View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington, D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors,




Officers, and Principal Stockholders of Member State Banks
as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 193^

September 1984

EXPLANATORY NOTE
Information in this Summary has been drawn from reports on
Form F-8, "statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.

In

the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), purchases and sales
aggregating less than 50 shares during the month for which the report
is filed, stock splits, stock dividends, rights, and gifts.

The under-

lying reports may be inspected at the Federal Reserve Board offices,
Washington, D.C.

Publication of this information is in no

sense a

representation that it is correct or complete.
On the following pages, the name of the bank is followed by
the name of the person

reporting and his

relationship to the bank.

Unless otherwise indicated, all transactions involve the bank's common
stock.

Any indirect interest (through holding companies, partnerships,

trusts) family ownership,

etc.) is shown below the direct interest.

Symbolds indicate the nature of the nature of ownership, if other than
direct (see "Guide to Symbols").




GUIDE TO SYMBOLS

Reference to these symbols is essential for a full
and accurate interpretation of the data reported

RELATIONSHIP
"0" - Officer
"D" - Director or person performing similar functions
"B" - Beneficial owner of more than 10 percent of any
registered equity security of the bank
"V" - Voting trustee
"T" - Trustee
"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
"B" - Bequest or Inheritance
"C" - Compensation
"D" - Distribution
"E" - Exchange or Conversion
"F" - Exercise of rights
"G" - Gift
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly.
"1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities.
"2" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2" except that the reporter disclaims any admission
that he is the beneficial owner of the securities.
"4" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary, figures
reported represent the PROPORTIONATE interest of the reporter.
"5" - Same as "4" except that reporter disclaims any admission that
he is the beneficial owner of the securities.
MONTH-END OWNERSHIP




"PR" - Holdings as previously reported.

f
V

TRANSACTIONS AND MONTH-END OWNERSHIP
Reports included in this summary were filed with the Board of Governors
of the Federal Reserve System during the period from
September 11, 1984 to October 11, 1984
IMPORTANT - See Guide to Symbols on preceding page

INDIRECT ACCOUNT

TRANSACTION AND
nVJIJKRRHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

<
i

DATE
!
OF
1
TRANSACTION ,

AGGREGATE.
TRANSACTIONS
Sold or
Bought or
Otherwise
Otherwise
Disposed of
Acquired

MONTH-Z
OWNERSHI

1

BANCO DE PONCE
Ponce, Puerto Rico
Juan A. Albors Hernandez

D

9-28-84

2

1,000
5,395

1,695

BANK OF BURLINGTON
Burlington, Wisconsin
John Sturgis

D

8-31-84

100

2,902 •

500

899
506 •

•

THE BANK OF WEST POINT
West Point, Virginia
William R. Crews, Jr.

0

9-10-84

Charles S. Barbour

0

9-10-84

C. Clay Holland

0

9-10-84

C. Tony Hudson

0

9—10—84

James T. Neale
David L. Shaffer

0 1 9-10-84
i i
0 9-10-84

Charles W. Sutton

0

Harry L. Whitt



1

2
2

2

9-10-84

0
1

2

9-10-84
,

i

2 i
1
i
!

#

200

3,849
9,139

300

2,627
200 #

400

1,140

400

3,900

#

300

515 •
20 #

500

600

1,033
200 •
1
I

!
1

•

—

FR 671

BANK

2

—

AGGREGATE
TRANSACTIONS
DATE
g o| Bought orl Sold or
OF
^ g| Otherwise) Otherwise | MONTH-END
^ | TRANSACTION I m ^1 Acquired I Disposed of I OWNERSH

REPORTING PERSON

I

INDIRECT ACCOUNT

8
CHEMUNG CANAL TRUST COMPANY
Elmira, New York
Richard W. Swan

D

8-8-84

51

1,531
200

660

6,340
9,073

CORTLAND SAVINGS AND BANKING COMPANY
Cortland, Ohio
Stanley L. Woofter

D 11-12-84

FARMERS & MERCHANTS BANK OF
CENTRAL CALIFORNIA
Lodi, California
Hugh Steacy

D

8-22-84

80

625

282

HANOVER BANK OF FLORIDA
Plantation, Florida
George L. Williams
9-28-84

150

8,650
150

100

760

LAPEER COUNTY BANK & TRUST CO,
Lapeer, Michigan
A. E. LaClair

D

8-22-84

John S. Thompson

D

8-22-84

0

8-31-84

100

D I 9—11—84
9-14-84
9-21-84

500
300
400

100

2,192

PEOPLES BANK OF DANVILLE
Danville, Virginia
Worth Harris Carter, Jr.
f;

133,125
118

SYLVANIA SAVINGS BANK COMPANY
Sylvania, Ohio
Robert J. Brotje, Jr.




2,000

•

.
•

FR 671

REPORTING PERSON
|

INDIRECT ACCOUNT

-

*'

I1

3
;
1

DATE
OF
H TRANSACTION
hd

TitiU.NSAUXJ.UlN AINU
OWNERSHIP SYMBOL

BANK

3

AGGREGATE
TRANSACTIONS
Bought 0:ci Sold or
Otherwises Otherwise MONTH-END
! Acquired Disposed oi' OWNERSHIP

SYLVANIA SAVINGS BANK COMPANY
(Continued)
H. William Manley

0

9—6—84

Robert D. Bonfoey

0

8-84

Herman C. Bradley, Jr.

0

8-84

Henry Paul Haas

D

9—14—84

Dorothy W. Norris

0

9-14-84

Robbins Taylor

D

2

100

400
24

108

677
600

333

4,925
988

100

3,196

53

320
180

TRI-COUNTY BANKING CO.
Junction City, Oregon

2

UNION BANK & TRUST COMPANY
Montgomery, Alabama

9—14—84

2
2

100

1,654
18,932

526
208

20,735

WYANDOTTE SAVINGS BANK
Wyandotte, Michigan
1
I

|

James S. Mush

8-24-84
9-30-84

YPSILANTI SAVINGS BANK
Ypsilanti, Michigan
Donald R. Clark

'

D

Frank G. Dugas




D

9—19—84
9-19-84

0

9—26—84

2

399
300

399

3,511
—0—
4,064