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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1968. EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, ‘'Statement of Changes in Beneficial Ownership of Securities/' filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete• On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale MB" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights MGM - Gift MSM - Stock dividend or stock split "XM - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "I" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. n2M - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. M3" - Same as in n2,n except that reporter disclaims any admission that he is the beneficial owner of the securities. n4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. M5M - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the. Federal Reserve System during the period from June 11, 1968 to July 10, 1968 IMPORTANT - See Guide to Symbols on preceding page. INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP ANN ARBOR BANK (Michigan) M. C. Taylor D 6-10-68 2 658 5,082 2,504 BANK OF COMMERCE (Newark, New Jersey) Fred Hemminger D 6-18-68 75 1,942 B 6-18-68 6-19-68 13,146 50 432,192 BANK OF THE COMMONWEALTH (Detroit, Michigan) BOC Investment Company Horace C. Ford BOC Investment Company D Frederick C. Mattheai, Ji . D Wife As Custodian Parsons Investment Co. BOC Investment Company Edward J. McNabb 0 George W. Miller BOC Investment Co. 0D Donald H. Parsons Parsons Investment Co. BOC Investment Co. 464 6-18-68 6-19-68 2 2 6-18-68 6-19c68 3 3 2 2 2 5-22-68 13,146 50 432,192 337 337 6,750 506,268 13,146 50 432,192 200 368 789 6-18-68 6-19-68 2 2 6-18-68 6-19-68 . 2 2 2 13,146 50 432,192 338 506,268 OD 13,146 50 432,192 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND 3WNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (Continued) Thomas H. Wagner Parsons Investment Co., BOC Investment Company G. Bretnell Williams BOC Investment Company OD 1,350 506,268 6-18-68 6-19-68 2 2 2 13,146 50 432,192 5- 1-68 5-31-68 6-18-68 6-19-68 2S 2 2 2 139,638 83 13,146 50 432,192 5-23-68 5-23-68 2 30 30 729 2,982 5-23-68 2 60 163 3,520 2 29 94 1,095 573 D BEAVER TRUST COMPANY (Pa.) Fred C. Cook Wife OD Fred L. Cook Family D Stewart P. McConnel Family D 4- 9-68 BROADWAY BANK AND TRUST COMPANY (Paterson, New Jerse* r) Anthony A. Accavallo 0 6- 4-68 60 147 John P. Africano OD 6- 4-68 206 2,066 Raymond J. Cadmus OD 6- 4-68 484 4,846 Abe J. Greene D 6- 4-68 1,076 11,666 Charles W. Johnson 0 6- 4-68 151 1,510 George Kent D 6- 4-68 1,135 11,650 Nathaniel Kent D 6- 4-68 1,200 14,703 Jacob Moskow D 6- 4-68 826 8,263 Jack Stern D 6- 4-68 270 2,700 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BROADWAY BANK AND TRUST COMPANY (Continued) Martin Sukenick OD 6- 4-68 6- 4-68 2 438 690 4,389 6,894 256 2,955 27 CENTRAL SAVINGS BANK AND TRUST COMPANY (Monroe, La.) T. H. Scott D 6-20-68 2 CENTRAL TRUST COMPANY ROCHESTER N.Y. Horace P. Gioia * D 5- 9-68 5-13-68 Alfonso Gioia & Sons Inc. Estate of Alfonso Gioia Wife G. Rolfe Scofield, Jr * As trustee Crescent Puritan Inc. Family 140 100 2 2 2 D 1,524 458 694 34 600 240 1,000 1,000 5- 2-68 2 2 2 50 6-10-68 6-10-68 3 3 100 200 5,148 450 2,251 6-14-68 6-10-68 3 15 40 15 82 * Amended Report CHEMUNG CANAL TRUST COMPANY (Elmira, New York) E. Henry Dalrymple Wife Son D Boyd McDowell, II Wife 0 John M. McLeod San As trustee Wife D 6-10-68 3 3 3 140 1,100 140 260 166 - g > M § C/3 « M "tf BANK