View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington,D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors,
Officers, and Principal Stockholders of Member State Banks




as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 1934

March 1968

EXPLANATORY NOTE

Information in this Summary has been drawn from reports
on Form F-8, "Statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.

In

the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), stock splits, stock
dividends, rights, gifts, and purchases and sales aggregating less than
50 shares during the month for which the report is filed.

The under­

lying reports may be inspected at the Federal Deposit Insurance Corporation
Building, 550 17th Street, N. W . , Washington, D. C.

Publication of

this information is in no sense a representation that it is correct or
complete.
On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.
Unless otherwise indicated, all transactions involve the bank's common
stock.

Any indirect interest (through holding companies, partnerships,

trusts, family ownership, etc.) is shown below the direct interest.
Symbols indicate the nature of the transactions, if other than a
purchase or sale, and the nature of ownership, if other than direct
(see "Guide to Symbols" below).




GUIDE TO SYMBOLS

Reference to these symbols is essential for a full
and accurate interpretation of the data reported

RELATIONSHIP
”0" - Officer
"D" - Director or person performing similar functions
"B" - Beneficial owner of more than 10 per cent of any registered
equity security of the bank
"V" - Voting trustee
"X" - Trustee
"M" - Member of advisory board or honorary director

CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
"B" - Bequest or Inheritance
"C" - Compensation
"D" - Distribution
"E" - Exchange or Conversion
"F" - Exercise of rights
"G" - Gift
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly.
"1" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities.
"2” - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2,” except that reporter disclaims any admission
that he is the beneficial owner of the securities.
"4" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the PROPORTIONATE interest of the reporter.
"5" - Same as "4," except that reporter disclaims any admission that
he is the beneficial owner of the securities.




TRANSACTIONS AND MONTH-END OWNERSHIP

Reports included in this summary were filed with the Board of Governors of the
Federal Reserve System during the period from
March 11,

1968 to

April 10,

1968

IMPORTANT - See Guide to Symbols on preceding page.

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

BANK OF THE COMMONWEALTH
(Detroit, Michigan)
Horace C. Ford
BOC Investment Company

George W. Miller *
BOC Investment Company

D

309
2- 1-68
2-12-68
2-22-68
2-23-68
2-27-68

OD

2
2
2
2
2

986
16,633
716
225
5,288

2-22-68

279,275
716 **

2

526
279,275

^Amended Report
^Contribution to Ltd. Ptshi P
BANK OF JAMESTOWN
(New York)
Franklin W. Bigelow

D

2-21-68
2-21-68

2

50
16

620
959
476

100

2,358

1,696

32,538
74,045

Wife
BANK OF LAS VEGAS (Nevada)
R. R. Jacobson

OD

Jerome D. Mack
As trustee

BO

E. Parry Thomas
As custodian

OD

3-14-68

3-14-68

2

2
2

38,700
30
6,563

3
3

500
1,000
500

1,504

3-14-68

THE BANK OF NEW YORK
(New York City)
Walter Burke
Partnership



T
1-17-68

100

-2-

s

tr*
>
H

BANK
REPORTING PERSON
INDIRECT ACCOUNT

li
P3 CO
CO >
SC q
w H
§5
*TJ M
CO
DATE
3S
C
O§
w
OF
*T)
§!
TRANSACTION W 25

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

CAMDEN TRUST COMPANY
(New Jersey)
Boyd Morris *
Wife

D

3-27-68

D

3-14-68

100

13,361
554

* Amended Report
CENTRAL BANK AND TRUST
COMPANY (Denver, Colorado)
Clarence L. Ireland
JTWROS

