The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193^ September 1981 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, B.C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. " 1|" „ Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from September 11, 1981 to October 10, 1981 IMPORTANT - See Guide to Symbols on preceding page Q t-3 AGGREGATE TRANSACTIONS DATE Sold or Bought or OF Otherwi se Otherwise o TRANSACTION CO £5 Acquired Disposed of BANK 89 REPORTING PERSON INDIRECT ACCOUNT MONTH-END OWNERSHIP BANK OF SUFFOLK (Virginia) G. Phil Jackson CD 9-2-81 9-9-81 9-28-81 60 470 120 7-10-81 9-16-81 10-2-81 105 100 115 2-20-81 2-26-81 1,000 3-17-81 3-23-81 3-23-81 3-27-81 3-03-81 4-08-81 4-14-81 4-30-81 5-04-81 5-22-81 388 7,231 THE BANK OF VIENNA (Virginia) Meyer H. Abraham B Michael S. Juhasz H.G.M. Ltd. Partnership owned by Meyer H. Abraham; Mark S. Abraham; John D. Buhl; Jackie L. Hayes; George D. Hicks, Jr.; H.E. McCarty Jr 10,727 67 12,397 105 525 315 210 420 420 210 357 17 210 3,072 CAPE COD BANK AND TRUST CO. (Massachusetts) Burton A. Rice 7-0-81 1,000 463 475 -2- FR 671 REPORTING PERSON INDIRECT ACCOUNT 1 1 DATE OF hd TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP CENTRAL BANK (Louisiana) T. H. Scott D 8,909 8-3-81 8-19-81 2 2 94 799 32,696 CITIZENS BANK AND TRUST CO. (Virginia) D 8-17-81 4oo 500 D 7-21-81 200 908 Marston Ames D 8-11-81 100 1,700 2,400 Sanford H. Salz D Robert Ray Taylor THE CITY BANK COMPANY (Ohio) Norma R. Hura COMMERCIAL TRUST CO. OF NEW JERSEY (N.J.) 8-12-81 8-17-81 2 kOO 2 2 300 600 1,500 120 100 300 27 115 10,000 98 1,648 50 1,736 100 100 500 4,333 1,293 COUNTY BANK OF SANTA CRUZ (California) Louis L. Hater D 6—22—81 7-6-81 7-9-81 8-10-81 9-2-81 • THE DOLLAR SAVINGS & TRUST CO. (Ohio) D 9-25-81 D. W. MeGowan CD 9-28-81 John F. Tyler D Aura J. Wheeler D C. A. Co-vlngton, Jr. 3 2 9-28-81 3 9-1-81 2 11+7 1,352 1,600 FR 671 REPORTING PERSON 1 INDIRECT ACCOUNT # 1 DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL I BANK AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP GATEWAY STATE BANK (New York) # # Merton Corn CD 9-0-81 100 2,319 George Kaye D 8-0-81 150 3,450 Henry P. Picciurro D 8-0-81 54 2,624 Frederic Regan D 8-0-81 2 100 1,400 Allan Weissglass D 8-0-81 2 200 2,020 11,138 THE LAWRENCE COUNTY BANK (Tennessee) • W. A. Harwell # OD 7-8-81 7-8-81 7-8-81 7-22-81 10.00 2 231.66 21.67 695.00 5857.95 20.00 THE LORAIN COUNTY SAVINGS & TRUST CO.(Ohic ') Roy E. Hayes (deceased) D 8-10-81 2 200 2-4-81 5-21-81 2 2 1,000 100 5,275 1,545 THE MERCHANTS BANK OF NEW YORK (New York) # Charles J. Bauun • # ! 1 | Robinson Markel D 8-25-81 OD 8-12-81 1,771 1,894 1,000 11,002 THE SCHENECTADY TRUST CO. (New York) Harry E. Whittingham, Jr. • • D 200 2 1998.8579 412.1910 -4FR 671 AGGREGATE TRANSACTIONS DATE Sold or I E Bought or hd H Otherwise OF Otherwise MONTH-END TRANSACTION w § Acquired Disposed of OWNERSHIP BANK REPORTING PERSON INDIRECT ACCOUNT gi THE STATE BANK OF THE ALLEGHENIES (Virginia) Jack R. Lamb D 6-15-81 8-11-81 300 100 1,900 7-15-81 100 881.488 2-25-81 3-26-81 6-30-81 7-13-81 120 120 240 5,409 9-2-81 500 4,033 UNITED COUNTIES TRUST COMPANY (New Jersey) Mary E. Tierney VALLEY BANK OF NEVADA (Las Vegas) Jerry E. Herbst 226 YPSILANTI SAVINGS BANK (Michigan) Zdrauko Gerganoff #