
WILKES-BARRE
Eastern Pennsylvania Group
♦Auchincloss, Parker & Redpath, Miners Bank
Bldg.
♦Green, Ellis & Anderson, Miners Bank Bldg.
♦McMillan, Rapp & Company, Miners Bank Bldg.
♦Rollins & Sons, Inc., E. H., Second National Bank
Bldg.
♦Swain & Company, Inc., Brooks Bldg.
WILLIAMSPORT
Eastern Pennsylvania Group
♦Rollins & Sons, Inc., E. H., Lycoming Trust Bldg.
YORK
Eastern Pennsylvania Group
ERIE
♦Clark & Co., E. W., 22 S. George St.
♦Reynolds & Co., 12 N. Beaver St.
♦Stein Bros. & Boyce, 31 Market St.
Western Pennsylvania Group
♦Otis & Co., 206 Marine National Bank Bldg.
•Shields & Company, Erie Trust Bldg.
HARRISBURG
Eastern Pennsylvania Group
•Hemphill. Noyes & Co., Penn Harris Hotel
♦Jones & Co., Chas. H„ State Theatre Bldg.
•Rollins & Sons, Inc., E. H., State Theatre Bldg.
HUNTINGDON
Western Pensylvania Group
•Elkins, Morris & Co., Penn St.
LANCASTER
Eastern Pennsylvania Group
•Clark & Co., E. W., Fulton National Bldg.
PHILADELPHIA
Eastern Pennsylvania Group
•Adams & Peck, 1500 Walnut St.
♦Allyn and Company, Inc., A. C., Packard Bldg.
•Amott, Baker & Co., Incorporated, 1528 Walnut
St.
•Auchincloss, Parker & Redpath, 1421 Chestnut
St.
•Bankers Trust Company, Packard Bldg.
Barclay, Moore & Co., 123 S. Broad St.
Battles & Company, Inc., 1518 Locust St.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren & Co., 1508 Walnut St.
•Blair & Co., Inc., 225 S. Fifteenth St.
•Blyth & Co., Inc., 1500 Walnut St.
Boenning & Co., 1606 Walnut St.
•Bullock, Calvin. 1416 Chestnut St.
♦Burr & Company, Inc., 1500 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
•Byllesby and Company, H. M., Stock Exchange
Bldg.
Cassatt & Co. Incorporated, South Penn Sq.
Chandler & Company, Inc., 1500 Walnut St.
Clark & Co., E. W„ 1531 Locust St.,
Clarke & Company, H. Vaughan, 15th & Locust
Sts.
Collings and Company, C. C., 123 S. Broad St.
•Devine & Co., Inc., C. J„ Fidelity-Philadelphia
Trust Bldg.
•Dominion Securities Corporation, 220 S.
Sixteenth St.
Dougherty, Corkran & Co., 1421 Chestnut St.
Drexel & Co., 15th & Walnut Sts.
•du Pont & Co., Francis I., 123 S. Broad St.
♦Eastman, Dillon & Co., 225 S. 15th St.
Elkins, Morris & Co., Land Title Bldg.
•First Boston Corporation, The, 1616 Walnut St.
•Foster & Co., Inc., Packard Bldg.
Freeman & Co., Inc., M. M., Packard Bldg.
•Goldman, Sachs & Co., 1416 Chestnut St.
Graham, Parsons & Co., 1422 Walnut St.
Harper & Turner, Inc., Stock Exchange Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
PITTSBURGH
Western Pennsylvania Group
Applegate, Geo. G„ Commonwealth Bldg.
Batty-Daly Corporation, Union Trust Bldg.
Bear & Company, S. Lee, Union Trust Bldg.
♦Blair & Co., Inc., Oliver Bldg.
♦Blyth & Co., Inc., First National Bank Bldg.
•Byllesby and Company, H. M„ Union Trust
Bldg.
•Cassatt & Co. Incorporated, Union Trust Bldg.
Chaplin & Company, 419 Wood St.
•Childs and Company, Inc., C. F„ 439 Fifth Ave.
Cunningham & Co., Inc., S. K., Commonwealth
Bldg.
Farmers Deposit National Bank, Fifth Ave. &
Wood St.
•First Boston Corporation, The, Farmers Bank
Bldg.
First National Bank at Pittsburgh, Fifth Ave. &
Wood St.
Glover & MacGregor, Inc., Union Trust Bldg.
•Graham, Parsons & Co., Union Trust Bldg.
♦Green, Ellis & Anderson, Commonwealth Bldg.
Grubbs. Scott & Company, Union Trust Bldg.
♦Harriman Ripley & Co., Incorporated, Union
Trust Bldg.
♦Hemphill, Noyes & Co., First National Bank
Bldg.
♦Janney & Co., Park Bldg.
Kay, Richards & Company, Union Trust Bldg.
♦Loeb, Rhoades & Co., Carl M., 419 Wood St.
Masten & Company, A. E., First National Bank
Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
Mellon Securities Corporation, 525 William Penn
PI.
Moore. Leonard & Lynch, Union Trust Bldg.
Peoples-Pittsburgh Trust Company, Fourth Ave.
& Wood St.
•Rollins & Sons, Inc., E. H., Grant Bldg.
Scott & Company, James H„ Union Trust Bldg.
Singer, Deane & Scribner, Union Trust Bldg.
♦Swart & Co., Inc., R. E., Union Trust Bldg.
Union Trust Company of Pittsburgh, The, Union
Trust Bldg.
Ward & Co., Norman, Grant Bldg.
Young & Co., Inc., People Bank Bldg.
RHODE ISLAND
New England Group
NEWPORT
♦Kidder, Peabody & Co., 33 Bellevue Ave.
PROVIDENCE
♦Blyth & Co., Inc., Ill Westminster St.
Bodell & Co.. 32 Custom House St.
♦Estabrook & Co., 15 Westminster St.
♦First Boston Corporation, The, Hospital Trust
Bldg.
♦Harriman Ripley & Co., Incorporated, Hospital
Trust Bldg.
♦Hornblower & Weeks, 10 Weybosset St.
♦Jackson & Curtis, Hospital Trust Bldg.
♦Kidder, Peabody & Co., 10 Weybosset St.
MacColl, Fraser & Wheeler, Hospital Trust Bldg.
Miller & George, Hospital Trust Bldg.
♦Murphy & Co., G. M.-P., Hospital Trust Bldg.
♦Paine, Webber & Co., Hospital Trust Bldg.
♦Perry & Co., Inc., Arthur, Hospital Trust Bldg.
♦Putnam & Company, Inc., F. L., Hospital Trust
Bldg.
♦Rollins & Sons, Inc., E. H., Turks Head Bldg.
♦Starkweather & Co., Hospital Trust Bldg.
♦Stone & Webster and Blodget, Inc., Turks Head
Bldg.
♦Whiting, Weeks & Stubbs Incorporated, Hospital
Trust Bldg.
SOUTH CAROLINA
Southern Group
CHARLESTON
Frost, Read & Co., Inc., 21 Broad St.
Kinloch, Huger & Company, 26 Broad St.
COLUMBIA
Crawford Co., Inc., G. H., Central Union Bldg.
POTTSVILLE
Eastern Pennsylvania Group
♦Clark & Co., E. W., Schuylkill Bldg.
SPARTANBURG
Law & Company, A. M„ Andrews Bldg.
READING
TENNESSEE
Eastern Pennsylvania Group
CHATTANOOGA
♦Clark & Co., E. W„ 515 Penn St.
♦Eastman, Dillon & Co., Berkshire Hotel Bldg.
♦Graham, Parsons & Co., 605 Washington St.
♦Harriman Ripley & Co., Incorporated, Colonial
Trust Bldg.
♦BRANCH OFFICE
Southern Group
Elder & Company, 735 Broad St.
♦Equitable Securities Corporation,
Bldg.
Provident
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
KNOXVILLE
Southern Group
♦Bass & Company, Jack M., Hamilton National
Bank Bldg.
Booker & Davidson, Inc., Hamilton National
Bank Bldg.
•Cumberland Securities Corporation, Hamilton
National Bank Bldg.
♦Elder & Company, Fidelity Bank Bldg.
♦Equitable Securities Corporation, Hamilton
National Bank Bldg.
MEMPHIS
Mississippi Valley Group
♦Equitable Securities Corporation, Union Planters
Bldg.
First National Bank of Memphis, 127 Madison
Ave.
Union Planters National Bank & Trust Company,
69 Madison Ave.
NASHVILLE
Southern Group
American National Bank, Fourth & Union Sts.
Bass & Company, Jack M., 331 Union St.
Cumberland Securities Corporation, 400 Union
St.
♦Elder & Company, Third National Bank Bldg.
Equitable Securities Corporation. 404 Union St.
Nashville Securities Company, Inc., Fourth Ave.
at Union St.
Nunn, Shwab & Co., Nashville Trust Bldg.
Webster & Gibson, 168 Fourth Avenue North
VERMONT
New England Group
TEXAS
AUSTIN
♦Barcus, Kindred & Co., Norwood Bldg.
DALLAS
Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
Callihan & Jackson, Incorporated, Republic Bank
Bldg.
Dallas Union Trust Company, Dallas National
Bank Bldg.
First National Bank in Dallas, 1401 Main St.
Garrett & Co. Inc., First National Bank Bldg.
Investment Service Corporation of Texas, Dallas
National Bank Bldg.
James, Stayart & Davis, Inc., First National Bank
Bldg.
♦Mahan, Dittmar & Company, Dallas National
Bank Bldg.
Miller, Moore & Brown, Inc., Republic Bank Bldg.
O’Neil & Company, Donald. Republic Bank Bldg.
Raugcher, Pierce & Co., Inc., Magnolia Bldg.
Walker, Austin & Waggoner, Republic Bank Bldg.
EDINBURG
♦Ranson-Davidson Investment Company, The,
American Bank Bldg.
FORT WORTH
•Dallas Union Trust Company, Fort Worth
National Bank Bldg.
Edwards & Company, William N.. First National
Bank Bldg.
GALVESTON
Mosle and Moreland. Anico Bldg.
HOUSTON
Aves and Wymer, Inc., San Jacinto National Bank
Bldg.
Dillingham & McClung, Inc., First National Bank
Bldg.
Duquette & Co., Second National Bank Bldg.
•Fenner and Beane Corporation, Gulf Bldg.
Gregory, Eddleman & Abercrombie, First Na
tional Bank Bldg.
♦Mahan, Dittmar & Company, Second National
Bank Bldg.
Moroney & Co., Gulf Bldg.
Neuhaus & Co., Union National Bldg.
♦Rauscher, Pierce & Co., Inc., Second National
Bank Bldg.
Rotan Co., George V., 806 Rusk Ave.
Snyder and Company, A. W., San Jacinto Na
tional Bank Bldg.
Underwood & Co., Milton R., Gulf Bldg.
White & Co., Chas. B., Second National Bank
Bldg.
SAN ANTONIO
Dewar, Robertson & Pancoast, National Bank of
Commerce Bldg.
Mahan, Dittmar & Company, South Texas Bank
Bldg.
Pitman & Company, Frost National Bank Bldg.
♦Ranson-Davidson Investment Company, The,
Milam Bldg.
♦Rauscher, Pierce & Co., Inc., Milam Bldg.
Russ, Roe & Company, Frost National Bank
Bldg.
UTAH
Rocky Mountain Group
SALT LAKE CITY
•Blyth & Co., Inc., Kearns Bldg.
Hogle & Co., J. A., 132 Main St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
OSHKOSH
♦Wisconsin Company, The, First National Bank
Bldg.
BURLINGTON
♦Kidder & Co., A. M„ 162 College St.
CANADA
VIRGINIA
Southeastern Group
CHARLOTTESVILLE
Peoples National Bank, The, Main St.
LYNCHBURG
Scott, Horner & Mason, Inc., Law Bldg.
NORFOLK
Investment Corporation of Norfolk, 215 E.
Plume St.
RICHMOND
Davenport & Co.. 1113 E. Main St.
♦Dickson & Company, R. S., Morris Plan Bank
Bldg.
Mason-Hagan, Inc., 916 E. Main St.
Richmond Corporation, The, 726 E. Main St.
Scott & Stringfellow, Mutual Bldg.
WASHINGTON
Pacific Northwest Group
Texas Group
1711
SEATTLE
♦Blyth & Co., Inc., 1411 Fourth Ave.
Bramhall & Stein, Hoge Bldg.
♦Conrad, Bruce & Co., 1411 Fourth Ave.
Drumheller, Ehrlichman Company, Exchange
Bldg.
Ferris & Hardgrove, Exchange Bldg.
Grande & Co., Inc., Hoge Bldg.
Harper & Son & Company, Win. P., Harper Bldg.
Hemphill Inc., Waldo, 1411 Fourth Ave.
Hughbanks Incorporated, Dexter Horton Bldg.
Huston & Co.. Harold H., Hoge Bldg.
Marine National Company, 1100 Second Ave.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Pacific National Bank of Seattle, The, Second
Ave. at Marion St.
Pratt & Company, H. P., Hoge Bldg.
Rogers & Company, Hartley, 1411 P’ourth Ave.
Seattle-First National Bank, Second Ave. at
Columbia St.
Seattle Trust and Savings Bank, 804 Second Ave.
♦Witter & Co., Dean, Cobb Bldg.
SPOKANE
♦Blyth & Co., Inc., Old National Bldg.
♦Ferris & Hardgrove, 425 Riverside Ave.
Murphey, Favre & Co., Spokane and EasternBldg.
Nelson and Company, Arthur E., Paulsen Bldg.
Paine-Rice & Company, Old National Bldg.
Richards & Blum, Inc., 101 N. Wall St.
Spokane and Eastern, Branch of Seattle-First
National Bank, 601 W. Riverside Ave.
TACOMA
♦Conrad, Bruce & Co., Tacoma Bldg.
♦Ferris & Hardgrove, W. R. Rust Bldg.
•Witter & Co., Dean, Washington Bldg.
WEST VIRGINIA
Western Pennsylvania Group
BRITISH COLUMBIA
Pacific Northwest Group
VANCOUVER
♦Ames & Co., Limited, A. E., Royal Trust Bldg.
♦Dominion Securities Corporation Limited, 510
Hastings St., W.
♦Wood, Gundy & Company Limited, 744 Hastings
St., W.
VICTORIA
♦Ames & Co., Limited, A. E„ 310 Belmont House
MANITOBA
Canadian Group
WINNIPEG
♦Ames & Co., Limited, A. E„ Hamilton Bldg.
♦Bell, Gouinlock & Gillespie, Ltd., Lombard Bldg.
{Branch of Bell, Gouinlock & Co., Ltd., Toronto)
♦Dominion Securities Corporation Limited, Union
Trust Bldg.
♦Mills, Spence & Co., Ltd., Lombard Bldg.
♦Wood, Gundy & Company Limited, Victory Bldg.
ONTARIO
Canadian Group
HAMILTON
♦McLeod, Young, Weir & Co., Ltd., Spectator
Bldg.
♦Mills, Spence & Co., Ltd., Sun Life Bldg.
♦Wood, Gundy & Company Limited, 1 Main St., E.
LONDON
♦McLeod, Young, Weir & Co., Ltd., Richmond
Bldg.
Midland Securities Corporation Limited, Huron
& Erie Bldg.
OTTAWA
♦Greenshields & Company, Inc., 140 Wellington
St.
♦Hanson Bros. Incorporated, 56 Sparks St.
♦McLeod, Young, Weir & Co., Ltd., Ottawa
Electric Bldg.
♦Wood, Gundy & Company Limited, Victoria
Bldg.
TORONTO
Ames & Co., Limited, A. E., 320 Bay St.
Bartlett, Cayley and Company Limited, 320
Bay St.
Bell, Gouinlock & Co., Ltd., 25 King St., W.
♦Collier, Norris & Henderson, Limited, 320 Bay
St.
Dominion Securities Corporation Limited, 15
King St., W.
Gairdner & Company Limited, 320 Bay St.
♦Greenshields & Company, Inc., 64 King 8t„ W.
♦Hanson Bros., Incorporated, 80 King St., W.
♦Kidder & Co., A. M., 320 Bay St.
McLeod, Young, Weir & Co., Ltd., Metropolitan
Bldg.
♦Midland Securities Corporation Limited, Dom
inion Bank Bldg.
Mills, Spence & Co., Ltd., 25 King St., W.
Wood, Gundy & Company Limited, 36 King St.,
W.
QUEBEC
WHEELING
♦Masten & Company, A. E., Central Union Bldg.
Canadian Group
MONTREAL
♦Aldred & Co.. Ltd., 507 Place d’Armes
(Correspondents of Aldred <fc Co., New York)
WISCONSIN
Central States Group
LA CROSSE
♦Harrison & Co., Carter H., Stoddard Hotel.
MADISON
♦Wisconsin Company, The, First Central Bldg.
MILWAUKEE
♦Allyn and Company, Inc., A. C., 735 N. Water
St.
Bingham, Sheldon & Co., 735 N. Water St.
♦Central Republic Company, First Wisconsin
National Bank Bldg.
Edgar, Ricker & Co., 207 E. Michigan St.
Fox & Co.. Morris F.. 753 N. Water St.
♦Harris, Hall & Company, 735 N. Water St.
Loewi & Co., 225 E. Mason St.
Marine National Exchange Bank of Milwaukee,
625 N. Water St.
Marshall & Ilsley Bank, 721 N. Water St.
Milwaukee Company, The, 135 W. Wells St.
♦Paine, Webber & Co., 605 N. Broadway.
♦Riter & Co., Title Guaranty Bldg.
♦Rollins & Sons, Inc., E. H., First Wisconsin
National Bank Bldg.
♦Straus Securities Company, 710 N. Water St.
Wisconsin Company, The, 110 E. Wisconsin Ave.
♦BRANCH OFFICE
♦Ames & Co., Limited, A. E„ 360 St. James St., W.
Bank of Montreal, Head Office, 119 St. James St.,
W.
♦Bell, Gouinlock & Co., Ltd., Royal Bank Bldg.
♦Bullock, Ltd., Calvin, Aldred Bldg.
(Branch of Calvin Bullock, Jersey City)
Collier, Norris & Henderson, Limited, Aldred
Bldg.
♦Dominick Corporation of Canada, 360 St. James
St., w.
(Corporate affiliate of Dominick & Dominick,
New York)
♦Dominion Securities Corporation Limited, 275
St. James St., W.
♦Gairdner & Company Limited, 360 St. James St.,
W.
♦Green, Ellis & Anderson, 437 St. Janies St. W.
Greenshields & Company, Inc., 507 Place d’
Armes
Hanson Bros. Incorporated, 255 St. James St., W.
♦Kidder & Co., A. M„ 388 St. James St., W.
♦McLeod. Young, Weir & Co., Ltd., 231 St. James
St.
♦Mills, Spence & Co., Ltd., 507 Place d’Armes
Royal Bank of Canada, The, 360 St. James St., W,
♦Wood, Gundy & Company Limited, 360 St.
James St., W.
QUEBEC
♦Greenshields & Company, Inc., Price House
SHERBROOKE
♦Greenshields & Company, Inc., Sun Life Bldg.
1712
STOCK EXCHANGE MEMBERS
CALIFORNIA
LOS ANGELES STOCK EXCHANGE
618 So. Spring St.
OFFICERS: McClarty Harbison, President; Francis P. Graves, 1st Vice-President; Harry B. Brooks, 2nd Vice-President; G. C. Lambert, Treasurer;
W. G. Paul, Exec. Secretary; Inez Vermillion, Assistant Secretary; T. P. Phelan, Assistant Secretary.
MINIMUM COMMISSION RATES
Effective September 1,1938
SCHEDULE “I”
Minimum Charges—Schedule I and Schedule II
The following minimum rates shall apply on all stocks other than Mining
Commission charges shall be based on 100 share lots in accordance with
Stocks and/or stocks competitive with the New York Stock Exchange and/
the Commission Schedule regardless of trading unit in a stock.
or the New York Curb Exchange.
On stocks selling under $1.00 customers minimum, $2.50; preferred
minimum, $1.75.
Customer’s Rates
Preferred Rates
Price
Per 100 Less than
Per 100 Less than
On stocks selling at $1.00 and over customers minimum, $5.00; preferred
100 shares
100 shares
minimum, $3.75, except on transactions in which the amount of money in
Under 10c____ ____
.._$ .50 Pro Rata
$ .25 Pro Rata
volved is $10.00 or more but under $50.00, the minimum commission of
At $
10 and under $
.25.
1.00 Pro Rata
.50 Pro Rata
$2.50 may be charged customers and $1.75 to those entitled to the preferred
At
.50.
.25 and under
2.00 Pro Rata
1.00 Pro Rata
schedule.
At
.50 and under
.75.
3.00 Pro Rata
2.00 Pro Rata
At
.75 and under
i.eo. __ 4.00 Pro Rata
3.00 Pro Rata
On transactions in which the money involved is less than $10.00 the com
At
1.00 and under
2.00. _ . 5.00 13c a share
3.75 Pro Rata
mission charge shall be optional.
At
2.00 and under
3.00. ... 6.00 13c a share
4.50 Pro Rata
3.00 and under
4.00.
At
9.00 13c a share
7.00 Pro Rata
8.00 Pro Rata
At
4.00 and under
5.00.
10.00 13c a share
Application of Preferred Schedule
At
5.00 and under
6.00. __ 12.00 20c a share
9.00 Pro Rata
At
6.00 and under
7.00. __ 13.00 20c a share
10.00 Pro Rata
(A) Members may transact business at the rates prescribed in the preferred
At
7 00 and under
8.00. .. 14.00 20c a share
11.00 Pro Rata
schedule when such transactions are for the account of members of the
At
8.00 and under
9.00. __ 15.00 20c a share
12.00 Pro Rata
San Francisco Stock Exchange.
At
9.00 and under 10.00.
13.00 Pro Rata
16.00 20c a share
At 10.00 and under 20.00. ... 19.00 25c a share
(B) Members may transact business at the rates prescribed in the preferred
14.00 Pro Rata
At 20.00 and under 30.00. .. 20.00 25c a share
15.00 Pro Rata
schedule when such transactions are in securities which are also traded on
16.00 Pro Rata
the New York Stock or Curb Exchanges and/or the San Francisco Stock
At 30.00 and under 40.00. .. 21.00 25c a share
Exchange and are for the account of:
At 40.00 and under 50.00. . 22.00 25c a share
17.00 Pro Rata
At 50.00 and under 60.00. __ 23.00 30c a share
18.00 Pro Rata
At 60.00 and under 70.00. . . 24.00 30c a share
19.00 Pro Rata
(1) Members of the New York Stock Exchange or other Exchanges
specifically approved by the Governing Board.
At 70.00 and under 80.00. ... 25.00 30c a share
20.00 Pro Rata
At 80.00 and under 90.00. ._ 26.00 30c a share
21.00 Pro Rata
2) Approved banks.
At 90.00 and under 100.00. -. 27.00 30c a share
22.00 Pro Rata
23.00 Pro Rata
At 100.00 and under 110.00. __ 28.00 30c a share
24.00 Pro Rata
At 110.00 and under 120.00. . . 29.00 30c a share
Competitive Stocks
25.00 Pro Rata
At 120.00 and under 130.00.
30.00 30c a share
At 130.00 and under 140.00. __ 31.00 Pro Rata
26.00 Pro Rata
Transactions in securities which are also traded on the New York Stock
or Curb Exchanges shall carry the Pacific Coast customers or preferred rates
Customers and preferred board lot schedules shall be increased $1.00 for
for such transactions when such rates are at variance herewith, except as to
each $10.00 increase in price at 140 and above and odd lot rates shall be
minimum charges.
pro rata thereof.
MEMBERS
Fewel, Marache & Co., 453 So. Spring St.
Adams-Chadwick Co., 650 S. Spring St.
MacLaughlin, Leo G., Co., 54 S. Los Robles Ave.,
Pasadena.
Friedlander & Speth, Inc., 650 S. Spring St.
Akin-Lambert Co., 639 S. Spring St.
Mason Brothers, 650 S. Spring St.
Grant, D. G. Company, Room 415, 453 S. Spring
Bacon & Co., 256 Montgomery St., San Francisco.
Miller & Co., Revel, 650 S. Spring St.
St.
Bankamerica Co., 650 S. Spring St.
Graves, Banning & Co., 629 S. Spring St.
Mitchum, Tully & Co., 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Greenwood, Bennett & Co., 6253 Hollywood Blvd.,
Morlan, Malcolm F., 215 W. 7th St.
Barbour, Smith & Company, 210 W. 7th St.
Hollywood.
Morris & Co., A. W., 325 W. 8th St.
Bateman, Eichler & Co., 453 S. Spring St.
Gregory,
R.
N.
&
Co.,
210
W.
7th
St.
Newland, E. H. & Co., 639 S. Spring St.
Bayly Brothers, 727 W. 7th St.
Hass,
Barnes
&
Maxwell,
210
W.
7th
St.
Brashears, G. & Co., 510 S. Spring St.
O’Melveny, Wagenseller & Durst, 626 South
Hill Richards & Co., 621 So. Spring St.
California Seaboard Corporation, 634 S. Spring St.
Spring St.
Hogle, J. A., & Co., 532 W. 6th St.
Casamajor & Doty, 619 E. Colorado St., Pasadena.
Pacific
Company of California, 623 South Hope St.
Hopkins. Hughey & Anderson, 609 S. Grand Ave.
Cass Associates, Quincy, 530 W. 6th St.
Page, Hubbard & Asche, 210 W. 7th St.
Hurry, Hilgers & Co., 530 W. 6th St.
Cavalier & Co., Wm„ 523 W. 6th St.
Paul, W. G„ 618 S. Spring St.
Hutton. E. F. & Co., 623 S. Spring St.
Cavanaugh, Morgan & Co., Inc., 634 So. Spring St.
Rath, Howard G. Co., 523 W. 6th St.
Cook, Miller & Co., 650 S. Spring St.
Jones & Co., William H„ 215 W. 6th St.
Schabarum, Frank A., 634 S. Spring St.
Crlsler, L. A. & Co., 639 S. Spring St.
Keely,
Kendall,
10401
Wyton
Dr.,
West
Los
Crowell, Weedon & Co., 650 S. Spring St.
Searl-Merrick Company, 634 S. Spring St.
Angeles
Dobbs, Crowe & Company, 626 S. Spring St.
Sinclair, Dunlap & Co., 210 W. 7th St.
Kerr & Bell, 629 S. Spring St.
Dunk-Harbison Co., 634 S. Spring St.
Staats,
Wm. R. Co., 640 South Spring St.
Laswell & Co., 609 S. Grand Ave.
Edgerton, Riley & Walter, 621 S. Spring St.
Sutro & Company, 210 W. 7th St.
Lester & Co., 621 So. Spring St.
Edwards, J. B., 5223 Wilshire Blvd.
Walker, M. S., & Co., 125 E. First St., Long Beach.
Lewis, M. H. & Co., 453 S. Spring St.
Ellis, Jr., S. H., 634 S. Spring St.
White, Wyeth & Co., 647 S. Spring St.
Longan, Dunn & Philleo, 621 S. Spring St.
Fairman & Co., 650 S. Spring St.
Young, Clarke & Co., 215 W. 7th St.
Lopez & Co., 716 S. Berendo St.
Fastnow, William C„ 215 W. 7th St.
SAN FRANCISCO STOCK EXCHANGE
Officers: Wm. R. Bacon, President;
(Board Room: 155 Sansome St.)
Ronald E. Kaehler, Executive Vice-President;
G. M. Greenwood, Vice-President;
The Anglo California National Bank, San Francisco, Treasurer.
MINIMUM RATES OF COMMISSION
on Stocks, Rights and Warrants
(Hereinafter Referred to as Stocks)
*
Ruth Kapelsky, Secretary.
In Effect September 15,1938
{Whenever the commission charge based on the odd lot rate is higher thana
ON STOCKS SELLING
Per
{Odd Lots *Minimum
charge for a round lot (100 shares) of the same stock, the latter amount may
100 Shares Per Share Charge
Price Per Share
be
charged.
___________
$2.50
_______ $ .50
Pro Rata
Under 10c____ ...
