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BUS. SCI. TECH. G.16 ATT FREE JUL2 2 1969 BOARD OF GOVERNORS OF THE FEDERAL RESERVE S’ ^BALTIM ORE, Washington,D. C. 20551 MD. Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 1969 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer - "o" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "I" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "3" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from 11, 1969 to June 10, 1969 IMPORTANT - See Guide to Symbols on preceding page. INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Othe rwise Disposed of MONTH-END OWNERSHIP ANN ARBOR BANK (Michiean) William L. Brittain D 4-28-69 M. C, Taylor D 4-28-69 5- 7-69 100 3,550 500 498 2 4,338 2,629 BANK OF THE COMMONWEALTH (Detroit, Michigan) Thomas H. Wagner OD 2,025 1,452,243 PR PR2 Units of Preferred Stoc k and Common Stock Warrar ts BOC Investment Company Parsons Investment Co, Griswald Investment Co, 3-19-69 3-19-69 3-19-69 3-19-69 * 2* 2* 2* 5-15-69 5-15-69 2 ,0 0 0 2 ,0 0 0 40,000 75,000 30,000 145,000 3 7 153 148 3,214 5-15-69 5-15-69 3 188 5 3,948 115 5-15-69 5-15-69 66 3 46 1,396 976 5-15-69 5-15-69 5-26-69 3 3 5 5 76 * Amended Report THE BANK OF WOOD COUNTY COMPANY (Bowling Green, Oh: °) G. E. Avery Mother D H. E. Cross Wife OD D. E. King Wife OD E, J. Kreischer Wife D 105 181 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE BANK OF WOOD COUNTY COMPANY (Continued) Willard Rinebold Wife D Paul V. Rockwell Wife OD William F. Schmeltz D Family 5-15-69 5-15-69 3 5-15-69 5-15-69 3 3-12-69 5-15-69 3-12-69 3-14-69 5-15-69 41 15 866 330 140 2,940 242 11 10 462 22 3 3 3 18 18 11 21 441 John 0. Sponsler OD 5-15-69 57 1 ,2 1 2 Fred W. Uhlman OD 5-15-69 120 2,524 John B. Wilson, Jr. D 5-15-69 83 .1,758 OD 3- 9-69 4- 2-69 4- 2-69 168 182 266 CENTRAL SAVINGS BANK & TRUS1 COMPANY (Monroe, Louisiana) Conway E. Crossland, Jr. George G. Weaks D 2 4-11-69 PR2 84 1,600 1,600 63 3,016 1,239 THE CENTRAL TRUST COMPANY (Cincinnati, Ohio) Ashley F. Ward Family D 284 500 4-14-69 4-17-69 4-21-69 4-24-69 4-28-69 1 ,2 0 0 200 98 PR2 PR3 10,014 500 1 ,0 0 0 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Sold or Otherwise Disposed of Bought or Otherwise Acquired MONTH-END OWNERSHIP THE CENTRAL TRUST COMPANY ROCHESTER N.Y. Abraham Feinbloom D 1-23-69 2-21-69 1-23-69 2-21-69 2-26-69 2 50 81Q 2 2 20 100 930 1-17-69 2 4,750 16,000 28,774 2 2 4 4 96 72 810 * 100 *• * Transferred from direct to indirect ownership* CITIZENS COMMERCIAL & SAVING 3 BANK (Flint, Michigan) J. R. Burroughs Claude 0. Darby, Jr. Gordon A. Fleming DD ) D 1-15-69 4-22-69 1-15-69 4-22-69 4-29-69 872 100 2 Donald E. Johnson, Jr. 350 D 7,500 3,500 2,911 1- 7-69 1-21-69 2 2 5- 9-69 5- 9-69 3 5- 9-69 5- 9-69 3 760 5,000 3,800 5- 9-69 5- 9-69 2 74 1,103 373 5,514 100 800 69 180 2,205 THE CLEVELAND TRUST COMPANY XOhio)_____________________ Ralph M. Besse Family ) George E. Enos Family ) Robert I. Gale, Jr. ) Henry J. Nave ) 1-27-69 102 76 1 ,0 0 0 509 