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G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington,D. C. 20551

Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s ,
O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks




a s R e p o r t e d P u r s u a n t t o S e c t i o n 1 6 ( a ) of t h e
S e c u r i t i e s Exchange Act of 1934

October 1979

EXPLANATORY NOTE
Information i n t h i s Summary has been drawn from reports on
Form F-8, "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s ,
f i l e d with the Board of Governors of the Federal Reserve System.

In

the i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits reported data with
respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s
aggregating l e s s than 50 shares during the month f o r which the report
i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s .

The under-

l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s ,
Washington, D. C.

P u b l i c a t i o n of t h i s information i s in no sense a

r e p r e s e n t a t i o n that i t i s correct or complete.
On the f o l l o w i n g pages, the name of the bank i s followed by
the name of the person reporting and h i s r e l a t i o n s h i p t o the bank.
Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common
stock.

Any i n d i r e c t i n t e r e s t (through holding companies, partnerships,

t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t .
Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a
purchase or s a l e , and the nature of ownership, i f other than d i r e c t
(see "Guide t o Symbols").




GUIDE TO SYMBOLS
Reference to t h e s e symbols i s e s s e n t i a l for a f u l l
and a c c u r a t e interpre6afcio4 ? bf!.-.rhe':-data r e p o r t e d

RELATIONSHIP
"0" - O f f i c e r
"D" - D i r e c t o r or p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s
"B" - B e n e f i c i a l owner of more than 10 per c e n t of any r e g i s t e r e d
e q u i t y s e c u r i t y of t h e bank
'
'
"V" - Voting trustee
,
"XM - T r u s t e e
' *
"M" - Member of a d v i s o r y board or h o n o r a r y d i r e c t o r
CHARACTER OF. TRANSACTION
No symbol - P u r c h a s e or . S a l e
"B" - B e q u e s t or I n h e r i t a n c e
"C" - C o m p e n s a t i o n
"D" - D i s t r i b u t i o n
"EM - Exchange or C o n v e r s i o n
"F" - E x e r c i s e of r i g h t s
"G" - G i f t :
^
^
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP

^

^

-

No symbol - S e c u r i t i e s are b e n e f i c i a l l y owned d i r e c t l y .
M n
l
- S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any
a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s .
"2" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g
company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s
r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of the
„ intermediary.
M M
3 - Same as i n " 2 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n
t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s .
"4" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g
company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s
r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r .
"5" - Same as " 4 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t
he i s the b e n e f i c i a l owner of t h e s e c u r i t i e s .
MONTH-END OWNERSHIP
"PR" - H o l d i n g s as p r e v i o u s l y r e p o r t e d .




TRANSACTIONS AND MONTH-END OWNERSHIP
R e p o r t s i n c l u d e d i n t h i s summary we re f i l e d w i t h t h e Board of G o v e r n o r s of the
F e d e r a l R e s e r v e System d u r i n g t h e p e r i o d from
O c t o b e r 1 1 , 1979 t o

November 1 0 , 1979

IMPORTANT - See Guide t o Symbols on p r e c e d i n g page

BANK

a
w

REPORTING PERSON

33
M
TJ

INDIRECT ACCOUNT
BANK OF SMITHTOWN (New York)

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMB01
OWNERSHIP SYMB01

8
>

AGGREGATE
TRANSACTIONS
Bought or Sold o r
Otherwise Otherwise
MONTH-END
A c q u i r e d D i s p o s e d of OWNERSHIP

•

F r a n k Rad.au

CD

1

10-11-79
2

73

16,897
446

BANK OF VIRGINIA BEACH ( V i r g i n i a '
C h a r l e s W. Cashman, J r .

D
9-11-79

W i l l i a m G. N e e l y




109

446
3,024

2

109

5,270
4,272

2

109;

2

109

4,682
3,111

2

109 i

379
6,275

9-11-79

W. R. Malbon, J r .

2

9-U-79.