2.50
Pro Rata
.25___ ________ 1.00
At $
.10 but under $
♦On
any
individual
transaction
in stocks, rights and warrants, where the
2.50
________
2.00
Pro Rata
.50_.__
.25 but under
At
total amount of money involved is $10.00 or more and less than $50.00, the
2.50
Pro Rata
.75.... ________ 3.00
.50 but under
At
minimum
charge
shall
be
$2.50
for each transaction. When the total
2.50
________
4.00
1.00___
Pro Rata
.75 but under
At
amount involved is less than $10.00, the minimum charge may be discre
5.00
13c
1.00 but under
2.00___ ________ 5.00
At
tionary
with
the
member.
___________
5.00
3.00___ ________ 6.00
13c
2.00 but under
At
5.00
13c
4.00___ ________ 9.00
3.00 but under
At
Orders executed locally in stocks dealt in on the New York Stock Ex
5.00
13c
5.00___ ________10.00
4.00 but under
At
change or the New York Curb Exchange shall take the following New York5.00
20c
6.00___ _______12.00
5.00 but under
At
Western rates for such stocks:
5.00
20c
7.00.... ________13.00
6.00 but under
At
At $1.00 but under $2.00 per share........ $7.00 per 100 shares
5.00
20c
8.00___ ________ 14.00
7.00 but under
At
At $2.00 but under $3.00 per share____ $8.00 per 100 shares
5.00
20c
________15.00
9.00___
8.00 but under
At
BONDS
Minimum
5.00
20c
9.00 but under 10.00___ ________16.00
At
Charge
5.00
25c
At 10.00 but under 20.00___ ________19.00
Up
to
$125.00,
$10,000
lots
$25.00
per
$10,000
par
value..................
$2.50
5.00
25c
At 20.00 but under 30.00___ ________20.00
(Odd Lots Pro Rata)
5.00
_______
21.00
25c
40.00___
30.00
but
under
At
At
$125.00
and
over
rates
for
stocks
apply
5.00
25c
At 40.00 but under 50.00___ ________22.00
(except that an odd lot is less than $10,000 par value).
5.00
30c
At 50.00 but under 60.00___ ________23.00
5.00
30c
At 60.00 but under 70.00___ ________24.00
On all shipments of securities for customers (or incident to customers’ pur
5.00
________25.00
30c
70.00
but
under
80.00___
At
chases or sales), whether eastbound or westbound, insurance and postage
5.00
30c
At 80.00 but under 90.00___ ________26.00
shall be charged to all customers at the following rates:
5.00
30c
At 90.00 but under 100.00___ ________27.00
REGULAR MAIL (RAIL): 15c per $1,000 of market value on non5.00
30c
At 100.00 but under 110.00___ ________28.00
negotiable securities with a minimum charge of 30c; 20c per $1,000 of
... 5.00
At 110.00 and over,..
market value on negotiable securities with a minimum charge of 45c. AIR
MAIL: 30c per $1,000 of market value on non-negotiable securities with a
the commission per 100 shares shall be increased $1.00
minimum charge of 50c; 50c per $1,000 of market value on negotiable
for each $10.00 increase in selling price.
securities with a minimum charge of 75c. If a member accounts to a custom
THE ODD LOT RATE on stocks selling;
er for several orders involving one shipment, the total proceeds may be
added and the insurance and postage charges may be made on the total
At $110.00 but under $130.00 per share, shall be 30c per share.
proceeds at the rates above specified.
At $130.00 per share and above, shall be a pro rata of the round lot rate.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1713
SAN FRANCISCO STOCK EXCHANGE—Continued
Adams, W. W„ 465 California St.
Adams, W. W. & Co., 465 California St.
Alanson, Bertram E„ 486 California St.
Alanson Bros. & Co., 486 California St.
♦American Brokerage, Inc., Montgomery St. at
Columbus Ave.
Atkinson, Douglas G„ 50 Post St.
Bacon & Co., 256 Montgomery St.
Bacon, Wm. R., 256 Montgomery St.
Baerwald, Ernst., Suite 12, Mills Bldg.
•Bankamerica Company, 485 California Street
Barth & Co., J., 482 California St.
Berl, Edwin D„ 256 Montgomery St.
Blessing, Don, 490 California St.
Bolton & Co., Robert C„ 486 California St.
Bond, Pierce & Co., 519 California St.
Bond, Paul G., 519 California St.
Brayton, Harold, 50 Post St.
Brennan, James E., 50 Post St.
Broy, D. M., Russ Bldg.
Buchanan & Co., H. H., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Cavalier, Wm. & Co., 121 Sutter St.
Clayburgh, Herbert E., 482 California St.
Coleman, Jr.. Robert L., 133 Montgomery 8t.
Coons, Milton & Co., 232 Montgomery St.
Davies & Co., 300 Standard Oil Bldg.
Davis, Skaggs & Co., 211 Montgomery St.
Dickey & Co., 216 Montgomery St.
Dickey, Wm. Duvall, 216 Montgomery St.
Douglass, Earl S„ 317 Montgomery St.
Duncan & Co., Calvin E., 519 California St.
Dunn, Frank M., 232 Montgomery St.
Dwyer, Frank M., 155 Sansome St.
Dwyer & Parrish, 155 Sansome St.
Eastland, Douglass & Co., 317 Montgomery St.
Ede, Jr., William, 569 Russ Bldg.
Ehrman, Jr., Alexis L., 133 Montgomery St.
•Elworthy & Co., Ill Sutter St.
MEMBERS AND MEMBER FIRMS
Epstein, Gustav, 482 California St.
Fay, Jr., Charles W., 155 Sansome St.
Fisher & Co., 351 Montgomery St.
Frankenheimer, B. J., Ill Sutter St.
Greene, Howard J., 407 Montgomery St.
Greenwood, G. M., 1501 Russ Bldg.
Greenwood-Raggio & Co., 1501 Russ Bldg.
Gross, Richard P., Kohl Bldg.
Gross, Richard P. & Co., Kohl Bldg.
Hauck, Joseph, 633 Market St.
Heintz, Geo. A., 351 Montgomery St.
Heilman, R. H., 256 Montgomery St
Heron, Donald, 604 Kohl Bldg.
Hoelscher, Sherman, 265 Montgomery St.
Holt & Ede, 569 Russ Bldg.
Hooker & Fay, 155 Sansome St.
Hooker, John R., 155 Sansome St.
Howell, James B., Ill, 405 Kohl Bldg.
Jacobsen, Rudolph E., 486 California St.
Jenkins, Reginald C. (Decased), care of Logan &
Bryan, 42 Broadway, New York, N. Y.
Johnson, Joseph A., 517 California St.
Kahn, Sidney P„ 482 California St.
Keyston & Co., 50 Post St.
Keyston, F. B. Co., 50 Post St.
Keyston, George N„ 50 Post St.
Koshland, Max I., & Co., Suite 12, Mills Bldg.
Leib, William F., 3014 Russ Bldg.
Leib, O’Connor & Co., 3014 Russ Bldg.
Lewis & Broy, Russ Bldg.
Lilienthal, M. P., 1543 Russ Bldg.
Lilienthal, M. P., & Co., 1543 Russ Bldg.
Lundborg, Clift, 121 Sutter St.
Lundborg, Irving & Co., 604 Kohl Bldg.
Mason Brothers, Central Bank Bldg., Oakland and
1 Montgomery St., San Francisco.
Maxwell, Victor T„ 1 Montgomery St.
McDonnell & Co., 633 Market St.
McNear & Company, 362 Russ Bldg.
McNear, Edward H., 362 Russ Bldg.
(Associate Member*)
Miller, G. Willard, 45 Montgomery St.
Monasch & Co., 485 California St.
Monasch, Jr., David J., 485 California St.
Norris, Lucius G., 1243 Russ Bldg.
Park, Howard G„ 155 Sansome St.
Parrish, Earl T„ 155 Sansome St.
Pierce, E. A., & Co., 301 Montgomery St.
Platt, Robert R„ 300 Standard Oil Bldg.
Pringle, Edward O., 317 Montgomery St.
Purrington, Elwin E„ 50 Post St.
Raiss, Carl, & Co., 256 Montgomery St.
Raiss, Carl, 256 Montgomery St.
Schwartz, Sidney L., 407 Montgomery St.
Shaughnessy, Frank C., & Co., 604 One Eleven
Sutter Bldg.
Shaughnessy, Frank C., 604 One Eleven Sutter
Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
Simon, Richard O., 482 California St.
Skaggs, C. W., 211 Montgomery St.
*Staats, Wm. It., Co., 155 Montgomery St.
Stern, John D., & Co., Ill Sutter St.
Strassburger & Co., 133 Montgomery St.
Sutro, Adolph G., 1000 Point Lobos Ave.
Sutro & Co., 407 Montgomery St.
Swift & Co., Henry F., 490 California St.
Traylor, John C„ 50 Post St.
Van der Naillen, Ralph E., 1 Montgomery St.
Wade-Lewin Co., 517 California St.
Walston & Co., 265 Montgomery St.
Watson, R. B., 50 Post St.
Wheeler, Rollo C„ 2011 Russ Bldg.
Wight, C. R., 519 California St.
Willard, Robert H„ 121 Sutter St.
Wilson, Francis A., 1112 Russ Bldg.
Witter, Dean & Co., 45 Montgomery St.
Woods, Wm. W„ 301 Montgomery St.
COLORADO
COLORADO SPRINGS STOCK EXCHANGE
President—Horace M. Ragle, Mining Exchange Bldg.
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
(P, O. Box 196)
RATES OF COMMISSION
Adopted December 31,1925
Under lc per share.............................................. ___.$ .50 per 1,000 shares
At lc and under 2c per share.................
75 per
1,000shares
At 2c and under 5c per share.................................... 1.25 per
1,000shares
At 5c and under 10c per share_________________ 2.00 per
1,000shares
At 10c and under 20c per share..... .......................... 3.00 per
1,000shares
At 20c and under 30c per share_______________ 4.00 per
1,000shares
At 30c and under 40c per share.............................. 5.00 per
1,000shares
At 40c and under 50c per share.... .......................... 6.00 per
1,000shares
At 50c and under 75c per share........................
7.50 per
1,000shares
At 75c and under $1.00 per share______________ 10.00 per 1,000 shares
At $1.00 and under $2.00 per share____ _______ 2.00 per 100 shares
At $2.00 and under $3.00 per share____________ 4.00 per 100 shares
At $3.00 and under $5.00 per share____________ 5.50 per 100 shares
At $5.00 and under $10.00 per share_____ ______ 7.50 per 100 shares
•At $10.00 and under $25.00 per share..................... 15.00 per
100shares
At $25.00 and over per share................................... 25.00 per
100shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
•Golden Cycle Corp.—20c per share.
Balkam, C. M„ 338 First Nat’l Bk. Bldg.
Gray, William, Mining Exchange Bldg.
Hopkins, C. D., Mining Exchange Bldg.
Hughes, E. W. & Co., Mining Ex. Bldg.
ON BONDS
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values of $100 to $500 Inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond In even multiples of $1,000 par value.
BOARD-LOTS
5,000 shares In stocks selling at less than 2c per share.
1,000 shares in stocks selling at 2c and less than 50c per share.
500 shares in stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development, Holly Oil, Table Mesa Oil in which
100 shares constitute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only
MEMBERS
Leipheimer, N., Independence Bldg.
Nicholson, W. F„ Mining Ex. Bldg.
Penrose, Spencer, Broadmoor Hotel
Quentin, E. E. & Co., 930 Equitable Bldg., Denver.
Ragle, Horace, Mining Ex. Bldg.
Sachs, Henry, First Nat’l Bk. Bldg.
Underwood, J. F., Golden Cycle Bldg.
Young, H. A., Independence Bldg.
Young, R. S., Mining Ex. Bldg.
DISTRICT OF COLUMBIA
WASHINGTON STOCK EXCHANGE
632 Washington Bldg.
Washington Stock Exchange Officers:
William W. MacKall, Jr., Pres.
George M. Ferris, V. P.
Edson B. Olds, Jr., Sec.
Harold C. Patterson, Tr.
COMMISSION CHARGES
(Effective March 15, 1938)
BONDS
Government............................................ .....................
All other bonds............ ................... ........... ..........
12)^c. per $100
25c. per $100
STOCKS
Under 50c____
• l^c per share
50c to %ths._.
. 3c per share
1 to l%ths.
. 5c per share
2 to 4%ths.
. 8c per share
5 to 9>gths.
12c per share
10 to 24%ths.
15c per share
25 to 49%ths.
20c per share
50 to 74^ths.
25c per share
75 to 99%ths.
37J4c per share
100 to 109^ths.
50c per share
For each additional $10 or fraction thereof, 5c additional.
Commissions on Rights shall be the same as those fixed for stocks.
Fraction shares, Vz of regular commission.
Minimum charge on transactions amounting to $50 or more, $3.
Under $50, 6% of amount, or $1.50 whichever is higher.
Further Information on firms appearing In bold lace type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1714
WASHINGTON STOCK EXCHANGE—Continued
Anglin, Thos. L., Woodward Bldg.
Auchincloss, Parker & Redpath, 719 15th St.,
N. W.
Booker, Yelverton E., American Security Bldg.
Booker, Y. E., & Company, American Security
Bldg.
Brawner Jno. F., c/o Waggaman, Brawner & Co.,
Inc., 1700 Eye St.. N. W.
Brown, Goodwyn and Olds, American Security
Bldg.
Casilear, R. A., Falls Church, Va.
Coe, Wm. C., 1806 Wyoming Ave., N. W.
Cramer, Geo. F„ 1700 Eye St., N. W.
Elgin, James C., Hibbs Bldg.
English, Merton A., Washington Bldg.
Erwin, Henry P., Hibbs Bldg., 725 15th St. N. W.
Exnicios, Marshall O., Shoreham Bldg.
Fenner & Beane, 815—15th St., N. W.
Ferris George M„ Washington Bldg., 15th &
New York Ave., N. W.
Ferris & Co., Inc., George M., Washington Bldg.
Folger, Nolan &Co., Inc., American Security Bldg.
Garrett, George A., 815 15th St., N. W.
Gockeler, C. J., 619 14th St., N. W.
MEMBERS
Golden, Theodore T.. American Security Bldg.
Hall, Frank M„ Southern Bldg.
Hall, Peters and Bryson, Southern Bldg., 15th
' & H. Sts. N. W.
Hendrick, J. Thilman, Hibbs Bldg.
Hillyer, Edward L„ c/o Union Tr. Co., 15th & H
Sts., N. W.
Hoffman, John M., 719—15th St., N. W.
Jacobsen, Charles, 613 15th St., N. W.
Johnson, 0. H. P. (estate of), 613 15th St., N. W.
Johnston, James M., Southern Bldg.
Johnston, Lemon, & Company, Southern Bldg.,
15th & H Sts., N. W.
Jones, Robert C„ Shoreham Bldg., 15th & H Sts.,
N. W.
Jones & Co., Inc., Robert C„ Shoreham Bldg.
Legg, Jr., John C„ Woodward Bldg.
Lemon, James H., Southern Bldg.
Mackall, Jr., William W., Woodward Bldg.
MACKUBIN, LEGG & CO., Woodward Bldg.
15th & H Sts., N. W.
McKnew, Fairfax & Company, Inc.. 719 15th
St., N. W.
Nees, Bernard J., Southern Bldg.
Nolan, James P., American Security Bldg.
O’Donnell, James, 15th and Eye Sts., N. W.
Olds, Jr. Edson B„ American Security Bldg.
Parker Jr., Chauncey G., 719 15th St., N. W.
Patterson, Harold C„ 719 15th St., N. W.
Perry, J. Carl, Hibbs Bldg.
Quail, Myles H„ American Security Bldg.
Robinson, T. Baker, Union Trust Bldg.
Robinson, Rohrbaugh & Lukens, Union Trust Bldg.
Rodler, P. P.. Hibbs Bldg.
Spaid, W. W., (Estate of) c/o W. B. Hibbs & Co.,
Hibbs Bldg.
Thoron, Benjamin, 2900 N. St., N. W.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales, Kenneth S„ 815 15th St.
Wales & Company, Inc., K. S., 815 15th St., N. W.
Westheimer, Milton F„ 211 E. Redwood St., Balti
more, Md.
Westheimer & Company, 211 E. Redwood St.,
Baltimore, Md.
Wilkins, John F., 1700 Massachusetts Ave., N. W
HAWAII
HONOLULU STOCK EXCHANGE
Officers: G. H. Kellerman, President; S. A. Walker, Vice-President; Geo. E. Parker, Executive Secretary; Hawaiian Tr. Co., Ltd., Treasurer.
MINIMUM BATES OF COMMISSION
Adopted by
HONOLULU STOCK EXCHANGE
Effective January 28, 1939
On stocks, rights and warrants executed locally—listed and unlisted
Selling at
“
“
$ 40.00 and under $50.00 0.30
per share
“
60.00 0.35
50.00 “
“
70.00 0.35
60.00 “
“
80.00 0.40
70.00 “
it
ii
“
90.00 0.40
80.00 “
ii
it
“
100.00 0.40
90.00
ii
it
100.00 “ above
H of 1%
Minimum Commission Bates on Stocks, Bights and Warrants—
When the amount involved in the transaction is less than $5.00, the com
mission shall be as mutually agreed. When the amount is $5.00 or more,
but less than $10.00, the minimum commission shall be $1.00. When the
amount involved is $10.00 or more, but less than $50.00, the minimum com
mission shall be $2.00. Otherwise, the minimum commission shall be $3.00
on each individual transaction.
On Bonds the minimum commission rate is one quarter of one per cent on
par, but not less than 50c.
He per share
Selling below $ 0.10
0.10 and under $ 0.50 0.01
Selling
at
it
il
il
“
1.00 0.01H itil
0.50 “
it
il
il
“
2.00 0.02
1.00 “
it
it
it
it
“
3.00 0.04
2.00 “
it
it
a
“
“
4.00 0.06
3.00 “
it
it
it
“
5.00 0.08
4.00 “
it
it
it
“
6.00 0.10
5.00 “
it
it'
it
il
“
7.00 0.12
6.00 “
it
it
ii
il
“
8.00
0.14
7.00 “
ii
it
u
a
“
9.00 0.16
8.00 “
it
il
it
a
“
10.00 0.18
9.00 “
it
it
tt
a
“
15.00 0.20
10.00 “
it
ii
tt
it
0.22
“
20.00
15.00 “
it
it
u
a
“
25.00 0.24
20.00 “
it
ii
u
a
0.26
“
30.00
25.00 “
it
u
a
“
40.00 0.28
30.00 “
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., Ltd., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
tt
ii
MEMBEBS
Duisenberg & Co., 114 Merchant St.
Hawaiian Trust Co., Ltd., 120 S. King St.
Love, W. A., P. 0. Box 578.
Rice, Jr., A. H„ 227 S. King St.
Walker, Samuel A., 828 Fort St.
Witter, (Deal) & Co., 115 Merchant St.
ILLINOIS
CHICAGO STOCK EXCHANGE
(120 South LaSalle St.)
Charles C. Renshaw Chairman, Executive Committee;
Sidney L. Parry, Vice-President;
C. R. Bergherm, Assistant Vice-President;
Walter R. Hawes, Secretary;
Carl E. Ogren, Assistant Secretary.
Officers: Arthur M. Betts, Chairman of the Board;
Kenneth L. Smith, President;
R. Arthur Wood, Vice Chairman, Executive Committee;
Martin E. Nelson, Treasurer;
Charles F. Duvall, Assistant Secretary;
BATES OF COMMISSION
ABTICLE XVI
COMMISSIONS
Section 1. Commissions shall be charged and paid under all circum
stances, upon all purchases or sales of securities dealt in upon the Exchange
wherein a member acts as an agent and shall be absolutely net and free
from all or any rebatement, return, discount or allowance, and no bonus
or any percentage or portion of the commission shall be given, paid or
allowed, directly or indirectly, or as a salary or portion of a salary, to any
clerk or person for business sought or procured for any member of the
Exchange.
When a member acts as a principal in a transaction with a non-member,
the price charged to the non-member shall reflect an amount equal to the
commission prescribed for a similar transaction if made on an agency basis.
Sec. 2. Commissions shall be calculated on the basis hereinafter specified:
BONDS
(a) On bonds, having more than five years to run:
(al) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested: transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than $1.25 per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than $2.50 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(a2) On business for members of the Exchange when a principal Is not
given up, the commission shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than 62He per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than $1.25 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
Exchange when a principal is given
(a3) On business for members of
n the following:
up, the commission shall be not less
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than 25c per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than 37Hc per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(b) On securities of the United States, Porto Rico and the Philippine
Islands, and of states, territories and municipalities therein, on business
for members of the Exchange as well as non-members, the restrictions as to
minimum commissions contained in this Article shall not be applicable, but
the rates to be charged shall be such as may be mutually agreed upon.
(c) On Bonds or Notes of Foreign Countries having five years or less
to run; Bonds, Notes of Corporations having five years or less to run; such
rates to members or non-members as may be mutually agreed upon.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1715
CHICAGO STOCK EXCHANGE—Continued
BATES OF COMMISSION—Continued
STOCKS
(d) On Stocks, Rights and Warrants (hereinafter referred to as stocks),
except on called stocks:
(dl) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of $1
0.1
at 1/128 of $1
0.15
at 1/ 64 of $1 and above but under 2/32of SI
0.5
at 2/ 32 of $1
0.5
over 2/ 32 of SI but under 8/32 of $1
1
at 8/ 32 of SI and above but under 1/2 ofSI
1.5
at 1/
2 of SI and above but under SI
3
at $1 and above but under $ 2
5
at $2 and above but under S3
6
at $3 ana above but under $ 4
7
at $4 and above but under $5
8
at $5 and above but under $ 6
9
at S6 and above but under $ 7
10
at $7 and above but under $ 8
11
at S8 and above but under S 9
12
at S9 and above but under $10
13
On stocks selling at $10.00 and above, a 13-cent base rate plus one cent
for each $10 of the price per share.
Provided, however, that the minimum commissions on non-member
business shall be not less than as provided in Section 3 of this Article.
(d2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
Cents
Per Share
On Stocks Selling
0..05
at 1/256 of $1
0..1
at 1/128 of $1
at 1/ 64 of $1 and above but under 2/32 Of $1
0,.2
0..375
at 2/ 32 of $1
0..5
over 2/ 32 of $1 but under 8/32 of $1
at 8/ 32 of $1 and above but under 1/2 Of $1
0..75
0..8
at 1/ 2 of $1 and above but under $1
1..8
at $1 and above but under $10
at $10 and above but under $50
3..9
at $50 and above but under $100
4..1
4..2
at $100 and above but under $125
at $125 and above
5.,3
Provided, however, that the minimum commissions on individual trans
actions shall be not less than as provided for clearance business in Section 3
of this Article.
(d3) On business for members of the Exchange when a principal is given
up, the commission shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of SI
0.05
at 1/128 of SI
0.1
at 1/ 64 of $1 and above but under2/32 of $1
0.1
at 2/ 32 of $1
0.25
over 2/ 32 of $1 but under 8/32 of $1
0.25
at 8/ 32 of $1 and above but under 1/2 of $1
0.5
at 1/ 2 of SI but under SI
0.5
at S 1and above but under $ 10
1.3
at $ 10and above but under $ 50
2.6
at S 50and above but under $100
2.7
at $100and above but under $125
2.8
at $125 and above
3.3
Provided in no case shall the minimum commission be less than as pro
vided for in Section 3 of this Article.
(e) In transactions where orders are received from a non-member, wherein
the broker filling the order is directed to give up another broker or clearing
member, the responsibility of collecting the full commission as specified in
paragraphs (al), (b) and (dl) hereof, shall rest with the broker or clearing
member settling the transaction.
Abbott, Proctor & Paine, 120 Broadway, New
York, N. Y.
Anderson. Robert B., 1335 E. 52nd St.
Andrew, L. A., Jr., 134 S. La Salle St.
Annan, David H„ 141 W. Jackson Blvd.
Apgar, Daniels & Co., 120 S. LaSalle St.
Archer, W. K. & Co., 926 Baltimore Ave., Kansas
City, Mo.
Armour, Laurance H., 33 N. LaSalle St.
Armstrong, Frederick W„ 132 W. Monroe St.
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Austrian, Harvey S„ 141 W. Jackson Blvd.
Avery & Co., 134 S. La Salle St.
Babcock, Rushton & Co., 135 S. LaSalle St.
BACHE, J. S. & CO., 316 S. LaSalle St.
BACON, WHIPPLE & CO., 135 S. LaSalle St.
Baker, Alfred L. & Co.. Ill S. LaSalle St.
Baur, Willis S., 316 S. LaSalle St., Board of Trade
Bldg.
Becker. Paul M.. 231 S. LaSalle St.
Bell & Farrell, 119 Monona Ave., Madison, Wis.
Bennett, James E. & Co., 332 S. LaSalle St.
Benson, George B„ 135 S. LaSalle St.
(f) In transactions where orders are received from a member on which
the clearing member is given up by said member or by his order, the respon
sibility of collecting the full commission, as specified in paragraphs (a2),
(b), (c) and (d2) hereof, shall rest with said clearing member. It shall be the
duty of the broker who executes such orders to report such transactions
to the clearing member and, to bill and collect from it therefor at the rate
specified in paragraphs (a3), (b), (c) and (d3) hereof; and also that where
a broker executes an order for a member and clears the security himself,
he must charge the rates specified in paragraphs (a2), (b), (c) and (d2)
hereof.
(g) The minimum charge for the service of clearing members’ trans
actions shall be not less than the difference between the prescribed minimum
rates for clearance and give-up business in paragraphs (d2) and (d3) of
this section.
(h) The commission rate to non-members and members on stocks which,
pursuant to call or otherwise, are to be redeemed within twelve months shall
be not less than one-half the rates prescribed in Section 2 and Section 3 of
this article.
Sec. 3. The minimum commission on transactions in stocks for non
members shall:
(a) where the transaction involves less than $5.00, be as mutually
agreed upon;
(b) where the transaction involves $5.00 or more but less than $50.00,
be 6% of such amount or $1.00, whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than
$3.00;
Provided, however, that the commission to be charged on a single order
to buy or sell a stated number of shares of a single security at a single price,
although price changes may be made within the time limit of the order,
shall be calculated on the basis of one order without regard to the number
of transactions involved in the execution of the order; and provided further,
that the commission to be charged on a limited order involving the purchase
or sale of a full lot and an odd-lot of a single security with the regular odd-lot
differential taken into consideration in the price of the odd-lot shall be
calculated on the basis of one order.
(d) Upon business for members of the Exchange the minimum commis
sion on one transaction in stocks shall be $1 upon stocks selling at $10 and
above per share, and 50c upon stocks selling below $10 per share but not
less than $1 per share; except that the commission charged a registered oddlot dealer by an odd-lot agent shall be calculated in accordance with para
graph (d3) of Section 2 of this Article without minimum.
Sec. 4. No suspended member, nor any firm registered on the Exchange
by reason of his membership, shall be entitled to members’ rates during the
time of suspension, except members’ rates may be charged where suspension
has been for insolvency.
Sec. 5. No agreement or arrangement shall be entered into between a
member or his firm and a customer, whereby special and unusual rates of
interest are stipulated or money advanced upon unusual terms are made a
condition in connection with the conducting of an account, with intent
thereby to give special or unusual advantages to such customer, for the
purpose of securing his business. Mailing charges on securities and the
registration fee under the Securities Exchange Act of 1934 shall be charged
the customer.
Sec. 6. No payment shall be made to customers of the proceeds from
the sale of securities on the day of the sale and before the money is received
by the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
payment. Where a material or more than nominal loss is sustained, either
through bank exchange or interest, the same must be charged to the cus
tomer; except that bank exchange or interest on all transactions made on a
single day for a single customer, aggregating less than one dollar, need not be
regarded as material and may be waived by the broker.
Sec. 7. Any member wilfully violating this Article, directly or indirectly,
shall, upon conviction, for the first offense, be fined five hundred dollars,
and shall be suspended for a period of not less than three months; and for
the second offense shall be expelled.
Sec. 8. Notwithstanding any of the foregoing provisions, a member
may, at his option, on transactions in securities listed on this Exchange, but
executed on another exchange, of which he is a member, charge the rates
of such other exchange.