600

7,921
612

CENTRAL SAVINGS BANK AND TRU! >T
COMPANY (Monroe, Louisiana)
J. Grayson Guthrie

0

2- 2-68

G . L . Morgan

D

2-14-68

0

2-26-68

100

425

127

2,047

93

250
100

100

200

154
38

958

CHEMICAL BANK NEW YORK TRUST
COMPANY (New York City)
Raymond F . Adams
Wife

3

CHEMUNG CANAL TRUST COMPANY
(Elmira, New York)
Russell S. Johnson

D

3-15-68

D

2-15-68
2-15-68

CITIZENS BANK OF SHEBOYGAN
(Wisconsin)
Marvin Busse

S

THE CITIZENS CENTRAL BANK
(Arcade, New York)
Anson F. Sherman

Wife




OD

229-68
3- 7-68
3-14-68

11
47
3
2

2,091
90

-3-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

CITY TRUST COMPANY
(Bridgeport, Connecticut)
Richard F. Meade

0

3-29-68

50

OD

2- 2-68
2- 9-68

2

2- 9-68
2-20-68

1
100

50

CLARK STATE BANK AND TRUST
COMPANY (New Jersey)
Cuddie E . Davidson

Franklin E. Stevens, DDS

D

42
89

4,400

13
957

THE CLEVELAND TRUST COMPANY
(Ohio)
Courtney Burton *
Charitable Trust

D

As trustee
George F. Karch *
Wife
Daughter

25
5-15-67
6-26-67
5-15-67

OD

2S

251

2S

656

60

57

2-14-68
3
3

942
2,598
591
38
20

* Amended Report
COMMERCE UNION BANK
(Nashville, Tennessee)
William F. Earthman *
OD
Bank Stock Purchase Plan
Family
Tyler B. Green

0

Bank stock purchase plan
J. 0. Foxall
0
Wife
As trustee
Bank stock purchase plan
*

Amended Report




2- 2-68

3- 1-68
3-29-68
2- 2-68
3-29-68
3-27-68
3-27-68

2
2

2

2
2
2

90

2
546
51
169
49
4

955
402
46

2,184
200
676
195
16
204

-4-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

COMMERCE UNION BANK
(Nashville, Tennessee)(cont1c)

58

-0196

636

2,542

2

60

12,126
224

2- 2-68

2

95

58,847
449

2- 2-68

2

52

553
218

Edward G. Nelson
0
Bank stock purchase plan

2- 2-68

Stirton Oman

D

3-29-68

Louie Phillips
0
Bank stock purchase plan

2- 2-68

Edward Potter, Jr.
OD
Bank stock purchase plan
OD
C. D. Rippy
Bank stock purchase plan

2

COMMERCIAL TRUST COMPANY OF
NEW JERSEY (Jersey City)
Robert A. Altschuler
Wife

D '

2- 1-68
2- 1-68

155
5

3,255
116

J. Fisher Anderson

D

2- 1-68

137

2,889

Robert L. Boyle
Family
As trustee

D

2- 1-68
2- 1-68
2- 1-68

267
12
132

5,633
270
7,937

Joseph M. Esnard, DDS
Wife

D

2- 1-68
2- 1-68

139
31

2,923
655

Richard C. Field
Wife

OD

2- 1-68
2- 1-68

225
2

4,725
43

Otto Kohler
Wife

D

2- 1-68
2- 1-68

136
12

2,868
270

Aaron Last
Executor, Estate of
David J. Mazlish

D

2- 1-68

333

7,000

15

315




2- 1-68

2

-5-

g
tr*
>
H

BANK
REPORTING PERSON

HH
2S
cn
til
w
*T*

INDIRECT ACCOUNT

in>~
AGGREGATE
pa cn
TRANSACTIONS
CO >
PS q
M
H
M
Sold or
DATE
Bought or
_
o
CO ^
.Otherwise
Otherwise
OF
§j 5>
Disposed of
TRANSACTION W 25 Acquired

MONTH-END
OWNERSHIP

COMMERCIAL TRUST COMPANY OF
NEW JERSEY (Jersey City)
(cont’d)
George Neupauer
Wife
As co-trustee of three
Residuary Trusts
As co-trustee of three
inter-vivos trusts
Family Holding Corp.
As co-executor of
decedent's estate

