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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1972 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under* lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.} is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "X" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary* "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 1972 to July 10, 1972 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 REPORTING PERSON RELATIONSHIP BANK AGGIREGATE TRANS ACTIONS Bought or Sold or MONTH-END Otherwise Othe rwise Acquired Disposed of OWNERSHIP AMERICAN BANK AND TRUST COMPANY (Lansing, Michigan) Hubert B. Bates H. Andrew Hays D 5- 5-72 691 7,589 0D 5- 5-72 5-31-72 5- 5-72 436 239 51 5,021 819 251 2,749 4 John W. Hull D 5- 5-72 William J. Porter, Jr. D 5- 5-72 5- 5-72 4 94 51 1,026 819 5- 5-72 5- 5-72 4 11 51 121 819 Albert F. Schmidt, Jr. D Karl D. Story D 5- 5-72 64 698 Ralph L. Woodruff D 5- 5-72 1,048 11,533 0 6- 7-72 BANK OF THE COMMONWEALTH (Detroit, Michigan) Leo G. Lapham* 920 2 3,506 60 *Amended Report BANK OF DEARBORN (Michigan) Hugh M. Archer D 3-20-72 4-17-72 S 470 39 709 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE BANK OF NEW JERSEY (Camden) W. Robert Davis OD 6-20-72 100 1,800 100 2 Robert W. Hutton OD 6-14-72 500 1,050 William J. Whiteford OD 6-14-72 250 360 Jack H. Wray OD 6-14-72 6-29-72 500 15 935 CENTRAL BANK (Monroe, Louisiana) Guy Campbell, Jr. T. H. Scott James D. Sparks D 309 80 721 1, 152 5- 9-72 5- 9-72 5-16-72 4 4 721 5- 3-72 5- 8-72 5-16-72 5-26-72 2 2 2 2 67 861 721 10 7,573 600 2,813 4,255 D D 5- 8-72 D 5-25-72 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville, Kentucky) William H. Abell 200 2 Maurice D. S. Johnson John C. Nichols, II OD 5-15-72 100 1,025 9,393 600 250 0 5- 7-62 12-20-68 4- 8-70 9- 4-70 6-14-72 2 2 2 2 2 25 9 16 13 24 113 -3- F T w H pc m in > £ BANK REPORTING PERSON H H-4 O z C/i c e M hd INDIRECT ACCOUNT AGGREGATE TRANSACTIONS PC O w H M DATE m § OF Z > TRANSACTION as z Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCE UNION BANK (Nashville, Tennessee) Wade M. Craig, Jr. D 5-19-72 J. D. Swartzbaugh D 6- 5-72 100 503 D 6-13-72 6-21-72 400 100 18,500 100 900 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last CORPUS CHRISTI BANK & TRUST (Texas) Patrick A. Flynn 0 6- 1-72 896 1,120 Charles E. Francis 0 6- 1-72 246 1,034 C. Ivan Wilson 0 6- 1-72 246 2,949 Warrants Debentures $3,000 5- 4-72 2 280 -0$10,000 THE DETROIT BANK AND TRUST COMPANY (Michigan) Roblee B. Martin D 6- 6-72 100 409 988 16,432 3,276 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Paul J. Thomas D 6-12-72 2 EWING BANK AND TRUST COMPANY (West Trenton, New Jersey) Edward J. McManimon, Jr. D 6-14-72 262 1,215 Gordon L. Youngs D 5-19-72 800 8,000 -4- BANK REPORTING PERSON rS t"1 > •H o z CD K w TJ INDIRECT ACCOUNT I T 5G CD CD PS o M H M AGGREGATE TRANSACTIONS > DATE CD § OF TRANSACTION W Z Bought or Otherwise Acquired Sold or Othe rwise Disposed of MONTH-END OWNERSHIP THE FIFTH THIRD BANK (Cincinnati, Ohio) John E. Goyert 0 6-23-72 X 3 500 5-24-72 2 1,171 1,893 478 HEMPSTEAD BANK (New York) Bruce Wood Hall ODI 1,171 212,550 9,308 OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Michigan) Titus James Hager D 6- 6-72 100 1,631 D 6- 7-72 100 675 B 6-14-72 6-26-72 1,000 1 57,488 THE PEOPLES-MERCHANTS TRUST COMPANY (Canton, Ohio) D. V. Belloni SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit Sharing Plan SOUTHWEST BANK OF ST. LOUIS (Missouri) Fred A. Giacoma, Sr. OD 6-30-72 X 300 3,583 Charles M. Hennemeyer OD 6-30-72 X 700 4,700 Russell C. Schaefer 0 6-30-72 X 150 179 Raymond R . Schnie tz 0 6-30-72 X 300 1,069 D 5-12-72 279 609 SUMMIT AND ELIZABETH TRUST COMPANY (Summit, New Jersey) Richard W. KixMiller -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE SYLVANIA SAVINGS BANK COMPANY (Ohio) D. W. Beveridge Norman J. Lochbihler Paul W. Zeitner [)D. 5-27-72 54 1,034 D 11-20-71 4-27-72 30 50 600 OD 5-11-72 70 1,363 OD 3-28-72 3-31-72 4- 2-72 4-14-72 82 412 50 24 15,264 4-21-72 5-12-72 375 250 8,629 OD 5-19-72 100 14,883 D 4-21-72 5-12-72 375 250 10,522 3-21-72 3-28-72 3-30-72 4-21-72 5- 1-72 5- 2-72 100 100 413 400 105 30 1,348 TEXAS BANK AND TRUST COMPANY OF DALLAS (Texas) 0. C. Lindemann Claude R. McClennahan, Jr. W. W. Overton, Jr. William E. Weatherford Charles G. Young, Jr. D OD UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 4 213 6-16-72 6-30-72 31,901 WILMINGTON TRUST COMPANY (Delaware) Robert H. Richards, Jr. D 222 6-15-72 . 2 3 4,090 870 315
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