MEMBERS
Benson, Thaddeus R., 745 Sheridan Rd., Winnetka, Ill.
Benz, George W., 191 E. Kellogg Blvd., St. Paul,
Minn.
Benz, Herbert G., 191 E. Kellogg Blvd., St. Paul,
Minn.
Bldgood. Clyde H., 105 W. Adams St.
Blesch, Joseph G., 1546 Sherwin Ave.
Bloomingston, Jno. A., 160 N. LaSalle St.
Blum, Harry H., 630 S. Michigan Ave.
Blumenthal & Ward, 120 S. LaSalle St.
Bodman, Harold C., Villa Diana Fiesole, Florence,
Italy.
Boorman, Earl D., 120 S. LaSalle St.
Boyce, W. Graham, Jr., 1010 St. Paul St., Balti
more, Md.
Boyden, William C., Jr., 135 S. La Salle St.
Brewster, Walter S., 135 S. La Salle St.
Bridgen, Clarence J„ 209 S. LaSalle St.
Bright, Elmer H., & Co., 84 State St., Boston,
Britton, C. W. & Co., Security Bldg., Sioux City,la.
Brockhaus, Philip W., 208 S. LaSalle St.
BROWN BROTHERS HARRIMAN & CO.,
135 S. LaSalle St.
Brown, J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P„ 120 S. LaSalle St.
Brown, Sherman J., 209 Kresge Bldg., Rich
mond, Ind.
Bryan, Benj. B„ Jr., 999 Sheridan Road, Lake
Forest. Ill.
Buhler, Walter J.. 120 S. LaSalle St.
Burdick, John R., Jr., 208 S. LaSalle St.
Burmeister, Jno. C., Jr., 231 S. LaSalle St.
Byrne, Edward J., 120 S. LaSalle St.
Cahn, Morton D., 120 S. LaSalle St.
Cardona, Raymond, Great Northern Hotel.
Carter, Ford R„ 120 S. LaSalle St.
Cavaney, James A., 332 S. LaSalle St.
Chapin, S. B. & Co., 209 8. LaSalle St.
Church, George F.. 134 S. LaSalle St.
Clayton, Gilbert M., 1928 Morse Ave.
Cleary & Co., 120 S. La8alle St.
Cleland, Karsner, 105 S. LaSalle St.
Clement, Austin A., 231 S. LaSalle St.
Clement, Curtis & Co.. 231 8. LaSalle St.
Clucas, E. W„ & Co., 70 Pine St., New York, N. Y.
Coleman, Clarence L„ 25 S. Market St.
Collins, Timothy A., 231 S. LaSalle St.
Cook. Charles K., 40 Wall St., New York.
Cotton, Earl H., Southwestern Bank Bldg., Dallas,
Tex.
Further Information on firms appearing In bold face typo will be found In tbe selected list of Investment Dealers following bank list In eacb city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1716
CHICAGO STOCK EXCHANGE—Continued
MEMBERS—Continued
Coultry, Gilbert H.t 120 S. LaSalle St.
Craigie, James, 120 S. LaSalle St.
Creitz, Lee M„ 231 S. LaSalle St.
Curran, Peter A., 120 S. LaSalle St.
Jamieson, Stewart E., 120 S. LaSalle St.
Jelke (Frazier) & Co., 40 Wall St., New York, N. Y.
Jones, Edward D., & Co., Boatmens Bank Bldg.,
St. Louis, Mo.
Daniels, Roy I., 141 W. Jackson Blvd.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Davis, Robert C., Box 618, Ojai, Calif.
Dean, J. Clarke, 120 S. LaSalle St.
deConingh, Peter C„ 332 S. La Salle St.
Dltt, Paul C. & Co., 120 S. LaSalle St.
Doering, Otto C.. 333 N. Michigan Ave.
Doty, Arch C„ 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Drake, Lauren J., 2227 E. 70th St.
Drake, William J., 209 S. La Salle St.
Edgerton, John J., 61 Broadway, New York.
Edwards, A. G., & Sons, 409 N. Eighth St., St.
Louis, Mo.
Elseman, Lester M., 7010 Paxton Ave.
Eldredge, Charles H., 141 W. Jackson Blvd.
Ernst & Company, 231 S. LaSalle St.
Kaplan. Robert, 5801 S. State St.
Karasik, Nathan, 337 E. Illinois St.
Kelly, Chas. P., 19 Rector St., New York City.
Kidder, A. M„ & Co., 1 Wall St., New York, N. Y.
Kinsman, Charles E., 245 Claremont St., Elmhurst,
Ill.
Kirk, Van G„ 105 S. La Salle St.
Kirkeby, A. S„ The Drake, Lake Shore Drive.
Kissilove, J. M„ 10 S. La Salle St.
Fahnestock & Co., 135 S. La Salle St.
Fairman, Fred W. & Co., 208 S. La Salle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Feicht, Arthur J., 175 W. Jackson Blvd.
Feinberg, Joseph H„ 10 S. LaSalle St.
Fenner & Beane, 141 W. Jackson Blvd.
Fertig, Leonard J., & Co., 731 Court St., Fort
Wayne, Ind.
Fischer, Robert J., 135 S. La Salle St.
Forberg, Walter O., 10 S. La Salle St.
Forschner, A. J.. 12150 Parnell Ave.
Francis, Bro., & Co., 222 N. 4th St., St. Louis, Mo.
Freeburne, Roy W., 1455 King St., East, Hamilton,
Ont., Canada.
Freehling, Norman, 120 S. LaSalle St.
Friedman, Brokaw & Samish, 711 St. Charles St.,
St. Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Fuller, Rodney & Redmond, 141 W. Jackson Blvd.
Furness, Thomas F„ 111 S. LaSalle St.
Fusz-Schmelzle & Co., Boatmen’s Bank Bldg.,
St. Louis, Mo.
Gerwig, Frank L. & Co., 135 S. LaSalle St.
Giblin, Walter M„ 40 Wall St., New York, N. Y.
Gifford, Cedric C., 120 S. LaSalle St.
Gifford, Lewis F„ R. F. D. 5, Wooster, O.
Glass, Walter, 135 S. LaSalle St.
Glore, Forgan & Co., 123 S. LaSalle St.
Goodbody & Co., 115 Broadway, New York, N. Y.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H., 120 Pipestone St., Benton
Harbor, Mich.
Griffin, John J., 120 S. La Salle St.
Guild, David D. (Est. of), 135 S. LaSalle St.
Hachtmann, George E„ 10 S. LaSalle St.
Haerther, William W., 22 W. Monroe St.
Halle & Stieglitz, 25 Broad St., New York, N. Y.
HALLGARTEN & CO., 120 S. LaSalle St.
Hansen, Howard S., 2523 Central St., Evanston,
Ill.
Hardenbrook, Burt W., 38 S. Dearborn St.
Harris, Burrows & Hicks, 135 S. La Salle St.
Harris, Upham & Co.. 135 S. La Salle St.
Harrison, Arthur C., 134 S. LaSalle St.
Hastey, Robert P., 4720 Greenwood Ave.
Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hentz, H. & Co., 120 S. La Salle St.
Hermes, John P„ 332 S. LaSalle St.
Heronymus, Ballschmider & Co., Natl. Security
Bldg., Sheboygan, Wis.
Hill & Co., 2020 Carew Tower. Cincinnati, Ohio
Hill, Harvey T„ 231 S. La Salle St.
Hilliard, J. J. B. & Son, 419 W. Jefferson St.,
Louisville, Ky.
Holley, J. M„ Jr., & Co., 120 S. La Salle St.
Hopkins, William L., 650 S. Spring St., Los Angeles,
Calif.
Hornblower & Weeks, 39 S. LaSalle St.
Hoyne, Mellinger & Co., 231 S. La Salle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
Hutton, W. E., & Co., 1st N. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F., 630 Garland Ave., Winnetka, Ill.
Iverson, Chester S., 918 Clinton Place, River
Forest, Ill.
Jablonski, August I., 120 S. LaSalle St.
Jackson Bros., Boesel & Co., 26 Broadway, New
York, N. Y.
Jackson & Curtis, 231 S. LaSalle St.
Lamborn, Hutchings & Co., 231 S. LaSalle St.
Lamson Bros. & Co., 141 W. Jackson Blvd.
Lancton, William F.. 209 S. LaSalle St.
Langill & Co., 134 S. La Salle St.
Lehman Bros., 231 S. LaSalle St.
Lippmann, Albert F., 105 S. LaSalle St.
Lizars (Rawson) & Co., 135 S. LaSalle St.
Logan, Stuart, 141 W. Jackson Blvd.
Lowitz, E„ & Co., 29 Broadway, New York, N. Y.
Lyons, W. L., & Co., 231 So. Fifth St., Louisville,
Ky.
Mabon & Co., 1 Wall St., New York, N. Y.
Magner, Joseph F„ 6333 Wayne Ave.
Masten, A. E., & Co., First Nat’l Bk. Bldg.,
Pittsburgh, Pa.
McDermott, Francis 0., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle St.
McMaster, Stewart, 120 S. La Salle St.
McMaster, Hutchinson & Co., 105 S. LaSalle St.
Meehan, M. J. & Co., 30 Broad St., New York,
N. Y.
Meffert, William M„ 11 Wall St., New York, N. Y.
Merigold & Co., First National Bank Bldg., Osh
kosh, Wis.
Merkle, Frank P„ 225 Leicester Rd„ Kenilworth,
Ill.
Meyerhoff, Irving E., 120 S. LaSalle St.
MITCHELL, HUTCHINS & CO., 231S. LaSalle
St.
Molloy, Edward P„ 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F„ 332 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St.,
Philadelphia, Pa.
Morse, William H„ 141 W. Jackson Blvd.
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Myers, Joseph W., 120 S. LaSalle St.
Nance, Clement A., 506 S. Wabash Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
N. Y.
Newman, Harry E., 209 S. LaSalle St.
Norris, James, 141 W. Jackson Blvd.
Norris & Kenly, 208 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 1166 East 54th Place.
Oliphant, Jas. H. & Co., 209 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Payne, Harry M„ 120 S. LaSalle St.
Peabody, Howard B„ 25 N. Franklin St.
Peabody, Stuyvesant, 231 S. La Salle St.
Perrill, (Alger) & Co., 231 S. LaSalle St.
Phillips, Richard W., 120 S. LaSalle St.
Pierce, E. A. & Co., 105 W. Adams St.
Piper, Jaffray & Hopwood, 115 So. 7th St.,
Minneapolis, Minn.
Plamondon. A. D., Jr., 135 S. LaSalle St.
Pratt, Joseph M., 109 S. Waiola Ave., LaGrange,
Ill.
Prince, F. H., 15 Westminster St., Providence, R. I.
Purcell, Lawrence N„ Waterloo Bldg., Waterloo, la.
Quinn, David H„ 231 S. LaSalle St.
Reid, Robert H„ 10 S. LaSalle St.
Reinholdt & Gardner, 400 Locust St., St. Louis,
Mo.
Renshaw, William B., 231 S. LaSalle St.
Renwick, J. Stewart, 105 E. Delaware PI.
Reynolds & Company, 120 Broadway, New York,
N. Y.
Reynolds, Maurice V., 22 West Monroe St.
Richardson, Howard C„ Jr., 141 W. Jackson Blvd.
Riter & Co., 134 S. LaSalle St.
Roeder, Joseph A., 20 N. Wacker Drive.
Rogers, Frank E.. 10 S. LaSalle St.
Rosenfleld, John M., 120 S. LaSalle St.
Rothschild & Co., 105 W. Adams St.
Ryan & McManus, 39 Broadway, New York, N.Y.
Sadler & Co., 120 S. LaSalle St.
Sawyer, R. B„ 1031 Maple Ave., Evanston, Ill.
Schenck, Robert F., Jr., 5400 Harper Ave.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F., 3 York Drive, St. Louis, Mo.
Schroth, Wilbur H., 120 S. LaSalle St.
Scobie, David P., 175 W. Jackson Blvd.
Selz, Henry G., 141 W. Jackson Blvd.
Sharp, Edward L„ 231 S. LaSalle St.
Shearson, Hammill & Co., 208 S. LaSalle St.
Shields & Company, 135 S. LaSalle St.
Shimmin, Robert P. & Co., 135 S. LaSalle St.
Shipley, Charles A., 120 LaSalle St.
Sigmann, Robert A., 120 S. LaSalle St.
Simon, I. M„ & Co., 315 N. 4th St., St. Louis, Mo.
Simpson, James Jr., 1 N. La Salle St.
Simpson. William B„ 1300 N. Branch St.
Sincere & Co., 231 S. LaSalle St.
Smart, R. H. & Co., 141 W. Jackson Blvd.
Smith, Barney & Co., 105 W. Adams St.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B„ 50 S. LaSalle St.
Smith, Wharton C., 106 E. 4th St., St. Paul,
Minn.
Solomon, Leslie J., 223 W. Jackson Blvd.
Spicer, Henry S., Pigott Bldg., 36 James St., So.,
Hamilton, Ontario, Canada.
Spinney, Fred, 141 W. Jackson Blvd.
Stannard, Frederick J., 120 S. LaSalle St.
Stearns, David P., 2407 Bennett Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,
Md.
Stein, Brennan & Co., 9 S. LaSalle St.
Stein, Irving C„ 231 S. LaSalle St.
Sterling, Louis V., 42 Broadway, New York
Strick. Charles A., 135 S. LaSalle St.
Stuart, Harold L„ 201 S. LaSalle St.
Sutro Bros. & Co., 134 S. LaSalle St.
Swift, Henke & Co., 135 S. LaSalle St.
Talcott, Potter & Co., 141 W. Jackson Blvd.
Teegarden, Frank W., 1235 Cherry St., Winnetka,
Ill.
Templeton’s Sons, J. S., 141 W. Jackson Blvd.
Thompson, Arthur R., 120 S. LaSalle St.
Thomson & McKinnon, 316 S. LaSalle St.
Thorn, King C., 2117 Lincolnwood Drive, Evans
ton, Ill.
Thorson & Stewart, 120 S. LaSalle St.
Turner, Alfred E., at Winthrop, Mitchell & Co.,
141 W. Jackson Blvd.
Turner, Tracy L„ 232 E. Walton Place.
Underwood, Morgan P., 231 S. LaSalle St.
Vehmeyer, Henry L., 7012 S. Shore Dr.
Vose, Hamilton, Jr., 450 W. Superior St.
Wachenheim, Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St., St.
Louis, Mo.
Walker, G. H„ & Co., 503 Locust St., St. Louis,
Mo.
Watling, Lerchen & Co., Buhl Bldg., Detroit, Mich.
Webster, Marsh & Co., 209 So. La Salle St.
Webster, Virgil C., 120 S. LaSalle St.
Weil, Herbert M., 120 S. La Salle St.
Weinress & Co., 231 S. LaSalle St.
Wheeler, John E., 105 S. LaSalle St.
Wilcox & Co., 14 Wall St., New York.
Wilkinson, Frank R., 209 S. La Salle St.
Williams, Lucian E., 70 E. Walton PI.
Williams, Mackenzie, 420 Lexington Ave., New
York City.
Wilson, Harold C., 7446 Indiana Ave.
Wilson, Hugh H., at David A. Noyes & Co.,
208 S. LaSalle St.
Wilson, Robt. C., 6909 Merrill Ave.
Winter, Wallace C„ 135 S. LaSalle St.
WINTHROP, MITCHELL & CO., 141 W.
Jackson Blvd.
Witter (Dean) & Co., 45 Montgomery St., San
Francisco, Calif.
Wood, Edwin T., 120 S. LaSalle St.
Wood, R. Arthur, 231 S. LaSalle St.
Wortman, G. R. & Co., Aurora National Bank
Bldg., Aurora, Ill.
Wright, Warren, 33 N. LaSalle St.
Young, Clarke & Company, 215 W. 7th St., Los
Angeles, Calif.
Further Information on Arms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1717
LOUISIANA
NEW ORLEANS STOCK EXCHANGE
Officers: Larz E. Jones, President;
C. J. Feibleman, Vice-President;
George J. Krummel, Secretary,
RATES OF COMMISSIONS
Established by the New Orleans Stock Exchange.
On U. S. Bonds, $2.50 per $1,000.00.
On State, City, Levee, and all other bonds, $5.00 per $1,000,00.
On all bonds maturing within one year, the commission shall be oneeighth (W).
On all bonds maturing from one to three years, the commission shall be
one-quarter (H).
ON STOCKS SELLING:
Per Share
Under fifty cents.___________________
-------As mutually agreed
At fifty cents and above, but under $1.00
Not less than three cents
At $1.00 and up to $10.00____________
----------------- 12 cents
Ac $10.00 and up to $50.00_____ .
............ .............. 25 cents
Ac $50.00 and up to $100.00__________
-------------------- 50 cents
At $100.00 and over_________________
--------- 1% Market price
BANK STOCKS
Selling at $1.00 and up to $75.00 exclusive, 50 cents per share.
Selling at $75.00 and up to $100.00 exclusive, 75 cents per share.
Selling at $100.00 and up to $200.00 exclusive, $1.00 per share.
Selling at $200.00 and over, H of 1% of market value.
THE MINIMUM CHARGE ON ANY ONE
Airey, T. L., 816 Union St.
Alcus, S. T„ Jr., 603 Whitney Bldg.
Beer & Co., 817 Gravier St.
Clark, Russell, Maritime Bldg.
DANE & WEI,, 1538 Canal Bk. Bldg.
Dane. Jno., 1528 Canal Bank Bldg.
D’Antoni, B. S., 708 American Bank Bldg.
Feibleman, T. J. ,210 Carondelet Bldg.
Fenner & Beane, 818 Gravier St.
Fenner .Chas. E. ,818 Gravier St.
Fowler, H. W., 214 Balter Bldg.
Gumbel, Herbert, 610 Maritime Bldg.
Huggins. Allen C., 839 Gravier St.
Robert R Wolfe Treasurer-
To be charged on all Transactions.
ON EXCHANGE, THEATRE AND CLUB STOCKS
the commission shall be as follows:
On stocks selling below $200, $5.00 per share.
On stocks selling at $200 and up to $500 exclusive, 2H% of market value.
On stocks selling at $500 and up to $2,000 exclusive, 2H% of market,
value with a minimum commission of $25.
On stocks selling at $2,000 and up to $5,000 exclusive, 2% of market
value with a minimum commission of $50.
On stocks selling at $5,000 and up to $10,000 exclusive, $100 per share.
On stocks selling at $10,000 and up to $15,000 exclusive, $150 per share.
On stocks selling at $15,000 and up to $20,000 exclusive, $200 per share.
Commissions on rental of Exchange stocks shall be $25.00 as a minimum
charge.
TRANSACTION SHALL BE $2.00
MEMBERS
Hyams, C. H., III., 610 Common St.
Jones, Larz A., I. C. R. R. (Union Station).
Jones, Larz E., 817 Carondelet Bldg.
Lamar, Kingston & Labouisse, 1605 Canal Bk.
Bldg.
Lamar, L. V., 1605 Canal Bank Bldg.
Liuzza, Philip J., 214 Carondelet Bldg.
Marquez, Vernon, 818 Gravier St.
McLean, Chas. I., Gulf Bldg., Houston, Tex.
Mysing, A. W., 722 St. Louis St.
Nusloch, Geo. H„ 827 Hibernia Bank Bldg.
Nusloch, Baudean & Smith, 827 Hibernia Bank
Bldg.
Ogden, Fred N., 403 American Bank Bldg.
Pierce & Co.. E. A. Maritime Bldg.
Plauche, Jas. J., 724 Common St.
Post & Flagg, Houston, Tex.
Poupart, S. J., 823 Perdido St., (Room 202).
Schulze, C. H., 1831 S. Dupre St.
Schweickhardt, E. R., 708 American Bank Bldg.
Steinhardt, Jeffrey, 1528 Canal Bank Bldg
Villere, Ernest C„ 552 Canal Bank Bldg.
Villere & Co., St. Denis J., 552 Canal Bk. Bldg.
Waters & Alcus, 603 Whitney Bldg.
Wells, Chas. W., 408 Cotton Exchange Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfoik, 724 Common St.
Williams, Geo. E., 817 Gravier St.
Wolfe & Fowler, 717 Carondelet Bldg,.
Wolfe, Robert R., 717 Carondelet Bldg.
Woolfolk, J. W., 724 Common St.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
MARYLAND
BALTIMORE STOCK EXCHANGE
Officers: Henry C. Evans, President
Theodore Gould, Vice-President
(208 E. Redwood St.)
R. L. Thompson, Secretary-Treasurer
M. L. Rodemeyer, Assistant Secretary-Treasurer
RATES OF COMMISSION
(Effective May 1, 1939)
Minimum Charge per Transaction.
Minimum Commissions Per Share on Stocks Selling at Prices
Notwithstanding the above rates, the minimum commission to be charged
Given Below:
Nonto a non-member on any completed transaction shall be not less than
Members
$3.00; but if the amount involved in a transaction is less than $50 00,
Under 10c a share________________________________
the minimum commission to be charged to a non-member shall be not less
lc
than 6% of the amount involved.
At 10c a share and above, but under 50c__________
2c
Commission
Rates on Stocks traded in on Other Exchanges.
At 50c a share andabove, but under $1___________
3c
The
minimum commission rate to non-members on any stock traded in
At
$1 a share andabove, but under $4___________
5c
on
the
Baltimore
Stock Exchange and also on any other National Securi
At
$4 a share andabove, but under $7___________
7 He
ties Exchange may, at the option of the member, be the Baltimore Stock
At
$7 a share andabove, but under $10___________
10c
Exchange
minimum
commission rate or the minimum commission rate
At $10 a share andabove, but under $30___________
15c
prescribed on such other National Securities Exchange.
At $30 a share andabove, but under $50___________
20c
Commissions on rights shall be the same as those fixed for stocks.
At $50 a share andabove, but under $75___ ____________
Minimum Commissions on Bonds Selling at Prices Given Below
Non25c
At $75 a share andabove, but under $100_________________
30c
At 10 ($100 per $1,000 par value) or above............ .................... M$2 50r9
At $100 a share and above, but under $150__________________
40c
Under 10 ($100 per $1,000 par value)........................................ $1 25
At $150 a share and above, but under $200__________________
50c
At less than 1 ($10 per $1,000 par value)____ ____ _________ 62)4c
At $200 a share and above______________________________
14%
Except that on bonds having five years or less to run to maturity
of amount of
and selling at 96 and above, but not above 110, the rates shall be $1.25
transaction
The minimum commission charged on any transaction in bonds shall be
$2.50.
Abell, Walter W., 2nd, 401 Stock Exchange Bldg.
Allen, Edw. D., 210 Keyser Bldg.
Edward D. Allen & Co., 210 Keyser Bldg.
BAKER, WATTS & CO., Calvert and Redwood Sts.
Baker, Wm. G.. Jr., Calvert and Redwood Sts.
Bell, Vernal W., 135 E. Baltimore St.
Binford, Charles T., 10 South St.
Blocher, Thomas S„ 802 Union Trust Bldg.
Block, Simon J., 201 Keyser Bldg.
Block, Simon J. & Son, 201 Keyser Bldg.
Boyce, C. Prevost, 6 S. Calvert St.
Alexander Brown & Sons, 135 E. Baltimore St.
Brown, J. Dorsey, 404 Stock Exchange Bldg.
Bruton & Co., 1531 Munsey Bldg.
Bruton, Leonard Marshall, 1531 Munsey Bldg.
Cahn & Co., Frank B„ Equitable Bldg.
Carroll, Douglas G., 107-108 Stock Exch. Bldg.
Carroll & Co., Douglas G„ 107-108 Stock Ex
change Bldg.
Cassilly, Thos. A., Stock Exchange Bldg.
Castles, John W., Ill E. Redwood St.
Corkran, B. Warren, 402 Keyser Bldg.
Daly, Dae E , 23 South St.
Daly & Co., Owen, 23 South St.
Davies, H. L., 500 Stock Exchange Bldg.
Drewry, Cooper R., Stock Exchange Bldg.
Duer, Henry L., 500 Stock Exchange Bldg.
Elder, Wm. Voss, Jr., 210 Keyser Bldg.
Evans, Henry C„ 6 S. Calvert St.
Fahnestock, Albert, Stock Exchange Bldg.
Filley, Oliver D., Stock Exchange Bldg.
Fisher, Frank of J., 10 South St.
J. Harmanus Fisher & Sons, 10 South St.
Robert Garrett & Sons, South and Redwood Sts.
MEMBERS
Gould, Theodore 405-6 Keyser Bldg.
Griswold, Jr„ B. Howell, 135 E. Baltimore St
Howard, John D., South and Redwood Sts.
Howard & Co., John D„ South and Redwood Sts
W. E. Hutton & Co., 1st N. Bk. Bldg.
Iglehart, Joseph A. W., First National Bank Bldg.
Jenkins, T. Courtenay, 10 South St.
Jenkins, Whedbee & Poe, 10 South St.
Johnson, Chas. W L. 508 Stock Exchange Bldg.
Jones, Elisha Riggs, 6 S. Calvert St.
Jones, John Marshall, 225 E. Redwood St.
Jones & Co., John Marshall, 225 E. Redwood St.
Koppelman, Walter, 219-221 E. Redwood St.
Kriegel. Leo, 500 Stock Exchange Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Lanahan, W. Wallace, Calvert Bldg.
Legg, John C„ Jr., 222 E. Redwood St.
Leimbacb & Co., 7 St. Paul St.
Leimbach, Walter G., 7 St. Paul St.
Lemoine, Oscar M., South and Redwood Sts.
Lockwood, Peck & Co., 708 Keyser Bldg.
Mackubin, George, 222 E. Redwood St.
MACKUBIN, LEGG & CO., 233 E. Redwood St.
Marburg, F. Grainger, 502 - 5 Keyser Bldg.
Marburg, Price & Co., 502-5 Keyser Bldg.
Matthews, T. Stockton, South and Redwood Sts.
Mead, W. Carroll, 511-13 First National Bank
Bldg.
Mead, Irvine & Co., 511-13 First National Bank
Bldg.
Morgan, Shirley C„ Equitable Bldg.
Nelson, Alex C., 508 Stock Exchange Bldg.
Poe, Philip L„ 105-6 Stock Exchange Bldg.
Poe & Co., Philip L., 105-6 Stock Exchange Bldg.
Post & Flagg, 101-3 Stock Exchange Bldg.
Riggs, Henry G., Stock Exchange Bldg.
Rogers, C. Holden, 10 South St.
Rosenburg, Abel A„ 222 E. Redwood St.
Schaefer, Herbert W., 402 First National Bank
Bldg.
Schaefer & Co., Herbert W., 402 First National
Bank Bldg.
Schwarz, Howard S., 202 Keyser Bldg.
Schwarz, Morton & Schwarz, 202 Keyser Bldg.
Scott, Geo. M„ Stock Exchange Bldg.
Sheely, Harry M., 212 Keyser Bldg.
Sheely, Harry M. & Co., 212 Keyser Bldg.
Smith, Barney & Co., Ill E. Redwood St.
Soper, Harry B., 312 Vickers Bldg.
Stein Bros. & Boyce .6 S. Calvert St.
Stewart C. Morton, Calvert and Baltimore Sts.
Strother, Brogden & Co., Calvert and Redwood Sts.
Taylor, Howard R., 107-8 Stock Exchange Bldg.
Howard R. Taylor & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L., 402 Stock Exchange Bldg.
Tilden, Marmaduke, 708 Keyser Bldg.
Weilepp, Walter M„ 207-8 Keyser Bldg.
Westheimer & Co., 211 E. Redwood St.
Westheimer, Henry F., 211 E. Redwood St.
Whedbee, James S., 10 South St.
Wheeler, J. Harold, 101-3 Stock Exchange Bldg.
White & Co., Henry M., 1414 Fidelity Bldg.
White, Henry M., 1414 Fidelity Bldg.,
Whiteley, T. Evans, Stock Exchange Bldg.
Whitridge, William, Garrett Bldg.
Whitridge & Son, John A., Garrett Bldg.
Wilson, Jr., J. Sawyer, 111 E. Redwood St.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1718
STOCK EXCHANGE MEMBERS
MASSACHUSETTS
BOSTON STOCK EXCHANGE
53 State Street
Officers:
William B. Long, Pres.