D

Harry C. Zimmer

OD

2- 1-68

88

D

3-22-68
3-26-68

126
50

2- 1-68
2- 1-68

s
s

133
9

2,806
193

2- 1-68

S3

144

3,051

2- 1-68
2- 1-68

S3
S3

9
52

234
1,107

2-29-68

3

958

-01,855

THE DETROIT BANK AND TRUST
COMPANY (Michigan)
Cleveland Thurber

11,776
3,000

Wife
THE DOLLAR SAVINGS AND TRUST
COMPANY (Youngstown, Ohio)
Eugene D. Hopper

D

4- 4-68

Frank C. Watson

D

3-25-68

100

412

D

3-28-68

60

115

OD

2- 2-68
2- 7-68
2-13-68
2-20-68

400

7,328

THE FARMERS SAVINGS AND TRUST
COMPANY (Mansfield, Ohio)
Robert B. Dirlam
FIDELITY BANK
(Beverly Hills, California)
Joseph P. Enright




S

48
250
250
300

778

-6-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

FIDELITY BANK
(Beverly Hills, California)
(cont1d)
Stanley M. Stalford

OD

2- 2-68
2-19-68
2- 2-68

S

1,785
2,213

S2

37

70,722
1,754

FIDELITY UNION TRUST COMPANY
(Newark, New Jersey)
Donald C. Luce

D

2-21-68

200

940

John M. Rowan

0

8- 8-67

50

200

William S. Rowe
Children
Wife

OD

March 68
March 68

80
160

4,853
1,760
1,000

THE FIFTH THIRD UNION TRUST
COMPANY (Cincinnati, Ohio)

3
3

FIRST TRUST AND DEPOSIT
COMPANY (Syracuse, New York)
Robert M. Salisbury

D

2-15-68

William G. Tumbridge

D

2- 5-68

OB

3-29-68

75

3,707

75

468

66

160,038
7,067

HEMPSTEAD BANK (New York)
Bruce Wood Hall

2
Hugh J. McClair

Mead W. Stone




0

D

3-18-68
3-29-68

30
49

2-21-68
3-29-68

150

1,300
200

2

641
186

-7-

§ 5d
I i
po co
CO >
IS o
M H

s
tr*
>
H
M

BANK

o
52

REPORTING PERSON

cn
EC
M

INDIRECT ACCOUNT

•S
DATE
CO
OF
3
TRANSACTION W

H
O
2
5>
525

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

IRWIN UNION BANK AND TRUST
COMPANY (Columbus, Indiana)
Irwin Miller
Beneficial interest in
Trusts
Miller and Co.

OD

Clementine M. Tangeman
Beneficial interest in
Trusts
Miller and Co.

B

100
2-15-68

3
3

200

100.518
2.133
110

2-15-68

3
3

100.518
2.133

200

LONG ISLAND TRUST COMPANY
(Garden City, New York)
Charles P. Buckley, Jr.

D

2- 6-68

100
2

8,510
1,260

THE LOUISVILLE TRUST COMPANY
(Kentucky)
Herbert F. Boehl

D

3- 5-68

76

31,272

Fred Pfeiffer, Jr.

D

3-14-68

100

800

3- 8-68

8,999

507,030

D

3-22-68

88

300

Henry H. Coords

D

2-26-68

100

300

Clinton R. Wyckoff, Jr.

D

3-12-68
3-28-68

MANUFACTURERS HANOVER TRUST
COMPANY (New York City)
Employees' Profit Sharing
Plan
Ralph K. Gottshall
MANUFACTURERS AND TRADERS
TRUST COMPANY (Buffalo, N.Y.)

Trust




124
3
2

200
600

-8-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

1

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise

Disposed of

MONTH-END
OWNERSHIP

MORGAN GUARANTY TRUST COMPANY
OF NEW YORK (New York City)
Deferred Profit Sharing PI* n

Henry J. Rohlf

0

2- 1-68
2- 5-68
2- 7-68
3- 1-68
3-18-68

D

217
600
2,400

D

3-29-68

514
400

34,793

100

200

NEW JERSEY BANK AND TRUST
COMPANY (Clifton)
Paul L. Troast, Jr.
As custodian

D
3-28-68

2

54

100
516

THE NORTHERN TRUST COMPANY
(Chicago, Illinois)
Harold Byron Smith
Partial beneficial
interest in Trusts
As co-trustee
Family
Wife

