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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 March 1976 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from March 11, 1976 to April 10, 1976 IMPORTANT - See Guide to Symbols on preceding page II IB BANK 93 CO CO > AGGREGATE TRANSACTIONS Sold or DATE o Bought or c 2 Otherwise Otherwise o MONTH-END OF Acquired Disposed of OWNERSHIP TRANSACTION REPORTING PERSON u INDIRECT ACCOUNT CENTRAL BANK (Monroe, Louisiana) James A. Altick 3-22-76 500 2- 3-76 254 3- 8-76 191 20,000 11,751 Irving C. Johnson 3- 8-76 400 1,901 106 Aaron Last 3- 3-76 500 27,000 Alexander K. Phillips 3-25-76 3- 1-76 100 200 2,112 943 Leslie W. Spero 3-19-76 150 203 John F. Tyler 3-25-76 58 1,800 1,072 T. H. Scott 0D D 760 540 4,260 10,837 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert L. Boyle D THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) -2- REPORTING PERSON RELATIONSHIP RELATIONSHIP BANK INDIRECT ACCOUNT II G O C > O AS AGGREGATE TRANSACTIONS Bought or DATE <> 2 Z 5 Otherwise OF ยง ! > TRANSACTION 0 S Acquired 3 Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE MERCHANTS BANK OF NEW YORK (New York City) Ralph Italie 612 OD 3-19-76 2 2 255 1,500 1,755 METROPOLITAN BANK (Tampa, Florida) D 3-11-76 200 16,000 David J. Dowd OD 9-19-75 10- 1-75 421 546 -0- Charles W. Hayden D 7-16-75 9-19-75 12-26-75 Robert C. Bradley NASSAU TRUST COMPANY (Glen Cove, New York) 100 . 300 105 5,883 512 3 Samuel U. Mitchell J. David Milford Benjamin Shapiro 0 0 D 12-26-75 12-30-75 34 6-30-75 11-12-75 4 10- 1-75 12- 4-75 12-26-75 600 300 1,647 250 4 1,413 19,200 28,628 368 3 Warren I. Titus D 154 1,600 12-26-75 12-31-75 7,051 12,143 3 Arthur V. Youngs D 7-21-75 7-29-75 11- 3-75 11-14-75 12-16-75 12-26-75 176 3 188 29 64 226 10 9,897 1,679 -3 BANK REPORTING PERSON INDIRECT ACCOUNT s 5 1 P C M T J 11 53 Is AGGREGATE TRANSACTIONS A # C C > O DATE OF TRANSACTION Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SAVANNAH BANK AND TRUST COMPANY OF SAVANNAH (Georgia) Robert W. Groves, Jr. D 1-19-76 2-25-76 1-19-76 2-25-76 1,048 4,375 10,423 28,403 81,314 1,278 4,375 11,597 104,949 287 2 2 114,169 30 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 3- 5-76 3-30-76 2,000 11-30-75 12-30-75 750 VALLEY BANK OF NEVADA (Las Vegas) E. Parry Thomas OD 2