Mark R. Hodges, TV.
Charles A. Collins, Viee-Pres.
Henry E. Tracy, Sec.
MINIMUM RATES OF COMMISSION
In Effect January 1, 1938
ON BONDS, PER $1000 OF PRINCIPAL
Railroad, public utility and industrial bonds, having more than five years
to run.
Selling Price
Rate
Per $1000 of Principal
Under $10___________________________ ________ Not Less Than 75c
$10 and above but under $100...................................... Not Less Than $1.25
$100 and above............................................................... Not Less Than $2.50
(Government Bonds are exempt from the regular rate)
ON STOCK, RIGHTS AND WARRANTS
(Hereinafter referred to as “Stocks”)
Selling Price
Per Share
Rate per Share
1/256 of $1__.................................................................. Not Less Than 0.1c
1/128 of $1..............
Not Less Than 0.15c
1/64 of $1 to and including 2/32 of $1...........
Not Less Than 0.5c
Over 2/32 of $1 but under 8/32 of $1......
Not Less Than 1.0c
8/32 of $1 and above but under Yt of $1.....................Not Less Than 1.5c
Y of $1 and above but under $1...................
Not Less Than 3.0c
$1 and above but under $2______________________Not Less Than 5.0c
$2 and above but under $3__.................................. Not Less Than 6.0c
$3 and above but under $4.........
Not Less Than 7.0c
$4 and above but under $5............................................ Not Less Than 8.0c
Selling Price
Per Share
Rate per Share
$5 and above but under $6........................
NotLess Than 9.0c
$6 and above but under $7____________
NotLess Than 10.0c
$7 and above but under $8......................................... Not Less Than 11.0c
$8 and above but under $9......................................... Not Less Than 12.0c
$9 and above but under $10....................................... Not Less Than 13.0c
(Base Rate)
$10 and above............... ......................... Not Less Than 13.0c base rate plus
1.0c for each $10 of the price per share
Notwithstanding the foregoing, when the amount involved in a transaction
is less than $10, the commission shall be as mutually agreed; when the amount
involved is $10 or more but less than $50, the minimum commission shall be
not less than 6% of such amount or $1, whichever is greater; and when the
amount involved is $50 or more, the minimum commission shall be not less
than $3.
On Bonds or Notes of Foreign Countries having five years or less to run;
Notes of Corporations having five years or less to run; Bonds having five
years or less to run; such rates to members or non-members as may be
mutually agreed upon; provided, however, that the Committee on Com
missions with the approval of the Governing Committee, may hereafter
determine special rates on any or all of the above mentioned securities.
MEMBERS
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., & Co., 31 State St.
Amsden, Malcolm F., 53 State St.
Andrews, E. T. & Co., 64 Pearl St., Hartford, Conn.
J. S. BACHE & CO., 10 Post Office Square.
Baldwin & Co., 30 Federal Street.
Batchelder, Hanrahan & Co., 332 Main St.,
Worcester, Mass.
Besse, Harry W. & Co., 60 State St.
Bolles, Richard F., 35 Congress St., Room 1003.
Boyden, Charles, 50 Congress St., Room 628.
Bradley, Edward M„ 215 Church St., New HavenConn.
Brannan, Wm. J., 75 Federal St.
Brlckley (Parker, A.) 296 Temple, West Roxbury.
Bright, Elmer H. & Co., 84 State Street.
Bright, Sears & Co., 53 State Street.
Brooks, Smith & Co., 50 Congress St.
Brown Brothers Harriman & Co., 10 P. 0. Square.
Brown, Waldo M„ 49 Federal St.
Brown, Walter J., 53 State St.
Burr, Gannett & Co., 53 State Street.
Butterfield, Chas. B., 329 Hammond St., Chest
nut Hill.
Cahill, Richard M. F., 53 State St.
Chalifoux, Francis B., 60 State St.
Chapin & Co., S. B., 53 State St.
Clark, Dodge & Co., 70 Federal Street.
Collins, Breed & Co., Shawmut Bk. Bldg.
Colwell & Co., 209 Washington Street.
Cousens, Foster, 49 Federal St.
Crocker, Percy G. & Co., 19 Congress Street.
Crowninshield, B. Davis, 53 State St.
Dabney, F. L. & Co., 10 Post Office Sq.
Dabney, Frederick L., 925A Boylston St.
Davis & Davis, 10 Weybosset St., Providence, R. I.
DAT, R. L. & CO., 45 Milk Street.
Dean, James, 201 Devonshire St., Room 631.
ESTABROOK & CO., 15 State Street.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Lloyd D„ 3d Nat’l Bank Bldg., Springfield, Mass.
Foster, Hatherly, Jr., 85 Devonshire St.
Gagen, T. F. & Co., 53 State Street.
Gilbert, Edward W., 53 State St., Room 36 B.
Giroux, Archibald R„ 53 State St., Room 36B.
Hammond, James R., 30 State St.
Hanlon, Gordon B., & Co., 100 Milk St.
Hayden, Stone & Co., 75 Federal Street.
Hentz, H., & Co., 75 Federal St.
Hill, E. Melville, 15 Ashton Ave., Newton Centre,
Mass.
Hines, Robertson & Co., 60 Congress Street.
Hodgdon, Howard W„ 84 State St.
Hornblower, Henry, 60 Congress St.
Hornblower & Weeks, 60 Congress St.
Hovey, Chandler, & Co., 82 Devonshire Street,
Room 326.
Hubbard, Richard, 10 Post Office Square.
Hunnewell & Co., 49 Federal St.
Hunt, Carleton, 10 Post Office Sq.
Hutchins & Parkinson, 50 Congress Street.
Iliff, Richard S., 35 Congress St.
Jackson, Walter, 216 Central Ave., Milton, Mass.
Jackson & Curtis, 10 Post Office Square.
Jenney, Wm. T., 84 State St.
Kelly, Michael A., 84 State St.
KIDDER, PEABODY & CO., 115 Devonshire
Street.
Kingsbury, Thayer, Keene, N. H.
Kinsley & Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. & Co., 53 State Street.
Laidlaw & Co., 110 Franklin Street
Lee, Frederic M„ 53 State St.
Lee, Higglnson & Co., 50 Federal Street.
Leland, John D., 110 Franklin St.
Logan & Bryan, 42 Broadway, New York, N. Y.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Lord, George F„ 18 Wave St., Lynn, Mass.
Lund, Chas. G., 110 Franklin St.
Mann & Gould, 35 New Derby St., Salem, Mass.
McKnight, Edward F., 53 State St.
Monahan, Edward C., 60 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. & Co., 53 State Street, Room 636.
Morgan, J. P., & Co., 23 Wall St., New York, N. Y.
MOSELEY, F. S. & CO., 50 Congress Street.
Mott, Louis P. & Co., 80 Federal Street, Room 808
Newman, Harding C., 10 Post Office Square.
Nickerson, Henry G., 60 State St.
O’Donnell, James E., 53 State St.
Paine, Webber & Co., 24 Federal Street.
Peterson, John H., 53 State St.
Pierce & Co., E. A., 24 Federal Street.
Pingree, Daniel, 84 State St.
Pitcher, Osborne H„ 31 State St.
Pitman, Harold A., 53 State St., Room 1032.
Poor, Stearns, 84 State St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress Street
Reed, Jacob, 8 Foster St., Worcester, Mass.
Rice, John C., Jr., 10 Post Office Sq.
Rich, Geo. A., 53 State St.
Schlrmer, Atherton & Co., 79 Milk Street.
Sewall, R. Lentner, 60 State St.
Shethar, John B., 120 Broadway, N. Y.
Simmon, David A., 2240 Looscan Lane, Houston,
Tex.
Smith, Barney & Co., Ill Devonshire St.
Smith, James P. & Co., 1387 Main St., Springfield,
Mass.
Southgate & Co., 33 State St.
Southgate Ray E„ 63 State St.
Stevens, Samuel W., 45 Milk St.
Thomson & McKinnon, 10 Post Office Square.
Thorndike & Allen, 53 State Street, Room 310.
Thornquist, Carl J., 53 State St.
Tifft Brothers, 60 Congress Street.
Tobey, Walter P„ 84 State St.
Todd, Charles Lee, Jr., Ill Devonshire St.
TOWNSEND, ANTHONY A TYSON, 39 State
Street.
Trask, Spencer & Co., 50 Congress St.
Treadwell, James R„ 53 State St., Room 203.
Tucker, Anthony & Co., 74 State Street.
Wainwright, H. C. & Co., 60 State Street.
Walker, G. W. & Co., 10 Post Office Sq.
Webber, Ralph B., 53 State St.
Whitney, Byam & Co., 53 State Street, Room 633.
Whitney & Elwell, 30 State Street.
Wiggin, Russell B„ 53 State St.
Williams, Ralph E., 35 Congress St.
Williams, Robert W., 53 State St.
Winsor, Kennard, 115 Devonshire St.
Yerxa, John E., 30 State St.
Young, Lincoln R., 750 Main St., Hartford, Conn.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1719
MICHIGAN
DETROIT STOCK EXCHANGE
(415 Griswold St.)
Clark C. Wickey, Executive Vice-President & Secretary; Denis J. Alison, Vice-President;
Lawrence C. Angstrom, Treasurer.
COMMISSION BATES
Effective, August 23, 1938
Stocks selling at 50c per share and above, the commission rate per share
On stocks selling below 50c per share, the commission rate per share shall
shall be not less than the following:
be not less than the following:
Rate
_ ™
Rate
Price per share
Per Share
,
Price per Share
Per Share
50c and above but under $ 1.
3c
l/2t>6of$l...............
..............
.......................
..........
o lc
$ 1 and above but under $ 2.
5c
1/128 of $1................................................. ..........................J___
0.15c
$ 2 and above but under $ 3.
6c
1/64
of
$1
and
above,
but
under
2/32
of
$1......
........................
0.5c
$ 3 and above but under $ 4.
7c
2/32 of $1-------------------------------------------------------------------- () 5c
$ 4 and above but under $ 5.
8c
Over 2/32 of $1 but under 8/32 of $1_______________
l Oc
$ 5 and above bur under $ 6____________ _
9c
8/32 of $1 and above but under 1/2 of $1...................................I R5c
$ 6 and above but under $ 7_______________ ..
............
ioc
$ 7 and above but under $ 8________ ______________1...........
11c
$ 8 and above but under $ 9______________ ..."
12c
The minimum commission on all transactions in listed securities shall be
$ 9 and above but under $10 (Base Rate)__________ IIIIIIIII 13c
not less than $3.00, except in cases where the amount involved is $50.00 or
$10 and above—The 13c base rate plus lc for each $10 of the price per share
less, the minimum commission may then be at the discretion of the member.
Officers: George A. Miller, President;
Alison & Co., 244 Buhl Bldg.
Angstrom, Lawrence C., 904 Penobscot Bldg
Avery & Co., 1126 Buhl Bldg.
Avery, Clarence F„ 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 735 Griswold St.
Baker, Simonds & Co., 1134 Buhl Bldg.
Beard, Frederick H„ 1880 Penobscot Bldg.
Bennett, 8mith & Co., 640 Griswold Street.
Bollinger, Paul T„ 1904 Penobscot Bldg.
Brown, Orman E., 1666 Penobscot Bldg.
Butler, James M., 328 Penobscot Bldg.
Carpenter, Jos. N., 67 Broad St., N. Y.
Crouse ft Co., 1800 Penobscot Bldg.
Crouse, Charles B., 1800 Penobscot Bldg.
MEMBERS
Hulburd, Warren & Chandler, 208 S. LaSalle St.,
Chicago, Ill.
Humphries, Angstrom & Co., 904 Penobscot Bldg.
Hutton, W. E. & Co., 600 Griswold St.
Hutton, Jr., James M., 600 Griswold St.
Kreidler, Chas. A., 1134 Buhl Bldg.
Lewine, Jerome, Hanover Square, New York,
N. Y.
Livingstone. S. R.. 1356 Penobscot Bldg.
Livingstone, S. R. & Co., 1356 Penobscot Bldg.
Marks, A. L., 314 Ford Bldg.
Marks, Burton, 775 Penobscot Bldg.
McDonald, Claude G„ 1000 Buhl Bldg.
McDonald & Co., C. G., 1000 Buhl Bldg.
Miller, George A., 1444 Buhl Bldg.
Moody, Bollinger & Co., 1904 Penobscot Bldg.
Moss, W. E., 2416 Union Guardian Bldg.
Moss, W. E. & Co.. 2416 Union Guardian Bldg.
Dominick & Dominick, 314 Ford Bldg.
Eis, Valette R„ 244 Penobscot Bldg.
Ellwood, Aaron A., 639 Penobscot Bldg.
Esch, Ingo A., 120 Broadway, New York.
Everham, Edwin M., 1051 Penobscot Bldg.
Fenner & Beane, 67 Broad St., New York, N. Y.
Ferriss, W. Paul, 904 Penobscot Bldg.
Ferriss, Wagner ft Miller, 1444 Buhl Bldg.
Goodbody & Co., Penobscot Bldg.
Goodbody, John L., 115 Broadway, New York,
N. Y.
Hague, Samuel, 539 Penobscot Bldg.
Hastings, Pierce A., 1666 Penobscot Bldg.
Hentz, H. &. Co., Union Guardian Bldg.
Hinshaw, Joseph, 344 Buhl Bldg.
Hornblower & Weeks, 244 Penobscot Bldg.
Rathbun, C. E., 866 Penobscot Bldg.
Rathbun & Co., 866 Penobscot Bldg.
Reid, Andrew C„ 2232 Union Guardian Bldg.
Reilly, R. W., 866 Penobscot Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Rotsted, Ralph, 1753 Union Guardian Bldg.
Rudel, Arthur, 1800 Penobscot Bldg.
O’Donnell, R. C., 2166 Penobscot Bldg.
O’Donnell & Co., R. C., 2166 Penobscot Bldg.
O’Hara, John F„ 244 Buhl Bldg.
Olson, Warren T„ 2416 Union Guardian Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Palmer, Everham & Co., 1051 Penobscot Bldg.
Parcells, Charles A., 639 Penobscot Bldg.
Parcells, Charles A. & Co., 639 Penobscot Bldg.
Phelan, Jr., James J., 244 Penobscot Bldg.
Pierce & Co., E. A., 300 Buhl Bldg.
Porter, Stuart P., 1134 Buhl Bldg.
Schlachman, Max, 1356 Penobscot Bldg.
Schlachman, Sol, 1356 Penobscot Bldg.
Seitz, Harry J., 12 Washington St., Monroe, Mich.
Shader-Winckler Co.. 204 Penobscot Bldg.
Small, Sidney R., 2356 Penobscot Bldg.
Smith, Hague & Co., 539 Penobscot Bldg.
Smith, Winthrop H., 105 W. Adams St., Chicago,
Soucy, Ernest W., 49 Federal St., Boston, Mass.
Soucy, Swartswelter & Co., 49 Federal St., Bos
ton, Mass.
Stanton, Frederick W., 330 Bay St., Toronto.
Stern, Morton F., 42 Broadway, New York, N.Y.
Stewart, A. Clifton, 1812 W. Grand Blvd.
Stout, Gardner D„ 115 Broadway, N. Y.
Sutro Bros. & Co., 137 Penobscot Bldg.
Vogel, A. H. & Co., 1880 Penobscot Bldg.
Wakeman, Wynn F., 1134 Buhl Bldg.
Walker, Wm. T., 1304 Penobscot Bldg.
Warth, Robert, 1753 Union Guardian Bldg.
Watling, Lerchen & Co., 344 Buhl Bldg.
Wedthoff & Co., Guy G., 1720 Ford Bldg.
Winckler, F. J., 204 Penobscot Bldg.
Withrow, Atkinson W„ 208 S. LaSalle St., Chicago,
Ill.
Wood, Warren A., 244 Buhl Bldg.
Wright, John C., 2066 Penobscot Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
MINNESOTA
MINNEAPOLIS —ST. PAUL STOCK EXCHANGE
Officers: Donald H. Brown, President; Harold E. Wood, First Vice-President; H. R. Selover, Second Vice-President; R. M. Rice, Secretary and Treasurer.
COMMISSION RATES
Effective June 7. 1938
NON-MEMBERS
MEMBER TO MEMBER—Give-up Rates.
On stocks selling at 50c per share and above, the commission rate per share
Stocks selling under 50c per share...................................... .............
shall be not less than the following:
Stocks selling from 50c to $1...........................................................
Price per share
Per Share
Stocks selling from $1 to $10........................................................
2c
Under 25c per share____ ____ _______ _______ ____ ______ ic
Stocks selling from $10 to $100............. .......................................
3c
25c and above but under 50c._____ ______________
50c and above but under $ 1______ _________ _________ _ _
3c “
Stocks selling from $100 to $150...... ............................... ..............
4c
$ 1 and above but under $ 2_____ _______ _________ ..
5c
Stocks selling from $150 and over_________________________
5c
$ 2 and above but under $ 3.......................................................
6c
$ 3 and above but under $ 4........................................
7c Minimum 50c for stocks selling under $10.00 per share.
$ 4 and above but under $ 5...................................
8c
Minimum
$1.00 for stocks selling at $10.00 and over per share unless gross
$ 5 and above but under $ 6............................... ................ .
9c
amount is under $100.00, minimum then 50c.
$ 6 and above but under $ 7...................................
10c
$ 7 and above but under $ 8......................................
11c Rights—same as stocks.
$ 8 and above but under $ 9...________________
12c Names not give-up on any stocks, minimum will be double the give-up rate.
$ 9 and above but under $10 (Base Rate)____ _____________
13c
$10 and above. ..The 13c base rate plus lc for each $10 of the price per share
The minimum commission on transactions in stocks for non-members shall,
(a) where the transaction involves less than $5.00, be as mutually agreed
upon;
(b) where the transaction involves $5.00 or more but less than $50.00, be
6% of such amount or $1.00 whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than $3.00.
Rights—same as stocks.
Allison, Williams Co., 1245 Northwest Bank Bldg.,
Minneapolis.
Bigelow-Webb & Co., 1st Nat’l-Soo Line Bldg.
Minneapolis.
Caldwell Phillips Co., First Natl. Bank Bldg., St.
Paul, Minn.
Greenman & Cook, Inc., 1408 E. 1st Natl. Bk. Bldg.,
St. Paul.
Harrls-Upham & Co., 11 Wall St., New York,
N. Y.
KALMAN & COMPANY, 144 Endicott Bldg.,
St. Paul.
MEMBERS
Mahoney & Co.,C.D., 504 Roanoke Bldg., Minne
apolis.
Manheimer-Caldwell, Inc., 113 First National
Bank Bldg., St. Paul.
Molyneaux, J. J., 15 S. 5th St., Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
Selover, H. R., & Co., 500 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C„ 106 E. 4th St., St. Paul.
Thrall West Co., 110 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, Metropolitan Bank Bldg.,
Minneapolis.
PIPER, JAFFRAY & HOPWOOD, 115 S. 7th
St., Minneapolis.
WOOD, HAROLD E., & CO., W. 2663 1st Nat’I
Bk. Bldg., St. Paul.
Rice, Robert M., 630 Marquette Ave., Minne
apolis.
Woodard-Elwood
Minneapolis.
&
Co.,
840 Rand Tower,
Further Information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1720
STOCK EXCHANGE MEMBERS
MISSOURI
Officers: J Gates Williams, President;
ST. LOUIS STOCK EXCHANGE
W. H. Burg, Vice-President;
W. M. Louderman, Secretary and Treasurer;
Chas. A.Huebner, Assistant Secretary.
COMMISSIONS
Effective February 11, 1938
All other transactions shall be subject to commissions as follows:
Section 1. Commissions shall be charged and paid under all circum
Minimum Commission
stances and upon all transactions, both purchase and sales, or upon contracts
Rate Per Share
Selling Price Per Share
for the receipt or delivery of securities; excepting joint transactions between
2c per share
Under
50c...............................
.
members which may be made without commission. Such commissions shall,
4c per share
From 50c to 99c__________
in the case of stocks, be calculated upon the price at which they are sold, and,
5c per share
From $1 to $1.99__________
6c per share
From $2 to $2-%....................
in the case of bonds, upon their par value and shall be at the rates herein
7c per share
From $3 to $3-%__________
after named; and such rates shall in each case be the minimum that may
8c per share
From $4 to $4-%__________
be charged by any member of the Exchange, and shall be absolutely net and
9c per share
From $5 to $5-%__________
10c per share
From $6 to $6-%.....................
free from all or any rebate, return, discount or allowance in any shape or
11c
per share
From
$7
to
$7-%...................
manner whatsoever, or by any method or arrangement direct or indirect.
12c per share
From $8 to $8-%__________
And no bonus, percentage or portions of the commissions so established
13c per share
From $9 to $9-%__________
14c per share
From $10 to $14-%________
shall be given, paid or allowed directly or indirectly to any clerk or person
17%c per share
From $15 to $24-%................
for business sought or procured for any member of the Exchange.
25c per share
From $25 to $49-%________
37%c per share
From $50 to $99-%________
Section 2. On all business for parties not members of the Exchange,
50c per share
From $100 to $299-%............
including joint account transactions in which a non-member is interested,
75c per share
From $300 to $499-%______
$1.00 per share
From $500 and up...... ...........
the minimum commission charged shall be as follows:
On all bonds and other obligations of the United States of America the
When the amount involved in a transaction is $10 or less, the commission
minimum commission shall be 1/16 of 1% of the par value, but shall in no
shall be as mutually agreed.
case be less than 25 cents.
On all other bonds $2.50 per $1,000 par value except on those maturing
When the amount Involved in a transaction is more than $10 but less than
within six months of the date of sale the commission shall be $1.25 per
$50.00 the commission shall be not less than six per cent of the amount in
$1,000 par value.
volved or $1.00, whichever is greater; provided, however, that where such
Governing Committee Ruling—March 8, 1938:
transactions are for the account of non-member brokers or dealers, an allow
Minimum Commission on Bonds—When the aggregate face or par
value of bonds involved in a transaction is $500 or more but less than
ance of 50 cents of such commission may be made.
$1,000, the minimum commission shall be $2.50.
When the amount involved in a transaction is $50.00 or more and less
When the aggregate face or par value of bonds involved in a transaction
is less than $500, the minimum commission shall be $2.00.
than $300.00, the minimum commission shall be $3.00, except that where
On all securities not provided for in this section the Governing Committee
such transactions are for account of non-member brokers or dealers, an
shall fix the rates of commission; provided, that on all stocks admitted to
allowance of $1.00 may be made on such commissions.
dealings on this Exchange and also either on the New York Stock Exchange
or the New York Curb Exchange the minimum commission charge per share
When the amount involved in a transaction is $300.00 or more, the
for one hundred share unit or multiple thereof, on this Exchange, shall be
minimum commission shall be $5.00 except in the case of transactions for
the rate per share prescribed to be charged on transactions for one hundred
the account of non-member brokers or dealers, an allowance of $2.00 on such
share unit on those Exchanges, respectively, and on all stocks admitted to
dealings on this Exchange and also on the Chicago Stock Exchange the
commissions may be made.
minimum commission charge per share for fifty share unit or multiple
thereof, on this Exchange, shall be the rate per share prescribed to be charged
Governing Committee Ruling—March 8, 1938:
on transactions for fifty share unit on that exchange; provided, that the Gov
Division of Commissions between members shall be based upon the
erning Committee shall, at any time, have the power, by the vote of five of
actual commission received by the originating member.
its members, to alter and fix any rates of commission.
MEMBERS
Fusz, Firmin D., Boatmens Bank Bldg.
Platt, Edw. G., 306 N. 8th Street.
Aid, John A., 400 Olive Street.
Fusz, Schmelzle & Co., Boatmen’s Bank Bldg.
Reinholdt, J. W., Jr., Security Bldg.
Barklage, Louis, 317 N .4th Street.
Gatch Bros., Jordan & McKinney, 418 Olive St.
Bauer, A. H„ 312 N. 4th Street.
REINHOLDT & GARDNER, Security Building
Gatch,
Nelson
B.,
418
Olive
Street
Bauer Bros. Brokerage Co., 312 North 4th Street.
H. L. Ruppert & Co., 400 Pine Street.
Gessler, G. E„ Merchants-Laclede Bldg.
Scudder, Chas., 300 N. 4th Street.
Bennett, Jas. E., Boatmen’s Bank Bldg.
Gessler, E. A. & Son, Merchants-Laclede Bldg.
Seddon, Bruce, Landreth Bldg.
Bennett, Jas. E. & Co., Boatmen’s Bank Bldg.
Giger,
Harold
H„
211
N.
4th
Street.
Berger-Cohn & Co., Landreth Bldg.
Seddon, Morfit & Harvey, Landreth Bldg.
Giger & Co., 211 N. 4th St.
Bixby, W. H. Broadway and Locust.
Jacobs & Co., Rialto Building.
Semple,
Haeussler, W. C., Paul Brown Bldg.
Bramman, Carl T., 314 N. Broadway.
Shuey, Lee G., 410 Olive St.
Haverstick,
E.
E.,
&
Co.,
346
N.
Boyle
Avenue.
Bramman-Schmidt-Busch, 314 N. Broadway.
Simon,
F.
M. 315 N. 4th Street.
E. E. Haverstick, Jr., 346 N. Boyle Ave.
Brocksmith, H. L., 400 Pine Street
SIMON, I. M. & COMPANY, 315 North 4th St.
Hayward, John., 403 Olive Street.
Brown, Paul & Company, Paul Brown Bldg.
Hill Brothers, Security Bldg.
Smith, Moore & Co., LaSalle Bldg.
Burg, Wm. H., La Salle Bldg.
Stickney, W. A., 409 N. 8th Street.
Humphrey, Jaques & Co., 1963 Railway Exchange
Cohn, Henry I., Landreth Bldg.
Bldg.
Stifel, A. G., Boatmen’s Bank Bldg.
Cook, Henry M , 400 Olive Street.
Jacobs.
B.
F.,
Rialto
Bldg.
Costigan, E. J., 300 N. 4th Street.
STIFEL, NICOLAUS & CO., Boatmen’s Bank
Jaques,
Gordon
F„
1963
Railway
Exchange
Bldg.
Crago, John H. .Security Bldg.
Bldg.
Jones, Edward D., Boatmen’s Bank Bldg.
Crago, Smith & Canavan, Security Bldg.
Stix & Company, LaSalle Bldg.
Jones. Edw. D. & Co., Boatmen’s Bank Bldg.
Taussig, Day & Co., Boatmen’s Bank Bldg.
Duhme, Herman, Franklin-American Trust Bldg.
Jones, Whipple Van Ness, Security Bldg.
Taussig, G. J., Boatmen’s Bank Bldg.
D’Oench, Duhme & Co., Franklin-Am.Tr.Bldg.
Knight & Co., H. H., 403 Olive St.
Theis, Albert & Sons, Inc., 410 Olive St.
Donnell, F. C., La Salle Bldg.
Little & Hays Inv. Co., LaSalle Bldg.
Waldemer,
Edwin R., LaSalle Bldg.
Louderman, Wm. M., Bank of Commerce Bldg.
EDWARDS, A. G. & SONS, 409 North 8th St.
Waldheim, Platt & Co., 306 N. 8th St.
Meyer, J. P„ Chemical Building.
WALKER, G. H. & CO., Broadway & Locust
Edwards, A. N., 409 N. 8th Street.
NEWHARD, COOK & CO., 400 Olive St.
Streets*
Edwards, P. W. 409 N. 8th Street.
Whitaker & Company, 300 North 4th Street.
Otto, Edw. F., No. 6 Sunset Court, Normandy,
Francis Bro. & Co., 222 N. 4th St.
Wibbing, O. H., Security Bldg.
Missouri.
Francis, T. T„ Francis Bro. & Co., 222 N. 4th St.
Wibbing, O. H. & Co., Security Bldg.
Papin, Pierre L., Merchants-Laclede Bldg.
Friedman, Brokaw & Samish, 711 St. Charles St.
Williams, J. Gates, 222 No. 4th St.
P. L. Papin & Co., Merchants-Laclede Bldg.
Friedman, W. Stix, 711 St. Charles Street.
NEW YORK
NEW YORK STOCK EXCHANGE
(11 Wall St.)
