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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1978 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MOWTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 1978 to July 10, 1978 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 REPORTING PERSON RELATIONSHIP BANK AGGIREGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) James T. Barnes, Sr. D 2 8,3^5 -043,953 2 215 12,000 567 6- 9-78 8,345 BANK OF MID-JERSEY (Bor dent own) John G. S. Meach D 5-12-78 CAFE COD B A M ! AND TRUST COMPANY (Hyannis, Massachusetts) Palmer Davenport D 6-15-78 100 2 1,100 329 THE COMMERCIAL BANK & SAVINGS COMPANY (Fostoria, Ohio) Robert W. Summer D 5- 5-78 2 100 171 123 500 5,506 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert Hekemian D 6- 9-78 I 3- 3-78 DEARBORN BANK AND TRUST COMPANY (Michigan) Thomas H. Eurich 6-16-78 100 438 971 FR 6?1 -2- REPORTING PERSON INDIRECT ACCOUNT 1 hd DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP DEARBORN BANK AND TRUST COMPANY (Con't) Frank C. Padzieski D 6- 6-78 J. Ralph Wagner OD D 6- D 112 11,126 2,332 6- 6-78 112 2,112 1-78 100 871 5-25-78 150 616 50 100 1,977 2 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) C. A. Covington, Jr. FARMERS & MERCHANTS STATE BANK (Fredericksburg, Va.) James S. Pates 2 THE OBERLIN SAVINGS BANK COMPANY (Ohio) Robert L. Young D 5- 8-78 OD 5-17-78 THE OHIO CITIZENS TRUST COMPANY (Toledo) Horton C. Rorick 100 2 12,583 2,496 SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold Cldani D 6-14-78 OD 5- 4-78 500 32,008 UNION TRUST CO. OF WILDWOOD (New Jersey) Albert S. Bailie 5-19-78 2 250 2,333 2,240 16,606 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK -3- AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP UNION TRUST CO. OF WILDWOQD (Con't) 500 518 250 350 1,782 13,753 5-19-78 240 5,834 5-19-78 200 6,129 5-19-78 2 1,064 4,050 5,954 5-19-78 2 500 403 500 7-20-77 8-23-77 2 2 4-27-78 2 James A. Byrne D 6-12-78 John H. McGarry D 5-19-78 Charles B. Middleton OD Howard W. Mitchell D Robert J. Scully D Jerome A. Spatz Percy Taylor Palmer M. Way, Jr. D D 2 2 3,032 OD 384 64 448 100 2,268 7,891 11,546 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Thomas J. Gilmour, Jr, D 250 5- 4-78 2 John A. McManus D 5- 9-78 5-18-78 2 2 27,563 359 3,309 500 1,864 1,864 2,000 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 5-31-78 127 94,194 I -4 FR 671 1-3 BANK REPORTING PERSON INDIRECT ACCOUNT g AGGREGATE TRANSACTIONS S 3 Bought or Sold or •t) H Otherwise Otherwise Co § Acquires Disposed of Ed m ! DATE OF TRANSACTION 0 6- 6-78 350 2,475 6- 6-78 325 9,263 17,937 6-22-78 126 368 s MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vegas) Richard A. Etter Kenneth J. Sullivan.Jj- OD WYANDOTTE SAVINGS BANK (Michigan) William L. Blackson 0
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