The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 March 1968 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), stock splits, stock dividends, rights, gifts, and purchases and sales aggregating less than 50 shares during the month for which the report is filed. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W . , Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP ”0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "X" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2” - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2,” except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from March 11, 1968 to April 10, 1968 IMPORTANT - See Guide to Symbols on preceding page. INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) Horace C. Ford BOC Investment Company George W. Miller * BOC Investment Company D 309 2- 1-68 2-12-68 2-22-68 2-23-68 2-27-68 OD 2 2 2 2 2 986 16,633 716 225 5,288 2-22-68 279,275 716 ** 2 526 279,275 ^Amended Report ^Contribution to Ltd. Ptshi P BANK OF JAMESTOWN (New York) Franklin W. Bigelow D 2-21-68 2-21-68 2 50 16 620 959 476 100 2,358 1,696 32,538 74,045 Wife BANK OF LAS VEGAS (Nevada) R. R. Jacobson OD Jerome D. Mack As trustee BO E. Parry Thomas As custodian OD 3-14-68 3-14-68 2 2 2 38,700 30 6,563 3 3 500 1,000 500 1,504 3-14-68 THE BANK OF NEW YORK (New York City) Walter Burke Partnership T 1-17-68 100 -2- s tr* > H BANK REPORTING PERSON INDIRECT ACCOUNT li P3 CO CO > SC q w H §5 *TJ M CO DATE 3S C O§ w OF *T) §! TRANSACTION W 25 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CAMDEN TRUST COMPANY (New Jersey) Boyd Morris * Wife D 3-27-68 D 3-14-68 100 13,361 554 * Amended Report CENTRAL BANK AND TRUST COMPANY (Denver, Colorado) Clarence L. Ireland JTWROS 600 7,921 612 CENTRAL SAVINGS BANK AND TRU! >T COMPANY (Monroe, Louisiana) J. Grayson Guthrie 0 2- 2-68 G . L . Morgan D 2-14-68 0 2-26-68 100 425 127 2,047 93 250 100 100 200 154 38 958 CHEMICAL BANK NEW YORK TRUST COMPANY (New York City) Raymond F . Adams Wife 3 CHEMUNG CANAL TRUST COMPANY (Elmira, New York) Russell S. Johnson D 3-15-68 D 2-15-68 2-15-68 CITIZENS BANK OF SHEBOYGAN (Wisconsin) Marvin Busse S THE CITIZENS CENTRAL BANK (Arcade, New York) Anson F. Sherman Wife OD 229-68 3- 7-68 3-14-68 11 47 3 2 2,091 90 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITY TRUST COMPANY (Bridgeport, Connecticut) Richard F. Meade 0 3-29-68 50 OD 2- 2-68 2- 9-68 2 2- 9-68 2-20-68 1 100 50 CLARK STATE BANK AND TRUST COMPANY (New Jersey) Cuddie E . Davidson Franklin E. Stevens, DDS D 42 89 4,400 13 957 THE CLEVELAND TRUST COMPANY (Ohio) Courtney Burton * Charitable Trust D As trustee George F. Karch * Wife Daughter 25 5-15-67 6-26-67 5-15-67 OD 2S 251 2S 656 60 57 2-14-68 3 3 942 2,598 591 38 20 * Amended Report COMMERCE UNION BANK (Nashville, Tennessee) William F. Earthman * OD Bank Stock Purchase Plan Family Tyler B. Green 0 Bank stock purchase plan J. 0. Foxall 0 Wife As trustee Bank stock purchase plan * Amended Report 2- 2-68 3- 1-68 3-29-68 2- 2-68 3-29-68 3-27-68 3-27-68 2 2 2 2 2 2 90 2 546 51 169 49 4 955 402 46 2,184 200 676 195 16 204 -4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCE UNION BANK (Nashville, Tennessee)(cont1c) 58 -0196 636 2,542 2 60 12,126 224 2- 2-68 2 95 58,847 449 2- 2-68 2 52 553 218 