William Me C. Martin, Jr., President;
John Haskell, Vice-President;
Arthur H. Franklin, Assistant Treasurer
Charles E. Saltzman, Vice-President and Secretary;
Eugene Lokey, Vice-President;
Charles Klem, Assistant Secretary;
Howland S. Davis, Vice-President;
John Dassau, Treasurer;
Max Jacquin, Jr., Assistant Secretary
COMMISSION RATES (Effective October 25, 1938)
$4 per share andabove but under $5_______Not less than 8.0c per share
Rates to Non-members, etc.
$5 per share andabove but under $6_______Not less than 9.0c per share
On business for non-members and partners not members of the Exchange’
$6 per share andabove but under $7_______Not less than 10.0c per share
including joint account transactions in which any such person is interested’
$7 per share andabove but under $8.....
Not less than 11.0c per share
the commission shall be not less than the rates given below:
$8 per share andabove but under $9_______Not less than 12.0c per share
$9 per share andabove but under $10_____ Not less than 13.0c per share
ON STOCKS, RIGHTS AND WARRANTS
(Base Rate)____ _____________________ Not less than the 13.0c base
(hereinafter referred to as “stocks”)
$10 per share and above.................................. rate plus 1.0c for each $10 of
the price per share
Except as to Ten-share Unit Stocks and Called Stocks:
Notwithstanding the fore
going, when the amount in
1/256 of $1 per share......... .......................
Not less than 0.1c per share
volved in a transaction is less
1/128 of $1 per share...................
.Not less than0.15c per share
than $10, the commission shall
1/64 of $1 per share and above but under
be as mutually agreed; when
2/32 of $1______
..Not less than 0.5c per share
the amount involved is $10 or
2/32 of $1 per share......... ........
.Not less than 0.5c per share
Over 2/32 of $1 per share but under 8/32
more but less than $50, the
of $1_________ _________ _____________ Not less than 1.0c per share
minimum commission shall
8/32 of $1 per share and above but under
be not less than 6% of such
% of $1........... ..................... .......... ............. Not less than 1.5c per share
amount or $1, whichever is
% of $1 pershare and above but under $l...Not less than 3.0c. per share
greater; and when the amount
$1 per share and above but under $2_______Not less than 5.0c per share
involved is $50 or more, the
$2 per share and above but under $3..............Not less than 6.0c per share
minimum commission shall
$3 per share and above but under $4_______Not less than 7.0c per share
be not less than $3.
Officers:
Further Information on firms appearing In bold face type will be found In tbe selected list of Investment Dealers following bank list In each elty.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1721
NEW YORK STOCK EXCHANGE—Continued
ON TEN-SHAKE-UNIT STOCKS, BIGHTS AND WARRANTS
(hereinafter referred to as “stocks”)
As designated by the Committee on Floor Procedure—except as to
Called Stocks:
Under $1 per share______________________Same as 100-share-unit stocks
$1 per share and above but under $2______ Not less than 6.0c per share
$2 per share and above but under S3______ Not less than 7.0c per share
S3 per share and above but under S4............Not less than 8.0c per share
$4 per share and above but under S5....... ...Not less than 9.0c per share
$5 per share and above but under S6______ Not less than 10.0c per share
$6 per share and above but under S7______ Not less than 11.0c per share
$7 per share and above but under S8_...........Not less than 12.0c per share
$8 per share and above but under S9............ Not less than 13.0c per share
$9 per share and above but under $10
(Base Rate)_________________________ Not less than 14.0c per share
$10 per share and above__ ____ __________ Not less than the 14.0c base
rate plus 1.0c for each $10 of
the price per share
Notwithstanding the fore
going, when the amount in
volved in a transaction is less
than $10, the commission shall
be as mutually agreed; when
the amount involved is $10 or
more but less than $50, the
minimum commission shall
be not less than 6% of such
amount or $1, whichever is
greater; and when the amount
involved is $50 or more, the
minimum commission shall
be not less than $3.
ON CALLED STOCKS
Sec. 2, Par. (e); Notwithstanding the rates prescribed elsewhere in this
Section 2, the commission rates to members and non-members upon stocks
which, pursuant to call or otherwise, are to be redeemed within twelve
months shall be such rates as may be mutually agreed upon provided, how
ever, that such rates shall apply to transactions in any specific stock only
after the Committee on Member Firms has made announcement to that
effect, and provided, further, that said Committee may determine special
rates on any or all such securities, reporting the same to the Board of
Governors. (The Committee on Member Firms has not determined any
special rates on such stocks.)
ON BONDS: per $1,000 of principal
(except as stated below)
Under $10......... .................................................Not less than 75c
$10 and above but under $100.........................Not less than $1.25
$100 and above_____________ ___________Not less than $2.50
Sec. 3, Par. (d): Notwithstanding the foregoing, the commission rates to
members or non-members upon obligations of the United States, Puerto
Rico, Philippine Islands and States, Territories and Municipalities therein;
upon bonds or notes having five years or less to run; and upon bonds or
notes which, pursuant to call or otherwise, are to be redeemed within twelve
months, shall be such rates as may be mutually agreed upon; provided,
however, that the Committee on Member Firms may determine special rates
on any or all such securities, reporting the same to the Board of Governors.
Under this authority the Committee has ruled that commissions shall be not
less than the rates given below:
ON BONDS OR NOTES HAVING FIVE YEARS OR
LESS TO RUN, AND BONDS AND NOTES
WHICH, PURSUANT TO CALL OR OTHERWISE,
ARE TO BE REDEEMED WITHIN TWELVE
MONTHS (Per $1,000 of principal):
Under $10........................................................................Not less than 75c
$10 and above but under $100.........................................Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price........................... ..............................Not less than $2.50
Not less than 96% or more than 110% of the redemp
tion price:
Six months or more........................ ..................................Not less than $1.25
Less than six months------------------------ ------ May be mutually agreed upon
ON OBLIGATIONS OF THE UNITED STATES, Puerto Rico, Philip
pine Islands and States, Territories and Municipalities therein
----------------------------------------------------- May be mutually agreed upon
MEMBERS
Abbott, Proctor & Paine, 120 Broadway
Abraham & Co., 120 Broadway
Ackerman, Warren, 120 Broadway
Acosta, J. A. & Co., 60 Beaver St.
Adams, Merrill & Co., 36 Pearl St., Hartford, Conn.
Adler, Coleman & Co., 15 Broad St.
Adrian, Jos. M„ 42 Broadway
Ahern, John J., 61 Broadway.
Alker, Carroll B., 61 Broadway.
Allan, Adrian R., Jr., 40 Wall St.
Amy, Joseph H., 64 Wall St.
Andersen, Oswald, 115 Broadway.
Anderson, Elliott M., 30 Broad St.
Anderson, Harry, 120 Broadway.
Anderson, Henry A., 47 Broad St.
Anderson, W. Colford, 120 Broadway.
Andrews, Posner & Rothschild, 25 Broadway
Anness, Edw. C., 61 Broadway
Apy, Chester, 47 Broad St.
Aronson, Bernard & Co., 30 Broad St.
Arrowsmith & Co., 48 Wall St.
Ash & Co., Mervin, 120 Broadway.
Asher, Harry W., Jr., 60 Beaver St.
Asiel & Co., 11 Wall St.
Astor & Ross, 39 Broadway.
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Atterbury, Robert R., 445 Park Ave., Paterson,
N. J.
Auchincloss & Mills, 80 Broad St.
Auchincloss, Parker & Redpath, 719 15th St.,
Washington, D. C.
Auerbach, Poliak & Richardson, 30 Pine St.
Baar, Cohen & Company, 39 Broadway
Babcock, Henry D., 50 Broadway
Babcock, Rushton & Co., 50 Broadway.
Bach, Frederick F., 29 Broadway.
Bach, Reimer & Co., 29 Broadway.
BACHE & CO., J. S., 12 Broadway
Bacon, Stevenson & Co., 39 Broadway.
Baker, Alfred L. & Co., Ill So. La Salle St.,
Chicago, Ill.
Baker, Watts & Co., Calvert & Redwood Sts.,
Baltimore, Md.
Baker, Weeks & Harden, 52 Wall St.
Baldwin, Peter, 42 Broadway.
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 1 Wall St.
Bamberger, Max, 15 Broad St.
Barbee, Harry, 40 Wall St.
Barclay, Henry A., 11 Wall St.
Barclay, Moore & Co., Fidelity-Phila. Trust Bldg.,
Philadelphia, Pa.
Barnwell, Arthur & Co., 100 Broadway
Baroni, William J., 50 Broadway.
Barrett & Company, 40 Exchange Place
Barrett, John E., 40 Exchange PI.
Barth, J. & Co., 482 California St., San Francisco,
Calif.
Bartholomae, H. J., 47 Broad St.
Bartlett, Benj. D. & Co., 313 Vine St., Cincinnati,
Ohio.
Baruch, Sailing W., 60 Beaver St.
Bean, Chas. H. & Co., 1528 Walnut St., Phila
delphia, Pa.
Bear, Stearns & Company, 1 Wall St.
Beardsley, Sterling S., 67 Broad St.
Beauchamp & Fagan, 50 Broadway
Beauchamp, Thomas J., 50 Broadway
Becker, Sherburn M. Jr., 1 Wall St.
Beer & Company, 817 Gravier St., New Orleans, La.
Belden & Co., 61 Broadway.
Bell & Beckwith, 40 Wall St.
Bendix, Luitweiler & Co., 52 Wall St.
Benedict, E. C. & Co., 61 Broadway
Benjamin & Sternbach, 30 Pine St.
Benjamin, Hill & Company, 50 Broadway
Bennet, Leslie L. & Company, 60 Broadway.
Bennett, James E. & Co., 50 Broadway
Bennett & Palmer, 165 Broadway
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
Berliner & Co., 40 Wall St.
Berman & Co., Pemberton, 49 Wall St.
Bernard, Winkler & Co., 25 Broad St.
Bernheimer, Edwin E., 1 Wall St.
Biddison & Co., N. D„ 39 Broadway.
Biddle, Whelen & Co., 1606 Walnut St., Phila
delphia, Pa.
Biggs, Mohrman & Co., 61 Broadway.
Billings, Olcott & Co., 52 Broadway
Bilofsky, Maxwell M., 120 Broadway
Bioren & Co., 1508 Walnut St., Philadelphia, Pa.
Bird, W. Gillette, 26 Broadway.
Bishop & Goldman, 50 Broadway
Bishop, Allen Reynolds, 50 Broadway
Bishop, Robert 0., 42 Broadway
Bissinger, McKinley, 1613 Russ Bldg., San Fran
cisco, Calif.
Blauner, Simons & Co., 165 Broadway
Blinn. Prosper J., 42 Broadway.
Bliss & Co., 745 Fifth Ave.
Bliss, Julius, 24 Broad St.
Bloch. Elmer M., 39Broadway.
Block, John H., 39 Broadway
Block, Maloney & Co., 39 Broadway.
Blumenthal, A. Pam., 120 Broadway.
Blumenthal, Simon B., 50 Broadway.
Blun, George E., 165 Broadway.
Blyth & Bonner. 67 Broad St.
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
Bonner & Gregory, 44 Wall St.
Boody, McLellan & Co., Ill Broadway
Boston, Paul R„ 47 Broad St.
Bouvier, Bishop & Co., 52 Broadway.
Bradford, J. C. & Co., 418 Union St., Nashville,
Tenn.
Bradshaw, Sydney P., 61 Wall St.
Bramley & Smith, 52 Broadway
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va.
Brand, Grumet & Co., 120 Broadway
Brand, Michael J., Jr., 47 Broad St.
Brandenburg & Co., Ill Broadway
Braumuller, Charles, 47 Broad St.
Bregman, Abner, 1 Wall St.
Breinlng & Co., 17 Battery Place
Bright, Elmer H. & Co., 84 State St., Boston,
Mass.
Bright, Sears & Co., 53 State St., Boston, Mass.
Brill, D. Dudley, 61 Broadway.
Brinton & Co., 61 Broadway
Britt, Richard J., 25 Broadway.
Brody, L. J. Stephen, 109 Killdeer Rd., Hamden,
Conn.
Brooks & Co., J. H., 135 Broadway.
Brooks, James W., 135 Broadway.
Brown, Alex. & Sons. 135 East Baltimore St.,
Baltimore, Md.
BROWN BROTHERS, HARRIMAN & CO.,
59 Wall St.
Brown, Gardner W., 120 Broadway
Brown, Geo. Estabrook, 49 Broad St.
Brown, James M. Jr., 47 Broad St.
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 120 Broadway.
Brown & Co., Vernon C., 71 Broadway.
Brumley, Albert, 120 Broadway.
Bruns, Edwin G., 11 Wall St.
Bruns. Edwin G. Jr., 11 Wall St.
Buchanan & Tomes, 120 Broadway.
Buckley, John F„ 47 Broad St.
Buell, Fisher A.. 120 Broadway
Bull & Eldredge, 1 Wall St.
Burke, Walter F„ 50 Broad St.
BURNET, W. E. & CO., 11 Wall St.
Burnham & Company, 30 Pine St.
Burnside, I. H. & Co., 80 Broad St.
Burr, Gannett & Co., 53 State St., Boston, Mass.
Burton, Cluett & Dana, 120 Broadway
Bushnell, Henry Thompson, 39 Broadway
Butcher & Sherrerd, 1500 Walnut St., Philadelphia
Butler, Herrick & Marshall, 30 Broad St.
Butler, Wick & Co., Union National Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck & Broads, 39 Broadway
Byram, Hobart R., 42 Broadway.
Byrne, James F., 30 Broad St.
Bywater & Leary, 120 Broadway.
Cahill, Robert L., 39 Broadway.
Cahn & Co., Frank B., Equitable Bldg., Baltimore
Md.
Cahn, Joel G., 120 Broadway.
Callaway, Fish & Co., 15 Broad St.
Campbell & Co., H. G., 52 Broadway
Campbell, James, 42 Broadway
Campbell, Oliver S., 26 Broadway.
Canavan, Eugene F., 42 Broadway.
Carey, Denis J., 42 Broadway.
Carey, H. T., Joost & Patrick, 50 Broadway
Carhart, H. Whitfield, Jr., 50 Broadway
Carlebach, Herbert L„ 60 Broad St.
Carlebach, Walter M., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle, Mellick & Co., 50 Broadway
Carmichael & Carson, 52 Wall St.
Carreau & Co., 63 Wall St.
Carrere, John, 14 Wall St.
Carstairs & Co., 1421 Chestnut St., Philadelphia,
Carstens, Geo., 42 Broadway
Farther information on firms appearing in bold lace type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1722
NEW YORK STOCK EXCHANGE—Continued
Carter & Co., 14 Wall St.
Caspary & Co., A. H., 20 Broad St.
Cassell & Co., H., 61 Broadway
Cavenee, Clark M., 208 S. La Salle St., Chicago,
Cavalier & Co., Wm„ 121 Sutter St., Sau Fran
cisco, Calif.
Ceballos & Geer, 42 Broadway.
Chapin & Co., S. B„ 111 Broadway
Chaplin & Co., 52 Broadway
Chauncey & Co., 61 Broadway
Chisholm & Chapman, 52 Broadway
Clapp, Howard F.. 50 Broadway.
Clark & Co., Charles, 72 Wall
Clark, Dodge & Co., 61 Wall St.
Clark & Co., E. W., Locust & 16th Sts., Phila
„
„ _
delphia, Pa.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, Ill.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 120 Broadway.
Clucas & Company, E. W., 70 Pine St.
Cluett, George A. Jr., 115 Broadway.
Coddlngton, Dave H., 50 Broadway.
Coggeshall & Hicks, 111 Broadway
Cohen, Edward L., 70 Pine St.
Cohen & Co., Edward L., 70 Pine St.
Cohen, Simonson & Co., 30 Broad St.
Cohen, Wachsman & Wassail. 60 Beaver St.
Cohn, Martin L., Jr., 52 Wall St.
Cohu Brothers & Georgeson, 24 Broad St.
Coleman, Eliot W„ 42 Broadway.
Coleman, Sheldon T., 15 Broad St.
Coleman, Townsend P., 42 Broadway.
Colgate & Co., Jas. B., 44 Wall St.
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins, John T„ 50 Broadway.
Colvin, Harold R., 14 Wall St.
Combs & Co., Win. H., 61 Broadway
Cone, Henry H. Jr., 50 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conried & Co., 1 Wall St.
Content, Zuckerman & Co., 39 Broadway.
Conway & Co., Norton, 52 Wall St.
Cook, Charles K., 40 Wall St.
Cook, Harry, 40 Wall St.
Cooke, James F„ 42 Broadway.
Cooley & Co., 100 Pearl St., Hartford, Conn.
Cooney, Russell S., 120 Broadway
Corlies & Booker, 50 Broadway.
Corroon, George A., 15 Broad St.
Coster, Gerard H., 1 Wall St.
Courts & Co., 11 Marietta St., Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Craigmyle & Co., 1 Wall St.
Crandell, Walter S., 25 Broad St.
Crane, McMahon & Co., 209 So. La Salle St.,
Chicago, Ill.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front St.
Cunningham, Cyril E., 42 Broadway.
Curran, William G., 50 Broadway.
Curtiss, House & Company, Union Commerce
Bldg., Cleveland, Ohio.
Dabney & Co., F. L., 10 Post Office Square,
Boston, Mass.
Dahl, Warren L., 40 Wall St.
Dale, Chester, 115 Broadway.
Dammes, Wasserman & Co., 40 Wall St.
Danlng, M. J., 60 Wall st.
Dann (J. C.) Wickwlre & Co., 287 Main St.,
Buffalo
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Va
Davies & Co., 225 Bush St., San Francisco, Calif.
Davis & Co., Fellowes, 52 Broadway.
Davis & Co., J. W„ 111 Broadway.
Davis & Co.. Morgan, 15 Broad St.
Davis & Davis, 10 Weybosset St., Providence,
R I
Davis & McIntosh, 64 Wall St.
Davis, Frank H., 47 Broad St.
Davis & Co., Paul H., 10 So. La Salle St., Chicago,
Davis, Waters S„ Jr., 44 Pine St.
Day & Co., R. L., 14 Wall St.
De Coppet & Doremus, 42 Broadway
deCoppet, Robert F., 47 Broad St.
de Cordova & Bro., Cyril, 25 Broad St.
de Cordova. Eustace, 25 Broad St.
Deery & White, 25 Broad St.
De Haven & Townsend, 30 Broad St.
Delafield & Delafield. 14 Wall St.
Demuth, Robert L., 50 Broadway.
Denny, Saportas & Co., 1 Wall St.
Denzer, Bernard E., 39 Broadway,
de Rham, Casimir, 115 Broadway
De Veau. George P., 47 Broad St.
DICK & MERLE-SMITH, 30 Pine St.
Diefendorf, Sanders & Ward, 14 Wall St.
Dietrich & Company, F., 1 Wall Street.
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon, George A., 42 Broadway.
Dobbs & Company, 50 Broadway.
Dominick & Dominick, 115 Broadway
Donoho & Co., J. F., Ill Broadway.
Donohue, Joseph T., 30 Broad St.
Douglas & Company, F. H., 61 Broadway.
Douglas, Barclay K., 120 Broadway
Douglas, Walter C., 11 Wall St
Doyle & Company, Frank, 120 Broadway
MEMBERS
Doyle & Co., M. D., 1 East 57th St.
Draper,Williams & Co., 53 State St., Boston, Mass.
Dreyfus, Benton & Nicholas, 40 Wall St.
Dreyfus, Walter, 40 Wall St.
Driscoll, William V., 50 Broadway.
Drummond & Sierck, 50 Broadway.
Dryfoos, Orvil E., 50 Broad St.
DRYSDALE & CO., 71 Broadway
Duff & Co., J. Robinson, 1 Wall St.
Duffy & Co., Edward J., Ill Broadway.
Duncan, John C. Jr., 60 Broadway.
Dunne & Co., John V., 19 Rector St.
Dunscombe, Roger, 50 Broadway
du Pasquier & Co., 11 Wall St.
du Pont & Co., Francis I, 1 Wall St.
Durand, C. A. & Son, 15 Broad St.
Durand, James F., 50 Broadway.
Duryea & Co., 74 Trinity PI.
Dyer, Hudson & Co., 61 Broadway
Eastland, Douglass & Co., 317 Montgomery St.,
San Francisco, Calif.
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 39 Broadway.
Edge & Co., C. N„ 20 Exchange Place.
Edgerton, John J.. 61 Broadway.
Edmonds, William E., 39 Broadway
Edmonds & Co., 120 Broadway.
Edwards & Sons, A. G., 409 N. 8th St., St. Louis,
Mo.
„
, .
_...
Edwards, Ogden M. Jr., 316 Fourth Ave., Pitts
burgh, Pa.
Einstein & Co., H. G., 30 Broad St.
Eisele, King & Studdiford, 9 Clinton St., Newark,
N. J.
Eisemann & Co., Alexander, 42 Broadway
Eising & Co., 165 Broadway.
Eising, George J., 165 Broadway.
Eising, Robert E., 165 Broadway
Elder & Co., James Bldg., Chattanooga, Tenn.
Elias & Co., Albert J., 20 Broad St.
Eliott & Co., Gilbert, 11 Broadway.
Elkins, Morris & Co., Land Title Bldg., Phila
delphia, Pa.
Ellis & Co., D. H., 120 Broadway
Elsaesser, George G., 47 Broad St.
Ely & Co., 120 Broadway.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Engel & Co., 120 Broadway
Erdman & Co., 120 Broadway
Eric & Drevers, 115 Broadway.
Ernst & Company, 120 Broadway
Estabrook & Co., 40 Wall St.
Ettinger, Adrian, 25 Broadway.
Evans, Stillman & Co.. 14 Wall St.
Eyre, Beverley M., 40 Wall St.
Fackert, William E„ 120 Broadway.
Fagan, Albert E., 50 Broadway.
Fahnestock & Co., 1 Wall St.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall St.
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, Ill.
Federman & Filston, 25 Broadway.
FENNER & BEANE, 67 Broad St.
Fllor, Bullard & Smyth, 39 Broadway
Finch, Wilson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley, William V. B.,42 Broadway.
Fine & Co., W. A., 1 Wall St.
Finucane, Wm„ G. 120 Broadway
Fisher, William, 120 Broadway.
Fitzgerald, Joseph M., 60 Beaver St.
Fitzsimmons, Joseph M., 115 Broadway
Flinn, George H., Jr., 551 Fifth Ave.
Fly & McFall, 73 Madison Ave., Memphis, Tenn.
Ford, Donald, 115 Broadway.
Forgie, David F., 47 Broad Si.
Foster & Adams, 120 Broadway
Foster & Co., F. V., 24 Broad St.
Foster, John W„ 25 Broad St.
Foster, Marvin & Co., 2 Wall St.
Fowler, Thomas P., 15 Broad St.
Fox, O’Hara & Co., 60 Broad St.
Francis, Bro. & Co., 4th and Olive Sts., St. Louis,
Mo.
Frank, A. Richard, 120 So. La Salle St., Chicago,
Frank & Co., Charles A., 30 Broad St.
Frank, Robert L., 25 Beaver St.
Frankhauser, Charles A., 50 Broadway.
Fransioli & Wilson, 61 Broadway.
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company, Albert, 120 Broadway
Friede, Leo, 1 Wall
Friedlander, Marcus S., 39 Broadway
Friedman, Brokaw & Samish, 711 St. Charles St.
St. Louis, Mo.
Friend, Walter W., 1 Madison Ave.
Fuerst & Co., Otto, 120 Broadway
Fuerst, William, 39 Broadway
Fuller, O’Connor & Lyons, 67 Broad St.
Fuller, Rodney & Redmond, 44 Wall St.
Gaines & Company, 1 Wall St.
Gale, Alexander B., 71 Broadway.
Gammack & Co., 64 Wall St.
Garvin, Bantel & Co., 120 Broadway.
Geddes, Gerald M., 42 Broadway.
Gengler Bros., 1 Wall St.
Gengler, Joseph D., 1 Wall St.
Gerham, Harry, 42 Broadway.
Gibb, Robert P., 50 Broadway.
Giblin, Walter M., 40 Wall St.
Gilbert & Co., Clinton, 120 Broadway
Gildea. Charles A.. 39 Broadway.
Giles, Norris & Co., 39 Broadway
Gilmor, Robert, 1 Wall St.
Gitterman, Joseph L., Jr., 60 Beaver St.
Glendinning & Co., Robert, Packard Bldg., S. E.
corner 15th and Chestnut Sts., Philadelphia, Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk.
Big., Buffalo, N. Y.
Glore, Forgan & Co., 38 Wall St.
Goadby & Co., W. H„ 2 Wall St.
Goldman, Henry Jr., 50 Broadway
Goldman & Co., R. J., 30 Broad St.
Goldman, Robt. J., 30 Broad St.
Goldman, Sachs & Co., 30 Pine St.
Goldsborough, William W., Jr., 745 Fifth Ave.
Goldsmith & Co., H. W., 50 Broadway
Goldsmith, Joseph M., 63 Wall St.
Goodbody & Co., 115 Broadway
Goodman, Jos. D., 611 West Upsal St., Philadel
phia, Pa.
Goodwin, William H., 42 Broadway.
Gordon, Gerald M., 120 Broadway.
Gordon & Walther, 115 Broadway.
Gosling, Woodley B., 42 Broadway.
Gossler, Philip, Jr., 40 Wall St.
Gould, Clarence F., 2 Wall St.
Gould,Frank Jay, 165 Broadway.
Gould, Howard, 55 Liberty St.
Gradison & Co., W. D., 408 Dixie Terminal Bldg.
Cincinnati, Onio.
Graham, Harry S., 50 Broadway
Granberry & Co., 50 Broadway
Granbery, Marache & Lord, 120 Broadway.
Graves, Banning & Co., 14 Wall St.
Graves & Co., Gordon, 50 Broadway.
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 40 Wall St.
Greenway, Gilbert C. Jr., 370 Park Ave.
Gregory, George V., 42 Broadway.
Griffen & Foley, 20 Broad St.
Gruner, Otto H.,120 Broadway.
Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude, Winmill & Co., 1 Wall St.
Gunn, Norman, 30 Pine St.
Gutenstein & Lasdon, 25 Broad St.
Guy, John J., 50 Broad St.
Gwynne Brothers, 48 Wall St.
Hackney, Hopkinson & Sutphen, 25 Broad St.
Half, Carroll B., 120 Broadway.
Hagan, John Vincent, 42 Broadway.
Halladay & Co., 14 Wall St.
Halle & Stieglitz, 25 Broad St.
HALLGARTEN & CO., 44 Pine St.
Hall, J. Goodwin, Trinity Life Bldg., Fort Worth,
Tgx
Halsted & Harrison, 1 Wall St.
Hamershlag, Borg & Co., 39 Broadway
Hano & Co., 123 South Broad St., Philadelphia, Pa.
Hardenbrook, Donald J., 2 Wall St.
Hardy & Company, 11 Broadway
Hardy & Co., Waller C., Kanawha Valley Bldg.,
Charleston, W. Va.
Harrington & Co., 44 Wall St.
HARRIS, UPHAM & CO., 11 Wall St.
Harrison & Co., Ill Broadway.
Hartshorne, Fales & Co., 71 Broadway
Hatch, E. Sanford, 61 Broadway.
Haughey, Robert A., Jr., 50 Broadway.
Haupt & Company, Ira, 39 Broadway
Haupt, Stuart, 39 Broadway.
Hawkins, Roswell G., 15 Broad St.
HAYDEN, STONE & CO., 25 Broad St.
Hazelhurst, Andrew, 111 Broadway.
Hazlett, Burt & Watson, 215 Wheeling Steel Bldg.,
Wheeling, W. Va.
Hazlett, Harry C., 215 Wheeling Steel Corp. Bldg.,
Wheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V„ 42 Broadway.
Hecker & Co., Liberty Trust Bldg., Broad & Arch
Sts., Philadelphia, Pa.
Hedberg, O. Viking, 39 Broadway.
Hedberg, Rangner B., 39 Broadway.
Hedge, Herbert T„ 19 Rector St.
HEIDELBACH, ICKELHEIMER & CO., 48
Wall St.
Hemmerle, Joseph, 111 Broadway.
