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G•l6 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM W a s h i n g t o n , D. C. 20551 Summary o f E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership o f D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s o f Member S t a t e Banks as Reported Pursuant t o S e c t i o n 16(a) of t h e S e c u r i t i e s Exchange A c t of 1934 September 1980 EXPLANATORY NOTE I n f o r m a t i o n i n t h i s Summary h a s b e e n drawn f r o m r e p o r t s on Form F - 8 , " S t a t e m e n t of Changes i n B e n e f i c i a l Ownership o f S e c u r i t i e s , " f i l e d w i t h t h e Board of G o v e r n o r s of t h e F e d e r a l R e s e r v e System. In t h e i n t e r e s t of s i m p l i f i c a t i o n , t h e Summary o m i t s r e p o r t e d d a t a w i t h r e s p e c t t o i n i t i a l h o l d i n g s ( r e p o r t e d on Form F - 7 ) , p u r c h a s e s and s a l e s a g g r e g a t i n g l e s s t h a n 50 s h a r e s d u r i n g t h e month f o r which t h e r e p o r t i s f i l e d , s t o c k s p l i t s , s t o c k d i v i d e n d s , r i g h t s , and g i f t s . The u n d e r - l y i n g r e p o r t s may h e i n s p e c t e d a t t h e F e d e r a l R e s e r v e Board o f f i c e s , W a s h i n g t o n , D. C. P u b l i c a t i o n of t h i s i n f o r m a t i o n i s i n no s e n s e a r e p r e s e n t a t i o n t h a t i t i s c o r r e c t or complete. On t h e f o l l o w i n g p a g e s , t h e name of t h e bank i s f o l l o w e d by t h e name of t h e p e r s o n r e p o r t i n g and h i s r e l a t i o n s h i p t o t h e b a n k . U n l e s s o t h e r w i s e i n d i c a t e d , a l l t r a n s a c t i o n s i n v o l v e t h e b a n k ' s common stock. Any d i r e c t i n t e r e s t ( t h r o u g h h o l d i n g c o m p a n i e s , p a r t n e r s h i p s , t r u s t s , f a m i l y o w n e r s h i p , e t c . ) i s shown b e l o w t h e d i r e c t i n t e r e s t . Symbols i n d i c a t e t h e n a t u r e of t h e n a t u r e of o w n e r s h i p , i f o t h e r t h a n d i r e c t ( s e e "Guide t o S y m b o l s " ) . GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of t h e d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r o r p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more t h a n 10 p e r c e n t of a n y r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - V o t i n g t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y b o a r d o r h o n o r a r y d i r e c t o r CHARACTER OF TRANSACTION No symbol - P u r c h a s e o r S a l e "B" - B e q u e s t o r I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange o r C o n v e r s i o n "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - S t o c k d i v i d e n d o r s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . "1" - S e c u r i t i e s a r e d i r e c t l y h e l d , b u t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t h e i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . "2" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , o r o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of t h e intermediary. "3" - Same a s i n " 2 " , e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t h e i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 4 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , o r o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e PROPORTIONATE i n t e r e s t of t h e r e p o r t e r . "5" - Same a s " 4 " , e x c e p t t h a t r e p o r t e r d i s c l a i m s a n y a d m i s s i o n t h a t h e i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - H o l d i n g s a s p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP R e p o r t s i n c l u d e d i n t h i s