REPORTING PERSON INDIRECT ACCOUNT 4- w si 03 > a q M H ►a m CO § DATE OF TRANSACTION 03 55 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold ot Otherwise Disposed of MONTH-END OWNERSHIP CLARK STATE BANK AND TRUST COMPANY (New Jersey) Thomas Harris D 5-23-68 222 1,733 298 2 THE CLEVELAND TRUST COMPANY (Ohio) George E. Enos Family D 6- 5-68 400 3 4,000 2,600 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Gustav H. Koven Wife Co-executor D George Neupauer Wife Co-trustee of three Residuary trusts Co-trustee of three inter-vivos trusts Family Holding Corp. D 6-19-68 302 1,306 81 200 2,806 193 6- 5-68 1,337 3 1,714 234 1,107 3 3 FIDELITY BANK (Beverly Hills. California) Murray L. Tanner 200 4,006 0 6-10-68 Robert H. Jamison D 5-31-68 100 1,248 Samuel Kuna, Ph.D. D 5-17-68 94 2,643 5-28-68 100 200 FIRST BANK OF COLONIA (New Jersey) FIRST PENNSYLVANIA BANKING AND TRUST COMPANY (Philadelpt ia] Gaylord P. Harnwell D -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP GENESEE MERCHANTS BANK AND TRUST COMPANY (Flint, ]Mich.) Arthur E. Summerfleld, Jr. D 6-20-68 2 4,452 1,800 78 THE LORAIN COUNTY SAVINGS AND TRUST COMPANY (Elyria, Ohio) Earl J. Fauver Wife OD 5-13-68 100 1,283 317 MANCHESTER BANK OF ST. LOUIS (Missouri) Thoma s B . Donahue D 5-17-68 5-29-68 91 100 301 5- 7-68 5-17-68 6- 6-68 2,699 886 3,150 517,868 6-13-68 6-28-68 6-28-68 36 100 44 2,268 749 15 40 105 MANUFACTURERS HANOVER TRUST COMPANY (New York Citv) Profit-Sharing Plan MERCHANTS BANK OF NEW YORK (New York City) Spencer B. Witty D Wife 2 THE MERRILL TRUST COMPANY (Bangor, Maine) W. Jerome Strout D 5- 6-68 5-31-68 MORGAN GUARANTY TRUST COMPANY r OF NEW YORK (New York Citv) Deferred Profit Sharing Pla n 6- 1-68 6-13-68 D 210 200 34,107 -6- "PTT s > BANK REPORTING PERSON INDIRECT ACCOUNT I S w a 50 C/3 W > sc q O M H z T3 M w DATE o PC c/3 a M OF 3 TRANSACTION w a AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE NORTHEN TRUST COMPANY (Chicago, Illinois) Thrift-Incentive Plan 6-14-68 6-20-68 430 140 6,123 OD 7- 8-68 497 3,318 OD 5- 2-68 5-28-68 14 100 4,145 100 6,316 PEOPLES UNION BANK AND TRUST COMPANY (McKeesport, Pa.) Clarence Kelly ST. JOSEPH VALLEY BANK (Elkhart, Indiana) Richard S. Bibler SEATTLE TRUST AND SAVINGS BANK (Washington) Thomas M. Pelly D 4-26-68 K. Winslow OD June 68 D 6-28-68 D 3-27-68 3-27-68 4-23-68 5-13-68 650 7,428 SOUTHWEST BANK OF ST. LOUIS (Missouri) Roger C. Shirtum 125 430 196 6 25 100 1,145 TRADE BANK AND TRUST COMPANY (New York City) Albert Dreitzer * Robert S. Greenbaum Partnership Ira Guilden s s 200 0 5- 2-68 5-22-68 6-21-68 152 100 100 571 12,098 15,096 B 5-14-68 5-22-68 5-31-68 2 2 2 725 434 556 130,363 -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TRADE BANK AND TRUST COMPANY (Continued) Maxwell Hauser Partnership Lawrence A. Meyers Partnership John O'Hare Partnership Henry L. Schenk Partnership 0 259 5- 2-68 5-22-68 6-21-68 2 2 2 152 5- 2-68 5-22-68 6-21-68 2 2 2 152 5- 2-68 5-22-68 6-21-68 2 2 2 5- 2-68 5-22-68 6-21-68 2 2 2 152 5- 2-68 5-22-68 6-21-68 2 2 2 152 100 100 571 12,098 309 0 100 100 571 12,098 691 0 152 100 100 571 12,098 4,343 OD 100 100 571 12,098 3,848 456 Wife As trustee Ira F. Weiss Partnership 144 0 100 100 571 12,098 TRUST COMPANY OF GEORGIA (Atlanta) Eugene R. Black D 100 5-17-68 6-20-68 100 100 THE UNION AND NEW HAVEN TRUST COMPANY (Connecticut) Leo F. Stanley New Haven Savings Bank D 6- 3-68 3 100 400 5,000 WILMINGTON TRUST COMPANY (Delaware) Robert H. Richards, Jr. Wife D 275 6- 5-68 3 2 3,133 240 870