D

17,243

3-12-68
3-12-68

3
3
3

43
43

79,167
210
173
334

PEOPLES UNION BANK AND TRUST
COMPANY (McKeesport, Pa.)
C. E. Palmer

0
3- 9-68

200

3,000
3,200

ST. JOSEPH VALLEY BANK
(Elkhart, Indiana)
Lewis S. Armstrong

DD

3-20-68

50

3,075

John G. Best

D

3- 5-68

700

3,000

Richard S. Bibler

3D

3-20-68

632

4,031

Terrence D. Brennan

3

3- 5-68

150

261

Charles E. Lienhart

3

3-20-68

100

607

Darwin L. Wiekamp

3

3-18-68
3-19-68

100




100
402

-9-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

THE SCHENECTADY TRUST COMPANY ’
(New York)
William L. Webster

D

3-25-68

400

800
383

50

466
37

2
Harry E. Whittingham, Jr.

0

3- 5-68
2

SEARS BANK AND TRUST COMPANY
(Chicago, Illinois)
Profit-Sharing Retirement
Fund

W. Wallace Tudor

B

3-20-68
3-29-68

208
600

50,853

D

3-20-68

100

500

D

4- 2-68

318

2,325

D

2- 1-68

1,714

7,103

D

3- 2-66
12-31-67

80
20

220

100
70

500

SOUTHWEST BANK OF ST. LOUIS
(Missouri)
Leopold Oldani
TEXAS BANK AND TRUST COMPANY
OF DALLAS
John S . Brown
THE TOLEDO TRUST COMPANY
(Ohio)
Milton A. Kline *

Harris McIntosh

*

D

3-18-68
3-19-68

S

Amended Report

TOWER GROVE BANK AND TRUST
COMPANY (St. Louis, Mo.)
John M. Wolff




D

2-29-68

50

2,575

-10-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

TRADE BANK AND TRUST COMPANY
(New York City)
Robert S. Greenbaum
Partnership

Maxwell Hauser
Partnership

Lawrence A. Meyers
Partnership

John O'Hare
Partnership

Henry L. Schenk
Partnership

193

p
2- 6-68
3- 4-68

2
2

100
200

2- 6-68
3- 4-68

2
2

100
200

2- 6-68
3- 4-68

2
2

100
200

2- 6-68
3- 4-68

2
2

100
200

2- 6-68
3- 4-68

2
2

100
200

2- 6-68
3- 4-68

2
2

100
200

11,900

3- 1-68

77

604
1,109

3- 1-68

83

769
1,022

251

3

11,900
300

3

11,900
670

0

11,900
4,216

DD

Wife
As trustee
Ira F. Weiss
Partnership

11,900

0

11,900
3,735
443
139

TRUST COMPANY OF GEORGIA
(Atlanta)
Steve H. Bomar
Profit-Sharing Plan

0

Wm. R. Bowdoin
Profit-Sharing Plan

(3D

George S. Craft
Profit-Sharing Plan
Family

0D

Charles H. Dolson

D




3- 1-68

3-20-68

2
3

109

1,282
1,336
330

100

300

-11-

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

TRUST COMPANY OF GEORGIA
(Atlanta)(cont'd)
Carroll Payne Jones
Profit-Sharing Plan

0

Augustus H. Sterne
Profit-Sharing Plan
As trustee
Wife

OD
3- 1-68

100
516

52

3- 1-68

2
2
2

451
1,092
244
575

85

UNION BANK & TRUST CO.
(Montgomery, Alabama)
J. Vance Walker

0

Wife

3-11-68
3-13^68
3-29-68
3-29-68

23
7
36
80

2

328
349

UNITED BANK AND TRUST COMPANY
(Hartford, Connecticut)
John S. Murtha
Wife

D

158

3- 4-68
3

500
220

WELLS FARGO
(San Francisco, California)
John F. Holman

0

45
100

12-11-67
1- 5-68

200

WILMINGTON TRUST COMPANY
(Delaware)
William Winder Laird
As trustee




920

D
3- 1-68
3-14-68

3
3

2,000
910

93,701