Hemphill, Noyes & Co., 15 Broad St.
Henderson & Company, 40 Wall St.
Henderson, Charles F. & Sons, 71 Broadway
Hendrickson & Co.. 30 Pine St.
Hentz & Co., H., 60 Beaver St.
Hepburn, George, 61 Wall St.,
Herbek, Anton W., 47 Broad St.
Herman & Co., 250 Park Ave.
Hernon, Pearsall & Co., 120 Broadway
Herzfeld & Stern, 30 Broad St.
Hess, Walter W„ 30 Pine St.
Hetherington, James A., II, 42 Broadway.
Hettleman & Co., 52 Wall St.
Hewitt, Lauderdale & Co., 61 Broadway
Hewitt & Satterfield, 42 Broadway.
Hibbs & Co., W. B., Hibbs Bldg., Washington
D. C.
Higham, Neville G., 30 Broad St.
Hilbert, Condon & Bassett, 11 Wall St.
Hill, Crawford, 2 East 55th St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hilliard & Son, J. J. B., 419 W. Jefferson St.,
Louisville, Ky.
Hilts, Erwin R„ 120 Broadway.
Hinckley, Albert P., 1 Wall St.
Further Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1723
NEW YORK STOCK EXCHANGE—Continued
Hirsch, Lilienthal A Co., 165 Broadway
Hirschberg, Harold, 39 Broadway.
Hirshon, Walter, 61 Broadway.
Hiscoe, Reginald V., 52 WaU St.
Hege, Underhill & Co., 120 Broadway
Hogle & Co., J. A., 132 Main St., Salt Lake City,
Utah
Hollander, Robert B., 50 Broad St.
Holsapple, Harvey & Co., 30 Pine St.
Homans & Co., 67 Broad St.
Hoppln Bros. A Co., 120 Broadway
Hornblower & Weeks, 40 Wall St.
Hough, Harry P..71 Broadway.
Hovey & Co., Chandler, 82 Devonshire St.,
Boston, Mass.
Howard, Robert F., 25 Broad St.
Hoyne, Mellinger & Co., 231 So. La Salle St.,
Chicago, Ill.
Hoyt A Co., Colgate, 14 Wall St.
Hubbard & Co., Edward G., 50 Broadway.
Hubbard, Edwin D„ 29 Broadway.
Hughes & Co., 120 Broadway.
Hulburd, Warren A Chandler, 208 S. La Salle St.,
Chicago, Ill.
Hume A Thompson, 60 Broadway
Hummer, Wayne A Co., 105 W. Adams St.,
Chicago, Ill.
Hunnewell & Co., 49 Federal St., Boston, Mass.
Hunt, Gregory C., 50 Broadway.
Hutchins & Parkinson, 50 Congress St., Boston,
Mass.
HUTTON A CO., E. F., 61 Broadway
Hutton & Co., W. E., 14 Wall St.
Hyde, William T., 120 Broadway.
Hyman, Charles J., 40 Wall St.
Hyman & Co., 40 Wall St.
Hynes, John M., 120 Broadway.
Imbrle, H. Thornton, 50 Broadway.
Ingalls & Snyder, 100 Broadway
Irle, Willard S., 30 Broad St.
Iselin, Ernest, 115 Broadway.
Iseman, & Co., Harold M„ 60 Beaver St.
Jackson Bros., Boesel & Company, 26 Broadway
Jackson & Curtis, 115 Broadway.
Jacobs, Stanley R„ 30 Pine St.
Jacobson & Co., Benjamin, 61 Broadway.
Jacquelin & De Coppet, 47 Broad St.
Jamieson, Carson F., 1807 Du Pont Ave., South,
Minneapolis, Minn.
Jelke & Co., Frazier, 40 Wall St.
Jenkins & Stevens, 120 Broadway.
Jennings, George C., 60 Beaver St.
Jesup & Lamont, 26 Broadway
Jewel, Norman J., 60 Broadway.
Jewett, Newman & Co., 26 Broadway.
Johnson & Co., R. H., 64 Wall St.
Johnson & Wood, 67 Broad St.
Johnson, Leeds, 49 Wall St.
Johnson, Robert G., 61 Broadway.
Johnston, Percy H . Jr., 15 Broad St.
Johnston, Reed, 1 Wall St.
Jones & Co., 20 Broad St.
Joseph & Co., Morris, 25 Beaver St.
Joseph, J. Bernard, 40 Wall St.
Josephthal A Co., 120 Broadway
Jurgens, Herman E„ 42 Broadway.
Kahn, Elliott M„ 44 Pine St.
Kahn, Gustave H., 165 Broadway.
Kahn, Harry, Jr., 39 Broadway.
Kamermayer, Henry, 50 Broadway.
Kastor, Robert N., 52 Wall St.
Kaufman & Co., Richard K., 39 Broadway
Kaufmann, Leo, 25 Broad St.
Kay, Byfleld & Co., 61 Broadway.
Kay, Richards & Co., Union Arcade, Pittsburgh,
Pa.
Kean, Taylor & Co., 14 Wall St.
Keehn & Co., Grant, 50 Pine St.
Keen & Co., 123 So. Broad St., Philadelphia, Pa.
Keenan, Henry C., 120 Broadway.
Kelley, Thomas F., 50 Broadway.
Kellogg, James Crane, 3rd, 50 Broadway.
Kemp, George S„ 911 E. Main St., Richmond, Va.
Kempner, Alan H., 120 Broadway.
Kennedy & Co., 1 Wall St.
Keppler, Emil A. C., Schroon Lake, N. Y.
Kerngood, S. George, 120 Broadway.
Kerr & Armstrong, 30 Broad St.
Kerr, & Co., L. S„ 11 Wall St.
Kevet, Ralph E„ 50 Broadway.
Kidder & Co., A. M., 1 Wall St.
KIDDER, PEABODY A CO., 17 WaU St.
Kimball, Hervey L., 42 Broadway.
King, Frank E., 50 Broadway.
Klauber, Murray, 42 Broadway.
Knapp, Arthur, Jr., 47 Broad St.
Knapp, Theodore J., 14 Wall St.
Koch, & Co., Spencer B., 29 Broadway.
Kohler, Fish & Co., 48 Wall St.
Kraebel, Raymond H., 50 Broadway.
KUHN, LOEB * CO., 62-54 William St.
La Branche, Arthur E., 50 Broadway.
La Branche, Geo. M. L., 50 Broadway.
La Branche & Company, 50 Broadway
Ladenburg, Thalmann & Co., 25 Broad 8t.
Laidlaw & Co., 26 Broadway
Laird & Co., Nemours Bldg., Wilmington, Del.
Laird, Blssell & Meeds, 120 Broadway
Lamborn, Hutchings & Co., 39 Broadway.
MEMBERS
Lamm, Harold J., 50 Broadway.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
Chicago, Ill.
Lanahan, W. W., & Co., Calvert Bldg., Baltimore,
Md.
Langley & Co., W. C„ 115 Broadway
Lapham, Davis & Bianchi, 44 Pine St.
Lapham, Frank E., Jr., 120 Broadway
Larkin, Sylvester P., 135 Broadway
Lawrence k Sons, Cyrus J., 116 Broadway
Lazard Freres & Co., 19 Nassau St.
Leavitt, Phillip B., 50 Broadway.
Lee, Cornelius S„ Jr., 1 Wall St.
Lehman Bros., 1 William St.
I>opold A Co.. James M„ 70 Wall St.
Levey, David E., 25 Broad St.
Levi, Frank S., 39 Broadway.
Levinson, Edwin D., 39 Broadway
Levis, Carl, 30 Broad St.
Levy & Co., Robert J., 165 Broadway
Lewinson & Co., Sydney, 50 Broad St.
Lewlsohn & Sons, Adolph, 61 Broadway
Lewisohn, Frederick, 595 Madison Ave.
Libaire, Stout & Co., 50 Broadway
Liberman, Herman N., Jr., 25 Broad St.
Limburg, Alan M., 61 Broadway
Linburn, Ernest A., 25 Broad St.
Lindsay, George N., 24-26 Pine St.
Lipper, Arthur, Jr., 120 Broadway.
Lipscher, Milton A., 42 Broadway.
Livingstone & Co., S. R., Penobscot Bldg., Detroit,
Mich.
Lloyd k Co., Ill Broadway
Lober Brothers & Co., 30 Broad St.
Lockwood, Peck A Co., 52 Broadway.
Loeb, Cari M. Rhoades & Co., 61 Broadway.
Loeb, Alsberg & Co., 39 Broadway.
Loeb, George A., 120 Broadway.
Loeb, Robert H., 25 Broadway.
Long, John E., 25 Broad St.
Lovejoy, Donald M„ 49 Broad St.
Low, Arthur J., 29 Broadway.
Lowell, James Russell, 1 Wall St.
Lowitz & Co., E., 29 Broadway
Luber & Co., 40 Wall St.
Luke, Banks & Weeks, 1 Wall St.
Lyons & Co., W. L., 231 S. 5th St., Louisville, Ky.
Mabon & Co., 50 Broadway
MacArthur, Malcolm, 47 Broad St.
MacCorkle, Robert C„ 48 Wall St.
MacDonald & Co., 234 Real Estate Tr. Bldg ,
Philadelphia, Pa.
Mackay & Co., 14 Wall St.
MacKinney & Weicker, 1 Wall St.
MACKUBEN, LEGG A CO., 222 E. Redwood St.,
Baltimore, Md.
MacQuoid & Coady.lll Broadway
Madden, Walter H., 47 Broad St.
Mahaffey, Birch O., 2101 Missouri Pacific Bldg
St. Louis, Mo.
Mahoney, Walter J., 15 Broad St.
Maier, Albert J., 42 Broadway.
Maler, John A., 42 Broadway.
Manheimer, DeWitt J., 50 Pine.
Manson & Co., Thos. L., 67 Broad St.
Maples & Goldschmidt, South Norwalk Trust Co
Bldg., South Norwalk, Conn.
Marcus & Co., 25 Broadway
Marks, Eric H., 1 Wall St.
Marks & Co., Laurence M., 49 Wall St.
Marquis & Co., L. J., 39 Broadway
Marshall, Campbell & Company, 61 Broadway.
Masten, A. E„ & Co., First National Bank Bldg..
Pittsburgh, Pa.
Maxwell, Eugene L., 25 Broad St.
Mayer, Clinton O. Jr., 120 Broadway.
Mayer & Hart, 111 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McCarthy, Daniel F., 52 Broadway
McClave & Co., 254 Park Ave.
McClellan, George R., 40 Wall St.
McCutcheon, McKelvy & Durant, Union Trust
Bldg., Pittsburgh, Pa.
McDermott & Co., Peter P„ 39 Broadway.
McDermott, David H., 25 Broadway.
McDonnell A Co., 120 Broadway.
McEneaney, Edward V., 47 Broad St.
McGeoch, Arthur N., Jr., 40 Wall St.
McGough & Schuman, 61 Broadway.
McGregor, Irvine & Co., 1219 Chapline St,
Wheeling, W. Va.
McIntyre, Hugh B., 50 Broadway.
McKay, N. Bruce, 42 Broadway.
McKenna, Arthur J., 47 Broad St.
McKenna. James. 40 Exchange Place.
McKenzie, Joseph E., 120 Broadway.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin. Joseph A., 50 Broadway.
McLean, James, 40 Wall St.
McMannus & Mackey, 15 Broad St.
McShain, John, 1610 North State St., Philadel
phia, Pa.
McVickar, E. S. J., 2 Wall St.
Meehan & Co., M. J., 30 Broad St.
Meffert, Robert F., 42 Broadway.
Melady & Co., John, 39 Broadway
Mellick, J. Hartley, Jr., 50 Broadway.
Mellon, Charles Henry, 25 Broadway.
Mensch, Bernard L., 29 Broadway.
Mensch, Milton. 39 Broadway.
Mesirow, Norman, 135 S. La Salle St., Chicago, Ill.
Miller & Dodge, 30 Broad St.
Miller & Lummis, 1 Wall St.
Miller Frank A., 25 Broad St.
Miller, W. E., Hutton, Room 2328, 61 Broadway
Mindermann, Frederick H., 29 Broadway.
Minton & Co.. D. M., Ill Broadway
Mitchel, Whitmer, Watts & Co., 14 Wall St
Mitchell, Hutchins & Co., 231 S. La Salle St.
Chicago, Ill.
Montgomery, Robert Craig, 39 Broadway.
Montgomery, Scott A Co., 120 Broadway
Moore A Co., D. T„ 50 Broad St.
Moore, J. Carson, 52 Wall St.
Moore, Leonard A Lynch, 115 Broadway.
Moore A Schley, 100 Broadway.
Moors A Cabot. Ill Devonshire St., Boston, Mass
Morgan & Company, Henry, 42 Broadway
MORGAN * CO., J. P„ 23 Wall St.
Morgan, Morgan G„ 30 Broad St.
Morris & Co., 61 Broadwav.
Morris, A. W„ & Co., 325 W. 8th St., Los Angeles,
Calif.
Morris A Smith, 120 Broadway
Morris, David V., 50 Broadway.
Morris & Co., William, 52 Wall St.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W„ 1 Wall St.
MOSELEY A CO., F. S., 14 Wall St.
Muir A uo., John, 39 Broadway.
Muller & Schryver, 40 Wall St.
Munn & McCauley, 30 Broad St.
Murfey, Blossom & Co., Guardian Bldg., Cleve
land, Ohio.
Murphy & Co., C. H., 71 Broadway
Murphy & Co., G. M.-P., Ill Broadway
Myles, John L.. 47 Broad St.
1* •HlHlAvAj wClUillv} TV ,| ^V/ Wall
Nash A Co., Ill Broadway.
Neddermeyer, August, 120 Broadway.
Neilson, C. Frederic, Jr., 115 Broadway
Neilson, Louis, 120 Broadway
Nelson, Palen, 1 Wall St.
Neuberger & Berman, 25 Broad St.
Neuberger. Harry H„ 60 Beaver St.
Neuhut, Plohn & Co., 60 Broad St.
Neumoegen, Manfred L„ 39 Broadway.
Newbold’s Son & Co., W. H„ 1517 Locust St,
Philadelphia, Pa.
Newborg & Co., 30 Broad St.
Newburger, Loeb A Co., 40 Wall St.
Newcombe & Co., Chas. M., Ill Broadway
Newhard, Cook & Co., 400 Olive St., St. Louis
Mo.
Newman Bros. A Worms, 25 Broad St.
Newsome, John C., 50 Broadway.
Newton, Robert P., Ill Broadway.
Nick & Co., J. F., 120 Broadway
Nicolaus, Louis J., 314 N. Broadway, St.Louis.Mo
Nims, Arthur V., 115 Broadway.
Noble, Henry S., 42 Broadway
Norris A Kenly, 208 S. La Salle St., Chicago, Ill.
Norris, Donald Lee, 61 Broadway.
Noyes & Co., David A., 208 S. La Salle St
Chicago, Ill.
Noyes, Julius W., 1 Wall St.
Nugent A Igoe, 11 Commerce St., Newark, N J
Nuttall & Co., R. V., Park Bldg., Fifth Ave. and
Smithfield St., Pittsburgh, Pa.
O’Brien & Co., E. F., 15 Broad St.
O’Brien, Esmonde F„ 15 Broad St.
O’Brien, Richard W„ 15 Broad St
O’Gara & Co., Alfred, 209 S. La Salle St., Chicago,
Oliphant A Co., Jas. H., 61 Broadway.
Onatlvia, J. V., 42 Broadway.
Orvls Brothers & Co., 60 Broadway.
Orvis, Schuyler A., 60 Broadway.
O’Sullivan, James J., Room 1221, 20 Broad St
Ottimer, Jack C., P. 0. Box 711, Hollywood, Fla.
Ottley, Gilbert. 165 Broadway
Paine, Webber A Co., 25 Broad St.
Parker, Alfred P„ 44 Beaver St.
Parker, McElroy A Company, 120 Broadway
Parrish A Co., 40 Wall St.
Pearl, Dyer, 1 Wall St.
Peck, Barney, 42 Broadway.
Pedley, Martin & Co., 634 So. Spring St, Los
Angeles, Calif.
Peet & Co., H. O., 23 W. 10th St., Kansas City,Mo
Pell A Co., 40 Wall St.
Pell, Peake & Co., 24 Broad St.
Pelzer, B. H. A F. W., 120 Broadway.
Penington, Colket & Wisner, 70 Pine St.
Perkins, Erickson & Co., Powers Bldg., Rochester,
Pershing & Co., 1 Wall St.
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co.. Carl H., 25 Broad St
Pierce & Co., E. A., 40 Wall St.
Pierce, Allen A., 40 Wall St.
Pillot, Andre P„ 48 Wall St.
Pinkerton & Whitney, 50 Broadway.
Piper, Jaffray & Hopwood, 115 S. 7th St., Minne
apolis, Minn.
Pollard & Company, 120 Broadway.
Post A Flagg, 49 Broad St.
Potter, Earl S., 120 Broadway.
Potter, Eliphalet N., 42 Broadway.
Potter, J. W. Fuller, 120 Broadway
Potts, William B. Jr., 14 Wall St.
Potts, William Rockhill, 47 Broad St.
Pouch & Co., 52 WaU St.
Prescott & Co., 101 Guardian Bldg., Cleveland
Ohio.
ftirther Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
92
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1724
NEW YORK STOCK EXCHANGE—Continued
Pressprich & Co., R. W., 68 William St.
Price & Co., Geo. E., 4 W. 57th St
.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
„
Proctor, Cook & Co., Ill Broadway.
Pryibil, Paul, 120 Broadway.
Purcell & Co., Edward A., 54 Wall St.
Purdy, Strotner B„ 42 Broadway
__
Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall & Hollister, 60 Wall St.
Quincey & Co., Chas. E„ 24 Broad St.
Quinn, Benedict N„ 39 Broadway.
Quinn, Walter A., 50 Broadway.
Raebeck, William, 67 Wall St.
Raiss & Co., Carl, 256 Montgomery St., San
Francisco, Calif.
Rascben, John W., 42 Broadway.
Ray, Joseph B., 50 Broadway.
Rayner, Thomas, 42 Broadway.
Reckling, Harold M„ 42 Broadway
Reeves, Edward J., 61 Broadway.
Reilly, Wm. B.. 50 Freeman St.. Newark, N. J.
Reimer, Otto B., 29 Broadway^
Reiner & Co., Milton E„ 120 Broadway
Reinholdt & Gardner, 400 Locust St., St. Louis, Mo.
Renson, Joseph H., 19 Rector St.
Reynolds & Co., 120 Broadway.
Reynolds, Fish & Co., 120 Broadway.
Reynolds, James J., Jr., 115 Broadway
Rheinstein, Sidney, 30 Pine St.
Rhodes, Edmund, 30 Broad St.
Rhodes, Gilbert L., 120 Broadway.
■
Rice & Co., Daniel F„ 141 W. Jackson Blvd.,
Chicago, Ill.
Rice, Edward J., 52 Wall St.
Rich & Clark, 54 Wall St
Richard & Co., C. B., 44 Beaver St.
Richards, C. Fred, 52 Wall St.
Richards, Fred L„ 42 Broadway.
Richards, Hume & Heffernan, 49 Wall St.
Rlstine & Co., F. P., 15 Broad St.
Riter & Co., 48 Wall St
Rives, Reginald B., 47 Broad St.
Roberts & Co., 61 Broadway
Robertson, Alexander J., 42 Broadway.
Robinson, N. Dorsey, 47 Broad St.
Rockefeller, Laurance S., 30 Rockefeller Plaza.
Roesler, Walter, 1 Wall St.
Rogers (Hartley), Lyon & Co., 14 Wall St.
Rogers, Frank C„ 111 Broadway.
Rogers, Wilbur H„ 120 Broadway.
Rollins, Ernest C„ 52 Broadway.
Rollins, G. Edward, 40 Wall St.
Romaine, Theodore C., 61 Broadway.
Rooke, Robert L., 40 Wall St.
Rose &, Co., Luke H., 14 Wall St.
Rose, Raymond S., 30 Broad St.
Rose, Reginald P., 42 Broadway.
Rosenau, Walter N., 1 Wall St.
Rosenbaum, Francis F., 20 Broad St.
Rosenbaum & Co., Richard, 39 Broadway.
Rossbach, Laurence B.. 42 Broadway.
Rossmann & Co., F. L., 40 Wall St.
Roth & Co., B. H., 25 Broad St.
Roth & Co., E. J., 50 Broadway
Rothschild & Co., 105 W. Adams St., Chicago, Ill.
Rothschild & Co., L. F., 120 Broadway.
Rowland, Reginald, 50 Broadway.
Ruggles, Burnet R., 60 Broadway
Russell, Marshall H., 39 Broadway.
Rutherfurd, John, 120 Broadway.
Sabater, William F„ 42 Broadway.
Sackett & Co., Ray P., 71 Broadway
Sagar & Co., W. S., 115 Broadway
Sage .Henry W., Jr., 64 Wall St.
SALOMON BROS. & HUTZLER, 60 Wall St.
Salomon & Co., F. L., 30 Broadway.
Salomon, Robert S., 60 Wall St.
Salter, John A., 42 Broadway.
Salzer, Herbert D., 120 Broadway.
Samuel & Co., Ralph E., 115 Broadway.
Sargeant, Malo & Co., Equitable Bldg., Denver,
Colo.
„
Sartorius & Smith, 61 Broadway.
Scarritt & Bardach, 120 Broadway
Schafer Bros,, 120 Broadway.
Schafer, Myron, 30 Pine St.
Schafer, Myron L., 1 Wall St.
Scheftel, Herbert, 42 Broadway.
Schiff & Young, 15 Broad St.
„
Schirmer, Atherton & Co., 79 Milk St., Boston,
JkttiSS
MEMBERS
Seasongood & Haas, 63 Wall St.
Seeley, Nathaniel S„ 71 Broadway.
SELIGMAN & CO., J. & W., 54 Wall St.
Seligman, James, 30 Pine St.
Seligmann, George A., 120 Broadway.
Seligmann, Julius, Drawer 38, Station A., San
Antonio, Tex.
Seliesberg & Co., 50 Broad St.
Seskis, John Y., 50 Broad St.
Sesselberg, Arthur W., 120 Broadway.
Shaskan, George Lincoln, 39 Broadway
Shaskan & Co., 39 Broadway
Shaw, George W., c/o Bell & Beckwith, Toledo,
Ohio.
Shea, Frank, A., 120 Broadway.
Shea & Co., James F., 50 Broadway
Shearson, Hammill & Co.. 14 Wall St.
Shethar, John B., 120 Broadway.
Shields & Company, 44 Wall St.
Shields, Robert McC., 61 Wall St.
Shippee & Rawson, 111 Broadway.
Shufro, Rose & Co., 1 Wall St.
Shuman, Talbot & Co., 25 Broad St.
Sichel, Eugene A., 120 Broadway.
Sidenberg, George M., Jr., 25 Broad St.
Sidenberg, Thomas, 25 Broad St.
Siegel, Isaac, 61 Broadway
Silberberg & Company, D. H., 63 Wall St.
Simmons, Cheston, 47 Broad St
Simmons & Co., E. H. H., 50 Broad St.
Simmons, Zalmon G., Jr., 254 Park Ave
Simon & Co., I. M„ 315 N. 4th St., St. Louis, Mo.
Simon & Strauss, 120 Broadway.
Simonds, Robinson, 111 Broadway.
Sincere & Co., 231S. La Salle St., Chicago, Ill.
Singer, Deane & Scribner, Union Trust Bldg.
Sl2e?RoS5ertPV.’, 36 La Gorce Circle, La Gorce
Island, Miami Beach, Fla.
Slepack & Co.. 25 Broadway
Smith, Barney & Co., 14 Wall St.
Smith, Bernard E., 11 Wall St.
Smith, Bert V., 20 Broad St.
Smith, E. E. T„ 14 Wall St.
Smith, Eugene D„ 120 Broadway.
Smith, Frank & Co., 200 Fifth Ave.
Smith, Herbert L„ Jr., 30 Pine St.
Smith, Kenneth R., 61 Broadway.
Smith, Lyman D., 61 Broadway.
Smith, Ralph C., 115 Broadway
Smith & Co., Wilbur F„ 40 Wall St.
Smith & Gallatin, 24 Broad St.
SMITHERS & CO., F. S., 30 Broad St.
Sneckner & Heath, 63 Wall St.
Snedeker, Chas. V., 1 Wall St.
Snyder, Wilson & Co., 410 Madison Ave., Toledo,
Ohio.
Somers & Schafer, 50 Broadway
Sonn, Herbert H., 30 Pine St.
Soucy, Swartswelter & Co., 49 Federal St., Boston,
Southgate & Co., 33 State St., Boston, Mass.
Sparks & Co., J. W., 50 Broadway
Spear & Leeds, 25 Broad St.
Sperber, Benjamin, 25 Broad St.
Spero & Klauber, 120 Broadway.
Speyer, Alexander C., Jr., 61 Broadway.
Spielman, David B„ 50 Broadway.
Spingarn & Co., Leopold, 29 Broadway.
Sprague, Raymond, 39 Broadway.
Stafford & Co., 30 Broad St.
Stamm & Co., A. L., 120 Broadway
Stanley, Janeway & Howe, 40 Wall St.
Stanton & Co., 42 Broadway.
Starkweather & Co., Ill Broadway.
Starr, William T„ 61 Broadway.
Stebbins. Ernest Vail, 42 Broadway.
Stein, Brennan & Co., 9-11 S. LaSalle St., Chicago,
Stevenson & Bartram, 120 Broadway.
Stewart, Charles E., 50 Broadway.
Stewart, John A., 3rd, 120 Broadway.
Stokes, Hoyt & Co., 61 Broadway.
Stone Bros., 60 Broadway
Stone, Howard R„ 60 Broadway.
Stone, Robert T., 60 Broadway.
Stonehill, Harold S., 39 Broadway
Stout. Bayard Dominick. 47 Broad St.
Stralem, Pierre, 44 Pine St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 42 Broadway.
Straus, Ferdinand A., 50 Broadway.
Strauss, Max, 120 Broadway.
Strauss, Phillips & Co., 120 Broadway
Stroock & Co., Stephen J., 1 Wall St.
Struthers & Dean, 40 Wall St.
Sulzbacher, Granger & Co., Ill Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Swan & Co., J. E., 25 Broad St.
Sweetser & Co., 43 Broad St.
Swinnerton, Radcliffe, 42 Broadway
Sykes, Lawrence A., 25 Broad St.
Talcott, Potter & Co., 26 Broadway
Tameling & Co., 25 Broad St.
Tanburn, Stephen A., 50 Pine St.
Tate & Hays, 71 Broadway
Taylor & Co., B. L., 50 Broadway
Taylor, Bates & Co., 48 Wall St.
Taylor & Co., W. R. K„ 120 Broadway
Tefft & Company, 24 Broad St.
Tenney, Rockwell C., 31 Milk St., Boston, Mass.
Thaw. Lawrence Copley, 1 Wail St.
Thiele, Walter, 120 Broadway.
Thomas. Richard Russell, 47 Broad St.
Thomson & McKinnon, 11 Wall St.
Thorne & Co., F. B., 120 Broadway
Thurnauer, Arthur F., 165 Broadway.
Tierney, Andrew J., 50 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
Timmins & Company, J. R., 61 Broadway.
Tobey & Co., 25 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 50 Broadway.
Toerge & Schiller, 15 Broad St.
Tompkins, Frederic P., 47 Broad St.
Townsend, Anthony & Tyson, 30 State St.,
Boston, Mass.
Townsend, Graff & Co., 120 Broadway.
Trask & Co., Spencer, 25 Broad St.
Trask, John J., 47 Broad St.
Travers & Taylor, 120 Broadway
Travers, Leo B., 50 Broadway.
Treman & Co., Arthur B„ 1st Nat’l. Bank Bldg.,
IthaCa N "Y
Trimble & Co., 1326 Walnut St., Philadelphia, Pa.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S.. 50 Broadway.
Turnure & Co.. Lawrence. 1 Wall St.
Tweedy, Edmund R., 120 Broadway.
Ungerleider & Co., 50 Broadway.
Untermeyer, Milton F., 60 Beaver St.