C. Roger Malbon

2,180
4,092

9-11-79

Thomas C. Kyrus

109

9-11-79

W. F . H u d g i n s , J r .

2

9-H-79

H u b e r t J . Hoff

3,291
3,002

9-11-79

J . Burton H a r r i s o n , J r .

.

109

9-H-79

Roy L. DeHart

2

2

109 5

9-11-79

2

109

D
0
D
D
D
OD
D
0

: 2,725
3,002

. ; 933
8,673
426
3,002

- 2 -

FR 6 7 1
BANK
REPORTING PERSON
INDIRECT ACCOUNT

iH

§
E
H

DATE
OF
TRANSACTION

AGGREGATE
TRANSACTIONS
W en
C3
/
Sold or
5 8 Bought o r
hj H O t h e r w i s e
Otherwise
02 § A c q u i r e s
D i s p o s e d of

MONTH-END
OWNERSHIP

BANK OF VIRGINIA BEACH
(Con't)
J . C u r t i s Payne

D
9-11-79

1,632
3,002

2

109

3,270
3,002

9-H-79

2

109

6,550
3,439

8-27-79

Frank T. W i l l i a m s

109

9-11-79

Owen B. P i c k e t t

2

2

100

450
1,168

2

54
54

2,766
9,262

2

100

1,714
657

D
D

CAPE COD BANK AND TRUST
COMPANY ( H y a n n i s , Massachu s e t t s )
A r t h u r M. Handy

D

CENTRAL BANK
(Monroe, L o u i s i a n a )
James W. Wade, M.D.

D

10-19-79

THE CITY BANK COMPANY
( L o r a i n , Ohio)
Edward J . G r o s s

D
10-30-79

David L. H e r z e r

D

200

252
584

200

1,874
2,643

400

4,363
184

900

10-30-79

5,631
516

2
R o b e r t J . Lasco

D

10-31-79
2

Martin J . M a r i o t t i
B i l l y S. Rowland




D;

10-31-79

D

10-31-79

2
2

3-

FR 671

REPORTING PERSON
INDIRECT ACCOUNT

1
1

DATE
OF
TRANSACTION

D

9-20-79

TRANSACTION AND
OWNERSHIP SYMBOL

BANK

AGGREGATE
TRANSACTIONS
Bought o r
S o l d or
Otherwise
Otherwise
Acquires
D i s p o s e d of

MONTH-END
OWNERSHIP

COMMERCIAL TRUST COMPANY
OF NEW JERSEY
(Jersey City)
Marston Ames

100
100

2

DEARBORN BANK AND TRUST
COMPANY ( M i c h i g a n )
W i l b e r M. B r u q k e r , J r .

1,600
1,800

;
D : 9-24-79

3,981

3,571

THE FIRST STATE ;BANK
(Abilene, Texas)

>

Harvey Baker
C h a r l e s P . Couch

D

• 300

8,043

750

D : 10-26-79

36,410

10-22-79

INDEPENDENT BANK AND
TRUST COMPANY
(West T r e n t o n , New J e r s e y )
W i l l i a m A. B l a c k w e l l
P h i l i p C. S c o z z a r i

D
D

1,145

10-11-79

2

1,000

4,828

• 10-11-79

2

1,770

2,577
18,313

THE LORAIN COUNTY
SAVINGS & TRUST ; COMPANY
( E l y r i a , Ohio) ;
Roy E. Hayes

D

10- 9-79
10-20-79 -

2

200
200

;

5,024
200

THE SYLVANIA SAVINGS
BANK COMPANY (Ohio)
R o b e r t W. Browning




D • IO-23-79 :

198

1,552

-4-

FR 671

REPORTING PERSON
INDIRECT ACCOUNT

S
1
hj

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

BANK

AGGREGATE
TRANSACTIONS
Bought o r
Sold or
Otherwise
Otherwise
Acquires
D i s p o s e d of

MONTH-END
OWNERSHIP

UNION BANK & TRUST CO.
(Montgomery, Alabama)
R o b e r t F . Henry




D

9-12-79

2

100

2,736
304