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FEDERAL E S g V E 8©ARB OCT 1 6 1974 G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, O f f i c e r s , and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the S e c u r i t i e s Exchange Act of 1934 September 1974 EXPLANATORY NOTE Information i n t h i s Summary has been drawn from reports on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , f i l e d with the Board of Governors of the Federal Reserve System. In the i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits reported data with respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s aggregating l e s s than 50 shares during the month f o r which the report i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s . The under- l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s information i s in no sense a r e p r e s e n t a t i o n that i t i s correct or complete. On the f o l l o w i n g pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of t h e d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r o r p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more t h a n 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - V o t i n g t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y b o a r d or h o n o r a r y d i r e c t o r CHARACTER OF TRANSACTION No symbol - P u r c h a s e o r S a l e "B" - Bequest o r I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange o r C o n v e r s i o n "F" - E x e r c i s e of r i g h t s "G" - G i f t " S " - Stock d i v i d e n d o r s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . " 1 " - S e c u r i t i e s a r e d i r e c t l y h e l d , b u t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 2 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , o r o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of t h e intermediary. " 3 " - Same a s i n " 2 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 4 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g comoany, p a r t n e r s h i p , t r u s t , o r o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of t h e r e p o r t e r . "5" - Same as " 4 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - H o l d i n g s as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP R e p o r t s i n c l u d e d i n t h i s summary were f i l e d w i t h t h e Board of G o v e r n o r s of t h e F e d e r a l R e s e r v e System d u r i n g t h e p e r i o d from September 11, 1974 to O c t o b e r 10, 19 74 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Sold o r MONTH-END Otherwise Otherwise A c q u i r e d Disposed of OWNERSHIP COLONIAL BANK (New O r l e a n s , Louisiana) F . Pat Quinn, J r . D 6-14-74 8- 1-74 9- 3 - 7 4 365 127 100 6,587 THE COMMERCIAL BANK & SAVINGS COMPANY ( F o s t o r i a , Ohio) S. Lowell Graves D 8-30-74 100 100 246 COMMERCIAL TRUST COMPANY OF NEW JERSEY ( J e r s e y C i t y ) Marston Ames D 9-17-74 2 67 33 1,267 676 A l f r e d H. Hauser D 9- 6-74 3,379 8,383 Horace K. Roberson D 9-12-74 125 1,700 OD 9-19-74 175 100 700 100 Robert Swanson 2 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) C. A. C o v i n g t o n , J r . D 8-21-74 100 316 A l e x a n d e r K. P h i l l i p s D 6-11-74 106 782 OD 8-19-74 50 1,180 534 R. D. Rowland 3 - INDIRECT ACCOUNT DATE OF TRANSACTION - / TRANSACTION AND OWNERSHIP SYMBOL; REPORTING PERSON RELATIONSHIP BANK 2 # AGGREGATE TRANSACTIONS Bought o r Otherwise Acquired Sold o r Otherwise D i s p o s e d of MONTH-END OWNERSHIP e THE FIFTH THIRD BANK ( C i n c i n n a t i , Ohio) Louis R. F i o r e D 6-27-74 D 9-26-74 275 200 THE HARTER BANK & TRUST COMPANY (Canton, Ohio) Donald J . Renkert 1,100 3,410 # HEMPSTEAD BANK (Garden C i t y , New York) Mead W. S t o n e * • D 7-18-74 7-10-74 7-25-74 2 2 100 200 100 1,127 200 320 500 300 1,000 300 175 175 100 1,815 809 794 % *Amended W i l l i a m H. VanTuyl D 8-19-74 C o l t o n P. Wagner D 8-30-74 0 9-27-74 2 • THE LORAIN COUNTY SAVINGS & TRUST CO. ( E l y r i a , Ohio) " Robert T. Bowman E a r l J . Fauver OD C. B. Smythe OD 9-27-74 V. L. Walsh OD 9-27-74 9-27-74 2 100 2,665 41 100 2,286 200 114 1,870 2 # # THE LOUISVILLE TRUST COMPANY (Kentucky) D. Paul A l a g i a , J r . D 8-12-74 2 • # - 3- # BANK REPORTING PERSON # 'ig § 2 5S Crt w > S 3 t-ti H tz> § 3 INDIRECT ACCOUNT E 1 s T) DATE OF TRANSACTION tid Z AGGREGATE TRANSACTIONS Bought o r Otherwise Acquired Sold o r Otherwise D i s p o s e d of MONTH-END OWNERSHIP MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS ( M i s s o u r i ) # F r e d Weber, J r . D 9-16-74 9-23-74 D 8-14-74 D 8 - 7-74 403 2,792 6,189 THE OBERLIN SAVINGS BANK COMPANY (Ohio) Henry Makruski e 135 2 2,090 716 THE OHIO CITIZENS TRUST COMPANY (Toledo) # W i l l i s F . Day, I I I 9-27-74 2 2 55 200 100 1,924 2,475 SOUTHWEST BANK OF ST. LOUIS (Missouri) # • Edward C. B e r r a OD 9-13-74 159 4,072 F r e d A. Giacoma, S r . OD 9- 9-74 100 7,723 62 450 THE STATE BANK OF NORTH JERSEY (Pine Brook) Howard E. Rasmussen D 10- 4 - 7 4 TRUST COMPANY OF GEORGIA ( A t l a n t a ) # # Bradley Currey, J r . 2,000 4-15-74 5-20-74 7-15-74 9- 3 - 7 4 Wadley R. Glenn D 9-24-74 James B. W i l l i a m s D 9-17-74 # OD 3 3 3 3 1 100 1 31 3,562 1,000 70,260 200 100 1,000 356 3 2 31 -4- H 93 CC cn > S 3 t-ti H BANK DATE OF k; TRANSACTION 2 o REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION BANK & TRUST CO. (Montgomery, Alabama) Samuel L. S c h l o s s D 7-17-74 1,100 145 344 9-24-74 9-30-74 324 54 61,282 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) Bonus P l a n WYANDOTTE SAVINGS BANK (Michigan) Joseph Gorno, S r . 9-12-74 9-19-74 W. Hugh W i l l i a m s 9 - 5-74 153 125 3,121 100 1,025 2,500
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