Untermeyer, Milton F., Jr., 60 Beaver St.
Vachio, Frank A., 42 Broadway,
van Daell. Paul A. H., 50 Broadway.
Van Raalte, Arthur, 39 Broadway.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H., 1 Wall St.
Vesce, Anthony P., 15 Broad St.
Vesce, Joseph V., 71 Broadway.
Vietor, Common & Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall St.
Vogel, Arthur J., 30 Pine St.
Schoellkopf & Co., 70 Niagara St., Buffalo, N. Y.
Wadsworth, Willard, 1 Wail St.
Scholl, & Co., T. F„ 50 Broad St.
Wagner, Stott & Co., 19 Rector St.
8cholle Brothers, 40 Wall St.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,Md.
Wainwright & Co., H. C., 60 State St., Boston
Scholle, William D„ 40 Wall St.
Schonfield, Jacob, 60 Beaver St.
Mass.
Stein, Jules C„ 9370 Burton Way, Beverly Hills,
Schreiber, Otto A„ 120 Broadway.
Wainwright,
Luce and Willetts, 14 Wall St.
Calif.
„„ J
Schreiber. Pierrepont D.. 50 Broadway.
Waldheim, Platt & Co., 308 N. Eighth St., St.
Steiner, Rouse & Company, 25 Broad St.
Schryver, E. B., 40 Wall St.
Louis,
Mo.
Sterling, Grace & Co., 50 Broad St.
Schubert, George C„ 60 Beaver St.
Walker Brothers, 71 Broadway
Schwabacher & Co., 600 Market St., San Fran
Stern & Co., Allison, 25 Broad St.
Walker & Co., G. H., 1 Wall St.
cisco, Calif.
„ „_
.
Stern
Brothers,
39
Broadway
Walker & Sons, Joseph, 120 Broadway
Schwabacher, Herman S., 25 Broad St.
Stern, Edwin H., Jr., 120 Broadway
Waller & Co.. 115 Broadway
Schwartz, Herman, 39 Broadway.
Schweppe, E. Poynter, 39 Broadway.
Walston & Co., 265 Montgomery St., San Francis
Scott & Stringfellow, P. O. Box 1575, Richmond,
co, Calif.
STERN, LAUER & CO., 30 Pine St.
Warburton, Wm. John, 60 Broadway.
Va.
Scott, Stuart Jr„ 50 Broadway.
Ward, Charles J., 39 Broadway.
Sternberger, Henry S., 1 Wall St.
Scranton & Co., Chas. W„ 209 Church St., New
Ward. Gruver & Company, 40 Exchange Place.
Haven, Conn.
Wardle, H. Allen, 40 Wall St.
Stevens & Legg, 120 Broadway.
Seaman, Henry Vrevoort, 42 Broadway
Ware
& Keelips, 19 Rector Street
Stevens, George E„ 44 Wall St.
Seaman, Joseph H., 50 Broadway
Further.nformationonflrmTappearrng In bold facetype will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1725
NEW YORK STOCK EXCHANGE—Continued
MEMBERS
Watling, Lerchen & Co., 334 Buhl Bldg., Detroit,
Mich.
Watson, Charles F., Jr., 67 Broad St.
Watson, George E., Jr., 1 WTall St.
Watson & Co., T. L„ 40 Wall St.
Watts & Lovell, 50 Broadway
Weekes, Harold H., 30 Pine St.
Weil & Doyle, 30 Broad St.
Weil, Arthur C., 25 Broad St.
Weil, Charles S„ 30 Broad St.
Weingarten & Co., 29 Broadway.
Welch, Francis W„ 25 Broad St.
Welles & Co., C. E., 25 Broadway
WELLINGTON & CO., 120 Broadway
Wenman & Co., 1 Wall St.
Wertheim, Albert, 120 Broadway.
WERTHEIM & CO., 120 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley, Frederick C., 120 Broadway.
Whaley, Potter & Finucane, 120 Broadway.
White, Frederic N. Lawrence. 47 Broad St.
White, Leonard D., 20 Exchange PI.
White, Weld & Co., 40 Wall St.
Whitehead, Edward R., 52 Broadway.
Whitehead, Edward R., Jr., 52 Broadway.
Whitehouse & Co., 1 Wall St.
Whiteley, Aubrey S., 1 Wall St.
Whitman, Herbert S„ 47 Broad St.
Whitney & Elwell, 30 State St., Boston, Mass.
Whitney & Sons, H. N„ 49 Wall St.
Wiesenberger & Co., Arthur, 60 Beaver St.
Wick, George D., Jr., 115 Broadway.
Wilcox & Co., 14 Wall St.
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams & Co., Blair S., 25 Broad St.
Williams & Co., Clark, 50 Broadway
Williams, Kenneth R., 30 Pine St.
Williston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R., 61 Broadway.
Wilson, Franklin B., 11 Wall St.
Wilson, William L., 71 Broadway.
Winslow, Douglas & McEvoy, 120 Broadway
Winthrop, Robert & Co., 20 Exchange PL
Winthrop, Mitchell & Co., 26 Broadway
Wisner, Charles H., 40 Exchange Place.
Witter, Dean & Co., 45 Montgomery St., San
Francisco, Calif.
Wood & Co., A. C., Jr., 511 Chestnut St., Phila
delphia, Pa.
Wood, Chalmers, 67 Broad St.
Wood, Low & Company, 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Wood, Trubee & Co., M & T Bldg., Buffalo N Y
Woody, Charles L. Jr., 61 Broadway.
Woolner, Adolph, 42 Broadway.
Wormser, Sidney S., 40 Wall St.
Worthington, George L., 50 Broadway.
Wrenn, Philip W., 19 Congress St., Boston, Mass.
Wright & Sexton, 1 Wall St.
Wright, Albert J., 12 N. Division St., Buffalo, N. Y.
Wurts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
Wyle, John J., 50 Broadway.
Yarnall & Co., 152& Walnut St., Philadelphia, Pa
Young, Charles F., 42 Broadway.
Young, T. Sloan, 30 Pine St.
Zeltner, Charles F., 115 Broadway.
Zucker, Arthur A., 1 Wall St.
OHIO
CINCINNATI STOCK EXCHANGE
(208-209-210 Dixie Terminal Bldg.)
C. H. Reiter, Vice-President;
Milton W. Lepper, Treasurer;
Officers: W. E. Fox, President;
Chas. H. Steffens, Secretary
SCHEDULE OF RATES OF COMMISSION (March 1, 1936)
ON STOCKS
Price
Rate Per Share
Selling under $1.00 per share------------------------As determined by member
Selling at $1.00 per share and below $5.00 per share...Not less than 7^c
Selling at $5.00 per share and below $10.00 per share..Not less than 15c
Selling at $10.00 per share and below $150.00 per share.Not less than 25c
Selling at $150.00 per share and below $200.00 per share.Not less than 50c
Selling at $200.00 per share and below $300.00 per share.Not less than $1.00
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
Selling at $400.00 per share and over........... .......... ....... Not less than $2.00
MINIMUM COMMISSION ON STOCKS
Provided, however, that on every transaction which involves an amount
of $15.00 or more, the minimum commission shall be not less than $2.50.
A transaction which involves under $15.00, the minimum commission shall
be as determined Dy the broker.
Price
ON RIGHTS AND WARRANTS
Rate Per Right
or Warrant
Selling under 50c----- --------------- ------------------ (as mutually agreed upon)
Selling at 50c but under $1.00..............
Not less than 3c
Selling at $1.00 but under $5.00.............
Not less than 5c
Selling at $5.00 but under $10.00.........
Not less than 7J^c
Selling at $10.00 and above__________________
Not less than 15c
MINIMUM COMMISSION ON RIGHTS AND WARRANTS
Provided, however, that on every transaction which Involves an amount
of $5.00 or more, the minimum Commission shall be not less than $1.00.
A transaction which involves under $5.00, the minimum Commission shall
be as determined by the Droker.
FRACTIONAL SHARES
There shall be charged a Commission not less than 50 cents on fractional
shares.
JOINTLY LISTED STOCKS
As to stocks and rights which are listed on the New York Stock Exchange,
the Commission shall not be less than are provided oy the rules of the New
York Stock Exchange. Whenever the Board of Trustees however, deems
advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, in which the Commission
shall not be less than are provided by the rules of such other Exchanges.
(Aluminum Industries, American Laundry Machinery, Eagle Plcher Lead,
U. S. Playing Card and Waco Aircraft all traded in on the New York Curb
have been so designated.)
BONDS
The Commission charge on all bonds, except that of U. S. Bonds, is onequarter of one per cen on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
RATES TO MEMBERS—GIVE-UPS. On stocks listed only on the
Cincinnati Stock Exchange the Commission shall not be less than the rates
given below:
Rate per share
Selling under $1.00 per share...................... .............as mutually agreed upon
Selling at $1.00 but under $5.00..........
Not less than lc
Selling at $5.00 but under $10.00.........
Not less than 3c
Selling at $10.00 and above.......................................... .........Not less than 4c
On stocks listed Jointly on the New York and Cincinnati Stock Exchange
the Commission shall not be less than the rates given below. (These rates
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Picher Lead, U. S. Playing Card and Waco Aircraft, which are traded in
on the New York Curb.)
Selling under $1.00 per share............ ..................... as mutually agreed upon
Selling at $1.00 but under $5.00______
Not less than lc
Selling at $5.00 but under $10.00..............................
Not less than 2c
Selling at $10.00 and over------------------------- ------------ Not less than 2J^c
CLEARANCE BUSINESS
On odd lot business in a stock in which an odd lot book is operated, the
give up fee shall not be less than one-half the regular give up rate.
RATES TO MEMBERS—On business for members of the Exchange
when the principal is not given up, the Commission shall not be less than
one-half of the non-member rates.
The Commission on rights and warrants shall be the same as on stocks,
except in the case of rights and warrants selling below $1.00 on which the
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
value on bonds.
REGISTERED FIRMS
Assel, Jos. H„ 218 Provident Bank Bldg.
Ballman, Guy D., St. Paul Bldg.
Bartlett, B.enj. D. & Co., 313 Vine Street.
Barth Co., J. L., Dixie Terminal Bldg.
Beiser, Geo. W., 217 Dixie Terminal Bldg.
Block, Herbert, 313 Vine St.
Brock, Ray M., 201 Third Natl. Bldg., Dayton,
Ohio
Bruner, George, 3010 Observatory Rd.
Chambers, J. D., Union Trust Bldg.
Chambers, J. D., & Co., Union Trust Bldg.
Cohle, H. B. & Co., Union Trust Bldg.
Cohle, Herman B., Union Trust Bldg.
Cree, H. Ellwood, 144 N. E. 2nd Ave., Miami, Fla.
Dominick & Dominick, 115 Broadway, New York.
Duble, Dennison, 403 First Nat’l. Bldg.
Dunlap & Dunlap, Mercantile Library Bldg.
Dunlap, Robt. A., Mercantile Library Bldg.
Eustis, Geo. & Co., 810 Fourth Natl. Bank Bldg.
Eustis, George, 810 Fourth Natl. Bank Bldg.
Fox & Co., W. E., Fourth Natl. Bank Bldg.
Fox, W. E., Fourth Natl. Bank Bldg.
Friedlander, A. J., 313 Vine St.
Gibson, R. H., 235 Scott St., Covington, Ky.
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.
Gradison, W. D., 408 Dixie Terminal Bldg.
GRANBERRY & CO., 50 Broadway, New York,
N. Y.
Grau John J., Union Trust Bldg.
Greene & Brock, 201 Third Nat’l. Bk. Bldg.,
Dayton.
Harvey, M. C„ 216 Superior Ave., N.E., Cleveland.
Hill & Co., Carew Tower.
Hill, Kenneth P., Carew Tower
Horan, Ray J., Union Trust Bldg.
Hutton, W. E. & Co., First National Bank Bldg.
Hutton, J. M., First Natl. Bank Bldg.
Hutton, J. M., Jr., First Natl. Bank Bldg.
Jones, Herbert A., 408 Dixie Terminal Bldg.
Korte, Arthur W., Union Trust Bldg.
Lepper, A., & Co., First National Bank Bldg.
Lepper, Milton W., First Natl. Bank Bldg.
Lowenthal, Ben, 408 Dixie Terminal Bldg.
LYONS & CO., W. L„ St. Paul Bldg.
Murray, Chas. C., Dixie Terminal Bldg
Reiter ,C. H., & Co., Union Trust Bldg
Reiter, Clifford H., Union Trust Bldg
Reynolds, C. E., 50 Broadway, New York, N Y.
Reynolds, Jos. B., 313 Vine St.
Riley, George C., First Natl. Bank Bldg.
Simpson, Wm. S„ Union Trust,Bldg
Stephenson & Potter, Union Central Bldg
Stephenson, S. F., Union Central Bldg
Stout, Gardner D., 115 Broadway, New York, N.Y.
Thurnauer, Max, First Nat’l. Bk. Bldg.
Tobias, Chas. H., First Natl. Bank Bldg
Tyree, Victor L„ 2324 Park Ave.
Weil, Harry E., 217 Dixie Terminal Bldg.
WEIL, ROTH & IRVING CO., THE, 217
Dixie Terminal Bldg.
Westerfield, Ralph, Union Trust Bldg.
Westheimer & Co., First National Bank Bldg.
Westheimer, E. J., St. Paul Bldg.
Westheimer, Irvin F., First Natl. Bank Bldg.
Further ; nformatlon on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank Hst In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1726
CLEVELAND STOCK EXCHANGE
Officers: Russell I. Cunningham, President;
Percy W. Brown, Vice-President;
Cecil B. Whitcomb, Secretary;
Prices
Stocks Selling
Under $1
$
1
10
25
50
125
300
500
and
and
and
and
and
and
and
BACHE & CO., J. S., 200 National City Bldg.
*Bahl, Jr., Gaylord W., 105 Mohican Bldg.,
Mansfield, Ohio
Baugh, Daniel III, 1280 Union Commerce Bldg.
Beane, A. C., Jr., Leader Bldg.
*Bell & Beckwith, Home Bank Bldg., Toledo, Ohio
Borton, Bates & Co., 1937 Union Commerce Bldg.
Borton, Robert E., Leader Bldg.
Borton, T. E., 1937 Union Commerce Bldg.
Brown, Percy W., Hornblower & Weeks, 1040
Union Commerce Bldg.
Butler, Wick & Co., Union National Bldg., Youngs
town
Clark & Co., 941 Union Commerce Bldg.
Clark, John R., Clark & Co., 941 Union Commerce
Bldg.
♦Collin, Norton & Co., Gardner Bldg., Toledo, O.
Cunningham, R. I., Kraus-Cunningham & Co.,
1846 Union Commerce Bldg.
Curtiss, House & Co., 1201 Union Commerce Bldg.
Dillon, John P., Soucy, Swartswelter & Co., 1336
Union Commerce Bldg.
Ely, S. Prescott, Curtiss, House & Co., 1201
Union Commerce Bldg.
Ettinger, Adrian------Fenner & Beane, Leader Bldg.
Gillis, Russell & Co., 1585 Union Commerce Bldg.
Glick, Robert J., Borton, Bates & Co., 1937
Union Commerce Bldg.
Gottron, Richard A., Gillis, Russell & Co., 1585
Union Commerce Bldg.
David G. Skall, Treasurer-,
Wm. J. Perry, Assl. Secretary.
SCHEDULE OF COMMISSION KATES
Commission
per Share
3c
Minimum commission $1.00
up to and including 9%.......... -........................ -...............7%c
up to and including 24 %------ ---------------------------------- 15c
up to and including 49 %......................................... -......... 25c
up to and including 124% _......... .....................................- 30c
up to and including 299%..................................... -............. 50c
up to and including 499%--------- ------------------------------ 75c
over....................... ....................................-..............................$1.00
Minimum commission $2.00
MEMBERS
Graves, Forrest A.,-------Halle, E. S., Will S. Halle & Co., 511 Swetland
Bldg.
Halle & Co., Will S., 511 Swetland Bldg.
Hawley, Dudley A., Hawley, Hullers & Co., 1436
Union Commerce Bldg.
Hawley, Huller & Co., 1436 Union Commerce Bldg.
Hayden, Miller & Co., 1250 Union Commerce Bldg.
Hope, Frank R., Paine, Webber & Co., 1111
Terminal Bldg.
Hornblower & Weeks, 1040 Union Commerce Bldg.
Jackson & Curtis, 1737 Union Commerce Bldg.
Kraus, H. G., Kraus-Cunningham & Co., 1846
Union Commerce Bldg.
Kraus, Cunningham & Co., 1846 Union Commerce
Bldg.
♦Lorenz, August, Stevenson, Vercoi & Lorenz,
Huntington Bk. Bldg., Columbus, Ohio
Macklin, Gordon S., 1280 Union Commerce Bldg.
Macklin, Gordon & Co., 1280 Union Commerce
Bldg.
Masters, Olan B., Union National Bldg., Youngs
town, Ohio
McClintock, A. R., 1040 Union Commerce Bldg.
McConnell, Edw. S., 901 Guardian Bldg.
McManus, J. V., 39 Broadway, New York, N. Y.
Murch, Maynard IL, 1186 Union Commerce Bldg.
Murch & Co., Maynard H., 1186 Union Commerce
Bldg.
Murfey, Blossom & Co., 901 Guardian Bldg.
Murfey, Latham W., 901 Guardian Bldg.
Paine, Webber & Co., 1111 Terminal Bldg.
Pierce & Co., E. A., 215 Cuyahoga Bldg.
(Associate Members *)
Robbins, William T., 2026 Union Commerce Bldg.
Robbins, Gunn & Co., 4007 Union Commerce
Bldg.
Russell, James N., 1582 Union Commerce Bldg.
Ryan & McManus, 39 Broadway, N. Y.
Sampliner, S. H., 200 National City Bldg.
Saunders, E. A.
Schmitt, Ralph S., 1250 Union Commerce Bldg.
Schudt, Charles, 1737 Union Commerce Bldg.
Schultz & Co., L. J., 736 Union Commerce Bldg.
*Secor, James J., Home Bank Bldg., Toledo, Ohio
Skall, David G., 2031 Union Commerce Bldg.
Skall & Co., David G., 2031 Union Commerce
Bldg.
Smith, W. H., 215 Cuyahoga Bldg.
Snyder, Robert W., 2027 Union Commerce Bldg.
Snyder & Co., W. S., 2027 Union Commerce Bldg.
Soucy, Swartswelter & Co., 1336 Union Commerce
Bldg.
Stanley & Co., 2032 Union Commerce Bldg.
Stanley, Willard C., 2032 Union Commerce Bldg.
Stern, Morton F., 200 National City Bldg.
Stiver, Lawrence, 200 National City Bldg.
♦Vercoe, Fred, Jr., Huntington Bank Bldg., Colum
bus, Ohio
♦Vercoe & Co., Huntington Bk. Bldg., Columbus,
Ohio.
♦Walbridge, W. Sinclair, Gardner Bldg., Toledo,
Ohio.
Wellsted & Co., 1242 Union Commerce Bldg.
Wellsted, T. C. 1242 Union Commerce Bldg.
Witt, John P., 2029 Union Commerce Bldg.
Witt, John P. & Co., 2029 Union Commerce Bldg.
PENNSYLVANIA
PHILADELPHIA STOCK EXCHANGE
Officers: Howard Butcher. Jr.. President; B. Frank Townsend, Jr.. Vice-President; John R. Huhn, Jr., Secretary; Frank E. Baker, Treasurer;
Thomas B. Gravatt, Assistant Secretary, Assistant Treasurer and Auditor.
COMMISSION KATES
(March 1, 1937)
Between Members
NON-MEMBER COMMISSION RATES ON STOCKS
AND SUBSCRIPTION RIGHTS
BONDS
Minimum
Selling Price Per Share
Commission
When Cleared
Rate Per Share
Not less than eighty cents for each $1000 bond.
1/256 of $1..............-............................................................0.1c per share
1/128 of $1__________________________ _______ ___ 0.15c per share
When Not Cleared
From 1/64 of $1 to 1/16 of *1............ ........................ ......... 0.5c per share
Not less than fifty cents for each $1000 bond.
From 3/32 of $1 to 7/32 of $1---------------- -...................... 1-Oc per share
From % of $1 to 15/32 of $1.............................................. 1.5c per share
STOCKS
From % of $1 to 31/32 of $1...-------3.0c
pershare
5.0c
pershare
From $1 to $1%___
When Cleared
From $2 to $2%____________________
6.0c
pershare
Price
Rate Per Share
From $3 to $3%______ ______ —.........-...................... — - 7.0c per share
Selling under 50c. .............. ............................................ As mutually agreed
From $4 to $4%-8.0c
pershare
Selling at 50c and above, but under $1.00............
Not less than %c
From $5 to $5%______________________
9.0c
pershare
Selling at $1.00 and above, but under $10.00_____________ Not less thanl%c
From $6 to $6%------..-------- -------- -------- ------------------ 10.0c per share
Selling at $10.00 and above, but under $50.00......
Not less than 5c
From $7 to $7%________________
11.0c
pershare
Selling at $50.00 and above, but under $100.00..............Not less than 6c
From $8 to $8%___________
12.0c
pershare
Selling at $100.00 and above______________________ Not less than 7c
From $9 to $9%______
13.0c
pershare
When Not Cleared
From $10 to $19%..------14.0c
pershare
Price
Rate Per Share
From $20 to $29%__________________________
15.0c
pershare
Selling under 50c................................................... ...........As mutually agreed
From $30 to $39%_______ _______________ -.................16.0c per share
Selling
at
50c
and
above,
but
under
$1.00................................Not
less than%c
From $40 to $49%----------17.0c
pershare
Selling at $1.00 and above, but under $10.00.............. ..Not less than lc
From $50 to $59 %______
18.0c
pershare
Selling
at
$10.00
and
above,
but
under
$100.00............Not
less
than
2c
From $60 to $69%________________________
19.0c
pershare
Selling at $100.00 and above________________ -.........Not less than 2%c
From $70 to $79%------------20.0c
pershare
From $80 to $89%_____________
..21.0c
pershare
STOCK SUBSCRIPTION RIGHTS
From $90 to $99%._______________________
22.0c
pershare
When Cleared
For each additional $10 or fraction thereof______ ______ 1.0c additional
Price
Rate Per Share
Minimum Charge Per Transaction—Notwithstanding the foregoing,
Selling
under
50c_____
____
________ ____ -...............As mutually agreed
when the amount involved in a transaction is less than $10, the commission
Selling
at
50c
and
above,
but
under
$1.00___________
Not
less than l%c
shall be as mutually agreed; when the amount involved is $10 or more but less
Selling at $1.00 and above, but under $5.00................... Not less than 2c
than $50, the minimum commission shall be not less than 6% of such amount
Selling
at
$5.00
and
above,
but
under
$10.00________
Not
less than 2%c
or $1, whichever is greater; and when the amount involved is $50 or more,
Selling at $10.00 and above____________________ __ Not less than 4c
the minimum commission shall be not less than $3.
When Not Cleared
BONDS
Price
Rate Per Share
Per $1000 of principal (except as stated In Article XXVI, Section 2 (d)
Selling
under
50c................................................................
As mutually agreed
of the Constitution):
Selling
at
50c
and
above,
but
under
$1.00_____
_____
Not
less than %c
Under $10................ .........................................................-Not less than 75c
Selling at $1.00 and above, but under $5.00..................Not less than %c
$10 and above, but under $100____________________Not less than $1.25
Selling
at
$5.00
and
above,
but
under
$10.00.................
Not
less than lc
$100 and above____ _________ _______ ___________ Not less than $2.50
Selling at $10.00 and above............................................. Not less than 2c
Exception to Commission Rates, effective January 20, 1938:
The minimum commission on any transaction between members shall be
Members are permitted to charge a commission equal to that in force in
25c.
any dual market in which a security is traded.
further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1727
PHILADELPHIA STOCK EXCHANGE—Continued
MEMBERS
Ashton, Augustus Trask, 1501 Finance Bldg.
Graff, Frank M„ 1411 Walnut St.
Greene, Norman J., Berwyn, Pa.
Greenwood, Herbert T„ 518 Stock Exchange Bldg.
Greer, Thomas Raymond, Germantown Cricket
Club.
Guarniery, Robert Y„ 518 Stock Exchange Bldg.
BACHE, J. 8., & CO., Pennsylvania Bldg.
Bachman. Frank H.. 212 So. 15th St.
Baker, Weeks & Harden, 1421 Chestnut St.
Banks, Clayton F., 123 So. Broad St.
Barclay, Henry C., Chestnut Hill, Pa.
Barclay. Moore A Co., 123 S. Broad Street.
Bayuk Brothers, Packard Bldg.
Bean. Chas. H., & Co., 1528 Walnut Street.
Beers, Allen E., A Co., Allentown, Pa.
Bernstein, Harry L„ 518 Stock Exchange Bldg.
Biddle & Co., Moncure, 1520 Locust Street.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren, John S., 1508 Walnut Street.
Hackett, W. N. & Co., 212 So. 15th St.
Hammitt A Co., 602 Stock Exchange Bldg.
Hamstrom A Co., 1500 Walnut St.
Harper, James B., Stock Exchange Bldg.
Harrison & Co., 123 S. Broad Street.
Hauberger, George H., 609 Stock Exchange Bldg.
Hecker & Co., Liberty Trust Bldg.
Hopper, Soliday & Co.. 1420 Walnut St.
Hornblower & Weeks. 1429 Walnut Street.
Huhn, John R., Jr., Stock Bichange Bldg.
Hutton A Co.. W. E.. 1529 Walnut St.
BIOREN & CO., 1508 Walnut Street.
Boennlng A Co., 1606 Walnut Street.
Brown, Howard B., 1616 Walnut Street.
Brown (Vernon C.) & Co., 71 Broadway, New
York. N. Y.
BROWN BROTHERS HARRIMAN & CO.,
1531 Walnut St.
Brylawski, Edward L., 1411 Walnut St.
Buckley Brothers, 1529 Walnut St.
Butcher A Sherrerd, 1500 Walnut St.
Carstairs A Co., 1421 Chestnut St.
Cherry, Robert, Jr., 113 So. Fifth St.
Clark, E. W., A Co., 16th and Locust St.
Clark. Kenneth R.. 1500 Walnut St.
Claybaugh, Blair F., Harrisburg, Pa.
Claybaugh, Blair Co., Harrisburg, Pa.
Clucas, (E. W.) & Co., 70 Pine St., New York,
N. Y.
Dackerman & Waber. 517 Stock Exchange Bldg.
Davis, Robert Hare, 824 Stock Exchange Bldg.
deCoursey, Stephen H., 44 N. 4th St.
DeHaven & Townsend. 1513 Walnut Street.
Devine, Walter J., Jr., 1411 Walnut St.
Diffenderffer & Co., 123 S. Broad Street.
Dixon, Fitz Eugene. 1421 Chestnut St.
Donoghue & Makiver, 1411 Walnut St.
DREXEL & CO., 15th and Walnut Streets.
Drummon, Chester W„ Stock Exchange Bldg.
Eastman, Dillon & Co., 1506 Walnut St.
Elkins, Morris A Co.. 305 Land Title Bldg.
Embick, Paul A., 518 Stock Exchange Bldg.
Euler, Joseph D., Wynnewood, Pa.
Emory, Freed & Co., 109 S. 3rd Street.
Jefferis, W. Harper, 1411 Walnut St.
Jones. Miller A Co.. Commercial Trust Bldg.
Keen & Co., 123 So. Broad St.
Kelly, James J., 1411 Walnut St.
Kennedy & Co., 2115 Land Title Bldg.
Kolb, Robert A.. 1608 Walnut St.
Ladenburg, Thalmann & Co., 25 Broad St., New
York, N. Y.
•
Laird, Bissell A Meeds, 1528 Walnut Street.
Lawson, W. L„ Union League.
Lee, John K„ 1411 Walnut St.
Lilley & Co., 1520 Packard Bldg.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 824 Stock Exchange Bldg.
Louchheim, Walter C„ 30 Pine St., New York,
N. Y.
MacDonald A Co., 234 Real Estate Trust Bldg.
MacMeekin, James A. S., 1500 Walnut St.
Malis, David S., 805 Land Title Bldg.