376 -4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND DWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY (Continued) Ellery Sedgwick, Jr. Wife D Herman L. Vail D 5- 9-69 5- 9-69 5- 9-69 5- 9-69 , 3 178 216 1,339 1,080 2 180 75 900 380 THE COLONIAL BANK AND TRUST COMPANY (Waterbury, Conn.) Sherman R. Buell 0 5-19-69 100 2 David S. Hart D 5-26-69 Samuel P. Williams, III D 2 4-24-69 100 1,162 26 432 240 110 1,671 .1,595 100 8 ,1 0 1 PR2 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last D 5-21-69 D 4545- THE DETROIT BANK AND TRUST COMPANY' (Michigan) Walker L. Cisler Wife Louis A. Fisher Trust Wife D 8-69 8-69 8-69 8-69 4- 8-69 5- 8-69 5-14-69 4- 8-69 5- 8-69 3-12-69 4- 8-69 5- 8-69 5-14-69 62 1 2 14 2 1 563 130 14 1 2 2 2 2 2 2 70 146 200 1 1,321 231 28 1 40 300 -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE DETROIT BANK AND TRUST COMPANY (Continued) William A. Fisher D Wife 4- 8-69 4-30-69 5- 8-69 4- 8-69 5- 8-69 5-10-69 Trust Leslie H. Green William B. Hall Charles H. Hewitt D James McMillan Raymond T. Perring Wife H. Lynn Pierson Arbie 0. Thalacker Wife 92 1 167 OD 4- 8-69 5- 8-69 90 D D D 4545- 8-69 8-69 8-69 8-69 4445- 8-69 8-69 8-69 8-69 D 1 2 8-69 8-69 8-69 8-69 4- 8-69 5-12-69 4- 8-69 5- 8-69 1 1 ,0 0 0 2,047 826 115 2 2 2 3 3 4- 8-69 5- 8-69 OD 4545- 250 1,321 227 1 2 1 1,041 250 250 14 2,250 2,250 1 131 23 276 2 2 1 2,486 401 3 3,625 12 1 113 875 1,125 62 9,000 1 563 OD 4- 8-69 5- 8-69 120 1 1,085 D 122 1 1,106 Forwash & Company C. Boyd Stockmeyer 1 2 2 2 2 4- 8-69 5- 8-69 Wife Jason L. Honigman Wife Trust 25 17 4545- 8-69 8-69 8-69 8-69 2 2 2 2 71 1 647 -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE DETROIT BANK AND TRUST COMPANY (Continued) Herbert B. Trix D Wife 4545- 8-69 8-69 8-69 8-69 James 0. Wright D 4- 8-69 William R. Yaw Wife D 4- 8-69 4- 2-69 4- 8-69 4-10-69 5- 8-69 4- 8-69 390 3,515 1 2 2 14 1 130 65 585 286 2 2 2 2 2 2,574 45 2,845 1,039 1 450 24,973 EWING BANK AND TRUST COMPANY (West Trenton. New Jersey) Roy P. Briehler B 11- 3-67 1 -1 2 - 6 8 8- 1 - 6 8 9- 5-68 9-19-68 9-30-68 10 - 1 -6 8 10-14-68 11- 7-68 1 2 - 1 0 -6 8 1 2 -2 Q -6 8 4-30-69 100 175 20 100 20 23 700 34 267 10 S 534 500 53,446 9 150 268,103 538 894 348 -0 4,493 2 FIDELITY BANK (Beverly Hills > California) First Fidelity Company B 4- 1-69 4- 3-69 4- 9-69 4-23-69 4-28-69 Paul LeVan, M.D. * D 3-11-69 Frank C. Noon * D 5- 6-69 5- 6-69 Amended Report Digitized for * FRASER 300 700 2 ,0 0 0 S 2 109 348 -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE FIFTH THIRD BANK (Cincinnati, Ohio) John D, Dupuis 0 3-12-69 3-12-69 2 938 75 5- 9-69 5-23-69 5-28-69 2 2 2 986 271 512 25,586 30 356 2,813 225 FIRST TRUST & DEPOSIT COMPAN I (Syracuse, New York) Hugh Douglas Barclay Albert P. Edinger D 0 4,229 5-22-69 3 Donald M. Mawhinney D 5- 7-69 200 163 11,600 3,400 3 Clair W. Weinheimer 0 5- 7-69 Parke W. Wicks 0 3 5- 7-69 341 137 12 / 30 3 Stanley G. Harris, Jr. Fred L. Stone OD 0 5-16-69 5-19-69 5- 9-69 5-15-69 5-21-69 300 275 26 2 2 2 5-12-69 