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UNITED STATES OF AMERICA
BEFORE THE
BOARD OF GOVERNORS

In the Matter of
BANCO POPULAR DE PUERTO RICO
San Juan, Puerto Rico

WHEREAS,

OF THE FEDERAL RESERVE

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SYSTEM

FRB Docket No. 99-007-CMP-SM

Order of Assessment of a Civil
Money Penalty Pursuant to the
National Flood Insurance Act, as
Amended

pursuant to Section 102(f) of the National Flood Insurance Act, 42 U.S.C.

4 4012a(f) (the “Act”), the Board of Governors of the Federal Reserve System (the “Board of
Governors”) issues this Order of Assessment of a Civil Money Penalty (the “Order”) upon the
consent of Banco Popular de Puerto Rico, San Juan, Puerto Rico (the “Bank”), a state member
bank, in connection with the Bank’s violations of the Board’s Regulation H, 12 C.F.R. Part 208,
that implements the Act; and
WHEREAS,

by affixing its signature hereunder, the Bank has consented to the issuance

of this Order by the Board of Governors,

and consented to comply with each and every provision

of this Order, and waived any and all rights it might have pursuant to 42 U.S.C. $40 12a(f)(4) and
12 C.F.R. Part 263, or otherwise (a) to the issuance of a notice of charges and of hearing and a
notice of assessment of a civil money penalty; (b) to a hearing for the purpose of taking evidence
with respect to any matter implied or set forth in this Order; (c) to obtain judicial review of this
Order or any provision hereoc and (d) to challenge or contest in any matter the basis, issuance,
validity, effectiveness,

collectibility or enforceability of this Order or any provision hereoc and

-2WHEREAS,

where a pattern or practice of violations under Section 102(f)(2) of the Act,

42 U.S.C. 8 4012a(f)(2),

is found, the Act requires that civil money penalties be imposed of up to

$350 for each violation; and
WHEREAS,

the Bank acted diligently and has taken prompt corrective action to seek

compliance with the Act.
NOW, TEIEREFORE,

prior to the taking of any testimony or adjudication

on any issue of fact or law herein, and without this Order constituting

of or finding

an admission of any

allegation made or implied by the Board of Governors in connection with this proceeding,
solely for the purpose of settlement of this proceeding without protracted

and

or extended hearing or

testimony:
IT IS HEREBY ORDERED,

pursuant to Section 102(f) of the Act, 42 U.S.C.

$4012a(f), that:
1. The Bank is assessed and shall pay to the Board of Governors a civil money penalty in
the amount of $10,000.
2. The penalty assessed pursuant to this Order shall be remitted in full, at the time of the
Bank’s execution of this Order, payable to the “Board of Governors of the Federal Reserve
System” and forwarded with the Bank’s executed copy of this Order, to Jennifer J. Johnson,
Secretary of the Board, Board of Governors of the Federal Reserve System, Washington,
2055 1. The Board of Governors
as required by statute.

DC

shall remit the payment to the National Flood Mitigation Fund

3. All communications

regarding this Order shall be sent to:

(a) Bradford S. Fleetwood
Counsel
Legal Division
Board of Governors of the Federal Reserve System
20* & C Streets, N.W.
Washington, D.C. 2055 1
(b) Ramon D. Lloveras
Senior Vice President
Director of the Legal Division &
Assistant Secretary
Banco Popular de Puerto Rico
San Juan, Puerto Rico 00936-2708
4. Any violation of this Order shall separately subject the Bank to appropriate

civil or

criminal penalties or both under Section 8(i) of the Federal Deposit Insurance Act, 12 U.S.C.
4 1818(i).
5. The provisions of this Order shall not bar, estop, or otherwise prevent the Board of
Governors, or any Federal or state agency or department

from taking any other action affecting

the Bank, provided, however, that the Board of Governors shall not take any further action
against the Bank based upon information presently known by the Board of Governors relating to
the matters addressed by this Order.
6. Each provision of this Order shall remain effective and enforceable until stayed,
modified, terminated

or suspended in writing by the Board of Governors.

-4By order of the Board of Governors of the Federal Reserve System, effective this
I#’

day of*

,

1999.

BANCO POPULAR DE PUERTO
RICO

BOARD OF GOVERNORS OF THE
FEDERAL RESERVE SYSTEM

By:

B
/$&?f~ a OABRCRO
&l?c Rcr &orN/c

Secretary of the Board