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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193*+ November 1981 GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer . "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" "G" "S" "X" - Exercise of rights - Gift - Stock dividend or stock split - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly.^ "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. " V - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The underlying reports may be inspected at the Federal Reserve Board offices, Washington, B.C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). #' TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from November 11, I98I to December 10, I98I IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT I H 1 TRANSACTION AND OWNERSHIP SYMBOL BANK DATE ; OF TRANSACTION AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise Disposed of Acquired MONTH-END OWNERSHIP BANK OF BURLINGTON (Wisconsin) 401 52 0 10-26-81 OD 11-25-81 D 11-2-81 Michael Adray D 6-2-81 7-13-81 56 180 8,975 John E. Demmer D 6-10-81 9-16-81 100 663 994 J. Ralph Wagner D 4-10-81 200 3,287 Eugene J. Weaver DD 7-31-81 8-10-81 9-11-81 9-15-81 9-21-81 11-3-81 James R. Bauman 2 51 CENTRAL BANK (Louisiana) James A. Altick 2 58 2,380 1,679 50 3,450 600 COMMERCIAL TRUST COMPANY OF NEW JERSEY (New Jersey) Marston Ames 2 DEARBORN BANK & TRUST CO. (Michigan) 100 200 60 75 200 115 1 1,028 r FR 671 -2- p AGGREGATE TRANSACTIONS DATE Bought or Sold or hj H Otherwise Otherwise MONTH-END OF TRANSACTION Ui § Acquired Disposed of OWNERSHIP BANK REPORTING PERSON INDIRECT ACCOUNT 9 DOLLAR SAVINGS & TRUST CO. (Ohio) D.W. McGowan OD 11-2-81 11-24-81 14 50 1,800 11-23-81 750 1,352 2,350 James E. Podesta 10-23-81 100 205 H.C. Schumacher 10-12-81 97 2,779 D 11-10-81 100 4,884 OD 11-10-81 300 2,619 0 10-23-81 100 3,400 Aura J. Wheeler 100 100 FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA (California) GATEWAY STATE BANK (New York) Anthony Catania Merton Corn John Lagana, Jr. 1,000 Dominick A. Suppo D Allan Weissglass D 11-10-81 100 833 11-10-81 300 11,438 2,020- -3" FR 671 REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP HERITAGE BANK & TRUST Virginia D Guy R. Beale, Jr. 7-28-81 7-28-81 8-02-81 9-15-81 9-18-81 10-01-81 10-08-81 10-08-81 10-13-81 11-03-81 11-03-81 2 tt T! t! 420 110 110 170 20 77 53 99 50 110 350 4,260 1,137 THE SCHENECTADY TRUST CO. (New York) Bernard J. King D William H. Milton, III OD 10-29-81 10-29-81 100 685 100 1,244 1,172 3 Anthony M. Salerno D Edwin 0. Salisbury THE SYLVANIA SAVINGS BANK COMPANY io-i4-8i 10-16-81 10-28-81 D 10-14-81 D 11-18-81 2 200 100 200 602 121 50 1,600 50 3,121 103 (Ohio) Norman E. Bischoff 2 THE UNION SAVINGS & TRUST CO. (Ohio) Albert Guarnieri III D 10-13-81 2 71 399 449 FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT -4- AGGREGATE TRANSACTIONS Bought or Sold or DATE hd H Otherwise Otherwise MONTH-END OF TRANSACTION co § Acquired Disposed of OWNERSHIP IE 8 UNITED COUNTIES TRUST CO. (New Jersey) Eugene H. Bauer OD 10-19-81 1,200 2,675 5,218 Raymond W. Bauer oq 10-19-81 10-19-81 1,000 500 27,728 32,368 Mary E. Tierney 0 10-19-81 200 1,096 < I
@FedFRASER