465 44 3,892 10 235 500 22,352 1,536 THE HARTER BANK & TRUST COMPANY (Canton, Ohio) H. W. Hoover, Jr. * D 138 451 2 5%% Convertible Capital Notes 12-23-68 12-23-68 * Amended Report 2 $ 1,400 $ 4,600 $ 1,400 $ 4,600 -8- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE LOUISVILLE TRUST COMPANY (Kentucky) Joseph C. Wulfman D 5-19-69 227 D 9-23-68 3- 3-69 55 2,039 MARINE BANK & TRUST COMPANY (Tampa. Florida) Carl David Brorein 87 PR2 530 12 THE MERCHANTS BANK OF NEW YORK (New York City) Andrew Ziegeler OD 50 605 98 500 7,676 50 1,124 334 100 1,050 3 290 47 3,182 507 3 34 32 13 406 141 5-23-69 PR2 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentive Plan T 5-26-69 OLD KENT BANK AND TRUST COMPANY (Grand Rapids. Mich. Edward J. Hekman PR D 5-28-69 2 PEOPLES BANK & TRUST COMPANY (Montgomery, Alabama) Mark Sabel D 4-22-69 SECURITY-PEOPLES TRUST C0MPA1 fY (Erie, Pennsylvania) John E. Britton John M. Cochran D D Wife Edward C. Doll D 4-30-69 4-30-69 4- 7-69 4-30-69 4-17-69 100 4-18-69 2 2 ,1 0 0 5,048 -9- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed o£ MONTH-END OWNERSHIP SECURITY -PEOPLE S TRUST COMPA]IY (Continued) G. Richard Fryling D 4-25-69 342 3,754 Paul B. Joslin D 4-30-69 201 2,725 Henry A. MacDonald D 4-18-69 252 6,500 T. M. Nagle D 4-17-69 542 5,962 Sumner E. Nichols OD 7,600 4- 2-69 4-17-69 S. H. Nichols 0 3 3 4- 2-69 4-30-69 2 4,025 367 46 154 660 16 .2 12 PR3 J. Timothy O'Leary James G. Tong D 0 4- 9-69 4- 7-69 4- 9-69 3 3 1,620 9 44 120 1 4 12 4- 7-69 4-30-69 216 16 100 PR2 STATE BANK OF ALBANY (N.Y.) Robert J. Donough 0 50 5-26-69 80 THE TOLEDO TRUST COMPANY (Oh: °) Harris McIntosh 500 PR D 4- 3-69 2 100 100 3,361 PR3 TOWER GROVE BANK AND TRUST COMPANY (St. Louis. Mo.) W. F. Heinecke 65 PR D 4-14-69 4-18-69 4-28-69 2 2 G2 510 410 16 9,666 -10- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TRADE BANK AND TRUST COMPANY (New York City) Leo Bertlsch Herman S. Dorf Ira Guilden Alexander P. Hirsch Wife D D B D 4-22-69 5- 8-69 5- 8-69 4-22-69 4-22-69 4-10-69 4-10-69 20 11 2 53 336 583 S 39 452 424 4,958 100 16,607 149,522 2 2S 15,095 6,204 4,430 564 4-22-69 PR2 THE UNION COMMERCE BANK (Cleveland. Ohio) Joseph C. Coakley Hans F. Fischer Mayfran Incorporated D * Mayfran Incorporated and Mayfran Company have enter id into an agreement with Uni' :om Investment Company to tran jfe to Unicom the Union Commer :e Bank stock held by each. Unicom may be granted a pr >xy to vote the stock before t .tl i is transferred. Hans F. Fischer has an interest in Mayfran Inc. and Joseph C. Coakley has an interest in Mayfran Company. PR 3 133,333 5-26-69 PR 3 266,667 D B 100 5-26-69 5-26-69 * 100 266,667 * * -11- T O 3 It4 BANK AGGREGATE TRANSACTIONS m REPORTING PERSON O 3 co DATE co OF TJ TRANSACTION as M INDIRECT ACCOUNT Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE UNION SAVINGS & TRUST COMPANY (Warren. Ohio’) C. Walter Holmquist Irving A. Oehler Wife D D 4-23-69 4-23-69 F 4-23-69 4-23-69 4-23-69 4-23-69 F 10 F2 2 46 10 46 32 55 400 150 150