summary were f i l e d w i t h t h e Board of Governors of t h e F e d e r a l Reserve System d u r i n g t h e p e r i o d from September 1 1 , 1980 to October 1 0 , 1980 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page 0 1-3 BANK REPORTING PERSON # INDIRECT ACCOUNT AGGREGATE TRANSACTIONS E £ | Bought o r Sold o r H DATE 5 8 »T) H Otherwise Otherwise MONTH-END OF | TRANSACTION 03 § A c q u i r e d Disposed of OWNERSHIP THE BANK OF AMELIA ( V i r g i n i a ) s D 9-17-80 P a t r i c k M. Lloyd D 8-13-80 John Rowntree D 8- 1-80 John S t u r g i s D 8- 1-80 Robert Wenke OD 8- 1-80 OD 9-16-80 Hubert J . Hoff D 9-12-80 W. F . Hudgins, J r . D 9-12-80 John M. Lee 200 2 600 315 BANK OF BURLINGTON (Wisconsin) # # #A 2 95 402 434 100 400 350 100 1,100 1,000 100 274 16 1,650 6,361 80 9,488 6,710 80 3,956 4,699 2 2 2 BANK OF SUFFOLK ( V i r g i n i a ) G. P h i l Jackson BANK OF VIRGINIA BEACH ( V i r g i n i a ) # e - 2 2 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK 2- 9-12-80 2 AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise MONTH-END A c q u i r e d Disposed of OWNERSHIP BANK OF VIRGINIA BEACH ( C o n ' t ) C. Roger Malbon CD Owen B. P i c k e t t D 9-12-80 602 10,064 83 10,080 4,699 80 2 CAPE COD BANK AND TRUST COMPANY (Hyannis, M a s s a c h u s e t t s ) Burton A. Rice 2 100 463 1,225 7-24-80 8-21-80 7-24-80 2 20 130 50 2,303 533 D 8 - 7-80 2 D 8 -2 7 -8 0 D 9/80 CITIZENS BANK AND TRUST COMPANY (Blackstdne, Virginia) J . Duncan G a r r e t t D CITIZENS COMMERCIAL & SAVINGS BANK ( F l i n t , Michigan) George H. Kossaras 100 1,650 CHEMUNG CANAL TRUST COMPANY ( E l m i r a , New York) Robert E. Dalrymple 325 5,500 2 7,200 11,666 7,200 2 400 4,000 12,000 15,000 33,066 48,066 COLUMBIA PACIFIC BANK & TRUST CO. ( P o r t l a n d , Oregon) James Carr Moran 0D 7-24-80 OOOO 00 00 00 CO 1 1 1 1 r-jtH H 1 1 1 1 t- f-CO CO Lawrence L. Rennett D FR 671 -3: REPORTING PERSON INDIRECT ACCOUNT 1 DATE 1 OF 0 TRANSACTION hd TRANSACTION AND ' OWNERSHIP SYMBOL; BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwi se Otherwise MONTH-END A c q u i r e d Disposed of OWNERSHIP THE COMMUNITY BANK ( P e t e r s b u r g , V i r g i n i a ) 8,050 500 A l l a n S. Bloom D 7-24-80 Morton B. Spero D 8 - 6-80 8 -1 2 -8 0 Edward W, Whitlow D 6-25-80 20a 4,250 0 - 8-27-8O 68 2,583 246 7,400 3,520 850 200 13,425 FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA (Lodi) Harry C. Schumacher FIRST BANK OF COLONIA (New J e r s e y ) OD 9-22-80 J . E. Smith 0 9—16—80 200 4,481 Mack H. Wooldridge D 9-11-80 1,000 3,526 D 9-12-80 144 1,618 D 8-15-80 340 5,189 D 8 -1 2 -8 0 550 963 10,276 D 9 — 2—80 423 1,944 Samuel Kuna 2 THE FIRST STATE BANK ( A b i l e n e , Texas) THE LORAIN COUNTY SAVINGS & TRUST CO. ( E l y r i a , Ohio) Robert N. Fauver THE OBERLIN SAVINGS BANK COMPANY (Ohio) A r t h u r H. C l a r k PEOPLES BANK OF DANVILLE ( V i r g i n i a ) George B. Buchanan, J r . 2 PEOPLES BANK OF HANOVER COUNTY (Mechanicsville, Virginia) William Samuel P e r k i n s « FR 6 ? 1 -11 AGGREGATE TRANSACTIONS Bought or Sold or DATE H Otherwise Otherwise MONTH-END) OF TRANSACTION ra § A c q u i r e d Disposed of OWNERSHIP. BANK IE REPORTING PERSON INDIRECT ACCOUNT 8 THE SCHENECTADY TRUST COMPANY (New York) ' John S. M o r r i s William H. M i l t o n , I I I 1 s D 8-20-80 8-21-80 100 l GD 9- 8-80 200 ill 1,025 304 868 • OD Harry E. Whittingham, J r . C; - 8 - 4-80 8-20-80 8-21-80 8 -2 1 -8 0 2 100 139 36 1,625 393 100 6,4oo THE SYLVANIA SAVINGS BANK COMPANY (Ohio) Ronald I . Dennis 8 -1 3 -8 0 UNITED COUNTIES TRUST COMPANY ( E l i z a b e t h , New J e r s e y ) Thomas J . Gilmour, J r . , M.D. 8- 1-80 2,000 23,716 427 3-21-80 1,200 5,475 575 VALLEY RANK OF NEVADA (Las Vegas) Richard A. 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