Board of Governors of the Federal Reserve System (U.S.), 1935-. "The Federal Reserve Board, FDIC, and OCC issue letter to SEC concerning new rules on broker-dealer exemptions : Attachment 1" in Press Releases of the Board of Governors of the Federal Reserve System (July 2, 2001). https://fraser.stlouisfed.org/title/9237/item/674906/content/pdf/frsbog_pr_20010702b-1, accessed on April 18, 2026.