Edward G. Nelson 0 Bank stock purchase plan 2- 2-68 Stirton Oman D 3-29-68 Louie Phillips 0 Bank stock purchase plan 2- 2-68 Edward Potter, Jr. OD Bank stock purchase plan OD C. D. Rippy Bank stock purchase plan 2 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert A. Altschuler Wife D ' 2- 1-68 2- 1-68 155 5 3,255 116 J. Fisher Anderson D 2- 1-68 137 2,889 Robert L. Boyle Family As trustee D 2- 1-68 2- 1-68 2- 1-68 267 12 132 5,633 270 7,937 Joseph M. Esnard, DDS Wife D 2- 1-68 2- 1-68 139 31 2,923 655 Richard C. Field Wife OD 2- 1-68 2- 1-68 225 2 4,725 43 Otto Kohler Wife D 2- 1-68 2- 1-68 136 12 2,868 270 Aaron Last Executor, Estate of David J. Mazlish D 2- 1-68 333 7,000 15 315 2- 1-68 2 -5- g tr* > H BANK REPORTING PERSON HH 2S cn til w *T* INDIRECT ACCOUNT in>~ AGGREGATE pa cn TRANSACTIONS CO > PS q M H M Sold or DATE Bought or _ o CO ^ .Otherwise Otherwise OF §j 5> Disposed of TRANSACTION W 25 Acquired MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) (cont’d) George Neupauer Wife As co-trustee of three Residuary Trusts As co-trustee of three inter-vivos trusts Family Holding Corp. As co-executor of decedent's estate D Harry C. Zimmer OD 2- 1-68 88 D 3-22-68 3-26-68 126 50 2- 1-68 2- 1-68 s s 133 9 2,806 193 2- 1-68 S3 144 3,051 2- 1-68 2- 1-68 S3 S3 9 52 234 1,107 2-29-68 3 958 -01,855 THE DETROIT BANK AND TRUST COMPANY (Michigan) Cleveland Thurber 11,776 3,000 Wife THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Eugene D. Hopper D 4- 4-68 Frank C. Watson D 3-25-68 100 412 D 3-28-68 60 115 OD 2- 2-68 2- 7-68 2-13-68 2-20-68 400 7,328 THE FARMERS SAVINGS AND TRUST COMPANY (Mansfield, Ohio) Robert B. Dirlam FIDELITY BANK (Beverly Hills, California) Joseph P. Enright S 48 250 250 300 778 -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIDELITY BANK (Beverly Hills, California) (cont1d) Stanley M. Stalford OD 2- 2-68 2-19-68 2- 2-68 S 1,785 2,213 S2 37 70,722 1,754 FIDELITY UNION TRUST COMPANY (Newark, New Jersey) Donald C. Luce D 2-21-68 200 940 John M. Rowan 0 8- 8-67 50 200 William S. Rowe Children Wife OD March 68 March 68 80 160 4,853 1,760 1,000 THE FIFTH THIRD UNION TRUST COMPANY (Cincinnati, Ohio) 3 3 FIRST TRUST AND DEPOSIT COMPANY (Syracuse, New York) Robert M. Salisbury D 2-15-68 William G. Tumbridge D 2- 5-68 OB 3-29-68 75 3,707 75 468 66 160,038 7,067 HEMPSTEAD BANK (New York) Bruce Wood Hall 2 Hugh J. McClair Mead W. Stone 0 D 3-18-68 3-29-68 30 49 2-21-68 3-29-68 150 1,300 200 2 641 186 -7- § 5d I i po co CO > IS o M H s tr* > H M BANK o 52 REPORTING PERSON cn EC M INDIRECT ACCOUNT •S DATE CO OF 3 TRANSACTION W H O 2 5> 525 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP IRWIN UNION BANK AND TRUST COMPANY (Columbus, Indiana) Irwin Miller Beneficial interest in Trusts Miller and Co. OD Clementine M. Tangeman Beneficial interest in Trusts Miller and Co. B 100 2-15-68 3 3 200 100.518 2.133 110 2-15-68 3 3 100.518 2.133 200 LONG ISLAND TRUST COMPANY (Garden City, New York) Charles P. Buckley, Jr. D 2- 6-68 100 2 8,510 1,260 THE LOUISVILLE TRUST COMPANY (Kentucky) Herbert F. Boehl D 3- 5-68 76 31,272 Fred Pfeiffer, Jr. D 3-14-68 100 800 3- 8-68 8,999 507,030 D 3-22-68 88 300 Henry H. Coords D 2-26-68 100 300 Clinton R. Wyckoff, Jr. D 3-12-68 3-28-68 MANUFACTURERS HANOVER TRUST COMPANY (New York