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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. G. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 September 1977 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution " E " - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. % # TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from September 11, 1977 to # October 10, 1977 IMPORTANT - See Guide to Symbols on preceding page BANK REPORTING PERSON INDIRECT ACCOUNT 5 T3 DATE OF TRANSACTION e TRANSACTION AND OWNERSHIP SYMB01 0 £ E 1 AGGIREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) James R. Burroughs OD 9-22-77 D 9- 2-77 e 2 519 20,600 24,131 500 32,000 100 1,130 1,450 1,228 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last •THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Alexander K. Phillips D 9-13-77 e 2 3 FIRST COMMERCIAL R A M (Arlington, Virginia) Lawrence D. Wasko D # 50 300 9- 6-77 9-23-77 550 PIEDMONT TRUST BANK (Martinsville, Virginia) J. Clyde Hooker, Jr. D e Aug. 77 9-23-77 2 2 1,240 500 8,000 1,740 SAVANNAH BANK AND TRUST COMPANY (Georgia) ^ Wesley Espy D 8-16-77 100 1,420 -2- FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT I DATE OF TRANSACTION 11 CO § AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP < UNION TRUST CO OF WILDWOOD (New Jersey) James A. Byrne William W. Griest Kaj T. Johansen D 8-23-77 64 268 OD 8-23-77 64 454 D 8-23-77 62 20 2,050 50 50 184 232 2 C. Donald Little 2 8-23-77 2 54 OJ CO D 8- 5-77 airo John H. McGarry 0 Charles B. Middleton D 8-23-77 64 5,594 Howard W. Mitchell D 8-23-77 64 5,929 Hopwood Mullen D 8-23-77 28 8,350 244 33 1,257 2,156 20 130 348 112 4,050 5,454 103 403 2 William L. Rice D 8-23-77 2 William M. Russell 0 8-16-77 2 Robert J. Scully, Sr. D 8-23-77 2 Jerome A. Spatz Palmer M. Way, Jr. D 8-23-77 OD 8-23-77 64 2 Olin S. Woolson D 8-23-77 8,491 10,858 64 2 1 4,691 1 2,200 1 ^ FR 6?1 REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION • TRANSACTION AND OWNERSHIP SYMBOL BANK RELATIONSHIP # AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) * a Robert J. Bauer D Janice H. Levin B John A. McManus D 8-25-77 2 3,522 22,506 61,537 8-30-77 2 197 176,813 6-13-77 6-15-77 2 2 2,137 4oo 3,181 3,814 UNITED STATES TRUST COMPANY OF NEW YORK ^(New York City) Bonus Plan T 8-25-77 8-31-77 1,346 368 D 8- 2-77 8-23-77 8-30-77 9- 6-77 125 8 112 219 125 7 113 219 212,537 93 3,931 - 96,709 VALLEY BANK OF NEVADA *(Las Vegas) Jerome D. Mack # 8- 2-77 8-23-77 8-30-77 9- 6 - 7 7 2 2 2 2 59,420 WYANDOTTE SAVINGS BANK f(Michigan) Joseph L. Cahalan D • # 1 9- 9-77
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