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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks a s R e p o r t e d P u r s u a n t t o S e c t i o n 1 6 ( a ) of t h e S e c u r i t i e s Exchange Act of 1934 November 1975 EXPLANATORY NOTE I n f o r m a t i o n i n t h i s Summary has been drawn from r e p o r t s on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d w i t h t h e Board of Governors of t h e F e d e r a l Reserve System. In t h e i n t e r e s t of s i m p l i f i c a t i o n , t h e Summary omits r e p o r t e d d a t a w i t h r e s p e c t t o i n i t i a l h o l d i n g s ( r e p o r t e d on Form F - 7 ) , p u r c h a s e s and s a l e s a g g r e g a t i n g l e s s t h a n 50 s h a r e s d u r i n g t h e month f o r which t h e r e p o r t i s f i l e d , s t o c k s p l i t s , s t o c k d i v i d e n d s , r i g h t s , and g i f t s . The u n d e r - l y i n g r e p o r t s may be i n s p e c t e d a t t h e F e d e r a l Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s i n f o r m a t i o n i s i n no sense a r e p r e s e n t a t i o n t h a t i t i s c o r r e c t or complete. On the f o l l o w i n g pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of t h e d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more t h a n 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - V o t i n g t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y board o r h o n o r a r y d i r e c t o r @ ^ CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d o r s t o c k s p l i t "X" - E x e r c i s e of o p t i o n - * NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . " 1 " - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 2 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , o r o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. " 3 " - Same as i n " 2 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . " 4 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e PROPORTIONATE i n t e r e s t of the r e p o r t e r . " 5 " - same as " 4 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . # # % TRANSACTIONS AND MONTH-END OWNERSHIP R e p o r t s i n c l u d e d i n t h i s summary were f i l e d w i t h t h e Board of Governors of the F e d e r a l Reserve System d u r i n g t h e p e r i o d from November 10, 1975 t o December 11, 1975 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page BANK REPORTING PERSON INDIRECT ACCOUNT EH ยง cn B T) DATE OF TRANSACTION (TRANSACTION AND 1 OWNERSHIP SYMBO: G AGGREGATE TRANS.ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF MID-JERSEY (Bordentown) Erwin D. A p e l l D 10- 7-75 D 11-18-75 2 735 250 BANK OF SMITHTOWN (New York) Maude H. Bach 408 2 19,343 1,929 BURLINGTON BANK AND TRUST COMPANY (North C a r o l i n a ) C h a r l e s A. Benson DD 11-28-75 200 1,630 370 1,000 3,548 2 D a n i e l A. C. H a l l , J r . D 11- 7-75 CENTRAL BANK (Monroe, L o u i s i a n a ) T. H. S c o t t 4,260 D 11- 7-75 11-18-75 11-25-75 2 2 2 159 28 5 10,118 100 842 900 300 1,234 CITIZENS COMMERCIAL & SAVINGS BANK ( F l i n t , Michigan) C l a r e n c e B. Kimbrough D 11- 7-75 D 12- 2-75 COMMONWEALTH BANK AND TRUST COMPANY ( F a i r f a x , V i r g i n i a ) David E. Feldman 2 -2- AGGREGATE TRANSACTIONS BANK REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION Bought or Otherwise Acquired Sold or Otherwise Disposed of 11-18-75 375 16,000 75 220 MONTH-END OWNERSHIP EWING BANK AND TRUST COMPANY (Trenton, New J e r s e y ) Robert David Carr OD 62,500 UNION BANK AND SAVINGS COMPANY ( B e l l e v u e , Ohio) Lawrence R. F u l k 0 10-30-75 S. N. Woodard OD 10-30-75 3,000 3,924 11-26-75 714 142 304 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) William L. Crow 1 WYANDOTTE SAVINGS BANK (Michigan) John C. Kreger 11-10-75 500 5,175 32
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