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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 November 1973 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, scock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP ,!0" - Officer f,Dn - Director or person performing similar functions !,BM - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "Cu - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights nGn • Gift "S” - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. H2n - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in n2,M except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from November 11, 1973 to December 10, 1973 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB0 REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP CENTRAL BANK (Monroe, Louisiana) James W. Moore D 10-10-73 D 10- 1-73 10- 3-73 1,084 67 CITIZENS STATE BANK (Corpus Christi, Texas) L. L. Woodman, Jr. 68 98 247 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Alfred H. Hauser D 10-16-73 10-30-73 300 500 1,337 9,719 2 FIRST BANK OF COLONIA (New Jerse y) Martin J. Cocozza 0 10-11-73 Lawrence W. Suit OD 10-11-73 210 2,852 D 9-21-73 9-26-73 75 117 35 310 135 278 2 FIRST MICHIGAN BANK AND TRUST COMPANY (Zeeland) Robert G. Hall 3 -2- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherv7ise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE HARTER BANK & TRUST COMPANY (Canton, Ohio) Samuel Krugliak 11-12-73 John B. Root 153 675 $4,000 D OD 2 2 6-18-73 125 3,208 473 $8,600 $1,400 101 2 2 THE OHIO CITIZENS TRUST COMPANY (Toledo, Ohio) Marvin H. Rorick, Jr. 0 11-20-73 50 3,501 350 200 2,790 1,886 2 PIEDMONT TRUST BANK (Martinsville, Virginia) Irving M. Groves, Jr. OD 10-13-73 2 William F. Stone, Sr. D William F. Stone, Jr. D 9,247 10-13-73 10-13-73 2 -0500 9,272 9,247 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) James E. Thompson OD 1,000 11- 7-73 4,200 4,720 2 THE SYLVANIA SAVINGS BANK COMPANY (Ohio) Donald W. Beveridge OD 11- 9-73 100 903 -3FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP bank AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TEXAS BANK & TRUST COMPANY (Dallas) William E. Weatherford D 9-21-73 Charles G. Young, Jr. OD 9-18-73 60 10,462 2,148 800 UNION BANK & TRUST COMPANY (Montgomery, Alabama) Mark W. Johnston John W. Overton D 11-29-73 2 669 11-21-73 2 2,500 10-16-73 10-23-73 3 3 368 353 669 3,600 2,879 1,649 3,041 D UNITED COUNTIES TRUST COMPA1 fY (Elizabeth, New Jersey) Robert J. Bauer 18,785 D 32,986 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 11-21-73 0 8-15-73 9-13-73 10-25-73 9-13-73 10-18-73 97 52,036 VALLEY BANK OF NEVADA (Las Vegas) Jerome Mack Kenneth J. Sullivan, Jr. OD 2 2 11-28-73 12- 5-73 187 500 50 500 1,193 100 112 2 38,338 181,780 4,496 14,319 -4FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherv/ise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP WHEELING DOLLAR SAVINGS & TRUST CO. (West Virginia) Hugo £. Laupp D 11-15-73 100 504
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