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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks a s R e p o r t e d P u r s u a n t t o S e c t i o n 1 6 ( a ) of t h e S e c u r i t i e s Exchange Act of 1934 October 1979 EXPLANATORY NOTE Information i n t h i s Summary has been drawn from reports on Form F-8, "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , f i l e d with the Board of Governors of the Federal Reserve System. In the i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits reported data with respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s aggregating l e s s than 50 shares during the month f o r which the report i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s . The under- l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s information i s in no sense a r e p r e s e n t a t i o n that i t i s correct or complete. On the f o l l o w i n g pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS Reference to t h e s e symbols i s e s s e n t i a l for a f u l l and a c c u r a t e interpre6afcio4 ? bf!.-.rhe':-data r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more than 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank ' ' "V" - Voting trustee , "XM - T r u s t e e ' * "M" - Member of a d v i s o r y board or h o n o r a r y d i r e c t o r CHARACTER OF. TRANSACTION No symbol - P u r c h a s e or . S a l e "B" - B e q u e s t or I n h e r i t a n c e "C" - C o m p e n s a t i o n "D" - D i s t r i b u t i o n "EM - Exchange or C o n v e r s i o n "F" - E x e r c i s e of r i g h t s "G" - G i f t : ^ ^ "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP ^ ^ - No symbol - S e c u r i t i e s are b e n e f i c i a l l y owned d i r e c t l y . M n l - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "2" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of the „ intermediary. M M 3 - Same as i n " 2 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "4" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as " 4 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s the b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - H o l d i n g s as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP R e p o r t s i n c l u d e d i n t h i s summary we re f i l e d w i t h t h e Board of G o v e r n o r s of the F e d e r a l R e s e r v e System d u r i n g t h e p e r i o d from O c t o b e r 1 1 , 1979 t o November 1 0 , 1979 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page BANK a w REPORTING PERSON 33 M TJ INDIRECT ACCOUNT BANK OF SMITHTOWN (New York) DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 8 > AGGREGATE TRANSACTIONS Bought or Sold o r Otherwise Otherwise MONTH-END A c q u i r e d D i s p o s e d of OWNERSHIP • F r a n k Rad.au CD 1 10-11-79 2 73 16,897 446 BANK OF VIRGINIA BEACH ( V i r g i n i a ' C h a r l e s W. Cashman, J r . Roy L. DeHart J . Burton H a r r i s o n , J r . H u b e r t J . Hoff W. F . H u d g i n s , J r . Thomas C. Kyrus C. Roger Malbon W. R. Malbon, J r . W i l l i a m G. N e e l y D . 9-11-79 2 109 3,291 3,002 9-H-79 2 109 2,180 4,092 9-11-79 2 109 446 3,024 9-H-79 2 109 5,270 4,272 9-11-79 2 109; 9-11-79 2 109 4,682 3,111 9-U-79. 2 109 i 379 6,275 9-11-79 2 109 5 9-11-79 2 109 D 0 D D D OD D 0 : 2,725 3,002 . ; 933 8,673 426 3,002 - 2 - FR 6 7 1 BANK REPORTING PERSON INDIRECT ACCOUNT iH § E H DATE OF TRANSACTION AGGREGATE TRANSACTIONS W en C/3 Sold or 5 8 Bought o r hj H O t h e r w i s e Otherwise 02 § A c q u i r e s D i s p o s e d of MONTH-END OWNERSHIP BANK OF VIRGINIA BEACH (Con't) J . C u r t i s Payne Owen B. P i c k e t t Frank T. W i l l i a m s D 9-11-79 2 109 1,632 3,002 9-11-79 2 109 3,270 3,002 9-H-79 2 109 6,550 3,439 8-27-79 2 100 450 1,168 2 54 54 2,766 9,262 2 100 1,714 657 D D CAPE COD BANK AND TRUST COMPANY ( H y a n n i s , Massachu s e t t s ) A r t h u r M. Handy D CENTRAL BANK (Monroe, L o u i s i a n a ) James W. Wade, M.D. D 10-19-79 THE CITY BANK COMPANY ( L o r a i n , Ohio) Edward J . G r o s s D 10-30-79 David L. H e r z e r D 10-30-79 200 252 584 200 1,874 2,643 400 4,363 184 900 5,631 516 2 R o b e r t J . Lasco D 10-31-79 2 Martin J . M a r i o t t i B i l l y S. Rowland D; 10-31-79 D 10-31-79 2 2 3- FR 671 REPORTING PERSON INDIRECT ACCOUNT 1 1 DATE OF TRANSACTION D 9-20-79 TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Bought o r S o l d or Otherwise Otherwise Acquires D i s p o s e d of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Marston Ames 100 100 2 DEARBORN BANK AND TRUST COMPANY ( M i c h i g a n ) W i l b e r M. B r u q k e r , J r . 1,600 1,800 ; D : 9-24-79 3,981 3,571 THE FIRST STATE ;BANK (Abilene, Texas) > Harvey Baker D : 10-26-79 C h a r l e s P . Couch D • 300 8,043 750 36,410 10-22-79 INDEPENDENT BANK AND TRUST COMPANY (West T r e n t o n , New J e r s e y ) W i l l i a m A. B l a c k w e l l P h i l i p C. S c o z z a r i D D 1,145 10-11-79 2 1,000 4,828 • 10-11-79 2 1,770 2,577 18,313 THE LORAIN COUNTY SAVINGS & TRUST ; COMPANY ( E l y r i a , Ohio) ; Roy E. Hayes D 10- 9-79 10-20-79 - 2 200 200 ; 5,024 200 THE SYLVANIA SAVINGS BANK COMPANY (Ohio) R o b e r t W. Browning D • IO-23-79 : 198 1,552 -4- FR 671 REPORTING PERSON INDIRECT ACCOUNT S 1 hj DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Bought o r Sold or Otherwise Otherwise Acquires D i s p o s e d of MONTH-END OWNERSHIP UNION BANK & TRUST CO. (Montgomery, Alabama) R o b e r t F . Henry D 9-12-79 2 100 2,736 304
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