City) Employees' Profit Sharing Plan Ralph K. Gottshall MANUFACTURERS AND TRADERS TRUST COMPANY (Buffalo, N.Y.) Trust 124 3 2 200 600 -8- INDIRECT ACCOUNT DATE OF TRANSACTION 1 TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP MORGAN GUARANTY TRUST COMPANY OF NEW YORK (New York City) Deferred Profit Sharing PI* n Henry J. Rohlf 0 2- 1-68 2- 5-68 2- 7-68 3- 1-68 3-18-68 D 217 600 2,400 D 3-29-68 514 400 34,793 100 200 NEW JERSEY BANK AND TRUST COMPANY (Clifton) Paul L. Troast, Jr. As custodian D 3-28-68 2 54 100 516 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Harold Byron Smith Partial beneficial interest in Trusts As co-trustee Family Wife D 17,243 3-12-68 3-12-68 3 3 3 43 43 79,167 210 173 334 PEOPLES UNION BANK AND TRUST COMPANY (McKeesport, Pa.) C. E. Palmer 0 3- 9-68 200 3,000 3,200 ST. JOSEPH VALLEY BANK (Elkhart, Indiana) Lewis S. Armstrong DD 3-20-68 50 3,075 John G. Best D 3- 5-68 700 3,000 Richard S. Bibler 3D 3-20-68 632 4,031 Terrence D. Brennan 3 3- 5-68 150 261 Charles E. Lienhart 3 3-20-68 100 607 Darwin L. Wiekamp 3 3-18-68 3-19-68 100 100 402 -9- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE SCHENECTADY TRUST COMPANY ’ (New York) William L. Webster D 3-25-68 400 800 383 50 466 37 2 Harry E. Whittingham, Jr. 0 3- 5-68 2 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit-Sharing Retirement Fund W. Wallace Tudor B 3-20-68 3-29-68 208 600 50,853 D 3-20-68 100 500 D 4- 2-68 318 2,325 D 2- 1-68 1,714 7,103 D 3- 2-66 12-31-67 80 20 220 100 70 500 SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold Oldani TEXAS BANK AND TRUST COMPANY OF DALLAS John S . Brown THE TOLEDO TRUST COMPANY (Ohio) Milton A. Kline * Harris McIntosh * D 3-18-68 3-19-68 S Amended Report TOWER GROVE BANK AND TRUST COMPANY (St. Louis, Mo.) John M. Wolff D 2-29-68 50 2,575 -10- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TRADE BANK AND TRUST COMPANY (New York City) Robert S. Greenbaum Partnership Maxwell Hauser Partnership Lawrence A. Meyers Partnership John O'Hare Partnership Henry L. Schenk Partnership 193 p 2- 6-68 3- 4-68 2 2 100 200 2- 6-68 3- 4-68 2 2 100 200 2- 6-68 3- 4-68 2 2 100 200 2- 6-68 3- 4-68 2 2 100 200 2- 6-68 3- 4-68 2 2 100 200 2- 6-68 3- 4-68 2 2 100 200 11,900 3- 1-68 77 604 1,109 3- 1-68 83 769 1,022 251 3 11,900 300 3 11,900 670 0 11,900 4,216 DD Wife As trustee Ira F. Weiss Partnership 11,900 0 11,900 3,735 443 139 TRUST COMPANY OF GEORGIA (Atlanta) Steve H. Bomar Profit-Sharing Plan 0 Wm. R. Bowdoin Profit-Sharing Plan (3D George S. Craft Profit-Sharing Plan Family 0D Charles H. Dolson D 3- 1-68 3-20-68 2 3 109 1,282 1,336 330 100 300 -11- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TRUST COMPANY OF GEORGIA (Atlanta)(cont'd) Carroll Payne Jones Profit-Sharing Plan 0 Augustus H. Sterne Profit-Sharing Plan As trustee Wife OD 3- 1-68 100 516 52 3- 1-68 2 2 2 451 1,092 244 575 85 UNION BANK & TRUST CO. (Montgomery, Alabama) J. Vance Walker 0 Wife 3-11-68 3-13^68 3-29-68 3-29-68 23 7 36 80 2 328 349 UNITED BANK AND TRUST COMPANY (Hartford, Connecticut) John S. Murtha Wife D 158 3- 4-68 3 500 220 WELLS FARGO (San Francisco, California) John F. Holman 0 45 100 12-11-67 1- 5-68 200 WILMINGTON TRUST COMPANY (Delaware) William Winder Laird As trustee 920 D 3- 1-68 3-14-68 3 3 2,000 910 93,701