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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193^ November 1980 EXPLANATORY NOTE Information in this Summary has been drawn from, reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any direct interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "p" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from November 11, 1980 to December 10, 1980 IMPORTANT - See Guide to Symbols on preceding page BANK — E ? DATE 53 OF •d H O TRANSACTION]C § REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP CAPE COD BANK & TRUST COMPANY (Hyannis, Massachusetts) Joshua A. Nickerson, Jr. James H. Rice D 4-80 4-80 7-80 0 ) 11-80 2 2 50 112 350 175 2,163 100 776 375 THE CITY BANK COMPANY (Lorain, Ohio) Edward J. Gross 10-23-80 155 2,040 722 Norman R. Hura 10-23-80 155 675 Billy S. Rowland 10-23-80 156 7,358 628 John M. Oleyar 10-24-80 1,000 1,400 T. R. Pendergraft 10-10-80 833 1,433 oi) 10-10-80 837 33,903 COLUMBIA PACIFIC BANK & TRUST CO. (Portland, Oregon) Lawrence L. Rennett 15,000 PR 671 BANK REPORTING PERSON INDIRECT ACCOUNT -2^ 13 - 1 I AGGREGATE TRANSACTIONS Sold or DATE 3 8 Bought or hj H Otherwise Otherwise MONTH-END OF m § Acquired Disposed of OWNERSHIP h TRANSACTION d COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert L. Boyle D 2 6 117 20,083 13,397 102 10-13-80 182 FARMERS & MERCHANTS STATE BANK (Fredericksburg, Virginia) Gene F. Pauley 0 11-20-80 THE LORAIN COUNTY SAVINGS & TRUST CO. (Elyria, Ohio) Roy E. Hayes D ll-lU-80 2 200 5,275 1,245 10—30—80 2 3,619 2,336 6,661 10-16-80 2 200 392 894 THE MAPEEWOOD BANK AND TRUST COMPANY (New Jersey) Eustace Anselmi D Stephen Y. Ronnie D THE MERCHANTS BANK OF NEW YORK (New York City) D 10-27-80 Herbert J. Billington OD 10-30-80 Raymond D. Campbell CD 10-30-80 Harrison L. Comstock OD 10-30-80 Royce M. Jennings OD 10-30-80 Charles J. Baum 2 1,623 727 173 THE OBERLIN SAVINGS BANK COMPANY (Ohio) 2 751 119 510 294 81 2 2 208 <M CM 119 2,493 805 FR 6?1 -3- BANK DATE OF TRANSACTION REPORTING PERSON INDIRECT ACCOUNT El CO B AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP THE SCHENECTADY TRUST COMPANY (New York) Robert A. McCormick 11- 7-80 100 3U0 10—10—80 100 100 3,583 515 10-27-80 247 727 3,421 10-27-80 CD 200 368 UNION BANK & TRUST CO, (Montgomery, Alabama) Robert F. Henry, Sr. Robbins Taylor OD Harry J. Till THE UNION SAVINGS & TRUST COMPANY (Warren, Ohio) Howard E. Kaighin 80 D 7-17-80 3- 2-79 2 3 3,085 279 756 1,474 12- 2-77 2U0 1,750 1-31-80 8,000 146 8,000 UNITED CITIZENS BANK (Winston-Salem, North Carolina) Madeline McNames Frank J. Schilagi D 1,100
