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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193^ September 1984 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D.C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts) family ownership, etc.) is shown below the direct interest. Symbolds indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 percent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2" except that the reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary, figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4" except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. f V TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from September 11, 1984 to October 11, 1984 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT TRANSACTION AND nVJIJKRRHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK < i DATE ! OF 1 TRANSACTION , AGGREGATE. TRANSACTIONS Sold or Bought or Otherwise Otherwise Disposed of Acquired MONTH-Z OWNERSHI 1 BANCO DE PONCE Ponce, Puerto Rico Juan A. Albors Hernandez D 9-28-84 2 1,000 5,395 1,695 BANK OF BURLINGTON Burlington, Wisconsin John Sturgis D 8-31-84 100 2,902 • 500 899 506 • • THE BANK OF WEST POINT West Point, Virginia William R. Crews, Jr. 0 9-10-84 Charles S. Barbour 0 9-10-84 C. Clay Holland 0 9-10-84 C. Tony Hudson 0 9—10—84 James T. Neale David L. Shaffer 0 1 9-10-84 i i 0 9-10-84 Charles W. Sutton 0 Harry L. Whitt 1 2 2 2 9-10-84 0 1 2 9-10-84 , i 2 i 1 i ! # 200 3,849 9,139 300 2,627 200 # 400 1,140 400 3,900 # 300 515 • 20 # 500 600 1,033 200 • 1 I ! 1 • — FR 671 BANK 2 — AGGREGATE TRANSACTIONS DATE g o| Bought orl Sold or OF ^ g| Otherwise) Otherwise | MONTH-END ^ | TRANSACTION I m ^1 Acquired I Disposed of I OWNERSH REPORTING PERSON I INDIRECT ACCOUNT 8 CHEMUNG CANAL TRUST COMPANY Elmira, New York Richard W. Swan D 8-8-84 51 1,531 200 660 6,340 9,073 CORTLAND SAVINGS AND BANKING COMPANY Cortland, Ohio Stanley L. Woofter D 11-12-84 FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA Lodi, California Hugh Steacy D 8-22-84 80 625 282 HANOVER BANK OF FLORIDA Plantation, Florida George L. Williams 9-28-84 150 8,650 150 100 760 LAPEER COUNTY BANK & TRUST CO, Lapeer, Michigan A. E. LaClair D 8-22-84 John S. Thompson D 8-22-84 0 8-31-84 100 D I 9—11—84 9-14-84 9-21-84 500 300 400 100 2,192 PEOPLES BANK OF DANVILLE Danville, Virginia Worth Harris Carter, Jr. f; 133,125 118 SYLVANIA SAVINGS BANK COMPANY Sylvania, Ohio Robert J. Brotje, Jr. 2,000 • . • FR 671 REPORTING PERSON | INDIRECT ACCOUNT - *' I1 3 ; 1 DATE OF H TRANSACTION hd TitiU.NSAUXJ.UlN AINU OWNERSHIP SYMBOL BANK 3 AGGREGATE TRANSACTIONS Bought 0:ci Sold or Otherwises Otherwise MONTH-END ! Acquired Disposed oi' OWNERSHIP SYLVANIA SAVINGS BANK COMPANY (Continued) H. William Manley 0 9—6—84 Robert D. Bonfoey 0 8-84 Herman C. Bradley, Jr. 0 8-84 Henry Paul Haas D 9—14—84 Dorothy W. Norris 0 9-14-84 Robbins Taylor D 2 100 400 24 108 677 600 333 4,925 988 100 3,196 53 320 180 TRI-COUNTY BANKING CO. Junction City, Oregon 2 UNION BANK & TRUST COMPANY Montgomery, Alabama 9—14—84 2 2 100 1,654 18,932 526 208 20,735 WYANDOTTE SAVINGS BANK Wyandotte, Michigan 1 I | James S. Mush 8-24-84 9-30-84 YPSILANTI SAVINGS BANK Ypsilanti, Michigan Donald R. Clark ' D Frank G. Dugas D 9—19—84 9-19-84 0 9—26—84 2 399 300 399 3,511 —0— 4,064