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G.16
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington,D. C. 20551
Summary of Equity Security Transactions and Ownership of Directors,
Officers, and Principal Stockholders of Member State Banks
as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 1934
November 1972
EXPLANATORY NOTE
Information in this Summary has been drawn from reports
on Form F-8, "Statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.
In
the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), purchases and sales
aggregating less than 50 shares during the month for which the report
is filed, stock splits, stock dividends, rights, and gifts.
The under
lying reports may be inspected at the Federal Deposit Insurance Corporation
Building, 550 17th Street, N. W., Washington, D. C.
Publication of
this information is in no sense a representation that it is correct or
complete.
On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.
Unless otherwise indicated, all transactions involve the bank's common
stock.
Any indirect interest (through holding companies, partnerships,
trusts, family ownership, etc.) is shown below the direct interest.
Symbols indicate the nature of the transactions, if other than a pur
chase or sale, and the nature of ownership, if other than direct (see
"Guide to Symbols" below).
GUIDE TO SYMBOLS
Reference to these symbols is essential for a full
and accurate interpretation of the data reported
RELATIONSHIP
"0" - Officer
"D" - Director or person performing similar functions
"B1 - Beneficial owner of more than 10 per cent of any registered
1
equity security of the bank
"V" - Voting trustee
"T" - Trustee
"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
nBM - Bequest or Inheritance
"C" - Compensation
MD" - Distribution
"E" - Exchange or Conversion
"F" - Exercise of rights
nGM - Gift
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly.
"I" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities.
" 2 " - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2," except that reporter disclaims any admission
that he is the beneficial owner of the securities.
M4" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the PROPORTIONATE interest of the reporter.
M5n - Same as "4," except that reporter disclaims any admission that
he is the beneficial owner of the securities.
MONTH-END OWNERSHIP
"PR" - Holdings as previously reported.
TRANSACTIONS AND MONTH-END OWNERSHIP
Reports included in this summary were filed with the Board of Governors of the
Federal Reserve System during the period from
November 11, 1972
to December 10, 1972
IMPORTANT - See Guide to Symbols on preceding page
INDIRECT ACCOUNT
DATE
OF
TRANSACTION
TRANSACTION AND
OWNERSHIP SYMB0:
REPORTING PERSON
RELATIONSHIP
BANK
AGG REGATE
TRANS ACTIONS
Bought or Sold or
MONTH-END
Otherwise Otherwise
Acquired Disposed of OWNERSHIP
AMERICAN BANK AND TRUST COMPANY
(Lansing* Michigan)
William J. Porter, Jr.
D
12- 4-72
100
1,126
819
2
THE BANK OF NEW JERSEY (Camden)
Jack H. Wray
OD
10-20-72
10-24-72
10-30-72
53
5
7
1,000
BANK OF SMITHTOWN (New York)
Maude H. Bach
D
10- 2-72
70
2
16,425
1,401
CHEMUNG CANAL TRUST COMPANY
(Elmira, New York)
Robert E . Dalrymple
D
300
4,374
700
17,486
9,268
500
11-29-72
20,000
137
820
137
COMMERCIAL TRUST COMPANY OF
NEW JERSEY (Jersey City)
Robert L. Boyle
D
11-28-72
Aaron Last
Robert L. Mangels
D
2
10- 5-72
OD
10-20-72
2
CORPUS CHRISTI BANK & TRUST (Tex is)
Guy I. Warren
D
10-11-72
10-24-72
5,000
500
17,869
-2-
FR 671
INDIRECT ACCOUNT
DATE
OF
TRANSACTION
TRANSACTION AND
OWNERSHIP SYMBOL
REPORTING PERSON
RELATIONSHIP
BANK
AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired
Sold or
Otherwise
Disposed of
MONTH-END
OWNERSHIP
DAVENPORT BANK AND TRUST
COMPANY ('Iowa)
Mel Foster, Jr.
D
2-14-72
10- 8-72
10- 8-72
2
11-21-72
10- 4-72
11-21-72
2
2
5
11
82
26
100
THE DETROIT BANK AND TRUST
COMPANY (Michigan)
William R. Yaw
D
38
3,478
116
210
28,787
EWING BANK AND TRUST COMPANY
(Trenton, New Jersey)
Philip C. Scozzari
D
10-23-72
800
106
12,800
1,100
2,775
409
2
THE FIFTH THIRD BANK
(Cincinnati, Ohio)
Guido J. Gores
0
11-20-72
2
Ernst Hackney
0
11-10-72
1,500
3,638
W. H. Mergler
0
11-17-72
1,500
1,613
John J. Schiff
D
25,561
6- 7-72
7-11-72
9- 6-72
9- 8-72
9-26-72
2
2
2
2
2
6,200
6,773
1,000
1,000
1,000
11-30-72
4-21-72
11-30-72
2
2
60
60
10
116,748
THE HARTER BANK & TRUST
COMPANY (Canton, Ohio)
John R. Casar
0
110
110
-3FR 671
1£
50
W
r*
BANK
>
REPORTING PERSON
INDIRECT ACCOUNT
M
DATE
OF
TRANSACTION
2
CA
SC
M
W
po
CA
32
M
M
25
CA
>
o
H
M
w
§
AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired
Sold or
Otherwise
Disposed of
MONTH-END
OWNERSHIP
6 *
3
THE LORAIN COUNTY SAVINGS
& TRUST CO. (Elyria. Ohio)
James L. Dali
D
10- 7-72
OD
11-15-72
11-15-72
100
741
MANUFACTURERS BANK & TRUST
COMPANY OF ST. LOUIS
(Missouri)
Raymond F. Reininger
1 , 0 0 0
2
1,000
1,500
1,200
THE PEOPLES-MERCHANTS TRUST
CO. (Canton, Ohio)
James R. MeCuskey
D
10- 6-72
0
11-29-72
133
- 0 -
SEARS BANK AND TRUST COMPANY
(Chicago, Illinois)
Richard M. Pollack
75
2
OD
1025-72
1129-72
10-11-72
10-25-72
2
2
10- 2-72
James E . Thompson
2
78
74
85
1,400
60
85
1,600
150
2,360
TOMPKINS COUNTY TRUST COMPANY
(Ithaca, New York)
James J. Clynes, Jr.
D
60
1,012
2,521
UNION BANK & TRUST CO.
(Montgomery, Alabama)
Robert F. Henry
D
100'
10-31-72
2
896
26
VALLEY BANK OF NEVADA
(Las Vegas)
Kenneth J. Sullivan, Jr.
OD
225
10-24-72
2
4,284
14,319
