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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 September 1972 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities,11 filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete• On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions !'B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion r,F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2,*' except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from September 11, 1972 to October 10, 1972 IMPORTANT - See Guide to Symbols on preceding page BANK REPORTING PERSON 525 C /i SC 1-4 •d INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 S t"1 5 W o AGG REGATE TRANS ACTIONS Bought or Sold or MONTH-END Otherwise Othe rwise Acquired Disposed of OWNERSHIP ANN ARBOR BANK (Michigan) J. Gordon McDonald D 7-14-72 7-14-72 2 281 123 2,000 1,130 BANK OF SMITHTOWN (New York) Attmore Robinson, Jr. D 7- 1-72 711-72 831-72 2 7- 1-72 189 88 3,624 1,854 150 4,074 200 150 CHEMUNG CANAL TRUST COMPANY (Elmira. New York) Robert E. Dalrymple D 8-17-72 A. I. Fidelman D 8-28-72 D 8-10-72 D 9- 8-72 7- 7-72 300 2,000 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last 500 19,000 31 200 19,470 6,522 950 1,950 COUNTY TRUST COMPANY (Tenafly, New Jersey) Benjamin Casser 2 THE FIFTH THIRD BANK (Cincinnati, Ohio) Donald G. Pepper 0 9-21-72 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIRST BANK OF COLONIA (New Jerst y ) Lawrence W. Suit OD 8-28-72 200 2,459 4,000 5,333 9,738 GENESEE MERCHANTS BANK & TRUST CO. (Flint, Michigan) Russell S. Bishop, III M. Harry Piper George L, Whyel D 0 D Aug. 72 2 8-11-72 8-10-72 8-29-72 2 2 8-29-72 1,000 310 150 300 1,010 120 3,300 383 52 646 110 200 1,299 2 MOUNTAIN TRUST BANK (Roanoke, Virginia) Henry M. Hart D 8-18-72 2 OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Michigan) Philip W. Buchen D 8-26-72 D 8-24-72 THE OHIO CITIZENS TRUST COMPANY (Toledo) Kenneth G. Herrick 151 150 151 9-15-72 9-20-72 9-29-72 5 100 10 58,615 8- 9-72 58 151 2 SEARS BANK & TRUST COMPANY (Chicago, Illinois) Profit Sharing Plan B SOUTHWEST BANK OF ST. LOUIS (Missouri) I. A. Long OD 3 8,995 12,524 -3- REPORTING PERSON RELATIONSHIP BANK INDIRECT ACCOUNT m ~ Zfi Ul £• ■VC Cl M H m c in z DATE OF k TRANSACTION K z o c r* AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Ot he rwise Disposed of MONTH-END OWNERSHIP SOUTHWEST BANK OF ST„ LOUIS (Con’t) Leopold Oldani D 9-19-72 268 5,091 UNION BANK & TRUST CO. (Montgomery. Alabama) Mark W. Johnston OD 2,700 8-14-72 8-25-72 2 2 4- 3-72 4- 3-72 8-10-72 8-28-72 2 2 2 25 92 33 21,772 8- 3-72 2 300 17,870 32,694 7-13-72 2 50 10 2,280 105 18,616 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Raymond W. Bauer Robert J. Bauer Janiee H. Levin 0 D B 160 2,768 142,873 Spencer M. Overton 0 8- 4-72 400 810 Mary E. Tierney O 5-17-72 97 300 T 8-28-72 8-30-72 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Flan 76 19 T Frederick A» 0. Schwarz 32,644 1,000 9-12-72 9-13-72 2 2 200 400 8- 9-72 8-23-72 2 2 20 25 600 VALLEY BANK OF NEVADA {Las Vegas ) Jerome D. Mack OD 35,138 178,250 -4 - tttt AGGREGATE TRAN 5ACTIONS BANK na M DATE o z OF TRANSACTION REPORTING PERSON INDIRECT ACCOUNT Bought or Otherwise Acquired Sold or Othcrwise Disposed of MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Con’t) E. Parry Thomas OD 8- 8-72 8-21-72 20 122,505 25 WARREN BANK (Michigan) Michael Hand D 8- 4-72 Frederick Kassab D 1-14-72 8- 4-72 1-14-72 Capital Notes 200 - 0- 166 200 33,330 $3,000 $551,800