Masland, Fernon & Anderson, Packard Bldg.
Matthes, Percy E„ 305 Land Title Bldg.
Matthews, Caldwell F., 1411 Walnut St.
Matthews, Frank C„ Stock Exchange Bldg.
McCreefy, Samuel & Co., 123 S. Broad Street.
McCurdy, Wallace M„ 1237 Commercial Trust
Bldg.
McLaughlin, Jr., William J., 1411 Walnut St.
Mellor, E. Fraley, Stock Exchange Bldg.
Miller, E. W. & R. C. & Co., 123 So. Broad St.
Montgomery, Scott A Co., 123 S. Broad Street.
Moore, E. J., & Co.. 141 South Fourth Street.
Moore, Leonard & Lynch, 115 Broadway, New
York.
Moorhead, Barlow, Germantown Cricket Club.
Morgan, Reed A., & Co., 1735 Commercial Trust
Bldg.
Moyer A Co.. 1500 Walnut Street.
Fearon, Charles. 511 Chestnut St.
Finley, James P„ 12 So. 12th St.
Flynn, Bernard J., 46 No. 40th St.
Freed, David B., 109 So. 3rd St.
Friedman, Bernard P., 1411 Walnut St.
Fuller. W. A. M.. & Co., 1510 Chestnut Street.
Newbold’s Son, W. H., A Co.. 1517 Locust Street.
Newburger, Loeb A Co., 1419 Walnut Street.
Nick, (J. F.) A Co., 120 Broadway, New York.
Niemond Co., John S., Harrisburg, Pa.
Gayley, McCreary & Co.. 817 Packard Bldg.
Gilmore, Arthur C., Provident Trust Bldg.
Glendinning, Robt.. A Co., Packard Bldg.
Goldman, Harold C., 811 Stock Exchange Bldg.
Palmer & Co., E. W., Commercial Trust Bldg.
Parke, John S„ 1513 Walnut St.
Parrish & Co., 212 So. 15th St.
Parrish, Joseph, 212 So. 15th St.
Pennington & Colket & Wisner, 123 S. Broad St.
Phillips, Samuel K„ & Co., 1317 Packard Bldg.
Pierce, E. A. & Co., Commercial Trust Bldg.
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N. J.
Rakestraw, Betz & Co., 123 So. Broad St.
Reynolds & Co., 1500 Walnut St.
Ristine, F. P„ A Co., 123 S. Broad Street.
Rosenbaum, Leon, 6803 N. 12th St.
Rourke, William J., Packard Bldg.
Rowe, Robert G.. 1429 Walnut St.
Sailer. A. J. A Co., 113 S. 5th Street.
Scull, Alfred P„ III, 1513 Walnut St.
Beeler A Co., 1510 Chestnut 8t.
Sloane A Co., Stock Exchange Bldg.
Smith, Barney & Co., 1411 Chestnut Street.
Smith, H. Russell, Harrisburg, Pa.
Smith, W. Hlnckle, Girard Trust Co. Bldg.
Snyder, Geo. E„ & Co., 600-601 Stock Exchange
Bldg.
Snyder, R. Maurice, 1518 Locust St.
Sparks, J. W., A Co., 1510 Chestnut Street.
Spiegelman, Solomon B., 518 Stock Exchange Bldg.
Starr A Co., 123 S. Broad Street.
Steppacher, Lester G., Stock Exchange Bldg.
Strecker, Daniel E., 3451 Frankford Ave.
Sulzbacher, Granger A Co., Ill Broadway, New
York, N. Y.
Suplee, Jr., Horace L., 1411 Walnut St.
Suplee, Walter S„ 1411 Walnut St.
Sutro Bros. A Co., 120 Broadway, New York,
N. Y.
Swab, H. M.. 1529 Walnut St.
Taylor, Robert D., Stock Exchange Bldg.
Taylor, Roland L„ 1100 Morris Bldg.
Thomas, Edward R„ 1411 Walnut St.
Thompson, Edward S., 1327 Spruce St.
Townsend, Philip W., 1513 Walnut St.
Townsend, W. De H„ 1513 Walnut St.
Trimble A Co., 1326 Walnut Street.
Turner, Gill A Crouter, 1614 Packard Bldg.
Turton A Tague, 1411 Walnut St.
Vrooman, Samuel B„ Jr., 1411 Walnut St.
Walsh, Frank C„ 115 Broadway, New York.
Warwick, Arthur D., Stock Exchange Bldg.
Watson, Clifford A., 1529 Walnut St.
Weeks, Henry C., 1518 Locust St.
Wells. Charles C„ 609 Stock Exchange Bldg.
Whittaker, Robert L. A Co., 1420 Walnut St.
Wieand, Jr., Franklin D„ 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wilmer A Co., 123 S. Broad Si.
Wlstar, Carter A Co., 1735 Commercial Trust Bldg.
WOOD, A. C., JR., A CO., 511 Chestnut St.
Wood, Charles M., 1513 Walnut St.
Woodcock, McLear A Co., 1528 Walnut St.
Woodside, J. Alan, 403 Stock Exchange Bldg.
Wurts, C. S. A Co., 1327 Walnut Street.
Wurts, Dulles A Co., Philadelphia Bank Bldg.
Yarnall A Co.. 1528 Walnut Street.
York, Warren W., A Co.
PITTSBURGH STOCK EXCHANGE
(229 Fourth Ave.)
Officers:
Marshall R. Barbour, President;
Thomas Lynch, Vice-President;
F. X. Pfab, Asst. Secretary
Arthur Middleton, Manager Clearing House;
Wm. J. Bauer, Treasurer;
Hugh A. McNlcol, Secretary
W. G. Ganter, A««ts(an( Manager Clearing House
RATES OF COMMISSION
(Effective on and after February 1, 1938)
The minimum rates of commission charged to nonmembers of the Exchange
for buying or selling each 81,000 bond shall be not less than $2.50 (these
commissions shall not apply to government, state or municipal bonds; for
buying or selling each share of stock, shall be not less than as follows:
Under $.50 a share................................. ............................................
3%*
At $.50 and under $1......... ....................................................
' ' 03
From $1 to $1 %...........
-05
From $2 to $2%___
06
From $3 to $3%...................
07
From $4 to $4%_________
.08
From $5 to $5%.............
09
From $6 to $6%.....
.10
11
From $7 to $7%.......
From $8 to $8%.........
.12
From $9 to $9%.................
13
From $10 to $19 _____________________________ ____________.14
From $20 to $29%.......................... ........................................ ....... ........... 15
From $30 to $39%............................................. ...............
.
.16
From $40 to $49%........................................... .......................................* |i7
From $50 to $59%______________________ _______ _____
'.18
From $60 to $69%___ „__________ _________ ________ _
’ '[19
From $70 to $79%...................... .......... ...............................
20
From $80 to $89%...................................................................
21
From $90 to $99%_________________ ________ ____ ___________.22
For each additional $10 or fraction thereof________ ______ _______ .01
*
^,
,
Additional
* 3% of the amount involved.
Non-member Commission Rates on Rights and Warrants: (Designated by
the Committee on Securities.)
Notwithstanding the foregoing, when the amount involved is less than $5,
the commission may be as mutually agreed; when the amount involved is
$5 or more but less than $50, the minimum commission shall be not less than
6% of such amount or $1, whichever is greater; and when the amount in
volved is $50 or more, the minimum commission shall be not less than $3.
Notwithstanding the above rates, any member of this Exchange or firm
registered thereon, may in respect of securities traded on this and other
Exchanges located in the United States, charge the rates of commission
prescribed by such other Exchange.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1728
PITTSBURGH STOCK EXCHANOE—Continued
Askin, George K., Union Trust Bldg.
Askin, J. M., & Company, Columbia Bldg.
BACHE & CO., J. S., Oliver Bldg.
Ballard, W. E., 1401 Third Ave., N. Brighton, Pa.
Barbour & Company, John B., Magee Bldg.
Bauer, Wm. J., Magee Bldg.
Bear, S. Lee, & Co., Union Trust Bldg.
Berger, Andrew B., c/o Potter Title & Trust Co.
Borntraeger, Carl H., 229 Fourth Ave.
Bowman & Co., 704 People’s Bldg.
Brinham, A. L„ 229 Fourth Ave.
Brinker, Bell & Co., Union Trust Bldg.
Carothers & Company, James, Farmers Bank
Bldg.
Carothers, W. J., & Co., 901-2 Commonwealth
Bldg.
Chapin, S. B., & Co., Ill Broadway, New York.
Chaplin & Co., 419 Wood St.
Crawford, Jas. S., Duquesne, Pa.
Diffenderfer, Fred, 229 Fourth Ave.
DifTenderfer, Wallace, 400 Dawson Ave., Bellevue,
Pa.
Dinkey, Jr., Chas. E., 229 Fourth Ave.
Dornberger, C. S., 235 4th Ave.
Eberhardt, M. A., 5709 Aylesboro Ave.
Edmundson, Jr., Eli, Columbia Bldg.
Evans, Sanford B., 229 Fourth Ave.
Fenner & Beane, 67 Broad St., New York, N. Y.
Giles, R. C„ 229 Fourth Ave.
Gluck, Hetzel & Co., Arrott Bldg.
MEMBERS
Goldsborough, T. C., 1701 Union Bank, Bldg.
Goldsborough, W. W. Jr., 40 Wall St., New York.
Grubbs, Scott Company, Union Trust Bldg.
Harriman, Henry A., 229 Fourth Ave.
Hays, Louis B., 1001 Keystone Bank Bldg.
Hemphill, Noyes & Co., First National Bank Bldg.
Howley, Walter L., 419 Wood St.
Hubbard, John W., 605 Granite Bldg.
Kalback, Charles D., Arrott Bldg.
Kane, John A., 229 Fourth Ave.
Kay, Richards & Company, Union Trust Bldg.
King, Jr., W. C., 1904 Commonwealth Bldg.
Kissane, James V., 229 Fourth Ave.
Loeb, Rhoades & Co., Carl M., 419 Wood St.
Marshall & Co.. Commonwealth Bldg.
Masten, A. E., & Company, First Nat’l Bank Bldg.
McCutcheon, McKelvy & Durant, Union Trust
Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
McKee, C. S., & Co., 239 Fourth Ave.
McLaughlin, MacAfee & Co., 844 Oliver Bldg.
Mitchell & Craft, Washington, Pa.
Moore, Leonard & Lynch, Union Trust Bldg.
Moreland, A. M., 207 Investment Bldg.
Neeb, Jr., H. A., 340 S. Winebiddle Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
N. Y.
Nuttall, R. V., & Company, Park Bldg.
Parrish & Company, Investment Bldg.
Phillips-Schmertz & Co., Union Trust Bldg.
Post & Flagg, 49 Broad St., New York, N. Y.
Poutre, Ezra E., Arrott Bldg.
Powell, Elmer E., & Co., Union Trust Bldg.
Preston, Watt & Schoyer, Peoples Bldg.
Purman, Thomas R., Washington, Pa.
Reinstadtler, Thomas J., 229 Fourth Ave.
Reynolds & Company, Grant Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Rosenbloom, Arthur M„ Union Trust Bldg.
Schmidt, H. R., c/o Kay, Richards & Co., Union
Trust Bldg.
Singer, Deane & Scribner, 1045 Union Trust Bldg.
Smith, Lew W„ 229 Fourth Ave.
Stein, Charles Jay, 1456 Inverness St.
Sterling, Louis V., 42 Broadway, New York, N. Y.
Stevenson, Vercoe & Lorenz, Huntington Bank
Bldg., Columbus, Ohio.
Stimmel & Company, Union Trust Bldg.
Stout & Company, Investment Bldg.
Stubner, C. J., & Co., 437 Union Trust Bldg.
Ullery, M. D., 235 Fourth Ave.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Columbus, Ohio.
Wainwright, H. C., & Co., 14 Wall St., New York,
N. Y.
Wettach & Company, 218 Fourth Ave.
Wettengel & Company, A. C., Peoples Bank Bldg.
Wilson, Walter J., 32 Blvd. of Allies.
York, Darwin S., 235 Fourth Ave.
UTAH
SALT LAKE CITY STOCK EXCHANGE
James E. Hogle, 1st Vice-President;
F. Russell Pett, 2nd Vice-President;
H. E. Havenor, 3rd Vice-President;
Val S. Snow, Secretary-Treasurer;
E. P. Emery, Actg. Secretary and Caller.
COMMISSION RATES
Effective October 1, 1938
UNLISTED SECURITIES
LISTED SECURITIES
Stocks Selling under 2c_________________________$1.25 per 1000 shares
Same
as
listed
up
to
10c
2c and under 5c_________ $2.00 per 1000 shares
Stocks Selling at
5c and under 10c_________$3.50 per 1000 shares
Stocks Selling at
.He per share
Stocks selling at 10c and under $1.00
10c and under
20c_____________ — J^c per share
Stocks Selling at
20c and under
35c________________ He per share
.1% of money
Stocks Selling at
Stocks selling at $1.00 and above----35c and under
50c_____ ____ ____ lc
per share
Stocks Selling at
.2% of money
Stocks selling less than board lots----___Selling at_
50c and under $ 1.00______________ I'Ae per share
Stocks
Stocks Selling at $ 1.00 and under $10.00............................VA% of money
No
charge
of
less
than
$1.00
Stocks Selling at $10.00 and above____________________ 1% of money
Stocks selling less than board lots on last two items—2% of money.
On odd lots a minimum of $1.00 or per regular rate whichever is greater.
MEMBERS
Nebeker, W. D., Stock Exchange Bldg.
Doscher. H. W., Walker Bank Bldg.
Allen, J. M„ Atlas Bldg.
Pett, F. Russell, 21 East 2nd So. St.
Filley,
Oliver
D.,
49
Broad St., New York, N. Y.
Badger, R. A. & Co., 16 West 2nd So. Street.
Pett, Stuart V., 21 East 2nd So. St.
Finn, Alex V., 25 Beaver St., New York, N. Y.
Badger, R. A., 16 West 2nd So. St.
Post & Flag, 49 Broad St., New York, N. Y.
Finn,
Alex
V.
&
Co.,
25
Beaver
St.,
New
York,
Badger, Richard C., 2380 Washington Ave.,
Romney, W. W., c/o Continental Bank & Trust Co.
N. Y.
Ogden.
First
Security
Trust
Co.,
Salt
Lake
City.
Snow, V. S„ 314 Utah Oil Bldg.
Baglin, George & Son, Felt Bldg.
Gibson, E. J., Box No 17, Spokane, Wash.
Ure, Pett & Morris, Inc., 21 East 2nd St.
Baglin, George, Felt Bldg.
Thomas, A. B., 208 Lyon Bldg., Reno, Nev.
Barclay, J. A., Newhouse Bldg.
Harris, Lowry R., 1142 East 3rd So. St.
Thomas Arthur, Inc., 208 Lyon Bldg., Reno, Nev.
Barclay, J. A. & Co., Newhouse Bldg.
Havenor, H. E., Newhouse Bldg.
Van Voorhis, L. P. First Security Co., Ogden
Bemis, G. L., 763 East 3rd, So. St.
Havenor, Pett & Co., Newhouse Bldg.
Walker Bk. & Tr. Co., Salt Lake City.
Bering, E. A., Walker Bank & Trust Co.
Hogle, J. A., 132 So. Main St.
WTashburn, Mifflin W., 42 Broadway, New York,
Child, W. H., Stock Exchange Bldg.
Hogle, J. A. & Co., 132 So. Main Street.
N. Y.
Hogle,
James
E.,
132
So.
Main
St.
W. H. CHILD, Inc. Exchange Bldg.
Weggeland, Gordon, Walker Bank Bldg.
Johnson, J. C.. 132 S. Main St.
Cole, Allen Co.. Atlas Bldg.
Weiler,
W. S., Stock Exchange Bldg.
Larson,
A.
R„
c/o
Elks
Club,
Salt
Lake
City.
Conrad, W. K., Walker Bank Bldg.
Woods, Wm. W., c/o E. A. Pierce & Co., 301
Logan & Bryan, 42 Broadway, New York, N. Y.
Continental Bank & Trust Co., Salt Lake City.
Montgomery
St., San Francisco, Calif.
Lowe,
I.
D„
132
S.
Main
St.
Davies, Badger & Co., 23 W. 2nd So. St.
Woolley, F. R., Beason Bldg.
Lynch, A. C., Kearns Bldg.
Davies, E. C., 23 W. 2nd So. St.
Woolley,
Paul
C.,
132 So. Main St.
Lynch.
J.
C.
&
Co.,
Kearns
Bldg.
Dixon, B. W., Scott Bldg.
Woolley, Robert P., 132 So. Main St.
McLeod, J. N„ 1111 Walker Bk. Bldg.
Dixon Co., B. W., Scott Bldg.
Officers:
J. A. Barclay, President;
VIRGINIA
RICHMOND STOCK EXCHANGE
Officers: Robert P. Martin, President;
Beverley B. Munford, Jr., Vice-President;
RICHMOND STOCK EXCHANGE COMMISSIONS
as revised May 2, 1939
1. The Commissions named below shall be the minimum charged and
no part can be rebated or divided with anyone not a member of the Exchange.
J. Joseph May, Secretary and Treasurer
There shall be one exception to the above commission rates; namely:
that where securities listed on the Richmond Stock Exchange are also listed
on the New York Stock Exchange or New York Curb Exchange the com
mission rate of the New York Exchanges shall be the minimum commission
which a member of the Richmond Stock Exchange may charge.
STOCKS
BONDS
Selling under $0.50__________________________________ 3% of amount
The commission rate on all bonds shall be $0.50 per $100.00 with the
Per share
following
exceptions:—
Selling at $ 0.50 and under $ 1.00_____________________
$0.05
Where a bond or note has less than six months to run, whether to
Selling at
1.00and under 5.00-------------------------------0.07A
maturity or to date called for redemption, the minimum commission
Selling at
5.00and under 10.00_____________________
0.12A
to be charged shall be $0.25 per $100.00.
Selling at 10.00and under 25.00------- -------- --------------0.25
Where the selling price of a bond is less than 25% of the principal
Selling at 25.00and under 50.00_____________________
0.37H
amount, the minimum commission shall be $0.25 per $100.00.
Selling at 50.00and under 125.00_____________________
0.50
Selling at 125.00 and under 200.00_____________________
1.00
The minimum charge on any transaction, stocks or bonds, involving
Beginning with $200.00 per share the commission shall be $1.50 per share
$100.00 or more shall be $2.00. On any transaction involving less than
and for each $50.00 additional value of selling price, the commission shall
$100.00 the minimum charge shall be $1.00.
be raised $0.50 per share.
MEMBERS
RICHMOND CORP., 726 E. Main Street.
Mason-Hagan, Inc., 916 E. Main Street.
Abbott, Proctor & Paine, 911 E. Main St.
Miller & Patterson, 203 Mutual Bldg.
Scott & Stringfellow, Mutual Bldg.
Branch, Cabell & Co., 814 E. Main St.
Standard Securities Corp., State Planters Bank
NOLTING, FRED’K E., INC., 8th and Main
Bldg.
Sts.
Davenport & Company, 113 E. Main Street.
Further Information on firms appearing In bold face type will be found in tbe selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1729
WASHINGTON
SEATTLE STOCK EXCHANGE
(302 Exchange Bldg.)
Officers: Harold H. Huston, President;
Lyle F. Wilson, Treasurer;
Charles G' Mullen, Vice-President;
Louis Klatzker, Executive Secretary;
Edward K. Easter, Secretary;
Charles T. Donworth, Counsel.
RATES OF COMMISSION (In effect: October 14, 1986)
BOARD LOT
MINIMUM RATES OF COMMISSION
In effect October 14,1935
100 shares up to $10.00
On Stocks Selling:
25 shares for $10.00 to $100.00
Under $ 1.00 per share...................... ......... ......... ............................. 5c
10 shares over $100.00
At $1.00 and under $2.50 per share__________
7>£c
The minimum commission charge shall be $2.50 on stock selling under
At $2.50 and under $5.00 per share----------12J^c
$10.00
per
share,
and
$5.00
on stock selling over $10.00 per share.
At $5.00 and under $15.00 per share----------15c
On all transactions where the total amount of money involved is less thaa
At $15.00 and under $35.00 per share............ ........
25c
$25.00,
the
commission
charge
shall be discretionary with the member.
At $35.00 and under $50.00 per share......................
35c
BONDS
At $50.00 and under $100.00 per share.................
50c
$5.00 per $1,000 par value (regardless of number)
At $100.00 and up per share______________________________ $1.00
$3.75 per $500 par value
(5c per share more for odd lots)
MEMBERS
Mclnnis, Merville W., Hoge Bldg.
Harper & Son & Co., Wm. P., Harper Bldg.
Bissell, M. L., 335 Medical Arts Bldg.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Hartley, Rogers & Co., 1411-4th Ave. Bldg.
Blackford, J. C„ Hoge Bldg.
Meiklejohn & Brown, Smith Tower.
Hawkins, R. M., Central Bldg.
Bramhall & Stein, Hoge Bldg.
Moore, Robert B., Exchange Bldg.
Herrin & Co., H. M., Exchange Bldg.
Bramhall, Burle D., Hoge Bldg.
Mullen,
Chas. G., Exchange Bldg.
Hughbanks, Al„ Dexter-Horton Bldg.
Brown, Ralph D., Smith Tower.
Hughbanks, Inc., Dexter Horton Bldg.
Oakes, Prescott, 1411—4th Ave. Bldg.
Huston, Harold H., Hoge Bldg.
Crawford-Goodwin Co., The, 1411-4th Ave. Bldg.
Oakes & Co., Prescott, 1411-4th Avenue Bldg.
Huston & Co., Harold H., Hoge Bldg.
Daniel, Robert E., Exchange Bldg.
Peoples National Bank, 1414-4th Ave.
Jones, Jack E., 1411-4th Ave. Bldg.
Drumheller, Erlichman Co., Exchange Bldg.
Pratt, H. P., Hoge Bldg.
Pratt & Co., H. P., Hoge Bldg.
Kutz, John A., 1010 Second Ave.
Easter, Ed. K„ 717 Second Ave.
Kutz & Co., John A., 1010 Second Ave.
Easter & Co., F. K„ 717 Second Ave.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Ehrlichman, Ben B., Exchange Bldg.
Smith, Hedley M., Vancouver, B. C.
Latimer, Arthur G., Dexter-Horton Bldg.
Ellsworth, Sherman, Harper Bldg.
Speckert, F. J., Lowman Bldg.
Latimer & Co., A. G„ Dexter Horton Bldg.
Strom, A. J., Dexter-Horton Bldg.
Lewis, Inc., John R., 1012 2nd Ave.
Ferris & Hardgrove, Exchange Bldg.
Strom & Co., A. J., Dexter-Horton Bldg.
Lewis, John R., 1012-2nd Ave.
Fatheringham, Barney J., 1411-4th Ave. Bldg.
Strout, E. A., 1411-4th Ave. Bldg.
Lockett, G„ 4736-45th S. W.
Strout & Co., E. A., 1411-4th Ave. Bldg.
Lockett & Co., G., 4736—45th St., S. W.
Gelletly & Co., R., Vancouver, B. C.
Logan
&
Bryan,
42
Broadway,
New
York
City.
Goodwin, E. C„ 1411-4th Ave. Bldg.
Trusteed Estates of Wash., Central Bldg.
Grande, Harry S„ Hoge Bldg.
MacDonald, Alexander, 104 Aloha St.
Grande and Co., Hoge Bldg.
Wilson, Lyle F., Exchange Bldg.
McBurney, J. Forbes, 42 Broadway, New York City.
Green, John A., 1414 Fourth Ave.
WEST VIRGINIA
WHEELING STOCK EXCHANGE
(318 Wheeling Steel Bldg.)
Officers: Wm. H. Wheeler, President
Russell D. Irvine, Vice-President;
Norval B. Davis, Secretary-Treasurer
COMMISSION RATES
Price
Wheeling Stock Exchange
Rate per Share
Selling up to 34J£ inc_______________________________ 25c per share
Selling at 35 up to 99% inc....................................... ......... 50c per share
Selling at $100 and above___________________________ $1.00 per share
Minimum Commission as follows:
A. When the amount involved in a transaction is less than $10.00 the
commission shall be as mutually agreed.
B. When the amount involved in a transaction is $10.00 or more but
less than $50.00, the minimum commission shall be not less than
6% of such amount or $1.00, whichever is greater.
C. When the amount involved in a transaction is $50.00 or more but
less than $300.00, the minimum commission shall be not less than
$3,00.
D. When the amount involved is $300.00 or more, the minimum com
mission shall be not less than $5.00.
Commission: In cases where stocks are listed on both Wheeling Stock
Exchange and New York Stock Exchange, the minimum rate of commission
may be the minimum commission charged on New York Stock Exchange.
MEMBERS OF WHEELING STOCK EXCHANGE
Represented by
Firms
......... ...........................Wm. H. Wheeler
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg....
.........Howard Hazlett; D. A. Burt, Jr.
Hazlett, Burt & Watson, Wheeling Steel Corp. Bldg..
_________ Louis Brand; Jos. Jefferson
A. E. Masten & Co., City Bank Bldg____________
.Edgar R. McGregor; Russell D. Irvine
McGregor, Irvine & Co., 13th and Chapline St____
Farther information on firms appearing in bold face type will be found in the selectedl ist of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Dates of Regular Meetings
of Legislatures
Alabama, Second Tuesday in January, 1935, and every four years.
Alaska, A Territory_____January______________________ Everyodd year.
Arizona________________ January ______________________ Everyodd year.
Arkansas_______________ January______________________ Everyodd year.
California______________ January______________________ Everyodd year.
Colorado_______________ January______________________ Everyodd year.
Connecticut____________January______________________ Everyodd year.
Delaware_______________ January______________________ Everyodd year.
District of Columbia..—Congress of the U. S____ Third day of January in
each year.
Florida_________________ April__________
Every odd year.
*Georgia________________ January or July____________ Every odd year.
Hawaii_________________ February_____________________ Everyodd year.
Idaho__________________ January______________________ Everyodd year.
Illinois_________________ January______________________ Everyodd year.
Indiana________________ January______________________ Everyodd year.
Iowa___________________ January______________________ Everyodd year.
Kansas_________________ January______________________ Everyodd year.
Kentucky_______________January______________________ Everyeven year.
Louisiana______________May__________________________ Everyeven year.
Maine__________________ January______________________ Everyodd year.
Maryland___________ ... January________________ Every odd year.
Massachusetts__________ January________________ Every odd year beginning
1939.
.Every odd year.
Michigan_______________ January-------------Minnesota______________ January_________
.Every odd year.
.Every even year.
Mississippi-_____________ January_________
.Every odd year.
Missouri________________ January_________
Montana_______________ January_________
.Every odd year.
.Every odd year.
Nebraska________________January_________
Nevada_________________January-------------.Every odd year.
.Every odd year.
New Hampshire________ January_________
.Every year.
New Jersey_____________ January_________
.Every odd year.
New Mexico____________ January_________
.Every year.
New York______________ January_________
North Carolina__________ January_________
.Every odd year.
North Dakota___________ January_________
.Every odd year.
Ohio____________________ January_________
.Every odd year.
.Every odd year.
Oklahoma_______________January_________
Oregon__________________January_________
.Every odd year.
Pennsylvania___________ January_________
.Every odd year.
Every year.
Philippine Islands_______ January_________
.Every year.
Rhode Island___________ January_________
.Every year.
South Carolina__________ January_________
South Dakota___________ January_________
-Every odd year.
Tennessee_______________January_________
.Every odd year.
Texas___________________ January_________
.Every odd year.
Utah____________________ January_________
.Every odd year.
Vermont________________ January_________
Every odd year.
.Every even year.
Virginia_________________January_________
Washington____________ January_________
.Every odd year.
West Virginia, 2nd Wednesday in January
Every odd year.
Wisconsin______________ January_________
Every odd year.
Wyoming_______________January_________
.Every odd year.
*Note: Organization session limited to ten days beginning second Monday in January. Regular
sessions limited to sixty days beginning the second Monday after July 4 or prior to that time if the
Legislature at the organization session so votes. In both 1933 and 1935, the Legislature voted to hold
the regular session of sixty days immediately following organisation session.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1730