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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directo Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1977 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. V TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 1977 to July 10, 1977 IMPORTANT - See Guide to Symbols on preceding page r W 52 CO cn > BANK # REPORTING PERSON AGGREGATE TRANSACTIONS DATE Bought or Sold or 0 c 2 Otherwise Otherwise n OF MONTH-END TRANSACTION Acquired Disposed of OWNERSHIP 1 INDIRECT ACCOUNT BANK OF THE COMMONWEALTH (Detroit, Michigan) Matthew Steckel 6-13-77 Richard J. Tennent 5-25-77 1,000 6- 1-77 6- 6-77 100 100 2,300 2,300 1,900 BANK OF SUFFOLK COUNTY (Stony Brook, New York) Donald A. Roth OD 7,513 2,375 CHEMUNG CANAL TRUST COMPANY (Elmira, New York) L. Richard Marshall 6-15-77 100 1,113 6-16-77 D 100 1,300 1,500 49 1,213 154 1,111 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Marston Ames D FIRST BANK OF COLONIA (New Jersey) G. Nicholas Venezia D 5-H-77 5-31-77 600 MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missouri) August W. Eager D 6-20-77 220 1,628 -2- FR 671 Q ti BANK f3 - REPORTING PERSON INDIRECT ACCOUNT H § s hj DATE OF TRANSACTION AGGREGATE TRANSACTIONS W c o C > D Sold or 5 3 Bought or hj H Otherwise Otherwise CO § Acquires Disposed of MONTH-END OWNERSHIP METROPOLITAN BANK (Tampa, Florida) Edward J. DeBartolo B 2-28-77 4- 7-77 4-18-77 4-21-77 5- 6-77 5-24-77 1,400 1,360 15,000 400 14,925 1,563 272,941 THE OBERLIN SAVINGS BANK COMPANY (Ohio) John A. Cochrane D 5-12-77 91 91 74 2,887 PIEDMONT TRUST BANK (Martinsville, Virginia) Irving M. Groves, Jr. >-16-77 8,132 14,299 935 UNITED COUNTIES TRUST COMPANY (Elizabeth, N.J.) J. Harold Collins D 610 660 5- 9-77 5-10-77 5-24-77 5-25-77 1,000 4,000 10,868 UNITED STATES TRUST COMPAQ SY OF NEW YORK (New York Cit d. Bonus Plan 5-H-77 5-27-77 6- 8-77 6-29-77 6-30-77 1,400 2,000 1,617 66 166 95,744 -3- FR 6?1 REPORTING PERSON e INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND TRANSACTION AND OWNERSHIP SYMBOL OWNERSHIP SYMBOL BANK RELATIONSHIP RELATIONSHIP ^ < AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vegas) • Jerome D. Mack OD 2 1,070 1,070 57,231 210,348 2 540 1,364 2,840 4-21-77 WYANDOTTE SAVINGS BANK (Michigan) • William C. Williams D 6-14-77 • * - e # # #
