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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 October 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities* "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from October 11, 1974 to November 10, 1974 IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT 1 8 CO TRANSACTION AND OWNERSHIP SYMBOi BANK 5 TJ DATE OF TRANSACTION D 10-11-74 AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF SMITHTOWN (New York) Maude H. Bach 2 750 19,486 1,838 80 1,000 80 BEAVER TRUST COMPANY (Pennsylvam a) James W. Gordon D 8- 8-74 Paul W. Andrews 0D 10-21-74 500 5,298 Jerry L. Splawn D 8-30-74 10- 7-74 200 500 2,448 D 10- 7-74 D 9-17-74 D 10- 1-74 2 80 BURLINGTON BANK AND TRUST COMPANY (North Carolina) CENTRAL BANK (Monroe, Louisiana) T. H. Scott 2 616 616 4,260 7,774 CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) Myron Winegarden 2 139 123 277 11,753 2 4 65 19,290 11,150 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert L. Boyle -2- C~R~~ 11 P3 CO s 5 H BANK REPORTING PERSON INDIRECT ACCOUNT in > AGGREGATE TRANSACTIONS 33 C) H H h Bought or DATE o 35 e n tz; Otherwise M OF TJ Acquired TRANSACTION l a % OT Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Con't) Aaron Last 10- 1-74 10- 9-74 10-21-74 D 1,000 1,000 1,000 20,000 1,000 60,000 12,000 120 194 EWING BANK AND TRUST COMPANY (Trenton, New Jersey) or Robert David Carr 10-30-74 2 FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA (Lodi) D 7- 3-74 D 10-15-74 OD 9- 3-74 9-25-74 207 267 2,894 10-15-74 $1,000 132 $4,200 88 Casey Moore THE FIFTH THIRD BANK (Cincinnati, Ohio) Walter L. Lingle, Jr. 1,000 500 FIRST BANK OF COLONIA (New Jersey) Eugene J. Gosselin, M. D. THE HARTER BANK & TRUST COMPAN1 (Canton, Ohio) John M. Tapley Capital Notes ' 0 2 THE LORAIN COUNTY SAVINGS & TRUST CO. (Elyria, Ohio) R. W. Vandemark D 100 100 6-27-74 9-30-74 2 1,300 550 -3- H AGGREGATE # CA TRANSACTIONS U3 > = 3 hj H Bought or Sold or DATE O Cfi 2 Otherwise Otherwise OF S> Disposed of TRANSACTION 2 Acquired C BANK REPORTING PERSON INDIRECT ACCOUNT MONTH-END OWNERSHIP MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missouri) Fred Weber, Jr. 6,637 448 D 10- 3-74 D 9-30-74 165 0 10-10-74 67 51 OD 10- 4-74 67 1,477 D 10- 1-74 200 400 10-24-74 2,213 3,313 75 THE OBERLIN SAVINGS BANK COMPANY (Ohio) Henry Makruski 1,925 716 PIEDMONT TRUST BANK (Martinsville, Virginia) Thomas W. Turner -0-0- THE SAVINGS & TRUST COMPANY OF INDIANA (Pennsylvania) R. W. Fiscus SEARS BANK AND TRUST COMPANY (Chicago. Illinois) Hugh Bunten TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) James N. Rothschild TRUST COMPANY OF GEORGIA (Atlarta) Raymond A. Boyer J. M. Cheatham Wadley R. Glenn r 10-15-74 D 115 130 7-30-74 10- 7-74 25 1,827 200 4,000 610 70,460 200 -4- II §§ Is E1 s 3 BANK REPORTING PERSON INDIRECT ACCOUNT pa co cn > • AGGREGATE TRANSACTIONS DATE o Bought or Cfl 25 Otherwise OF hd Acquired TRANSACTION Sold or MONTH-END Otherwise Disposed of OWNERSHIP # TRUST COMPANY OF GEORGIA (Con't ) William J. Ivey 0 10- 9-74 William C. Wardlaw D 10-15-74 560 2 2 3 -0288 23,134 3,452 1,000 265 UNION BANK & TRUST COMPANY (Montgomery, Alabama) H. 0. Davis Robbins Taylor # D D 9- 4-74 9-12-74 2 100 100 7,294 150 606 9- 3-74 9-12-74 9-20-74 2 2 2 94 200 100 * 2,482 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) 1 2,490 8,085 Howard A. Roberts D John K. P. Stone, Jr. D 9-12-74 Hoyt Ammidon T 10-11-74 600 2,140 J. Sinclair Armstrong 0 10-25-74 85 800 100 200 100 9-17-74 3 7,320 7,320 100 3 2,521 115 t UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Edwin A. Heard OT 10-11-74 3 | 1 t
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